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FOCUS IIA NEWSLETTER NOVEMBER 2017
VOLUME 54, ISSUE 4 1
What’s HOT November 2017 Events
Run for Ryan 3 Mile Run and 1 Mile Fun Walk!
*** Audit Like a Rock Star ***
President’s Message presented by John Gatto. Registration is open,
so please reserve your spot today.
Registration can be done for the morning,
afternoon, or all day. On November 16th we
will have our first roundtable for the year with
Jason Pello and Jack Pelikan from Caleres and
Ted Flom from Brown Smith as the panel
speakers. The panel will discuss industry
trending topics. This is a free event for our
members and you will receive 1 CPE hour for
attending. See page 2 for further information
about the November events.
Internal Audit is viewed in different ways in
many companies. I like to believe we are the
unsung heroes of our companies, striving to
help in the face of adversity (sometimes) and
make our companies and clients better for our
efforts. For this month’s lyrical offerings, I use
that as my theme:
“Everyday people do everyday things but I
Can't be one of them
I know you hear me now, we are a different
kind
We can do anything
We could be heroes
We could be heroes, me and you
We could be heroes
We could be heroes, me and you
We could be”
- Heroes (we could be) by Alesso
(feat. Tove Lo)
What Else is Inside?
St. Louis IIA Members -
As we start into November and the beginning of the holiday season, I want to offer my thanks to everyone who helps with the IIA and attends our St. Louis events. So, Thank you to all of our board members and officers for allowing us to put on the fantastic programing we do. I would also like to give a big THANK YOU to our volunteers. Without these volunteers our chapter would not be as successful so I’m extremely thankful to you all for the time and commitment you put in to helping our board and officers make this organization such a success. Last month we had our annual Director’s reception held at the St. Louis Club in Clayton. Doug Anderson, the IIA's Managing Director - CAE Solutions gave an excellent presentation on auditing culture. Before and After the presentation, Audit Directors, Board Members, and Chapter Members networked and reconnected with people from other companies in the area. Note that Doug oversees the CAE Solutions specialty center for the IIA. There are many specialty centers for various topics and I would encourage our members to look up these centers for items that may be of interest to you on the IIA’s webpage. In November we have two events. The November seminar, being held on the 9th, will cover various IT topics and is being
President’s Message
November Meetings
December Save the Date!
October Meeting Recap
Volunteers Needed
Community Corner
2017-2018 Program Calendar
CAP
Chapter Contacts
CAP form
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I hope to see many of you at our future IIA Meetings and events!
Have a wonderful Thanksgiving!
Focus St. Louis
IIA Newsletter
FOCUS IIA NEWSLETTER NOVEMBER 2017
VOLUME 54, ISSUE 4 2
St. Louis Chapter of the IIA
November 2017 Events
Meeting Information
Location: Hilton St. Louis Frontenac, 1335 S Lindbergh Blvd., St. Louis, MO, 63131 CPE credit(s): 4 hours (morning); 4 hours (afternoon); 8 hours (all-day)
November 9, 2017 Seminar Our featured speaker is John Gatto. John has over 45 years of audit experience, mostly in IT audit. John is a frequent speaker for the BSBSA, IIA, and ISACA organizations. In 2010, he was named "Educator of the Year" by the Chicago IIA Chapter. John will present two sessions (one morning session and one afternoon session) for auditors that address key IT audit concepts (for the non-IT auditor) as well as internal audit's role in ERM and crisis and change management.
Click here to register.
Schedule:
Registration: 7:30 am – 8:00 am
Morning Session: 8:00 am – 12:00 pm (includes breakfast, not lunch)
Afternoon Session: 1:00 pm – 5:00 pm (includes lunch – served 12-1 pm)
All-Day Session: 8:00 am – 5:00 pm (includes breakfast and lunch)
Cost & RSVP Information
Morning session $140 (member), $160 (non-member),
Afternoon session $140 (member), $160 (non-member),
All day session $280 (member) $320 (non-member)
Full-time faculty and full-time students, and subscription no charge
Meeting Information
Location: Ernst and Young, 190 Carondelet Plaza #1300, St. Louis, MO, 63105 CPE credit(s): 1 hour
November 16, 2017 Roundtable
Jason Pello and Jack Pelikan from Caleres internal audit will discuss internal audit staffing and development. Both will share their experiences leading Caleres' IA function and its successful IA rotational program. As a result of this program, multiple IA team members have identified and attained positions within an array of functional areas, including financial planning and analysis, corporate accounting, financial reporting, treasury, and information security. Ted Flom from Brown Smith Wallace will discuss the evolution of an internal audit career. Through his experiences in professional services, Ted will also discuss his viewpoints on how internal auditors can have successful and rewarding experiences throughout their careers. We will conclude the roundtable with an open forum on internal audit-related topics / issues you are currently facing in your organization. You will have an opportunity to ask questions, share experiences, and seek advice. Click here to register.
Schedule:
Registration: 7:30 am – 8:00 am (breakfast available at 7:30am)
Roundtable Discussion: 8:00 am – 9:00 am
Cost & RSVP Information
Free for all attendees
FOCUS IIA NEWSLETTER NOVEMBER 2017
VOLUME 54, ISSUE 4 3
SAVE THE DATE!! December 5, 2017 Meeting and Social Event
Location: Bixby's Restaurant - Missouri History Museum, 5700 Lindell Blvd., St. Louis, MO, 63112 Schedule: Registration: 5:00 pm – 5:30 pm Meeting: 5:30 pm – 6:30 pm Socializing: 6:30 pm – 7:30 pm CPE Credit: 1 hour Cost: $35 (member); $40 (non-member); $0 (subscription).
Full-time faculty and full-time students no charge We hope you can join us for our December meeting and social event at Bixby's Restaurant in the Missouri History Museum. There will be a presentation and networking opportunities - all while enjoying the sweeping views of Forest Park (lit up at night) and historical artifacts on display in the restaurant.
Click here to register
FOCUS IIA NEWSLETTER NOVEMBER 2017
VOLUME 54, ISSUE 4 4
October Meeting Recap
The IIA held its annual Director’s Reception at the St. Louis Club and had a strong turnout. Doug Anderson,
Managing Director – CAE Solutions for the IIA, shared his personal experiences from his past IA leadership
roles and his current role at the IIA. In his current IIA role, Doug focuses on supporting CAEs through thought
leadership discussions, presentations, roundtables, and consultations. He shared his thoughts on various risk
management topics including current trends in governance, organizational challenges, technology, and similar
disrupting events and how they impact the value internal audit brings to an organization, as well as, a CAE’s
perspectives on such challenges
SAVE THE DATE!! March 29, 2018 IIA/ACFE Multi-Track
Location: Hilton St. Louis Frontenac, 1335 S Lindbergh Blvd., St. Louis, MO, 63131 Time(s): 8:00 am -5:00 pm (all day session) Closing Speaker(s): Harry Markopolos
How Did One Man Lose $64.8 Billion?
The Signs, the Red Flags & How to Make Sure It Never Happens Again Markopolos will provide a behind the scenes presentation on how his four-person investigative team tracked Madoff and the Madoff Feeder Funds throughout Europe and North America over an eight-
and-a-half-year timeframe – while repeatedly submitting detailed reports to the US SEC, which
refused to listen. He will explain the red flags, warning signs, and the audit steps you need to know.
Be on the lookout for the registration link soon!!!
Congratulations to These Newly Certified Professionals!
Name Certification Type Month
Elizabeth Hauser Certified Internal Auditor (CIA) September 2017
Robert Holt Certified Internal Auditor (CIA) July 2017
Sandra Olson Certified Internal Auditor (CIA) June 2017
Hong-Nhung Le Certified Internal Auditor (CIA) July 2017
Edita Muslic Certified Internal Auditor (CIA) August 2017
Elizabeth Boyle Certified Internal Auditor (CIA) June 2017
Christopher Saul Certified Internal Auditor (CIA) April 2017
FOCUS IIA NEWSLETTER NOVEMBER 2017
VOLUME 54, ISSUE 4 5
IAEP LEADERSHIP CONFERENCE RECAP
This year’s IAEP Leadership conference took place September 22 – 27, 2017 at the Rosen Centre Hotel in Orlando, FL. This year’s theme was “Thinking Forward”. The event was attended by over 89 students from colleges and universities from around the globe including students from England, France, South Africa, Netherlands, Germany, Indonesia, Italy, and Turkey. The event was also attended by faculty, professionals and representatives from IIA local chapter academic relations committees. Students participated in speed networking and had the opportunity to partner with IIA professionals, discuss internal audit career options, network, and compete a case study. Students also participated in group interviews with Deloitte, Gleim, KPMG, Southwest Airlines, The IIA/CIA Learning System, and Vanguard. Academic Chair committee representatives attended break-out discussions to discuss the role of the academic committee, partnerships with colleges and universities, best practices and understanding the marketplace for internal audit, and tools and techniques for academic relations.
Featured from left to right is Tiffany Britt, Academic Relations LA Chapter, Dr. Sandra Shelton of DePaul University, Jerri Carrier, Academic Relations St. Louis Chapter, and Jessie Wu, Academic Relations Winnipeg Chapter.
The Academic Relations Committee has kicked-off another year of planning for the annual student night event in February 2018. If your organization is interested in being a sponsor or recruiter, please reach out to the committee for more information. If you are looking for a way to become more involved with the local chapter, consider volunteering with the academic relations committee.
FOCUS IIA NEWSLETTER NOVEMBER 2017
VOLUME 54, ISSUE 4 6
FOCUS IIA NEWSLETTER NOVEMBER 2017
VOLUME 54, ISSUE 4 7
Join Our Community!
Become a Member Today
Visit Our Facebook Page
Join Our Linkedin Group
Follow Us On Twitter @IIASTL
Subscribe to Our RSS Feed
VOLUNTEERS NEEDED
We currently have opportunities for Social Media, Finance and QAR
committee members.
Please contact us @ [email protected] if you are
interested or have any questions!
Please join us for the 5th Annual RUN FOR RYAN 3 Mile Run and 1 Mile Fun Walk supporting the St. Catherine Laboure
(SCL) Stay Strong Fund on Thursday, November 23, 2017. The Run for Ryan was started for a SCL parishioner, Ryan McDaniel,
who was diagnosed with cancer four years ago. Friends and family planned the race to help support the McDaniel Family and the outpouring of love and kindness from the community has been immeasurable. Ryan passed away in May 2015 and
left behind his wife Kim, sons Ayden (13) and Jake (5) and daughter Mallory (12), as well as countless friends and family
members. This is also near and dear to one of our own’s heart, past President, Brian Dobrynski. Kim is Brian’s sister and he would like to personally invite you to this incredible event!
Please check out the website for details at:
http://tinyurl.com/run4ryan2017
FOCUS IIA NEWSLETTER NOVEMBER 2017
VOLUME 54, ISSUE 4 8
IIA - St. Louis Chapter
2017-2018 Programs Calendar
Month Date Meeting
Type CPE Time Location Speaker Topic / Notes
November 11/9/2017 Seminar
4 8 AM - Noon
Hilton Frontenac
John Gatto
IT General Controls (Audit 101 Training) &
Auditing Disaster Recovery/Business Resumption
Planning
4 1 - 5 PM
ERM & IA and Crisis Change
Management - IA Involvement
November 11/16/2017 Roundtable 1 8 - 9AM EY
Ted Flom (Partner BSW), Jason Pello (VP of IA Caleres) & Jack Pelikan (D
of IA, Caleres)
Industry Trending Topics:
Evolution of an IA Career
IA Rotational Programs
December 12/5/2017 Social Event
1 5 - 7:30 PM
Bixby's Restaurant -
Missouri History
Museum
Jaime Bourassa, Associate Archivist -
Missouri History Museum
Evolution of Etiquette
January 1/11/2018 Meeting 2 8 - 10 AM Hilton
Frontenac Nejolla Korris Ethics Viewpoint
February 2/15/2018 Meeting 1 5 - 7:30 PM Hilton
Frontenac Maunda Land Student Night
March 3/29/2018 Multi-track Conference
8 8 AM - 5 PM Hilton
Frontenac Multiple
Auditing and Fraud
April TBD Roundtable 1 4:30 - 6 PM TBD Audience
Participation Brainstorming
Solutions
April 4/26/2018
Meeting 1 8 - 9 AM Hilton
Frontenac John Hall
Leadership, Influence and Collaboration
Skills for Auditors Seminar 7 9 AM - 5 PM
May TBD Finale 1 4 - 8 PM TBD TBD TBD
FOCUS IIA NEWSLETTER NOVEMBER 2017
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FOCUS IIA NEWSLETTER NOVEMBER 2017
VOLUME 54, ISSUE 4 10
Enter CAP Points
The Chapter wants to achieve Platinum status again and we need your assistance…
If you have recently performed a speaking engagement, employed an intern, or written an article for a professional magazine or newsletter please complete the form at the end of this newsletter.
Platinum Pursuit
416 CAP points have been
earned as of October 31st
Check out our
“Quest for Platinum”
status every month!
Chapter Achievement Program (CAP) CAP is the acronym for Chapter Achievement Program. The program has been established on the premise that the basic mission of the chapter is to serve its members first and then the internal audit profession. The program, sponsored by the International IIA, encourages local chapters to be active both for the benefit of the chapter members and of the local community. Local chapters earn credits for the CAP through in the following categories: a) service to members; b) service to the profession, and c) chapter administration. The Chapter Achievement Program is made up of three performance levels: bronze (685 credits), silver (1,060 credits), and gold (1,560 credits). Thanks to your efforts, our chapter has attained gold status every year since 1997. After ten consecutive years of achieving gold, a chapter achieves Platinum level which this chapter has earned since 2006. So what can a member do to earn CAP points for the chapter? Examples, include:
Attend the monthly chapter meetings; Attend chapter sponsored seminars; Utilize the chapter sponsored Certified Internal Auditor (CIA) review course; Earn an IIA certification; Develop questions for the CIA exam; Recruit new members; Present speeches or training sessions; Write internal audit-related articles for publication; Provide an internal audit internship at your company for a student; and Come up with an innovative way to promote the chapter
So, it's easy to contribute and it doesn't take too much of an effort. You can report CAP activity on the chapter website or directly to the CAP Chairperson Brent Statler at [email protected].
GOLD Level 1,560
CAP points
SILVER LEVEL
1,060
CAP POINTS
BRONZE Level
685 CAP points
FOCUS IIA NEWSLETTER NOVEMBER 2017
VOLUME 54, ISSUE 4 11
Page 16Chapter Contacts 2017-2018 Chapter Officers St. Louis Board of Governors
President Jennifer Murphy Protiviti (314) 656-1729 [email protected]
Executive Committee Diane Cody Ernst & Young (314) 290-1210 [email protected]
1st Vice President Liaison Rhonda Travers Scottrade (314) 965-1555 x2918 [email protected]
Education Committee Gail Peters Washington University (314) 362-4915 [email protected]
First Vice President Suzanna Ney Lumiere Place (314) 881-7711 [email protected]
Executive Committee Rick Feldt RubinBrown (314) 290-3220 [email protected]
2nd Vice President Liaison Kate Turner 314-303-8416 [email protected]
Education Committee Ted Flom Brown Smith Wallace LLP (314) 983-1294 [email protected]
Second Vice President Christina Rousseau PWC (314) 206-8173 [email protected]
Executive Committee Ron Steinkamp Brown Smith Wallace LLP (314) 983-1238 [email protected]
Secretary Liaison Marcus Odom SIU-Carbondale (618) 453-1408 [email protected]
Human Resources Committee Brian Dobrynski Wells Fargo (314) 875-1228 [email protected]
Secretary Amy Ribick Brown Smith Wallace LLP (314) 983-1347 [email protected]
Executive Committee John Saric Federal Reserve Bank of St. Louis (314) 444-8713 [email protected]
Treasurer Liaison Dawn Dossett Scottrade (314) 965-1555 X1203 [email protected]
Human Resources Committee Steve Wang Protiviti (314) 656-1744 [email protected]
Treasurer Nathan Croll RubinBrown (314) 290-3484 [email protected]
Audit Committee Kevin Dillon St. Charles County (636) 949-7455 [email protected]
Promotions Committee Tony Taylor Silgan Plastics (314) 523-4311 [email protected]
Ex Officio Member (NACRC) Jason Minard Wells Fargo (314) 875-2203 [email protected]
Chapter Committee Chairs
Academic Relations Jerri Carrier & Krista Marklin Wells Fargo & Brown Smith Wallace (314) 875-1411 & (314) 824-5220 [email protected] [email protected]
Certifications Paul Renner Protiviti (618) 604-1757 [email protected]
Newsletter Alfredo Jacobo Brown Smith Wallace LLP (314) 687-2345 [email protected]
Roundtables Jose Urbaez Deloitte (314) 202-0429 [email protected]
Advertising Nandini Parchure Spire Energy (314) 342-3364 [email protected]
Chapter Achievement Brent Statler St. Charles County (636) 949-7455 [email protected]
Programs Evan Gruenkemeyer Protiviti (314) 656-1747 [email protected]
Social Media Tamika Clay Midwest Employers Casualty Company (636) 449-7173 [email protected]
Attendance and Membership Josh Done & Bryson Ellis Lumiere Place (314) 881-7439 & (314) 881-7496 [email protected] [email protected]
Directory Jessi Grimes Brown Smith Wallace LLP (314) 983-1314 [email protected]
Promotions Brian Dobrynski & Ted Flom Wells Fargo & Brown Smith Wallace (314) 875-1228 & (314) 983-1294 [email protected] [email protected]
Webmaster/Mass Emails Aaron Thorne Graybar Electric Co. (314) 573-9535 [email protected]
Budget and Finance – AP & AR John Drury & Brian Grouzos RubinBrown (314) 290-3250 & (314) 290-3287 [email protected] [email protected]
Multi-track Event Kelly Sendelbeck Protiviti (314) 656-1736 [email protected]
QAR Angie Sphar Ameren (314) 554-2889 [email protected]
FOCUS IIA NEWSLETTER NOVEMBER 2017
VOLUME 54, ISSUE 4 12
Platinum Pursuit
IIA–St. Louis Chapter
Report of CAP Activity
NAME: __________________________________________________________________
COMPANY: ______________________________________________________________ PHONE NUMBER: _________________________________________________________ TYPE OF ACTIVITY: (speaking, editorials, articles, research, student internships, etc.) _________________________ TOPIC: (please attach agendas, articles)_____________________________________________________________ LENGTH OF PROGRAM (# CPE hours):________________________________________ DATE OF ACTIVITY: _______________________________________________________ LOCATION (city/state or country): _____________________________________________
DESCRIPTION / OTHER INFORMATION: __________________________________________________ ______________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________
Please send, fax, or e-mail to:
Brent Statler St. Charles County Government
201 N. Second St. RM 526 St. Charles, MO 63301
Phone: 636-949-7455 Ext 1
Fax: 636-949-7467 [email protected]