OF ORGANIZATION/ENTITY

TEE,M_S

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NAME

··16iu·· RIN.111011

' I:_"' . : '· ''.· .:

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2010 · '·r <-·' ·i__.,' '

t. Prnon Rrportin: (Jasl namr, linl, middlr lnillal)

Cook, Jr., Julian A.

•·Till<: (Arlide Ul j11dgn lndicalc active or muor slahis; 1113gistntc judges indicate full. or part·time)

U.S. District Court Judge

2. Courl or Organlzalioo

U.S. District Court - E.D. of Michigan

Sa. Report Type {thtck appropriatr type)

D Nomination, Date

D Initial [{! Annual

Sb. D Amended Report

D f"inal

Report Required by the Ethics in Government Act of 1978 (5 US.C. app. §§JOI-JI I)

3. Dair ofRrport

05/1112011

6. Reporllnc Prriod

01/01/2010 co

12/3112010

7. Chambns or Offitt Addrcn ti. On th< basis <1£ lhc information contoined in this Reporl and any modifications per(aining Chuero, ii is, in my opinion, in rompHanct

23 I W. Lafayette Street with applicable lows and rtgulations.

Room 718 Detroit, Michigan 48226

Reviewing Officn Dace

J/11PORT ANT NOTES: The instructions accompanying thisform must be fo/lowl!d. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POS ITI 0 NS. (R<porting indi•Ulual only; supp. 9-IJ of filing instructions.)

[{] NONE (No reportable positions.)

POSITION

2.

3.

4.

5.

::n,-·) ,_

-··

.. ?, t.)

. ._, -. .,

0 (" ") L.J.-11 ..D

}J. AGREEMENTS. (R<porting indi.. idua/ only; supp. IJ./6 of filing instructions.)

[{] NONE (No reportable agreements.)

I.

2.

PARTIES AND

3.

Cook, Jr., Julian A.

SOURCE AND TYPE

3

3

ITEMS

I.

4.

FINANCIAL DISCLOSURE REPORT

Page 2of8

Nam< or Person Rrporling

Cook. Jr., Julian A.

Dalo or Report

05/) 112011

} II. N 0 N-JNVESTMENT IN CO ME. (Rtporting indivUJual anJ spoust; stt pp. 17-24 of filing instr11ctions.)

A. Filer's Non-Investment Income

[{] NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

2.

3.

4.

B. Spouse's Non-Investment Income rf,.uu wtu mauitd during""» portion of th• rtporting f'"'· complc1e 1his uction. -

(Dollar amount not required actpl for honoraria)

[{] NONE (No reportable non-investment income.)

I.

2.

JV. REJMBlf RSEMENTS - transportation, ludging.Jood, tnltrlainmtnL

(Includes 1hou to spouse and deptndtnl rhildren; see pp. }j.]7 ofjiling instruct1onJ.)

D NONE (No reportable reimbursements.)

SOURCE DATES

I. UVA Trial Advocacy College January 9-14. 2010

2.

4.

5.

LOCATION

Charlouesville, VA

PURPOSE

Educational Program

PAID OR PROVIDED

Hole!, Meals and Transportation

SOURCE DESCRIPTION

CREDITOR

FINANCIAL DISCLOSURE REPORT

Page 3 of8

Nomt offtnon Roporllng

Cook, Jr., Julian A.

Date of Report

05/J 1/2011

V. GIFTS. {/nclud.s those 10 spouse and dependen/ chihlren; supp. 18-JJ of filing Instructions.)

[{] NONE (No reportable gifts.)

I.

2.

J.

4.

5.

VJ. LIABJLITJES. (Includes tho>• ofspouse and dependentchildren; supp. JJ.JJ of filing instruction>.)

[ZJ NONE (No reportable liabilities.)

I.

2.

3.

4.

5

DESCRIPTION VALUE CODE

J

I I

J

' J l

) T

·-

!

-

! !

I ·-

----·

A.

(I)

\

Na int or Person Rtpor11ng D•tt or Report FINANCIAL DISCLOSURE REPORT

Page 4of8 Cook. Jr., Julian A. 05/111201 1

VII. INVESTMENTS and TRUSTS -income, •ol11t, 1rans11C1ions (/11c/11lu those ofspllUSl ond depcndtnt childmi; SU pp. 1'1-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

B. c. D.

Description ofAsseis Income during Gross value at end Transactions during reporting period

{including llUSt assets) reporting pcri od ofreponiug period

(2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" afler each asset Amount Typc(e g, Value Value Type (e.g., Date Value Gain Identity of

Code Iexempt from prior disclosure div.• rent, Code 2 Method buy. sell, mm/dd/yy Code 2 Code I buyer/seller (A-HJ or int.) (J-P} CodeJ redemption) (J-P) (A-H) (if private

(Q-W) transaction)

I. Intel A Dividend T

2. Vodafone A Dividend J T

3. Walrna11 A Dividend K T

4. Money Market A lnt./Div. K T

5. US Savings Bonds c Int.ID iv. T

6. Cisco Systems A Dividend K T

7. ExxonMobil B Dividend L T

8. General Electric B Dividend K T

9. Orangeburg.SC None M w ,, ...., "'' '

-· --- ···-

10. Lord Abbelt Affiliated IRA A Dividend

11. Lord Abbell Affiliated IRA A Dividend ) T

·--·--···-

12. Lord Abbcn Affiliated A Dividend J T

·-----·---J

13. Lord Abbelt Midcap IRA A Dividend J T

14. Lord Abbe\\ Midcap A Dividend K T

15. Lord Abbett Midcap A Dividend K T

II 16. Verizon A Dividend ) T

-···

17. Quest A Dividend ) T

· · · · · · - · · · ···---· -·-········-- --.-

I. Income Gai1n Codes A•Sl,OOOorlc.u B •11,001·11.lOO c =S2,l01. 15,0()() D =llJlOI · 111.000 !>Ill.DOI. SI0,00()

(Sec ColumM Bl >nd 04) f •Sl0.001 - 1100.000 G •lt00,001·11,000.000 HI =Sl,000.001·11,000.000 H2 Morr •h>n Sl,000,000

2 v ai\)t CoJcs. J •SI 5.(l()Q or less K •SI l,001 · 110.000 L =Sl0,001 -1100.000 M =1100.001 - Sll0.000

(Sec Columra Cl and 0)) N •Sll0,001·1100.000 O•Sl00,001-Sl,000.000 Pl =Sl.000,001. Sl.000,000 Pl =11.000.001 • Sll.000.ooo PJ •Sll,000.001 • $10.000.000 N =More th.., SI0,000.000

1. Va\ Method Codc1 Q •Appru•·•I R •Coir (Rul EH•« Only) S =Aues.smcn1 T •c.,b t...k.1

(Sec Column Cl) U •Book V•luc v -OU.et y,,'..,Es11m•ted

---------·-

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!

-

-- -·-

----

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······------····-

B. D.

(2)

(A·H)

' .

Date of Report Nam• of Person Rtporting FINANCIAL DISCLOSURE REPORT

Page 5of8 05/1112011Cook. Jr., Julian A.

VII. INVESTMENTS and TRUSTS - income, value, transactions (lncludc1 thou of •pou.s< 11nd dcpcrsdcnt children; SU pp. J4-60 of filing instTllCtions.}

0 NONE (No reportable income, assets, or transactions.)

A. c.

Description or Assets Income during Gross value at end Transactions during rcPorting period

(including lnlst assets) reporting period of ••Porting period

(I) (2) (I) (2) (I) (3) (4) (5) Place "(X)" arter each asser Amount Type (e.g., Value Value Type(< g. Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy. sell, mmidd!yy Code 2 Code I buyer/seller (A·ll) or int.) (J-P) Code) redemption) (J.P) (if pri'3tC

(Q-W} 1ransac1ion)

18. AllianceBemstein Muni Fund

19. Alliance Bems1ein Muni Fund

20. General Motors

21. Federated Muni Opportwtity Fund

22. Federated Muni Opportunity Fund

23. Eaton Vance National Muni

24. Amgen

25. Apple

26. Lord Abbeu Balanced Fund

27. Lord Abbett Balanced Fund

28. Lord Abbeu Balanced Fund IRA

29. /'.IFS Muni High Income Fund

30. Henderson Global OPP

31. llenderson Global OPP

32. Henderson Global OPP

JJ Henderson Global OPP IRA

34. Henderson Global Opp IRA

D

D

A

c

B

c

A

A

B

B

A

A

A

A

A

A

A

···· -··-·

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

M

M

J

L

K

L

J

M

L

L

J

J

K

K

J

J

J

_....

I

T

T

T

----

T

T

I T

T

T

T

-

T

------·-

T

T

T

T

T

-------------

T

-----

T

··----·

I lncomt G1 n Codes. A -s1.ooo or lus B •Sl,Ollt • 'll,lfl'J C =12,lOt · Sl.000 D =1 1.00l • Sll.000 E •U l,OOl - U0,000

(Sec Cotumru BI and 04) F •ll0,001·1100,000 G •SI00,001 • Sl,000.00Q HI =St.000,001 - 15.000.000 Hl "-More ttwl SS,000,000

2 Value Codes I •St5,000 ode" K • lll,001 • llO.'lOO I. •SS0,001 • SI00,000 M •St00.001 · HI0,000

(Sec Colwnru Cl and DJ) 11 ··nso.oot . ssoo.ooo 0 =IS00,001·11.000.000 Pl "11.000,001 · IS.000.000 Pl =SS.000.001 - S2S,000,000

fl •US.000,001 • SI0.000,000 P4 "'"Mote du.n \ 0.000,00Q

J. Value M<1bod Codes Q •Appr>1,.I R •Cost (Rul Ei.UI Only) S = A.ss.c.smcni T =C hMar11:<1

(Soc: ColumnC2) U •Book Vsl\K V o()lhcr W =Estunaled

'

A

f I

--

=rr -- ·-··-·

_ __ L

K T ··--

·-

l '

·-

!

I J

(I) (2) (2) (4)

Nome of P•noP Reporting Dal< ofR<port FINANCIAL DISCLOSURE REPORT

Page 6of8 Cook, Jr., Julian A. 05/l lf201 l

VII. INVESTMENTS and TR u STS -incom•, VQ/u•, frQtUQCtions (includes thos• of spoUJe """depen4tnt chi/drtn; Set PP. u-<io of fillng instructions.)

0 NONE (No reportable income, assets. or transactions.)

A. B. c. D.

Dc•<ripticn of Assets lnoome during Gross value at cod Transactions during rcponin11, period

(including trust assets) reporting period or reporting period

(I) (2) (I) (3) (5) Place "(X)" afkr each asset Amoun[ Type (<.g.,

e•ernpt from prior disclosure Code I dlv., rent. (A-H) or int.)

. . _______!

Value Value Type (e.g., Date Value Gain Identity of

Code2 Method buy, sell, mmldd/yy Code 2 Code I buyer/seller

(J-P) CodeJ redemption) (J-P) (A·ll) (if private

(Q-W) rransactlon)

35.

36.

37.

38.

39.

40.

41.

42.

43.

44.

45.

46.

47.

48.

49.

50.

51.

Lord Abbelt Small Cap Blend A Dividend

Mainstay MAP Fund A Dividend

Mainstay MAP Fund A Dividend

ING Diversified I ntl . Fund A Dividend

Goldman Sachs Muni Fund A Dividend

Goldman Sachs Muni Fund c Dividend

Firsl Trust ALT Energy Fund A Dividend

I

Fairpoi11t A Dividend

Dreyfus High Yield Muni c Dividend

Ford Molar Dividend

AT&T "'''"'"'

··-----··

II

···-----

r--r. I

. ·-···--

___ _J __ ··-·

J

K

J

K

K

L

J

L

J

T

T

T

T

T

T

Redeemed

T

T

T

i

·---·-·

06/03110 J A Raymond James

I

I Income Gain Codes A •S 1,000 o' less ll •Sl.<lOI · Sl,<00 C •SJ.IOI· SS,000 o ,55,001. Sll,000 E •Sl5.001 · Sl0.000

(Sr.c Columns 81 arJ D•J F ·S)O,OOt . $100.000 G •SllJ<.1,001 • Sl,000,000 111 •Sl,000,001 · Sl.000,000 112 =More tlw> Sl.000.000

2 ValucCodcs J •SI S.000 ur less K "Si .001. Sl0.000 L •SI0,001 • SI 00,000 M SI00.001 · Sl50.000

(See Columns Cl anJ 0)1 N °SllO,OOI · S500,000 0 •SI00.001· Sl.000.0<lO Pl •Sl,000.001- Sl.000,000 Pl •SS,000.001 • Sll,000.000

Pl •Sll,000,001 • S50.000.0W P• =More !hon SI0,000,000 J. Value Method Cl>d<> Q •Appr s.al R •Co 1 (Rut Esc...tL" Qf\ly) S =Assessmcnl T =Cuh Markel

(SceColumo Cl) U ""Book Value \I -other W =Estimated

N1mc of Pcnon Reporting Date of Rcporl FINANCIAL DISCLOSURE REPORT

Cook, Jr., Julian A. 05/111201 I Page 7 of8

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatqartofuport.)

. FINANCIAL DISCLOSURE REPORT

Page 8 of8

Nimt of PtnoP RtportiPg D1te of Rtporl

Cook, Jr., Julian A. 05/11/2011

IX. CERTIFICATION.

I c:ertlfy that all Information given above (Including information pe,-taining to my spouse and minor or dependent children, If any) Is accurate, true, and complete to the best or my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

J further certify tliat earned Income from outside employment and honoraria and the acceptance of gifts which have been reported are In compliance with the provisions ors U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL \VllO KN0\\1NGLY AND WIU"ULLY FAL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure

Administrative Offo:e of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544