towards a capability framework for systems architecting and technology strategy
TRANSCRIPT
Technische Universität München
RISK AND CHANGE MANAGEMENT IN COMPLEX SYSTEMS
Towards a Capability Framework for
Systems Architecting and Technology
Strategy
Andreas M. Hein1, Yuriy Metsker2, Joachim C. Sturm3
1Institute of Astronautics, Technische Universität München, 2Lehrstuhl
für Flugantriebe, Technische Universität München, 3Lehrstuhl für
Luftfahrtsysteme, Technische Universität München
Technische Universität München
16th International DSM Conference 2014- 2
RISK AND CHANGE MANAGEMENT IN COMPLEX SYSTEMS
Index
• Introduction: Capabilities and their importance
• Measuring capabilities
• Capability framework overview
• Modeling capabilities with MDMs
• Capability assessment and planning case study
• Summary
Technische Universität München
16th International DSM Conference 2014- 3
RISK AND CHANGE MANAGEMENT IN COMPLEX SYSTEMS
Introduction: Capabilities and their importance
Definition: The ability to perform a task with or without a set of performance
criteria.
TaskResources Output
Play pianoPiano
player Music
Piano
Capability
Resources Priorities Processes
Here: capability & competency
treated as synonyms
(Christensen & Kaufman, 2006)
Technische Universität München
16th International DSM Conference 2014- 4
RISK AND CHANGE MANAGEMENT IN COMPLEX SYSTEMS
Introduction: Capabilities and their importance
Technology management literature
• Core competencies for competitive advantage (Prahalad & Hamel, 1990)
• Core competencies at Canon: Each product is based on one or more core
competency (Prahalad & Hamel, 1990, p.89)
Precision Mechanics Fine Optics Micro-electronics
Basic camera X X
Compact fashion
camera
X X
Electronic camera X X
EOS autofocus
camera
X X X
Video still camera X X X
Laser beam printer X X X
Color video printer X X
Technische Universität München
16th International DSM Conference 2014- 5
RISK AND CHANGE MANAGEMENT IN COMPLEX SYSTEMS
Introduction: Capabilities and their importance
DSM literature on capabilities
Precisio
n
Mechani
cs
Fine
Optics
Micro-
electron
ics
X X
X
X X X X
X X X
X X X X
X X
Product
Portfolio
Competencies
Identify core
competencies (Danilovic &
Leisner, 2007)
Core competency
gap assessment (Bonjour & Micaelli,
2010), (Danilovic &
Leisner, 2007)
Technische Universität München
16th International DSM Conference 2014- 6
RISK AND CHANGE MANAGEMENT IN COMPLEX SYSTEMS
Introduction: Capabilities and their importance
Research gaps
• Relationship between capabilities and different system architectures
• Relationship between capabilities and technology strategy
Research questions
1. How can capabilities be measured? (data aquisition)
2. How can capabilities be modeled with DSMs and DMMs?
3. How can system architecture and capability assessment be integrated?
4. How can capability assessment and technology strategy be integrated?
Technische Universität München
16th International DSM Conference 2014- 7
RISK AND CHANGE MANAGEMENT IN COMPLEX SYSTEMS
Measuring capabilities
Measurement approaches
TaskResources Output
Capability
Resources Priorities Processes
a) Check whether adequate
resources, processes, and priorities
exist (necessary conditions)
b) Collecting evidence
by performing the
same task
Has the company
manufactured the
same system before?
c) Collecting evidence
based on sampling
Develop a prototype or a
subsystem
d) Collecting evidence based on task
similarity (weaker than b) or c))
Has the company developed similar
systems?
Technische Universität München
16th International DSM Conference 2014- 8
RISK AND CHANGE MANAGEMENT IN COMPLEX SYSTEMS
Capability framework overview
I II III IV V VI
Strategies Do research on innovative rocket engines I 1 1 1 1
Open up new markets for 3D-printing II 1
Capabilities Develop functional LPRE with 3D-printing III 1 1 1 1
Develop performance LPRE with 3D-printing IV 1 1 1
Systems Functional 3D-printed LPRE V 1 1 1 1
Requirements-driven 3D-printed LPRE VI 1 1 1
Capabilities
mapped to
strategy and
systems
Capability
model
Assess system
architecture
optionsTrade-space
exploration
Technische Universität München
16th International DSM Conference 2014- 9
RISK AND CHANGE MANAGEMENT IN COMPLEX SYSTEMS
Capability framework overview
I II III IV V VI
Strategies Do research on innovative rocket engines I 1 1 1 1
Open up new markets for 3D-printing II 1
Capabilities Develop functional LPRE with 3D-printing III 1 1 1 1
Develop performance LPRE with 3D-printing IV 1 1 1
Systems Functional 3D-printed LPRE V 1 1 1 1
Requirements-driven 3D-printed LPRE VI 1 1 1
Capabilities
mapped to
strategy and
systems
Capability
model
Assess system
architecture
optionsTrade-space
exploration
Technische Universität München
16th International DSM Conference 2014- 10
RISK AND CHANGE MANAGEMENT IN COMPLEX SYSTEMS
Modeling capabilities with MDMs
• Priorities are left out here but
can be modeled as the decision
logic governing the processes
• Alternative resource
breakdowns possible, e.g.
people, methods, tools,
facilities
Capability
Resources Priorities Processes
Capabilities Processes Organization Tools
Capabilities Depends on Consist of Consist of Consist of
Processes Needs output
from
Performed by Uses
Organization Interacts with Uses
Tools Interacts with
Technische Universität München
16th International DSM Conference 2014- 11
RISK AND CHANGE MANAGEMENT IN COMPLEX SYSTEMS
Capability framework overview
I II III IV V VI
Strategies Do research on innovative rocket engines I 1 1 1 1
Open up new markets for 3D-printing II 1
Capabilities Develop functional LPRE with 3D-printing III 1 1 1 1
Develop performance LPRE with 3D-printing IV 1 1 1
Systems Functional 3D-printed LPRE V 1 1 1 1
Requirements-driven 3D-printed LPRE VI 1 1 1
Capabilities
mapped to
strategy and
systems
Capability
model
Assess system
architecture
optionsTrade-space
exploration
Technische Universität München
16th International DSM Conference 2014- 12
RISK AND CHANGE MANAGEMENT IN COMPLEX SYSTEMS
Modeling capabilities with MDMs
Align capabilities with strategy & systems
• Example strategy: “publish papers in prestigious international journals”
• If developing systems is not the objective, “systems” can be replaced by
“product”, “service” or “process”
Strategies Capabilities Systems
Strategies Depend on Need Based on
Capabilities Contribute to Depend on Proven by
Systems Contribute to Based on Based on
Capabilities Processes Organization Tools
Capabilities Depends on Consist of Consist of Consist of
Processes Needs output
from
Performed by Uses
Organization Interacts with Uses
Tools Interacts with
Technische Universität München
16th International DSM Conference 2014- 13
RISK AND CHANGE MANAGEMENT IN COMPLEX SYSTEMS
Capability assessment and planning case study
Defining capability goals:
a) Designing and testing a functional additively manufactured liquid
propellant rocket engine (LPRE) thrust chamber
b) Provide the basis for future, performance-oriented LPRE thrust chamber
development with additive manufacturing
Questions:
• Which organizations are needed?
• Which tools are needed?
• Which processes have to be matured?
• How are these related to the capability goals?
• Which system architectures contribute most to the capability goals?
Technische Universität München
16th International DSM Conference 2014- 14
RISK AND CHANGE MANAGEMENT IN COMPLEX SYSTEMS
Capability assessment and planning case study
I II III IV V VI
Strategies Do research on innovative rocket engines I 1 1 1 1
Open up new markets for 3D-printing II 1
Capabilities Develop functional LPRE with 3D-printing III 1 1 1 1
Develop performance LPRE with 3D-printing IV 1 1 1
Systems Functional 3D-printed LPRE V 1 1 1 1
Requirements-driven 3D-printed LPRE VI 1 1 1
Technische Universität München
16th International DSM Conference 2014- 15
RISK AND CHANGE MANAGEMENT IN COMPLEX SYSTEMS
Capability framework overview
I II III IV V VI
Strategies Do research on innovative rocket engines I 1 1 1 1
Open up new markets for 3D-printing II 1
Capabilities Develop functional LPRE with 3D-printing III 1 1 1 1
Develop performance LPRE with 3D-printing IV 1 1 1
Systems Functional 3D-printed LPRE V 1 1 1 1
Requirements-driven 3D-printed LPRE VI 1 1 1
Capabilities
mapped to
strategy and
systems
Capability
model
Assess system
architecture
optionsTrade-space
exploration
Technische Universität München
16th International DSM Conference 2014- 16
RISK AND CHANGE MANAGEMENT IN COMPLEX SYSTEMS
Capability assessment and planning case study
I II III IV V VI
Strategies Do research on innovative rocket engines I 1 1 1 1
Open up new markets for 3D-printing II 1
Capabilities Develop functional LPRE with 3D-printing III 1 1 1 1
Develop performance LPRE with 3D-printing IV 1 1 1
Systems Functional 3D-printed LPRE V 1 1 1 1
Requirements-driven 3D-printed LPRE VI 1 1 1
Characteristic Option 1 Option 2 Option 3 Option 4
Injector Showerhead
(low)
Impingement
(high)
Fuel Gas Liquid
Propellant
combination
Kerosene /
Ox
Methane / Ox Alcohol /
Ox
Methane /
N2O
Combustion
chamber
cooling
Regenerative
cooling
(high)
Porous
cooling
(high)
Perforated
cooling
(high)
Capacitive
(low)
Technische Universität München
16th International DSM Conference 2014- 17
RISK AND CHANGE MANAGEMENT IN COMPLEX SYSTEMS
Capability framework overview
I II III IV V VI
Strategies Do research on innovative rocket engines I 1 1 1 1
Open up new markets for 3D-printing II 1
Capabilities Develop functional LPRE with 3D-printing III 1 1 1 1
Develop performance LPRE with 3D-printing IV 1 1 1
Systems Functional 3D-printed LPRE V 1 1 1 1
Requirements-driven 3D-printed LPRE VI 1 1 1
Capabilities
mapped to
strategy and
systems
Capability
model
Assess system
architecture
optionsTrade-space
exploration
Technische Universität München
16th International DSM Conference 2014- 18
RISK AND CHANGE MANAGEMENT IN COMPLEX SYSTEMS
Capability assessment and planning case study
Characteristic Option 1 Option 2 Option 3 Option 4
Injector Showerhead
(low)
Impingement
(high)
Fuel Gas Liquid
Propellant
combination
Kerosene /
Ox
Methane / Ox Alcohol /
Ox
Methane /
N2O
Combustion
chamber
cooling
Regenerative
cooling
(high)
Porous
cooling
(high)
Perforated
cooling
(high)
Capacitive
(low)
Trade-space
exploration
System
architecture
options
contributes to
Capabilities
Technische Universität München
16th International DSM Conference 2014- 19
RISK AND CHANGE MANAGEMENT IN COMPLEX SYSTEMS
Capability assessment and planning case study
Defining capability goals:
a) Designing and testing a functional additively manufactured LPRE thrust
chamber
b) Provide the basis for future, performance-oriented LPRE thrust chamber
development with additive manufacturing
Questions:
• Which organizations are needed? OK
• Which tools are needed? OK
• Which processes have to be matured? OK
• How are these related to the capability goals? OK
• Which system architectures contribute most to the capability goals? OK
Technische Universität München
16th International DSM Conference 2014- 20
RISK AND CHANGE MANAGEMENT IN COMPLEX SYSTEMS
Summary
Research gaps
• Relationship between capabilities and different system architectures
• Relationship between capabilities and technology strategy
Research questions
a) How can capabilities be measured? (data aquisition)
b) How can capabilities be modeled with DSMs and DMMs?
c) How can system architecture and capability assessment be integrated?
d) How can capability assessment and technology strategy be integrated?
Technische Universität München
16th International DSM Conference 2014- 21
RISK AND CHANGE MANAGEMENT IN COMPLEX SYSTEMS
References
Bonjour, E., & Micaelli, J. P. (2010). Design core competence diagnosis: a case from the automotive
industry. Engineering Management, IEEE Transactions on, 57(2), 323-337.
Christensen, C. M., & Kaufman, S. P., 2006. Assessing Your Organization’s Capabilities: Resources, Processes,
and Priorities. Burgelman, R. A.; Christensen, C. M.; Wheelwright, S. C. (Eds.), Strategic Management of
Technology and Innovation. McGrawHill, pp.153-163.
Danilovic, M., & Browning, T. R. (2007). Managing complex product development projects with design structure
matrices and domain mapping matrices. International Journal of Project Management, 25(3), 300-314.
Danilovic, M., & Leisner, P. (2007). Analyzing core competence and core products for developing agile and
adaptable corporation. In Proceedings of the 9th Dependency Structure Matrix (DSM) International Conference,
16-18 October 2007, Munich, Germany.
Fenton, N. E., & Neil, M. D., 2012. Risk Assessment and Decision Analysis with Bayesian Networks. CRC Press.
Maurer, M. S. (2007). Structural awareness in complex product design. PhD thesis, Technische Universität
München, Munich, Germany.
Prahalad, C. & Hamel, G., 1990. The Core Competency of The Corporation. Harvard Business Review, 68(3), 79-
91.