ir theory: a history
TRANSCRIPT
Introduction
The idea that International Relations (IR) had no
theoretical tradition and is new is nicely refuted in the
fact that roughly the last 700 years in the themes of war,
wealth, peace and power. In fact, within those four themes
statesmen, scholars, and soldiers have analyzed and
speculated on the subject for some time. Contemporary IR
theorist Rubinstein called Guicciardini the ‘first of the
Machiavellians’ but this is not accurate. Moreover, the
author, Tjborn Knutsen makes the claim using the analogy of
a mosaic to describe the development of international
relations theory. However, while not disputing the claim or
the way such insight was traced through 700 years of history
the analogy is disputed, insisting that melting pot is
better suited.
Beginning with the roots of the state and the concept of
sovereignty in the Middle Ages, the author draws upon the
insights of political thinkers such as Aquinas, Machiavelli,
Hegel, Rousseau, Bentham, Marx and Lenin to name a few.
They changed society, altered European society and affected
international interaction. In deed, the political thinkers
ideas within the context with the societies and intellectual
ideas that produced them is an opportunity to see the unique
nature of this theoretical evolution. Machiavelli wrote
about states and politics, but his contemporary Fancesco
Guicciardini played a much more important role to the
development and understanding of international relations
theory.
1. In the beginning…
International Relations theory appeared in the sixteenth
century. It was here that the modern world emerged though
three extremely important and significant inventions:
firearms, compass and the printing press. Inventions that
in their singular use helps theorize and explain the actions
of princes, kings, popes and the nation-state. In brief,
speculation with the intention to understand and explain,
and when put in the context of international relations
theory is quite different than that of Political theory.
The structure of Political theory is based upon a comparable
chain of classics: Plato and Aristotle to Augustine and
Hobbes to name a few. But while salient speculations about
relations between states can be found in the tradition of
Political Theory and is used within IR theory within this
context, IR theory deals with the human behavior. To be more
specific, the largest of all social groups: international
society.
Why while good, international relations draws upon broad set
of issues and actors. Therefore, the nature of international
relations theory draws upon phases throughout history and
the present to explain events. As such, from Medieval and
Renaissance discoveries and revolutionary understanding of
the ‘state’ and sovereignty to the various inter-state
synthesis in the seventeenth and eighteenth centuries of
human society and balance of power to speculations of
progress of the nineteenth century and present day competing
approaches. Moreover, as international events are speculated
upon other analysis can take place, that of the patterns of
political interaction. Such analytic tradition is arguable
as old as its historic tradition, a tradition complete with
great inventions and great personalities.
1.1 The Great Fleets
The invention of gunpowder and its introduction into Europe
destroyed the feudal organization. What followed was a
consolidation of power around monarchy since the cost of war
in terms of expenses were so much that only kings could
afford them. As warfare became more complex the introduction
of the infantry and later artillery occurred and again the
expenses of such military equipment saw the rise of taxes
and new ways to manage and collect taxes. This in turn
brought forth a dramatic and wide reaching change in
transport and commerce.
In the attempt to get funds from their people, monarchs also
found ways to extort revenues from the extra-European
regions. The best known for his skill as well as his ability
to receive taxes was Henry of Portugal better known as
Prince Henry the Navigator. The era of expansion inaugurated
by him saw competitive colonization and war.
Similar in impact to the emergence of modern notions in the
middle ages such as safe travel and the innovations such as
watermills and windmills that brought about the evolution of
new, more productive systems of social organization. And the
importance of the crusades on the building of commercial
networks across Europe offering opportunities to
entrepreneurial individuals, the era ushered in by Henry saw
a great increase in trade.
His creation of a naval academy brought together of European
mapmakers and astronomers, groups stimulated with new
developments in mathematics, astronomy and mapmaking
enhancing the accuracy of navigation. In doing this, wealth
was being accumulated faster. With better navigation came
the inauguration of a process followed by monarchs into the
twentieth century, financing domestic activities with income
from colonial exploits. In essence, wealth and power was the
result of overseas expansion.
Thus, came a period that recently has been named
Globalization 1.0 by New York Times columnist Thomas
Friedman in his own book The World Is Flat. In that period
roughly starting in 1492 the world went from a size large to
a size medium. As European nations vied for international
status as prevalent in number of colonies and goods produced
there were attempts made through war and trade for a balance
of power between the nations with competing maritime
efforts. However, to understand how nation states got to
this point of vying for international status the link to
inter-state relations must be made and Italian diplomat and
historian Francesco Guicciardini offers the best venue for
such an explanation.
2. Francesco Guicciardini
Francesco Guicciardini (1483-1540), a contemporary of
Machiavelli adopted Thucydides method and balance of power
theory. In the former’s The Peloponnesian War was an
instructive account in understanding interstate relations
according to Guicciardini. An analysis that Guicciardini
uses not in his life as a diplomat, but rather in his work
as author, which has a lasting influence since its
description of the relations among the Italian city-states.
Guicciardini’s most well known work is History of Italy where he
uses the balance of power argument originally put forth by
Thucydides to explain the actions of Lorenzo de Medici.
Realizing that it would be most perilous to the Florentine Republic and to himself if any of the major powers should extend their area of domination, he carefully saw to it that the Italian situation should be maintained in a state of balance, not leaning more toward one and one side than the other (Guicciardini 1969, pp 4f)
If nothing else, an argument is made by the author and
echoed here that for this Guicciardini is one of the
earliest modern International Relations theoreticians. By
bringing forward Thucydides balance of power vision
Guicciardini reconnected the Greek to Western political
thought.
2.1 The heir of Thucydides
Thucydides discussed alliance politics from the ancient
(classic) Athena and Spartan war. By arguing as Guicciardini
did that from Thucydides writings parallels in the
competition among the Italian city-states of his day could
be made and furthermore that by an alliance of smaller
states could contain a strong ambitious state influenced
International Relations theory. But while Guicciardini’s
contemporary, Machiavelli suffered the moralist reaction to
his writings; the latter was able to avoid this.
Guicciardini as a fellow humanist believed that scholarship
based on analysis of historical events could shape policy.
Ethics and morality were not of primary importance. With
such claim the link between medieval Christendom and the
modern age is ruptured. Therefore, with this deviation from
orthodoxy Guicciardini also took on the propositions of
traditional political theory arguing that the concern over
God was replaced with the concern for the State. Society
likewise was man-made. As such, the State was a self-
sufficient entity exactly as Thucydides saw Athens and
Sparta. But Guicciardini took the argument further writes
Knutsen, “conceiving the State as a self-sufficient actor,
which continually interacted with other states, and they
vested in it a legitimizing authority for political acts.
So, as every State was part of an interstate context, it
needed to concern itself with its own security, with armies
and with leadership” (Knutsen p.51). The move from nature
to society took the final logical step when Guicciardini
explicitly and self-consciously removed God from political
considerations.
He replaced the prescriptive concerns of medieval thought
with descriptive analysis men became the master of their own
destinies. Therefore, the entire idea of political theory
was changed. What made it so revolutionary was the fact that
old theological discussions were replaced by modern
discourse. As the first decades of the 1500s proved vital
for political theory, the last quarter of the century saw
theorizing in International Relations lay the groundwork for
the modern age.
Edmund Burke (1729-97) further developed the idea of balance
of power championed by Guicciardini. In praising balance of
power as the chief established institution in international
politics Burke asserts that prudent management of Europe’s
balance of power preserves interstate order and by extension
international peace.
2.2. Secular theorizing
The author is clear that the sixteenth century was an era of
transition between the Middle Ages and Modern History (1996,
p. 78). In this era large fragments of the world were tied
together on a truly global scale while other fragments were
divided in ways never before seen. The religious dimension
crossed the distance between the Catholic tradition of
Augustine and the new, Protestant opposition of Luther and
Calvin. Gone was the understanding expressed by Aquinas that
peace is the first aim of government and that God’s laws
must be obeyed above those of man. While the Catholic Church
lost its exclusive domination over the minds of people it is
on this point that the most awakening development took
place. The author states it best in writing that “the
secular dimension…a greater belief in human rationality and
by more insistent demands for privacy and individual
freedom… as seen in the many major innovations” (1996, p.
79). In essence, the sixteenth-century saw not only
scientific awakening but within international relations
theory the ‘reason of the state’.
From this came the eighteenth century vision of social
balance that benefited the whole society that contained
individual members. As the author Knutsen writes, “ in this
notion, the primary purpose of balance of power politics was
not to preserve the sovereignty and independence of
individual state—although it did accomplish this. Rather, it
was to preserve the order of the interstate system itself”
(Knutsen, p.141) or said more plainly, it was an end in
itself. To this end Hume, Kant and Rousseau to name a few
put speculations about international affairs forth.
Since the late sixteenth century was also the time of great
diversity with new critical methods of thought and knowledge
from thinkers such as Bacon and Descartes. This lead later
to Rousseau making historical investigation a significant
part of International Relations theory and Emmanuel Kant
furthered this understanding by envisioning an organic
vision of order-as-progress-through-time to replace the
prescribed order-as-symmetry-in-space.
Moreover, the theoretical considerations about the nature,
operation and implications of these were considered. Still,
the sixteenth century saw the invention of elements of
modern international politics such as territorial states,
sovereign rulers, and overseas ventures to name a few and
how wealth and power enhanced these elements.
2.3. Wealth and Power
It can be argued that international relations theory was
advanced through nation-state competition and interaction
before the maritime expeditions. A revolution in thought
with the invention of the printing press spread texts and
theories apart from the scholarly elite. This was apparent
in the developing disciplines of geography and cartography.
It was also prevalent in a growing dissatisfaction with the
Catholic Church. In the short term the spread of printing
texts and increase of knowledge caused conflict within the
Church by those unwilling to accept doctrine. In the long
term, dissatisfaction turned to anger with what was seen as
hierarchical corruption. The few clergy that championed
reform used the printed press at their disposal. In doing
so, the very nature of the protest was changed. Now wealth
and power was not only with an elite. Merchants and middle-
class artisans now too had the opportunity. From this came
the idea of mercantilism where a century before Aquinas
pronounced skepticism towards mercantile affairs for the so-
called artificial wealth created, though Aquinas does not
expand upon issues of production, exchange or finance, the
central thrust is that against power of man where God is
taken out of the equation.
Mercantilism, best understood within the context of great
power rivalry and as a theory of statecraft, allowed
international relations to be the study of the
interrelations of states and the important idea of balance
of power.
Balance of power theories were not new in the seventeenth
century. Italian theorists like Guicciardini had expressed
viewpoints on this theme, but new thinkers, in particular
Francis Bacon and Thomas Mun wrote to inform how the
principle of balance of power could assist a state in
maximizing its independence of action or preserve it through
manipulation. As the author writes in chapter 4,
The balance of trade is a key notion of merchantilism…it is no coincidence that one of theearliest expositors of this notion was Frances Bacon (1561-1626), an early formulator of England’s balance of power policy. For Bacon wealth and military capabilities were mutually reinforcing dimension of national power…According to Bacon, a favorable balance of trade should be an important foreign-policy goal. (1996, 94).
Colonies, according to Bacon by exporting raw materials, can
help the mother country achieve this goal. Thomas Mun (1571-
1641) was influential in his arguments for mercantilism by
drawing a link between balance of trade and balance of
greatness. Likewise though the Treaty of Westphalia was
considered a turning point in international history it was
the Duke of Rohan who made the best contribution to modern
international relations theory in regards to power.
Rohan, influenced by Renaissance scholars such as
Guicciardini took from them the tradition of politics and
counterpoise, and devised an attractive balance of power
analysis that significantly influenced English social
theorists. In brief, the state was now a more clearly
observed analytic unit. This lead to an increase in
industrialism and democracy in the seventeenth and
eighteenth centuries where Western concepts such as
‘nationalism’, ‘democracy’ proved tempting to extra-European
areas; in support, the economic and military power displayed
by Western nations made ideological vision extraordinarily
potent. If any description of the Renaissance spirit must
include accounts of the new individualism with classical
cultural and unique self-awareness. The Renaissance
gentleman was the great individual shaped by skill and
insight. The Enlightenment man was part of the mass audience
stirred to action by developed tools of mass propaganda and
organization.
The Treaty of Westphalia in 1648 more clearly expressed the
terms on which the new international order was based. Jean-
Jacques Rousseau (1712-78) identified the treaty as just
that, a foundation for interstate interaction. By the
eighteenth century political power was concentrated with
interstate interactions regulated by precise protocol by
professional diplomats and scholars in international law.
Sovereignty, as discussed before, was explicitly
acknowledged through states recognizing the legitimacy of
others’ territory.
In this new international system Jean-Jacques Rousseau
speaks to the fact that humanity developed political
institutions backed by law due to responsibility imposed by
society. The idea that citizens owed secular loyalty to the
nation and its representative institutions was due to a
related effect of mercantilism: growing literacy allowed
people to be socialized and attach strong emotions to a
central state, in a word: nationalism. Moreover, nationalism
was able to spread due to industrialization from which
communication of ideas, exchange of goods and transport of
people easier than ever before. Different nations
industrialized at different rates which meant that this
uneven growth translated into uneven growth of nations’
military potentials as well that created confusion in world
affairs. This was acute in colonial regions where after
World War I colonialism and growth of Western values
weakened.
As the struggle for power, respect, and admiration developed
between England and France, navies played an important role.
This was particularly true for England where the Royal Navy
both protected English trade and projected English power
wherever and whenever necessary. In this fact the link
between mercantilism and the political doctrine of absolute
power occurred.
Absolute power, better known as absolutism evolved under
France’s Louis XIV (1661-1715) in the fact that power lay
within granted ministerial entourage. In brief, “through the
needs of recruitment and taxation, the kings’ ministers
forged the state structure ever more solid and tight. From
within absolutism itself emerged new structures and
processes of production, procurement and allocation”
(Knutsen, p.116). The impersonality of the state had been
created. But, for purposes during this period of history,
absolutist theory focused on the person, monarch, and on
sovereignty.
On this issue is the basic unit of eighteenth century
international relations. The dominant focus was the
territorial state. As a state’s interests, capabilities and
power occurred the idea of IR theory but also balance of
power theories. On this point, two individuals helped in the
spread of this theory’s understanding.
Baron Montesquieu (1689-1755) though not a contributor to
international politics did in fact offer contributions to
the study of international relations by drawing connections
within international issues such as Law, Government,
Economics, History as well as republics, peace and commerce
and monarchies and war to colonialism and slavery. His
writings are valuable, but mainly are consigned to principle
and theory. Crown Prince Frederick who became Frederick II
put theory to practice. His Politisches Testament of 1768
begins with the claim that in International relations one
should have “no special predilections for one people, nor
aversion to another. You must follow the interest of the
state blindly, allying yourself with the power whose
interest at the time match the interest of Prussia”
(Knutsen, p.127). This idea was fine in principle, but the
practice caused the most difficulty in the real world and
was soundly rejected by philosophers such as John Locke.
John Locke (1632-1704) refuted the doctrine of the Divine
Right of Kings by arguing for a view of man who was
reasonable and living in a God-given law of nature. Man was
content to enjoy their own Natural Rights and therefore
would not violate Rights of others. In effect, Locke in his
Second Treatise of Government: An Essay Concerning the True Original, Extent,
and End of Civil Government cancels Hobbes’ state of nature.
Locke difference from Hobbes can be clearly seen in the idea
of natural rights as a set of specific rights limited by
duties towards others. As such, property rights was
considered part of the right to life for humans. Moreover,
while Hobbes saw the state of nature as a condition of war,
Locke saw it as a state of peace. Consequently, Locke’s
state emphasized the legislative and the judicial aspects of
government over the executive functions. The service to
mankind for humans according to Locke could be achieved in a
social contract of mutual obligations. Regarding government
though there are three aspects of governmental power:
legislative, executive and federative. On the last aspect
such power pertains to foreign affairs. For much of the
seventeenth, eighteenth, and nineteenth centuries foreign
affairs mean imperialism. In truth, on the point of
imperialism, Europe saw imperialism as a key to wealth and
glory and a service to mankind.
Nineteenth century wave of Western expansionism coupled with
the industrial revolution unleashed an unprecedented
dissemination of Western-style capital , products and modes
of economic and political organization to other parts of the
globe. When analyzed within the frame of imperialism, the
economic dimension is stark. Industrial nations of Europe
were not longer importers of colonial goods, but also major
exporters of capital too.
For the contemporary age this was Cold War politics. The
attentions of international relation scholars were attracted
to the colonial wars, those in the Third World, and wars of
national liberation. After World War II, the study of
International Relations grew more academically assured.
Similar to Guicciardini who studied the Medici’s in Italy, a
peculiar American brand of power politics as well as social
theorizing dominated the field of study.
Hans J. Morgenthau one of the most influential realist
theoreticians of the twentieth century saw power as a broad
concept, but important for a sophisticated discussion of the
national interest. Morgenthau followed the thread originally
constructed by Guicciardini arguing that the only order in
an interstate system is balance of power. “The international
order is thus sustained by an underlying perceptual
consensus.” In the most basic form, a silent compact (p.226)
that while understandable in principle is often difficult to
comprehend on the issues of war and peace.
3. War and Peace
G. John Ikenberry writes that Knutsen echoes other scholars
such as Robert Gilpin and George Modelski great whose
scholarship shows how wars destroy the old order and open
the way for newly powerful states. It is only to be
challenged later by the next rising state. Although the
analysis focuses on shifting balances of power, the author
also stresses ideology and moral appeal in accounting for
the success in building durable hegemonic orders. In the
post-modern world this may mean that communication
technology has shaped notions of conflict replacing
traditional roles of intelligence and the governments’
monopoly of knowledge. The threads of these can be seen
however back in the Age of Enlightenment and the role of
kings (government).
There was a backlash on foreign-policy entanglements since
said entanglements meant war, and as war grew more global it
was also more expensive. The wealthier groups of the public
objected to the consequences: heavy taxation, interference
with trade and industry, arbitrary justice and control of
consciences by the monarch.
As explained by the author, Jean Bodin in his work, Six Books
on the Commonwealth defines sovereignty as ‘that absolute and
perpetual power vested in a commonwealth’ (1967, p.25). This
definition hinges on there decisive postulates. First,
sovereignty does not really pertain to individuals but
states. Second, that sovereignty is perpetual, remaining
vested in the commonwealth, and third, sovereignty is
absolute. Bodin also outlined the three limits to sovereign
power such as natural law, regime type and covenants. In
Bodin’s argument on the principle that sovereignty is not
the personal property of the prince he challenges the
medieval theory of standestaat and since there can not be a
stable mix of monarchy, aristocracy and democracy Bodin
breaks from medieval political theory. Another break within
the old concept is that from English journalist Bagehot and
Prussian Haeckel.
The influential British journalist Walter Bagehot relied on
Darwin and Spencer in a sweeping attempt to explain the
principles of human history in the light of a few general
laws. In Physics and Politics (1889 [1872]) he explained how
civilization progresses through time because of man’s
“innate propensity to emulate all behavior which proves most
advantageous in the competition between nation and nation.”
The Prussian zoologist Ernest Haeckel (1834-1919) in support
of Charles Darwins’ work, argued that socialism and
liberalism are theories which assume people are equal, which
was untrue. Haeckel extended this to international politics
where he viewed states in a lawless environment; competition
was naked and absolute, where only the fittest nation
survived. Therefore, each nation should act according to own
interest.
The German general and military author Friedrich von
Bernhardi followed the international relations theory where
war was a force for the further evolution of humanity
towards ever-higher levels or moral and spiritual
perfection. In his book Germany and the Next War he argued that
the law of the strongest is a general principle of nature
for both humans and animals.
This was clearly observed after the Second World War as
international relations was viewed in a divided world with
study built on certain facts. Though not an academic, the
charge d’affaires at the US Embassy in Moscow, George F.
Kennan explained the Soviet foreign policy in realist terms.
Namely, that the Soviet Union would exploit any opportunity
to weaken American power and prestige. Thus, the US could
wait for change within the Soviet Union or to resist
attempts to undermine Western institutions. The politics of
the late twentieth century saw the long-lasting era of
ideological rivalry end with the collapse of the Soviet
Union. The break-up of old interstate structures unraveled
familiar geopolitical patterns accentuated by mass
communication and affected the development of the world’s
means for mass destruction as well as mass production. The
evolution of multicultural and global markets offered a
unique type of eclectic character best described by Buzan as
the end of three eras: post-war, the twentieth century and
modern history.
An example of this can be the simple reality of how
countries conduct economic affairs. Nations, import from
abroad a larger share of what they consume. As the author
writes, “these movements are increasingly controlled by
multinational corporations operating smoothly across state
boundaries,” (p.267). The traditional notions of self-
sufficiency and independence have been knocked down by
developments in trade transnationalism and interdependence.
Though important some important features of each era have
remained in the affairs and nations broadly and within
interstate relations in particular.
The discussion on interstate structures received its biggest
compliment by Morton Kaplan that supported the claims by
Morgenthau as well as Waltz in the two main areas of
structural theorizing: the interstate system and world
economy. His Systems and Process in International Politics (1957)
showed six structural models that the international system
might assume: balance of power, tight bipolar, universal,
hierarchical and unit veto. In the attempt to understand
these structural models and how each were derived analogies
are often used. The author uses the analogy of the mosaic.
It is on this point that the reader disagrees.
4. Mosaic vs. Melting Pot
The dispute with the author is over the analogy of
international relations theory as a mosaic. From a
historical point of view this may be fitting, but the term
melting pot may be best since the political interstate
objectives of sovereign nation-states constitute, at each
moment in history, an intricate political field and since
the author writes from the historical scope this point makes
more sense within the melting pot (over-time) analysis.
International Relations theorizing varied following the
sixteenth century. From the scientific revolution of the
seventeenth century modern themes came into view, while a
confident, secular, self-regulating properties of human
action was put forth in the eighteenth century along with
clear symmetry of the universe. The progress of mankind was
the focus of nineteenth century theorizing. However, in
eighteenth century a clear theme was characterized and an
advocate or distinct voice heard: Hobbes and Rousseau for
example. Fragmentation began with the Enlightenment and
growth of ideologies such as liberalism, radicalism and
conservatism so the contemporary period of the twentieth
century is different. Still, there is a merging of these
theorizing that is more of a melting process. In brief,
Christian Wolff’s Jus gentium (The Law of Nations’, 1749)
applied Locke’s ideas to International Relations and
Emmerich de Vattel, a pupil of Wolff wrote a Lockean
analysis of International Relations: the Droit des gens (The Law
of Nations’, 1916 [1758]). This was followed by Jean
Jacques Rousseau.
Rousseau (1712-78) was a momentous contributor to
International Relations theory. Rousseau made the argument
that human beings are endowed with natural reason with a
natural right to freedom, but is enslaved. In fact, all of
Rousseau’s works address this apparent paradox of liberty
and enslavement. This paradox was made more relevant in the
writings of an Austrian nobleman.
Carl Philipp Gottlieb von Clauswitz (1780-1831) is one of
the more sophisticated international relations theorists,
stating his view of international politics as, “never relax
vigilance, expect nothing from the magnanimity of others;
never abandon a purpose until it has become impossible,
beyond doubt, to attain it; hold the honor of the state
sacred” (Clauswitz 1962, p. 304). As such, after the First
World War, a purely American inspired context of
international relations was undertaken.
The new discipline of International Relations can be seen as
reflection of early nineteenth-century American thought.
This mirror is due to one of its presidents. Woodrow Wilson
proposal for peace after WWI had roots in the trading states
along the north-Atlantic rim with Wilsonian vision of a
liberal/free market in keeping with the tradition from
Continental intellectuals before the turn of the century
such as Haeckel. In terms of world politics, four
perspectives existed side by side in the interwar period:
Liberal legalism, Realpolitik, communism and fascism.
Social thinkers like Locke would have seen their ideas
behind the genesis of the League of Nations as well as
informing the introductory texts in the emerging field of
international relations that cover comprehensive
presentation of the history of interstate relations, concept
of sovereignty, an introduction to the nature and role of
conference, arbitration and treaties. Wilson though
dominated infant discipline. The biggest critic of the
utopian approach to international politics arguably was
Winston S. Churchill who depicts international relations as
a contest where war was frequent.
Another critic was Lenin whose book Imperialism: the Highest Stage
of Capitalism (1975b [1917]) is arguably the single most
influential book on international politics since he gave his
arguments in a accessible form and impressive empirical
base.
Edward Carr’s book on The Twenty-Year Crisis (1964 [1939]) is more
apologetic to Wilson stating that utopian orientation is
normal. In fact, tension between utopianism and the realism
of Churchill is parallel to the set of social-scientific
contradictions such as free will and determinism, theory and
practice, political left and political right. The utopian
orientation was set aside by theorists who wished to apply a
more scientific approach to the study of the International
Relations.
Karl Popper’s emerged in the 1930s to increase the
methodological self-awareness of International Relations
theorizing and encourage greater rigor in analysis. For
Popper this was based on the simple insight that through
conjectures and refutations human knowledge was processed.
In the modern age, and in particular, the contemporary
period International Relations was a study between anarchy
and interdependence. Realism was embraced by IR students who
sought pragmatism to failed idealism and the person who
provided a critical approach to international politics was
Reinhold Neibuhr. A student of Neibuhr and émigré scholar
Hans J. Morgenthau synthesized the Atlantic and Continental
approaches to world politics becoming one of the most
influential realist theoreticians. In both their account
liberal theorizing was reasserted by the influence of power.
The criticism by European scholars of power politics caused
debate between traditional or classical approaches to the
field of IR and the behavioralist approach where
objectification through research methods by natural science.
This fit nicely with the claim by liberal theorists that
human reason strengthened the natural harmony of human
society, creating a cooperative order. The cooperative
spirit also fit into the idea of interdependence and
transactions of goods and knowledge between states. Robert
O. Keohane and Joseph S. Nye in their work Power and
Interdependence (1977) advanced the discussion by introducing
the idea of complex interdependence. This idea echoed that
promoted by Rousseau that dependence increased wealth as
well as dependence and vulnerability. In indicating that Nye
and Keohane’s work followed an echo or patter set as far
back as the period of the Renaissance the analogy of the
mosaic or pattern and its evolutionary character is made.
4.1. Counterargument: Mosaic is more accurate in its
evolutionary context
The economic situation of the nineteenth century amounted to
an intensifier in how structure and relations within states
were altered during the Enlightenment period in the more
distant medieval period. From the economic situation the
infant discipline relied on historical investigations and
jurisprudence not on social science mythology.
The analogy of the mosaic is arguably better with the
reassertion of liberal theorizing. Human reason tied with
the liberal claim that if cultivated and refined the natural
harmony of society will be strengthened since cooperative
order is created. In Europe, scholars elaborated on
realism’s subtleties and precepts of conservatism. From this
came a rational perspective of world politics. Joseph S. Nye
advanced the discussion on transactions introducing a new
concept, that of complex interdependence. This is clearly
demonstrated in Kenneth N. Waltz’s analysis of International
Relations. In his analysis there are three images. The first
analysis of IR is in relation to man; the second by
reference to states and the third is systematic interaction
of states using Rousseau’s Discourse as an analogy.
In more recent decades three basic paradigms of
International Relations has emerged, Realism, Rationalism
and Revolutionism. This is appealing to the student of
international relations theory because it links the three
traditional social contexts of practice: interstate, system
of habitual intercourse and the realm of moral solidarity.
However, though instructive to the potential student and
researcher, it should be stressed how evolutionary these
contexts and paradigms are. It has been a process. And in
such a process the pattern of thought development and
critique has taken place.
4.2. A matter of semantics
Ultimately, it is a matter of the meaning of in English or
really the logic behind the understanding of the theory of
International Relations that gives students and researchers
the analogy of either mosaic or melting pot. More frankly,
it is a matter of semantics.
For as traditional knowledge and intellectual spirit of
tolerance was challenged and contradicted by Aquinas,
Francis Bacon, Justus Lipsius (1517-1606) elaborated a
classical definition of virtue and repudiated Machiavelli
with mixed results in his Politics (1589). Tommaso
Campanella (1568-1639), the passionate Dominican philosopher
poet and political revolutionary sough to reconcile Catholic
theology with Renaissance science. In brief, his attempt
postulated that philosophy must be based on methodic doubt.
Giovanni Botero (1540-1617) added in his international
analysis an emphasis on economic factors. Pointing out that
production and international trade are also crucial, for
such activities create wealth by means of which a prince can
purchase means of force. Put another way, populations strive
to increase to the full extent made possible by human
fertility. Since however there is scarcity there will be
limited resources, which will mean wars. But the Spaniard
Francisco de Vitoria extended the scope of international law
offering more systematic treatment to maritime matters.
Vitoria’s view of politics was clearly based upon individual
decision-makers, in short interaction between states. This
was not the case with Italians.
Italians, such as Alberico Gentili (1552-1608) were occupied
with explaining ethics and balance of power. Though he does
not advance anything of Vitoria and Botero’s nature of war,
he does create several important insights about negotiated
settlement between states. Disputes according to Gentili
were unavoidable and could only be resolved by either
negotiation or force. Likewise, he proposes that negotiation
is the most desirable. While Gentili offers a distinct
modern outline of interstate relations the seminal
clarification is found in Jean Bodin (1530-95).
From Bodin international relations theory is given the
lasting definition of sovereignty and of the principle of
commitments binding rulers (pacta sunt servanda).
Furthermore, Bodin postulated that interaction between
sovereign states exists on two principles: force and faith.
His principle of commitments however is Bodin’s second major
contribution to international relations theory. Moreover,
Bodin’s method divides human knowledge into three main
branches: divine history, natural history and human history.
The analysis and scholarship can be clearly seen in the last
half of the twentieth century.
That International Relations became a discipline to be
studied came after World War I with the early students
confined to the Wilsonian vision of world politics. To
appreciate the utopian character of the early years it must
be said that the zone of scholarly growth was limited to the
north-Atlantic culture. Later, during the Cold War period
and after its conclusion the scope of this character
extended to Continental Europe and was refocused on the
structures of the interstate.
The discussion on interstate structures received its biggest
compliment by Morton Kaplan that supported the claims by
Morgenthau as well as Waltz in the two main areas of
structural theorizing: the interstate system and world
economy. His Systems and Process in International Politics (1957)
showed six structural models that the international system
might assume: balance of power, tight bipolar, universal,
hierarchical and unit veto.
4.3 Changes in post-Modern interstate relations
As the last half of the twentieth century proved, it was a
time of change in the world area that encompasses both
economics and politics from interstate affairs to offering
new questions as to the future.
Globalization, a term used within the context of the
transfer of goods and benefits to trading blocs is in fact
not a new concept. As discussed by Knutsen Europe, America
and Asia were interconnected as early as the late Middle
Ages and challenges to state authority have been constant
companions to modern politics confirming that universal
categories within the theoretical perspectives such as
Realism, Rationalism and Revolutionism is true.
The globalization of production, the transnational
corporation has replaced the local factory. Productivity has
shifted from high-volume goods to high-value goods. The
trends of economic liberalization have helped in the smooth
flow of monies and goods within international markets.
As international relation theorists contemplate the shifting
relations and power politics of the early twenty-first
century the traditional models have been altered again
providing for a new look at the forces that influence the
relations between states.
Contemporary discussions on the changes in the world economy
has shown indicated various trends in globalization.
Moreover, transnationalism and transformation in the
political life and state erosion has brought consequences
for world affairs.
For example, nuclear weapons presented a deterrent during
the Cold War, but since the collapse of the Soviet Union,
proliferation of knowledge and material to make nuclear
weapons has occurred. Since September 11, 2001 the United
States and Western European nations Great Britain and Spain
and Germany increasingly fear the spread of biological and
chemical weapons. This has caused a change in interstate
relations. The 2003 American-led invasion of Iraq was
conducted under the auspice of destroying Iraq’s stock-pile
of weapons of mass destruction. This regime change has had
far reaching consequences that while controversial caused
some immediate changes. The declaration by Libya that they
were ceasing in their own attempts to acquire nuclear weapon
technology is a short-term example. Another example that may
have long-term effects is the international diplomatic
attempts to control the technological information Iran and
North Korea received. In effect, managing the specific
interstate relationships.
The old notion of security was briefly eclipsed by the
notion of society. Since 2003, the dimension of social and
economic and ecological have been included in a broad scope
of analysis what Barry Buszan (1991) refers to as
multidimensional security. This in fact is not a new concept
since it borrows from the Realist concept of interstate
anarchy as well as the Rationalist notion of complex
interdependence.
For example the rise in transnational corporations,
international knowledge workers and of a new, multicultural
political discourse. With the end of the Cold War and
liberal democracy being considered the only coherent
political aspirations, in effect the liberal democracies of
the West had “shown more effective in realizing the human
potential of their populations and in harnessing their
energies than did their totalitarian competitors,” (p.266).
As the territorial state modern state system emerged later
came a realization of balance-of-power politics. But with
the conclusion of the Cold War there was now a question of
not only stability but of the very transformation of the
three paradigms discussed in the paragraphs above. In brief,
what of Realism, Rationalism and Revolutionism in the post-
Cold War era?
As described as neo-liberalism, cooperation theory was seen
as most effective within markets and in the field of
politics. The question about the behavior of rational actors
in anarchic societies was easily explained by Robert Keohone
in a firmly founded book about international cooperation
that was rooted in institutional economics. As to neo-
Realism directly, arguably the most influential
International Relations text, Theory of International Politics by
Kenneth Waltz offered a more solid social-scientific
foundation for Realist analysis. Interestingly, Waltz
dismisses mainstream social-science methods insisting on
investigating the ‘whole’ to explain the parts. These parts,
individual states, are determined by the whole, interstate
system, Waltz claims and by identifying the determining
agents he needs a more suitable method than what traditional
methods had offered.
Waltz goes further in his analysis by exploring systems
theory as a way to understand political structures. In doing
so, Waltz identifies three salient dimensions of political
structures: (1) ordering principles, (2) the extent of
specialization, and (3) relative capabilities of goals. As
to the first, whether the social structure is hierarchic or
anarchic in practice, the second point, the extent of
specialization and finally the relative capabilities of the
parts. Since, Waltz offered his version of neo-Realism much
criticism has been offered, but to his basic proposition
that the international political system is composed of
sovereign states whose interaction is ordered according to
the principle of anarchy.
Post-Revolutionism considered dead in the wake of the Cold
War saw a small revival in part due to criticism of Waltz.
Taking a stance based on structural form, especially when in
the historical arch of Enlightenment thought another term
post-structuralism came into use in an attempt to combine
notions of exile, cores and margins, et al that informed a
varied set of post-revolutionary International Relations
theories. Though as the author says a fashionable label, the
urge to criticize is Continental in origin, the turn-of-the
century Continental opposition to liberal, Atlantic scholars
such as Haeckel. Interestingly, from all this some valuable
new positions on international relations theory have come
forward. In fact, it can be claimed that International
Relations involve a change in focus: away from international
actors, interactions and structures towards the concepts
through which actors and interactions are understood.
Using words as archaeology, genealogy and deconstruction to
analysis, since the 1980s, writers of International
Relations knowledge have been prolific. Michel Foucault
famously used the archaeological approach to study
marginalized groups, Jens Bartelson, and James Der Derian
have demonstrated that within International Relations if
studied in the light of a modern concept of sovereignty i.e
genealogy the shape of contemporary political life can be
better understood. Der Derian relies on Nietzsche arguing
that diplomatic relations have been interpreted in light of
modern experience while deconstruction attempts to shine a
critical light on truth-claims that within the study of
international Relations key IR-concepts often come in pairs
i.e. war/peace. From the familiar paradigms and their ‘new’
adherents the question of what is the ultimate fate of each
should be asked.
From a rather ambiguous existence in the 1990s the core
paradigms have emerged in the twenty-first century either in
a clear liberal direction (Realism) the actual combination
of Realism and Rationalism in examining institutional
economics and the extinction of Revolutionists. In
conclusion an analysis of what has occurred within the field
of International Relations since the end of the Cold War is
a fractured portrait of IR. Still, contemporary
international relation theorists agree that “that states are
not static subjects, but dynamic agents; that state
identities are not give, but (re)constituted through
complex, historical, overlapping (often contradictory)
practices and therefore, volatile, unstable, constantly
changing; that the distinction between domestic politics and
international relations is tenuous,” (p.282) (Biersteker and
Weber 1996). In the final examination a strong tradition
prevails in the field of international relations.
5. In Sum: a strong tradition
The purpose of the paper was to support the idea that
International Relations (IR) had a theoretical tradition
through the themes of war, wealth, peace and power as seen
over a time span of seven hundred years. The author, Tjborn
Knutsen supports the claim using the analogy of a mosaic to
describe the development of international relations theory.
The reader however, while not disputing the claim or the way
such insight was traced dispute the analogy, insisting that
melting pot is better suited. But, ultimately it is a
matter of semantics since analogies and metaphors are used
to explain, at times, complex events and theories.
They are metaphors to assist in the explanation of old
values, unique concepts, synthesis and all other tools used
in theory building that help the student, researcher and lay
person understand and appreciate the strength of
international relations.
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