g·...2) -c j : p2 : s (4) () i : i : j -financial disclosue ep)rt : name of peson repoting : date...

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.#G· · 0-10 ·-- ·æ -- Antoon, ·-- -- ___________ _ Dat ____ _ POSm NA OF ORGOY 0 - · " 0 w w º:. .. FIACIAL DISCLOSURE REPORT , 1/04 Caend Yea 2003 1. Person Reporng (Lst nae Firt n1ae, Middle inital) Joh1n 4. Title (Aicle II Judges indicat ll‥tve or sior status; magistate: judges indicate fll-or p!r-time) U. S. Disb'ict Judge (Acive) 7. Chabc:r or Ofc Addrss U.S. Couse 80 Nor Hughey Avenue Olado, FL 32801 2. Court or Organization F-M 5. ReportTy (check appropriate tye) 0 Noinio Dat 0 Iit @Anal Q Fia Report Required by the Ethics in Goverment Act of 1978 (S U.S.C. app. §§ 101-111) 3. Date ofRepor sn12004 6. Reporing Period 111/003 t 1211/2003 -: On the bais of the infrmation contined in this Reor and any modifi cations pertaining.theret, i t is, in my opinion, in compliace wit applicale las and regulations. Reviewing Ofcr T.RT AT NOT: The intuction accompg tis fr must be followed. Complete all pat, checng the NON box fr eah par where you have no reporl1P infration. Sig on lat page. I. POSJITONS. (eporing .individual onl; se pp. 9-13 offling instuctons) !! N - (No rle pc>siitons.) - 1. AES. (1:porg individual onl; se pp. 14-16 offling instctions) I. !! N - (No rle lreeen.) PAT A TEMS l. ·o :! <: ·c > :: z •r·J o> ., r " . .. ·- - ,. ;: - : - :c: . : f C m - < m 0

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Page 1: G·...2) -c J : P2 : s (4) () i : I : J -FINANCIAL DISCLOSUE EP)RT : Name of Peson Repoting : Date of Report : Page 3 of3 : Anoon, John . sn2004: II. ESNTS nd RUSTS - income, value,

. G· · 0-10

·------'

· ---

Antoon, ·-------

--

___________ _ Date. ____ _

POSmON NAME OF ORGAN!ZATION/ENTITY

0 -

·:o

"Tl 0

w w

:£.

... FINANCIAL DISCLOSURE REPORT , 1/W04 Calendar Year 2003

1. Person Reporting (Last name, First n1ame, Middle initial)

Joh1n

4. Title (Article III Judges indicate lll tive or senior status; magistrate: judges indicate full-or p!!irt-time)

U. S. Disb'ict Judge (Active)

7. Chambc:rs or Office Address

U.S. Courthouse

80 North Hughey Avenue

Orlando, FL 32801

2. Court or Organization

FL-M

5. ReportType (check appropriate type)

0 Nomination, Date

0 Initial @Annual Q Final

Report Required by the Ethics

in Government Act of 1978 (S U.S.C. app. §§ 101-111)

3. Date of Report

sn12004

6. Reporting Period

111/2003

to 12131/2003

-s: On the basis of the information contained in this Report and any modifications pertaining.thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer.

Th.1PORT ANT NOTES: The instructions accompanying this form must be followed. Complete all paits, checking the NONE box for each part where you have no reportabl1 information. Sign on last page.

I. POSJITTONS. (Reporting .individual only; see pp. 9-13 offiling instructions)

!!!! NONE - (No reportable pc>siitions.)

-1.

AGREEMENTS. (R1:porting individual only; see pp. 14-16 offiling instructions) II.

!!!! NONE - (No reportable ll@reernents.)

PARTIES AND TERMS

l.

•(h

ij"'-··o ::!! <n:Z: ·c> :::::0 z •r.1· o> ..,, r-

"1

.... ·-

-,,.....,

;::.::;

-0 :a:

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:n fT1 C) m -< m 0

Page 2: G·...2) -c J : P2 : s (4) () i : I : J -FINANCIAL DISCLOSUE EP)RT : Name of Peson Repoting : Date of Report : Page 3 of3 : Anoon, John . sn2004: II. ESNTS nd RUSTS - income, value,

Repo1] .

GROSS

SOURCE

SOURCE DESCRIPTION

", FINANCIAL DISCLOSURE REPORT Name ofPerson Reporting

Antoon, John

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24offiling instructions)

A. Filer's Non-Investment lncom

D NONJE - (No reportable 1mn-investment income.)

SOURCE AND TYPE

I. 2002 State of Florida Pension

Date of

517/2004

INCOME

(yours, not spouse's)

49,326

B. Spouse's Non-Investmen1t Incom • (Ifyou were married during any portion of the reporting year, please complete this section. (dollar amount not requi11ed except for honomria)

NONE - (No reportable mm-investment income.)

AND TYPE

I.

N. REIMBURSEMENTS transpol1tation, lodging, food, entertainment.-

(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)

NOlIB (No such reportable reimbursements.) -

1.

Page 3: G·...2) -c J : P2 : s (4) () i : I : J -FINANCIAL DISCLOSUE EP)RT : Name of Peson Repoting : Date of Report : Page 3 of3 : Anoon, John . sn2004: II. ESNTS nd RUSTS - income, value,

DESCR]pTION

DESCR]pT10N

-----------------------------

., FIN.Al' CIAL DISCLOSURE REPORT NameofPersonReporting

Antoon, John

Date of Report

sn12004

V GIFTS. (Includes those to SJiKJlUSe and dep endent children. See pp. 28-31 of instructions.)

0 NONE (No such reportable gifts.) -

SOURCE

I. American Academy of Trial Lawyers 2 dinners at Fiorid8. Bar Conference $300

VI. LIABILITIES. (lncludei; those of spouse and dependent children. See p p. 32-34 ofinstructions.)

N01'1E (No reportable liabilities.) -

VALUE CODE

1.

Page 4: G·...2) -c J : P2 : s (4) () i : I : J -FINANCIAL DISCLOSUE EP)RT : Name of Peson Repoting : Date of Report : Page 3 of3 : Anoon, John . sn2004: II. ESNTS nd RUSTS - income, value,

A.

. -

-

A B

-

I

(1) (1)

(J-P)

FINANCIAL DISCLOSURE REPORT Date ofReport. Name of Person Reporting

Antoon, John 51712004Page 1 of3 ,

- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 offiling instrucrions.) yn. INVESTMENTS and TRUSTS

B. c. D. Income during Gross wlue at end of Transactions during reporting period

Dl scriplio11 of Assets reporting period reporting period(im uding trust assets)

- If not exempt from disclosure (2) (I) (2)

(3) (4) (5)(2) Value Value Type (e.g. Place "(X)" after each asset ex•m1pt Date: Value Gain JdentilyofAmount Type (e.g.

buy, sell, from ptjor disclosure Month-Code l div. rent. or Code2 Method Code2 buyer/sellerCode 1 Day(J·P) Codel merger,(A·H} int.) (if private (A-FI)

DNONE (No reportable income, aSllCts, or ll'llllSactions)

New Economy-Educ.IRA l.

New Perspective-Educ. IRA 2.

-Washington Mutual Inv.-Educ. ffi'1\ 3.

-New Economy-Roth IRA4.

New Perspective-Roth IRA5.

Washington Mutual ln!.-Roth-IRA 6.

-TD WATERHOUSE Janus F1md, Inc.-IRA 7.

redemption) traosacllion) -(Q-W)

A Dividend J T

A Dividend J T

A Dividend J T

A Dividend J T

A Dividend J T

A Dividend J T

None J T

Jan1 s Worldwide Investment 8.

-Selc:cted American Shares 9.

-Marsico Focus End 10.

-Bear Stearns S & P Stars l l.

-

12. VBI11 Knmpen Equity Tr.

Moi ey Market 13.

-T.ROWE PRICE (STATE DEFERRED INCOME)Capital Apprec. Fund

14.

Growth & Income Fund 15.

Growth Stock Fund 16.

-GNMAFund17.

18. Equity Income Fund

l. Income/Gain Codes: =·SJ,000 or less

(Sl't'·Cot1U1ms Bl 'and D4) F = $50,001-$100,000 G

2. Value Codes: .J = $15,000 ,or less K

(See Col1U1ms CJ and D3) N = $250,000-$500,0DO 0

P3 = $25,000,IOOJ-S50,000,000

3. Value Method Codes Q =Appraisal R

(See Column C2) u Book Value \I

A Dividend sell

A Dividend J T

None J T

None K T

None J T

A Interest K T

None K T

-

sellB Dividend

A Dividend K T

Dividend sellA-

None K T

09-19 J A see note l , Part VIII

12-31 K see note 2, Part VIlI

12-31 J see note 3, Part VIlI

= $1,0\H-$2, 00 -C =S2,501-$5;000 D ='$5,001-$15,000

= $100;001-Sl ,000,000 HI "'$1,000,001"$$.,.00Q,OOO. E2 =More than $5,000,000

= s1s,001csso;ooo L =S50,00J-$1PO;OOO M =Sl00,001-$250,000

= $500,001-Sl;000,000 Pl =Sl,000,001-$$,000,000 P2 = $5,000,001-$25,000,000

P4 =·$More than $50,000,Cl()O

=Cost {Real Estate Only) S Assessment T = Cash/Market

=Other W =Estimated

Page 5: G·...2) -c J : P2 : s (4) () i : I : J -FINANCIAL DISCLOSUE EP)RT : Name of Peson Repoting : Date of Report : Page 3 of3 : Anoon, John . sn2004: II. ESNTS nd RUSTS - income, value,

- -

(2)

-

!

--I

--

-

--

---

·-

Date of Report 'FINANCIAL DISCLOSURE REPORT Name of Person Reporting

Page2 of3 Anteon, John sn12oot1i

··vrr. INVESTMENTS andl TRUSTS - income, value, transcations (includes !hose oflhe spouse and lilependent children. See pp. 34-57 of filing instructions.)

A.

D1:scription of Assets (including trust assets)

-

Place "(X)" after each asset e empt from prior disclosure

B. lncome during

reporting period

(!) (2)

Amount Type (e.g. Codel div. rent. or (A-H) inl)

..

c. Gross value at end of reporting period

(I) (2)

Value Value Code2 Method (J-P) Code3

•(Q-W)

D. Transactions during reporting period

(!) Ifnot exempt from disclosure

(3) (4) (S) Type (e.g. Date: Value Gain Identity of buy, sell, Month- Codc2 Codel buyer/seller merger, Day (J-P) (A-H) (if private redemption) transaction)

19.

20.

21.

22.

23.

24.

25.

26.

27.

28.

Spc:ctrum Income Fund

-Blue Chip Growth

-New Fund Sci Tech

Nati<>nwide (Connerly Wash M )(St DefIncome) Puritan fund

-Fid1 lity Contra Fund

Fidc:lity Magellan Fund

· Amii:rican Centwy Ultra

-Vanguard Growth Index

Janus Worldwide Fund

-New Ber Genesis Trust

A Dividend

None

B Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

None

K T

J T

J T

J T

J T

J T

J T

J T

sell 12-31 K see note 4, Part vm

sell 09-18 J see note 6, Part vm

29.

30.

31.

32.

33.

34.

35.

36.

MS Mid Cap Growth

Stable Value Fund

Pirnc Foreign Bond Fund

-NRS lPlorida Fixed Fund

-

STATE OF FLA. - PENSION (u11ascertainai>le)

-AMERICAN EXPRESS AXP Selective Fund Class AQ()(S

AXP Managed Alloc.Fund Class A (X)

AXP Blue Chip Advantage Fund (X).

A Dividend

A Dividend

A Dividend

A· Dividend

A Dividend

c Dividend

B Dividend

J T

J T

J T

J T

-

J T

K T

] T

buy 09-18 J

.)

l. Income/Gain Codes: A =$1,000 or less B = Sl,001-$2.500 c = $2,SOl-S-S;OOO . D = $5,001-$15,000 E · =$1:5,001"$50,000

{See Columns Bl and D4) F = $50,001-$100,000 0 =SJ00,001-$1,000 000 · HI =$I;ooo,001-S5,000,0(JO B2 = More than $5,000,000

2. Value Codes: J = $15,000 or less K = S-15;001-$50;000 L =$50,001'-S:IOU;QOO M = s 100,001-$250,000

(See Columns C ! and D3) N = s2so,ouo.ssoo;ooo 0 = $500,001-$1,000,000 Pl = $1,000,001-S5,000,000 P2 = $5,000,00 l·$25,000,000

P3 = $25 ,000,001-$50,000,000 P4 =$More than sso,ooo;ooo

3. Value Method Codes Q =Appraisal R = Cost (Real Estate Only) s = Assessment T = Casli/Market

(Stle Column C ) Li =Book Value v =Other w =Estimated

Page 6: G·...2) -c J : P2 : s (4) () i : I : J -FINANCIAL DISCLOSUE EP)RT : Name of Peson Repoting : Date of Report : Page 3 of3 : Anoon, John . sn2004: II. ESNTS nd RUSTS - income, value,

�������-'

(2)

-c

J

P2

s

(4) (S)

i

I _J

- FINANCIAL DISCLOSURE REP<)RT Date of Report Name of Person Reporting

Antoon, John sn12004Page 3 of3 - income, value, transcations (indudes those of the spouse and dependent children. See pp. 34-S7 offiling instructions.) VII. INVESTMENTS and TRUSTS

A.

Description ofAssets (including trust assets)

..

Place "(X)" after each asset e:'empt from prior disclosure

ALLIANCE CAPITAL Savings Acct (college fund) 37.

-SUN TRUST Savings Acct 38.

-PREMIUM Savings Acct. 39.

Resiidential lot, Apopka, FL40.

B. Income during

reporting period

(I)

Amount Type (e.g. Code 1 div. rent. or (A-H) int.)

Interest

A Interest.

A Interest

None

c. Gross value at encl of reporting period

(I) (2)

Value Value Code2 Method (J-P) Code3

, (9-W)

K T

L T

T

J R

(I)

Type (e.g. buy, sell, merger, redemption)

buy

D. Transactions during reporting period

If not exempt from disclosure

(2) (3) Date: Month-Day

Value Code2 (J-P)

Gain Code! (A-H)

Identity of buyer/seller (if private

saction)

09-(}9 Orange County, FL

1. Income/Gal Codes: A = $1,000 or leSll B = Sl,OQl-$2,5,00 c =$2,501-$5,000 D = $5,001-$1:5,000 E = SIS,001-$50,000

(See Colunms Bl and 04) F $50,0Cll-$100,000 G = SIOO,OOl·Sl,000,000 HI =S!,000,00J-$5,000,000 H2 =More than $5,000,000

2. Value Codes: = Sl5,0UO or less K = Sl5,001-S50,000 L = $50,001-$100,000 M = $100,001-$250,000

{See Columns Cl and 03) N = S250,000-S500,000 0 = $500,001-$1,000,000 Pl = Sl,OOO,OOFSS,000,000 = $5,000,001-$25,000,000

P3 ,,; $25,000;001-$50,000,000 P4 =$More than $50,000,000

3. \I alue Methc>d Codes Q =Appraisal R Cost.(Real Estate Only) "" As -essment T =Qi.sh/Market

(See Colwnn C2) u =Book Value v =Other w =Estimated

Page 7: G·...2) -c J : P2 : s (4) () i : I : J -FINANCIAL DISCLOSUE EP)RT : Name of Peson Repoting : Date of Report : Page 3 of3 : Anoon, John . sn2004: II. ESNTS nd RUSTS - income, value,

. . ADDffiONAL A

Name of Person Reporting Date ofRep011 FINANCIAL DISCLOSURE REPORT

Antoon, John sn12004

{Indicate part ofRepon.) VIII INFORM TION OR EXPLANATIONS

I. Line 8,. column D S: T.D. WaterhC>use Janus Worldwide Investment mutual fund was sold 9/19/03 and the proceeds were placed in T.D. Waterhouse Money Markr.t Account (line 13}.

2. Line l!i: T. Rowe Price Growth a11d Income mutual fund was liquidated on 12131/03 and the proceeds were transferred to T. Rowe Price Equity lncome -mutual fund (line 18) on 12131/03.

3. Last year, I referred to T. Rowe Prioe mutual funds that I had directed to be sold the preceeding year. For reasons unknown to me, my T. Rowe Price ·statement .showed that I had the following interest

T. Ro1we Price Equity Income 67 cents T. Rowe Price lnt'I Stock 30 cents T. Rowe Price New American Growth 13 cents T. Rowe Price New Horizon 33 cents T. Rowe Price New Income 12 cents

As you car1 see the total value was $1 .5:5. These interests did not appear on my 2003 account and therefon: were not listed on this report..

4. Line 17: T. Rowe Price GNMA mutual fund was liquidated on 12131/03 and the proceeds were transferred to T. Rowe Price Spectrum mutual fund (line 19) 01111./31103.

S. Line 20: T. Rowe Price Blue Chip Growth mutual fund was liquidated on 12131103 and the proceeds were transferred to T. Rowe Pice Growth Stock mutual fund (line 16) on 12131/03.

6. Line 22: Washington Mutual fonnerly managed a deferred income plan for Florida employees. This was indicated on line 26 of last year's report. Washington Mutual has been:replac«l! liy Nationwide.

7. Line 27: Nationwide Janus Worldwide Fund was liquidated on 9/18/03. The proceeds were transferred to Nationwide Florida Fixed Fund (line 32) on

9/18/03.

Page 8: G·...2) -c J : P2 : s (4) () i : I : J -FINANCIAL DISCLOSUE EP)RT : Name of Peson Repoting : Date of Report : Page 3 of3 : Anoon, John . sn2004: II. ESNTS nd RUSTS - income, value,

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Antoon, John 5/7/2004

IX. CERTIFICATION.

I certify that all infonnatiollt given above (including information pertaining to my spouse and minor or dependent children, if any) is accw ate, true, and compl1:te to the best of my knowledge and belief, and that any information not reported was withheld because i1t met applicable statutory provisions pennitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501-et seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature_

UAJ, WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TIIlS REPORT MAY CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the United States Comts

Suite 2-301

One Columbus Circle, N .E.

Washington, D.C. 20544