ORGANIZATION/ENTITY

PARTIES AND TERMS

Ul C)

.) ,.

.,

: i

n

...,,,

( • .J'l ...._ .

=

C:::;:> Cf')

-·.··�0 ;;.•l ':"1

" ,,j-i:

'·

; :· . .. ""!

-- ,.._

Report Required by the Ethics AOlO FINANCIAL DISCLOSURE REPORT

in Government Act of 1978Rev.1/2006 FOR CALENDAR YEAR 2005 (5 U.S.C. app. §§ 101-111)

1. Penon Reporting (last name, first, middle initial) 2. Court or Organization 3. Date of Report

BERZON, MARSHA S U.S.C.A. ·NINTH CIRCUIT 04/20/2006

4. TiUe {Article Illjndges indicate active or senior stains; magistrate judges indicate full· or part-time)

U.S. CIRCUIT JUDGE· ACTIVE

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial Annual D Final

6. Reporting Period

01/01/2005 to

12/31/2005

7. Chambers or Office Address

95 SEVENTII STREET P.O. BOX 193939 SAN FRANCISCO, CA 94119-3939

Sb. D Amended Report

8. On !be basis o(tbe Information contained In this Report and any modifications pertaining tbereto, lt Is, in my opinion, In compliance with applicable laws and regulations.

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Rtporting Individual 011/y; m pp. 9-13 of instructions.)

(KJ NONE (No reportable positions.)

POSITION NAME OF

1.

2.

3.

4.

5.

-� ::0.-..

t-·-

.,,, J"'-..)

'·

; J.) <..11 \j"')-.'.,·'>-"

., ]

:;:;.":':1'

II. AGREEMENTS. (Reporting Individual 011/y; set pp.14·16 of instructions.) .. , \_ _ .__,..)<IJ

IE] NONE (No reportable agreements.)

1.

2.

3.

SOURCE AND TYPE

SOURCE AND TYPE

SOURCE DESCRIPTION

4.

5.

4.

FINANCIAL DISCLOSURE REPORT

Page 2of9

Name of Person Reporting

BERZON, MARSHA S

Dale of Report

04/20/2006

Ill, N 0 N-INVESTMENT INC 0 ME. (Reporting individual and spouse; see pp. 17·24 of instructions.)

A. Filer's Non-Investment Income

IKJ NONE (No reportable non-investment income.)

1.

INCOME (yours, not spouse's)

2.

3.

5.

n. Spouse's Non-Investment Income. I/you were married during any portion of/he reporting year, complete this sec!Wn.

(Dollar amount not required except for honoraria.)

D NONE (No reportable non-investment income.)

1. 2005 SELF-EMPLOYED ATIORNEY

2.

3.

4.

IV. REIMBURSEMENTS -transporta!Wn, lodglng,/ood, enterlainment.

(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)

D NONE (No reportable reimbursements.)

1. CORNELL UNIVERSITY 2/18-2/20/05 - ITHACA, NEW YORK PROFESSIONAL ASSOCIATION ACTIVITY (fRA VEL, LODGING, MEALS)

2. U.C. DAVIS 4/16/05 ·DA VIS, CALIFORNIA UCD SCHOOL OF LAW COMPETITION (TRAVEL, MEALS)

3. AMERICAN CONSTITUTION SOCIETY 7/28-7/31/05 - WASHINGTON, D.C. PROFESSIONAL ASSOCIATION ACTIVITY (TRAVEL, LODGING, MEALS)

5.

CREDITOR DESCRIPTION

VALUE

YALUECODE

4.

FINANCIAL DISCLOSURE REPORT

Page 3of9

Name or Person Reporting

BERZON, MARSHA S

Date or Report

04/20/2006

V• GIFTS. (lncwths those to spouse and dependent children. See pp. 28-31 of instructions.)

l.KJ NONE (No reportable gifts.)

SOURCE DESCRIPTION

1.

2.

3.

4.

5.

VI. LIABILITIES. (lncwths those of spouse and dependent children. Su pp. 32-34 of instructions.)

[K) NONE (No reportable liabilities.)

1.

2.

3.

5.

A.

(1) (2) (1) (2) (3)

(H)

M9n: ..t10o.001

(4) (5)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 4of9 04/20/2006BERZON, MARSHA S

vn. INVESTMENTS and TR u STS - income, value, transacticns (includes those of the spouse and dependent children. See PP· 34.57 of filing instructicns)

D NONE (No reportable income, assets, or transactions.)

ii; c. D. DescripJion of Assets Income during Gross value :at end of Ttan a·ctions during reporting period

(including trust assets) reporting riod reporting J)cr!,Q<! {l) (2)

Place "(X)" after each asset Amount Ty (e.g. Vallie Yalue Type (e.g. exempt from prior disclosure Code l div., rCiit, Code2 Method bu , sell, Date Value Giiin Identify of

(A-H) or int.) (J,P) Codc3 m·e,rger, Mi>nih·- Code2 CP<le l buy t/�e,]ler

{Q·W) redemption) Day (A·H) (!fpri ate lransai;tiop)

1. BANK OF AMERICA ACCOUNT A Interest K T

2. AT & T NEW COMMON STOCK None K T •4 (FKA SBC COMM)

3. COCA-COi.A COMMON STOCK A Dividend K T

4. COMCAST CORP. NEW CL A None J T COMMON STOCK

5. PEPSICO COMMON STOCK A Dividend K T

6. LSI LOGIC CORP COMMON STOCK

7. LUCENT TECHNOLOGIES INC

COMMON STOCK

8. SOURCE INTERLINK COMPANY

COMMON STOCK

9. CORNING COMMON STOCK

10. BELLSOUTH CORPORATION

COMMON STOCK

11. KEYSPAN CORPORATION

COMMON STOCK

12. NSTAR COMMON STOCK

13. PUBLIC SVC ENT GROUP

COMMON STOCK

14. SBC COMMUNICATIONS INC.

COMMON STOCK

15. VERIZON COMMUNICATIONS

COMMON STOCK

16. VODAFONE GROUP COMMON

STOCK

17. SCHWAB PREMIER EQUITY

A

A

A

A

A

A

A

A

None J

None J

None L

None M

Dividend J

Dividend J

Dividend J

Dividend J

Dividend

Dividend J

Dividend J

Dividend M

T

T

T

T

T

T

T

T

T

T

T BUY 3/18 L

•4

1. . h:K:-om Ga,in Code$: A a:$1,000 or less B :$1,001 • $2,500 c &$2,501 - $5,QOO D ,,$5,QOI • $15,000 E $15,00I • $50,000 (Ste Oilurims Bl and D4) F :$50,001 • $i00,000 G •$100,001 • $1,000,000 HI =$!;000,00I - $5,(JOO;ooo l!2 th>o·$ .ooo.ooo

2. Value aides J •$15;00o or less K •$15,001 - $50,ooo. L s$50,001 ''$too;Qll0 t;i - $250,000 (Ste Oilumns Cl and DJ) N .$250,001 • $500,000 0 •$500,001 • $1,000,000 Pl ;41,ooo',001 $5;000,000 P2 45,000,001 • $25,000,000

:i. Value Method aides P:i :$25,000,001 • $5-0,000,000 R :Co.t (Real Estafe Only) P4 =Moio than $50,oOO,ooo T.c.sbMiuket

(See Oilumn C2) Q:Apprllisal Y :Other s •A.Ss.cssmcDr U •Book Villue w •Estimated

29. CLA

(PSP

31.AI FUND CLA

(PSP)

(2) (2) (3) (4) (5)

FINANCIAL DISCLOSURE REPORT Page 5 of9

Name of Penon Reporting

BERZON, MARSHA S

Date of Report

04/20/2006

VII. INVESTMENTS and TR u STS - Income, valat, transactions (includes those of the spouse and dependent children. Set pp. 34-57 offiling instructions)

0 NONE (No reportable income, assets, or transactions.)

A. I!. c.

Description of Assets (inclilditig trust assets)

Inctime :during rePQrti.nl periQd

Gross.value at end of reporti!lg�_riod

!'lace "(X)" after ca·ch asset exemptfrom prior discl0sure

18. DREYFUS APPREC IAT ION FUND

19. DREYFUS EMERGING LEADERS

FUND

20. DREYFUS PREMIER NEW

LEADERS FUND

21. RS MIDCAP OPPORT UNIT IES

FUND

22. VAN WAGONER EMERGING

GROW TH FUND

23. VAN WAGONER SMALL CAP

GROW TH FUND

24. SCHWAB CA MUNI MONEY FUND

VALUE ADVANTAGE SHARES

25. SCHWAB CA MUNI MONEY

MARKET FUND

26. FIDELIT Y SPARTAN CALIFORNIA

MUNI M ONEY FUND

27.AIMA-ND

CLA (PSP

28. CLA

(PSP

30.Al-N FUNDCLA

(PSP)

32. NDCLA

(PSP

33.AMER.FUNDS W -CLA (IRA)

34. AMER. FUNDS GROWI11 FUND OF

1. Income Oain O>des: (Sec ColUJlUIS 1Jl and 04)

2. Value Codes

A c$1,00p or less

F c$50,00I-$iOO,OOO 1 -$15,(i()() or less

(1)Amount-C-Oµe 1

(A,H}

A

D

D

B

A

F

A

A

A

D

A

(Sec Columns Cl and DJ) If-'$25-0,001-$500;000

(2). Type( :g.diY. i:eilt,

i>r iot:)

Dividend

Dividend

Dividend

None

None

None

Dividend

Dividend

Dividend

None

Dividend

Dividend

None

Dividend

None

Dividend

Dividend

B ;$1,001-$2,500

(1)Valu.e c0Qe2

(JfJ') .

K

L

M

N

]

K

L

]

Pl

K

K

L

L

K

L

M

K

0 ;$!00;!'1Ql -$1,000,000 Ji: a$H,OOI -$50,qOD 0 •$500,001- $1,000,000

Value MeiJ!oo C<\<ic 3

(Q W)

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

(1)Type (e.g. buy; sell, lijc;r er,redemptfon)

c c$2,501-$5,,000 HI .,SlioOO;ool -$5,000,000 L c$50,001-$100,(i()() Pl .$i,OOO,OOI -$5,000,000

D. Transactions during reportiog·period

if ¢);c pi - ! u c

Daic Value Morit.h- Cbde2 Day (J-P)

D ;$5;001-$15,000 H2 ,;Mote •"-"1 $5,00Q,000 M $100,001- $2SQ,000

- · · .. ·-

Gafo I entiwqt 'C;;del li yer/seller (A,H) {if')Jiiv ie

•:tia!i,AAt fr)

B;$15,001-$5il,OOO

n -ss,(i()();oor-$2S;OOO,ooo 3. Value Melhod Codes P3 -425,000,001 - $50,000,000 P4 •Mor< than $50;DOO,OOO R (Real Bstale Only) T oCash Markel

(Sec Column C2) S =A.xs.cssmcrif Q •Appralsal V.otber U•BootValoe W•Estiriated

ONY

38.AMERICAN (PSRP)

-RICA-A

APJTALACCOUNTIN

c

m (:i) (1)

coo.02 COli*'j

\

ISTRJBUTED

. (2) (3) Va(ue

(J'l')

.�5)

A.

(1)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 6of9 04/20/2006BERZON, MARSHA S

VII. INVESTMENTS and TRUSTS - income, va1ue, transactions (includes those of th• spouse and dependent children. s .. PP· J4-s7 of filin1 instructions)

D NONE (No reportable income, assets, or transactions.)

B. c. D. Description ·of Assets Income during Gross value at end of Transactions during reporting period·

(including trust a,ssets) reporting perio? r p<?rtih!l peri£d

(2) Place•"(X)" after ea'cb ·asset Amouli.t Typ�(q. V l e Va.IJl.e Type(e g. ··(4)

i:x:eniptirom prior djsdos'!'e C::Ode 1 div., ient, Method' bu;;;.s¢,1!; P.M · Gato idi:nfiiy of (A-1:!) or Int'.) (J-P) m .rs r kiinih- . cQpe2 Ccici.c 1 b.uyer/seller

(0-:W) red inptioii} Day (A-H) (if private @J)Sa qon)

AMERICA -A (PSRP

35. AMERICAN FUNDS NEW ECONO -A(PSRP

36. AMERICAN FUNDS NEW PERSPE VE FUND A(PSRP

37. AMERICAN FUNDS FUNDAMENTAL INVESTORS-A(PSRP

AMERICA

A Dividend K T

B Dividend K T

A Dividend K T

A Dividend ] T

39. AMERICAN FUNDS WASH B Dividend K T MUTUAL INV FUND-(PSRP

40. AMERICANFUNDS R (PSRP

41. AMERICAN FUNDS EUROPACIFIC GROWTH FUND-A (IRA RIO)

42. AMERICAN FUNDS NEW PERSPECTIVE FUND-A(IRA RIO)

43. AMERICAN FUNDS FUNDAMENTAL INVESTORS-A (IRA RIO)

44. AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA-A (IRA RIO)

45. AMERICAN FUNDS CASH MANAGEMENT TRUST OF AMERICA-A (IRA RIO)

LAW FIRM PARTNERSHIP •t

47. TRUST#l

48. -BANK ACCOUNTS AND BONDS (OVER 5,000 LISTED BELOW)

49. --BANK OF AMERICA STANDARD CHECKING

Dividend

D Dividend

A Dividend

A Dividend

E Dividend

B Dividend

D Interest

E Interest

M T

M T

] T

K T

0 T

L T

J u

3/30 0

•2

•2

J. Income Gain Codes: A =$1,000 or less B =$1,001 • $2,500 c '4'.<.501 • $5,000 D =$5,001 • $15,000 E =$15,001 - $50;000 (sCc Columns BI and 04) F =$50,001 - $100,000 G =$100,001 "$1,000,000 HI '4i,Ooo,001 • $5,000,000 112 •More lhll1 $5;000,000

2. Value Codes J z;$15,0Cl0 or less K =$15,001 -$50,000 L $50,.001-.$100,000 M 4100,001 - $250,000 (Ste Columns Cl and 03) N =$250,00 • $500,000 o ssoo.001.• s1,ooo.ooo Pl =$1,000;001 -$5,000;DOO P2 45.()00,001 • $25,000,000

3. Value Method Codes P3 =$25,000.001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50.000,000 T..c.st>Market (Ste Column C2) Q •Appraisal V =Othor S =Ass=nienl

U =Book Value W •&stlmate.d

c.

(2)

D.

(;i) (:i)

0,90'.2 (H)

3/28

(4)

O>d'e 1

(5) Value Mi:\hOa

(1)

2/4

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 7of9 04/20/2006BERZON, MARSHA S

VII. INVESTMENTS and TRUSTS - mcom•, varu., transacrwns rmc1mus thou of the spouse am1 dependon1 children. s .. pp. u-s1 of filing instrucrwnsJ

0 NONE (No reportable income, assets, or transactions.)

A. B Description .of Assets locomedurll)g Gross value at end of · Tra sacticms duriDg .. iepoiti g period

(incluc!ing trust assets) reporting period report)Ii pericld

Type {eog. (1) m (1)

Place '(X)' after each asset A.mount Typ (e.g. V:ilue from prior disclosureexe·mpt div.;·reot, COde.2 buy, ell, Value d inaxle! Pat¢ Jd )l\ii ' f

or int) (J-P) CQile 3 er&�t! iiuyfri�eU r(AcH) .Month -(0:-W) redemption) Day (A·H) {if private

tra sattion)

50. ·-BANK OF AMERICA INVESTMENT CD

CLOSED N

51. ··BANK UNITED 2 CDs CLOSED in M

52. --WASHINGTON MUTUAL CD CLOSED 1/4 M

53. --WORLD SAVINGS CD CLOSED 1/4 K

•2L54. --U.S. SAVINGS BONDS DISTRIBUTED

55. U.S. SAVINGS BONDS

56. U.S. SAVINGS BONDS E Interest

57. U.S. SAVINGS BONDS D Interest

RCVD DISTR.

REDEEMED

REDEEMED

2/4 K •3

2/4 K •3

2/16 ] •3

l. Income Gain Codes: A =$1,000 or less B -Si,001- $2,500 c =$2,501 - $5,000 o s5,001- s15,ooo E =$15;001 - $50,000 (See Columns BI and 04) F =$50,001 - $100,000 0 =$100,001- $1,000,000 HI a$1,000,001 • $5,000,000 H2 •More than $5,000,000

2. Value Codes 1 -$15,000 or less K .$15;001 • $50,000 L -$50,001 • $100,000 M a$100,001 - $250,000 (See Columns Cl and DJ) N -$z:;G,00l - $500,000 0 •SS00,001- $1,000,000 Pl -$1,000,001 • $5,000,000 P2 .$5;000,001 - $25,000,000

3. Value Method Codes P3 -$25,000:001 - $50,000,000 R .cost alEstate Only) P4 Mi>rc than $5p,ooo,ooo ToCashM.,ktt (See Column C2) Q ·Appraisal v.Olher S rcAssessment

U •Jlook Value W !"Esdm.\1cd

BE_ IATELY ! DISTRIBUTIVE

I lts{AD bNbl'lU •

OM, TRUSt

WERik : T DEFER'

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 8of9 04/20/2006BERZON, MARSHA S

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicaleparlo/R•port.)

*l ARNINGS FROM TIIE LAW FIRM HA VE DISCLOSED IN PART III OFTIIE CURRENT YEAR REPORT. THE EARNINGS REPORTED IN PART VII REPRESENT ONLY SHARE OF PARTNERSHIP INTEREST INCOME.

•2 UPON nm DEATH OF TIIE FILER'S ECAME TIIE SUCCESSOR CO-TRUSTEE OF THE LIVING TRUST. AN INC REMAINDER INTEREST IN TIIE TRUST. IN 2005, SA VINOS BONDS WERE DISTRIBUTED TO SPECIFIC ALL REMAINING BANK ACCOUNTS AND CERTIFICATES OF DEPOSIT HELD BY TIIE LIVING TRUST WERE CLOSED. SPECIFIC BEQUESTS WERE PAID, AND TIIE RESIDUAL WAS DISTRIBUTED TO TIIE REMAINDER BENEFICIARIES, INCLUDING

LIVINGss r ri'iF :g p :;; T i:5 6:= 1C:C[ g>

INTEREST PREVIOUSLY .

*4 SBC COMMUNICATIONS ACQUIRED AT&T AS OF 11/18/05 AND CHANGED ITS NAME TO AT&T, INC.

Signature ____ -"------------------------ Date

__________ _

Dale oCReport Name or Person Reporting FINANCIAL DISCLOSURE REPORT

Page 9 of 9 04/20/2006BERZON, MARSHA S

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because ii met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

11·:lfJ"0 &

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIF1ES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E. Washington, D.C. 20544