underwater navigation using location-dependent signatures

9
978- 1 -4577-0557-1/12/$26.00 ©2012 IEEE Underwater Navigation Using Location-Dependent Signatures Di Qiu Sigtem Technology, Inc. San Mateo, CA [email protected] Robert Lynch Naval Undersea Warfare Center New Port, RI [email protected] Erik Blasch Air Force Research Lab WPAFB, OH [email protected] Chun Yang Sigtem Technology, Inc. San Mateo, CA [email protected] AbstractThis paper investigates the benefits of a multisensor fusion methodology for underwater navigation using location- dependent signatures, or geotags. The proposed coordinate- free system uses both natural and man-made signals, as well as transient events to extract location-dependent signatures for navigation and guidance. Natural signals include the geomagnetic field, gravity field, bathymetric features, and naturally-occurring very low frequency radio signals. Man- made acoustic sources of opportunity include drainage outlets and pump stations in littoral zones and particularly in harbors, which can be explored to serve as underwater beacons for navigation. This paper models a multisensor coordinate-free system, characterizes various signals for underwater navigation, and evaluates the Multisensor Underwater Signature-based Navigation (MUSNav) system in terms of accuracy, availability, and continuity of the navigation solution. Keywordsunderwater navigation; multisensor; location signature; geotag; control; MUSNav TABLE OF CONTENTS 1. INTRODUCTION ………………………………………. 1 2. SYSTEM MODEL ……………………………………… 1 3. SIGNAL CHARACTERISTICS .….……………………… 4 4. PRELIMINARY SIMULATION RESULTS …………….…. 5 5. CONCLUSIONS ………………………………………… 7 REFERENCES ……………………………………………. 8 BIOGRAPHY …………………………………………...…. 8 I. INTRODUCTION The requirements of performance and complexity of signal processing for underwater navigation have dramatically increased over the last several decades. One important aspect of underwater navigation using location-dependent signatures, or geotags, is to build and maintain databases of location-dependent signatures, as shown in Figure 1. The geotags are compared with real-time acquired signals to estimate a position location. However, the use of a single signal for underwater navigation faces problems of poor resolution and lack of coverage. In contrast, the fusion of multiple signals has the potential to ensure the required accuracy, confidence, timeliness, and continuity of the navigation solution. A multisensor navigation system can extract more location-dependent features from received signals and provide high spatial decorrelation in the derived signatures, thus resulting in high system availability and reliability. In this paper, we study the spatial correlation (or spatial decorrelation) of signatures from multiple signals and the effect these have on search speed and position location accuracy. Various classifiers developed for temporal transient signal detection and classification can be applied for spatial search and localization. Figure 1 MUSNav in underwater environment When acoustic sources of opportunity are available, we formulate the underwater navigation as a closed-loop control problem. A guidance control law is derived to navigate a user based upon the received location-dependent signatures from its current location to its destination [1]. Possible signatures derived from such sources of opportunity include differential time-of-arrival (TOA), differential angle-of-arrival (AOA), and spatial distribution (gradients) of signal strength and signal power spectra. The effects of such factors as the geometry of detectable acoustic sources, and temporal and spatial sampling rates, on navigation performance will be assessed. A trade study will help determine the optimal sampling interval and control gain, leading to an efficient fusion of multiple signals with the best spatial discrimination for navigation. The structure of the paper is organized as follows. In Section II, we first describe the geotag and matching algorithms for the underwater coordinate-free navigation system to implement MUSNav, and discuss the control laws used for system modeling. In Section III, we discuss the desirable signal characteristics for underwater navigation and study the temporal and spatial variation properties of location features from acoustic signals, the geomagnetic field, and the gravitational field. System performance is then evaluated in Section IV using simulated acoustic signals. In Section IV, the trade space between the number of measurements, position accuracy, computational complexity, and total path length is studied by varying the defined

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978- 1-4577-0557-1/12/$26.00 ©2012 IEEE

Underwater Navigation Using Location-Dependent Signatures

Di Qiu

Sigtem Technology, Inc.

San Mateo, CA

[email protected]

Robert Lynch

Naval Undersea Warfare Center

New Port, RI

[email protected]

Erik Blasch

Air Force Research Lab

WPAFB, OH

[email protected]

Chun Yang

Sigtem Technology, Inc.

San Mateo, CA

[email protected]

Abstract—This paper investigates the benefits of a multisensor

fusion methodology for underwater navigation using location-

dependent signatures, or geotags. The proposed coordinate-

free system uses both natural and man-made signals, as well as

transient events to extract location-dependent signatures for

navigation and guidance. Natural signals include the

geomagnetic field, gravity field, bathymetric features, and

naturally-occurring very low frequency radio signals. Man-

made acoustic sources of opportunity include drainage outlets

and pump stations in littoral zones and particularly in harbors,

which can be explored to serve as underwater beacons for

navigation. This paper models a multisensor coordinate-free

system, characterizes various signals for underwater

navigation, and evaluates the Multisensor Underwater

Signature-based Navigation (MUSNav) system in terms of

accuracy, availability, and continuity of the navigation solution.

Keywords—underwater navigation; multisensor; location signature; geotag; control; MUSNav

TABLE OF CONTENTS

1. INTRODUCTION ………………………………………. 1

2. SYSTEM MODEL ……………………………………… 1

3. SIGNAL CHARACTERISTICS .….……………………… 4

4. PRELIMINARY SIMULATION RESULTS …………….…. 5

5. CONCLUSIONS ………………………………………… 7

REFERENCES ……………………………………………. 8

BIOGRAPHY …………………………………………...…. 8

I. INTRODUCTION

The requirements of performance and complexity of signal

processing for underwater navigation have dramatically

increased over the last several decades. One important

aspect of underwater navigation using location-dependent

signatures, or geotags, is to build and maintain databases of

location-dependent signatures, as shown in Figure 1. The

geotags are compared with real-time acquired signals to

estimate a position location. However, the use of a single

signal for underwater navigation faces problems of poor

resolution and lack of coverage. In contrast, the fusion of

multiple signals has the potential to ensure the required

accuracy, confidence, timeliness, and continuity of the

navigation solution. A multisensor navigation system can

extract more location-dependent features from received

signals and provide high spatial decorrelation in the derived

signatures, thus resulting in high system availability and

reliability. In this paper, we study the spatial correlation (or

spatial decorrelation) of signatures from multiple signals

and the effect these have on search speed and position

location accuracy. Various classifiers developed for

temporal transient signal detection and classification can be

applied for spatial search and localization.

Figure 1 – MUSNav in underwater environment

When acoustic sources of opportunity are available, we

formulate the underwater navigation as a closed-loop

control problem. A guidance control law is derived to

navigate a user based upon the received location-dependent

signatures from its current location to its destination [1].

Possible signatures derived from such sources of

opportunity include differential time-of-arrival (TOA),

differential angle-of-arrival (AOA), and spatial distribution

(gradients) of signal strength and signal power spectra. The

effects of such factors as the geometry of detectable acoustic

sources, and temporal and spatial sampling rates, on

navigation performance will be assessed. A trade study will

help determine the optimal sampling interval and control

gain, leading to an efficient fusion of multiple signals with

the best spatial discrimination for navigation.

The structure of the paper is organized as follows. In

Section II, we first describe the geotag and matching

algorithms for the underwater coordinate-free navigation

system to implement MUSNav, and discuss the control laws

used for system modeling. In Section III, we discuss the

desirable signal characteristics for underwater navigation

and study the temporal and spatial variation properties of

location features from acoustic signals, the geomagnetic

field, and the gravitational field. System performance is then

evaluated in Section IV using simulated acoustic signals. In

Section IV, the trade space between the number of

measurements, position accuracy, computational complexity,

and total path length is studied by varying the defined

control parameters. Finally, concluding remarks are made in

Section V.

II. SYSTEM MODEL

One requirement of MUSNav is that location-dependent

parameters at the destination, or at waypoints, must be

known. Therefore, the MUSNav algorithm developed here

requires a calibration step, or training phase, to obtain the

location-dependent parameters at the destination, which can

be converted to a location signature, or geotag.

A. Geotag Generation

An underwater coordinate-free system requires two steps. In

particular, a training phase and a matching phase. The

geotag-based navigation and positioning technique highly

depends on the initial training phase. The training phase

involves a user receiver collecting location-dependent

parameters at the desired destination, or waypoints, along

the path.

The geotags associated with the trained locations, indicated

as grey dots in Figure 1, are computed based on the

recorded location information and stored in a database for

future use. The second matching phase is then employed for

navigating the underwater vehicle, or vessel, to get to the

destination with the assistance of the trained waypoints. In

the matching phase, the underwater vehicle derives geotags

using received location-dependent parameters, and matches

these with the pre-computed ones in the database to

determine the heading direction. Let Tk be the geotag

derived from the calibration phase at a unique kth

geographic

location and T’ be the geotag derived during the navigating

phase at the same location.

There are many different geotag generation methods, as well

as corresponding matching algorithms. The methods differ

in geotag representation, computational efficiency, and ease

of practical implementation.

In this paper, we apply the MUSNav method [1] that

considers the extracted location-dependent parameter vector

xk = [x1(k), x2(k), …, xn(k)] as a geotag Tk with n elements.

The MUSNav technique is similar to location fingerprinting

except we also use various location-dependent parameters

other than just the received signal strength [2]. There are

two different approaches for the matching process, that is, a

non-parametric approach and a parametric approach.

Non-parametric approach (hard metric). A non-

parametric approach is the nearest neighbor method

(NNM) [3], which is commonly used for indoor

location estimation and pattern matching. The

algorithm calculates the distance between the location

vector measured at a location during verification T’ and

one of the previously stored vectors in the database {Tk,

k = 1, …, K}. A generalized distance metric D(T’, Tk) =

D(x’, xk) is defined in Equation (1) where wi(k) is an

element-wise weighting factor and p is the norm

parameter. For instance, the choice of wi = 1 and p = 2

leads to the Euclidean distance (2-norm).

p

p

ii

n

i i

k kxxkwn

D

/1

1

|)('|)(

11),'( xx (1)

Based on the calculated distances between T’ and a

previously store Tk, the location of a signature that

gives the minimum distance is chosen as the location

for T’ as:

),'(minarg*},...,1{

kKk

Dk xx (2)

It is necessary to set a threshold to guarantee that the

location can be registered at the calibration phase. To

emphasize relative importance of and confidence on

individual location parameters and to account for

correlation between the elements, a modification to

NNM is made, named the weighted nearest neighbor

method (WNNM) [4], which makes use of the

covariance matrix Ck at xk as:

)'()'(),'( 12xxCxxxx kk

T

kkD (3)

Parametric approach (soft metric). A parametric

approach measures distance between location tags with

the help of a Bayesian conditional probability to

determine locations [5]. At the calibration phase, not

only the location parameters but also their covariance

matrix are estimated. The latter is used to help

construct a more robust decision rule for verification.

When the distance between location parameters is

weighted using a Gaussian distribution, we use the

probability density function shown in Equation (4a) to

compare the likelihoods. Since Ck characterizes the

location parameter xk, it only depends on xk subject to

seasonal adjustment to reflect differential effects on the

elements of the location parameter. The location tag Tk

that gives the maximum likelihood is selected for the

measured vector x’ (T’).

)'()'(2

1 1

)det(2

1)|'(

kT

k

ePk

k

xxCxx

Cxx (4a)

When their components are equally important, the

likelihood is given by:

n

i i

ii

i

kk

kxx

knP

12

2

)(2

))('(exp

)(2

11)|'( xx (4b)

B. Multisensor Underwater Signature-based Navigation

We formulate the MUSNav problem as a closed-loop

control problem. A guidance law is derived to guide a

receiver based upon the pre-computed and measured

geotags. The steps to navigate a receiver from one location

to another are given in the flow chart in Figure 2. Once the

receiver computes the geotag associated with the current

location from sensors, the user decides the heading direction

and how far he will move before taking new measurements.

2

The guidance process consists of a first step of coarse

navigation and a second step of vernier navigation, which

are equivalent to coarse acquisition and fine tracking. At the

coarse navigation phase, a receiver first sweeps all

directions, from 0 to 360 degrees, and computes the geotags

at various directions.

Figure 2 - MUSNav flowchart

The heading accuracy depends on the sweeping angle

interval, or the number of geotags around the starting

position. The initial heading direction is the one that gives

the minimum distance from the target geotag. Once the

initial heading is determined, the receiver enters the refined

search or tracking phase, and computes geotags along the

path. These geotags are used to further adjust the heading

towards the destination. The number of computed geotags

depends on the tracking step size, which is the distance from

one measurement to the next.

We define a number of control parameters, which can be

specified by users and are essential to navigation

performance. Figure 3 illustrates the defined control

parameters. The first control parameter is the initial heading

resolution, res. A smaller angular resolution produces a

more accurate initial heading. As the receiver enters the

tracking phase, the parameters of tracking step size rs and

search angle s control the tradeoff between travel distance,

convergence speed, and computational loading.

A finer tracking step size requires more location-dependent

measurements, resulting in a more accurate heading

direction but with a higher computational burden. On the

other hand, less accurate angle information resulting from a

coarse tracking step size might produce a longer trajectory,

or path length, but with a lower computational demand. The

last parameter is the geotag threshold, p, which controls the

desired location convergence. As the MUSNav technique

relies on the Euclidean distance between the stored geotag

and the measurements, the convergence threshold is

important as a tradeoff between convergence speed and

estimated position accuracy.

Figure 3 - MUSNav control parameters res, s, and p

C. Guidance Law

A closed-loop control is utilized to implement the

navigation method to guide and control a receiver’s

trajectory. The feedback control block diagram is given in

Figure 4.

Figure 4 - MUSNav Guidance and control block diagram

The design of an error loop discriminator and a loop filter

characterizes the geotag tracking phase. These functions

determine two most important performance characteristics

of the loop design, which are the loop thermal noise error

and the maximum dynamic stress threshold.

The error discriminators used in this paper are linear and

piece-wise, as shown in Figure 5. The location-dependent

parameter, time-of-arrival (TOA) , is chosen as an example

to illustrate the implementation of the control law on

MUSNav. The loop discriminator, or spatial error

discriminator (SED), can be modeled as = i – d and ,

which respectively are the distance of the parameter

between the current measurement and the target (the

measurements at destination), and its power. The absolute

distance between the current location and the destination, x,

is estimated from the SED as well as the control gain

selected.

The objective of the loop filter is to reduce noise and control

the convergence speed to the desired geotag. As shown in

Figure 4, the output of the loop filter is fed back to the

original input to produce the spatial error. There are many

types of loop filters, each having different characteristics.

For instance, the first order loop filter is sensitive to velocity

stress while the second order filter is sensitive to

acceleration stress. In this paper, we do not focus on the

dynamics of the underwater vehicle. Thus, a simple first

order loop gain is applied.

3

Figure 5 - Linear (left) and piece-wise loop discriminators

III. SIGNAL CHARACTERISTICS

A number of signal sources such as acoustic signals, the

geomagnetic field, the gravity field, and bathymetric

features can be used for the underwater coordinate-free

navigation and guidance. Nowadays, many researches make

use of these natural signals that are not designed for

navigation, rely on location servers, and monitor units to

calibrate the radio-based transmitter timing biases. The

calibration data is provided to users via dedicated data links

[6, 7]. Similar work on cooperative position location using

periodic codes in broadcast digital transmissions was

studied. Being cooperative, the teammates have a means to

communicate to one another via a wireless data link to

coordinate their activities, exchange data, and perform

mutual aiding in the form of cooperative referencing and

calibration [8]. However, this paper does not provide a

solved position fix using conventional methods, but instead

relies on the spatial distribution of a variety of location

features extracted from different systems and sources.

A. Acoustic Signal

The underwater environment, especially in sea water,

induces conductivity, which results in rapid attenuation of

electro-magnetic signals at high frequencies. Thus, acoustic

signals are best supported at low frequencies, and in a

frequency range of between 10 and 15 kHz [9].

Navigation in underwater environments presents a number

of unique challenges due to the complexity of the

environmental characteristics. The background noise,

although often characterized as Gaussian, is not white, but

has a decaying power spectral density. Surface waves,

internal turbulence, fluctuations in the sound speed, and

other small-scale phenomena contribute to random signal

variations, as well as multipath in the received signals. The

presence of Doppler spread impacts acoustic energy in the

sea, due to source/receiver motion, as well as motion of the

water waves that may not be well represented by a simple

Doppler shift. Frequency-dependent propagation losses

result in relative small available bandwidth for acoustic

transmissions, and potentially large delay variations leads to

strong frequency selectivity, which may be time-varying. As

a result, there are no standardized models for the acoustic

channel fading, and experimental measurements are often

made to assess the statistical properties of the channel at

particular testing sites.

The signal propagation from a stationary transmitter remains

relatively stable as location features for a given position.

The resulting spatial discrimination of signal patterns is akin

to standing waveforms produced by reflection, diffraction,

refraction, and scattering of acoustic signals in the

environment. Such a time-invariant property of local-

specific location signatures, also known as fingerprinting,

has been used for positioning [10, 11].

The usable location-dependent parameters extracted from

acoustic signals are signal strength, time-of-arrival (TOA),

time difference of arrival (TDOA), and angle-of-arrival

(AOA). Range measurements as well as differential ranges

between the user and acoustic sources (obtained from

TDOA) are used to determine the user location via multi-

lateration in conventional positioning systems. Similarly,

the user location can also be estimated from AOA

measurements via triangulation. A sector angle is the

difference in AOA between two transmitters. Other possible

features, which are not commonly used in navigation

systems, are short-time energy, spectral flux, and spectral

centroid [12]. The short-time energy of a frame of collected

signal waveforms is defined as the sum of squares of the

signal samples normalized by the same frame length.

Spectral flux is a measure of how quickly the power

spectrum of a signal is changing, and is location-dependent.

The spectral centroid is a measure used in digital processing

to characterize a spectrum. Perceptually, it has strong

correlation with the ―brightness‖ of a sound, and can be

calculated as the weighted mean of the frequencies.

With a particular set of transmitters, the received parameters

are location-dependent and have a unique geographic

distribution. Figure 6 illustrates the color contours of the

geographic distribution of two parameters – differential

range and sector angle. A differential range is the difference

in absolute ranges of two transmitters measured at a receiver,

while a sector angle is the angle formed by two transmitters

and a receiver. Three arbitrary signal sources were chosen

and indicated as s1, s2, and s3. The color contour changes

gradually from red, high amplitude, to blue, low amplitude.

For instance, the receivers on the baseline between two

transmitters have the highest sector angle of 180˚. As a

receiver moves away from the baseline, the sector angle

decreases. The geographic distribution of the parameters

indicates the location-dependent uniqueness, which is

essential to the underwater coordinate-free system. The use

of more usable parameters, as well as a larger number of

transmitters improves the spatial discrimination.

B. Geomagnetic Field

The Earth’s magnetic field [13], also called the geomagnetic

field, is generated within its molten iron core through a

combination of thermal movement, the Earth’s daily

rotation, and electrical forces within the core. Many

research efforts have led to models for the geomagnetic field.

The geomagnetic reference model is the basis for

establishing the declination and its variation across the

surface of the globe. 4

Figure 6 - Geographic distribution of location features:

differential range (top) and sector angle (bottom)

There are a number of geomagnetic field-related features

that can be used for underwater coordinate-free navigation.

The total magnetic field can be divided into several

components:

Declination (D) indicates the difference (in degrees)

between the heading of the truth north and the magnetic

north.

Inclination (I) is the angle (in degrees) of the magnetic

field above or below horizontal.

Horizontal intensity (H) defines the horizontal component

of the total field intensity.

Vertical intensity (Z) defines the vertical component of

the total field intensity.

Total intensity (F) is the strength of the magnetic field.

The intensity and structure of the Earth’s magnetic field

vary both temporally and spatially. The temporal variation is

slow but reflects influences on the flow of thermal currents

within the iron core. As a result, the models of the magnetic

field, as well as the location features for the MUSNav

database, need to be updated periodically. The magnetic

field strength, direction and change rates are predicted every

five years for a 5-year period. Figure 7 illustrates the

geographical distribution of declination generated from the

International Geomagnetic Reference Field (IGRF) model.

Figure 7 - World magnetic chart for declination generated

from 1995 Epoch IGRF model

[Picture courtesy: nationalatlas.gov]

C. Gravity

Gravity, and the associated acceleration produced by the

Earth, varies with latitude, altitude, topography, and geology

[14]. Due to the outward centrifugal force produced by the

Earth’s rotation, and the Earth’s equatorial bulge, latitudes

near the equator have high gravity as opposed to the polar

latitudes. In addition, gravity decreases with latitude as

greater latitudes indicate greater distance from the Earth’s

center. Local variations in topography and geology cause

fluctuation in the Earth’s gravitational field. The spatial

variation of the gravitational field can benefit the design of

coordinate-free navigation and add more spatial

discrimination in the computed geotags or location

signatures.

IV. PRELIMINARY SIMULATION RESULTS

A. Simulation Scenario

In this paper, we use simulated acoustic signals as a case

study to evaluate the performance of MUSNav. The center

frequency of the signal is chosen to be 10 kHz. A simple

analytical propagation model of acoustic signals is used to

estimate the received signal strength at the user’s location

(see Equation (5) below). The location features, which

include differential range, sector angle, and signal strength,

from four emitters are used to compute the geotags. There

are different ways to estimate range or differential range

measurements depending on the acoustic signal architecture.

If a pseudorandom code or a timing sequence is embedded

in the signals, correlation can be applied to detect the

incoming signal and estimate the differential TOA. The

differential range measurements require the different base

stations to be synchronized. Without synchronization,

external timing information, such as GPS, can be used to

calculate the biases between different stations. A coarse way

to estimate ranging information is to convert the received

signal strength to the range with a proper propagation model.

Sector angle measurements can be obtained using either an

antenna array or multiple sensors.

Propagation without obstacles is an ideal case. Several

factors that include reflection, diffraction, and scattering

s1 s2

s3

x [m]

y [

m]

Contours of Differential Ranges to 3 Sources

-1000 0 1000 2000 3000 4000 5000 6000 7000-1000

0

1000

2000

3000

4000

5000

6000

7000

s1 s2

s3

x [m]

y [

m]

Contours of Sector Angles to 3 Sources

-1000 0 1000 2000 3000 4000 5000 6000-1000

0

1000

2000

3000

4000

5000

6000

7000

5

should be taken into account when acoustic signals

encounter obstacles. In this paper, we assume that the path

loss depends on absorption, which is the transfer of acoustic

energy into heat, and spreading loss, which increases with

the propagation distance. The overall path loss can be

written as [9]:

rdd

b

r

fad

dfdA )(),( (5)

where f is the signal center frequency, and d is the

transmission distance taken in reference to some dr. The

path loss exponent b models the spreading loss, and its usual

values are between 1 and 2, with 1 for cylindrical spreading

and 2 for spherical spreading. The absorption coefficient a(f)

can be obtained using an empirical formula [15]. Hence,

Equation (4) is used to derive the received signal strength

for geotags.

B. Noise-free Case

First, we consider the ideal case where there is no noise or

other error sources added to the received location

measurements. Figure 8 plots and compares the estimated

trajectories of a receiver derived from the computed geotags

using differential range, sector angle, and signal strength.

The blue dots represent four emitters. The destination

location is shown as a red star marker. Three different paths

from differential range, sector angle, and signal strength are

given in green, magenta, and black, respectively.

Figure 8. Comparison of location-dependent parameters:

different range, sector angle, and signal strength

Constant control gains are applied for all three cases. The

angle interval for initial probing is ten degrees. The coarse

tracking interval step is 1000 meters, while a fine tracking

interval step of ten meters is used when the receiver

approaches close to the destination. The Euclidean norm is

chosen to compute the spatial error discriminator. A

combination of all three parameters provides the shortest

trajectory (shown as blue line in Figure 8), or path length,

while the sector angle gives the longest.

We next compare the performance of two different error

discriminators: maximum difference and Euclidean norm.

The results are given in Figure 9.

Figure 9. Comparison of two spatial error discriminators:

maximum difference and Euclidean norm

Figure 9(top) shows the trajectories of the receiver paths

using the three parameters and the two error discriminators.

Figure 9 (bottom) summarizes the tradeoff in performance

between path distance and the number of way points, or

equivalently, the computational loads. We observe that the

differential range with a norm discriminator gives the

shortest trajectory distance, and the sector angle with norm

discriminator results in the longest distance. Further, the

differential range with differencing discriminator requires

the highest computational power, and the signal strength

with norm discriminator has the least measurements. A

combination use of different parameters would improve the

spatial discrimination of the computed geotag, producing a

shorter trajectory length [16, 17, 18].

The control gain plays an important role in the convergence

to the target geotag or the destination. We evaluate the trade

-6000 -4000 -2000 0 2000 4000 6000-8000

-6000

-4000

-2000

0

2000

4000

6000

8000

s1

s2

s3

s4

x [m]

y [

m]

User Trajectory

Base stations

Destination

Differential range

Sector angle

Signal strength

All three parametes

-8000 -6000 -4000 -2000 0 2000 4000 6000 8000

-6000

-4000

-2000

0

2000

4000

6000

s1

s2

s3

s4

x [m]

y [

m]

User Trajectory

Base stations

Destination

Diff. range, Norm

Diff. range, Max Difference

Sector angle, Norm

Sector angle, Max Difference

Signal strength, Norm

Signal strength, Max Difference

12 12.5 13 13.5 14 14.5 15 15.50

50

100

150

200

250

Trajectory distance [km]

Nu

mb

er o

f w

ay

po

ints

Diff. range, Norm

Diff. range, Max Difference

Sector angle, Norm

Sector angle, Max Difference

Signal strength, Norm

Signal strength, Max Difference

6

space between the computational demand and trajectory

distance by varying the linear gain, shown in Figure 10.

Figure 10. Linear control gain study

In this study, we use the location-dependent feature,

differential range. The linear control gain varies from 0.01

to 0.4. Similarly, the top plot in Figure 10 gives the

trajectories of the selected control gains, and the bottom plot

shows the tradeoff between the number of measurements

and the trajectory length. The simulation results show that

the linear gain is proportional to the trajectory length but

inversely proportional to the computational power. A faster

convergence system would aim for a smaller control gain,

whereas, a more efficient system prefers a large control gain.

C. Random Noise Case

In practice, there is always random noise and other error

sources that contaminate the received acoustic signals. In

the subsection, we add random noise to the simulated

signals and examine the resulting change in system

performance. The result is illustrated in Figure 11.

Differential range is used in the simulation for the different

noise level comparison. The same location-dependent

parameter, differential range, is used. The linear control gain

is chosen to be 0.1. The standard deviation, , of the

parameter ranges from 1 to 5 meters.

Figure 11. Random noise lowers convergence speed

As expected, the higher the noise floor, the slower the

convergence speed. A large noise floor increases the spatial

error, which delays receiver convergence to the desired

geotag. A longer trajectory requires more measurements of

geotags to tune the heading direction. As a result, random

noise increases computational loading and trajectory length.

One solution to improve the trajectory length, by

minimizing the effects of random noise and other error

sources, is to reduce the linear control gain as illustrated in

Figure 12. The green path represents a linear control gain of

0.01, which is the smallest amongst all gains shown and

gives the shortest path length. Aforementioned, the tradeoff

of using a small control gain is between high computational

loads or more location measurements along the path. The

use of a small gain is equivalent to tightening up the noise

bandwidth. Although the path length is reduced, the number

of way points is increased, which leads to a longer time to

reach the desired destination.

Figure 12. Reducing linear control gain improves the

convergence speed

-8000 -6000 -4000 -2000 0 2000 4000 6000 8000

-6000

-4000

-2000

0

2000

4000

6000

s1

s2

s3

s4

x [m]

y [

m]

User Trajectory

Base stations

Destination

Control coeff.=0.01

Control coeff.=0.1

Control coeff.=0.2

Control coeff.=0.3

Control coeff.=0.4

0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.40

200

400

600

Nu

mb

er

of

way

po

ints

Linear control coefficient

Tradeoff Analysis

0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.412

14

16

18

Tra

jecto

ry d

ista

nce [

km

]

-1 -0.5 0 0.5 1

x 104

-6000

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-2000

0

2000

4000

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s1

s2

s3

s4

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y [

m]

User Trajectory

Base stations

Destination

No noise

= 1m

= 2m

= 3m

= 4m

= 5m

-8000 -6000 -4000 -2000 0 2000 4000 6000 8000

-6000

-4000

-2000

0

2000

4000

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s1

s2

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y [

m]

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Base stations

Destination

Control coeff.=0.01

Control coeff.=0.02

Control coeff.=0.05

Control coeff.=0.08

Control coeff.=0.1

7

V. CONCLUSIONS

We formulated a multisensor underwater signature-based

navigation (MUSNav) technique that uses location-

dependent parameters from the received acoustic signals in

underwater environments. Instead of providing a position

fix such as longitude, latitude, and altitude, the method

guides a receiver using the trained destination geotags and

the location measurements along the path. A combined use

of acoustic signals, the geomagnetic field, and the

gravitational field can improve the spatial discrimination of

derived geotags as well as navigation system performance.

The proposed MUSNav algorithm supports a wide range of

location-base applications, for example, animal tracking.

Figure 13 shows the recorded path of migrating sea turtles,

which are believed to perform long-distance navigation

using geo-magnetic field based compass sensing and map

sensing [19, 20]. The actual routes strongly resemble the

above simulated trajectories.

Figure 13. Trajectories of migrating sea turtles [20]

A training or calibration phase is required to implement

MUSNav. The geotag associated with the destination is

stored in a database for future matching. A closed loop

control law is used to formulate navigation and guidance.

The process consists of a coarse acquisition to determine the

heading direction and fine tracking to approach the

destination. Both the error discriminator and loop filter are

essential to reduce the noise and increase convergence speed.

We evaluated the MUSNav algorithm using a simulated

acoustic signal as a case study. Several trade spaces were

studied and analyzed. The total path length, computational

load, and position accuracy can be traded off against each

other by varying the control parameters, angular resolution,

tracking steps, and the threshold for convergence. In

addition, we observed that the trajectory length is

proportional to the linear gain whereas the computational

complexity is inversely proportional to the linear gain.

A combined use of various location features such as TDOA,

signal strength, sector angle, gravity, and magnetic field

strength can significantly improve the spatial discrimination

of the computed geotags. As a result, we can achieve better

precision in the final estimated target location. However, the

use of more location features increase the probability of

failure due to the increased number of error sources,

especially in underwater environments. Examples of error

sources are random noise, biological noise, noise generated

from ships, obstacles inside the water, and temporal change

of water waves among others. In addition, there are errors

originating from acoustic transmission system operations.

Acoustic transmitters might be offline due to maintenance

or other implementation issues. As a result, a geotag will not

be reproducible when there is an insufficient number of

location features received.

Such practical issues as operational continuity and

likelihood of failure to map into the desired geotag, will be

further studied by developing error-tolerant algorithms to

reduce the system risk, thus increasing the robustness of the

computed geotags. We will evaluate such errors in both

Euclidean distance and Hamming distance and develop

error-tolerant algorithms that can account for various types

of error sources. In addition, we will compare the parametric

and non-parametric geotag generation approaches in our

future simulations.

Simulations provide us with the insights from an analytical

point of view. The practical aspects of signal processing and

system implementation are better understood using real data,

which is our future plan to implement and test our approach.

Moreover, we will investigate and use more location

features, such as geomagnetic field, to improve the spatial

discrimination of computed geotags.

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[1] C. Yang and D. Qiu, Geo-coordinate Free Radio

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61/39618, 2010.

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8

[6] M. Rabinowitz and J.J. Spilker, Jr., ―A New Positioning

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[9] M. Stojanovic and J. Presisig, ―Underwater acoustic

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[10] R. Schmidt, Andre Gagnon, and D. Allcock, ―Maritime

Containers Tracking Trial Results,‖ IEEE AES

Magazine, Sep 2009.

[11] H.R. Everett, Sensors for Mobile Robots: Theory and

Application, AK Peters, Ltd., Wellesley, MA 1995.

[12] G. Padmavathi, D. Shanmugapriya, and M. Kalaivani,

―Acoustic signal based feature extraction for vehicular

classification.‖ IEEE Advanced Computer Theory and

Engineering (ICACTE), Aug. 2010.

[13] G. Hulot, et. al., ―The magnetic field of planet Earth,‖

Space Science Reviews, Vol. 152, Issue 1-4, pp. 159-

222, Sep 2010.

[14] R. Forsberg, M.G. Sideris, and C.K. Shum, ―The

gravity field and GGOS,‖ Journal of Geodynamics 40,

pp. 387-393, 2005.

[15] L. M. Berkhovskikh and Y. Lysanov, Fundamentals of

Ocean Acoustic, Springer, 1982.

[16] D. Qiu, R. Lynch, and C. Yang, ―Location-Dependent

RF Geotags for Positioning and Security,‖ Proc. SPIE,

Vol. 8061, 2011.

[17] D. Qiu, M. Miller, S. DeVilbiss, T. Nguyen, and C.

Yang, ―Geo-Coordinate Free Guidance and Navigation,‖

ION-GNSS, Portland, OR, Sept. 2010.

[18] C. Yang, T. Nguyen, M. Miller, and D. Qiu, ―Multi-

scale Location-Specific Features for Positioning and

Navigation: Bio-Inspired Navigation,‖ Autonomous

Weapons Summit & GNC Challenges for Miniature

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[19] S. Johnson and K.J. Lohmann, ―The Physics and

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[20] URL:

http://www.deee.unipi.it/islameta/Sea%20Turtle%20Na

vigation.html.

Di Qiu received her B.S. from University of

California, Los Angeles, in 2003, and her

M.S. and Ph.D. both in Aeronautics and

Astronautics Engineering from Stanford

University in 2004 and 2009, respectively.

She has worked on ionospheric threat

modeling, signal authentication, location-

based security modeling and demonstration,

information theory, and parametric fuzzy extraction. Dr.

Qiu’s current research interests include navigation using

signals of opportunity (SOOP), sensor data fusion, state

estimation, and pattern classification.

Robert Lynch is a senior research scientist

with the Naval Undersea Warfare Center

in Newport, RI. He holds BS and MS

degrees, both in Electrical Engineering,

from Union College, Schenectady, NY,

and a Ph.D. in Electrical Engineering from

the University of Connecticut, Storrs, CT.

His research interests are in the areas of

pattern recognition and classification, detection, data fusion,

tracking, and signal processing. Dr. Lynch is Vice President

Communications of the International Society of Information

Fusion, and is Managing Editor of the Journal of Advances

in Information Fusion. Dr. Lynch is a Senior Member of the

IEEE, and is an Associate Editor of the IEEE Transactions

on Systems, Man, and Cybernetics Part B, Cybernetics. He

is a former recipient of the NAVSEA Excellence in Science

Award, and the Federal Laboratory Consortium’s

Excellence in Technology Transfer Award. Dr. Lynch is an

Adjunct Lecturer in the Electrical and Computer

Engineering Department at the University of Connecticut.

Erik Blasch is a Fusion Evaluation Tech

Lead for the Air Force Research

Laboratory, Rome, NY and a

Reserve Officer at the Air Force Office

of Scientific Research (AFOSR). He

received his MSEE (1997) and Ph.D. in

Electrical Engineering (1999) from

Wright State University, a MS in Mech.

Eng (1994) and MS in Industrial Eng.

(1995) from Georgia Tech, and a BSME from MIT in 1992

among other advanced degrees in engineering, health

science, economics, and business administration. He is a

past President of the International Society of Information

Fusion (ISIF), a member of the IEEE AESS Board of

Governors, a SPIE Fellow, and active in AIAA and ION.

His research interests include target tracking, sensor and

information fusion, automatic target

recognition, biologically-inspired robotics, and controls.

Chun Yang received his Bachelor of

Engineering from Northeastern

University, Shenyang, China, in 1984

and his title of Docteur en Science from

Université de Paris, Orsay, France, in

1989. After two years of postdoctoral

research at University of Connecticut,

Storrs, CT, he has been with Sigtem Technology, Inc. since

1994. He has been working on adaptive array and baseband

signal processing for GNSS receivers and radar systems as

well as on nonlinear state estimation with applications in

target tracking, integrated inertial navigation, and

information fusion. Dr. Yang is an Adjunct Professor of

Electrical and Computer Engineering at Miami University.

He is the member of the ION, IEEE, ISIF, and SPIE.

9