the european single procurement document (the espd)

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Harmonizing, dematerializing, and streamlining public procurement at European level: these are the challenges that must be met to boost public procurement in the European Union. The evolution of regulations on the dematerialization of public procurement is bringing about real change for both public and private players. But good change management is needed if the new approaches are to be properly adopted. EU Directive 2014/24, French government Decree No. 2016-360 of 25 March 2016 on public procurement, and France’s dematerialization of markets legislation of 1 October 2018 require public entities to embrace the dematerialization of administrative procedures. THE EUROPEAN SINGLE PROCUREMENT DOCUMENT (the ESPD) TOWARD THE UNIFORM DEMATERIALIZATION OF PUBLIC PROCUREMENT PROCESSES AT EUROPEAN LEVEL This publication was produced with the help of Simon BUCKI. BENOIT SERIZAY [email protected] EMMANUELLE GAZAY [email protected] AUTHORS

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Page 1: THE EUROPEAN SINGLE PROCUREMENT DOCUMENT (the ESPD)

H a r m o n i z i n g , d e m a t e r i a l i z i n g , a n d s t r e a m l i n i n g p u b l i c p r o c u r e m e n t a t E u ro p e a n l e ve l : t h e s e a r e t h e c h a l l e n g e s t h a t m u s t b e m e t t o b o o s t p u b l i c p ro c u r e m e n t i n t h e E u ro p e a n U n i o n .

The evolution of regulations on the dematerialization of public procurement is bringing about real change for both public and private players.

But good change management is needed if the new approaches are to be properly adopted. EU Directive 2014/24, French government Decree No. 2016-360 of 25 March 2016 on public procurement, and France’s dematerialization of markets legislation of 1 October 2018 require public entities to embrace the dematerialization of administrative procedures.

THE EUROPEAN SINGLE PROCUREMENT DOCUMENT (the ESPD)TOWARD THE UNIFORM DEMATERIALIZATION OF PUBLIC PROCUREMENT PROCESSES AT EUROPEAN LEVEL

This publication was produced with the help of Simon BUCKI.

BENOIT SERIZAY

[email protected]

EMMANUELLE GAZAY

[email protected]

AUTHORS

Page 2: THE EUROPEAN SINGLE PROCUREMENT DOCUMENT (the ESPD)

T H E E S P D I N F R A N C E

1. The main principles

In France, the Civil Service’s Legal Affairs

Department has decided to accelerate

the dematerialization of the entire public

procurement process by implementing a

Public Procurement Digital Transformation

Plan. The plan consists of a number of actions,

including the transposition of the European

Single Procurement Document (ESPD) at

national level.

2. What is the ESPD?

The ESPD comes in at tendering stage,

upstream of the procurement process itself.

I t ’s used to create the proposal

documentation for buyers and economic

operators’ (companies) pre-qualification

responses to a call for tenders.

THE EUROPEAN SINGLE PROCUREMENT DOCUMENT

is delivering real productivity gains for all

stakeholders. For businesses, sending files

electronically, being able to automatically

access administrative data, and the reuse of

information they have already provided to

government departments (the "Tell us once"

principle) represent significant time savers.

For public bodies, dematerialization also

optimizes business processes for purchasers

(no need to re-enter data, data being reused,

automatic filling of fields, robotization, and

use of artificial intelligence during checks

and controls, etc.). This allows public

bodies to focus on high-value-added tasks

and automate the most mechanical and

redundant work. However, if this transition

is to take place in the best possible way and

the benefits of dematerialization are to be

truly felt, good change management will be

needed.

Beyond improving business practices,

dematerialization enables all public-

sector bodies to reduce their costs.

According to the French Environment and

Energy Management Agency (ADEME), a

department of a hundred people consumes

an average of €10,000 to €25,000 worth

of paper every year. And in France, the

cost of unnecessary printing stands at

€400m annually. While it can be difficult

to put numbers to the savings that

dematerialization generates, there’s no

doubt that the approach is beneficial, both

financially and environmentally.

T H E E S P D M A R K E T I N E U R O P E

1. Background

The EU’s Directorate General for the Internal

Market, Industry, Entrepreneurship and SMEs

estimates that European public procurement

was worth over €2,015bn in 2015, or 13.7%

of EU GDP. However, the calls for tender

published on Tenders Electronic Daily, the

online supplement of the official EU journal

dedicated to the publication of tenders from

all Member States, represent a value of only

€349bn. This means that the vast majority of

tenders issued cannot be accessed easily by

all potentially interested companies.

To boost public procurement and encourage

the dematerialization of public procurement

at European level, the European Commission

has created a standard, dematerialized

response document that harmonizes

the pre-qualification response to calls

for tenders for all member countries: the

European Single Procurement Document.

But there are several issues associated with

its deployment.

2. Simplifying and improving access to public procurement for microenterprises

Given the significant impact small businesses

have on the European economy, the

European Commission has defined access

to public procurement for very small

businesses and small and medium-sized

enterprises (SMEs) as one of its priority work

streams. Its activity in this area involves, on

the one hand, simplifying and lightening

administrative procedures, and, on the other,

the creation of a single, fully dematerialized

response document common to all EU

member countries.

3. Boosting the public sector through its procurement processes

Increasing economic and technical competitiveness The opening up of public procurement to all

companies reduces the risk of monopolies

appearing and being maintained in the

EU. This opening for

competition between

companies enables public

entities to choose from a

more diverse range of

offers, in both financial

and technical terms. The

result is better value

public procurement and

the encouragement of

new competitive clusters.

Stimulating innovationFaced with an increasing number of

bidders, companies have a strong driver to

differentiate themselves by offering more

innovative services. In France in particular,

many start-ups specializing in legal tech and

civic tech could benefit from the opening

up of public procurement, something that

would enable them to offer new services and

compete with the major players in the sector,

who would, in turn, be forced to innovate.

Such innovation can only benefit public

bodies, which are having to rapidly adapt

to developing regulations and changes in

user/government relations.

Dematerializing to increase value addedThe dematerialization of public procurement

T H E E S P D : A D VA N TA G E O R CO N ST R A I N T ?From now on, any French public body

involved in procurement will be free to

choose between three procurement

methods: the ESPD, the Simplified Contract

Notice (MPS), or the DC1 and DC2 contract

notices.

Beyond improving business pract ices, demater ia l izat ion

enables a l l publ ic-sector bodies to reduce their costs .

2 3

confidentiel | © WAVESTONE 1

DUME

Schéma publication DUME

Offre technique

Offre administrative 1

2

Permet de déterminer si un candidat est apte à candidater à un marché public

Permet de déterminer si les moyens mis en œuvre par le candidat correspondent à la prestation demandée par la structure publique

Acheteur

Analyse des offres

Attribution du marché

Réalisation de la

prestation

Facturation de la

prestation

Solde de la prestation

Création du dossier de

consultation

Publication dossier sur plateforme

Acheteur Acheteur Acheteur Acheteur Acheteur Opérateur

Economique Opérateur Economique

Opérateur Economique

Réponses à Appel d’Offre

Analyse des candidatures

DC1,2 MPS ESPD

Dematerialized service

No certificatesrequired

Data can be reused

Compatible with all tender types

EU documentation

Comparing the different procurement methods

The ESPD is not yet compulsory in France.

However, from October 2018, public bodies

will be obliged to make the DC-type notices

available in paperless format for contracts

over €25,000. Anticipating the arrival of the

ESPD enables public-sector purchasers to

be as well prepared as possible. Ultimately,

the ESPD is intended to replace the MPS.

It will then represent the only procurement

method that enables data to be organized,

stored, and subsequently reused—from

the point where a company enters a public

procurement process.

The different stages in a public-sector call for tenders

Purchaser

Analysis of offers

Contract award

Carrying out of the contract

Invoicing for carrying

out the contract

Création of tender

documentation

Publication of documentation on the platform

Purchaser Purchaser Purchaser Purchaser PurchaserEconomicoperator

Economicoperator

Response to the call for

tenders

Analysis of interested

parties

Economic operator

Payment for carrying

out the contract

Where the ESPD comes into play in the public procurement process

Microenterprises* represent: 93 % of all companies in the EU

2/3 of all jobs in the European nonfinancial private sector

63 % of all jobs in non-financial companies in France

* A microenterprise has a workforce of <10 people, and revenue of <€20m.

"TELL US ONCE"

The ESPD is consistent with the "Tel l us once" pr inc ip le

put in p lace by France’s interdepartmental d i rectorate

for d ig i ta l , IS , and government communicat ions (the DINSIC):

when a publ ic or pr ivate ent i ty t ransmits information to the

government, i t should be shared between government departments and reused for

other interact ions

Page 3: THE EUROPEAN SINGLE PROCUREMENT DOCUMENT (the ESPD)

2018 I © WAVESTONE

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