ziz originagriculturemesoamerica

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RESEARCH ARTICLE Origin of agriculture and plant domestication in West Mesoamerica Daniel Zizumbo-Villarreal  Patricia Colunga-Garcı ´ aMarı ´ n Rece ived: 24 April 2009 / Acc epte d: 14 Dece mber 2009 / Publi shed onlin e: 2 Febr uary 2010  Springer Science+Business Media B.V. 2010 Abstract  Recent paleoecological, archaeobotanical and geneti c- molecula r data are used to deve lop a hypothesis on the where, when, how and whom of plant domestication and the origin of agriculture in west Mesoamerica, and the formation of the maize- bean- squash multicro p milpa system and agro- food sys tem which for med the base for develo pment of anc ien t comple x soc ieti es in this area. It is highly likely that about 10,000 before present (BP) human groups specializing in plant gathering and small game hunting in the dry tropical forest of the Balsas-Jalisco biotic morphotectonic province began the process of plant domestication and agriculture, using re as a tool . Sympatri c dis tr ibu ti on of the putative wi ld ancest ral popula tions of mai ze, bea ns and squash indicate the extreme northwest Balsas-Jalisco region as a pos sible loc us of domest ica tion. Dif fus ion of these domesticates to the rest of Mesoamerica would have occur red via exist ing biologic al-cu ltural corri- dors. The milpa agro-food system would have been established between 7,000 and 4,400 calendar years (cal) BP. The complex food technology developed in the nor thwe st Bal sas -Ja lis co reg ion bet ween 4,500 and 3, 500 BP, much more complex than in ot her areas at the time, also suggests this area as the origin of the mil pa agr o-f ood sys tem. Fur the r arc hae obo- tanical research is needed to conrm this hypothesis. Explor atory, collection and conser vation efforts are needed in these putative source populations, as well as studies on their adaptat ion to clima tic, edaphic and bi ot ic fa ctors, be fo re they ar e di spla ce d by the Afr ica n grasses and pes tic ides formi ng part of the region’s growing cattle industry. Keywords  Agriculture    Beans    Domestication  Maize    Mesoamerica    Squash Introduction One of the most signicant events in human history was the tra nsf ormati on fro m a hunt ing-ga ther ing economy to an agricultural economy (Smith  2005). Thi s cha nge probably occ urr ed indepe nde ntl y in at least six regions in the world, primarily tropical and subtro pica l are as wit h high biologi cal and cul tur al diver sity (Gepts  2008; Piperno and Pea rsa ll  1998; Sauer  1952). Along with the Middle East and north Chi na, Mes oameri ca is one of the wor ld’ s pri mar y cente rs of domes ticatio n (Har lan 1971,  1995). It was here that species such as maize (  Zea mays  L.), beans (Phaseolus  spp.) and squash (Cucurbita  spp.) were domes ticate d and integrated into a multi -crop system known in the re gi on toda y as mi lpa. It was this system’s ecological and nutritional complementarity that helped to suppor t the development of hi ghly D. Zizumbo-Villarreal ( &)    P. Colunga-Garcı ´aMarı ´n Unidad de Recursos Naturales, Centro de Investigacio ´ n Cientı ´ca de Yucata ´ n, Calle 43 No 130. Col. Chuburna ´  de Hidalgo, 97200 Me ´rida, Yucata ´n, Me ´ xico e-mail: zizumbodaniel @gmail.com  1 3 Gene t Reso ur Crop Evol (2010 ) 57:81 3–825 DOI 10.1007/s10722-009-9521-4

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Origen de agricultura en Mesoamerica

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7/17/2019 Ziz Originagriculturemesoamerica

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R E S E A R C H A R T I C L E

Origin of agriculture and plant domestication

in West MesoamericaDaniel Zizumbo-Villarreal   • Patricia Colunga-GarcıaMarın

Received: 24 April 2009 / Accepted: 14 December 2009 / Published online: 2 February 2010

 Springer Science+Business Media B.V. 2010

Abstract   Recent paleoecological, archaeobotanical

and genetic-molecular data are used to develop a

hypothesis on the where, when, how and whom of 

plant domestication and the origin of agriculture in

west Mesoamerica, and the formation of the maize-

bean-squash multicrop milpa system and agro-food

system which formed the base for development of 

ancient complex societies in this area. It is highly

likely that about 10,000 before present (BP) human

groups specializing in plant gathering and small game

hunting in the dry tropical forest of the Balsas-Jaliscobiotic morphotectonic province began the process of 

plant domestication and agriculture, using fire as a

tool. Sympatric distribution of the putative wild

ancestral populations of maize, beans and squash

indicate the extreme northwest Balsas-Jalisco region

as a possible locus of domestication. Diffusion of 

these domesticates to the rest of Mesoamerica would

have occurred via existing biological-cultural corri-

dors. The milpa agro-food system would have been

established between 7,000 and 4,400 calendar years

(cal) BP. The complex food technology developed inthe northwest Balsas-Jalisco region between 4,500

and 3,500 BP, much more complex than in other

areas at the time, also suggests this area as the origin

of the milpa agro-food system. Further archaeobo-

tanical research is needed to confirm this hypothesis.

Exploratory, collection and conservation efforts are

needed in these putative source populations, as well

as studies on their adaptation to climatic, edaphic and

biotic factors, before they are displaced by the

African grasses and pesticides forming part of the

region’s growing cattle industry.

Keywords   Agriculture    Beans    Domestication 

Maize 

 Mesoamerica 

 Squash

Introduction

One of the most significant events in human history

was the transformation from a hunting-gathering

economy to an agricultural economy (Smith   2005).

This change probably occurred independently in at

least six regions in the world, primarily tropical and

subtropical areas with high biological and cultural

diversity (Gepts   2008; Piperno and Pearsall   1998;Sauer  1952). Along with the Middle East and north

China, Mesoamerica is one of the world’s primary

centers of domestication (Harlan 1971, 1995). It was

here that species such as maize ( Zea mays L.), beans

(Phaseolus   spp.) and squash (Cucurbita   spp.) were

domesticated and integrated into a multi-crop system

known in the region today as milpa. It was this

system’s ecological and nutritional complementarity

that helped to support the development of highly

D. Zizumbo-Villarreal (&)    P. Colunga-GarcıaMarın

Unidad de Recursos Naturales, Centro de Investigacion

Cientıfica de Yucatan, Calle 43 No 130. Col. Chuburna de

Hidalgo, 97200 Merida, Yucatan, Mexico

e-mail: [email protected]

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Genet Resour Crop Evol (2010) 57:813–825

DOI 10.1007/s10722-009-9521-4

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complex societies in Mesoamerica (Gepts   2008).

Mesoamerica is most commonly defined as the

cultural area extending from the Santiago and Panuco

river basins in Mexico, south to the Central Valley

region of Costa Rica (Kirchhoff  1943).

Plant domestication is understood as the continuous

historic evolutionary process, driven by human selec-tion, which produces fixation of a set of alleles that

provides wild populations with favorable human

consumption and cultivation phenotypes, but which

also diminishes or eliminates the capacity for survival

under natural conditions, making a domesticated

population dependent on humans (Harlan 1992). The

set of phenotypic traits determined by these alleles is

known as the domestication syndrome (Hammer

1984). Plants’ reproductive systems and genetic con-

stitution have favored and hindered domestication to

varying degrees. Plants that have responded positivelyto the selection process and agricultural management

have been completely domesticated, while in others

only certain traits of the syndrome have been fixed,

leaving them semi-domesticated or in process (Gepts

2004). In agricultural systems under limiting environ-

mental conditions, humans have managed to maintain

some species in a semi-domesticated state as part of 

their productive strategy (Colunga-GarcıaMarın and

Zizumbo-Villarreal 1993).

For the purposes of this discussion, agricultural

management is to be understood as a set of deliberate,environmental modifications made by humans aimed

at increasing survival and biomass production in

selected plant species, and therefore meeting human

needs given prevailing environmental conditions.

Plant domestication and agriculture are temporally

continuous and interdependent processes. Over time,

humans have selected a group of local and introduced

species for subsistence, and developed knowledge

and techniques for their cultivation, transport, stor-

age, transformation, consumption and preservation.

This group of species and the knowledge andtechniques associated with them are known as an

agro-food system.

The present study aim was to integrate current

paleoecological, archaeobotanical and genetic-molec-

ular data to develop hypotheses on the where, when,

how and whom of plant domestication and agricul-

tural development in west Mesoamerica; by what

routes these domesticates and related knowledge and

technology were distributed; and how and where the

milpa multicrop system and associated agro-food

system came into existence. The answers to these

questions will be vital to locating the genetic

diversity nuclei so important to productivity, sustain-

ability and improvement in current agro-food sys-

tems, and to better understanding the material

foundations of complex cultures in Mesoamerica.

Initial human occupation

Human occupation of Mesoamerica began about

11,600 years before present (BP) (Dixon   1999).

These partially sedentary early arrivals survived by

fishing, hunting megafauna and collecting plants in

areas near the highland intermontane lake systems of 

Chapala, Sayula-Zacoalco, Zacapu, Cuitzeo, Mexico

and Puebla-Valsequillo, (Aliphat   1980; Irish et al.2000; Lorenzo and Mirabell   1986; Niederberger

1979; Tolstoy et al.   1977). Their principal hunting

implement was initially designed like a harpoon used

for hunting marine mammals, suggesting that they

had moved inland from the Pacific coast (Fig.  1).

A following migration into the area probably

occurred around 10,600 BP (Dixon   2001) from the

west and great plains of North America. These groups

implemented an ecological strategy based on small

game hunting and plant gathering. They processed

some plant species to make them edible or extractcertain elements; for instance, ground seeds from

Panicum spp. and Setaria spp.; cooked stems and leaf 

bases from  Agave   spp.; stems and fresh fruits from

Opuntia   spp.; seeds from   Quercus   spp. and   Pinus

spp.; and fruits from   Prosopis   spp. They used

sharpened scrapers and points for gathering and

hunting, and stone technology for breaking, grinding

and cooking (Doebley   1984; Poinar et al.   2001;

Willis   1995). In addition to their use of fire, they

introduced the dog (Canis familiaris   L.), domesti-

cated from multiple lineages in eastern Asia (Leonardet al. 2002; Wayne et al. 2006). Use of dogs allowed

them to form small, highly mobile bands with

defensive capacity. They occupied rock shelters

along the banks of rivers communicating the inter-

montane valleys with the west coast. Technology

among these groups included thin bifaces, flint points,

river pebbles and stone blocks or platforms modified

for grinding (Flannery 1986; MacNeish 1967a; Mac-

Neish and Peterson 1962; Ranere et al.  2009).

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Ecological conditions during initial domesticationand early agriculture

Paleoecological records for the Neovolcanic Trans-

verse Axis and the lowlands south of this axis, indicate

rises in temperature, rainfall and atmospheric CO2

concentrations between 12,000 and 9,000 BP, as well as

the presence of a long drought period before the rainy

season (Cunniff et al.   2008; Metcalfe   2006; Piperno

2006). Tropical flora began to displace the boreal

forests, and the lowland thorny bush vegetation was

taken over by tropical dry forest (TDF). The combina-tion of these transformations produced a transition from

C3 to C4 grasses, growing populations of  Panicum spp.,

Setaria   spp.,   Tripsacum   spp. and   Zea   spp., and

expansion of certain dicotyledonea families, such as

Chenopodiaceae, Amaranthaceae, Asteraceae, Cucur-

bitaceae and Solanaceae (Cunniff et al. 2008; Piperno

et al. 2007; Sage 1995). It was during this period that

the Balsas-Jalisco (BJ) biotic morphotectonic province

(Fig. 2) took form south of the Neovolcanic Transverse

Axis (Ferrusquıa-Villafranca   1990). Its floral andfaunal distribution, structure and composition have

changed little during the last 9,000 years (Metcalfe

2006; Piperno 2006). Between 16,500 and 4,000 BP,

high eruptive activities and extensive lava flows from

the Colima Volcanic Complex (CVC) split the region

from north to south (Cortes et al.   2005; Capra and

Macıas 2002), leaving an area to the northwest rich in

grasses, including:  Tripsacum dactyloides  (L.) L. var.

mexicanum De Wet et Harlan L;  T. lanceolatum Rupr.

ex Fourn.;   T. maizar    Hernandez et Randolph;

T. pilosum Scribner and Merr.;  Zea diploperennis Iltis,Doebley et Guzman; Z. mays L. ssp. parviglumis Iltis et

Doebley; and   Z. perennis   (Hitchcock) Reeves et

Mangelsdorf (Eubanks 2001; Wilkes 2004).

Distribution of putative ancestral populations

Phylogenetic analyses using nuclear DNA have shown

that Z. mays ssp. parviglumis populations in the central

Fig. 1   Probable routes of initial human migrations into

Mesoamerica along river corridors: (1) Grande de Santiago-

Lerma, (2) Armerıa-Tuxcacuesco, (3) Balsas, (4) Amacuzac

and (5) Mexcala-Nexpa-Atoyac. Main Pleistocenic fauna

hunting sites in the Neovolcanic Transversal Axis: ( A)

Chapala-Zacoalco-Sayula, ( B) Valley of Mexico and (C )

Puebla-Valsequillo

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and west BJ region could be the putative progenitors of 

domesticated maize (Buckler et al.   2006; Fukunaga

et al.   2005; Matsuoka et al.   2002). Phylogenetic

relationships inferred from mitochondrial genes sug-

gest that wild populations of  C. argyrosperma Huber

ssp. sororia   Merrick et Bates in this region are the

putative source populations of domesticated varieties

(Sanjur et al. 2002). For the bean  Phaseolus vulgaris

L., genetic-molecular research using nuclear DNA

suggests that wild populations of this species in the

lower Lerma-Santiago river basin and in the northwestBJ region are the ancestral populations of domesti-

cated varieties (Gepts   1988; Kwak et al.   2009,

Zizumbo-Villarreal et al. 2009a) (Fig. 3).

The origin of agriculture

A growing carbon accumulation in paleoecological

records from the BJ region to Panama’s southern

coast between 10,000 and 7,000 BP seems to indicate

systematic use of fire by humans. There is also a

simultaneous increase in the presence and accumu-

lation of   Zea   genus grass pollens in the central-

western BJ (Piperno   2006; Piperno et al.   2007).

Continued use of fire in the TDF of the BJ region led

to a drastic decline in diversity, the dominance of tree

species with the capacity to sprout from the root

crown or stem and the appearance of grass patches

(Miller   1999; Miller and Kauffman   1998; Sanchez-

Velazquez et al.   2002). Eventually, teocintle, beansand squash would begin to grow together in these

patches (Flannery 1986; Wilkes 2004).

The increased density of edible species promoted by

burning could have defined collecting rounds and the

location of seasonal shelters nearby. Rock shelter

distribution, their size and the archaeological remains

inside them in the central BJ region about 8,700 cal-

endar years (cal) BP indicate that they were occupied

for a number of weeks by small groups of humans.

Fig. 2   Biotic provinces (Ferrusquıa-Villafranca   1990), and archaeological sites (Flannery   1986; Kelly  1980; MacNeish  1964;

Mountjoy 2006; Ranere et al. 2009)

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These groups made use of the surrounding resources bygathering plants, hunting deer and smaller fauna, and

cultivating of maize and squash using tools such as fire,

bifacial scrapers and choppers, as well as handstones

and base stones for grinding (Ranere et al. 2009).

Plant domestication

Based on molecular clock results, the initial separa-

tion between wild and domesticated maize popula-

tions probably occurred &9,000 BP (Matsuoka et al.2002). This coincides with accelerator mass spec-

trography (AMS) results for maize and squash starch

grains domesticated about 8,700 cal BP found in

Xihuatoxtla in the central BJ region (Ranere et al.

2009). Results reported by Piperno et al. (2009)

support a scenario in which maize was domesticated

in the low, humid portions of the Balsas river

watershed, where  Z. mays  ssp.  parviglumis  is native.

The size and morphology of maize starch grains and

phytoliths is indicative of human selection for theteocintle glume architecture gene (tga1), a major

domestication gene in  Zea  which controls phenotypic

attributes key to efficient utilization of maize as a

grain (Doebley   2004; Piperno et al.   2009). This

selection increased starch quantity and quality, while

reducing grain glume size and hardness, leading to

naked grains with soft glumes (Wang et al. 2005). For

squash, phytolith size and morphology is indicative

of human selection pressure on the  Hr  gene, a major

domestication gene in   Cucurbita   which controls

crucial phenotypic attributes such as fruit hardnessand phytolith quantity (Piperno et al.  2002; 2009).

Leguminous starch grains found at Xihuatoxtla in

the central BJ region may correspond to beans

(P. vulgaris   or   P. lunatus) (Piperno et al.   2009:

supporting data) and suggest that bean may have been

domesticated in this region as early as 9,000 cal BP.

However, AMS-dated macro-remains of beans found

at Tehuacan suggest domestication by 2,285 cal BP,

while bean remains from Guila   Naquitz have been

Fig. 3   Location of wild populations of putative ancestors to

plant species domesticated in Mesoamerica: (Cu)   Cucurbita

argyrosperma   Huber; (Pv)   Phaseolus vulgaris   L; ( Zm)   Zea

mays  L. (Fukunaga et al. 2005; Gepts 1988; Kwak et al. 2009;

Matsuoka et al.  2002; Sanjur et al.   2002; Zizumbo-Villarreal

et al.  2009a)

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dated to 2,098 cal BP (Kaplan and Lynch   1999). In

beans, the domestication syndrome includes traits

that limit natural dispersion, such as loss of fruit

dehiscence, seed latency and photoperiod sensitivity

(Koinange et al. 1996).

Diffusion of domesticated species

In the early Holocene, the distribution of human

shelters in Mesoamerica and the similar technological

development of human groups in the area (MacNeish

1967a; MacNeish and Peterson 1962; Flannery 1986;

Ranere et al.  2009) suggest that rivers, which would

have been regular water sources during the long dry

season, functioned as biological and cultural disper-

sion corridors (Fig. 4). Diffusion of domesticated

plant species throughout Mesoamerica along these

river corridors can be inferred from the earliest dates

for the presence of maize. Paleoecological maize

pollen and phytolith records from the Gulf of Mexico

coast date from ca. 7,300 BP (Pohl et al.   2007),

suggesting diffusion along the Tehuantepec, Coatza-

coalcos and Grijalva rivers. Records for maize in theTehuacan and Oaxaca intermontane valleys dating to

about 6,300 BP imply diffusion along the Tepalcate-

pec-Balsas-Mexcala and Atoyac-Salado systems. The

presence of maize pollen in Belize by about 5,400 BP

(Pohl et al.   1996) suggests another route along the

Grijalva and Motagua rivers, while records from

Veracruz state dating to ca. 5,000 BP (Sluyter and

Domınguez 2006) indicate the Salado and Papaloapan

rivers also functioned as diffusion corridors (Fig.  5).

Of these different routes in Mesoamerica, the

Fig. 4   Distribution of human populations in Mesoamerica

during the Archaic period: (a) Sayula (Irish et al.  2000; Benz

2002); (b) Matanchen (Mountjoy et al.   1972); (c) Tlapacoya

(Tolstoy et al.   1977); (d ) Valsequillo (MacNeish  1967b); (e)

Xihuatoxtla (Ranere et al.   2009); ( f ) Puerto Marques (Brush

1965); (g) Tehuacan (MacNeish  1964); (h) Oaxaca (Flannery

1986); (i) Ocozocuautla (MacNeish and Peterson 1962); and ( j)

Chanuto (Voorhies et al.   2002). Biocultural corridors during

the Archaic: ( A) Chapala-Santiago-Matanchen; ( B) Sayula-

Tuxcacuesco-Armerı a-Tuxpan-Coahuayana; (C ) Chapala-Cuit-

zeo-Lerma; ( D) Chapala-Tepacatepec-Infiernillo, (E ) Valley of 

Mexico-Cuautla-Amacuzac-Mezcala-Atoyac; (F ) Valsequillo-

Salado-Atoyac-Tehuantepec-Grijalva-Coastal Chiapas

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Tepalcatepec-Balsas-Mexcala corridor was probably

a major route for human movement beginning in the

early Holocene (Benz 1999).

Domesticated maize also moved quickly into

Central and South America, as shown by its presence

in Panama by about 7,800–7,000 BP (Dickau et al.

2007), suggesting diffusion routes along the Grijalva,

Motagua and Chamelecon rivers and along the south

coast of Central America. Paleoecological data for

the presence of maize pollen, starch grains and

phytoliths in the Cauca and Ponce valleys of Colombia by about 7,500 BP (Aceituno and Castillo

2005), and on the southwest coast of Ecuador around

the 6,200 cal. BP (Zarrillo et al.  2008) imply another

route along the western and central mountain ranges

of Colombia. Finally, maize and chili phytoliths and

starch grain records from grinding artifacts in the

Andean region by 6,000 BP indicate these two

domesticated species were probably diffused simul-

taneously (Perry et al.  2007).

Agricultural intensification

Paleoecological records for the BJ region between

7,000 and 5,550 BP contain evidence of increased

levels of Asteraceae family weed species (typical of 

short fallow systems), greater maize pollen accumu-

lation and decreases in carbon deposits (Piperno

2006; Piperno et al.   2007), suggesting agricultural

intensification. Between 7,000 and 6,000 cal BP, a

new tool kit begins to appear in the archaeological

record, including large, open stone ovens, woodentools such as levers, contracting stems and traps,

bifacial knives, plano-convex scrapers, bifacial stone

choppers, mortars, pestles and grinding handstones

and bases. Human shelter and camp distribution, size

and occupation show that macrobands (15–20 per-

sons) began to form during the rainy season to

cultivate and harvest plants (Flannery  1986; MacNe-

ish 1964), further suggesting agricultural intensifica-

tion. Cultivation areas were in the piedmont, on

Fig. 5   Possible routes for early diffusion of plant species

domesticated in Mesoamerica: ( A) Santiago-Lerma; ( B) Tepal-

catepec-Balsas; (C ) Mexcala-Amacuzac; ( D) Atoyac1-Salado-

Atoyac2; (E ) Mixteco-Verde-Atoyac2; (F ) Tehuantepec;

(G) Grijalva; ( H ) South coast; ( I ) Motagua; ( J ) Caribbean;

(K ) Chamalecon; ( L ) Belize; ( M ) Coatzacoalcos; ( N ) Papaluapan;

and (O) Maya lowland

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terraces close to valleys and plains near lakes

(MacNeish 1964; Ranere et al.  2009).

Morphological analyses of maize cobs dating to

6,300 BP indicate the presence of cobs with two to

four rows of grains, grains with reduced glumes and

total retention of seeds, meaning this crop had

become completely reliant on humans as a replace-ment seed dispersal mechanism (Benz 2001; Piperno

and Flannery   2001). Molecular analyses using

archaic DNA show fixing of Teocintle branched 1

(Tb1), a gene that largely controls short branches

tipped with ears in domesticated maize (Jaenicke-

Despres et al.   2003; Jaenicke-Despres and Smith

2006).

Milpa multicropping

Between 6,000 and 5,000 BP in Mesoamerica,

semi-sedentary macrobands lived on valley terraces

in small circular or oval units, with small ovens for

cooking food, and common storage of agricultural

surplus (MacNeish   1964; Flannery   1986). Stone

bases are replaced by manos and metates for

grinding, and stone cups and pots appear in the

record (Flannery   1986; MacNeish   1964,   1967b).

These tools broadened the ability to transform

foods, involving their human users in the applica-

tion of new selection pressures on grain species.During this period, cultivated plots may have been

established near habitation units by transport of 

domesticated perennials such as red mombin and

agaves and the spontaneous arrival of weed species

like chilies, tomatoes (Physalis   spp.), amaranth

( Amaranthus   spp.) and cotton (Gossypium hirsutum

L.). Dogs were raised as food, and archaeological

and molecular studies suggest it was at this time

that the Xoloitzcuintle dog breed arose and was

raised as a food resource in the BJ region (Wayne

et al.   2006).By 5,500 BP, the alleles for four rows of grains on

maize cobs had fixed; archaeobotanical remains

indicate the presence of cobs with 8–12 rows,

although the alleles for this trait had not yet fixed.

In-field selection for higher numbers of rows sub-

stantially increased maize’s genetic productivity

(Jaenicke-Despres et al.   2003; Jaenicke-Despres and

Smith 2006).

Development of the agro-food system

The traits involved in the compact architecture of the

maize plant had fixed by about 4,400 BP, including

apical dominance, fewer stalks, one to two cobs on

the central axis and cobs with 12–16 rows (Jaenicke-

Despres et al.   2003; Jaenicke-Despres and Smith2006). Ceramics appear in the archaeological record

in the form of comals, cups and simple pots (Brush

1965; Mac Neish 1976b; Flannery   1994), which

would further open the possibilities for food trans-

formation and introduce new selection pressures. It is

during this period that human selection begins to

change the alleles determining protein and starch

quality ( pbf   and   SuI ) (Jaenicke-Despres et al.   2003;

Jaenicke-Despres and Smith   2006), suggesting a

focus on cooking traits. By 4,000 BP, inhabitants of 

the intermontane valleys cultivated crops in agrohab-itats including piedmont terraces, valley terraces,

plains along lakes and rivers and house gardens

(Flannery   1986; MacNeish   1964). A utilitarian

ceramic tradition developed and diversified between

4,500 and 3,500 BP that was related to food harvest,

transport, storage, transformation and consumption.

By 3,500 BP, the Capacha culture had developed in

Colima state and Mascota in southern Jalisco, with a

ceramic corpus that included food processing tools

for soaking, cooking and steaming, as well as

fermentation and possibly distillation of alcoholicbeverages (Kelly   1980; Mountjoy   2006; Zizumbo-

Villarreal et al.   2009b) (Fig. 2). This ceramic diver-

sification reflects greater complexity in the methods

used for food transformation and in the selection

pressures on domesticated species. Between 3,000

and 2,000 BP, maize with a high frequency of the  suI-

 M2 allele, implied in the amount and quality of floury

starch, appears in the archaeological record (Jae-

nicke-Despres and Smith 2006), suggesting selection

linked to tortilla production.

Discussion

Archaeological evidence suggests that agriculture and

plant domestication in west Mesoamerica were

probably initiated by small, highly mobile groups of 

humans from a Clovis cultural tradition who gathered

plants, hunted small animals and seasonally inhabited

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small rock shelters near rivers between inland lake

systems and the Pacific coast (Flannery   1986; Mac-

Neish   1967a; MacNeish and Peterson   1962; Ranere

et al. 2009). These archaeological data do not support

the hypothesis of Sauer (1952) and Harlan (1995) that

domestication was initiated by semi-sedentary fish-

erfolk living near lake systems who initiated agricul-ture and domestication by transporting weedy

ancestral populations of domesticated maize, squash

and beans to plots near habitation sites, where they

would care for and harvest them. Evidence for more

permanent settlements with homegardens in the BJ

region, Oaxaca and Tehuacan appear rather later than

domestication and agriculture (Flannery 1986; Rane-

re et al.  2009).

Paleoecological, ecophysiological and molecular

genetic data suggest that plant domestication and

agriculture began in the TDF of the BJ region underconditions of warm temperatures and annual rainfall

near 1,000 mm, and from selection and management

of the tropical grass  Zea mays  ssp.  parviglumis. It is

unlikely that domestication and agriculture arose in

the intermontane valleys under temperate, semi-dry

conditions in xerophytic bush vegetation through

cultivation of the hybrid   Zea diploperennis   9

Tripsacum dactyloides, as suggested by MacNeish

and Eubanks (2000) and Eubanks (2001, 2002).

The autoecological traits and altitude distribution

of putative wild ancestral populations for maize andbeans suggest that agriculture could have begun at

intermediate elevations (600–1,600 masl), including

at the oak forest ecotone (Buckler et al.  2006; Kwak 

et al. 2009). This would have enabled human groups

to cultivate plants, while making relatively short

excursions to the coast or intermontane lakes (&40–

80 km), thus reinforcing the biocultural corridors

developed during the early Holocene.

The sympatric geographic distribution of the

putative ancestral populations of maize, beans and

squash in the northwest BJ region suggest that theircultivation and domestication could have begun in

that area. Early dates for maize and squash place the

beginning of this process around 10,000 BP, making

it roughly contemporaneous with the beginning of 

domestication in the Old World (Piperno et al.  2009).

The presence of starch grains from domesticated

maize and squash, as well as the presumed presence

of beans, in grinding stones by 9,000 BP (Piperno

et al.   2009) indicates that these species were

simultaneously harvested and consumed and may

have been contemporaneously domesticated. This

possibility is reinforced by records of early and

simultaneous diffusion of maize and chili to South

America (Perry et al.   2007), although a number of 

authors have suggested that maize, beans and squash

were domesticated in different regions and periods(Harlan 1995; Kwak et al.  2009).

According to paleoecological data, clearing and

fire were commonly used between 10,000 and

7,000 cal BP. Initially, fire was probably a tool for

hunting, but probably also became the main strategy

to produce harvests and a strong selective force for

plant species that would become domesticated, a

scenario suggested for other regions in the world

(Lewis  1972; Zong et al.  2007). During the Archaic

period, at least 220 hunter-gatherer groups in what is

today west Mexico and the United Stated used fire toestablish grasslands, guide and enclose animals and

augment forage and grain species production (Parker

2002; Stewart et al.   2002; Williams   2003).   Zea,

Phaseolus and Cucurbita  species are preadapted to

fire. This element favors colonization and establish-

ment in   Zea   species, and cyclical fire disturbance

helps them maintain populations (Sanchez-Velazquez

et al. 2002). Fire also helps Phaseolus, Cucurbita and

Capsicum   species to recolonize fire-disturbed areas

since their seeds exit latency when exposed to

temperatures greater than 60C (Rolston   1978;Degreef et al.   2002). Arboreal species such as

 Leucaena   spp.;   Psidium   spp.,   Prosopis   spp. and

Spondias purpurea   L. are also preadapted to fire

because of their ability to sprout from the stem base

and root crown. The same holds true for agaves with

the capacity for vegetative propagation because they

can emit root-shoots. Under these circumstances,

humans may have taken advantage of partial removal

of vegetation by fire to cultivate desired grains and

seeds, while the sprouting ability of wild bush species

and humans’ technological inability to eliminateperennial plant roots dictated use of an agricultural

system with a long fallow period in which both fire-

resistant annuals and perennials were domesticated

and incorporated.

Changes in the maize   tga 1   gene were initially

focused on the cob and grain, in an effort to produce

naked, detachable grains (Piperno et al.   2009).

Selection for infructescences that retain ripe grains

increased the likelihood of harvest in the field, while

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selection for naked grains facilitated processing by

grinding. Archaeological dates for maize from

Xihuatoxtla (Piperno et al.   2009) do not support the

hypothesis of Harlan (1995), Iltis (2000) or Smalley

and Blake (2003) that initial selection of maize was

linked to use of the stalk and unripe cobs as greens

and as a sugar source in alcoholic beverage produc-tion. Archaeological records also indicate frequent

use of cooked agave leaf bases and   Spondias   fruit

about 9,000 BP (Callen 1967; Flannery 1986; Smith

1986), suggesting selection for high sugar content

variants in both plants. These sugar sources became

extremely important in alcoholic beverage production

in the BJ region (Bruman   2000; Colunga-Gar-

cıaMarın and Zizumbo-Villarreal 2007).

Initial domestication of grasses was therefore

linked to ease of harvest and processing. Given that

technological development was similar among humangroups at the time, domestication could have

occurred over a wide area, both in the intermontane

valleys where   Setaria parviflora   (Poiert) Kerguelen

could have been domesticated (Austin   2006; Callen

1967), and in the lowlands where  Z. parviglumis  was

domesticated (Ranere et al.   2009). Fixation of 

maize’s Tb1   and   tga1   genes by about 6,400 BP

suggests that selection continued to be linked to ease

of harvest (e.g. total retention of seeds on the cob,

rachis with two spikelets with two rows of grains) and

processing (e.g. naked grains with short glumes)(Doebley   2006; Dorweiler et al.   1993; Wang et al.

2005). Simultaneously, the high eruptive activities in

CVC between 7,300 and 6,300 BP might have caused

environmental changes related to the metal content of 

local soils that may have been important in maize

domestication (Cortes et al. 2005; Ville-Calzada et al.

2009).

Diffusion of the maize-beans-squash domesticates

suite most likely occurred via existing biocultural

corridors, i.e. rivers, since these would have been

dependable year round food and water sources forhumans and animals, particularly during the long dry

season. The diffusion of domesticated maize and

squash began when they still exhibited low genetic

differentiation with wild varieties. As a result, their

transport to areas lacking wild populations could have

accelerated the fixation of domestic traits and the

disappearance of wild traits. Environmental and

cultural conditions in each region would have

promoted initial diversification.

Agricultural intensification began to occur

between 7,000 and 5,000 BP as humans actively

worked soils using wooden tools such as levers,

which helped to remove perennial plants, and extract

and arrange rocks to improve soil conditions. This

technique produces a heterogeneous land surface in

which maize, squash and bean seeds are sowntogether simulating their natural growth after fire

disturbance in the BJ region. The structuring of the

milpa multi-crop agricultural system occurred

through joint sowing of one or various seeds of these

three species in the same ‘‘microsite’’ within a burned

area, which would have been previously prepared by

removal of roots and rocks using wooden levers.

Additional structuring would have been accom-

plished through individual care and harvest of each

plant. Under these circumstances, these three species

would have been subject to concurrent natural andhuman selection pressures that could have led them to

a state of ecological adaptation and complementarity.

This does not coincide with the scenarios proposed

for other regions such as the Middle East, where

preparation of homogeneous planting areas using

draft animals and crop rows allowed use of broadcast

sowing and harvest without human selection of 

individual plants. Fixing of the alleles involved in

maize plant architecture by 4,400 cal. BP suggests

that this multicrop system was established by this

time.Grinding of maize, squash and possibly beans

under domestic conditions suggest the presence of a

selective process that could have produced food

complementarity. Fixation of the alleles involved in

maize protein and starch quality by 4,400 BP may

indicate that this complementarity had been attained

by this time. In the BJ region, agro-food technology

had become highly complex between 4,500 and 3,500

BP, as reflected in the use of pots for steaming, and

probably also distilling, not found in other regions of 

Mesoamerica at this time (Zizumbo-Villarreal et al.2009b). In other words, in this region at this time, the

agro-food system was complete, suggesting that the

milpa system originated here.

Despite the highly complex cultural development

in the BJ region during the rise of plant domestication

and agriculture in Mesoamerica, very few archaeo-

botanical studies have been done there (Benz   2002,

Ranere et al.   2009). New research will be vital to

better understanding the initial development of 

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human societies in Mesoamerica. Study of the TDF in

the BJ region is particularly urgent since almost 80%

of this vegetation type has disappeared to date, and,

of the TDF zones in Mesoamerica, it suffers the

highest deforestation rate and is at the highest risk of 

disappearing (Janzen   1988; Kauffman et al.   2003;

Trejo and Dirzo   2000). Native grasses in the regionhave experienced strong selective pressure since the

introduction of cattle in the 16th Century. This has

accelerated during the last 30 years as cattle ranching

has grown rapidly and African grasses have been

introduced and managed with pesticides, putting

many of the putative wild source populations,

particularly those of  Z. parviglumis, at serious risk 

(Houghton et al.  1991; Wilkes 2007).  In situ  conser-

vation programs at reserves such as Manantlan-Cerro

Grande and Zicuiran-Infiernillo need to be reinforced

and broadened to include nearby areas and humancommunities, collection programs need to be stepped

up and adaptive studies of climatic, edaphic and

biotic factors done before these wild ancestral of 

domesticated species disappear.

Acknowledgments   The authors thank the CONACYT and

CICY for sabbatical scholarships and P. Gepts for his

hospitality at UC-Davis.

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