calcium phosphosilicate nanoparticles for imaging and photodynamic therapy of cancer

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Downloaded/ordered from Discovery Medicine on May 07, 2014. Distribution of this article in any form is not permitted. © Discovery Medicine. 275 Discovery Medicine, volume 13, Number 71, Pages 275-285, April 2012 Abstract: Photodynamic therapy (PDT) has emerged as an alternative modality for cancer treat- ment. PDT works by initiating damaging oxidation or redox-sensitive pathways to trigger cell death. PDT can also regulate tumor angiogenesis and mod- ulate systemic antitumor immunity. The drawbacks to PDT -- photosensitizer toxicity, a lack of selectivi- ty and efficacy of photosensitizers, and a limited penetrance of light through deep tissues -- are the same pitfalls associated with diagnostic imaging. Developments in the field of nanotechnology have generated novel platforms for optimizing the advan- tages while minimizing the disadvantages of PDT. Calcium phosphosilicate nanoparticles (CPSNPs) represent an optimal nano-system for both diagnos- tic imaging and PDT. In this review, we will discuss how CPSNPs can enhance optical agents and serve as selective, non-toxic, and functionally stable pho- tosensitizers for PDT. We will also examine novel applications of CPSNPs and PDT for the treatment of leukemia to illustrate their potential utility in can- cer therapeutics. [Discovery Medicine 13(71):275-285, April 2012] Photodynamic Therapy Photodynamic therapy (PDT) has emerged as an alter- native strategy for treating cancer. PDT consists of three main components: a photosensitizer, light, and oxygen. PDT takes advantage of an appropriate wave- length of light that excites a photosensitizer to a triplet energy state (Juarranz et al., 2008; Ortel et al., 2009; Wainwright, 2008). In the presence of molecular oxy- gen, energy is transferred to relax the excited state of the photosensitizer (Figure 1). This energy transfer in turn excites molecular oxygen to form excited, singlet state oxygen (Figure 2). Singlet oxygen induces cell death via damaging oxidation or redox-sensitive cellu- lar signaling pathways, thus mediating the effects of PDT (Dolmans et al., 2003; Huang et al., 2008; Juarranz et al., 2008). Intriguingly, PDT has also been shown to regulate processes beyond tumor cell death including tumor angiogenesis and modulation of the immune system (Dolmans et al., 2003; Gollnick et al., 2010; Juarranz et al., 2008; Reddy et al., 2006). It has been speculated that PDT, when effective, can actually restrict tumor nutrient supply by the ablation of tumor blood vessels and by triggering an immune response that can afford systemic antitumor immunity (Gollnick et al., 2010; Hu et al., 2010; 2011; Mroz et al., 2010; 2011; Tammela et al., 2011). For these reasons, PDT continues to garner considerable interest, as technolo- gies develop to overcome potential limitations. Disadvantages of current PDT include photosensitizer toxicity, a lack of efficacious and selective photosensi- tizers, and an inability of light to sufficiently penetrate through tissues to reach tumors deep within the body Calcium Phosphosilicate Nanoparticles for Imaging and Photodynamic Therapy of Cancer DIANA M. T AceloSky , AMy e. creecy , SrIrAM S. ShANMugAvelANDy , JIll P. SMITh, DAvID F. clAxToN, JAMeS h. ADAIr, MArk keSTer, AND BrIAN M. BArTh Diana M. Tacelosky, Sriram S. Shanmugavelandy, Mark Kester, and Brian M. Barth are at the Department of Pharmacology, The Pennsylvania State University College of Medicine, Hershey, Pennsylvania 17033, USA. Amy E. Creecy is at the Department of Biomedical Engineering, University of Texas, Austin, Texas 78712, USA. Jill P. Smith and David F. Claxton are at the Department of Medicine, The Pennsylvania State University College of Medicine, Hershey, Pennsylvania 17033, USA. James H. Adair is at the Department of Materials Science and Engineering, The Pennsylvania State University College of Medicine, Hershey, Pennsylvania 16802, USA. Drs. Claxton, Kester, and Barth are also at the Penn State Hershey Cancer Institute, The Pennsylvania State University College of Medicine, Hershey, Pennsylvania 17033, USA. Corresponding author: Brian M. Barth, Ph.D. ([email protected]). © Discovery Medicine. All rights reserved. DISCOVERY MEDICINE ® www.discoverymedicine.com ISSN: 1539-6509; eISSN: 1944-7930

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Downloaded/ordered from Discovery Medicine on May 07, 2014.Distribution of this article in any form is not permitted. © Discovery Medicine.

275

Discovery Medicine, volume 13, Number 71, Pages 275-285, April 2012

Abstract: Photodynamic therapy (PDT) hasemerged as an alternative modality for cancer treat-ment. PDT works by initiating damaging oxidationor redox-sensitive pathways to trigger cell death.PDT can also regulate tumor angiogenesis and mod-ulate systemic antitumor immunity. The drawbacksto PDT -- photosensitizer toxicity, a lack of selectivi-ty and efficacy of photosensitizers, and a limitedpenetrance of light through deep tissues -- are thesame pitfalls associated with diagnostic imaging.Developments in the field of nanotechnology havegenerated novel platforms for optimizing the advan-tages while minimizing the disadvantages of PDT.Calcium phosphosilicate nanoparticles (CPSNPs)represent an optimal nano-system for both diagnos-tic imaging and PDT. In this review, we will discusshow CPSNPs can enhance optical agents and serveas selective, non-toxic, and functionally stable pho-

tosensitizers for PDT. We will also examine novelapplications of CPSNPs and PDT for the treatmentof leukemia to illustrate their potential utility in can-cer therapeutics. [Discovery Medicine 13(71):275-285, April

2012]

Photodynamic Therapy

Photodynamic therapy (PDT) has emerged as an alter-native strategy for treating cancer. PDT consists ofthree main components: a photosensitizer, light, andoxygen. PDT takes advantage of an appropriate wave-length of light that excites a photosensitizer to a tripletenergy state (Juarranz et al., 2008; Ortel et al., 2009;Wainwright, 2008). In the presence of molecular oxy-gen, energy is transferred to relax the excited state ofthe photosensitizer (Figure 1). This energy transfer inturn excites molecular oxygen to form excited, singletstate oxygen (Figure 2). Singlet oxygen induces celldeath via damaging oxidation or redox-sensitive cellu-lar signaling pathways, thus mediating the effects ofPDT (Dolmans et al., 2003; Huang et al., 2008;Juarranz et al., 2008). Intriguingly, PDT has also beenshown to regulate processes beyond tumor cell deathincluding tumor angiogenesis and modulation of theimmune system (Dolmans et al., 2003; Gollnick et al.,2010; Juarranz et al., 2008; Reddy et al., 2006). It hasbeen speculated that PDT, when effective, can actuallyrestrict tumor nutrient supply by the ablation of tumorblood vessels and by triggering an immune responsethat can afford systemic antitumor immunity (Gollnicket al., 2010; Hu et al., 2010; 2011; Mroz et al., 2010;2011; Tammela et al., 2011). For these reasons, PDTcontinues to garner considerable interest, as technolo-gies develop to overcome potential limitations.Disadvantages of current PDT include photosensitizertoxicity, a lack of efficacious and selective photosensi-tizers, and an inability of light to sufficiently penetratethrough tissues to reach tumors deep within the body

Calcium�Phosphosilicate�Nanoparticles�for

Imaging�and�Photodynamic�Therapy�of�Cancer

DIANA M. TAceloSky, AMy e. creecy, SrIrAM S. ShANMugAvelANDy, JIll P.

SMITh, DAvID F. clAxToN, JAMeS h. ADAIr, MArk keSTer, AND BrIAN M. BArTh

Diana M. Tacelosky, Sriram S. Shanmugavelandy,Mark Kester, and Brian M. Barth are at theDepartment of Pharmacology, The Pennsylvania StateUniversity College of Medicine, Hershey, Pennsylvania17033, USA.Amy E. Creecy is at the Department of BiomedicalEngineering, University of Texas, Austin, Texas 78712,USA.Jill P. Smith and David F. Claxton are at theDepartment of Medicine, The Pennsylvania StateUniversity College of Medicine, Hershey, Pennsylvania17033, USA.James H. Adair is at the Department of MaterialsScience and Engineering, The Pennsylvania StateUniversity College of Medicine, Hershey, Pennsylvania16802, USA.Drs. Claxton, Kester, and Barth are also at the PennState Hershey Cancer Institute, The PennsylvaniaState University College of Medicine, Hershey,Pennsylvania 17033, USA.

Corresponding author: Brian M. Barth, Ph.D.([email protected]).

© Discovery�Medicine. All rights reserved.

DISCOVERY MEDIC INE ®

www.discoverymedicine.comISSN: 1539-6509; eISSN: 1944-7930

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(Chatterjee et al., 2008; Donnelly et al., 2008; Huang etal., 2006; Sibani et al., 2008; Wainwright, 2008). Forthese reasons, PDT is primarily utilized to treat cancersof the skin and esophagus (Ficheux, 2009; Gross et al.,2010; Kotimaki, 2009; Nyst et al., 2009). Interestingly,the pitfalls of PDT are the same as those associated withdiagnostic imaging. Advances in the field of nanotech-nology may therefore overcome the hurdles associatedwith both diagnostic imaging and PDT. In this review,we will focus on the development of our novel nan-otechnology and its application for both diagnosticimaging and PDT. It is important to note that althoughwe focus on our technology, other considerableadvances within the fields of nanotechnology and pho-tobiology are also reinvigorating the field of PDTresearch. In particular, various polymeric and nonpoly-meric nanoparticles have been reported to encapsulatephotosensitizers and have demonstrated efficacy in bothin vitro and in vivo models while decreasing toxicity(Cheng et al., 2011; Hocine et al., 2010; Lee et al.,2011a; Lee et al., 2011b; Ohulchanskyy et al., 2007;

Qin et al., 2011; Reddy et al., 2006; Rungta et al., 2011).

Calcium Phosphosilicate Nanoparticles

Calcium phosphosilicate nanoparticles (CPSNPs) wereinitially developed to improve the optical and quantumproperties of encapsulated dyes (Altinoglu et al., 2008;Kester et al., 2008; Morgan et al., 2008). CPSNPs werealso engineered to protect agents during systemic deliv-ery, ensuring a pH-dependent release following endocy-tosis (Kester et al., 2008; Morgan et al., 2008). CPSNPsare very small (approximately 20 nm diameter) (Adairet al., 2010; Tabakovic et al., 2012). They offer anadvantage over other nanoparticles, because dyes,drugs, or other molecules of interest are encapsulatedwithin a calcium phosphosilicate nanomatrix. This is incontrast to surface decoration of the nanoparticle,which can be the case for a variety of other nanoparti-cles, including other calcium phosphate-based systems(Graham et al., 1973). Calcium and phosphate are alsoadvantageous materials for nanoparticles because they

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cPSNPs for Imaging and Photodynamic Therapy of cancer

Figure 1. Jablonski diagram depicting changes in molecular electronic states associated with photodynamic therapy.Energy from light of a specific wavelength is absorbed by the photosensitizer indocyanine green (ICG), which excitesthe molecule from a ground singlet state (S0) to an excited singlet state (S1). ICG in this excited state can return toa ground state via fluorescence or non-radioactive decay, or can undergo intersystem crossing and enter an excitedtriplet state (T1). Molecular oxygen exists in a ground triplet state, and so an energy transfer can occur between thetriplet state of ICG and molecular oxygen. This energy transfer results in the generation of singlet oxygen.

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are both abundant in physiological systems and pose noinherent toxicity (Tabakovic et al., 2012). This is instark contrast to other nanoparticles composed of cad-mium, selenium, heavy metals, or hydrocarbons that aresignificantly toxic and cannot be used effectively inbiomedical applications (Adair et al., 2010; Tabakovicet al., 2012). Additionally, the calcium phosphosilicatenanomatrix is stable at physiological pH, allowing thesenanoparticles to protect their “payloads” during sys-temic circulation. CPSNPs are engulfed by cells duringendocytosis and ultimately trafficked via the endoso-mal-lysosomal pathway (Altinoglu et al., 2008; Barth etal., 2010; 2011; Kester et al., 2008; Morgan et al.,2008; Muddana et al., 2009; Tabakovic et al., 2012).Local acidic pH changes cause the CPSNPs to degradeand release their contents. This controlled releaseensures that free-dye, or free-drug, is not exposed insystemic circulation where the free-dye/free-drug cando considerable harm. Improvements to CPSNPs, suchas selective targeting, further ensure that these nanopar-ticles only go where they are intended, thus protectingthe body’s tissues from unintended and off-targeteffects (Barth et al., 2010; 2011). Our design of

CPSNPs also includes surface functionalization withpolyethylene glycol (PEG) (Altinoglu et al., 2008;Barth et al., 2010; 2011; Kester et al., 2008; Morgan etal., 2008). PEGylation of nanoparticles, such asCPSNPs, helps to permit longer systemic retention andreduce nanoparticle clearance by the immune system(stealth characteristic). Additionally, PEGylatednanoparticles have the ability to accumulate withinsolid tumors via a process known as the enhanced per-meation and retention (EPR) (Altinoglu et al., 2008).This effect is due to the unique and disorganized vascu-lature of tumors, in addition to poor lymphatic drainage,which allows small nano-sized materials to accumulatewithin tumors (Fang et al., 2011; Hirsjarvi et al., 2011).In a diagnostic imaging trial using CPSNPs, we showedthat the accumulation of CPSNPs within tumors isdependent upon PEGylation of the nanoparticles;because non-PEGylated CPSNPs failed to accumulateand retain within breast cancer tumors in vivo(Altinoglu et al., 2008). This imaging study alsorevealed that CPSNPs primarily leave the body viahepatobiliary clearance, further minimizing toxicity.Altogether, CPSNPs represent an optimal nano-system

Figure 2. Schematic of the energy transfer process between indocyanine green and oxygen during photodynamic ther-apy. Left panel: indocyanine green (ICG) is in a ground singlet energy state (S0), while molecular oxygen exists in aground triplet energy state (T1). Center panel: following absorption of an appropriate wavelength of light, the photo-sensitizer ICG enters an excited singlet energy state (S1). Right panel: excited ICG (S1 state) undergoes intersystemcrossing to enter an excited triplet energy state (T1), which allows an energy transfer to molecular oxygen to occurand generate singlet oxygen (ground S0 state). This schematic also depicts simplified molecular orbital diagrams formolecular oxygen indicating the changes in the spin of the electrons in the two degenerate antibonding πθ orbitals.

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for biomedical applications because of eight keyachievements: (1) CPSNPs are made of non-toxicmaterials, (2) CPSNPs are truly nano-sized, (3)CPSNPs completely encapsulate payloads, (4) CPSNPsare colloidally stable in physiological conditions, (5)CPSNPs have increased retention times due to surfacePEGylation, (6) CPSNPs clear via hepatobiliary excre-tion, (7) CPSNPs offer controlled pH-mediated releaseof payloads, and (8) CPSNPs can be functionalized toselectively target specific cells (Adair et al., 2010).

CPSNPs for Diagnostic Imaging of Cancer

One of the distinct goals of CPSNP development was toimprove the optical properties of fluorescent dyes toallow for better imaging for cancer diagnostics. Wehave developed CPSNPs that encapsulate a range offluorescent dyes, and we have tested these in variousexperimental settings including cell and animal imag-ing. For whole animal imaging, we chose to encapsu-late the near-infrared fluorescent dye indocyanine green(ICG) (Altinoglu et al., 2008; Barth et al., 2010; 2011).For biological tissues, light scattering is a serious draw-back to effective imaging. Near-infrared fluorescingprobes, such as ICG, offer an advantage in that theirexcitation and emission wavelengths are long enoughto pass through biological tissues with minimal to nolight scattering. As mentioned, the optical properties offluorescent dyes, such as ICG, are vastly improved byencapsulation within the nanomatrix of CPSNPs(Altinoglu et al., 2008). ICG is currently used as anFDA-approved contrast agent in imaging applications(Bennett et al., 2009). However, the use of ICG suffersconsiderably from a short plasma half-life (2-4 min-utes), photobleaching, and nonspecific quenching dueto binding with serum proteins (Desmettre et al., 2000).Encapsulation of ICG within CPSNPs overcame thesedrawbacks and vastly improved its optical properties.In our initial diagnostic imaging trial we compared theability of free (non-encapsulated) ICG and CPSNPsloaded with ICG to image mice implanted with breastcancer tumors (Altinoglu et al., 2008). In this study,free ICG was not able to effectively image tumors,whereas ICG-loaded CPSNPs (PEGylated) effectivelyaccumulated in tumors and imaged tumors up to 96hours following systemic injection (Altinoglu et al.,2008). The improvements to ICG-mediated imaging aredirectly reflective of the enhanced fluorescencequantum efficiency (ΦF) and photostability of ICGwhen encapsulated within CPSNPs. In a subsequentstudy, the ΦF of free ICG and nano-encapsulated ICGwere directly compared (Russin et al., 2010). It wasdemonstrated that the ΦF in PBS for free ICG was0.027 +/- 0.001, a typical CPSNP loaded with ICG was0.053 +/- 0.003, and ICG molecules encapsulated with-

in CPSNPs were 0.066 +/- 0.004 (Russin et al., 2010).This study also found that 6 +/- 2 ICG molecules wereencapsulated per typical CPSNP (Russin et al., 2010).The specific optical improvements described for ICG-loaded CPSNPs also potentially expand the use of ICGbeyond imaging to therapeutic applications such as PDT.

Our original diagnostic imaging study relied on theEPR effect to allow for effective imaging of implantedbreast cancer tumors (Altinoglu et al., 2008). Thisallowed for good CPSNP accumulation, but we ques-tioned if this would be the most effective imagingmodality. Furthermore, more selective targeting was ofinterest to improve the potential for therapeutic deliv-ery to a cell population. In a subsequent study, weimproved in vivo imaging by targeting CPSNPs specif-ically to CD71 on breast cancer tumors or to the gastrinreceptor on pancreatic cancer tumors (Barth et al.,2010). The transferrin receptor (CD71) is found pre-dominately on proliferating cells with elevated meta-bolic levels, including many cancerous cells (e.g.,breast cancer cells), brain capillary endothelial cells,and hematopoietic cells (Daniels et al., 2006a; 2006b;Gosk et al., 2004; Shindelman et al., 1981; Sutherlandet al., 1981). Similarly, gastrin receptors have preva-lence within particular tissues within the gastrointesti-nal and central nervous systems (Wank et al., 1992).These G-protein-coupled receptors, also known as thecholecystokinin-2 (CCK2 or CCK-B) receptor family,are often increased in many cases of gastrointestinalcancer (Smith et al., 1996; 1998). In pancreatic cancer,there can be a particular increase in the expression of aspecific splice variant (CCK2i4sv or CCK-C) of thereceptor (Smith et al., 1994; 1995; 2002). Our studyevaluated different methods for attaching ligands, frag-ments of ligands, or antibodies to CPSNPs to permittargeting of either CD71 or gastrin receptors (Barth etal., 2010). We found that targeting CD71 improved theimaging capability of CPSNPs for subcutaneouslyimplanted breast cancer tumors. Furthermore, and moreprofoundly, targeting CPSNPs to gastrin receptors per-mitted robust imaging of orthotopically implanted pan-creatic cancer in vivo. This was particularly excitingbecause these tumors are diffuse and occur in regionswith poor blood supply to allow for nanoparticle accu-mulation. While non-targeted CPSNPs were able toimage orthotopic pancreatic tumors, gastrin receptor-targeted CPSNPs were able to robustly image the entireextent of the orthotopic tumor (Figure 3). Owing to theprevalence of gastrin receptors in the central nervoussystem, these targeted CPSNPs were also able to crossthe blood brain barrier and image the brain (Barth et al.,2010; Wank et al., 1992). Other groups have describedactively targeted nanoparticles that cross the blood

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brain barrier, suggesting that targeted CPSNPs could beengineered to diagnose and treat tumors of the centralnervous system (Madhankumar et al., 2009).

Photodynamic Therapy Utilizing IndocyanineGreen-loaded CPSNPs

The limitations of the photosensitizers used for PDTare similar to those of optical agents used for diagnos-tic imaging. Furthermore, ICG has previously beenevaluated as a photosensitizer for PDT in various mod-els of cancer (Abels et al., 2000; Baumler et al., 1999;Bozkulak et al., 2009; Crescenzi et al., 2004;Fickweiler et al., 1997; Mamoon et al., 2009; Rungta etal., 2011; Tseng et al., 2003; Urbanska et al., 2002).Therefore, we hypothesized that the improvements weachieved for diagnostic imaging using ICG-loadedCPSNPs could translate to utility as a photosensitizerfor PDT of cancer. Both improvements in optical prop-erties and the ability to selectively target CPSNPs wereessential to the development of ICG-loaded CPSNPs aseffective photosensitizers (Altinoglu et al., 2008; Barthet al., 2010; Russin et al., 2010). As described below,our initial and published work validated the utility ofICG-loaded CPSNPs for PDT of leukemia (Barth et al.,2011). Moreover, we were able to selectively target ourCPSNPs to leukemia stem cells (LSCs), eradicating thespecific cells responsible for the maintenance and pro-gression of the disease. Finally, we will discuss brieflyour unpublished work that has started to evaluate PDTutilizing ICG-loaded CPSNPs in solid tumors. Thiswork is more specifically related to our initial imagingstudies and has centered on the utility of ICG-loadedCPSNPs as “theranostic” agents based on the ability tosimultaneously diagnose and treat.

Photodynamic therapy of leukemia

Leukemia, a cancer of the blood and bone marrow, is arather broad term used to describe many differenthematological malignancies (Perrotti et al., 2010;Radhi et al., 2010; Roboz et al., 2009). Typically,leukemia is sub-classified by cell origin (myeloid orlymphoid), and by disease onset or progression (acuteor chronic). Even a given subtype, such as acutemyeloid leukemia, characterizes many different hema-tological malignancies that can be further describedbased on cytogenetic or molecular markers. The treat-ment of leukemia typically consists of high dosechemotherapy, which in itself can pose significant riskto the patient. These risks are more profound when con-sidering that leukemia is both one of the most commonpediatric cancers and one of the more common cancersin the elderly (Perrotti et al., 2010; Radhi et al., 2010;Roboz et al., 2009). In these populations, these aggres-

sive treatments can lead to serious complications oreven be fatal. Additionally, high dose chemotherapeu-tics also carry the risk of being carcinogens that maypossibly lead to therapy-induced leukemia in thepatient’s future. Therefore, better therapeutics for thetreatment of leukemia, both with improved efficacy andlower toxicity, are needed.

The potential treatment of leukemia with PDT is anintriguing idea, in part because the side effects of PDTare modest in comparison to current leukemiachemotherapeutics. Due to the short lifetime of singletoxygen, it is thought that little opportunity exists dur-ing PDT for carcinogenic transformation to occur, leav-ing cell death as the only outcome (Juarranz et al.,2008; Robertson et al., 2009). Unfortunately, PDT hasnever been used clinically to treat leukemia. This islikely due to the nature of leukemia as a systemic dis-

Figure 3. Imaging of pancreatic cancer with indocya-nine green-loaded calcium phosphosilicate nanoparti-cles is improved by gastrin receptor targeting.Orthotopic human BxPC-3 pancreatic cancer tumorswere established in athymic nude mice. Indocyaninegreen (ICG)-loaded calcium phosphosilicate nanoparti-cles (CPSNPs) were systemically injected and tumorimaging was performed using a Kodak In Vivo FXImager 24 hours later. A, non-targeted ICG-loadedCPSNPs (PEGylated). B, gastrin receptor-targetedICG-loaded CPSNPs (gastrin-10 peptide covalentlylinked to PEGylation). Note targeting of the brain inpanel B due to the presence of gastrin (cholecystokinin)receptors in the central nervous system.

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ease with little opportunity for photosensitizers to accu-mulate in circulating leukemic cells. Furthermore, theinability to penetrate appropriate light throughout thebody to activate photosensitizers is another limitation.Generally, the published laboratory reports of PDT util-ity for leukemia have almost exclusively been per-formed in cell culture (Feuerstein et al., 2009; Furre etal., 2005; Gamaleia et al., 2008; Pluskalova et al., 2006).

To our knowledge, there are currently three publishedstudies where PDT was studied in vivo for the treatmentof leukemia (Huang et al., 2006; Barth et al., 2011; Wenet al., 2011). The first was a hybrid study which report-ed the utility of PDT to purge leukemic cells from autol-ogous hematopoietic stem cells ex vivo prior to trans-plant in animal models (Huang et al., 2006). The othertwo studies, including our study, evaluated more tradi-tional PDT, occurring exclusively in vivo (Barth et al.,2011; Wen et al., 2011). Simultaneous with our publica-tion, Wen et al. published a report of in vivo PDT in amurine model of B cell lymphoma. In that study, thephotosensitizer Photodithazine was injected systemical-ly into the tail vein and then photofibers were insertedinto the tail vein, via the same needle, to perform PDTusing a diode laser. There is some question, from ourperspective, as to whether or not the experimental meth-ods may have attributed to the reported therapeutic effi-cacy. Namely, “successful” PDT was performed onlyone day following the initial injection of leukemic cells.In contrast, PDT was unsuccessful when it was per-formed five days following initial injection of theleukemic cells. This raises an important question as towhether or not the leukemia had actually engrafted inthe study by Wen et al. Furthermore, the method ofinserting photofibers into the tail vein of mice for overan hour of laser irradiation treatment implies an inva-sive procedure that may be necessitated by the limita-tion of light penetration. Indeed, this is similar to labo-ratory animal trials and human clinical trials of PDT forabdominal and other internal malignancies where laserfiber optics are introduced into the body via a surgicalprocedure (Allison et al., 2009; Friedberg, 2009; Huanget al., 2008; Moore et al., 2009; Ortner, 2009).

The third instance of PDT being used in vivo for thetreatment of leukemia is our recently published studyevaluating ICG-loaded CPSNPs (Barth et al., 2011). Westudied selectively targeted CPSNPs compared to non-targeted CPSNPs. We evaluated several physical prop-erties of the nanoparticles, including size, charge, andthe ability to label and internalize into cells of interest.We also studied the specific ability of ICG-loadedCPSNPs to generate reactive oxygen species (singletoxygen and superoxide) in cellular models in response

to laser treatment. Additionally, we evaluated the thera-peutic efficacy of our ICG-loaded CPSNP version ofPDT in cellular models of murine chronic myeloidleukemia and in human samples from patients withacute myeloid leukemia. For our in vivo work, we useda murine model of blast crisis chronic myeloid leukemia(32D-P210-GFP cells engrafted in C3H/HeJ mice),which behaves similarly to acute myeloid leukemiawhen in blast crisis (Barth et al., 2011; Daley et al.,1990; Greenberger et al., 1983; Keasey et al., 2010;Ling et al., 2006). We confirmed engraftment of the dis-ease via flow cytometry before treatments were com-menced. In our model, laser treatment was performedcompletely outside of the body with the laser directed atthe spleen (Barth et al., 2011). In addition to a profoundextension of life, using targeted CPSNPs, we alsoobserved disease-free survival of some treated animals.Importantly, we were also able to monitor disease pro-gression by analyzing blood for GFP+ leukemic cells.

The success of our study using the 32D-P210-GFPmodel was due in large part to the ability to targetCPSNPs (described in more detail below). We have alsorecently duplicated this work in a different animalmodel of myelomonocytic leukemia, in which weimplanted WEHI-3B-GFP cells into BALB/cJ mice. Inthis model, the disease does not progress robustly in theblood but rather forms masses throughout the abdomi-nal cavity (Keasey et al., 2010). Although the tumorgrowth characteristics are similar to those reported inthe model used by Wen et al. (and differ from thetumors in our original work) (Wen et al., 2011; Barth etal., 2011), we were able to significantly extend the sur-vival of mice given PDT using non-targeted ICG-loadedCPSNPs and laser light directed only at the spleen(Figure 4). The anti-leukemia efficacy that we haveobserved with our nanotechnology is a reflection of theenhanced optical properties associated with encapsulat-ing the near-infrared fluorescing probe ICG withinCPSNPs. Moreover, despite laser treatment of only thespleen, the efficacy of these studies may also have beendue to the idea that PDT can often trigger systemic anti-cancer immune responses. This idea has been put for-ward by many PDT researchers and presents anotherdistinct advantage of PDT over traditional anticancertherapies; since an immune response to cancer can beboth highly effective and minimally destructive to nor-mal tissues.

Targeting leukemia stem cells by CPSNP-mediatedphotodynamic therapy

Recently, the presence of small populations of cellswithin solid and non-solid malignancies with stem cell-like properties has been characterized (Misaghian et al.,

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2009; Perl et al., 2011; Roboz et al., 2009; Sloma et al.,2010). These cancer stem cells exhibit markers resem-bling embryonic and adult stem cells, and they are fullycapable of initiating malignant growth in vivo(Misaghian et al., 2009; Roboz et al., 2009).Interestingly, these distinct cell populations are associ-ated with multidrug resistance and are believed to beprimarily responsible for relapse due to their inherentresistance to conventional chemotherapeutics(Misaghian et al., 2009). Normal hematopoietic stemcells contain unique cellular surface markers, and thesesame markers, CD34+ and CD38-, are also present onLSCs. In addition, other surface markers have beenidentified that specifically define the LSC, such asCD96 for the identification of CD34+CD38-CD96+

LSCs in acute myeloid leukemia (Hosen et al., 2007).Likewise, studies have also indicated that LSCs can bedefined by the presence of CD117 in patients and ani-mal models of chronic myeloid leukemia (Chen et al.,2009; 2010; Gerber et al., 2011). Importantly, these sur-face features offer the opportunity to specifically targettherapeutics, such as CPSNPs, to LSCs.

In our recently published study, we evaluated the utili-ty of ICG-loaded CPSNPs for PDT of leukemia. Weengineered CPSNPs targeted to either CD96or CD117 (Barth et al., 2011). Both CPSNPspreparations were verified by an increase insize as determined by dynamic light scatter-ing and transmission electron microscopy.Our CPSNP preparations were also neutral-charged. We evaluated CPSNPs targeted toCD96 in human patient samples of acutemyeloid leukemia. Our LSC-targetednanoparticles were necessary to achieve celldeath in an in vitro assay whereas non-target-ed nanoparticles showed no utility. We fur-ther evaluated CD117-targeted CPSNPs bothin vitro and in vivo using the 32D-P210-GFPmurine model of chronic myeloid leukemia.We initially demonstrated that these CD117-targeted CPSNPs had increased uptake kinet-ics, owing in large part to the internalizationof CD117/c-kit upon receptor binding. Inboth in vitro and in vivo models, we achievedtherapeutic efficacy. In vivo this was reflect-ed by a decreased (or non-existent) peripher-al blood GFP count (measured via flowcytometry) or by profound extension of sur-vival (Barth et al., 2011). Monitoring bloodGFP counts also allowed us to assess normalmyeloid populations of our treated animals.CD117 is expressed on normal hematopoiet-ic cells, thus off-target effects from therapy

leading to myelosuppression were considered.Although modest myelosuppression was observed fol-lowing initial treatment, myelosuppression neverbecame complete and resolved in most mice (Barth etal., 2011). We additionally utilized the imaging capabil-ities of the ICG-loaded CPSNPs to show that the majortargeting in normal leukemia-free mice was confined tothe spleen, where many normal CD117+ cells reside(Fossati et al., 2010; Pelayo et al., 2005).

Taken together, our study shows that PDT utilizingICG-loaded CPSNPs may be used as an effective non-invasive therapy for leukemia. We found that the effica-cy of PDT was most robust by targeting the CPSNPs toLSCs (Barth et al., 2011). It is our opinion that thisstudy is the first successful in vivo demonstration of PDTfor leukemia. The development of ICG-loaded CPSNPstargeted to LSCs was essential for this success.

Photodynamic therapy of solid tumors

As mentioned, we have started to assess the utility ofICG-loaded CPSNPs for PDT in solid tumor models.Our ultimate goals are to demonstrate therapeutic effi-cacy and to fully describe the mechanisms associated

Figure 4. Photodynamic therapy utilizing indocyanine green-loaded calcium phosphosilicate nanoparticles prolongs the survivalof leukemic mice. Myelomonocytic leukemia was established inBALB/cJ mice by systemic injection of the WEHI-3B-GFP cellline. One week following engraftment indocyanine green (ICG)-loaded calcium phosphosilicate nanoparticles (CPSNPs) were sys-temically injected. Near-infrared laser treatment was given to thespleen 24 hours following nanoparticle injection. Treatments wererepeated once per week for four weeks. Controls consisted ofempty (Ghost) CPSNPs. All nanoparticles were PEGylated.Average survival was significantly extended from 29 to 39 days(Logrank test, p=0.021).

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with solid tumor PDT using ICG-loaded CPSNPs. Todate, we have tested our nanoparticles in models ofbreast cancer, pancreatic cancer, and metastaticosteosarcoma. We have begun an in-depth analysis ofimmune regulation by PDT utilizing ICG-loadedCPSNPs. The idea that PDT can initiate a systemic anti-tumor immune response is a concept that persistsamong PDT researchers (Gollnick et al., 2010; Mroz etal., 2010; 2011). We have embraced this concept, andare now investigating regulation of tumor immunologywhereby PDT may regulate both immunosuppressivecells and immune effector cells. Immunosuppresssivecells are a normal part of the functioning immune sys-tem and usually prevent aberrant autoimmune reactions(Frumento et al., 2006; Gabrilovich et al., 2009; Leaoet al., 2008; Ostrand-Rosenberg, 2010; Whiteside,2010a; 2010b; Yang et al., 2010). Unfortunately, tumor-driven factors, such as inflammation, can prevent theantitumor immune response from occurring (Ostrand-Rosenberg et al., 2009). Immunosuppressive cells caninterfere with immune effectors, such as T cells, den-dritic cells, natural killer cells, and B cells, via a varietyof direct and indirect mechanisms. Immunosuppression

is becoming increasingly recognized as a hallmark ofmany advanced malignancies and as a serious hurdle toeffective therapy. Our studies conducted in solid tumormodels demonstrated that PDT utilizing ICG-loadedCPSNPs triggers a therapeutic response. FollowingPDT, we observed a decrease in the immunosuppres-sive milieu and a concomitant increase in immuneeffector cells (Figure 5). We speculate that this mecha-nism of therapeutic efficacy occurs due to traditionalsinglet oxygen-mediated cell death. The generation ofsinglet oxygen is likely responsible for a therapeuticeffect following even a single treatment regime. Wehypothesize that this immune-modulating effect of PDTusing ICG-loaded CPSNPs is due to singlet oxygen-mediated production of specific bioactive immunemodulators. We are currently in the process of verifyingthis hypothesis. We are also working to identify theunique bioactive mediators involved and to reinforcethe currently held position in the field of PDT thatimmune regulation is an essential component of effec-tive treatment. ICG-loaded CPSNPs can successfullyovercome previous limitations of PDT, such as non-specific targeting and poor optical properties of photo-

Figure 5. Hypothesized mechanism(s) of action mediating photodynamic therapy of solid tumors utilizing indocya-nine green-loaded calcium phosphosilicate nanoparticles. Photodynamic therapy (PDT) occurs following injection ofindocyanine green (ICG)-loaded calcium phosphosilicate nanoparticles (CPSNPs). ICG-loaded CPSNPs are allowedto circulate and target tumors (active or passive) prior to near-infrared laser irradiation of the tumor. This triggers twopathways. Pathway I results in direct tumor cell death via oxidative pathways triggered by damaging singlet oxygen.Pathway II is initiated by the generation of a bioactive mediator that both blocks immunosuppressive cells and pro-motes the expansion of immune effector cells from hematopoietic progenitor cells. Immune effectors are then hypoth-esized to mediate an antitumor immune response.

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sensitizers. In our opinion, the development ICG-loaded CPSNPs will enable detailed mechanisticresearch and novel cancer therapeutics.

Acknowledgments

The authors would like to thank James M. Kaiser,Erhan I. Altinoglu, and Christopher McGovern forassistance with the initial development of ICG-loadedCPSNPs for PDT of cancer, as well as during the com-pletion of the original published research studies.

Disclosure

J.H.A. and M.K. serve as CSO and CMO, respectively,of Keystone Nano, Inc. The Pennsylvania StateUniversity Research Foundation has licensed CPSNPs,and PDT utilizing CPSNPs, to Keystone Nano, Inc.

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