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TRANSCRIPT
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ogletreedeakins.com
EEI - OSHA UPDATESeptember 25, 2018
Presented by: Melissa A. Bailey (Washington, D.C.)[email protected](202) 887-0855
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© 2016, Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
Atlanta / Austin / Berlin / Birmingham / Boston / Charleston / Charlotte / Chicago / Cleveland / Columbia / Dallas / Denver / Detroit (Metro) / Greenville Houston / Indianapolis / Jackson / Kansas City / LasVegas / London / Los Angeles / Memphis / Mexico City / Miami / Milwaukee / Minneapolis Morristown / Nashville / New Orleans / New York City / Orange County / Philadelphia / Phoenix / Pittsburgh /Portland / Raleigh / RichmondSan Antonio / San Diego / San Francisco / Seattle / St. Louis / St. Thomas / Stamford / Tampa / Toronto / Torrance / Tucson / Washington, D.C.
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Agenda
What is happening with recordkeeping? Electronic submission Anti-retaliation provisions
Enforcement – What are the points of contact for electric utilities and their contractors?
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Recordkeeping – A Review
OSHA revises Recordkeeping regulation Electronic submission of OSHA 300A forms for
establishments with: 250 or more employees 25 or more employees in certain industries (including electric
power generation and construction) Electronic submission of OSHA 300 Logs and 301 forms for
establishments with 250 or more employees Anti-retaliation provisions affecting certain safety
incentive programs, post-accident drug testing and injury/illness reporting
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Recordkeeping – A Review
OSHA compliance guidance: “We know Section 11(c) already addresses this conduct, but we need an additional way to enforce” No secret that OSHA has always viewed Section 11(c) as
inadequate Typical “midnight regulation” pushing the envelope in terms
of authority Two lawsuits filed – Oklahoma and Texas
OSHA does not have authority to create a new remedy Any change must come from Congress
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Recordkeeping – A Review
Two lawsuits filed NAHB v. Acosta – OK District Court TEXO/ABC/AGC v. Acosta – TX District Court
Same general arguments in both OSHA has no authority to promulgate anti-retaliation
provisions NAHB suit – OSHA is not permitted to publish OSHA 300
Logs and 301 forms Summer 2017 – both cases stayed because OSHA
said it would make changes
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Recordkeeping – Current Status
OSHA issues Proposed Rule on July 30, 2018 Eliminate electronic submission requirement for OSHA 300
Logs and 301 forms Only 300A forms would be submitted
Basis? Employee privacy Information “adds uncertain enforcement value, but poses
potential privacy risk under FOIA” Combined with “reporting burden” and “burden on OSHA,”
not worth the risk to collect the OSHA 300 Log and 301 form data
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Recordkeeping – Current Status
Does this theory hold water? OSHA “believes” that information is exempt from FOIA
disclosure Employers asked to redact data before submitting “Risk remains so long as there is a non-trivial change that
any court in any of the nation’s 94 federal judicial districts” might order disclosure
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Recordkeeping – Current Status
“Uncertain” enforcement value True in the aggregate – 300A forms can provide industry
data Untrue for individual companies – OSHA is giving up the
ability to click a few buttons and see the full corporate picture of a company’s injury and illness history
OSHA CSHO: “I see this company has had 4 employees experience arc flash burns over the past 5 years. I am going to focus on PPE and tag out and ask what corporate changes were made in the wake of those injuries. If I find a violation, it may be ‘willful.’”
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Recordkeeping – Current Status
What about the anti-retaliation provisions? June 28, 2017: OSHA delays the deadline for electronic
submission and says it “intends to issue a separate proposal to reconsider, revise or remove other provisions in the prior final rule”
[This is code for: “We will make changes or eliminate the anti-retaliation provisions]
When? What will the changes be?
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Recordkeeping – Current Status
Theory: Eliminate the electronic submission piece of privacy grounds first, and the need for the anti-retaliation provisions falls away OSHA originally added the anti-retaliation provisions because
labor unions claimed that employers would have even more reason to chill reporting if data was public
If data is not public, Section 11(c) is adequate and no need for anti-retaliation provisions
Other option: Simply admit that OSHA did not have the authority to promulgate the change to begin with…
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Recordkeeping – Current Status
What is happening in the meantime? Anecdotally, OSHA does not seem to be enforcing the
provisions (except perhaps in egregious cases) Ripe for a test case on post-accident drug testing or safety
incentive programs, but perhaps the right circumstances haven’t arisen? OSHA doesn’t want to take it on?
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Atlanta / Austin / Berlin / Birmingham / Boston / Charleston / Charlotte / Chicago / Cleveland / Columbia / Dallas / Denver / Detroit (Metro) / Greenville Houston / Indianapolis / Jackson / Kansas City / LasVegas / London / Los Angeles / Memphis / Mexico City / Miami / Milwaukee / Minneapolis Morristown / Nashville / New Orleans / New York City / Orange County / Philadelphia / Phoenix / Pittsburgh /Portland / Raleigh / RichmondSan Antonio / San Diego / San Francisco / Seattle / St. Louis / St. Thomas / Stamford / Tampa / Toronto / Torrance / Tucson / Washington, D.C.
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Recordkeeping – Current Status
Changes to the guidance – VPP Memo #5 has been revised Chart identifying “compliant” programs eliminated New “Decision Flowchart”
Based solely on rates? Corporate-wide or unit or division-wide? Unit or division: Could “any part of it deter reporting?” Corporate: “Can it be linked to a specific incident/site?” “Could
any part of it deter reporting?”
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Recordkeeping – Current Status
What has really changed? Perhaps not much OSHA must prove not that a system “could” deter reporting,
but that an employee was retaliated against for reporting an injury
Is there an appetite from OSHA to go after unit/division or corporate-wide programs? Doubtful
OSHA is likely to go after only the most egregious cases
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Recordkeeping – Current Status
Practical Tips Eliminate any incentive programs that are individual to
employees, e.g. Melissa gets a bonus if she doesn’t report an injury – these programs have always been illegal
Blanket post-accident testing likely continues to be compliant Many exemptions – save on workers’ comp costs, maintain
“Drug Free Workplace” under state law Risk is low – case where employee tests positive in a “bee
sting”-type scenario
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Recordkeeping – Current Status
Practical Tips Exercise some discretion with discipline for violating
“immediate reporting” rules Employee cuts finger on shop floor and puts a bandage on it –
this must be reported immediately; discipline appropriate Employee lifting boxes feels back pain the next day – this may
be reported the next day; discipline inappropriate Discipline for violations of vague rules – “maintain situational
awareness” – following injuries will continue to be problematic
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Enforcement
What are utilities and contractors seeing? [Important disclaimer – most of this is anecdotal] Fatalities – trends
Intense number of document requests/interviews Press coverage is important to OSHA – more likely to hit the
employer hard when the press has been negative Early involvement from the Solicitor’s office, particularly in
technical cases
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Enforcement
Fatalities – trends Deference to the union Creativity/being pro-active continue to be critical Crisis management plans are crucial
Example A: Client was ready. Legal counsel on site within hours and able to control flow of information, including OSHA camped out in the control room with agitated IBEW members
Example B: Client less ready. Multiple documents produced before legal counsel involved; little pushback – “OSHA is here to help” attitude that has made things difficult.
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Enforcement
Reportable injuries – trends Little rhyme or reason to when OSHA sends an RRI letter or
comes out to inspect Example of deference to the union:
Employer submits an RRI response OSHA closes the case Union tells OSHA that employer is wrong, and OSHA comes
out to inspect
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Enforcement
Reportable injuries – trends Attitude from the Obama Administration continues: “Prove
you are innocent. We will take the set of facts that makes the employer look as bad as possible and let the lawyers sort it out later” No reason not to be pro-active/creative Build a record for the Solicitor’s Office and litigation
OSHA seems more likely to inspect when it is a contractor Not clear why OSHA seems completely uninterested in host/contractor
communication provisions
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Enforcement
Complaints – OSHA’s enforcement activities seem to depend on: Who filed the complaint? Deference to the union What is the subject matter?
OSHA focus on (again, anecdotal) Lockout/tagout – disturbing/disappointing lack of
understanding as to how LOTO works in a power plant Heat stress Silica Whatever the union wants to talk about
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Enforcement
Surprising lack of focus on newer Section 1910.269/Subpart V provisions
Why is OSHA so aggressive? No permanent leadership at OSHA This is not a traditional Republican Administration OSHA is run by career people, and they liked the Obama
system Many retirements – Ann Rosenthal, Tom Galassi – of long-
time agency employees; new leadership “grew up” with Obama
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Questions?
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Thank You
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Melissa A. BaileyOgletree Deakins, Nash, Smoak & Stewart, P.C.
1909 K Street, N.W.Suite 1000
Washington, DC 20006Phone: 202-887-0855
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ogletreedeakins.com
EEI - OSHA UPDATESeptember 25, 2018
Presented by: Melissa A. Bailey (Washington, D.C.)[email protected](202) 887-0855
.
© 2016, Ogletree, Deakins, Nash, Smoak & Stewart, P.C.