additions of licensed persons/registered institutions during 06
TRANSCRIPT
Page 1 of 23
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2021
CE Name CE No. Licence Type Types of Regulated Activity
BC Asia Asset Management Limited BQN953 Licensed Corporation 1, 9
Capital Surpass Asset Management Limited BQN847 Licensed Corporation 4, 9
Honghu Best Global Family Office Limited BQR004 Licensed Corporation 1, 4, 9
Jetha Global Limited BRA295 Licensed Corporation 9
Macqueen Asset Management Limited BQT061 Licensed Corporation 4, 9
Qiaocheng (Asia) Asset Management Company Limited BQQ844 Licensed Corporation 4, 9
Qogir (Hong Kong) Limited BQS769 Licensed Corporation 1, 4, 9
SLTM (HK) Limited BQP455 Licensed Corporation 1, 4
Toroa Management (HK) Limited BQX053 Licensed Corporation 9
Zhonghui International Securities Limited BQS721 Licensed Corporation 1, 4
AGRAWAL Kunal AZC707 Licensed Representative 9
AU YEUNG Chi Keung BID775 Licensed Representative 1, 2, 4
AU YEUNG Ming Kwan BRG349 Licensed Representative 3
AU-YEUNG Yiu Wing BRE503 Licensed Representative 1, 4
BEAK Russell Stuart BOF484 Licensed Representative 9
BELAQSIR Ouijdane BRF760 Licensed Representative 1, 2
BHAUMIK Ananda Prasad AXV897 Licensed Representative 1, 4, 9
BI Runhan BRF106 Licensed Representative 1, 6
BU Quanzheng BRF576 Licensed Representative 1, 6
CAI Liyan BRF353 Licensed Representative 4, 9
CHAN Chi Nga BRF986 Licensed Representative 1
CHAN Chun Wai Davis BRF346 Licensed Representative 1
CHAN Chun Wing AML975 Licensed Representative 1
CHAN Chun Yan, Lionel BGN505 Licensed Representative 4, 5, 9
CHAN Ka Chun BNK737 Licensed Representative 1, 6
CHAN Kin Keung BRG046 Licensed Representative 1, 4
CHAN Kwok Hei BRD629 Licensed Representative 1
CHAN Lok Ho Jonathan BRE620 Licensed Representative 1, 6
CHAN Man Ha BRC066 Licensed Representative 1, 2
CHAN Mei Lin, May BRD917 Licensed Representative 9
CHAN Pak Yuen BRE876 Licensed Representative 1, 2
CHAN Shu Yu BRF754 Licensed Representative 1, 6
CHAN Stephen Yin Wai ACD021 Licensed Representative 9
CHAN Tsz Ying BLF852 Licensed Representative 4
CHAN Wai Kit Ken BRE748 Licensed Representative 9
CHAN Wai Nga, Christy AQG586 Licensed Representative 1, 4, 9
CHAN Yuen Sang ARJ583 Licensed Representative 1, 4, 9
CHAN YUK HON PEGGY ARL959 Licensed Representative 1
CHANG Ming Keung AFK570 Licensed Representative 1, 4
CHANG Yuan BRF107 Licensed Representative 1, 6
CHAUVEL Benjamin Yannick Pierre BKZ737 Licensed Representative 1, 2, 7
CHEN Ching Wen BRE488 Licensed Representative 1
CHEN David Shih-wei BLP963 Licensed Representative 1, 9
CHEN Gaoyuan BQC120 Licensed Representative 6
CHEN Haidi BRE720 Licensed Representative 9
Page 2 of 23
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2021
CE Name CE No. Licence Type Types of Regulated Activity
CHEN Jiajie BRE591 Licensed Representative 1
CHEN Jing BRH979 Licensed Representative 1, 6
CHEN Junhao BRF543 Licensed Representative 6
CHEN Katy BRE774 Licensed Representative 1, 4, 6
CHEN Liren BRI108 Licensed Representative 1, 6
CHEN Nan Ding BRG967 Licensed Representative 1, 4
CHEN Nico BRF265 Licensed Representative 4
CHEN Peng BGG974 Licensed Representative 1, 4, 9
CHEN Pui Shan BRE504 Licensed Representative 1
CHEN Ruiting BRE652 Licensed Representative 1, 4, 9
CHEN Ting Yu BRE124 Licensed Representative 1, 4, 9
CHEN Wan Wen Angel BRF698 Licensed Representative 6
CHEN Xue BRF508 Licensed Representative 4
CHEN Yanhu AWJ173 Licensed Representative 1, 4, 9
CHEN Yanqi AYI422 Licensed Representative 4, 5, 9
CHEN Zhenhao BPR665 Licensed Representative 1, 4
CHENG Hang BRF147 Licensed Representative 1, 6
CHENG Hoi Yan BPI624 Licensed Representative 4
CHENG Hoi Yan BRF871 Licensed Representative 1, 2, 4, 5
CHENG Lai Ching BRD954 Licensed Representative 1, 2
CHENG Qiang BRE999 Licensed Representative 4
CHENG Yueyang BRE388 Licensed Representative 4, 5, 9
CHENG Yuwan BPY935 Licensed Representative 1
CHEUNG Ching Fung BES727 Licensed Representative 6
CHEUNG Chung Ling BRE758 Licensed Representative 1, 2
CHEUNG Foon BQD487 Licensed Representative 4, 9
CHEUNG Kam Shing, Terry AAK049 Licensed Representative 9
CHEUNG Kin Sang ARO503 Licensed Representative 1, 4
CHEUNG Man Yin BRD717 Licensed Representative 1, 4, 9
CHEUNG Tsz Hin BRF467 Licensed Representative 4
CHEUNG Tsz Hin, Aidan BRG018 Licensed Representative 6
CHEUNG Tsz Ying BRE023 Licensed Representative 1
CHIN Eugene BRE561 Licensed Representative 4
CHIN Sheung Ying ACE349 Licensed Representative 4
CHIU Chi Kam, Kenneth BHX079 Licensed Representative 1
CHIU Chong Lan BRF685 Licensed Representative 1
CHIU Tai Ying BRD485 Licensed Representative 1, 4, 9
CHOI Tsz Ho BRE225 Licensed Representative 1, 4
CHONG WEI CHIN BRC208 Licensed Representative 1, 4
CHOW Chi Hung BRC058 Licensed Representative 1, 4, 9
CHU Shun Kwan AYF587 Licensed Representative 4, 9
CHU Suk Nga BKC051 Licensed Representative 1, 4
CHU Yiu Fai BOI194 Licensed Representative 4, 9
CHUI Choi Fung BRF913 Licensed Representative 1
CHUI Oi Ming BRB796 Licensed Representative 1, 4
Page 3 of 23
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2021
CE Name CE No. Licence Type Types of Regulated Activity
CHUNG Hiu Lam BRG412 Licensed Representative 1
CHUNG Li Peng BPX712 Licensed Representative 1, 4, 9
CHUNG Nga Sze BRB142 Licensed Representative 1
CHUNG Shaun Kawamura BKD514 Licensed Representative 4, 9
CONG Rong BQW107 Licensed Representative 9
CUI Can BPM918 Licensed Representative 1, 6
CUI Zile BQV760 Licensed Representative 1, 6
DENG Yabin BRA565 Licensed Representative 4, 9
DERIPPE Yannick BRD783 Licensed Representative 1, 2
DI Wenqian BRG020 Licensed Representative 1, 4
DING Yiming BRH408 Licensed Representative 1, 4, 6
DONG Yixiao BRF583 Licensed Representative 1, 6
DONG Zhiru BRD963 Licensed Representative 1, 4, 6
DRZEWUCKI Paul BRE210 Licensed Representative 9
DU XIAOAN BRF103 Licensed Representative 4, 9
DUAN Mohao BNW282 Licensed Representative 1, 2
ECHARD Louis Germain Pierre Rene BRE143 Licensed Representative 1, 2
FAN Hoi Chi BCO597 Licensed Representative 1, 2, 4
FAN Xinyi BAX677 Licensed Representative 1
FAN Zhongyan BRF665 Licensed Representative 1, 4, 9
FANG Fang BLR664 Licensed Representative 1, 2
FANG Yibin BRE524 Licensed Representative 1, 4, 6
FANG yuan BRA669 Licensed Representative 1, 4, 9
FENG Xipeng BRF841 Licensed Representative 1, 4
FOK Pak Yu BFS078 Licensed Representative 1
FREDRICKSON Julia Jonni BRF688 Licensed Representative 1, 6
FU Chak BJL314 Licensed Representative 4, 9
FU Kafai Danny BRE640 Licensed Representative 9
FU Kaiming BRF304 Licensed Representative 1, 4
FU Kwok Luen BRE491 Licensed Representative 1
GAN Jiayao BRD665 Licensed Representative 4
GAN Tanhuan BRD477 Licensed Representative 4
GAO Jimmy Z BRI087 Licensed Representative 1, 6
GAO Wenchao BRH459 Licensed Representative 1, 6
GE Xiaorui BRE560 Licensed Representative 4
GU Tong BRD965 Licensed Representative 1
GUI Xiaohui BRC048 Licensed Representative 1, 6
GUO Langkun BRG102 Licensed Representative 1, 2
GUO Lina BRA497 Licensed Representative 9
GUO Miaomiao BRG478 Licensed Representative 1, 6
GUO Ning BNU923 Licensed Representative 4, 9
GUO Qi BRG966 Licensed Representative 1, 6
GUO Zixuan BRE224 Licensed Representative 1, 4, 6
GUPTA Gaurav BHK454 Licensed Representative 9
HA Byoungno BFV926 Licensed Representative 1, 2
Page 4 of 23
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2021
CE Name CE No. Licence Type Types of Regulated Activity
HAN Chunxiao BQT175 Licensed Representative 4
HAN Jiashi BRE367 Licensed Representative 1, 2
HAN Ting Chang BRB441 Licensed Representative 9
HAN Yining BRF160 Licensed Representative 1, 2
HAN Yuxin BRD962 Licensed Representative 1, 4, 6
HE Yan Fei BRF683 Licensed Representative 1, 9
HE Yuan BRB787 Licensed Representative 1, 4, 6
HE Zhishan BQO934 Licensed Representative 1, 6
HE Zhuohang BFB225 Licensed Representative 4, 9
HILGER Thomas BRE793 Licensed Representative 1, 4
HO Chun Kit BRF812 Licensed Representative 1, 4, 9
HO Sin Yi ADA785 Licensed Representative 4, 9
HO Siu Kong Don BRF772 Licensed Representative 1, 4
HO Wai King AGN325 Licensed Representative 1, 4
HO Wen Yu BRD880 Licensed Representative 1, 6
HO Zi Hao, Ivan BRF165 Licensed Representative 1, 4, 6
HU Jicong BRF083 Licensed Representative 1, 4
HU Qiusheng BRE134 Licensed Representative 6
HU Ting BRE433 Licensed Representative 1, 2, 4
HU Xinyi BRE260 Licensed Representative 1, 6
HU Xunyuan BRC220 Licensed Representative 4, 5
HUANG Chiang-Jen BRF005 Licensed Representative 1
HUANG Kaifa BRD535 Licensed Representative 1
HUANG Kenian AYT210 Licensed Representative 4, 9
HUANG Kevin Jia BRE341 Licensed Representative 1
HUANG Shao-po BRE674 Licensed Representative 1, 4, 9
HUANG Simin BRF507 Licensed Representative 6
HUANG Suzhen BRF196 Licensed Representative 2, 5
HUANG Yuxin BRD659 Licensed Representative 4
HUANG Zhenhao BRD598 Licensed Representative 1
HUANG Zhiji BRF750 Licensed Representative 1
HUI Cheuk Tung BRF805 Licensed Representative 4, 5, 9
HUI Wa Fung BRF020 Licensed Representative 1, 2
HUNG Fan Tak BRG409 Licensed Representative 1
HUNG yuen kwai BRD526 Licensed Representative 2
HURET Aubin Hubert Sylvain BRG468 Licensed Representative 4
IP Shuk Yan BRD898 Licensed Representative 1, 2
JI Zhaohui BRH469 Licensed Representative 1, 6
JIA Xiongwei BRF843 Licensed Representative 1, 4
JIANG Han BRF347 Licensed Representative 1, 4, 6
JIANG Yijun AOR112 Licensed Representative 9
JIANG Yizhi BRD494 Licensed Representative 1, 4, 6
JIANG Yue BRC036 Licensed Representative 1
JIANG Yun BRE741 Licensed Representative 1
JIN Yong BRG835 Licensed Representative 1, 6
Page 5 of 23
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2021
CE Name CE No. Licence Type Types of Regulated Activity
JUNG Nahyun BRE634 Licensed Representative 1, 2
KE Yanqing BRB688 Licensed Representative 1, 4
KHAN Usman Zeb BRF461 Licensed Representative 1, 2
KIKHARD Victoria BQB154 Licensed Representative 9
KIM Bradley Byungki AZC281 Licensed Representative 9
KIM Won Young BRE945 Licensed Representative 1, 6
KONG Hau Him Terence BQV685 Licensed Representative 9
KOU Yue BRH427 Licensed Representative 1, 4
KWAN King Tak BRE347 Licensed Representative 6
KWOK Hing Sum BRD451 Licensed Representative 2
KWOK Sze Lung BRG729 Licensed Representative 1, 4
KWOK Tin Pui BDQ196 Licensed Representative 1
LAI Chi Ka BRE645 Licensed Representative 2, 5
LAI Ka Ho BQZ886 Licensed Representative 1, 9
LAI Ki Ki BRG052 Licensed Representative 1, 4, 9
LAM Hang Yi BRG631 Licensed Representative 1
LAM Nga Fong BRD914 Licensed Representative 9
LAM Ping Fung BRE733 Licensed Representative 1, 2, 4, 6, 9
LAM Ping Kwan Alfred BRE596 Licensed Representative 1
LAM Ryan Pui Yu BJP988 Licensed Representative 1
LAM Siu Ting BRB841 Licensed Representative 1, 4, 9
LAM Wing Ki Vicky BRF621 Licensed Representative 1, 4, 9
LAU Hei Yeung BRF820 Licensed Representative 1, 2
LAU HIU CHING KATHY BRF561 Licensed Representative 9
LAU Tsz Hin Boris BRE375 Licensed Representative 1, 6
LAW Bui Laam BRF601 Licensed Representative 1, 4
LAW Clara Yue Ying BRF161 Licensed Representative 1
LAW Ka Chung BRE394 Licensed Representative 1, 2, 4, 9
LEE Chun Wing ARI622 Licensed Representative 1, 4
LEE Jaeyoon BRB495 Licensed Representative 1, 4
LEE Ka Lok Ricky BRF148 Licensed Representative 1
LEE Lok Fung, Rob BRF001 Licensed Representative 1, 2
LEE Ming Shui BBU799 Licensed Representative 1, 4
LEE Wai Man AWC512 Licensed Representative 1, 4
LEE Yuk Kuen AGL365 Licensed Representative 1, 4
LEUNG Hei Lim BRE753 Licensed Representative 1
LEUNG Joey Ka-yu BRF143 Licensed Representative 1, 6
LEUNG Man Ki BRF172 Licensed Representative 1, 4
LI Chao BRI228 Licensed Representative 1, 6
LI Haolin BRI224 Licensed Representative 1, 6
LI Ho Wai BRF439 Licensed Representative 1
LI Jinyu BRF998 Licensed Representative 1, 4, 6
LI Jinzhe BRA594 Licensed Representative 4
LI Ka Yui BKA760 Licensed Representative 9
LI Kai BRD789 Licensed Representative 1, 4, 6
Page 6 of 23
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2021
CE Name CE No. Licence Type Types of Regulated Activity
LI Liangdianer BRD923 Licensed Representative 1, 4, 6
LI Liwen AZV309 Licensed Representative 4, 5, 9
LI Ming BQW734 Licensed Representative 1, 4, 9
LI Na BRF993 Licensed Representative 1, 4
LI Qian ARI666 Licensed Representative 1, 4, 5, 9
LI Qiming BNY279 Licensed Representative 4, 9
LI Qingyang BRF407 Licensed Representative 1, 6
LI Runtao BRD676 Licensed Representative 1, 4
LI Sha BRG287 Licensed Representative 9
LI Shiwen BRG963 Licensed Representative 1, 4
LI Shuonan BER348 Licensed Representative 1
LI Siqi BRF768 Licensed Representative 1, 4, 9
LI Siyu BRB775 Licensed Representative 1, 4, 9
LI Tak Shing BRG025 Licensed Representative 1
LI Tianyao BRF321 Licensed Representative 9
LI Tsun Tat BRD487 Licensed Representative 4
LI Wing Ki BRE700 Licensed Representative 1, 4, 9
LI Xiaopeng BRG480 Licensed Representative 1, 2
LI Xuelai BRH417 Licensed Representative 1, 4
LI Yizhang BRD932 Licensed Representative 1, 6
LI Yuen BRE506 Licensed Representative 1, 6
LI Yujie BRG962 Licensed Representative 1, 4
LI Zhongjin BRD669 Licensed Representative 1, 4, 6
LI Zhongsheng BRH480 Licensed Representative 1, 6
LI Zipeng BRF864 Licensed Representative 4
LIANG Ying BNA785 Licensed Representative 1
LIN Junbang BRG529 Licensed Representative 1, 4, 6
LIN Qianye BRH815 Licensed Representative 1, 4
LIN Yangliu BRA423 Licensed Representative 4, 9
LIN Zifan BRH305 Licensed Representative 9
LIU Da BGI024 Licensed Representative 4
LIU Jingshi BRG965 Licensed Representative 1, 6
LIU Lixin BQU980 Licensed Representative 1, 4
LIU Mingjie BRB463 Licensed Representative 1
LIU Qi BRF979 Licensed Representative 4, 9
LIU Yifan BRE987 Licensed Representative 9
LIU Yishan BHK595 Licensed Representative 9
LIU Yixiao BRF035 Licensed Representative 1, 4
LIU Yunpeng BRG479 Licensed Representative 1, 6
LIU Zhengning BRF443 Licensed Representative 1, 4
LIU Zhize BRD895 Licensed Representative 1, 6
LO Chi Chiu, Philip ALK260 Licensed Representative 1, 4
LO Man Hon Bryan BMO103 Licensed Representative 1
LONG Fei ARI079 Licensed Representative 1
LOU Yuhan BMI892 Licensed Representative 1, 4, 9
Page 7 of 23
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2021
CE Name CE No. Licence Type Types of Regulated Activity
LU Fan BRH423 Licensed Representative 1, 6
LU Hao BRB543 Licensed Representative 4
LU Yiqin BRD960 Licensed Representative 9
LU Yuedan BRF663 Licensed Representative 1, 4, 9
LUI Chun Lok BRG829 Licensed Representative 1
LUI Thomas Ting Ching AJL908 Licensed Representative 1, 2
LUN Wai Ho, Joseph AOU493 Licensed Representative 1, 6
LUO Wei BRE724 Licensed Representative 1, 4, 6
LYU Tong BRF824 Licensed Representative 1, 6
MA Chuang BRF027 Licensed Representative 9
MA Hongyu BRF088 Licensed Representative 1, 4, 6
MA Ka Wai BRF164 Licensed Representative 1, 2
MAI Yingyi BRG097 Licensed Representative 1
MAK Hui Ki BRF222 Licensed Representative 4
MAK Oi Mei AND944 Licensed Representative 1
MAK Tsz Yan BQG432 Licensed Representative 1, 4, 9
MCLAUGHLAN James Douglas Edwards BRA948 Licensed Representative 1, 4, 6
MCNEE Dugald Richard BDQ529 Licensed Representative 1
MIAO Xi BQH325 Licensed Representative 6
MOJEIKO Mattvei Ivan Vladimirovich BRF996 Licensed Representative 1, 6
MOK Siu Lun, Alan BRC176 Licensed Representative 1
NG Chi Yui BRB159 Licensed Representative 10
NG Ching Man BQW730 Licensed Representative 1
NG Chui Yi BRF199 Licensed Representative 1
NG Hiu Wa BRF869 Licensed Representative 4, 9
NG Hoi Yin BRG575 Licensed Representative 1
NG King Hei Arthur BRD423 Licensed Representative 1, 4, 6
NG Sze Man AMN571 Licensed Representative 1, 4, 9
NG Wing Name BRE813 Licensed Representative 1, 4
NG Yat Wah, Christian BRF991 Licensed Representative 1
NI Cheng BFR292 Licensed Representative 4, 9
NISHIMURA Shuichi AMR969 Licensed Representative 1, 4, 6
NIU Rui BRI105 Licensed Representative 1, 6
OR Yick Yi Hydon BRB469 Licensed Representative 1, 6
OU Ming BRB581 Licensed Representative 1, 4, 6
PAN Lincoln Lin Feng AVM573 Licensed Representative 9
PAN Wei BRI221 Licensed Representative 1, 2, 4
PANG Cheuk Yiu BRE637 Licensed Representative 1, 2
PANG Chi Ling BNZ316 Licensed Representative 1, 4, 9
PARK Eojin BRE680 Licensed Representative 1, 4
PARK Jun Hyoung BQW606 Licensed Representative 1, 2
PENG Hu BRE806 Licensed Representative 1, 4
PENG Yun BRC034 Licensed Representative 4, 9
PIEMPREECHA Sophie Ann BRD700 Licensed Representative 9
PNG Zhiheng BRB615 Licensed Representative 1, 6
Page 8 of 23
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2021
CE Name CE No. Licence Type Types of Regulated Activity
POON Shing Chi BKH986 Licensed Representative 9
QI Ding BRF842 Licensed Representative 1, 4
QI Jiali BNI023 Licensed Representative 9
QI Yujie BNJ553 Licensed Representative 4
QIAO Yu BRH411 Licensed Representative 1, 6
QIU Xiaofeng BRE717 Licensed Representative 1, 4
QU Jianfeng BRA595 Licensed Representative 1, 4, 6
QU Jiaqi BGH782 Licensed Representative 6
QUAN Yiyu BRF029 Licensed Representative 4
RAJAMANI Prabhu BRE657 Licensed Representative 1, 2
RAO Yajie BRB702 Licensed Representative 4, 9
REILLY Robert Joseph AXF221 Licensed Representative 1, 4
REN Ying BRF832 Licensed Representative 1, 4, 6
RODRIGUES Peter John ABY942 Licensed Representative 1, 4
RYU Hyung Seok BRE843 Licensed Representative 6
SADLER Emma BRE817 Licensed Representative 1, 2
SAMBATUR Hemant BJW956 Licensed Representative 9
SHAO Yongheng BRE385 Licensed Representative 1, 9
SHEN Mujun BRE192 Licensed Representative 4
SHI Anan BRH044 Licensed Representative 1, 4
SHI Ming BRF985 Licensed Representative 6
SHI Yan BRH467 Licensed Representative 1, 6
SHU Delu BRE725 Licensed Representative 1, 4, 6
SHUM Chun Kit BRF613 Licensed Representative 1, 2
SIN Ying Yeung BRF748 Licensed Representative 1, 4, 9
SIRAJ-DINE Sami BRD713 Licensed Representative 9
SO Ka Ying BRD707 Licensed Representative 1
SPRANGERS Arnoud Jan BQB271 Licensed Representative 1, 4, 9
SU Nan BRF357 Licensed Representative 1, 4, 6
SUN Adam Gong Bo BRD637 Licensed Representative 6
SUN Bihui BRG094 Licensed Representative 1, 2
SUN Fang BGB193 Licensed Representative 1, 6
SUN Jixuan BRI226 Licensed Representative 1, 6
SUNG Shing Hin BRG466 Licensed Representative 4
TAI Ka Wai BRE452 Licensed Representative 1, 4
TAI Kwan Tat BBL046 Licensed Representative 1, 4, 9
TAN Su Wen BNL477 Licensed Representative 2, 5
TANG Lai Wun BRD504 Licensed Representative 1, 6
TANG Qin BRD393 Licensed Representative 1, 4
TANG Zhan AYS459 Licensed Representative 1, 4, 9
TANG ZIJIE BRF546 Licensed Representative 4, 9
TAO Ye BRF584 Licensed Representative 1, 4
TEI Mei Lun Miranda ALV256 Licensed Representative 4, 9
THEW Shao Chuan BRE932 Licensed Representative 6
TIAN Mengsui BPJ174 Licensed Representative 4, 9
Page 9 of 23
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2021
CE Name CE No. Licence Type Types of Regulated Activity
TIAN Shijia BRD957 Licensed Representative 4
TONG Kai Cheong BRF325 Licensed Representative 1, 4
TONG Ling Lai BRF833 Licensed Representative 4, 9
TONG Wai Shun Wilson BRF870 Licensed Representative 6
TONG Yu Ning Nancy BRB840 Licensed Representative 1
TSE Sunny Chi Hang BRG362 Licensed Representative 1, 6
TSOI Chi Kun ABH186 Licensed Representative 1, 4
TSOI Chong Yu AOS251 Licensed Representative 1, 2
TU Hechang BFW345 Licensed Representative 1, 4, 9
TUNG Bik Hei Brett BRG755 Licensed Representative 1, 4
WALKER Daniel James BRE411 Licensed Representative 1, 4, 6
WAN Jia BRF906 Licensed Representative 1, 4, 6
WAN So Yee BRD631 Licensed Representative 1
WANG Ce BRE799 Licensed Representative 1
WANG Chao BRH978 Licensed Representative 1, 6
WANG Chaonan BRD959 Licensed Representative 1, 4, 6
WANG Chen BJC199 Licensed Representative 1, 6
WANG Dan BLO228 Licensed Representative 4
WANG Danqi BIG992 Licensed Representative 4, 9
WANG Jing BRF956 Licensed Representative 1, 2, 4
WANG Jinghua BRE344 Licensed Representative 1, 2, 7
WANG Liaojun BRH465 Licensed Representative 1, 6
WANG Luyao BQW728 Licensed Representative 9
WANG Rui BRC008 Licensed Representative 1, 4, 5, 9
WANG Ruijia BRE747 Licensed Representative 1
WANG Xiaohan BRF997 Licensed Representative 4, 9
WANG YILIN BRE263 Licensed Representative 1, 4
WANG Yixiong BRG968 Licensed Representative 1, 2, 4
WANG Yuhuan BRI227 Licensed Representative 1, 6
WANG Yunxiang BRG725 Licensed Representative 1
WANG Zeren BRA549 Licensed Representative 6
WANG Zhan BDW401 Licensed Representative 10
WEI Qinghua BRH454 Licensed Representative 1, 6
WEINER Tobias Alexander BQY962 Licensed Representative 6
WENG Jianqun BQQ101 Licensed Representative 1, 4, 9
WINTER Jonathan Marc Edward BQV860 Licensed Representative 1, 4, 9
WONG Cheuk Hin BRA887 Licensed Representative 4
WONG Chun Nang BRI229 Licensed Representative 1, 4
WONG Chun, Rex BRG047 Licensed Representative 2
WONG Chung Sing BRB405 Licensed Representative 6
WONG Hak Wing, Valerie ALL103 Licensed Representative 9
WONG Ho Yin BNR972 Licensed Representative 4, 9
WONG Ka Hang AXF037 Licensed Representative 1, 2
WONG Ka Kit BQP221 Licensed Representative 1, 4, 9
WONG Ka Ming, Alan ARQ657 Licensed Representative 9
Page 10 of 23
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2021
CE Name CE No. Licence Type Types of Regulated Activity
WONG Kim Cheong BGP476 Licensed Representative 1, 4, 9
WONG Ming Po BRF089 Licensed Representative 1, 4
WONG Wai Shing BAX111 Licensed Representative 1
WONG Yuk Yiu BRB010 Licensed Representative 6
WORTHINGTON-WILMER Morgan Phillippa N. BRA773 Licensed Representative 4, 9
WU Chi Fu BRG532 Licensed Representative 1
WU Jiang BRF266 Licensed Representative 1
WU Mingyang BRG837 Licensed Representative 1, 6
WU Shuang BRE785 Licensed Representative 1, 4, 6
WU TONG BLI953 Licensed Representative 9
WU Xinyu BRD846 Licensed Representative 1, 2
WU Yangjiajun BRG477 Licensed Representative 1, 6
WU Yichen BRB541 Licensed Representative 1, 2, 4
WU Yijie BRD656 Licensed Representative 4
XIANG Amanda BRD614 Licensed Representative 4, 9
XIAO Qu BRF352 Licensed Representative 1, 4, 6
XIAO Xiao BKG598 Licensed Representative 1, 6
XIE Biwei BRE259 Licensed Representative 1, 4, 9
XIE Mengqi BRB786 Licensed Representative 1, 4, 6
XIE Peiyi BQW106 Licensed Representative 9
XIE Yunang BRG543 Licensed Representative 1, 2
XIN Yuyang BRH479 Licensed Representative 1, 6
XING Hongwei BQM938 Licensed Representative 1, 4
XU Joshua BRF305 Licensed Representative 1, 2
XU Kaixian BRF006 Licensed Representative 1
XU Lei BJU776 Licensed Representative 9
XU Lei BRE780 Licensed Representative 9
XU Tao BRA672 Licensed Representative 4
XU Xiaolan BAB245 Licensed Representative 1
XU YA BRF675 Licensed Representative 1
XU Yefeng BRA671 Licensed Representative 4
XU Zhenfei BRG964 Licensed Representative 1, 6
XUE Dai BRF109 Licensed Representative 1, 6
YAN Chiu Wai BRG051 Licensed Representative 1, 2
YAN Sihua BRI107 Licensed Representative 1, 6
YANG Clinton Victor ALI750 Licensed Representative 4, 9
YANG Deyuan BRG726 Licensed Representative 1, 6
YANG FAN BRD819 Licensed Representative 4, 9
YANG HUAI WEI BRF223 Licensed Representative 1, 4
YANG Juncheng BRD670 Licensed Representative 1, 4, 6
YANG Liuyang BRE454 Licensed Representative 1, 4
YANG SI BQQ856 Licensed Representative 1, 4
YANG Xuping ALO476 Licensed Representative 4, 9
YANG Zhenhua BRA481 Licensed Representative 4
YAO Mingjun BRF944 Licensed Representative 1, 4, 6
Page 11 of 23
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2021
CE Name CE No. Licence Type Types of Regulated Activity
YAO Qian BQV899 Licensed Representative 9
YAU Tsz Hin BRG595 Licensed Representative 6
YE Qianyuan BDY369 Licensed Representative 1, 4
YE Xinyi BRG841 Licensed Representative 4
YEN Jason James AFS525 Licensed Representative 1
YEUNG Chi Hei BRE749 Licensed Representative 9
YEUNG King Shing BRG068 Licensed Representative 1, 4, 9
YEUNG Ming Yan BRB338 Licensed Representative 1, 4
YEUNG See See Cecilia BRD943 Licensed Representative 1, 4
YIN Huiwei BRF104 Licensed Representative 1, 4
YIN Jie BRD479 Licensed Representative 1, 4, 6
YIP Chun Kuen, Eddy AQP744 Licensed Representative 1, 4
YIU Yan Ki BGQ377 Licensed Representative 9
YOSHIHISA Yuki BRA659 Licensed Representative 9
YU Ka Chun BRE302 Licensed Representative 1, 4
YU Xinli BFL253 Licensed Representative 4
YUEN Chung Tai BRE342 Licensed Representative 4
YUEN Kei Yan Steffanie AVP161 Licensed Representative 1, 4, 9
YUEN Lung Hin BEX963 Licensed Representative 1, 6
YUEN Wing Lam BRE118 Licensed Representative 1, 6
ZAMFIR Michael BRF391 Licensed Representative 1, 2
ZENG Jingke BRE713 Licensed Representative 1, 4
ZHANG Binghao BRF108 Licensed Representative 1, 6
ZHANG Chuandong ATS050 Licensed Representative 1, 4, 9
ZHANG He BRE372 Licensed Representative 1, 6
ZHANG Jiajun BRB336 Licensed Representative 1, 6
ZHANG Jianke BRG836 Licensed Representative 1, 6
ZHANG Jiarong BRE392 Licensed Representative 1, 9
ZHANG Kaiyi BOC395 Licensed Representative 1, 2, 4
ZHANG Ming Min BGB214 Licensed Representative 4, 9
ZHANG Qingran BRH431 Licensed Representative 1, 4, 6
ZHANG Ruiyang BRD908 Licensed Representative 1, 6
ZHANG Simin BRH977 Licensed Representative 1, 6
ZHANG Tai BRD837 Licensed Representative 1, 4, 6
ZHANG Xiaohan BNI542 Licensed Representative 1, 6
ZHANG Xiaoyu BRE695 Licensed Representative 1, 4, 9
ZHANG Ya Xiong BFD815 Licensed Representative 1, 6
ZHANG Yiang BIJ330 Licensed Representative 4, 9
ZHANG Yiming BHQ351 Licensed Representative 1, 4, 6
ZHANG Yue BRE376 Licensed Representative 9
ZHANG Yuxiang BRF782 Licensed Representative 1, 4, 6
ZHANG Zhiyang BRC251 Licensed Representative 1
ZHAO Dongtian BRE340 Licensed Representative 1, 4, 6
ZHAO Hairui BRH422 Licensed Representative 1, 6
ZHAO Meng BPW912 Licensed Representative 1, 4, 6
Page 12 of 23
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2021
CE Name CE No. Licence Type Types of Regulated Activity
ZHAO Xin BRH478 Licensed Representative 1, 4
ZHAO Xuesi BRG456 Licensed Representative 1, 2, 9
ZHAO Yida BRG427 Licensed Representative 1
ZHAO Yun BRH453 Licensed Representative 1, 2, 4
ZHENG Lang BOF945 Licensed Representative 1, 4
ZHENG Runze BEJ782 Licensed Representative 4, 9
ZHENG Yeteng BQM383 Licensed Representative 1
ZHENG Yuchi BRF442 Licensed Representative 1, 4
ZHONG Yulin BRB731 Licensed Representative 4
ZHOU Guanyu BRF183 Licensed Representative 1, 2
ZHOU Hao BRG727 Licensed Representative 1, 6
ZHOU Jiacheng BRD961 Licensed Representative 1, 4, 6
ZHOU Jiang BRA596 Licensed Representative 1, 4, 6
ZHOU Ke Jun BRC020 Licensed Representative 1, 4, 5, 9
ZHOU Verona BRE339 Licensed Representative 1, 4, 6
ZHOU Yongliang BRE612 Licensed Representative 1, 9
ZHOU Yu BRH811 Licensed Representative 1, 6
ZHOU Yuelang BRF444 Licensed Representative 1, 4
ZHOU Zhenli BJX323 Licensed Representative 4, 5, 9
ZHU Aiyun BRB417 Licensed Representative 1, 4, 5, 9
ZHU Hongyi BRF551 Licensed Representative 1, 6
ZHU Hui BRA597 Licensed Representative 1, 4, 6
ZHU Tingyao AZS136 Licensed Representative 4, 9
ZHU Wangjia BRG192 Licensed Representative 1, 2, 4
ZHU Xingzhu BRE590 Licensed Representative 1, 2
ZHU Yueming BRG714 Licensed Representative 1, 4, 6
ZHUANG MENGYAO BRE676 Licensed Representative 9
ZOU Shuo BRE775 Licensed Representative 9
ZU Liunan BRD913 Licensed Representative 1
CHAN Cheuk Yiu AVI421 Licensed Representative - Responsible Officer 4, 9
CHAN Chi Keung ARJ968 Licensed Representative - Responsible Officer 1, 4, 9
CHAN Hing Wah AET272 Licensed Representative - Responsible Officer 4, 9
CHAN Pui Yi AUM181 Licensed Representative - Responsible Officer 4, 9
CHAN Ramand Wai Ming ANS053 Licensed Representative - Responsible Officer 4, 9
CHENG Man Pan AHC605 Licensed Representative - Responsible Officer 4, 9
CHEUNG Ka Wong, Henry AEX566 Licensed Representative - Responsible Officer 3
DANTHI Karan Deepak BRA298 Licensed Representative - Responsible Officer 9
FONG Ka Wing, Andrew AMW761 Licensed Representative - Responsible Officer 9
HAO Kenneth Yeh-Kang BQQ069 Licensed Representative - Responsible Officer 1, 4
HINDE David John BQN967 Licensed Representative - Responsible Officer 1, 9
HO Kwong Kiu APU675 Licensed Representative - Responsible Officer 1, 4, 9
IP Wai Lun, William AEK747 Licensed Representative - Responsible Officer 1, 6
JIANG Yuanzhi AVJ206 Licensed Representative - Responsible Officer 4, 9
LAU Fu Man AMI200 Licensed Representative - Responsible Officer 1, 9
LEE Christopher Fai Man ACW239 Licensed Representative - Responsible Officer 9
Page 13 of 23
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2021
CE Name CE No. Licence Type Types of Regulated Activity
LEUNG Mei King Maggie ATL473 Licensed Representative - Responsible Officer 1, 2
LI Wenjing AWZ394 Licensed Representative - Responsible Officer 9
LI Yingqi AOS126 Licensed Representative - Responsible Officer 1, 4
LI Zijie BRB435 Licensed Representative - Responsible Officer 9
LIANG Zheng Jie AAH546 Licensed Representative - Responsible Officer 1, 4, 9
LIN Zheming BJU533 Licensed Representative - Responsible Officer 9
LIU Yan BJY422 Licensed Representative - Responsible Officer 1, 4, 9
LORD Rachel ADQ542 Licensed Representative - Responsible Officer 1, 2, 4, 6, 9
MAN Wing Pong AHC716 Licensed Representative - Responsible Officer 4, 9
PU Jingsu BJO694 Licensed Representative - Responsible Officer 1, 4, 9
SHEN Jinzhou BQQ958 Licensed Representative - Responsible Officer 4, 9
SONG Rong BRD832 Licensed Representative - Responsible Officer 1, 4, 6
SULLIVAN Andrew Michael AEV843 Licensed Representative - Responsible Officer 1
TONG Wing Sze, Mimi ABE943 Licensed Representative - Responsible Officer 9
WONG Chi Ling ACG593 Licensed Representative - Responsible Officer 1, 2
WONG Chi Ming AYK887 Licensed Representative - Responsible Officer 9
WONG Lai Yue AFE038 Licensed Representative - Responsible Officer 1, 6
WONG Ying Kit AWH541 Licensed Representative - Responsible Officer 4, 9
XU Qing BCS290 Licensed Representative - Responsible Officer 9
YANG Qi AXF377 Licensed Representative - Responsible Officer 4, 9
YEUNG Sin Chor, Jason AFW708 Licensed Representative - Responsible Officer 1, 4, 9
AGARWAL Anand ASL813 Licensed Representative (Provisional Licence) 1, 2
AHN Boyoung BRG539 Licensed Representative (Provisional Licence) 1, 6
ANSTEY Joshua Isaac BRG093 Licensed Representative (Provisional Licence) 1, 4, 6
ARORA Roopali BRG202 Licensed Representative (Provisional Licence) 1
AU Chun Kit Max BRH094 Licensed Representative (Provisional Licence) 1, 2
AU YEUNG Chi Keung BID775 Licensed Representative (Provisional Licence) 1, 2, 4
BANYATPIYAPHOD Nadanai BRH460 Licensed Representative (Provisional Licence) 1, 4, 9
BHAUMIK Ananda Prasad AXV897 Licensed Representative (Provisional Licence) 1, 4, 9
BIAN Zhongling BRI816 Licensed Representative (Provisional Licence) 1, 4
BOMBARDIERI Thomas Pierre BRF326 Licensed Representative (Provisional Licence) 1, 2, 7
BOULMIER Thomas Andre Philippe BRE743 Licensed Representative (Provisional Licence) 1, 2, 7
BURDIS James AUX142 Licensed Representative (Provisional Licence) 1, 4, 9
CAI Jiawei BPR464 Licensed Representative (Provisional Licence) 1, 6
CAO Ziyu BRH680 Licensed Representative (Provisional Licence) 6
CHAN Chiu Kam BRJ315 Licensed Representative (Provisional Licence) 2
CHAN Chiu Kit BRG201 Licensed Representative (Provisional Licence) 1
CHAN Christy BHQ079 Licensed Representative (Provisional Licence) 1, 4
CHAN Herbert BRG820 Licensed Representative (Provisional Licence) 1, 4, 9
CHAN Hok Lun BRI555 Licensed Representative (Provisional Licence) 1, 4, 9
CHAN Kim Sing BRG294 Licensed Representative (Provisional Licence) 1
CHAN Kin Keung BRG046 Licensed Representative (Provisional Licence) 1, 4
CHAN Oi Lam BRH084 Licensed Representative (Provisional Licence) 1
CHAN Sau Li, Justin BRG651 Licensed Representative (Provisional Licence) 4
CHAN Sze Man BRI057 Licensed Representative (Provisional Licence) 1
Page 14 of 23
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2021
CE Name CE No. Licence Type Types of Regulated Activity
CHAN Wai Kit, Winkins AQD954 Licensed Representative (Provisional Licence) 1, 2
CHAN Yik Chun BRH063 Licensed Representative (Provisional Licence) 1, 2
CHANG Eric AOZ110 Licensed Representative (Provisional Licence) 1
CHAWLA Ram-raj Robert BOP163 Licensed Representative (Provisional Licence) 9
CHEN Fengqiao BRI331 Licensed Representative (Provisional Licence) 1, 4, 6
CHEN Hao BRH953 Licensed Representative (Provisional Licence) 1, 4, 9
CHEN Haoxiu BRG475 Licensed Representative (Provisional Licence) 1
CHEN Jianye BRH314 Licensed Representative (Provisional Licence) 1, 4, 6
CHEN Jing BRH979 Licensed Representative (Provisional Licence) 1, 6
CHEN Katy BRE774 Licensed Representative (Provisional Licence) 1, 4, 6
CHEN Liren BRI108 Licensed Representative (Provisional Licence) 1, 6
CHEN Naiyuan BNR281 Licensed Representative (Provisional Licence) 1, 6
CHEN Nan Ding BRG967 Licensed Representative (Provisional Licence) 1, 4
CHEN Peng BGG974 Licensed Representative (Provisional Licence) 1, 4, 9
CHEN Shu AYP960 Licensed Representative (Provisional Licence) 1
CHEN Xi BRG672 Licensed Representative (Provisional Licence) 1, 4, 6
CHEN Yifang BRG670 Licensed Representative (Provisional Licence) 4
CHEN Yilan BRI101 Licensed Representative (Provisional Licence) 6
CHEN Yuxin BRH526 Licensed Representative (Provisional Licence) 6
CHEN Zhu BLO224 Licensed Representative (Provisional Licence) 4
CHENG Hoi Yan BRF871 Licensed Representative (Provisional Licence) 1, 2, 4, 5
CHENG Jiaqi BRI452 Licensed Representative (Provisional Licence) 1, 2, 4
CHIN Eugene BRE561 Licensed Representative (Provisional Licence) 4
CHING Jia Lin Carolyn BRI694 Licensed Representative (Provisional Licence) 4
CHING Kerry Kim Wai AFF128 Licensed Representative (Provisional Licence) 1, 4, 9
CHOI Ka Ki Claudia BRI249 Licensed Representative (Provisional Licence) 1, 2
CHOI Wing Yi BEN508 Licensed Representative (Provisional Licence) 4, 9
CHOI Yan Ni Athena BRG749 Licensed Representative (Provisional Licence) 1
CHOMEL Benjamin, Guy ATI165 Licensed Representative (Provisional Licence) 2
CHU Kam Hau BBM865 Licensed Representative (Provisional Licence) 4, 9
CHU Man Ting, Melody BMO920 Licensed Representative (Provisional Licence) 9
CHU Shun Wang Nicky BRH981 Licensed Representative (Provisional Licence) 1, 4
CHUNG Hiu Lam BRG412 Licensed Representative (Provisional Licence) 1
CHUNG Wai Lam BRG571 Licensed Representative (Provisional Licence) 1, 4, 5, 9
CONG Rong BQW107 Licensed Representative (Provisional Licence) 9
DAI Letian BHP288 Licensed Representative (Provisional Licence) 9
DAI Xiaodong BRI174 Licensed Representative (Provisional Licence) 1, 6
DEE Christopher Graeme BIN402 Licensed Representative (Provisional Licence) 9
DING Jinping BRJ147 Licensed Representative (Provisional Licence) 1, 6
DING Yiming BRH408 Licensed Representative (Provisional Licence) 1, 4, 6
DU Shuping BRI456 Licensed Representative (Provisional Licence) 1, 6
ESCHER DWIVEDI Yolande Monika BNL350 Licensed Representative (Provisional Licence) 1, 4
FAGAN Roseanna Mariette BRI542 Licensed Representative (Provisional Licence) 1, 2
FAN Guangmao BRI799 Licensed Representative (Provisional Licence) 1, 6
FAN Rong BRG839 Licensed Representative (Provisional Licence) 10
Page 15 of 23
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2021
CE Name CE No. Licence Type Types of Regulated Activity
FAN You BRI789 Licensed Representative (Provisional Licence) 1, 4
FEBO Christopher Vincenzo BRI135 Licensed Representative (Provisional Licence) 1, 2, 7
FENG Fan BRG481 Licensed Representative (Provisional Licence) 1, 4, 9
FENG Tailai BRH481 Licensed Representative (Provisional Licence) 1, 6
FENG Xiao BRJ137 Licensed Representative (Provisional Licence) 4
FENG Xipeng BRF841 Licensed Representative (Provisional Licence) 1, 4
FENG Yang BRH670 Licensed Representative (Provisional Licence) 1, 6
FREDRICKSON Julia Jonni BRF688 Licensed Representative (Provisional Licence) 1, 6
FUNG Hao Chuen, David AEE776 Licensed Representative (Provisional Licence) 4, 9
GAO Jimmy Z BRI087 Licensed Representative (Provisional Licence) 1, 6
GAO Li AZO325 Licensed Representative (Provisional Licence) 1, 4, 6
GAO Wenchao BRH459 Licensed Representative (Provisional Licence) 1, 6
GAUDET Florian BRH943 Licensed Representative (Provisional Licence) 1, 2
GE Junxiao BRH646 Licensed Representative (Provisional Licence) 4
GONG Wenwan BRF858 Licensed Representative (Provisional Licence) 1, 4
GONG Zhuo BRI327 Licensed Representative (Provisional Licence) 1, 2, 4
GU Biyi BRH075 Licensed Representative (Provisional Licence) 1, 4, 9
GUI Yijie BRH484 Licensed Representative (Provisional Licence) 1, 2
GUO Langkun BRG102 Licensed Representative (Provisional Licence) 1, 2
GUO Qi BRG966 Licensed Representative (Provisional Licence) 1, 6
HA Byoungno BFV926 Licensed Representative (Provisional Licence) 1, 2
HAN Jichuan BRH485 Licensed Representative (Provisional Licence) 1, 4, 6
HAN Xu BRI455 Licensed Representative (Provisional Licence) 1, 6
HANN Sai Wunn Max BOA911 Licensed Representative (Provisional Licence) 1, 2, 4, 5
HE Shuai BCH499 Licensed Representative (Provisional Licence) 9
HE Taihong BRI328 Licensed Representative (Provisional Licence) 1, 6
HE Yan Fei BRF683 Licensed Representative (Provisional Licence) 1, 9
HEAH Yen Ning Genevieve BRD823 Licensed Representative (Provisional Licence) 1
HO Wing Hei BRI552 Licensed Representative (Provisional Licence) 1, 2
HO Zi Hao, Ivan BRF165 Licensed Representative (Provisional Licence) 1, 4, 6
HONG Sang Jin BIW989 Licensed Representative (Provisional Licence) 1
HOU Jie BRI004 Licensed Representative (Provisional Licence) 4
HOU Youfei BRH078 Licensed Representative (Provisional Licence) 1, 2
HU Fanshi BRI109 Licensed Representative (Provisional Licence) 1, 2
HU GUANXUE BRG918 Licensed Representative (Provisional Licence) 1, 2, 4
HU Jinyao BRH669 Licensed Representative (Provisional Licence) 1, 4
HU YINGZHENG BRG270 Licensed Representative (Provisional Licence) 1, 4
HUANG Guohong BRI818 Licensed Representative (Provisional Licence) 1, 4, 6
HUANG Haoyan BRH389 Licensed Representative (Provisional Licence) 1, 6
HUANG Li Shun AVJ727 Licensed Representative (Provisional Licence) 1
HUANG Liyue BRH099 Licensed Representative (Provisional Licence) 4
HUANG Shao-po BRE674 Licensed Representative (Provisional Licence) 1, 4, 9
HUANG Suzhen BRF196 Licensed Representative (Provisional Licence) 2, 5
HUANG Wen BRG762 Licensed Representative (Provisional Licence) 1, 6
HUANG Yinjun BAI389 Licensed Representative (Provisional Licence) 1
Page 16 of 23
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2021
CE Name CE No. Licence Type Types of Regulated Activity
HUANG Yuanxi BRG678 Licensed Representative (Provisional Licence) 4
HUANG Yuehan BRI225 Licensed Representative (Provisional Licence) 1, 4
HUANG Zhiji BRF750 Licensed Representative (Provisional Licence) 1
HUI Haiping BRH696 Licensed Representative (Provisional Licence) 1, 6
HUNG Fan Tak BRG409 Licensed Representative (Provisional Licence) 1
HURET Aubin Hubert Sylvain BRG468 Licensed Representative (Provisional Licence) 4
JI Bin BRH934 Licensed Representative (Provisional Licence) 1, 4, 6
JI Zhaohui BRH469 Licensed Representative (Provisional Licence) 1, 6
JIA Zhongya BRJ134 Licensed Representative (Provisional Licence) 1, 6
JIANG Menghan BRG596 Licensed Representative (Provisional Licence) 4
JIANG Pengcheng BRG669 Licensed Representative (Provisional Licence) 4, 9
JIANG Yun BRE741 Licensed Representative (Provisional Licence) 1
JIN Yining BRF860 Licensed Representative (Provisional Licence) 1, 6
JIN Yong BRG835 Licensed Representative (Provisional Licence) 1, 6
KANG Jia BRG116 Licensed Representative (Provisional Licence) 1, 4, 6
KATARIA Kavish Virendra BRG137 Licensed Representative (Provisional Licence) 1, 2
KHAN Shoaib BRH690 Licensed Representative (Provisional Licence) 4, 9
KIM Nam Seok BRH458 Licensed Representative (Provisional Licence) 1, 4
KONG Rong BRG887 Licensed Representative (Provisional Licence) 4
KOU Yue BRH427 Licensed Representative (Provisional Licence) 1, 4
KU Ho BRE957 Licensed Representative (Provisional Licence) 10
KWAN Chun Keung, Kenneth AXX256 Licensed Representative (Provisional Licence) 9
KWAN Man Ching BRH365 Licensed Representative (Provisional Licence) 1, 2
KWOK Long To Timothy BRH272 Licensed Representative (Provisional Licence) 1
KWOK Sze Lung BRG729 Licensed Representative (Provisional Licence) 1, 4
LAI Chi Ho BRH396 Licensed Representative (Provisional Licence) 1, 2, 3
LAI Ki Ki BRG052 Licensed Representative (Provisional Licence) 1, 4, 9
LAM Hang Yi BRG631 Licensed Representative (Provisional Licence) 1
LAM Ki Lam BRG173 Licensed Representative (Provisional Licence) 1
LAM King Yin BRG822 Licensed Representative (Provisional Licence) 4, 9
LAM Lai Kwan BRI110 Licensed Representative (Provisional Licence) 1, 2
LAM Pak BRH597 Licensed Representative (Provisional Licence) 1
LAU Hiu Wai ALA867 Licensed Representative (Provisional Licence) 4
LAU Wai Kit BRJ131 Licensed Representative (Provisional Licence) 1, 2
LAW Ka Kiu Victor BLF268 Licensed Representative (Provisional Licence) 1, 4, 9
LE BOURGEOIS Antoine Marie BRH693 Licensed Representative (Provisional Licence) 1, 2, 4, 5
LEE Chun Ki BRI481 Licensed Representative (Provisional Licence) 1, 6
LEE Kai Yee BAD882 Licensed Representative (Provisional Licence) 1, 4, 9
LEE Michael Le Jin BRI082 Licensed Representative (Provisional Licence) 1, 4
LEE Therese Vainius BRH380 Licensed Representative (Provisional Licence) 1, 2, 7
LEUNG Chun Yin Savio BRI252 Licensed Representative (Provisional Licence) 1, 2
LEUNG Fung Sin ACI559 Licensed Representative (Provisional Licence) 1
LEUNG Wing Ngai BRG449 Licensed Representative (Provisional Licence) 1
LI Chao BRI228 Licensed Representative (Provisional Licence) 1, 6
LI Haolin BRI224 Licensed Representative (Provisional Licence) 1, 6
Page 17 of 23
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2021
CE Name CE No. Licence Type Types of Regulated Activity
LI Ju BRG416 Licensed Representative (Provisional Licence) 4, 9
LI Junhan BRH808 Licensed Representative (Provisional Licence) 1, 4, 9
LI Kai BBE978 Licensed Representative (Provisional Licence) 1, 6
LI Lei BRI321 Licensed Representative (Provisional Licence) 1, 4, 6
LI Liuxiao BRG676 Licensed Representative (Provisional Licence) 1, 4, 9
LI Meng BRI056 Licensed Representative (Provisional Licence) 1, 4
LI Qi BAW976 Licensed Representative (Provisional Licence) 1, 4, 9
LI Qiming BNY279 Licensed Representative (Provisional Licence) 4, 9
LI Sha BRG287 Licensed Representative (Provisional Licence) 9
LI Shang Xian BRH304 Licensed Representative (Provisional Licence) 1, 4, 9
LI Shiwen BRG963 Licensed Representative (Provisional Licence) 1, 4
LI Wing Ki BRE700 Licensed Representative (Provisional Licence) 1, 4, 9
LI Xuelai BRH417 Licensed Representative (Provisional Licence) 1, 4
LI Yizhang BRD932 Licensed Representative (Provisional Licence) 1, 6
LI Yujie BRG962 Licensed Representative (Provisional Licence) 1, 4
LI Zhen Ni BRH048 Licensed Representative (Provisional Licence) 4
LI Zheng BJM368 Licensed Representative (Provisional Licence) 1, 4, 9
LI Zhengxi BRI784 Licensed Representative (Provisional Licence) 1, 4, 6
LI Zhongsheng BRH480 Licensed Representative (Provisional Licence) 1, 6
LIANG Jin BRG971 Licensed Representative (Provisional Licence) 1, 4, 6
LIANG Ying BNA785 Licensed Representative (Provisional Licence) 1
LIM You Jie BJJ423 Licensed Representative (Provisional Licence) 1
LIN Junbang BRG529 Licensed Representative (Provisional Licence) 1, 4, 6
LIN Po-Han BRG554 Licensed Representative (Provisional Licence) 1, 4
LIN Qianye BRH815 Licensed Representative (Provisional Licence) 1, 4
LIN Yanghao BRE644 Licensed Representative (Provisional Licence) 1, 6
LIN Yue BRH486 Licensed Representative (Provisional Licence) 1, 4, 6
LIN Zhuangsheng BBA908 Licensed Representative (Provisional Licence) 9
LIN Zifan BRH305 Licensed Representative (Provisional Licence) 9
LING Yuen Yee BRG810 Licensed Representative (Provisional Licence) 1, 4
LIU BAOSHAN BRH237 Licensed Representative (Provisional Licence) 1, 4
LIU Chang AVT314 Licensed Representative (Provisional Licence) 1, 4, 9
LIU Chieh-Hsin ANU776 Licensed Representative (Provisional Licence) 1, 4, 9
LIU Gaoxiang BRH064 Licensed Representative (Provisional Licence) 9
LIU Jiasi BRI322 Licensed Representative (Provisional Licence) 1, 6
LIU Jingshi BRG965 Licensed Representative (Provisional Licence) 1, 6
LIU Jun BRI324 Licensed Representative (Provisional Licence) 1, 6
LIU Linke BRI329 Licensed Representative (Provisional Licence) 1, 6
LIU Rongxin BQX164 Licensed Representative (Provisional Licence) 1
LIU Shuhan BRI356 Licensed Representative (Provisional Licence) 1, 6
LIU Songtao BRH666 Licensed Representative (Provisional Licence) 1, 6
LIU Yan BJY422 Licensed Representative (Provisional Licence) 1, 4, 9
LIU Ying BHK372 Licensed Representative (Provisional Licence) 1, 4, 6
LIU Yishan BOW729 Licensed Representative (Provisional Licence) 1, 4, 9
LIU Yixi BNN401 Licensed Representative (Provisional Licence) 4, 9
Page 18 of 23
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2021
CE Name CE No. Licence Type Types of Regulated Activity
LIU Yixiao BRF035 Licensed Representative (Provisional Licence) 1, 4
LIU Yuen Nam AED190 Licensed Representative (Provisional Licence) 1, 9
LIU Zexu BRH315 Licensed Representative (Provisional Licence) 4
LIU Zhicheng BNT783 Licensed Representative (Provisional Licence) 1, 4, 6
LO Chun Yee BRG286 Licensed Representative (Provisional Licence) 1, 4
LO Kim Kam Irene BRH656 Licensed Representative (Provisional Licence) 1, 4
LO Sui Kwan BRG336 Licensed Representative (Provisional Licence) 1, 2
LO Yan Kin AWJ985 Licensed Representative (Provisional Licence) 1, 4, 9
LORD Rachel ADQ542 Licensed Representative (Provisional Licence) 1, 2, 4, 6, 9
LU Fan BRH423 Licensed Representative (Provisional Licence) 1, 6
LU Pin Chieh BRF323 Licensed Representative (Provisional Licence) 1, 2
LU Yiqiu BRI460 Licensed Representative (Provisional Licence) 1, 6
LUI Chun Lok BRG829 Licensed Representative (Provisional Licence) 1
LUK Man Chun BRG612 Licensed Representative (Provisional Licence) 1
MA Bingqing BRH825 Licensed Representative (Provisional Licence) 4, 9
MAK Che Kai Keith BRH070 Licensed Representative (Provisional Licence) 1
MAK Sze Yan Abby BRH891 Licensed Representative (Provisional Licence) 4, 9
MAO Haosheng BRH878 Licensed Representative (Provisional Licence) 1, 6
MAO Yuncong BRH448 Licensed Representative (Provisional Licence) 4
MARSHALL Gavin Paul BRI740 Licensed Representative (Provisional Licence) 1
MAZUR Hanna Blanka BRG017 Licensed Representative (Provisional Licence) 9
MEI Qianwen BAH855 Licensed Representative (Provisional Licence) 1
MITHRAN Girish AFU262 Licensed Representative (Provisional Licence) 1, 2
NAN Yan BRH665 Licensed Representative (Provisional Licence) 1, 6
NG Hoi Yin BRG575 Licensed Representative (Provisional Licence) 1
NGAN Hei Chiu AHR145 Licensed Representative (Provisional Licence) 1, 4, 9
NGUYEN ALBERT BRI627 Licensed Representative (Provisional Licence) 2
NI Ni BRG489 Licensed Representative (Provisional Licence) 1, 4
NISHIMURA Shuichi AMR969 Licensed Representative (Provisional Licence) 1, 4, 6
NIU Rui BRI105 Licensed Representative (Provisional Licence) 1, 6
NOBLE Lance BPX521 Licensed Representative (Provisional Licence) 4
ONG Faloon BRG892 Licensed Representative (Provisional Licence) 1, 4, 9
PAINE Andrew David Matthew BRI103 Licensed Representative (Provisional Licence) 4
PAN Jianhui BOM819 Licensed Representative (Provisional Licence) 1, 4, 6
PAN Jiao BGZ937 Licensed Representative (Provisional Licence) 1, 6
PAN Wei BRI221 Licensed Representative (Provisional Licence) 1, 2, 4
PAOLUCCI Nicholas Giovanni ALT899 Licensed Representative (Provisional Licence) 1, 2
PEI Yixuan BRI325 Licensed Representative (Provisional Licence) 1, 6
PENG Xue BLP964 Licensed Representative (Provisional Licence) 1, 4, 6
PENG Yangyi BNV257 Licensed Representative (Provisional Licence) 1, 4, 6
PU Jingsu BJO694 Licensed Representative (Provisional Licence) 1, 4, 9
QI Ding BRF842 Licensed Representative (Provisional Licence) 1, 4
QIAO Yu BRH411 Licensed Representative (Provisional Licence) 1, 6
QIU Zhiming BRJ146 Licensed Representative (Provisional Licence) 1, 6
QU Jiaqi BGH782 Licensed Representative (Provisional Licence) 6
Page 19 of 23
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2021
CE Name CE No. Licence Type Types of Regulated Activity
REN Xinhang BRJ143 Licensed Representative (Provisional Licence) 1, 4, 6
REN YULIAN BRH535 Licensed Representative (Provisional Licence) 1
REVENKO Oksana BRH405 Licensed Representative (Provisional Licence) 6
ROMERO-EDMISTON Ana Carolina BRG800 Licensed Representative (Provisional Licence) 9
ROTH Thilo Josef BRG470 Licensed Representative (Provisional Licence) 9
SADLER Emma BRE817 Licensed Representative (Provisional Licence) 1, 2
SHAH Ashish Bhupendra BRG921 Licensed Representative (Provisional Licence) 9
SHI Ming BRF985 Licensed Representative (Provisional Licence) 6
SHI Yan BRH467 Licensed Representative (Provisional Licence) 1, 6
SHI Yu BRI005 Licensed Representative (Provisional Licence) 4
SHI Zejun BRI721 Licensed Representative (Provisional Licence) 1, 2
SIM Jeong Soo BDY696 Licensed Representative (Provisional Licence) 9
SONG Wenhui BRH663 Licensed Representative (Provisional Licence) 1, 4
STEWART Glenn Jose BAP748 Licensed Representative (Provisional Licence) 1
SU Dexin BRF770 Licensed Representative (Provisional Licence) 1, 6
SU Nan BRF357 Licensed Representative (Provisional Licence) 1, 4, 6
SULLIVAN Jack James Ian BRA281 Licensed Representative (Provisional Licence) 1, 2
SUN Fang BGB193 Licensed Representative (Provisional Licence) 1, 6
SUN Jixuan BRI226 Licensed Representative (Provisional Licence) 1, 6
SUN Siwen BRI128 Licensed Representative (Provisional Licence) 1, 2
SUN Yingchao BRH843 Licensed Representative (Provisional Licence) 4
SUNG Shing Hin BRG466 Licensed Representative (Provisional Licence) 4
TAM Chak Wa BRF831 Licensed Representative (Provisional Licence) 9
TAM Chun Wai BRH217 Licensed Representative (Provisional Licence) 1, 4, 9
TAN Ye Kai, Byron AEP447 Licensed Representative (Provisional Licence) 6
TANG Haiwei BRH241 Licensed Representative (Provisional Licence) 4, 9
TANG Jack BBD024 Licensed Representative (Provisional Licence) 2
TANG Jamie Wai Ting BRE920 Licensed Representative (Provisional Licence) 6
TE KLOOT Rowan James BHI930 Licensed Representative (Provisional Licence) 9
THOMSON Stuart Douglas Peter AUZ195 Licensed Representative (Provisional Licence) 1
TIAN Bei BIL556 Licensed Representative (Provisional Licence) 1, 4
TIAN Mengsui BPJ174 Licensed Representative (Provisional Licence) 4, 9
TING Hao-wei AJN350 Licensed Representative (Provisional Licence) 1, 4
TING Karen BRH061 Licensed Representative (Provisional Licence) 1, 4
TRIPATHI Kriti BRI262 Licensed Representative (Provisional Licence) 1, 6
TSAI Benjamin Man Fung BRI237 Licensed Representative (Provisional Licence) 1
TSANG Kwok Ho ACC397 Licensed Representative (Provisional Licence) 1, 4
TSANG Shuk Yi AEZ559 Licensed Representative (Provisional Licence) 1, 4, 9
TSE Kit Ming, Kitty AHR007 Licensed Representative (Provisional Licence) 1, 4
TSUI Yiu Fung BRG063 Licensed Representative (Provisional Licence) 1, 4, 9
TU Hao-Wen BRI359 Licensed Representative (Provisional Licence) 1, 2, 7
UM Jun Ho BQZ744 Licensed Representative (Provisional Licence) 1, 4
WADEL Vincent Nicolas Roger Jean BHL501 Licensed Representative (Provisional Licence) 1, 2
WAN Di BRH759 Licensed Representative (Provisional Licence) 4, 9
WAN Er BDY964 Licensed Representative (Provisional Licence) 9
Page 20 of 23
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2021
CE Name CE No. Licence Type Types of Regulated Activity
WANG Bingjie BOL715 Licensed Representative (Provisional Licence) 1, 6
WANG Chao BRH978 Licensed Representative (Provisional Licence) 1, 6
WANG Chen BJC199 Licensed Representative (Provisional Licence) 1, 6
WANG Di BRH391 Licensed Representative (Provisional Licence) 1, 4, 6
WANG Hui BRG637 Licensed Representative (Provisional Licence) 1, 6
WANG Jiajie BRE221 Licensed Representative (Provisional Licence) 9
WANG Lei BRD929 Licensed Representative (Provisional Licence) 1, 6
WANG Liaojun BRH465 Licensed Representative (Provisional Licence) 1, 6
WANG Luyao BQW728 Licensed Representative (Provisional Licence) 9
WANG Mengjue BRI330 Licensed Representative (Provisional Licence) 1, 6
WANG Min BRG934 Licensed Representative (Provisional Licence) 9
WANG Shulin BRG496 Licensed Representative (Provisional Licence) 1, 6
WANG Simai BRI457 Licensed Representative (Provisional Licence) 1, 6
WANG Tianshi BRH649 Licensed Representative (Provisional Licence) 1, 4, 6
WANG Wei BRI807 Licensed Representative (Provisional Licence) 1, 6
WANG Yixiong BRG968 Licensed Representative (Provisional Licence) 1, 2, 4
WANG Yuhuan BRI227 Licensed Representative (Provisional Licence) 1, 6
WANG Yunxiang BRG725 Licensed Representative (Provisional Licence) 1
WANG Zheng BRI454 Licensed Representative (Provisional Licence) 1, 4
WANG Ziyi BRH718 Licensed Representative (Provisional Licence) 6
WATT Chun Yin BRG650 Licensed Representative (Provisional Licence) 1, 4
WEGENER Wing Chuen BQR172 Licensed Representative (Provisional Licence) 9
WEI Qinghua BRH454 Licensed Representative (Provisional Licence) 1, 6
WEI Wei BRJ343 Licensed Representative (Provisional Licence) 1, 4
WEI Zhengyi BPF457 Licensed Representative (Provisional Licence) 9
WONG Hak Wing, Valerie ALL103 Licensed Representative (Provisional Licence) 9
WONG Ka Ming, Alan ARQ657 Licensed Representative (Provisional Licence) 9
WONG Ka Tsun Terence BAK676 Licensed Representative (Provisional Licence) 1, 4
WONG Kam Tung BOK840 Licensed Representative (Provisional Licence) 1
WONG Kin Hung BRG476 Licensed Representative (Provisional Licence) 1, 4, 9
WONG Kwok Hin BRH477 Licensed Representative (Provisional Licence) 1, 4
WONG Lok Yung Nora BRH604 Licensed Representative (Provisional Licence) 1
WONG Sing Tat BQF545 Licensed Representative (Provisional Licence) 4, 9
WONG Wing Hang BRI697 Licensed Representative (Provisional Licence) 1
WONG Yu Lam BRJ096 Licensed Representative (Provisional Licence) 4
WOO Sau Man, Clement BRH799 Licensed Representative (Provisional Licence) 1, 2
WOO Tak Kin BRF542 Licensed Representative (Provisional Licence) 1, 4, 9
WU Chi Fu BRG532 Licensed Representative (Provisional Licence) 1
WU Jianhang BRH421 Licensed Representative (Provisional Licence) 1, 6
WU Mingyang BRG837 Licensed Representative (Provisional Licence) 1, 6
WU Shuang BRE785 Licensed Representative (Provisional Licence) 1, 4, 6
WU Weichen BRG730 Licensed Representative (Provisional Licence) 4
WU Xinyi BRH612 Licensed Representative (Provisional Licence) 1, 2
WU Yang BHY416 Licensed Representative (Provisional Licence) 6
WU Yanshan BRI079 Licensed Representative (Provisional Licence) 1, 9
Page 21 of 23
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2021
CE Name CE No. Licence Type Types of Regulated Activity
WU Yichen BRB541 Licensed Representative (Provisional Licence) 1, 2, 4
WU Yifan BRI686 Licensed Representative (Provisional Licence) 1, 4, 6
WU Zhelun BRH608 Licensed Representative (Provisional Licence) 1, 4
XIA Lisi BRE261 Licensed Representative (Provisional Licence) 6
XIAO Qu BRF352 Licensed Representative (Provisional Licence) 1, 4, 6
XIE Peiyi BQW106 Licensed Representative (Provisional Licence) 9
XIE Tao BRJ149 Licensed Representative (Provisional Licence) 1, 6
XIE Yunang BRG543 Licensed Representative (Provisional Licence) 1, 2
XIN Yuyang BRH479 Licensed Representative (Provisional Licence) 1, 6
XU Jiayi BRI326 Licensed Representative (Provisional Licence) 1, 6
XU Lei BJU776 Licensed Representative (Provisional Licence) 9
XU Shaoxuan BRH062 Licensed Representative (Provisional Licence) 4
XU Tianyang BRI099 Licensed Representative (Provisional Licence) 1, 4
XU Zeheng BRH989 Licensed Representative (Provisional Licence) 1, 4, 6
XU Zhenfei BRG964 Licensed Representative (Provisional Licence) 1, 6
YAN Sihua BRI107 Licensed Representative (Provisional Licence) 1, 6
YAN Xi BRH370 Licensed Representative (Provisional Licence) 1, 4, 6
YANG Deyuan BRG726 Licensed Representative (Provisional Licence) 1, 6
YANG Ming BRH879 Licensed Representative (Provisional Licence) 1, 6
YANG Qiuyao BRI102 Licensed Representative (Provisional Licence) 10
YANG Shyang Yeu BRG736 Licensed Representative (Provisional Licence) 1, 4
YANG Suning BRG746 Licensed Representative (Provisional Licence) 1, 6
YANG Tao BRG194 Licensed Representative (Provisional Licence) 1, 4, 9
YANG Xi BRI319 Licensed Representative (Provisional Licence) 1
YANG Xiaochen BRI458 Licensed Representative (Provisional Licence) 1, 6
YANG Xiaoqing BRI080 Licensed Representative (Provisional Licence) 1, 4, 6
YANG Xukai BRI254 Licensed Representative (Provisional Licence) 1, 4, 9
YANG Yaru BPF867 Licensed Representative (Provisional Licence) 1, 4, 9
YANG Yumei BRI133 Licensed Representative (Provisional Licence) 1, 2
YAU Tsz Hin BRG595 Licensed Representative (Provisional Licence) 6
YE Xinyi BRG841 Licensed Representative (Provisional Licence) 4
YEUNG Ka Ho BOI246 Licensed Representative (Provisional Licence) 1
YEUNG King Shing BRG068 Licensed Representative (Provisional Licence) 1, 4, 9
YEUNG SIN BRH678 Licensed Representative (Provisional Licence) 1, 2
YEUNG Wai Yin Vivian BRI320 Licensed Representative (Provisional Licence) 1
YIN Guangyue BRI802 Licensed Representative (Provisional Licence) 4
YIP Emerson Yee Shun ACS891 Licensed Representative (Provisional Licence) 1, 4
YIP Wing Sze, Venz AWD043 Licensed Representative (Provisional Licence) 1, 2, 4
YIP Yan Yung BRG366 Licensed Representative (Provisional Licence) 1
YU Jiawei BRH668 Licensed Representative (Provisional Licence) 1, 6
YU Jingwei BRH313 Licensed Representative (Provisional Licence) 4
YU Kam Chiu William BDV879 Licensed Representative (Provisional Licence) 1, 4
YUEN Wing Yee BRI281 Licensed Representative (Provisional Licence) 1
YUNG King Hung Samuel BRJ472 Licensed Representative (Provisional Licence) 1
ZENG Hongyao BRG951 Licensed Representative (Provisional Licence) 1, 6
Page 22 of 23
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2021
CE Name CE No. Licence Type Types of Regulated Activity
ZENG Qingqiulin BQN474 Licensed Representative (Provisional Licence) 9
ZHANG Chen BRG516 Licensed Representative (Provisional Licence) 1, 2
ZHANG Chuandong ATS050 Licensed Representative (Provisional Licence) 1, 4, 9
ZHANG He BRE372 Licensed Representative (Provisional Licence) 1, 6
ZHANG Jianke BRG836 Licensed Representative (Provisional Licence) 1, 6
ZHANG Kaiyi BOC395 Licensed Representative (Provisional Licence) 1, 2, 4
ZHANG Qingran BRH431 Licensed Representative (Provisional Licence) 1, 4, 6
ZHANG Shaozhi BPS634 Licensed Representative (Provisional Licence) 1, 4, 9
ZHANG Simin BRH977 Licensed Representative (Provisional Licence) 1, 6
ZHANG Xiaohan BNI542 Licensed Representative (Provisional Licence) 1, 6
ZHANG XUECONG BRG367 Licensed Representative (Provisional Licence) 1, 4, 9
ZHANG Yiming BHQ351 Licensed Representative (Provisional Licence) 1, 4, 6
ZHANG Yue BRH415 Licensed Representative (Provisional Licence) 1, 6
ZHANG Zheng AMS447 Licensed Representative (Provisional Licence) 1, 6
ZHANG Zhixiao BRH902 Licensed Representative (Provisional Licence) 1, 2
ZHAO Hairui BRH422 Licensed Representative (Provisional Licence) 1, 6
ZHAO Meng BPW912 Licensed Representative (Provisional Licence) 1, 4, 6
ZHAO Qichao BRG728 Licensed Representative (Provisional Licence) 1, 4
ZHAO Xianyao BRJ001 Licensed Representative (Provisional Licence) 1, 4, 6
ZHAO Xin BRH478 Licensed Representative (Provisional Licence) 1, 4
ZHAO Xuesi BRG456 Licensed Representative (Provisional Licence) 1, 2, 9
ZHAO Yang BRI211 Licensed Representative (Provisional Licence) 4
ZHAO Yida BRG427 Licensed Representative (Provisional Licence) 1
ZHAO Yueting BRH030 Licensed Representative (Provisional Licence) 1, 4
ZHAO Yun BRH453 Licensed Representative (Provisional Licence) 1, 2, 4
ZHENG Dian BRH455 Licensed Representative (Provisional Licence) 1, 6
ZHENG Shiyu BRG058 Licensed Representative (Provisional Licence) 1, 2
ZHONG Liang BRH644 Licensed Representative (Provisional Licence) 1, 4, 9
ZHOU Hao BRG727 Licensed Representative (Provisional Licence) 1, 6
ZHOU Shenghao BRI323 Licensed Representative (Provisional Licence) 1
ZHOU Shinan BHF440 Licensed Representative (Provisional Licence) 1, 4, 6
ZHOU Xuan BOI483 Licensed Representative (Provisional Licence) 4, 9
ZHOU Yanwei BHF307 Licensed Representative (Provisional Licence) 1, 4
ZHOU Yu BRH811 Licensed Representative (Provisional Licence) 1, 6
ZHOU Zheng BRG452 Licensed Representative (Provisional Licence) 1, 4
ZHOU Zhenli BJX323 Licensed Representative (Provisional Licence) 4, 5, 9
ZHOU Zihan BRG126 Licensed Representative (Provisional Licence) 1, 6
ZHU Danhong BRH496 Licensed Representative (Provisional Licence) 1
ZHU Yueming BRG714 Licensed Representative (Provisional Licence) 1, 4, 6
ZHUO Xiaomao BDG914 Licensed Representative (Provisional Licence) 3
ZOU Yumeng BRG016 Licensed Representative (Provisional Licence) 1, 4, 6
CARUSO Frank Vincent BHH755 Licensed Representative (Temporary Licence) 4
HARGIS Kent W BAG066 Licensed Representative (Temporary Licence) 4
ROARTY Daniel Charles BQU482 Licensed Representative (Temporary Licence) 4
SUZUKI Seiichiro AUK287 Licensed Representative (Temporary Licence) 4