interaction of internally mixed aerosols with light
TRANSCRIPT
Interaction of internally mixed aerosols with light
Naama Lang-Yona,aAli Abo-Riziq,*
aCarynelisa Erlick,
bEnrico Segre,
c
Miri Trainicaand Yinon Rudich
a
Received 2nd July 2009, Accepted 14th September 2009
First published as an Advance Article on the web 12th October 2009
DOI: 10.1039/b913176k
Atmospheric aerosols scatter and absorb solar radiation leading to variable effects on Earth’s
radiative balance. Aerosols individually comprising mixtures of different components (‘‘internally
mixed’’) interact differently with light than mixtures of aerosols, each comprising a different single
component (‘‘externally mixed’’), even if the relative fractions of the different components are
equal. In climate models, the optical properties of internally mixed aerosols are generally
calculated by using electromagnetic ‘‘mixing rules’’, which average the refractive indices of the
individual components in different proportions, or by using coated-sphere Mie scattering codes,
which solve the full light scattering problem assuming that the components are divided into two
distinct layers. Because these calculation approaches are in common use, it is important to
validate them experimentally. In this article, we present a broad perspective on the optical
properties of internally mixed aerosols based on a series of laboratory experiments and theoretical
calculations. The optical properties of homogenously mixed aerosols comprised of non-absorbing
and weakly absorbing compounds, and of coated aerosols comprised of strongly absorbing,
non-absorbing, and weakly absorbing compounds in different combinations are measured using
pulsed and continuous wave cavity ring down aerosol spectrometry (CRD-AS). The success of
electromagnetic mixing rules and Mie scattering codes in reproducing the measured aerosol
extinction values is discussed.
1. Introduction
Atmospheric aerosols, small solid or liquid particles suspended
in the atmosphere, contain organic and inorganic compounds
from anthropogenic as well as natural sources. Aerosols can be
emitted directly into the atmosphere (primary aerosols) from
various sources, such as fossil fuel combustion, biomass
burning, soil and road dust, salt from sea spray, and biological
materials (e.g., pollen, bacteria, etc.).1,2 Secondary aerosols
form in the atmosphere by condensation of gas phase compounds
onto pre-existing particles, homogeneous nucleation of
volatile or semi-volatile compounds to form nanometer-scale
particles, or by heterogeneous and multi-phase reactions.1,2
The latter two processes occur on aerosol surfaces, in the bulk
of the aerosol, as well as within cloud drops.1,3–6 The rate of
secondary aerosol formation is controlled by temperature,
relative humidity (RH), and the concentration of the nucleating
and condensing compounds.7
In the visible range, aerosols affect atmospheric radiation
balance, and hence climate, through three main processes: (1)
direct scattering and absorption of incoming solar radiation
(the direct effect), (2) by acting as cloud condensation nuclei
aDepartment of Environmental Sciences, Weizmann Institute,Rehovot, 76100, Israel
bDepartment of Atmospheric Sciences, The Hebrew University ofJerusalem, Jerusalem, 91904, Israel
c Department of Physical Services, Weizmann Institute, Rehovot,76100, Israel. E-mail: [email protected]
Naama Lang-Yona
Naama Lang-Yona finishedher MSc on optical propertiesof aerosols in the WeizmannInstitute of Science. She didher BSc in EnvironmentalSciences at the Tel-HaiCollege. Naama has juststarted a PhD in atmosphericchemistry in the WeizmannInstitute of Science and willwork on correlating fungi inaerosols with allergies.
Ali Abo-Riziq
Ali Abo Riziq (PhD inChemistry from University ofSanta Barbara California,UCSB, 2005) is a StaffScientist at the WeizmannInstitute of Science. He joinedProf. Yinon Rudich’s group at2005 for postdoctoral work ondeveloping different cavityring down aerosol spectro-meters. His main researchinterests are the opticalproperties of aerosols.
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(CCN), which control cloud reflectivity, extent, and lifetime
(the indirect effect), and (3) by heating the atmosphere through
absorption of incoming solar radiation (the semi-direct
effect).8–20 While the direct and indirect effects generally lead
to a negative radiative forcing of climate or cooling by
reducing the amount of solar radiation reaching the Earth’s
surface, the semi-direct effect can lead to either cooling or
warming, depending on whether the atmospheric absorption
dominates (cooling the surface) or whether the corresponding
reduction in low cloud cover and liquid water path dominates
(warming the surface).21
Atmospheric aerosols contain a mixture of organic and
inorganic components.22 The chemical constituents that make
up atmospheric aerosols dictate their chemical and physical
properties (chemical reactivity, interaction with radiation,
hygroscopicity, optical properties, etc.). Aerosols that consist
mostly of inorganic matter (such as sea salt, sulfate,
nitrate)23,24 and non-absorbing organic compounds
(OC)25–27 tend to be scattering, affecting climate through the
direct effect. Aerosols that consist of elemental carbon (EC;
soot),10,28–31 mineral dust,32,33 and certain moderately absorbing
organics (‘‘brown carbon’’)27,34–37 tend to be absorbing, affecting
climate through the direct and semi-direct effects.18
The scattering and absorbing properties of aerosol consti-
tuents are characterized by various physical parameters, the
most fundamental of which is the complex refractive index
(RI = n + ik), where the real part (n) describes the ability of
the constituent to reflect or scatter radiation, and the imaginary
part (k) describes the ability of the constituent to absorb
radiation. Both the real and the imaginary parts of the
complex RI are functions of wavelength (l).38 Knowing the
RI of aerosols enables the calculation of other radiative
parameters relevant to the climate and is therefore extremely
valuable for climate change modeling.13,39–43 These radiative
parameters include the scattering, absorption, and extinction
(attenuation) coefficients (describing the e-folding of radiative
intensity with distance: asca, aabs, and aext = asca + aabs,respectively). Other optical parameters include the optical
depth (the extinction coefficient multiplied by the radiation
propagation distance; text), the phase function (describing the
angular pattern of scattered intensity for a single aerosol
scattering event; P(ysca), where ysca is the scattering angle),
the asymmetry parameter (the extent of forward scattering
relative to backward scattering; g), and the single scattering
albedo (describing the amount of scattering relative to total
extinction; $ = asca/(asca + aabs)).44
Carynelisa Erlick
Carynelisa Erlick (PhDin Atmospheric Sciences,University of Chicago) is asenior lecturer at the HebrewUniversity of Jerusalem,Department of AtmosphericSciences. Her main researchinterests are radiative transferin the Earth’s atmosphere andclimate forcing. Her recentresearch involves accountingfor the effect of mixed compo-sition and nonsphericity ofaerosol particles on theirradiative properties. Enrico Segre
Enrico Segre (PhD in Physicsfrom the University of Turin,Italy, 1994), is currentlya Staff Scientist at theWeizmann Institute of Scienceand was an assistant professorat the Polytechnic of Turinbetween 1995 and 2000. Hismain scientific interests are innon-linear aspects of fluiddynamics and in microfluidics.
Miri Trainic
Miri Trainic is a PhD studentin atmospheric chemistry inthe Weizmann Institute ofScience. She did her BSc inChemistry and EnvironmentalSciences in the HebrewUniversity of Jerusalem andher MSc in EnvironmentalDiagnosis, at the ImperialCollege in London. Hercurrent PhD work focuses onthe optical properties oforganic aerosols.
Yinon Rudich
Yinon Rudich received his BScfrom Ben Gurion University(1987) and MSc and PhDdegrees (honors) from theWeizmann Institute (1994).Following postdoctoral workat the National Oceanic andAtmospheric Administrationin Boulder, he joined theWeizmann Institute of Sciencewhere he is currently aProfessor in the Departmentof Environmental Sciencesand Energy Research. Hisresearch interests include thechemistry and physics of
organic aerosols and of mineral dust, optical properties ofaerosols, aerosol–climate interactions and characterizationof ambient atmospheric aerosols.
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Related to aext, the extinction efficiency (Qext) is defined as
sext/pr2, where sext is the aerosol extinction cross section
(integrating the extinction cross section over the aerosol size
distribution gives aext).45,46 One way to obtain the complex RI
of an aerosol constituent is by measuring Qext as a function of
particle size for a homogeneous (spherical) aerosol comprised
of the same constituent. The complex RI can then be obtained
by fitting the measured Qext values to a Mie scattering curve,
computed with readily available numerical subroutines that
give the scattering solution to Maxwell’s equations as a
function of particle size and wavelength, following Gustav
Mie’s original derivation (see section 2).45,47
In addition to the RI values of the chemical constituents
that make up atmospheric aerosols, aerosol radiative parameter
values are strongly influenced by the physical configuration of
these constituents within the aerosol, i.e., by the aerosol
microstructure.45,48 As shown in Fig. 1, aerosols can appear
as externally mixed (particles 1 and 2), heterogeneously
internally mixed (i.e., coated particles; particles 3, 4, and 5),
or homogeneously internally mixed (particles 6 and 7).49–61
Homogeneous internally mixed aerosols form by processes
such as evaporation of droplets containing several species with
similar solubility and by simultaneous condensation of
semi-volatile species. They can be found in a variety of
combinations, including: (1) internal mixtures of several
non-absorbing components (e.g., sodium chloride (NaCl)
mixed with non-absorbing organics); (2) internal mixtures of
non-absorbing components (e.g., ammonium sulfate (AS))
mixed with weakly absorbing components (e.g., humic-like
substances (HULIS)); and (3) internal mixtures of non-absorbing
components mixed with strongly absorbing components, such
as mineral elements, metals, or brown carbon.3,62–64
Coated particles can form by processes such as condensation
of semi-volatile species on pre-existing particles, evaporation
of droplets containing both soluble and insoluble components,
dehydration of droplets containing two species with substantially
different solubilities, and heterogeneous chemical reactions
(e.g., oxidation, radical reactions, photochemistry, etc.) on
aerosol surfaces, creating a shell with a different character.
Like homogeneously internally mixed aerosols, coated particles
can be found in a variety of combinations, including: (1)
a non-absorbing core (e.g., NaCl) coated with another
non-absorbing species (e.g., non-absorbing organics); (2) a
non-absorbing core coated with a weakly absorbing species
(e.g., HULIS); or (3) an absorbing core (e.g., soot or dust)
coated with a non- or weakly absorbing species (e.g.,
condensed organics).49,51–61,65 These different aerosol micro-
structures are visualized in Fig. 1.
The ratio of the coating to core diameter in coated particles
can also be an important factor. As shown in Fig. 2(b), two
coated particles with the same external diameter but different
core/coating diameter ratios will have different absorption and
scattering characteristics. Thus, we conducted each experiment
on coated particles twice, once with a constant core diameter
and increasing shell thickness (see Fig. 2(b),i), and again with
increasing core diameter whilst maintaining a constant shell
thickness (see Fig. 2(b),ii).
It is of great interest to understand how these micro-
structures affect aerosol optical properties and how well
theoretical calculations reproduce these characteristics in
order to achieve more reliable climate model simulations.
There are a number of approaches currently employed to
calculate the radiative properties of internally mixed aerosols
in climate models. For homogeneously internally mixed
aerosols, effective medium approximations or ‘‘mixing rules’’
are often used to calculate the particles’ effective RI, and then
a Mie scattering subroutine (for homogeneous spheres;
described above) is applied to calculate the aerosol optical
parameters. Mixing rules are derived assuming that pockets
(‘‘inclusions’’) of an aerosol constituent(s) exist within a
surrounding matrix comprised of another constituent(s). Each
inclusion is subjected to a local quasi-steady electromagnetic
Fig. 1 Complex atmospheric aerosols (the combination of 1 and 2 in
the same environment represents externally mixed aerosols, 3–5
represent different types of coated particles, and 6 and 7 represent
different types of homogeneously mixed aerosols).
Fig. 2 Internally mixed aerosols divided into homogeneously mixed aerosol (a) and heterogeneously mixed aerosols (coated particles) (b), with two
types of coated aerosol, constant core diameter with increasing shell thickness (i), and increasing core diameter with constant shell thickness (ii).
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field averaged over the configuration of all of the other
inclusions, which contributes to a local polarizability. The
local polarizabilities are summed to compute the macroscopic
polarization of the entire aerosol, and the macroscopic
polarization is related to the effective dielectric constant of
the composite aerosol. (See Chylek et al.48,66 for more detail.)
The combination of any mixing rule and a Mie scattering
subroutine for homogeneous spheres implicitly assumes that
either the constituents are truly homogeneously mixed or that
at least one constituent is randomly distributed throughout a
matrix comprised of the other constituents.
Examples of commonly used mixing rules include: (1) molar
refraction and absorption, in which the effective molar
refraction and effective molar absorption of the aerosol are
calculated by linearly averaging the molar refractions and
molar absorptions, respectively, of the RI of the aerosol matrix
and inclusions, weighted by their molar fractions38,67–69; (2) the
‘‘linear mixing rule’’, in which the effective RI of the aerosol is
calculated by linearly averaging the real and imaginary parts,
respectively, of the aerosol matrix and inclusions, weighted
by their volume fractions;45 (3) the Maxwell–Garnett rule,
according to which second-order effects due to neighboring
inclusions are neglected, and the dielectric constant of
the aerosol matrix without inclusions determines the local
electromagnetic field that acts on the inclusions;45,70 (4) the
Bruggeman rule, according to which the aerosol matrix and
inclusions act symmetrically on one another;45,70 and (5)
extended effective medium approximations, according to
which terms of higher order than the electric dipole of the
inclusions are included.48,66,71,72
For coated particles, two approaches for calculating the
radiative properties are common. For aerosols coated with
water, a growth function—a parameterization describing the
change in scattering coefficient as a function of relative
humidity—is often used.39,73 Alternatively, a Mie scattering
subroutine for coated spheres can be used, which provides a
more explicit calculation, whether the coating consists of
water or of other aerosol constituents. Like Mie scattering
subroutines for homogeneous spheres, Mie scattering subroutines
for coated spheres give the scattering solution to Maxwell’s
equations as a function of particle size and wavelength, but
with extra boundary conditions at the interface between
the two layers.45,74,75 Since such subroutines are more
computationally intensive than mixing rules or growth
functions, they are often applied off-line in a look-up table
fashion,76 but they can also be applied on-line.67
Fig. 3 Illustration of the setup for generating mixed (a) and coated (b) aerosols, coupled to the continuous wave (CW) cavity ring down (CRD)
system (c).
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Only a few experimental studies of the optical properties of
complex aerosols have so far been conducted.53,66,77–89 Here, we
present new measurements of laboratory-generated aerosols
and theoretical calculations of their optical properties, along
with some of our previous studies of the optical properties
of internally mixed and coated aerosols. With respect to
homogeneously internally mixed aerosols, we consider three
combinations: (1) a mixture of two non-absorbers, glutaric acid
(an organic solid; Glu-A) and NaCl (an inorganic salt);80 (2) AS
(a non-absorbing salt) mixed with Suwannee River fulvic acid
(a weakly-absorbing organic compound with optical properties
similar to those of HULIS; SRFA);27,90 and (3) AS mixed with
Rhodamine-590 (a strong absorber in the visible range with an
absorption peak around 532 nm wavelength; Rh-590).80 Glu-A,
NaCl, and AS are common components of tropospheric aerosols,
while SRFA is a commonly-used proxy for HULIS.27,90 With
respect to coated aerosols, we consider three combinations: (1)
Nigrosin (a strong absorber) coated with Glu-A (a non-absorbing
organic solid); (2) polystyrene latex spheres (a non-absorbing
solid; PSL) coated with Glu-A; and (3) PSL coated with
b-carotene (a weakly absorbing organic compound; b-car).In addition, we present some thoughts about the possible
implications of our results to atmospheric radiation balance
and climate.
2. Methodology
Aerosols were generated by the methods illustrated in Fig. 3,
described in detail in our previous publications.27,53,80,91,92
In short, an aqueous solution of the compound of interest is
nebulized with dry and pure nitrogen, dried in a silica gel
diffusion dryer, and charged by a neutralizer. Size selection
of the resulting polydisperse aerosol is achieved with a
differential mobility analyzer (DMA) (Fig. 3(a,b)), after which
the nearly monodisperse aerosol flow is directed into a pulsed
or continuous wave (CW) cavity ring down (CRD) system for
optical measurements. These systems are described in the next
section.
Homogenously mixed particles are created by nebulizing
aqueous mixtures, as shown in Fig. 3(a). Coated particles are
created by using size-selected aerosols as seeds. The seeds are
directed through a coating system, described in ref. 53 and
illustrated in Fig. 3(b). In short, the coating material is placed
in an oven in which the temperature and the flow rate control
the coating thickness. After exiting the coating oven and
cooling, the coated particles are size-selected in an additional
DMA before entering the CRD system. The second size
selection dictates the coating thickness that will be used.
Aerosol sphericity was checked using atomic force microscopy
in several cases.53
CRD spectroscopy is a sensitive method for spectroscopy of
gas phase species and for measuring optical properties of
aerosols.80,93–108 A pulsed or continuous laser beam enters a
high finesse cavity, performing multiple reflections between
two or three plano-concave mirrors.106 The exponential decay
time of the light exiting the cavity is measured, and differences in
this time are related to the internal losses. The particles exiting
the cavity are directed into a condensation optical counter
(CPC) in order to measure the particle number concentration.
In a CRD aerosol spectrometer, scattering and absorption
by the aerosol particles in the cavity lead to a reduction in the
exponential decay time of the light compared to that in the
empty cavity. From the reduction in decay time and the
particle number concentration, the extinction efficiency (Qext)
can be calculated for a specific wavelength and specific size
parameter x (ratio between the particle diameter, D, and the
laser wavelength, l; x = pD/l).80,100,102
Several pulsed laser CRD systems covering several wave-
length ranges were employed in this study.53,80 Although
pulsed systems often have lower sensitivities than CW systems,
they can achieve quite reliable measurements. Their biggest
advantage is their simplicity, making them easy to handle and
operate.91
In addition to the pulsed laser systems, we use in this study a
recently constructed CRD system employing a CW single
mode laser operating at 532 nm (see Fig. 3(c)).91 In the
portable system, an acousto-optic modulator (AOM) diffracts
the 532 nm single mode laser beam, and the first order beam is
directed into the cavity. The mirror at the light entrance side of
the cavity is mounted on a piezoelectric ring that moves back
and forth. This modifies the cavity’s length and hence its
longitudinal modes. Once mode matching between the CW
laser and the cavity is achieved, the light intensity in the cavity
builds up. This triggers the AOM and the laser beam is
deflected, leading to a single exponential decay of the light in
the cavity which is detected by a photomultiplier (PMT)
placed at one side of the cavity. The modulation frequency
of the AOM is triggered by the light intensity in the PMT and
is around 200 Hz. This new system improves the stability and
sensitivity as compared to pulsed laser systems;80,102 the
sensitivity of our CW-CRD system was 6.64 � 10�10 cm�1,91
compared to 3.77 � 10�9 cm�1 in the pulsed CRD.80 We
present here experimental measurements obtained using both
pulsed and CW laser systems.
The complex RI of aerosols can be obtained using CRD
measurements of the extinction efficiency as a function of
particle size for a homogeneous spherical aerosol with the
same composition throughout the size distribution. The retrieval
algorithm compares the measured extinction efficiency as a
function of the size parameter, with the extinction efficiency
calculated using a Mie scattering subroutine for homogeneous
spheres, while simultaneously varying the real and imaginary
parts of the RI of the aerosols. The algorithm finds the
complex RI of the aerosol particles by minimizing the ‘‘merit
function’’, w2/N2, where w2 is
w2 ¼XN
i¼1
ðQext measured �Qext calculatedÞ2ie2i
; ð1Þ
N is the number of particle sizes, and ei is the standard
deviation of the measurements of particle size
i.27,48,53,80,91,102 The minimization is performed using the
simplex search method109 and can be performed to any desired
resolution in RI values.
In addition to applying the retrieval algorithm to CRD
measurements of single component spherical aerosols, the
algorithm can essentially be applied to any aerosol configuration,
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with the Mie scattering subroutine for homogeneous spheres
being replaced by some other appropriate theoretical calculation.
For homogeneously internally mixed aerosols, a mixing rule
computation can be inserted before theMie scattering subroutine
calculation, while for coated particles, aMie scattering subroutine
for coated spheres (‘‘core/shell’’) can be put in place of that for
homogeneous spheres. Again, the complex RI of one or more
of the aerosol constituents can be retrieved, or the merit
function can be used simply to ascertain which theoretical
approach best matches the measurements for a given set of
(known) RI.80
3. Laboratory measurements of complex aerosols
Homogeneously internally mixed aerosols
The Qext of laboratory-generated aerosols comprised of
internal mixtures of NaCl and Glu-A with molar ratios 1 : 1
and 1 : 2 was measured in ref. 80 with a pulsed CRD aerosol
spectrometer employing a 532 nm Nd :YAG laser. These
homogeneously internally mixed aerosols mimic aerosols
comprised of inorganic and organic mixtures often detected
above urban and polluted areas.22 The aerosol RI retrieval
algorithm was then used to test which mixing rule provides the
best match to the measurements, given values of the RI of the
pure constituents that make up the mixture as retrieved using
the same system (RI = 1.546 + i0.003 for pure NaCl and
RI = 1.41 + i0.00 for pure Glu-A). The level of agreement
between the mixing rules and the experimental data was
determined using the merit function (eqn (1)); the smaller the
merit function, the better the agreement. The results are shown
in Fig. 4. The linear mixing rule provides the best match to the
experimental Qext values; for a 1 : 1 mixture of Glu-A and
NaCl, the merit function value for the linear mixing rule is 0.14
as compared to 0.15–2.65 for the other mixing rules, and for a
1 : 2 mixture of of Glu-A and NaCl, the merit function value
for the linear mixing rule is 0.14 as compared to 0.14–2.80 for
the other mixing rules, when all particle sizes are included.80
We surmise that the high solubility of both compounds in the
aqueous solution ensured thorough mixing. This, combined
with the fact that the two constituents exhibit very little
absorption, allows such good agreement with the simple linear
mixing rule.
In a new set of mixing experiment, the Qext of aerosols
comprised of internal mixtures of AS (non-absorbing) and
SRFA (weakly absorbing material) with molar ratio 1 : 1 was
measured using an optical parametric oscillator (OPO) pulsed
laser system at 390 nm wavelength. These homogeneously
internally mixed aerosols again mimic aerosols comprised of
inorganic and organic mixtures often detected in urban and
polluted areas.22 The wavelength 390 nm was chosen for
several reasons. First, SRFA absorbs better at shorter
wavelengths than at 532 nm, as implicit in the imaginary
part of its RI (RI = 1.602 + i0.098 at 390 nm, while
RI = 1.634 + i0.004 at 532 nm).27 Second, near ultraviolet
wavelengths are often employed in satellite measurements of
aerosol absorption.110
The mixed aerosol RI retrieval algorithm was then used
to test which mixing rule provides the best match to
the measurements, given values of the RI of the pure
constituents that make up the mixture, which were previously
retrieved using the same system (RI = 1.525 + i0.0008 for
pure AS and RI= 1.602+ i0.098 for pure SRFA). The results
are shown in Fig. 5. The linear mixing rule provides the
best match to the experimental Qext values, but all of the
mixing rules tested provide reasonable results; for a 1 : 1
mixture of AS and SRFA, the merit function value for the
linear mixing rule is 0.11 as compared to 0.11–0.18 for
the other mixing rules. We conclude that for homogeneous
internal mixtures of non-absorbing and weakly absorbing
constituents, Qext is not overly sensitive to how the interaction
between the electromagnetic fields of the constituents is
described.
Fig. 4 Extinction efficiency of mixed particles of NaCl and Glutaric
acid (Glu-A) in mass ratios 1 : 1 and 1 : 2, respectively, along with
the Mie curves corresponding to the effective refractive indices
calculated with the volume-weighted ‘‘linear mixing’’ rule at 532 nm
wavelength.
Fig. 5 Extinction efficiency of mixed ammonium sulfate (AS) and
Suwannee River fulvic acid (SRFA) particles with a 1 : 1 mass ratio,
along with the Mie curves corresponding to the effective refractive
indices calculated with the volume–weighted ‘‘linear mixing’’ rule at
390 nm wavelength.
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However, when one of the constituents in the homogeneous
internal mixture is strongly absorbing, the situation changes.
In ref. 80 the Qext of laboratory-generated aerosols comprised
of internal mixtures of AS and Rh-590 was also measured
with the Nd :YAG pulsed CRD aerosol spectrometer
running at 532 nm wavelength. Due to the low solubility of
Rh-590 in water, the aqueous solution of the mixture was
diluted with 10% ethanol. The aerosol RI retrieval algorithm
was then used to test which mixing rule provides the best
match to the measurements. We found that for low volume
fractions of Rh-590, the Mie scattering subroutine for
coated spheres, rather than one of the mixing rules, provides
the best agreement with measurements; for a 1 : 500 mixture
of Rh-590 and AS, the merit function value for the Mie
scattering subroutine for coated spheres, including particle
sizes starting from 350 nm, is 3.29 as compared to 3.90–4.26
for the mixing rules. The lack of success of the mixing rules
for low volume fractions of the strong absorber could be
attributed to residue of ethanol, which, unlike water, may
not have completely evaporated in the diffusion drier.
Additionally, AS has a different solubility in water than
Rh-590, which might have caused the final molar ratios of
the two constituents to differ from their original molar ratios
in the solution or might have led to the formation of a more
heterogeneous internal mixture akin to a coated particle.
Alternatively, the coated sphere model might better represent
the interaction between the electromagnetic fields of the
constituents in the case of a strong absorber with low volume
fraction even if they are truly homogeneously mixed. For
higher volume fractions of Rh-590 in the mixture, we found
that the extended effective medium approximation provides
the best agreement with measurements; for a 1 : 10 mixture of
Rh-590 and AS, the merit function value for the extended
effective medium approximation, including particle sizes from
350 nm and inclusion size 10 nm, is 2.95 as compared to
5.85–9.57 for the other mixing rules and as compared to 31.72
for the Mie scattering subroutine for coated spheres. The
success of the extended effective medium approximation for
high volume fractions of the strong absorber is likely connected
to the fact that, among all of the mixing rules, the extended
effective medium approximation retains the highest order
representation of the electromagnetic fields, allowing the highest
order description of the interaction between internal scattering
and absorption.
In addition to testing the theoretical calculation approaches
against extinction measurements, we also performed calculations
of the single scattering albedo (see section 1; $) and the direct
radiative forcing efficiency (RFE; the difference in radiative
flux at the top of the atmosphere with and without aerosols per
unit optical depth) for a pollution-type aerosol containing
ammonium sulfate, absorbing organic carbon (HULIS),
and soot.27 Our calculations suggest that accounting for
absorption by HULIS leads to a significant decrease in $
(more atmospheric absorption) and to a significant increase in
aerosol RFE (heating) as compared to pollution-type aerosols
containing only non-absorbing organic aerosol constituents.
Therefore, an additional conclusion is that HULIS and similarly
absorbing organic constituents are important contributors to
the radiative balance in the atmosphere and to the climate in
polluted environments.
Heterogeneously mixed (coated) aerosols
In ref. 53, measurements of the Qext of laboratory-generated
aerosols comprised of Nigrosin coated with Glu-A performed
with the Nd :YAG pulsed CRD at 532 nm wavelength were
reported. The aerosol retrieval algorithm was then used to test
the accuracy of the Mie scattering subroutine for coated
spheres, and the results are shown in Fig. 6. As can be seen,
the Mie scattering subroutine is successful at predicting the
aerosol Qext for thin coatings (constant shell thickness of
20 nm; compare the green curve to the green dots). However,
it is less successful at predicting the aerosol Qext for thicker
coatings (increasing shell thickness; compare the blue curve to
the blue dots), with the Mie calculation over-predicting the
extinction by a greater extent as the shell thickness increases.
The same discrepancy occurred when the coating was switched
to diethyl-hexyl-sebacate (a non-absorbing organic liquid;
DEHS53), which is liquid at room temperature rather
than solid like Glu-A. In ref. 53, we suggested that these
discrepancies result from either a lack of perfect sphericity in
the generated aerosols or from changes in the dielectric
constant of the coating near the interface between the core
and coating. However, no theoretical representations of
such physical effects that we tested completely resolved the
discrepancy. Since then, we have conducted further sensitivity
tests, systematically reducing the RI of the coating in the
theoretical calculations. A reduction in RI corresponding to
a mixture of air with Glu-A with mass ratio 1 : 5 (representing,
for example, pockets of air in the coating) calculated with the
linear mixing rule does bring the calculations more in line
with the measured extinction. Although Guenther (1984)111
did suggest that small distortions can occur at the interface
between the surface of the core and coating when physical
Fig. 6 Extinction efficiency of Nigrosin coated with glutaric acid
(Glu-A), along with the Mie curves for coated spheres at 532 nm
wavelength. Blue curve and symbols: constant core diameter with
increasing shell thickness; green curve and symbols: increasing core
diameter with constant shell thickness.
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vapor deposition is used to generate the coating, and that
these distortions can develop into narrow air pockets, we
have no evidence that such pockets exist in our coatings. The
mechanism by which Glu-A vapors condense onto the core
particle in the coating oven needs to be examined more
thoroughly.
To investigate whether coated particles presenting different
optical properties exhibit the same discrepancy, we present
new measurements of Qext of laboratory-generated aerosols
comprised of PSL coated with Glu-A recently measured with
the new CW-CRD system at 532 nm wavelength. The results
are compared with calculations using the same Mie scattering
subroutine for coated spheres, as shown in Fig. 7. As can be
seen, the Mie scattering subroutine is successful at predicting
the aerosol extinction for both thin coatings (constant shell
thickness of 40 nm; compare the green curve to the green dots)
and thicker coatings (increasing shell thickness; compare the
blue curve to the blue dots). Although surface (interface)
effects should be more stable in the case of Nigrosin coated
by Glu-A (due to hydrogen bonds, compared to mostly
van der Waals in the case of PSL coated by Glu-A), we found
that PSL coated by Glu-A can be well described by the core
plus shell model. A possible explanation for these results might
be the existence of a mixed layer in the interface between the
Nigrosin core and the Glu-A shell. In this case, a different
model needs to be applied, and again, a more thorough
investigation on the mechanism by which Glu-A vapors
condense onto the core particle in the coating oven is needed.
In the next experiment, non-absorbing particles with a
weakly absorbing coating were examined. b-Carotene was
chosen as the coating material because it is more stable at
high temperatures than other absorbers such as Nigrosin. The
Qext of laboratory-generated aerosols comprised of PSL
coated with b-car was measured with the new CW-CRD
system at 532 nm wavelength, and the aerosol RI retrieval
algorithm was used to retrieve the RI of b-car, given the
previously retrieved/known RI for PSL (RI = 1.590 + i0.000).
The retrieved value for b-car is RI = 1.455 + i0.090, with a
merit value of 2.38. To the best of our knowledge, the RI of
b-car at 532 nm has not previously been reported in the
literature. The real part of the retrieved RI is in good
agreement with values for typical organic compounds
(B1.4), while the imaginary part was validated by measuring
the absorption of b-car dissolved in dichloromethane (CH2Cl2)
with a spectrophotometer (CARY 100 Bio UV-Visible spectro-
photometer, Varian). The imaginary part of the RI of b-carderived from the spectrophotometer measurements according
to the formulation in Jacobson et al.112 is 0.075 � 0.001, a
difference of 0.025 from our retrieved value. This difference,
though not very large, may be inherent in the different
methods of measurement or could be caused by interactions
of dissolved b-car with the solvent. Either way, we take the
retrieved value of 0.090 to be reliable.
The results of the measurements for PSL coated with b-carare shown in Fig. 8. As can be seen, there are differences
between the measurements and the calculated extinction
(calculated using the retrieved RI for b-carotene and the Mie
scattering subroutine for coated spheres) that increase with
increasing particle size. However, the differences are not
systematic; at times, the theoretical calculations over-predict
the extinction, and at other times they under-predict the
extinction. This is true for the experiment with constant shell
thickness of 40 nm (compare the green curve to the green dots
and see Table 1; the differences are up to 10%) and for the
experiment with increasing shell thickness (compare the blue
curve to the blue dots). The differences between the measurements
and the calculated extinction in the case of PSL coated with
b-car as compared to PSL coated with Glu-A may result from
the more rigid molecular structure of b-car, leading to a less
organized shell around the core PSL.
Fig. 7 Extinction efficiency of PSL coated with glutaric acid (Glu-A),
along with the Mie curves for coated spheres at 532 nm wavelength.
Blue curve and symbols: constant core diameter with increasing shell
thickness; green curve and symbols: increasing core diameter with
constant shell thickness. The red and black lines are Mie fits for
measured points using the same system. The green and blue lines are
the results of the coated sphere Mie calculation, using the retrieved RIs
as input parameters.
Fig. 8 Extinction efficiency of PSL coated with b-carotene (b-car),along with the Mie curves for coated spheres at 532 nm wavelength.
Blue curve and symbols: constant core diameter with increasing shell
thickness; green curve and symbols: increasing core diameter with
constant shell thickness.
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4. Conclusions
We have summarized and reviewed experiments and theoretical
calculations of optical properties of complex aerosols.
Specifically, we focused on the impact of aerosol microstructure
on the effective refractive index of aerosols composed of
internal mixtures of components with different optical properties.
In the atmosphere, most aerosols are multi-component, and
therefore detailed understanding and modeling of their
complex refractive index will reduce the uncertainty related
to energy balance and climate change modeling.
By controlling the aerosol microstructure and the mass
ratios of the components and knowing the RI of one or more
of the separate components that make up the aerosols at the
wavelength of interest, through our experiments we were able
to validate different theoretical approaches used for evaluating
the optical properties of complex aerosols. Our approach also
allowed us to retrieve the aerosol’s Qext and/or the RI of one
or more of the components.
We conclude that the effective RI of homogeneously mixed
aerosols comprised of two non-absorbing materials with
similar water solubilities can be accurately calculated with
the simple mass or concentration based ‘‘linear mixing’’ rule.
In the case of a non-absorbing material homogeneously mixed
with weakly absorbing compounds, we conclude that all
mixing rules provide a reasonable estimate, but the coated
sphere Mie calculation does not always perform as well. In the
case of a strong absorber ‘‘homogeneously’’ mixed with a
non-absorber (with different solubilities in water), the success
of the different theoretical approaches varies with the mass
fraction of the absorber. For low absorber mass fractions,
surprisingly, the coated sphere Mie calculation provides the
best estimate, while for high absorber mass fractions, the
extended effective medium approximation provides the best
estimate. Given the above, we conclude that the microstructure is
actually dissimilar for high and low mass fractions of the
absorbing compound. In order to generalize this statement for
other absorbers, we first need to eliminate the influence of the
solubility difference on the results.
Regarding coated particles, we find that the coated sphere
Mie subroutine gives an accurate calculation of Qext for
aerosols comprised of a non-absorber coated by another
non-absorber. However, for aerosols comprised of a strong
absorber coated by a non-absorber or of a non-absorber
coated by a weak absorber, discrepancies of up to 10%
between the measurements and theoretical calculations were
documented. These discrepancies await further investigation
with more advanced instrumentation in order to understand
their origin. Several such tools can be considered. Multiwave-
length CRD could provide a comprehensive view of the
wavelength dependence of the refractive index for the internally
mixed particles. Measuring the absorption coefficient with a
photo-acoustic spectrophotometer (PAS) coupled to the CRD
system could provide direct and independent measurements of
the extinction and absorption of aerosols and hence direct
measurement of the single scattering albedo of the aerosol and
more accurate values of the imaginary part of the complex
index of refraction. A new approach, that was recently developed
by Thompson et al., is the albedometer.113 This instrument
combines CRD within an integrating sphere nephelometer.
Table 1 Percentage error between the measured and calculatedQext for PSL coated with glutaric-acid (Glu-A) and with b-carotene (b-car) in bothmodels (constant core diameter with increasing shell thickness and increasing core diameter with constant shell thickness)
Coated diameter/nm Size parameter (x) Qext calculated Qext measured Error/%
PSL–Glu-A: const. core diameter (350 nm)350 2.067 2.510 2.506 0.143370 2.185 2.532 2.511 0.821390 2.303 2.616 2.672 2.170410 2.421 2.768 2.949 6.510430 2.539 2.992 3.050 1.916450 2.657 3.239 3.288 1.531470 2.775 3.421 3.463 1.223490 2.894 3.495 3.679 5.253510 3.012 3.494 3.605 3.197PSL–Glu-A: const. shell thickness (40 nm)280 1.653 1.279 1.165 8.860340 2.008 2.250 1.989 11.593390 2.303 2.616 2.601 0.573440 2.598 3.475 3.371 2.971490 2.894 3.794 3.689 2.767540 3.189 3.916 3.821 2.426PSL–b-car: const. core diameter (350 nm)390 2.303 2.681 2.523 5.875410 2.421 2.843 2.747 3.359440 2.598 3.100 3.102 0.048470 2.775 3.255 3.510 7.837500 2.953 3.296 3.539 7.376PSL–b-car: const. shell thickness (40 nm)340 2.008 2.270 2.094 7.775390 2.303 2.681 2.445 8.807440 2.598 3.430 3.492 1.796490 2.894 3.750 3.917 4.440540 3.189 3.914 3.587 8.335600 3.543 4.309 4.258 1.167
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The CRD resonator was built using the integrating sphere by
mounting the CRD mirrors on opposite sides of the sphere.
The light scattered by the aerosols inside the sphere is collected
by the inner side of the sphere to a separate PMT from the
CRD PMT. The main advantage of this method is the
simultaneous determination of the extinction and scattering
in a single instrument utilizing two very sensitive methods. In
addition, combining the methods in a single instrument would
minimize the errors in the measurements due to different
sample conditions in different instruments.
Acknowledgements
This work was partially supported by the Israel Science
Foundation (grants 1527/07 and 196/08). Y.R. acknowledges
financial support by the Helen and Martin Kimmel Award for
Innovative Investigation. We thank H. E. Levy for programming
support, and A. Moroz and M. Tzemach for helpful suggestions
regarding surface/interface effects in coated particles.
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