financial disclosure report report required …...financial disclosure report in government act of...

8
·�- ___ _______ _ _ _ Da: _____ _ N O OIZA TIQN!'7lY n PATS A. WP JS 0 ( -- "" < c ) Report Required by the Eth ks AQ.lD FINANCIAL DISCLOSURE REPORT in Government Act of 198 Rev. J/2604 Calend Yea 2003 (5 U.S.C. app. §§ IOHll) I, Peron Reporting (Lasr :ue, Fi:st naue, Middle initial) 2. Coort o Organization 3, Dat e of R:por FACHILD, THOM E US COURT OF APPEAS 7TH ClR. 4/16.2304 4, Title (A½le Il Judges indk:ate active or seni or status; 5. RepmTyp {check approprlate tpe) 6. Reporting Peic1 n1agistmte judges indict e fl1 or part‹time) Q Nomlt. Date l!l/2003 U . S. CICU!T JUGE, SEIOR 0 lniW! @Anu 0 F to !23112003 7. Chabf o Ofc Address 8, C the 'asis (fthe infrmation contained in this Reprt and any 560 UffED STATS COURTHOUSE modifcation perintn!fthereto, ir is, in my opinion, in cmpliace with applicable law and rgulations. !20 NORT HNRY STREET MADISON, W1SCONSI 53703 Reviewing Ofcer [M!ORTA'7 NOTS: The instuctions acoompanying this form must be followe, Complete all par, ch ecki n g the NO box for ech part Sign on last page: I. POSITIONS. (Re;rtig indvidual only± see pp. 913 of fl isuctions) 0 NON - (No reportable positions.) I. Mebe ofCouncil until 5112i03; becam: "emerits" Aeicn Lw Istte & nonÞvotg t1at date 2. I. . .GREEMENTS. (Reporting individul only; see pp, 1416 offling instcticns) PON E . (o reportable agreements.) I. None, except fo statutr retiement benefit a a retired employe of the Stat of Wionsin, dislosed uni m , = = . ? n f ,- .., ·-: c:: 0 g: 1 :; :-: w ,-.' c ) m - 0 : - . ; 0 !- =

Upload: others

Post on 24-Apr-2020

2 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: FINANCIAL DISCLOSURE REPORT Report Required …...FINANCIAL DISCLOSURE REPORT in Government Act of 178 Rev. J/2604 Calenr Yer 200 3 (5 U.S.C. app. IOHll) I, Peson Reporting (Lasr une,

··�------�

____________ _ Da:c _____ _

NAME OF ORQANIZA TIQN!F,'l7lTY

n

PARTIES A.WP JERMS

0 (l)

--

"""

< c )'.:>

Report Required by the Eth ksAQ..lD FINANCIAL DISCLOSURE REPORT

in Government Act of 1978Rev. J/2604

Calendar Year 2003 (5 U.S.C. app. §§ IOHll)

I, Person Reporting (Lasr :uune, Fi:cst naiue, Middle initial) 2. Coort or Organization 3, Date of R:port

F AJRCHILD, THOMAS E US COURT OF APPEALS 7TH ClR. 4/16.'2304

4, Title (Arci le Ill Judges indk:ate active or senior status; 5. Repm�Type {check approprlate type) 6. Reporting Peric1

n1agistmte judges indicate ful1 or part time) Q Nomlnation. Date l!l/2003

U.S. CIRCU!T JUDGE, SENIOR 0 lniW>! @Annual 0 Fbml

to

!213112003

7. Charnbeffi or Office Address 8, Cb the 'asis (lfthe information contained in this Report and any

560 UNffED STATES COURTHOUSE modifications pertaintn!fthereto, ir is, in my opinion, in compliance with applicable laws and regulations.

!20 NORTil HENRY STREET

MADISON, W1SCONSIN 53703 Reviewing. Officer

[M!'ORTA'\;7 NOTES: The instructions acoompanying this form must be followed, Complete all parts., ch eckin g the NONE box for each part Sign on last page:

I. POSITIONS. (Re;x>rting individual only see pp. 9 13 of fl.ling instructions)

0 NONE - (No reportable positions.)

I. Member of Council until 5112i03; becam:c "emeritus" American Law Institute & non voting t11at date

2.

II. ....\GREEMENTS. (Reporting individual only; see pp, 14 16 offiling instructicns)

ONE . (No reportable agreements.)

I. None, except for statutrny retirement benefits as a retired employee of the State of Wisconsin, disclosed unikr m

,_, = = .= ?J

n f'i1 ,.-- ...,, ·-:: c:::;:; 0 g:;: 1

:;;:o :-;,:: w ,-.'1 c"J

)> m-0: -.; 0

!'-:> =

Page 2: FINANCIAL DISCLOSURE REPORT Report Required …...FINANCIAL DISCLOSURE REPORT in Government Act of 178 Rev. J/2604 Calenr Yer 200 3 (5 U.S.C. app. IOHll) I, Peson Reporting (Lasr une,

l.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

FAJRCHILD, THOMAS E

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 offiling instructions)

A. Filer's Non-Investment Income

D NONE - (No reportable non-Jnvestment income.)

SOURCE AND TYPE

I. Pension-State of WI, Dept of Employee Trust Funds

4116/2004

GROSS INCOME

(yours, not spouse's)

$8,456.60

B. Spouse1s Non-Investment Income - (Ifyou were married during any portion of the reporting year, please complete this section. (dollar amount not required except for honoraria)

NONE - (No reportable non-investment income,)

SOURCE "lD TYPE

l.

N, REJMB URSEMENTS - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children. See pp. 25-27 of instructions.}

li'J NONE (No such reportable reimbursements.) -

SOURCE DESCRIPTION

Page 3: FINANCIAL DISCLOSURE REPORT Report Required …...FINANCIAL DISCLOSURE REPORT in Government Act of 178 Rev. J/2604 Calenr Yer 200 3 (5 U.S.C. app. IOHll) I, Peson Reporting (Lasr une,

DESCRJPTJQ)'i

CREDITOR DESCRIPTION

I

VALUE CODE

F NAl"CIAL DISCLOSl:RE REPORT Nun1e-0f Person Reporting

FAIRCHILD, TI!O',,;AS E

V. GIFTS. {lnc;udes those t;l spouse and dependent children. See pp. 28-3 l of instructions.)

0 NO:Nc - (No such reportable gifts.)

I. S,tandard Club of Chicago r continue to be an honcrary men1ber of the Standard Club of Chicago (cont. Part Vlll)

..

VI, LIABILITIES. (Includes those of spouse and dependent children. Se< pp. 32-34 of instructions.)

NONE - (No reportable liabilities.)

Date of Report,

4il6120G4

I.

Page 4: FINANCIAL DISCLOSURE REPORT Report Required …...FINANCIAL DISCLOSURE REPORT in Government Act of 178 Rev. J/2604 Calenr Yer 200 3 (5 U.S.C. app. IOHll) I, Peson Reporting (Lasr une,

A B

B. c.

(1) (2) (2) {l) !f uulh dlscJosure

(2) (3) (4) (5)

'

I -'

,, c D E ...,.

I

FINANCIAL DISCLOSURE REPORT Date cf Reper:Name of Person RePortfog:

Page 1 of3 FA!RCHIW, THOMAS E 411612004

VII. INVEST TS and TRUSTS

A.

Desi;ription of Assets (in1,;ludiog trust asrers)

Place "{Xf' af:cr encll asS<::t exempt froot pdor disc-lo:n

DNONE {No report:lble income, assets, ortrwsactions)

l. f & J Bank cf Southern Wisconsin

2. Univ. of \Ill Credit Uni en Checking

3. Univ. of\VJ Credit Unicn, fuv s Mf.M

4. Fann Enterprise, OR. 8127 n9 $ l l 8,526

5. Addition to Farm, Adjoining Land 8/:/91 $82,000

6. Addition to Farm Ho-use '83 9 -8

· , C st S82,428

7. Pipeline and Other Jn1provements

8. Share of Perso al Property

9. Calves

lO. Calves

11. Yearlings

12. 112 'hare, funn Blue Mounds, wr 12117180 $49,500

B. 112 share addition 811919 l $13,500

14. Undivided 1/5 Share ofFa.'Tll.land, Lowell. rN

15. Sarasota County Bond

16. Strong Money l&:t. Fund, Milwaukee, Vvl

17. MFS Muni Bond Fund Shares

i8. City of Madison !vfnnona Terrace Bond

l. lnconie!Galn Code:>: -· SLOOO or less.

(SeeCol:w:uts. 3; a'ld 04! ? • SSQ,001-$100,000 a

2 Value Co::. s: J ,., 5 5,000 or less K

(Sec Columr.s Ct aud D.J) " ""£250,000-t500,00G 0

Pl "'- :S25,000,COJ-$SQ.:ll.i0,000

3. V:otv.::l,.kthotl COO.et Q "'-Apprais:o. R

D. fnccme during Gross \'fuue a: end of Transactio:is C·.u<ng reporting period

repmting period rep.c:-t:::ig ;::<mod

(1) not e"effil:'li

Amm.llit Type (e.g. Value va:ue Type (e.g. Date: Value Gain Identity of Code'! :iiv. rent <>r C()(!e 2 Met:hod b:J)', &ell, Mcnth- Code2 Com l buyer:seller

A·H) int.) (J-P) Codes merger, o,,,. (J-P) (A-H) (ifp:ivnte

(Q-W) reden:;>tion) ltanS&tion)

A lnlllrest K T

A b:terest K T

A Dividend K T

c Ren M R

L R

L R

J w

l w

Sell 08/0S J •• Cook Livestock

Sell 08120 J .. Cook Livestook .

Sell 12/22 l .. Cook Livestock:

c Rent*** K R

J R

B Rent L w

A Interest l T

A Dividend L T

A Dividend

A Intere t l T

j

•$2,501·SS,OOO = $S,OO!· HS,iJOO

""$100,00l·SLOJG,OOl.1 Hl = $l,OCC,V\ll..S5,00J,C>GQ H2 W.:m?: than $5,000,000=

""s1s,ci;:-sso,m:m L ""$5Q,DDl-Sl\:11,:JOO �.{ =-S l 00,'...l(l l-$250,000

""'SSOD.0-Jl..Sl ,000,000 Pl ""s1 ,ooo,ou; .s5,ooo.oc;; P2 = $5,C'OO,OO'l .S25,000,000

P4 000-$Mor;; tha.TJ. SSO::XD,000

""'C::s! (Real Estate Only) s =Assessment T Cas.Vl4arke!=

See Co!u:1:n C2) l' ""Book v '.Lte V =Other \V =E.s:irr.a!ed

Page 5: FINANCIAL DISCLOSURE REPORT Report Required …...FINANCIAL DISCLOSURE REPORT in Government Act of 178 Rev. J/2604 Calenr Yer 200 3 (5 U.S.C. app. IOHll) I, Peson Reporting (Lasr une,

A

(1)

B c

(I) (2) (1) r.c:r.

{2) {3} v.i. ..

D

(1..;

E

($}

.

. -

I

I : '

I

l

I I

FINc\.NCIAL DISCLOSURE REPORT

.Page 2 of3 Name of Person Reporting:

FALl<CHILD, 'THOMAS E

Date of Report

4/l6/2004

- income, value, s (includes thost of !he spoosc and dependent ch.'.ld."efl. See pp. 3 -57 of fili.rig irwtrnc!ions.) VII INVESTMENTS and TRUSTS

'19.

20.

21.

22.

23.

24.

25.

26.

27.

28.

29,

30.

31.

32.

33.

34.

35.

36,

A.

Descrlpticn of As.sets (it;_cl'..ldlng: trust assets)

Place (X)" aft:rr each asset exempt E.-c:n ;.;ior iisc'.osure

Community Bank

Illinois Health Fae. Bond· Fairview

Baron Asset Fund

Harbor Capital A.pp. Fund

Strong Opportunity Fund

Strong Growr.h Fund

Vanguard Index Fund

-· -·

International Focus (Formerly Credit Suisse)

Artisan Funds - lntnl.

Illinois Health Facilities - Bea:;on Bond

Wis. Edoc. City Rehab., Oshkosll Bond

\Vis. Rev. Masonic Village Bond

Wauwatosa RDA Bond

Carlton Cove Bond, HUlltsville, AL

Chartiers Valley, PA Bond

NJ. Economic Development Authority Bond

lll. HF A Chestnut Square Glen Bond

Wis. HEFA United Bond

B. Income duri

reportillg period

(2)

Ammmt Typ<:: (e.g. Code 1 div. rent. or {A·Hl mt.) ..

A Interest

A Interest

None

A Dividend

None

None

A Dividend

A Dividend

A Dividend

A lnterest

A Jnterest

A Interest

A Interest

A Interest

A Interest

A Interest-

A Interest

A interest

c. D. Gross ;.nlue a: end of Trru:sactions d:uing epcrting period ;eponing period

lft::n e:-;eJ:Jp'. disclosure

Value Type (e.g. Date: Vaine C(lde2 Method buy, sell, Month- COOe2 (J.P) Ccde3 merger, Dey (J·P)

(Q-V.1 redemption) .

J T

J T

K T

K T

K T

J T

J T

J T

J T

J T

Red-emp 03/0J J

Rcd<:mp 11113 l

J T

J T

J T Partial 12/03 l Rede

J T

J T

l T Buy 03113

Gain Cede l (A·H)

r;rer.:ity cf bJJ'er:s:eHer (i'.i;:-ivate tra.'lsa.et:on)

ls suer

1ssuer

Issuer

U,S. Bancorp

t

C.::xies: - Sl,ODDcr1ess ""'$2,50 l-SS,000 S5,00l-S15,QOO

(See Co1i.:;1'-"1S Bl .a'HI .:g; ? """!50,0CI-S1011,00G G ""s:co,:xi J .s i ,000,000 HI • Sl,000,001-15.000,000 H2 =.More than £5,000,GOC

2. Vahte Codes: "'i15J1CO :;r iess K Sl5,001-$50,000 l. "" $50,001 -$100,000 M "'SHl!.\G'Dl-$250,0DO

(See Columns Cl a.ttd D."j '1 = i25fJ.2'1JD-S5':'.DJJO<'.i 0 = S500,00l·Sl,OOO,OOO Pl ... $) ,000,001-$5,D00,00{1 P2 -= $5,000,00l-S25,000,000

P3 = $:?.5,D0C>,001-S:SC,O!K1,000 P4 ""'$11une than $50,000,000

3. V J11e t>. \11o-o;I Code<- Q "".A.pp�s.d R "'Cost (Real Eslale Ody) s "" Assessment T "' C:ish/Mnrket

s C::,Junw C2) u = Bco Vz!ui; v o&,,. w "'Esfun:ued ----------- .... ___ .. __

Page 6: FINANCIAL DISCLOSURE REPORT Report Required …...FINANCIAL DISCLOSURE REPORT in Government Act of 178 Rev. J/2604 Calenr Yer 200 3 (5 U.S.C. app. IOHll) I, Peson Reporting (Lasr une,

{l) (2)

B

F

c

c. I

T

(1) ttom disclosure

{2) (5)

D

(J P)

FL'\"�.\NCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting

.Page3 of3 4/16/2004FAIRCHILD, THOMAS E

- income, value, 1 ons (lneludo.s those of the spoitse and tl\::pendot children. See pp. J.4 51 of filing instructions.) VIL INVESTMENIS and TRUSTS

A.

Oescriptfon of Assets fm.?:lud.ingtrust assets)

Place "(Xr after each aw:t ex em pl: from prior dis(:l(lsure

B. Income during

reporting peri«i

Type (e g.Arnow-.! Ch·. ren:. or Code;

D. Gtvs,<;_t<altte at e:id of l 'Transactions <luring reporcil'lg pe::io:irep g :ie:i::.d

If not ex:!mpl(2)( :) (3) (4)

Value D.a.:e:Value Typ' (e.g, !dentlty of Code2

Value Gau buy, sell, Mocth·Method I buyer/sellerCode2 Code l

Code 3 merger, Day {if private {J·P} (MQ(A ·fl) i.'1t.} reC.emplfon) transaction)(Q-Wl

None JOnalaska CDA Bond Buy lll12 U.S. Bancorp37.

or less = 1,001.i2::sJO "'$2,50l t5,DOO "":$5,00l·.$15,000 (S c C.:-.t::t>..ns Bl w.J..d.D4) S50,001-s10 ,oao G = $1{10,0Ui-Sl,OOD,000 Hl • Sl,000,001-$5,000,000 H2 =More than S:i,OOD,000

2. Vake C::des: =$15.0000tlcs K =$15,D01..S50,000 L • 150,0%$100,000 M = $100,001-$250,000

(Sf!c Cc.lm1ms Cl llnd DJ) N = S250:,000-$:$C ,;)O::; :) = $500,DiJl-Sl,000,000 Pl • Sl,000,001-15,000,000 P2 = $5,000,001-$25,000,000

P3 $25,01.lO,O :i-$3:\0DO.OOC P4 "'St-Jore that1 $50,000,000

3. V;iiue Metllod Codco, Q "'-Appvisa; R =Cost (R<::ai Es tale Only) s "' A:J:ses:smet1t T "" Cashilvf.arke!

Cclmnr. c:n L =BoJk Value v "":Jthec \\! =.Estimated

Page 7: FINANCIAL DISCLOSURE REPORT Report Required …...FINANCIAL DISCLOSURE REPORT in Government Act of 178 Rev. J/2604 Calenr Yer 200 3 (5 U.S.C. app. IOHll) I, Peson Reporting (Lasr une,

4116/2004

. Name of Person Reporting Dare of Report FINA!'i'CIAL DISCLOSLlm REPORT

FAIRCHILD, THOMAS E

(Indicate part of Report.) VIII. ADDITIONAL INFOR.\1ATION OR EXPLANATIONS

(cont fror:: Part V. Gifts), . . And paid dues of $125. I made no use of the privileges in 2003.

(Explanation for Pa."t VU. Investments and Trusts footnotes)

* Line 4 applies to lim;:s 4 through l L * Gain included in fann inoome.

*** Rent in line 11 includes line 12.

Page 8: FINANCIAL DISCLOSURE REPORT Report Required …...FINANCIAL DISCLOSURE REPORT in Government Act of 178 Rev. J/2604 Calenr Yer 200 3 (5 U.S.C. app. IOHll) I, Peson Reporting (Lasr une,

Date_£.._.,_/.//p'"T-',/tJ"-+-<j: __

411612004

NnxeofPernon Reporting C.ute of Report . J!INA..NCIAL DISCLOSURE REPORT

FAIRCHILD, THOMAS E

IX. CERTIFICATION.

I certify that all information given above (including info=tion pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside emplo menr and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNO\VINGL Y AND WILFULLY FALSIFIES OR FAILS TO FILE TI:lIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING lNSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544