EXECUTION COPY

TRANSACTION AGREEMENT

among

INVERSIONES CORP GROUP INTERHOLD LIMITADA.,

INVERSIONES GASA LIMITADA,

CORPBANCA,

ITAÚ UNIBANCO HOLDING S.A.,

and

BANCO ITAÚ CHILE

dated

JANUARY 29, 2014

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Table of Contents

Page

ARTICLE 1

TERMS OF THE TRANSACTIONS

1.1 Time and Place of Closing ...................................................................................................2 1.2 The Transactions ..................................................................................................................2 1.3 Chilean Effective Time; Colombian Effective Time ...........................................................3 1.4 Conversion of Itaú Chile Common Stock ............................................................................3

1.5 CorpBanca Common Stock..................................................................................................4 1.6 Colombian Acquisition ........................................................................................................4

1.7 Conversion of Itaú Colombia Common Stock .....................................................................5 1.8 Adjustments .........................................................................................................................6

ARTICLE 2

EXCHANGE OF SHARES

2.1 Chilean Exchange Procedures..............................................................................................6

2.2 Colombian Exchange Procedures ........................................................................................7

ARTICLE 3

REPRESENTATIONS AND WARRANTIES

3.1 Representations and Warranties of CorpBanca and CorpBanca Colombia .........................8 3.2 Representations and Warranties of Itaú Chile and Itaú Colombia .....................................20 3.3 Representations and Warranties of Corp Group Parent .....................................................33

3.4 Representations and Warranties of Itaú Parent ..................................................................33 3.5 Standards ............................................................................................................................34

ARTICLE 4

COVENANTS AND ADDITIONAL AGREEMENTS

4.1 Conduct of Business Prior to Chilean Effective Time .......................................................36 4.2 Forbearances ......................................................................................................................36

4.3 Dividends ...........................................................................................................................39 4.4 Shareholders’ Approvals ....................................................................................................40 4.5 Filings with Governmental Authorities .............................................................................43 4.6 Applications and Consents; Governmental Filings ............................................................43

4.7 Notification of Certain Matters ..........................................................................................45 4.8 Investigation and Confidentiality .......................................................................................45 4.9 Press Releases; Public Announcements .............................................................................45

4.10 Acquisition Proposals ........................................................................................................46

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4.11 Employee Matters ..............................................................................................................46

4.12 Indemnification of Officers and Directors .........................................................................47 4.13 Corporate Governance .......................................................................................................49 4.14 Termination of Certain Arrangements ...............................................................................49

4.15 Merger Integration Committee ..........................................................................................49 4.16 CorpBanca Colombia IPO .................................................................................................50 4.17 CorpBanca Colombia-Helm Merger ..................................................................................50 4.18 Charitable Contributions ....................................................................................................50 4.19 Colombian Trademark .......................................................................................................51

4.20 Insurance Matters ...............................................................................................................51 4.21 Certain Other Businesses ...................................................................................................53 4.22 Referral Fees ......................................................................................................................53 4.23 Use of the Parties’ Brands; Corporate Names ...................................................................53

ARTICLE 5

CONDITIONS PRECEDENT TO OBLIGATIONS TO CONSUMMATE

5.1 Conditions to Obligations of Each Party ...........................................................................54

5.2 Conditions to Obligations of the Corp Group Parties ........................................................54 5.3 Conditions to Obligations of the Itaú Parties .....................................................................55

ARTICLE 6

TERMINATION

6.1 Termination ........................................................................................................................56 6.2 Effect of Termination .........................................................................................................57

ARTICLE 7

MISCELLANEOUS

7.1 Definitions..........................................................................................................................57

7.2 Non-Survival of Representations and Covenants ..............................................................69 7.3 Expenses ............................................................................................................................69 7.4 Disclosure Letters ..............................................................................................................69 7.5 Entire Agreement ...............................................................................................................70 7.6 Amendments ......................................................................................................................70

7.7 Waivers ..............................................................................................................................70 7.8 Assignment ........................................................................................................................70

7.9 Notices ...............................................................................................................................71 7.10 Governing Law ..................................................................................................................74 7.11 Counterparts .......................................................................................................................74 7.12 Captions .............................................................................................................................74 7.13 Interpretations ....................................................................................................................75 7.14 Severability ........................................................................................................................75

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7.15 Waiver of Jury Trial ...........................................................................................................75

7.16 Dispute Resolution .............................................................................................................75 7.17 Specific Performance .........................................................................................................76 7.18 Further Assurances.............................................................................................................76

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LIST OF EXHIBITS

Exhibit

1

2

3

4

5

Form of Shareholders Agreement (Section 1.2(b))

Form of Consent and Agreement

Form of Registration Rights Agreement

Required Regulatory Consents

Form of Corp Group Pledge Agreements

TRANSACTION AGREEMENT

THIS TRANSACTION AGREEMENT (this “Agreement”), dated January 29, 2014, is

entered into among Inversiones Corp Group Interhold Limitada, a limited liability company

(sociedad de responsabilidad limitada) organized under the laws of Chile (“Interhold”),

Inversiones Gasa Limitada, a limited liability company (sociedad de responsabilidad limitada)

organized under the laws of Chile (“GASA” and, together with Interhold, “Corp Group Parent”),

CorpBanca, a banking corporation (sociedad anónima abierta especial bancaria) organized

under the laws of Chile (“CorpBanca”), Itaú Unibanco Holding S.A, a sociedad anónima

organized under the laws of Brazil (“Itaú Parent”), and Banco Itaú Chile, a banking corporation

(sociedad anónima especial bancaria) organized under the laws of Chile (“Itaú Chile”).

RECITALS

A. Approvals. The boards of directors of CorpBanca and Itaú Chile have determined

that the transactions described herein are consistent with, and will further, their respective

business strategies and goals, and are in the best interests of CorpBanca and Itaú Chile,

respectively, and their respective shareholders.

B. The Transactions. This Agreement provides for a strategic business combination

through (a) a capital increase by Itaú Chile, (b) the merger of Itaú Chile with and into CorpBanca

with CorpBanca as the surviving corporation, (c) after approval or denial of the CorpBanca

Colombia-Helm Merger by the SFC, either the acquisition of Itaú Colombia by CorpBanca or the

merger of Itaú Colombia with and into CorpBanca Colombia, with CorpBanca Colombia as the

surviving corporation, and (d) the purchase by CorpBanca of the shares of CorpBanca Colombia

held by Corp Group Parent and the offer to purchase by CorpBanca of the shares of CorpBanca

Colombia held by the other minority shareholders that are party to that certain Shareholders

Agreement, dated July 31, 2013, among certain shareholders of CorpBanca Colombia (as

amended, the “CorpBanca Colombia Shareholders Agreement”).

C. The Shareholders Transactions. In connection with the transactions referred to

above, this Agreement provides for certain transactions between Corp Group Parent and Itaú

Parent including (i) the formation of Itaú Holding by Itaú Parent, (ii) the execution of the

Shareholders Agreement by Itaú Parent, Corp Group Parent, the Holding Companies and Corp

Group Holding effective as of the Chilean Effective Time, (iii) the execution of the Registration

Rights Agreement by CorpBanca and Corp Group Parent, and (iv) the execution of the pledge

agreements by Interhold and Corp Group Banking, as pledgors, and Itaú Parent, as pledgee, in

the form set forth in Exhibits 5A and 5B, respectively (the “Corp Group Pledge Agreements”).

D. Defined Terms. Certain capitalized terms used in this Agreement are defined in

Section 7.1 of this Agreement.

NOW, THEREFORE, in consideration of the above and the mutual warranties,

representations, covenants, and agreements set forth herein, and intending to be legally bound

hereby, the Parties agree as follows:

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ARTICLE 1

TERMS OF THE TRANSACTIONS

1.1 Time and Place of Closing. The closing (the “Closing”) of the Chilean Merger

(as defined in Section 1.2) shall take place on the same day when the Chilean Effective Time (as

defined in Section 1.3) is to occur (the “Closing Date”), unless another time is agreed to in

writing by the Parties. The Parties shall coordinate to ensure the timing of the foregoing. The

Closing shall be held at such location as shall be mutually agreed to in writing by the Parties.

1.2 The Transactions. Subject to the terms and conditions of this Agreement, the

Parties shall effect the following transactions (collectively, the “Transactions”):

(a) Prior to the Chilean Effective Time, (i) by means of one or more capital

increases, Itaú Chile shall offer to sell such number of shares of its common stock to its

shareholders, and Itaú Parent shall, or shall cause one of its Subsidiaries to, subscribe for

such shares in an amount necessary such that, the capital increase(s) will result in

aggregate proceeds to Itaú Chile of U.S.$652 million (the “Capital Raise”) and (ii) Corp

Group Parent will sell or otherwise transfer 5,208,344,218 shares of CorpBanca to non-

Affiliates.

(b) Prior to the Chilean Effective Time, Itaú Parent may elect to form or cause

to be formed Itaú Holdco, a new company (sociedad por acciones) organized under the

laws of Chile and wholly-owned directly or indirectly by Itaú Parent to hold Itaú Parent’s

shares of CorpBanca Common Stock or it may hold such shares through one or more of

its wholly owned subsidiaries (any such companies, collectively, “Itaú Holding

Company” and, together with Corp Group Banking and SAGA, the “Holding

Companies”).

(c) At the Chilean Effective Time, Itaú Chile shall merge with and into

CorpBanca in accordance with the provisions of the Chilean Companies Law (the

“Chilean Merger”). CorpBanca shall be the surviving corporation in the Chilean Merger

and shall be governed by the laws of Chile. Upon consummation of the Chilean Merger,

the separate corporate existence of Itaú Chile shall cease, and all assets and liabilities of

Itaú Chile shall be assumed by CorpBanca. Effective as of the Chilean Effective Time,

Itaú Parent, the Holding Companies, Corp Group Holding and Corp Group Parent shall

enter into a shareholders’ agreement (the “Shareholders Agreement”) in the form

attached as Exhibit 1.

(d) As soon as practicable after the Chilean Effective Time, (i) CorpBanca

shall have made an offer to purchase from the other minority shareholders of CorpBanca

Colombia that are party to the CorpBanca Colombia Shareholders Agreement all of the

outstanding shares of CorpBanca Colombia owned by such minority shareholders, and

(ii) subject to Section 1.6, CorpBanca shall purchase from Corp Group Parent all of the

outstanding shares of CorpBanca Colombia owned by Corp Group Parent, in each case at

a price equal to U.S.$3.5367 per share (which is U.S.$330,000,000 for Corp Group

Parent and U.S.$ 564,000,000 for such minority shareholders in the aggregate).

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(e) Subject to Section 1.6, (i) CorpBanca and four wholly-owned Subsidiaries

of CorpBanca shall purchase all of the shares of Itaú Colombia capital stock from

Affiliates of Itaú Parent (the “Colombian Acquisition”) or, alternatively, (ii) Itaú

Colombia shall merge with and into CorpBanca Colombia in accordance with the

provisions of Colombian Law applicable to the merger of financial entities (the

“Colombian Merger”), in each case as promptly as practicable after the Chilean Effective

Time subject to Section 1.3(b). In the case of the Colombian Merger, if applicable

pursuant to Section 1.6(i), CorpBanca Colombia shall be the surviving corporation and

shall be governed by the laws of Colombia. Upon consummation of the Colombian

Merger, if applicable, the separate corporate existence of Itaú Colombia shall cease, and

all assets and liabilities of Itaú Colombia shall be assumed by CorpBanca Colombia.

1.3 Chilean Effective Time; Colombian Effective Time.

(a) Subject to the terms and conditions of this Agreement, on or before the

Closing Date, the Parties will take all actions set forth in Schedule 1.3(a) to effect the

Chilean Merger (the “Chilean Merger Steps”). The Chilean Merger shall take effect on

the fifth Business Day following the date on which satisfaction or waiver of the last of the

conditions set forth in Article 5 has occurred (other than those conditions that by their

nature are to be satisfied at the Closing, but subject to the fulfillment or waiver of those

conditions and the continued satisfaction or waiver of all other conditions), or such other

date mutually agreed upon by the Parties (the “Chilean Effective Time”).

(b) As soon as practicable after the Chilean Effective Time, the Parties will

take all actions set forth in Schedule 1.3(b) to effect the Colombian Acquisition or the

Colombian Merger, as the case may be; provided that, if applicable pursuant to Section

1.6(i), the request for authorization of the Colombian Merger by the Superintendencia

Financiera de Colombia (“SFC”) pursuant to Part B of Schedule 1.3(b) to effect the

Colombian Merger shall not be filed with the SFC before the approval or denial of the

CorpBanca Colombia-Helm Merger by the SFC. The closing of the Colombian

Acquisition (the “Colombian Acquisition Closing”) shall take place upon completion of

the last of the actions set forth in Part A of Schedule 1.3(b) to effect the Colombian

Acquisition (the “Colombian Acquisition Steps”), subject to the receipt of the approval of

the Colombian Acquisition by the SFC. The closing of the Colombian Merger (the

“Colombian Effective Time”) shall take place upon completion of the last of the actions

set forth in Part B of Schedule 1.3(b) to effect the Colombian Merger (the “Colombian

Merger Steps” and, together with the Colombian Acquisition Steps, the “Colombian

Transaction Steps”), subject to the receipt of the approval of the Colombian Merger by

the SFC.

1.4 Conversion of Itaú Chile Common Stock. At the Chilean Effective Time, subject

to Section 1.4(c), by virtue of the Chilean Merger and without any action on the part of the

Parties or the holder of any of the following securities:

(a) Each share of Itaú Chile Common Stock that is Outstanding immediately

prior to the Chilean Effective Time shall be converted into the right to receive the number

of shares of CorpBanca Common Stock equal to the Chilean Exchange Ratio; provided

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that the Itaú Chile Common Stock Holders shall be deemed shareholders of CorpBanca

upon the consummation of the Chilean Merger, pursuant to Article 66 of the Regulations

of the Chilean Companies Law.

(b) All shares of Itaú Chile Common Stock converted pursuant to this Section

1.4 shall no longer be Outstanding and shall automatically be cancelled and retired and

shall cease to exist as of the Chilean Effective Time, and each certificate previously

representing any such shares of Itaú Chile Common Stock (the “Old Chilean

Certificates”) shall cease to have any rights except it shall thereafter represent the right to

receive a certificate representing the number of whole shares of CorpBanca Common

Stock into which the shares of Itaú Chile Common Stock represented by such Old

Chilean Certificate have been converted pursuant to this Section 1.4.

1.5 CorpBanca Common Stock. Each share of CorpBanca Common Stock issued and

outstanding immediately prior to the Chilean Effective Time shall remain an issued and

outstanding share of CorpBanca Common Stock and shall not be affected by the Chilean Merger.

1.6 Colombian Acquisition.

(a) As promptly as practicable (i) after the Chilean Effective Time, the Parties

shall take all actions set forth in Part A of Schedule 1.3(b) to effect the Colombian Acquisition

and (ii) after the approval of the Colombian Acquisition by the SFC, the Parties shall

consummate the Colombian Acquisition.

(b) At the closing of the Colombian Acquisition (the “Colombian Acquisition

Closing”), Itaú Parent shall cause its Affiliates to sell and transfer, free and clear of any and all

Liens, to (i) CorpBanca, and CorpBanca shall purchase and acquire from such Affiliates of Itaú

Parent, 94% of all of the outstanding shares of Itaú Colombia capital stock (the “Itaú Colombia

Shares”) and (ii) four wholly-owned Subsidiaries of CorpBanca, and each such wholly-owned

Subsidiary shall purchase and acquire from such Affiliates of Itaú Parent 1.5% of all the

outstanding Itaú Colombia Shares, for an aggregate purchase price (for 100% of such shares)

equal to the book value of Itaú Colombia based on the most recent month-end financial

statements of Itaú Colombia submitted to the Regulatory Authorities prior to the Colombian

Acquisition Closing, calculated in accordance with Colombian GAAP (the “Colombian Purchase

Price”).

(c) At the Colombian Acquisition Closing, Itaú Parent shall deliver or cause

to be delivered to CorpBanca:

(i) one or more certificates representing all of the Itaú Colombia

Shares, free and clear of any Liens, duly endorsed in the name of CorpBanca or its

wholly-owned Subsidiaries accompanied by a letter addressed to the legal representative

of Itaú Colombia to serve as instrument of transfer duly executed; and

(ii) a receipt for the payment made by CorpBanca and/or its wholly-

owned Subsidiaries to Itaú Parent (or its designated Affiliates) for the Colombian

Purchase Price on the Colombian Acquisition Closing.

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(d) At the Colombian Acquisition Closing, CorpBanca shall deliver or cause

to be delivered to Itaú Parent:

(i) the Colombian Purchase Price by wire transfer in immediately

available funds to the bank account indicated by Itaú Parent (or its designated Affiliates)

to CorpBanca in writing two Business Days prior to the Colombian Acquisition Closing;

and

(ii) confirmation that the share certificates in respect of the Itaú

Colombia Shares have been duly delivered.

(e) The Shareholders Agreement shall not apply to or with respect to

CorpBanca Colombia and its Subsidiaries until such time as the CorpBanca Colombia

Shareholders Agreement has been terminated pursuant to Section 7.1 thereof.

(f) With respect to the directors of CorpBanca Colombia designated by

CorpBanca, CorpBanca shall designate two directors nominated by Corp Group Parent.

(g) The bylaws of Itaú Colombia will be amended to the extent necessary to

comply with Chilean legal and regulatory requirements for foreign subsidiaries.

(h) Following the Chilean Effective Time, Corp Group Parent shall, subject to

receipt of any approvals from Governmental Authorities required under applicable Law, sell its

shares of CorpBanca Colombia to CorpBanca pursuant to Section 1.2(d) on the dates and in the

amounts described in Schedule 1.6(d).

(i) Notwithstanding anything to the contrary in this Agreement, if each of the

minority shareholders of CorpBanca Colombia identified in Schedule 1.6 shall have executed

and delivered the Consent and Agreement in the form of Exhibit 2 hereto within 30 days after the

date hereof, CorpGroup Parent and Itaú Parent shall effect the Colombian Merger in lieu of the

Colombian Acquisition, in which case, (x) the Colombian Acquisition shall not occur and the

Colombian Merger shall occur as promptly as reasonably practicable after the Chilean Effective

Time subject to Section 1.3(b) and (y) CorpGroup Parent and Itaú Parent shall cause CorpBanca

Colombia and Itaú Colombia to use reasonable best efforts to take such actions as are necessary

to effect the Colombian Merger.

1.7 Conversion of Itaú Colombia Common Stock. If the Colombian Merger occurs,

at the Colombian Effective Time, subject to Section 1.6, by virtue of the Colombian Merger and

without any action on the part of the Parties or the holder of any of the following securities:

(a) Each share of Itaú Colombia Common Stock that is Outstanding

immediately prior to the Colombian Effective Time shall be converted into the right to

receive the number of shares of CorpBanca Colombia Common Stock equal to the

Colombian Exchange Ratio; provided that the Itaú Colombia Common Stock Holders

shall be deemed shareholders of CorpBanca Colombia upon the consummation of the

Colombian Transaction. Each shares of CorpBanca Colombia issued and outstanding

immediately prior to the Colombian Effective Time shall remain an issued and

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outstanding share of CorpBanca Colombia Common Stock and shall not be affected by

the Colombian Merger.

(b) All shares of Itaú Colombia Common Stock converted pursuant to this

Section 1.5 shall no longer be Outstanding and shall automatically be cancelled and

retired and shall cease to exist as of the Colombian Effective Time, and each certificate

previously representing any such shares of Itaú Colombia Common Stock (the “Old

Colombian Certificates”) shall cease to have any rights except it shall thereafter represent

the right to receive a certificate representing the number of whole shares of CorpBanca

Colombia Common Stock into which the shares of Itaú Colombia Common Stock

represented by such Old Colombian Certificate have been converted pursuant to this

Section 1.7.

1.8 Adjustments.

(a) If, following the date of this Agreement and prior to the Chilean Effective

Time, the Outstanding shares of Itaú Chile Common Stock or CorpBanca Common Stock

shall have, except as provided herein, been increased, decreased, changed into or

exchanged for a different number or kind of shares or securities as a result of a capital

increase, reorganization, recapitalization, reclassification, stock dividend, stock split,

reverse stock split or other similar change in capitalization, then an appropriate and

proportionate adjustment shall be made to the Chilean Exchange Ratio and other amounts

set forth in Article I calculated based on the number of outstanding shares of Itaú Chile

Common Stock or CorpBanca Common Stock.

(b) If, following the date of this Agreement and prior to the Colombian

Acquisition or the Colombian Effective Time, the Outstanding shares of Itaú Colombia

Common Stock or CorpBanca Colombia Common Stock shall have, except as provided

herein, been increased, decreased, changed into or exchanged (including for the

avoidance of doubt as a result of the CorpBanca Colombia-Helm Merger) for a different

number or kind of shares or securities as a result of a capital increase, reorganization,

recapitalization, reclassification, stock dividend, stock split, reverse stock split or other

similar change in capitalization, then an appropriate and proportionate adjustment shall

be made to the Colombian Exchange Ratio and other and other amounts set forth in

Article I calculated based on the number of outstanding shares of Itaú Colombia

Common Stock or CorpBanca Colombia Common Stock.

ARTICLE 2

EXCHANGE OF SHARES

2.1 Chilean Exchange Procedures.

(a) At or prior to the Chilean Effective Time, CorpBanca shall set aside or cause to be

set aside, separately and for the benefit of the holders of Old Chilean Certificates, for exchange

in accordance with Article 1 and this Article 2, (i) certificates or evidence of shares in book entry

form representing CorpBanca Common Stock (collectively, “New Chilean Certificates”) and (ii)

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any dividends or distributions with respect thereto, in all cases to be paid pursuant to Article 1

and this Article 2 in exchange for Outstanding shares of Itaú Chile Common Stock.

(b) The Subsidiaries of Itaú Chile in which Itaú Chile is a direct shareholder (the

“Direct Subsidiaries”) shall (i) issue and deliver certificates or evidence of shares in book entry

form representing Direct Subsidiaries common stock in the name of CorpBanca in a number that

is equal to the common stock held by Itaú Chile in such Direct Subsidiaries immediately before

the Chilean Effective Time (collectively, “New Direct Subsidiaries Certificates”) and (ii) register

in the stock ledger of the relevant Direct Subsidiaries CorpBanca in lieu of Itaú Chile as holder

of the New Direct Subsidiaries Certificates.

2.2 Colombian Exchange Procedures.

(a) If the Colombian Merger occurs, at the Colombian Effective Time, CorpBanca

Colombia shall issue, for the benefit of the holders of Itaú Colombia Common Stock, without

being subject to any preemptive rights, for exchange in accordance with Article 1 and this Article

2, certificates or evidence of shares in book entry form representing CorpBanca Colombia

Common Stock (collectively, “New Colombian Certificates”) in an amount sufficient to meet the

Colombian Exchange Ratio. The CorpBanca Colombia Common Stock to be issued in

connection with the Colombian Merger shall only be issued to the holders of Itaú Colombia

Common Stock at the Colombian Effective Time.

(b) CorpBanca Colombia shall be entitled to deduct and withhold from the

consideration otherwise payable pursuant to this Agreement to any Itaú Colombia Common

Stock Holder such amounts as it is required to deduct and withhold with respect to the making of

such payment under any provision of state, local or foreign tax Law. To the extent that amounts

are so withheld by CorpBanca Colombia, such withheld amounts shall be treated for all purposes

of this Agreement as having been paid to the Itaú Colombia Common Stock Holder in respect of

which such deduction and withholding was made by CorpBanca Colombia.

2.3 Independent Valuation. If the Colombian Merger is to be effected pursuant to

Section 1.6(i), prior to the filing of the Colombian Merger approval request with the SFC

pursuant to Section 2.4 of Part B of Schedule 1.3(b), in the terms of Article 62 of the Colombian

Financial Statute (Estatuto Orgánico del Sistema Financiero or “EOSF”), Itaú Colombia and

CorpBanca Colombia shall engage, and share equally the cost of, an internationally recognized

investment bank with experience in the valuation of financial entities which independency and

adequacy credentials shall have been previously approved by the SFC (an “Independent

Appraiser”) to provide an independent valuation of each of Itaú Colombia and CorpBanca

Colombia. The engagement shall provide (i) for a 60-day term to prepare the valuation report

and deliver the valuation results to the board of directors of each of the Itaú Colombia and

CorpBanca Colombia and (ii) that the valuation shall be performed using internationally

accepted valuation methodologies for financial entities. The Parties undertake to vote in favor, or

to cause their respective Affiliates to vote in favor, as applicable, of the Colombian Exchange

Ratio, regardless of the exchange ratio obtained by the Independent Appraiser pursuant to this

Section 2.3.

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ARTICLE 3

REPRESENTATIONS AND WARRANTIES

3.1 Representations and Warranties of CorpBanca and CorpBanca Colombia. Subject

to and giving effect to Sections 3.5 and 7.4 and except as set forth in Corp Group Parent’s

Disclosure Letter, CorpBanca hereby represents and warrants to the Itaú Parties with respect to

itself and CorpBanca Colombia that:

(a) Organization, Standing, and Power; Subsidiaries.

(i) It and each of its Subsidiaries is duly organized and validly

existing under the Laws of the jurisdiction in which it is organized.

(ii) It and each of its Subsidiaries has the requisite corporate power

and authority to own, lease, and operate its properties and assets and to carry on

its business as now conducted. It and each of its Subsidiaries is duly qualified or

licensed to do business in each of the jurisdictions where the character of its assets

or the nature or conduct of its business requires it to be so qualified or licensed. It

has made available to the other Party a complete and correct copy of its

Organizational Documents, each as amended to the date of this Agreement and as

in full force and effect as of the date of this Agreement. A true and complete list

of its direct and indirect Subsidiaries, and the ownership interest of it in each

Subsidiary as of the date of this Agreement is set forth in Section 3.1(a) of its

Disclosure Letter. Other than its Subsidiaries as set forth in Section 3.1(a) of its

Disclosure Letter, investments made in the ordinary course of business and other

than in a fiduciary capacity on behalf of its customers, it does not, directly or

indirectly, beneficially own any equity interests in a partnership or joint venture

of any kind.

(b) Authority; No Breach of Agreement.

(i) It has the corporate power and authority necessary to execute,

deliver and perform its obligations under this Agreement and to consummate the

Transactions. The execution, delivery and performance of this Agreement and the

consummation of the Transactions, including the Chilean Merger, the Colombian

Acquisition and the Colombian Merger, by it have been duly and validly

authorized by all necessary corporate action, subject only to the Chilean

Transaction Steps and the Colombian Transaction Steps including the approval of

(A) the Chilean Merger by the holders of two-thirds of the Outstanding shares of

CorpBanca Common Stock and the Capital Raise by a majority of the

Outstanding shares of CorpBanca Common Stock, in the case of CorpBanca (the

“CorpBanca Shareholder Approval”), (B) the Colombian Merger by the holders

of a number of Outstanding shares of CorpBanca Colombia Common Stock that

represents a Supermajority Consent at the time of such approval (and by the

holders of 70% of the preferred stock of CorpBanca Colombia, if there is any

preferred stock of CorpBanca Colombia outstanding at the time of such approval),

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in the case of CorpBanca Colombia (the “CorpBanca Colombia Shareholder

Approval”), and (C) the other approvals set forth in Section 3.1(b)(i) of its

Disclosure Letter. Subject to receipt of the CorpBanca Shareholder Approval and

the CorpBanca Colombian Shareholder Approval and the other approvals set forth

in Section 3.1(b)(i) of its Disclosure Letter and assuming due authorization,

execution and delivery of this Agreement by each of the Itaú Parties, this

Agreement represents a legal, valid and binding obligation of it, enforceable

against it in accordance with its terms (except in all cases as such enforceability

may be limited by applicable bankruptcy, insolvency, reorganization,

receivership, conservatorship, moratorium or similar Laws affecting the

enforcement of creditors’ rights generally and except that the availability of the

equitable remedy of specific performance or injunctive relief is subject to the

discretion of the court before which any proceeding may be brought).

(ii) The execution, delivery and performance of this Agreement by it,

the consummation by it of the Transactions and compliance by it with the

provisions hereof will not (A) conflict with or result in a breach or violation of

any provision of its Organizational Documents or the Organizational Documents

of any of its Subsidiaries, (B) constitute or result in a Default under, or require

any Consent pursuant to, or result in the creation or acceleration of any Lien (with

or without the giving of notice, the lapse of time or both) on any asset of it or its

Subsidiaries under, any Contract or Permit of it or its Subsidiaries, or any change

in its rights or obligations under any Contract or (C) subject to receipt of the

Required Regulatory Consents and the expiration or termination of any waiting

period required by Law, violate any Law, Order or Permit applicable to it or its

Subsidiaries or any of their respective assets.

(iii) Other than as set forth in Section 3.1(b)(iii) of its Disclosure Letter

(collectively, the “CorpBanca Regulatory Consents”), no notice to, application or

filing with, or Consent of, any Governmental Authority is necessary in connection

with the execution, delivery or performance of this Agreement and the

consummation by it or any of its Subsidiaries of the Transactions.

(c) Capital Stock.

(i) Its authorized capital stock, including all of its Outstanding shares

of capital stock, is set forth in Section 3.1(c)(i) of its Disclosure Letter. Except as

set forth in Section 3.1(c)(i) of its Disclosure Letter, there are no Outstanding

shares of its capital stock or other equity securities, and there are no Outstanding

Rights relating to its capital stock, and no Person has any Contract or any right or

privilege (whether pre-emptive or contractual) capable of becoming a Contract or

Right for the purchase, subscription or issuance of any of its securities. All of its

Outstanding shares have been duly authorized and validly issued and are fully

paid and non-assessable. None of its Outstanding shares has been issued in

violation of any preemptive or similar rights of its current or past shareholders.

As of the date of this Agreement, it has no contractual obligation to redeem,

repurchase or otherwise acquire or to register with any securities regulator, any

10

shares of its capital stock or the capital stock of any of its Subsidiaries. Section

3.1(c)(i) of its Disclosure Letter also sets forth for each Outstanding Right (not

contained in the respective Organizational Documents), relating to its capital

stock, if any, the date of the grant, the expiration date, the number of shares of

capital stock subject to such Right and the exercise price per share, as applicable.

(ii) The authorized capital stock of each of its Subsidiaries, including

all of their Outstanding shares of capital stock, is set forth in Section 3.1(c)(ii) of

its Disclosure Letter. Except as set forth in Section 3.1(c)(ii) of its Disclosure

Letter, there are no Outstanding shares of capital stock or other equity securities

of any of its Subsidiaries, and there are no Outstanding Rights relating to the

capital stock of any of its Subsidiaries, and no Person has any Contract or any

right or privilege (whether pre-emptive or contractual) capable of becoming a

Contract or Right for the purchase, subscription or issuance of any securities of

any of its Subsidiaries. All the Outstanding shares of capital stock of each of its

Subsidiaries have been duly authorized and validly issued and are fully paid, non-

assessable (except, with respect to bank Subsidiaries, as provided under

applicable Law) and are owned by it or a Subsidiary of it free and clear of all

Liens or Rights, and CorpBanca or one of its Subsidiaries has good and valid title

to such shares of capital stock. None of the Outstanding shares of capital stock of

its Subsidiaries has been issued in violation of any preemptive or similar rights of

its current or past shareholders. As of the date of this Agreement, its Subsidiaries

have no contractual obligation to redeem, repurchase or otherwise acquire or to

register with any securities regulator, any shares of their capital stock or the

capital stock of any of their Subsidiaries. Section 3.1(c)(ii) of its Disclosure

Letter also sets forth for each Outstanding Right (not contained in the respective

Organizational Documents), relating to the capital stock of its Subsidiaries, if any,

the date of the grant, the expiration date, the number of shares of capital stock

subject to such Right and the exercise price per share, as applicable.

(d) Financial Statements; Undisclosed Liabilities.

(i) CorpBanca’s audited consolidated financial statements as of, and

for the years ending on, December 31, 2011 and 2012 and its unaudited

consolidated financial statements as of, and for the nine-month period ending on,

September 30, 2013 (including, in each case, any related notes thereto) (the

“CorpBanca Financial Statements”) that have been made available to Itaú Parties

have been prepared in accordance with IFRS and regulatory accounting guidelines

passed by the Chilean Superintendency of Banks. The CorpBanca Financial

Statements present fairly in all material respects the consolidated financial

position, results of operations, changes in shareholders’ equity and cash flows of

CorpBanca and its consolidated Subsidiaries as of the dates and for the periods

indicated therein (except, in the case of CorpBanca’s unaudited financial

statements, for normal year-end adjustments and the absence of footnotes).

(ii) Since September 30, 2013, none of CorpBanca or its Subsidiaries

have incurred (A) any liability or obligation, in each case of the type that would

11

be required to be disclosed on a consolidated balance sheet of CorpBanca and its

Subsidiaries prepared in accordance with IFRS or (B) to CorpBanca’s knowledge,

any liability not required to be so disclosed which would reasonably be expected

to have a Material Adverse Effect, except (i) liabilities or obligations reflected or

reserved against in CorpBanca’s balance sheet as of September 30, 2013 (or the

notes thereto) included in the CorpBanca Financial Statements, (ii) liabilities

incurred in the ordinary course of business since September 30, 2013 or (iii)

obligations arising pursuant to the terms of the Contracts disclosed in Section

3.1(k) (or not required to be so disclosed).

(iii) CorpBanca Colombia’s audited consolidated financial statements

as of, and for the years ending on, December 31, 2011 and 2012 and its unaudited

consolidated financial statements as of, and for the nine-month period ending on,

September 30, 2013 (including in each case, any related notes thereto) (the

“CorpBanca Colombia Financial Statements”) that have been made available to

Itaú Parties have been prepared in accordance with Colombian GAAP. The

CorpBanca Colombia Financial Statements present fairly in all material respects

the consolidated financial position, results of operations, changes in shareholders’

equity and cash flows of CorpBanca Colombia and its consolidated Subsidiaries

as of the dates and for the periods indicated therein (except, in the case of

CorpBanca Colombia’s unaudited financial statements, for normal year-end

adjustments and the absence of footnotes).

(iv) Since September 30, 2013, none of CorpBanca Colombia or its

Subsidiaries have incurred (A) any liability or obligation, in each case of the type

that would be required to be disclosed on a consolidated balance sheet of

CorpBanca Colombia and its Subsidiaries prepared in accordance with Colombian

GAAP or (B) to CorpBanca’s knowledge, any liability not required to be so

disclosed which would reasonably be expected to have a Material Adverse Effect,

except (i) liabilities or obligations reflected or reserved against in the CorpBanca

Colombia’s balance sheet as of September 30, 2013 (or the notes thereto)

included in the CorpBanca Colombia Financial Statements, (ii) liabilities incurred

in the ordinary course of business since September 30, 2013 or (iii) obligations

arising pursuant to the terms of the Contracts disclosed in Section 3.1(l) (or not

required to be so disclosed).

(v) The minutes of the meetings of the Board of Directors of

CorpBanca and CorpBanca Colombia since January 1, 2011 and the minutes of

the meetings of the Board committees of CorpBanca and CorpBanca Colombia

since January 1, 2011 have in all material respects been maintained in accordance

with applicable requirements of Law. It maintains a system of internal

accounting controls sufficient to comply with all legal and accounting

requirements applicable to its and its Subsidiaries’ business. Since January 1,

2011, it has not identified any significant deficiencies or material weaknesses in

the design or operation of its internal control over financial reporting, and it has

not experienced or effected any material change in internal control over financial

reporting.

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(vi) CorpBanca Colombia and Helm Bank are in compliance, and have

at all times since January 1, 2011 complied, with the “minimum capital amounts”

(montos de capital mínimo) required under Article 80 of the EOSF and Title I

Chapter I of Decree 2555 of 2010, as amended from time to time.

(e) Absence of Certain Changes or Events. Since September 30, 2013, (i) it

and its Subsidiaries have conducted their respective businesses in the ordinary course of

such businesses, (ii) there have been no events, changes, developments or occurrences

which have had, or are reasonably likely to have, individually or in the aggregate, a

Material Adverse Effect on it and (iii) it and its Subsidiaries have not taken action that, if

it had been taken after the date of this Agreement, would have required the prior written

Consent of the other Party under Section 4.2.

(f) Tax Matters. All Tax Returns required to be filed by or on behalf of it or

any of its Subsidiaries have been timely filed or requests for extensions have been timely

filed and any such extension has been granted and has not expired, and all such filed

returns are complete and accurate. All Taxes attributable to it or any of its Subsidiaries

that are or were due or payable (without regard to whether such Taxes have been

assessed) have been paid in full or have been adequately provided for on its consolidated

balance sheet and consolidated statement of earnings or income in accordance with IFRS

(in the case of CorpBanca), Colombian GAAP (in the case of CorpBanca Colombia,

Corpbanca Trust, Corpbanca Investment, Helm Bank, Helm Insurance, Helm

Stockbroker, Helm Trust), or corresponding accounting principles (including those

passed by the Chilean Superintendency of Banks) and standards pursuant to applicable

Law and practice of its jurisdiction (in the case of Helm Bank Panamá, Helm Bank

Cayman and Helm Securities Panamá) and no material deficiencies for any Taxes have

been proposed, threatened, asserted or assessed in writing against or with respect to any

Taxes due by or Tax Returns of it or its Subsidiaries. No audit assessment, dispute or

claim concerning any material Tax liability is being conducted, is pending or has been

threatened in writing by any Governmental Authority. There are no material Liens for

Taxes upon the assets of it or its Subsidiaries, except for Taxes that are being contested in

good faith by appropriate proceedings and for which adequate reserves, in accordance

with IFRS (in the case of CorpBanca) or Colombian GAAP (in the case of CorpBanca

Colombia, Corpbanca Trust, Corpbanca Investment, Helm Bank, Helm Insurance, Helm

Stockbroker, Helm Trust), or corresponding accounting principles (including those

passed by the Chilean Superintendency of Banks) and standards pursuant to applicable

Law and practice of its jurisdiction (in the case of Helm Bank Panamá, Helm Bank

Cayman and Helm Securities Panamá), have been established. All material Liens for

Taxes that are being contested in good faith by appropriate proceedings have been

appropriately disclosed to Itaú Parties. Neither it nor any of its Subsidiaries (i) is or has

ever been a member of an affiliated group (other than a group the common parent of

which is CorpBanca (in the case of CorpBanca) or CorpBanca Colombia (in the case of

CorpBanca Colombia)) filing a joint, combined, unitary or consolidated Tax Return or

(ii) has any material liability for Taxes of any other Person arising from the application of

any provision of federal state, local or foreign Law that imposes joint or several liability

on members of a consolidated or affiliated group, or as a transferee or successor, by

13

contract, or otherwise. Neither it nor any of its Subsidiaries is a party to a Tax sharing,

indemnification or similar agreement or any agreement pursuant to which it or any of its

Subsidiaries has any obligation to any Person (other than it or one of its Subsidiaries)

with respect to Taxes. All material Taxes (determined both individually and in the

aggregate) required to be withheld, collected or deposited by or with respect to it and

each Subsidiary have been timely withheld, collected or deposited as the case may be,

and to the extent required, have been paid to the relevant Governmental Authority.

Neither it nor any of its Subsidiaries has requested or been granted any waiver of any

federal, state, local or foreign statute of limitations with respect to, or any extension of a

period for the assessment or collection of, any material Tax, which waiver or extension is

still in effect.

(g) Certain Actions. Neither it nor any of its Subsidiaries or any Affiliates

thereof has taken or agreed to take any action, and it has no knowledge of any fact or

circumstance, that is reasonably likely to materially impede or materially delay receipt of

any Required Regulatory Consents. To its knowledge, as of the date of this Agreement,

there exists no fact, circumstance or reason that would cause any Required Regulatory

Consents not to be received in a timely manner.

(h) Compliance with Permits, Laws and Orders.

(i) It and each of its Subsidiaries has in effect, and have at all times

since January 1, 2011 held in effect, all Permits and has made all filings,

applications and registrations with Governmental Authorities that are required for

it and each of its Subsidiaries to own, lease or operate its material assets and to

carry on its business as now conducted (and has paid all fees and assessments due

and payable in connection therewith), and no Default has occurred and is

continuing under any Permit applicable to its business or employees conducting

its business.

(ii) Neither it nor any of its Subsidiaries is or has been since January 1,

2011 in Default under any Laws or Orders applicable to it or any of its

Subsidiaries, its or any of its Subsidiaries’ business or employees conducting its

or any of its Subsidiaries’ business, including any applicable personal or financial

data protection, bank secrecy, discriminatory lending, anti-money laundering and

sanctions Laws and Environmental Laws.

(iii) Since January 1, 2011, neither it nor any of its Subsidiaries has

received any notification or communication from any Governmental Authority

(A) asserting that it or any of its Subsidiaries is in Default under any Permits,

Laws or Orders, (B) threatening to revoke any Permits or (C) requiring it or any

of its Subsidiaries (x) to enter into or consent to the issuance of a cease and desist

order, written supervisory or other agreement, consent decree, directive,

commitment or memorandum of understanding or (y) to adopt any policy,

procedure or resolution of its Board of Directors or similar undertaking, which

restricts the conduct of its business, or relates to its capital adequacy, its credit or

reserve policies, its management, or the payment of dividends or any other policy

14

or procedure, and neither it nor any of its Subsidiaries has received any notice

from a Governmental Authority that it is considering issuing or requiring any of

the foregoing.

(iv) There (A) is no unresolved violation by any Governmental

Authority with respect to any report or statement relating to any examinations or

inspections of it or any of its Subsidiaries and (B) have been no formal or

informal inquiries by, or disagreements or disputes with, any Governmental

Authority with respect to its or any of its Subsidiaries’ business, operations,

policies or procedures since January 1, 2010.

(v) It and each of its Subsidiaries have properly administered all

accounts for which it acts as a fiduciary, including accounts for which it serves as

a trustee, fiduciario, agent, custodian, personal representative, guardian,

conservator or investment advisor, in accordance with the terms of the governing

documents and applicable Law. None of it or any of its Subsidiaries has

committed any breach of trust or fiduciary duty with respect to any such fiduciary

account.

(vi) None of it or its Subsidiaries has, directly or indirectly, (i) used any

funds of it or any of its Subsidiaries for unlawful contributions, unlawful gifts,

unlawful entertainment or other expenses relating to political activity, (ii) made

any unlawful payment to foreign domestic governmental officials or employees or

to foreign or domestic political parties or campaigns from funds of it or any of its

Subsidiaries, (iii) established or maintained any unlawful fund of monies or other

assets of it or any of its Subsidiaries or (iv) made any unlawful bribe or other

unlawful payment to any Person, private or public, regardless of form, whether in

money, property or services, in each case to obtain favorable treatment in securing

business, to obtain special concessions for it or any of its Subsidiaries, to pay for

favorable treatment for business secured or to pay for special concessions already

obtained for it or any of its Subsidiaries.

(vii) SARLAFT. CorpBanca Colombia and each of its Subsidiaries has

established a comprehensive anti-money laundering program (Sistema de

Administración del Riesgo de Lavado de Activos y Financiación del Terrorismo

or “Sarlaft”) that complies with applicable Law.

(i) Labor Relations. Neither it nor any of its Subsidiaries is the subject of any

Litigation asserting that it or any of its Subsidiaries has committed an unfair labor

practice or seeking to compel it or any of its Subsidiaries to bargain with any labor union

or labor organization as to wages or conditions of employment, nor is it or any of its

Subsidiaries a party to or bound by any collective bargaining agreement, Contract or

other agreement or understanding with a labor union or labor organization, nor is there

any strike or other labor dispute involving it or any of its Subsidiaries pending or, to its

knowledge, threatened, nor to its knowledge, is there any activity involving its or any of

its Subsidiaries’ employees seeking to certify a labor union or labor organization or

engaging in any other organization activity. It and each of its Subsidiaries has complied

15

in all respects with all applicable Laws relating to the employment of its employees,

including applicable Laws relating to equal employment opportunity, nondiscrimination,

immigration, wages, hours, fringe benefits, severance, interest on severance, legal service

bonuses, and all other fringe benefits, all surcharges and benefits, work or leaves on

Sundays and holidays, all extralegal bonuses of any type and nature, travel allowances,

the impact of the travelling allowances in the salary, legal salary discounts, monthly legal

direct pension payments, data privacy, collective bargaining, the payment of social

security and similar Taxes, occupational safety and health, and plant closing and, to its

knowledge, neither it nor its Subsidiaries is liable for the payment of any compensation,

damages, taxes, fines, penalties or other amounts, however designated, for failure to

comply with any of the foregoing Laws.

(j) Compensation and Benefit Plans.

(i) Except for the Compensation and Benefit Plans listed in Section

3.1(j) of its Disclosure Letter, there are no other Compensation and Benefit Plans

(funded or otherwise).

(ii) Each Compensation and Benefit Plan is maintained, operated and

administered by it in accordance with applicable Laws and with the terms of such

Compensation and Benefit Plan (including the making of any required

contributions). It is not in default under or in violation of any of its respective

Compensation and Benefit Plans.

(iii) Except pursuant to a Compensation and Benefit Plan set forth in

Section 3.1(j) of its Disclosure Letter, neither the execution of this Agreement nor

the consummation of the Transactions shall: (i) entitle any of its or any of its

Subsidiaries’ current or former employees to severance pay or benefits or any

increase in severance pay or benefits under a Compensation and Benefit Plan

upon any termination of employment or service, in each case, in excess of legally

required severance payments or (ii) accelerate the time of payment or vesting or

trigger any payment or funding (through a grantor trust or otherwise) of

compensation or benefits under, or increase the amount payable or trigger any

other obligation pursuant to, any Compensation and Benefit Plans to any of its or

any of its Subsidiaries’ current or former employees.

(k) Material Contracts.

(i) Except for Contracts set forth in Section 3.1(k) of its Disclosure

Letter, as of the date of this Agreement, neither it nor any of its Subsidiaries, nor

any of their respective assets, businesses or operations, is a party to, or is bound or

affected by, or receives benefits under, (A) any Contract relating to the borrowing

of money by it or any of its Subsidiaries or the guarantee by it or any of its

Subsidiaries of any such obligation (other than Contracts pertaining to fully-

secured repurchase agreements, trade payables and Contracts relating to

borrowings, deposit-takings or guarantees made in the ordinary course of business

consistent with past practice), (B) any Contract containing a non-compete or

16

client or customer non-solicit requirement or any other provisions that limit the

ability of it or any of its Subsidiaries to compete in any line of business or with

any Person, or that involve any restriction of the geographic area in which, or

method by which, it or any of its Subsidiaries may carry on its business (other

than as may be required by Law or any Governmental Authority) or which

requires referrals of business or requires it or any of its Affiliates to make

available investment opportunities to any Person on a priority, equal or exclusive

basis, (C) any Contract with respect to the employment of any directors, executive

officers or employees, or with any consultants that are natural Persons involving

the payment of U.S.$500,000 or more per annum, (D) any Contract which, upon

the execution or delivery of this Agreement or consummation of the transactions

contemplated by this Agreement will (either alone or upon the occurrence of any

additional acts or events) result in any payment (including severance payment)

becoming due from it or any of its Subsidiaries, (E) any Contract that could

reasonably be expected to prohibit, delay or materially impair the consummation

of any of the Transactions, (F) any Contract (or group of Contracts with the same

party (or its Affiliates) involving similar transactions) that involves expenditures

or receipts by it or any of its Subsidiaries in excess of U.S.$5,000,000 per year not

entered into in the ordinary course of business consistent with past practice, (G)

any Contract with an Affiliate, (H) any Contract that grants any right of first

refusal, right of first offer or similar right with respect to the sale or other transfer

of any material assets, rights or properties of it or its Subsidiaries or (I) any

Contract with any Governmental Authority (other than routine or customary

Contracts with any self-regulatory body). With respect to each of its Contracts

required to be disclosed in its Disclosure Letter pursuant to this Section 3.1(k)(i):

(w) each such Contract is in full force and effect; (x) neither it nor any of its

Subsidiaries is in Default thereunder; (y) neither it nor any of its Subsidiaries has

repudiated or waived any material provision of any such Contract; and (z) no

other party to any such Contract is, to its knowledge, in Default thereunder in any

material respect.

(ii) All interest rate swaps, caps, floors, option agreements, futures and

forward contracts, and other similar risk management arrangements, whether

entered into for its own account or for the account of one or more of its

Subsidiaries or their respective customers, were entered into (A) in accordance

with prudent business practices and all applicable Laws and (B) with

counterparties believed to be financially responsible, and each of them is

enforceable against it or its Subsidiaries and, to its knowledge, the applicable

counterparties thereto, in accordance with its terms (except in all cases as such

enforceability may be limited by applicable bankruptcy, insolvency,

reorganization, receivership, conservatorship, moratorium or similar Laws

affecting the enforcement of creditors’ rights generally and except that the

availability of the equitable remedy of specific performance or injunctive relief is

subject to the discretion of the court before which any proceeding may be

brought), and is in full force and effect. Neither it nor any of its Subsidiaries, nor

17

to its knowledge, any other party thereto, is in Default of any of its obligations

under any such agreement or arrangement.

(l) Legal Proceedings. There is no Litigation pending or, to its knowledge,

threatened against it or any of its Subsidiaries, or against any asset, interest or right of any

of them, and there are no Orders of any Governmental Authority or arbitrators

outstanding, or, to its knowledge, threatened, against it or any of its Subsidiaries.

(m) Reports. Since January 1, 2011, or the date of organization if later, it and

each of its Subsidiaries has timely filed all reports and statements, together with any

amendments required to be made with respect thereto, that it was required to file with any

Governmental Authority, including the Chilean Superintendency of Banks, the

Superintendency of Securities and Insurance, the Chilean Central Bank and the Unidad

de Análisis Financiero (in the case of CorpBanca) and SFC, Colombian Central Bank,

the Unidad de Información y Análisis Financiero, and the SEC (in the case of CorpBanca

Colombia), and it and each of its Subsidiaries have paid all fees and assessments due and

payable in connection therewith.

(n) Investment Securities and Commodities.

(i) Each of it and its Subsidiaries has good title to all securities and

commodities owned by it (except those sold under repurchase agreements), free

and clear of any Lien, except to the extent such securities or commodities are

pledged in the ordinary course of business to secure obligations of it or its

Subsidiaries.

(ii) It and its Subsidiaries and their respective businesses employ

investment, securities, commodities, risk management and other policies,

practices and procedures that it believes are prudent and reasonable in the context

of such businesses.

(o) Intellectual Property.

(i) It and its Subsidiaries own, are licensed or otherwise have the right

to use all Intellectual Property that is used by it and its Subsidiaries in their

respective businesses as currently conducted, free and clear of all Liens.

18

(ii) To its knowledge, it and its Subsidiaries have not infringed,

misappropriated or otherwise violated the Intellectual Property rights of any third

Person since January 1, 2011, and the use of any third Person Intellectual Property

is in accordance with any applicable Contract pursuant to which it or its

Subsidiaries acquired the right to use such Intellectual Property. There is no

claim pending or, to its knowledge, threatened against it or any of its Subsidiaries

concerning the ownership, validity, registrability, enforceability, infringement,

use or licensed right to use any Intellectual Property owned by it or its

Subsidiaries.

(iii) To its knowledge, no third Person has infringed, misappropriated

or otherwise violated it or its Subsidiaries’ Intellectual Property rights. There are

no claims pending or threatened by it or its Subsidiaries that (A) a third Person

infringed or otherwise violated any of their Intellectual Property rights or (B) a

third Person’s owned or claimed Intellectual Property interferes with, infringes,

dilutes or otherwise harms any of their Intellectual Property rights.

(iv) It and its Subsidiaries have taken reasonable measures to protect

the confidentiality of all Trade Secrets that are owned by them.

(v) Except as set forth in Section 3.1(o)(v) of its Disclosure Letter, it

and its Subsidiaries have and will have until the date required pursuant to

applicable Law (and in any case at least until the Chilean Effective Time), all

Intellectual Property rights required for the rightful use of all trademarks and

names currently used in carrying out their businesses.

(vi) CorpBanca owns all right, title and interest, free and clear of any

Liens, in and to the trademarks (including the “CorpBanca” name) set forth in

Section 3.1(o)(vi) of its Disclosure Letter.

(p) Extensions of Credit.

(i) Each loan, revolving credit facility, account and note receivable,

borrowing arrangement (including leases, guarantees and interest-bearing assets),

letter of credit or other extension of credit or commitment to extend credit (each a

“CorpBanca Extension of Credit”) made or entered into by it or any of its

Subsidiaries (i) is evidenced in all material respects by such documentation as is

customary for the industry in which it and its Subsidiaries operate, (ii) to the

extent carried on the books and records of it and its Subsidiaries as secured, has

been secured by valid Liens and (iii) is the legal, valid and binding obligation of

the obligor named therein, enforceable in accordance with its terms (except in all

cases as such enforceability may be limited by applicable bankruptcy, insolvency,

reorganization, receivership, conservatorship, moratorium or similar Laws

affecting the enforcement of creditors’ rights generally and except that the

availability of the equitable remedy of specific performance or injunctive relief is

subject to the discretion of the court before which any proceeding may be

brought).

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(ii) Each outstanding CorpBanca Extension of Credit has been

solicited and originated and is administered and the relevant files are being

maintained, in all material respects, in accordance with the relevant loan

documents, its underwriting standards and applicable Law.

(iii) All data processing systems used by it and/or any of its

Subsidiaries with respect to any CorpBanca Extension of Credit are sufficient to

provide reasonable assurances that information pertaining to the CorpBanca

Extension of Credit is recorded accurately. All data processing systems comply

in all material respects with all applicable Laws, rules, regulations, orders and

judgments governing CorpBanca Extension of Credit origination and servicing

and the storage, disclosure, revelation to Governmental Authorities and disposal

of information pertaining to obligors and any other individuals.

(iv) For the avoidance of doubt, and notwithstanding the foregoing or

any other provision of this Agreement, no representation or warranty is being

made as to whether such CorpBanca Extensions of Credit are ultimately

collectible.

(q) Certain Loan Matters.

(i) Section 3.1(q) of its Disclosure Letter sets forth a list of all

CorpBanca Extensions of Credit by it or any of its Subsidiaries to any of its

directors, executive officers, principal shareholders and their related persons

(personas relacionadas) (as such terms are defined in the Chilean Companies

Law and Chilean Securities Law, as the case may be).

(ii) There are no CorpBanca Extensions of Credit to any of its

employees, officers, directors or other of its Affiliates made in breach of the

Chilean Banking Law or on which the borrower is paying a rate other than that

reflected in the note or the relevant credit agreement.

(r) Properties. It or one of its Subsidiaries (i) has good and marketable title to

all the properties and assets reflected in its latest audited balance sheet included in the

Financial Statements as being owned by it or one of its Subsidiaries or acquired after the

date thereof (except properties sold or otherwise disposed of since the date thereof in the

ordinary course of business consistent with past practice), free and clear of all Liens

(except for Permitted Liens) and (ii) is the lessee of all leasehold estates reflected in the

latest audited financial statements included in the Financial Statements or acquired after

the date thereof (except for leases that have expired by their terms or been legally

terminated by it or one of its Subsidiaries since the date thereof) and is in possession of

the properties purported to be leased thereunder, and each such lease is valid without

Default thereunder by the lessee or, to its knowledge, the lessor. There are no pending or,

to its knowledge, threatened condemnation proceedings against such owned properties

and leasehold estates.

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(s) Brokers and Finders. Except for Merrill Lynch, Pierce, Fenner & Smith

Incorporated and Goldman Sachs & Co. (in each case pursuant to engagement letters

which have been set forth in Section 3.1(s) of its Disclosure Letter), neither it nor any of

its Subsidiaries nor any of their respective officers, directors, employees or Affiliates has

employed any broker, finder or financial advisor or incurred any Liability for any

financial advisory fees, investment bankers’ fees, brokerage fees, commissions, or

finders’ fees in connection with this Agreement or the Transactions. It has disclosed to

the Itaú Parties as of the date hereof the aggregate fees provided for in connection with

the engagements of each of Merrill Lynch, Pierce, Fenner & Smith Incorporated and

Goldman Sachs & Co. related to this Agreement or the transactions contemplated hereby.

(t) Opinion of Financial Advisors. Prior to the execution of this Agreement,

the Board of Directors of CorpBanca has received separate opinions of Merrill Lynch,

Pierce, Fenner & Smith Incorporated and Goldman Sachs & Co., each to the effect that as

of the date thereof and based upon and subject to the matters set forth therein, the Chilean

Exchange Ratio is fair, from a financial point of view, to CorpBanca. Such opinions have

not been amended or rescinded prior to the execution of this Agreement.

(u) Insurance. It and its Subsidiaries are insured against such risks and in

such amounts as its management reasonably has determined to be prudent in accordance

with industry practices. All such policies are in full force and effect; none of it or any of

its Subsidiaries are in material default thereunder; and all claims thereunder have been

filed, and all premiums due thereunder have been paid, in due and timely fashion.

(v) Related Party Transactions. Except as set forth in Section 3.1(v) of its

Disclosure Letter, there are no existing transactions or series of related transactions, or

Contracts between it or any of its Subsidiaries, on the one hand, and any of its or its

Subsidiaries’ current directors or officers (or other Persons who in the 18-month period

prior to the date of this Agreement were directors or officers), any Person who

beneficially owns, directly or indirectly, 5% or more of its Outstanding shares of

common stock or any Affiliate (other than it and its Subsidiaries) of such director, officer

or Person, on the other hand, except those of a type available to its employees generally.

3.2 Representations and Warranties of Itaú Chile and Itaú Colombia. Subject to and

giving effect to Sections 3.5 and 7.4 and except as set forth in Itaú’s Disclosure Letter, each of

Itaú Chile and Itaú Parent hereby represents and warrants to the Corp Group Parties with respect

to itself and Itaú Colombia, respectively, that:

(a) Organization, Standing, and Power; Subsidiaries.

(i) It and each of its Subsidiaries is duly organized and validly

existing under the Laws of the jurisdiction in which it is organized.

(ii) It and each of its Subsidiaries has the requisite corporate power

and authority to own, lease, and operate its properties and assets and to carry on

its business as now conducted. It and each of its Subsidiaries is duly qualified or

licensed to do business in each of the jurisdictions where the character of its assets

21

or the nature or conduct of its business requires it to be so qualified or licensed. It

has made available to the other Party a complete and correct copy of its

Organizational Documents, each as amended to the date of this Agreement and as

in full force and effect as of the date of this Agreement. A true and complete list

of its direct and indirect Subsidiaries, and the ownership interest of it in each

Subsidiary as of the date of this Agreement is set forth in Section 3.2(a) of its

Disclosure Letter. Other than its Subsidiaries as set forth in Section 3.2(a) of its

Disclosure Letter, investments made in the ordinary course of business and other

than in a fiduciary capacity on behalf of its customers, it does not, directly or

indirectly, beneficially own any equity interests in a partnership or joint venture

of any kind..

(b) Authority; No Breach of Agreement.

(i) It has the corporate power and authority necessary to execute,

deliver and perform its obligations under this Agreement and to consummate the

Transactions. The execution, delivery and performance of this Agreement and the

consummation of the Transactions, including the Chilean Merger, the Colombian

Acquisition and the Colombian Merger, by it have been duly and validly

authorized by all necessary corporate action, subject only to the Chilean

Transaction Steps and the Colombian Transaction Steps including the approval of

(A) the Chilean Merger by the holders of two-thirds of the Outstanding shares of

Itaú Chile Common Stock and the Capital Raise by a majority of the Outstanding

shares of Itaú Chile Common Stock, in the case of Itaú Chile (the “Itaú Chile

Shareholder Approval”), (B) the Colombian Merger by the holders of a number of

the Outstanding shares of Itaú Colombia Common Stock that represents a

majority (plus one share) of the Outstanding shares of Itaú Colombia Common

Stock at the time of such approval, in the case of Itaú Colombia (the “Itaú

Colombia Shareholder Approval”), and (C) the other approvals set forth in

Section 3.2(b)(i) of its Disclosure Letter. Subject to receipt of the Itaú Chile

Shareholder Approval and the Itaú Colombia Shareholder Approval and the other

approvals set forth in Section 3.2(b)(i) of its Disclosure Letter and assuming due

authorization, execution and delivery of this Agreement by each of the Corp

Group Parties, this Agreement represents a legal, valid and binding obligation of

it, enforceable against it in accordance with its terms (except in all cases as such

enforceability may be limited by applicable bankruptcy, insolvency,

reorganization, receivership, conservatorship, moratorium or similar Laws

affecting the enforcement of creditors’ rights generally and except that the

availability of the equitable remedy of specific performance or injunctive relief is

subject to the discretion of the court before which any proceeding may be

brought).

(ii) The execution, delivery and performance of this Agreement by it,

the consummation by it of the Transactions and compliance by it with the

provisions hereof will not (A) conflict with or result in a breach or violation of

any provision of its Organizational Documents or the Organizational Documents

of any of its Subsidiaries, (B) constitute or result in a Default under, or require

22

any Consent pursuant to, or result in the creation or acceleration of any Lien (with

or without the giving of notice, the lapse of time or both) on any asset of it or its

Subsidiaries under, any Contract or Permit of it or its Subsidiaries, or any change

in its rights or obligations under any Contract or (C) subject to receipt of the

Required Regulatory Consents and the expiration or termination of any waiting

period required by Law, violate any Law, Order or Permit applicable to it or its

Subsidiaries or any of their respective assets.

(iii) Other than as set forth in Section 3.2(b)(iii) of its Disclosure Letter

(collectively, the “Itaú Bank Regulatory Consents”), no notice to, application or

filing with, or Consent of, any Governmental Authority is necessary in connection

with the execution, delivery or performance of this Agreement and the

consummation by it or any of its Subsidiaries of the Transactions.

(c) Capital Stock.

(i) Its authorized capital stock, including all of its Outstanding shares

of capital stock, is set forth in Section 3.2(c)(i) of its Disclosure Letter. Except as

set forth in Section 3.2(c)(i) of its Disclosure Letter, there are no Outstanding

shares of its capital stock or other equity securities, and there are no Outstanding

Rights relating to its capital stock, and no Person has any Contract or any right or

privilege (whether pre-emptive or contractual) capable of becoming a Contract or

Right for the purchase, subscription or issuance of any of its securities. All of its

Outstanding shares have been duly authorized and validly issued and are fully

paid and non-assessable. None of its Outstanding shares has been issued in

violation of any preemptive or similar rights of its current or past shareholders.

As of the date of this Agreement, it has no contractual obligation to redeem,

repurchase or otherwise acquire or to register with any securities regulator, any

shares of its capital stock or the capital stock of any of its Subsidiaries. Section

3.2(c)(i) of its Disclosure Letter also sets forth for each Outstanding Right (not

contained in the respective Organizational Documents), relating to its capital

stock, if any, the date of the grant, the expiration date, the number of shares of

capital stock subject to such Right and the exercise price per share, as applicable.

(ii) The authorized capital stock of each of its Subsidiaries, including

all of their Outstanding shares of capital stock, is set forth in Section 3.2(c)(ii) of

its Disclosure Letter. Except as set forth in Section 3.2(c)(ii) of its Disclosure

Letter, there are no Outstanding shares of capital stock or other equity securities

of any of its Subsidiaries, and there are no Outstanding Rights relating to the

capital stock of any of its Subsidiaries, and no Person has any Contract or any

right or privilege (whether pre-emptive or contractual) capable of becoming a

Contract or Right for the purchase, subscription or issuance of any securities of

any of its Subsidiaries. All the Outstanding shares of capital stock of each of its

Subsidiaries have been duly authorized and validly issued and are fully paid, non-

assessable (except, with respect to bank Subsidiaries, as provided under

applicable Law) and are owned by it or a Subsidiary of it free and clear of all

Liens or Rights, and Itaú Chile or one of its Subsidiaries has good and valid title

23

to such shares of capital stock. None of the Outstanding shares of capital stock of

its Subsidiaries has been issued in violation of any preemptive or similar rights of

its current or past shareholders. As of the date of this Agreement, its Subsidiaries

have no contractual obligation to redeem, repurchase or otherwise acquire or to

register with any securities regulator, any shares of their capital stock or the

capital stock of any of their Subsidiaries. Section 3.2(c)(ii) of its Disclosure

Letter also sets forth for each Outstanding Right (not contained in the respective

Organizational Documents), relating to the capital stock of its Subsidiaries, if any,

the date of the grant, the expiration date, the number of shares of capital stock

subject to such Right and the exercise price per share, as applicable.

(d) Financial Statements; Undisclosed Liabilities.

(i) Itaú Chile’s audited consolidated financial statements as of, and for

the years ending on, December 31, 2011 and 2012 and its unaudited consolidated

financial statements as of, and for the nine-month period ending on, September

30, 2013 (including, in each case, any related notes thereto) (the “Itaú Chile

Financial Statements”) that have been made available to Corp Group Parties have

been prepared in accordance with IFRS and regulatory accounting guidelines

passed by the Chilean Superintendency of Banks. The Itaú Chile Financial

Statements present fairly in all material respects the consolidated financial

position, results of operations, changes in shareholders’ equity and cash flows of

Itaú Chile and its consolidated Subsidiaries as of the dates and for the periods

indicated therein (except, in the case of Itaú Chile’s unaudited financial

statements, for normal year-end adjustments and the absence of footnotes).

(ii) Since September 30, 2013, none of Itaú Chile or its Subsidiaries

have incurred (A) any liability or obligation, in each case of the type that would

be required to be disclosed on a consolidated balance sheet of Itaú Chile and its

Subsidiaries prepared in accordance with IFRS or (B) to Itaú Chile’s knowledge,

any liability not required to be so disclosed which would reasonably be expected

to have a Material Adverse Effect, except (i) liabilities or obligations reflected or

reserved against in Itaú Chile’s balance sheet as of September 30, 2013 (or the

notes thereto) included in the Itaú Chile Financial Statements, (ii) liabilities

incurred in the ordinary course of business since September 30, 2013 or (iii)

obligations arising pursuant to the terms of the Contracts disclosed in Section

3.2(k) (or not required to be so disclosed).

(iii) Itaú Colombia’s audited consolidated financial statements as of,

and for the year ending on, December 31, 2012 and its unaudited consolidated

financial statements as of, and for the nine-month period ending on, September

30, 2013 (including in each case, any related notes thereto) (the “Itaú Colombia

Financial Statements”) that have been made available to Corp Group Parties have

been prepared in accordance with Colombian GAAP. The Itaú Colombia

Financial Statements present fairly in all material respects the consolidated

financial position, results of operations, changes in shareholders’ equity and cash

flows of Itaú Colombia and its consolidated Subsidiaries as of the dates and for

24

the periods indicated therein (except, in the case of Itaú Colombia’s unaudited

financial statements, for normal year-end adjustments and the absence of

footnotes).

(iv) Since September 30, 2013, none of Itaú Colombia or its

Subsidiaries have incurred (A) any liability or obligation, in each case of the type

that would be required to be disclosed on a consolidated balance sheet of Itaú

Colombia and its Subsidiaries prepared in accordance with Colombian GAAP or

(B) to Itaú Parent’s knowledge, any liability not required to be so disclosed which

would reasonably be expected to have a Material Adverse Effect, except (i)

liabilities or obligations reflected or reserved against in the Itaú Colombia’s

balance sheet as of September 30, 2013 (or the notes thereto) included in the Itaú

Colombia Financial Statements, (ii) liabilities incurred in the ordinary course of

business since September 30, 2013 or (iii) obligations arising pursuant to the

terms of the Contracts disclosed in Section 3.2(l) (or not required to be so

disclosed).

(v) The minutes of meetings of the Board of Directors of Itaú Chile

and Itaú Colombia since January 1, 2011 (or, in the case of Itaú Colombia, since

its incorporation) and the minutes of the meetings of the Board committees of Itaú

Chile and Itaú Colombia since January 1, 2011 (or, in the case of Itaú Colombia,

since its incorporation) have in all material respects been maintained in

accordance with applicable requirements of Law. It maintains a system of

internal accounting controls sufficient to comply with all legal and accounting

requirements applicable to its and its Subsidiaries’ business. Since January 1,

2011, it has not identified any significant deficiencies or material weaknesses in

the design or operation of its internal control over financial reporting and it has

not experienced or effected any material change in internal control over financial

reporting.

(vi) Itaú Chile and Itaú Colombia are in compliance, and have at all

times since January 1, 2011 complied, to the extent applicable to such entities,

with the minimum capital amounts and net worth (patrimonio) as set forth in

Articles 50 and 51 of the Chilean Banking Law (in the case of Itaú Chile) and the

“minimum capital amounts” (montos de capital mínimo) required under Article 80

of the EOSF and Title I Chapter I of Decree 2555 of 2010 (in the case of Itaú

Colombia), each as amended from time to time.

(e) Absence of Certain Changes or Events. Since September 30, 2013, (i) it

and its Subsidiaries have conducted their respective businesses in the ordinary course of

such businesses, (ii) there have been no events, changes, developments or occurrences

which have had, or are reasonably likely to have, individually or in the aggregate, a

Material Adverse Effect on it and (iii) it and its Subsidiaries have not taken action that, if

it had been taken after the date of this Agreement, would have required the prior written

Consent of the other Party under Section 4.2.

25

(f) Tax Matters. All Tax Returns required to be filed by or on behalf of it or

any of its Subsidiaries have been timely filed or requests for extensions have been timely

filed and any such extension has been granted and has not expired, and all such filed

returns are complete and accurate. All Taxes attributable to it or any of its Subsidiaries

that are or were due or payable (without regard to whether such Taxes have been

assessed) have been paid in full or have been adequately provided for on its consolidated

balance sheet and consolidated statement of earnings or income in accordance with IFRS

(in the case of Itaú Chile), Colombian GAAP (in the case of Itaú Colombia and its

Subsidiaries), or corresponding accounting principles (including those passed by the

Chilean Superintendency of Banks) and standards pursuant to applicable Law and

practice of its jurisdiction and no material deficiencies for any Taxes have been proposed,

threatened, asserted or assessed in writing against or with respect to any Taxes due by or

Tax Returns of it or its Subsidiaries. No audit assessment, dispute or claim concerning

any material Tax liability is being conducted, is pending or has been threatened in writing

by any Governmental Authority. There are no material Liens for Taxes upon the assets

of it or its Subsidiaries, except for Taxes that are being contested in good faith by

appropriate proceedings and for which adequate reserves, in accordance with IFRS (in

the case of Itaú Chile) or Colombian GAAP (in the case of Itaú Colombia and its

Subsidiaries), or corresponding accounting principles (including those passed by the

Chilean Superintendency of Banks) and standards pursuant to applicable Law and

practice of its jurisdiction, have been established. All material Liens for Taxes that are

being contested in good faith by appropriate proceedings have been appropriately

disclosed to Corp Group Parties. Neither it nor any of its Subsidiaries (i) is or has ever

been a member of an affiliated group (other than a group the common parent of which

isItaú Chile (in the case of Itaú Chile) or Itaú Colombia (in the case of Itaú Colombia)

filing a joint, combined, unitary or consolidated Tax Return or (ii) has any material

liability for Taxes of any other Person arising from the application of any provision of

federal state, local or foreign Law that imposes joint or several liability on members of a

consolidated or affiliated group, or as a transferee or successor, by contract, or otherwise.

Neither it nor any of its Subsidiaries is a party to a Tax sharing, indemnification or

similar agreement or any agreement pursuant to which it or any of its Subsidiaries has

any obligation to any Person (other than it or one of its Subsidiaries) with respect to

Taxes. All material Taxes (determined both individually and in the aggregate) required

to be withheld, collected or deposited by or with respect to it and each Subsidiary have

been timely withheld, collected or deposited as the case may be, and to the extent

required, have been paid to the relevant Governmental Authority. Neither it nor any of

its Subsidiaries has requested or been granted any waiver of any federal, state, local or

foreign statute of limitations with respect to, or any extension of a period for the

assessment or collection of, any material Tax, which waiver or extension is still in effect.

(g) Certain Actions. Neither it nor any of its Subsidiaries or any Affiliates

thereof has taken or agreed to take any action, and it has no knowledge of any fact or

circumstance, that is reasonably likely to materially impede or materially delay receipt of

any Required Regulatory Consents. To its knowledge, as of the date of this Agreement,

there exists no fact, circumstance or reason that would cause any Required Regulatory

Consents not to be received in a timely manner.

26

(h) Compliance with Permits, Laws and Orders.

(i) It and each of its Subsidiaries has in effect, and have at all times

since January 1, 2011 (or, in the case of Itaú Colombia, since its incorporation)

held in effect, all Permits and has made all filings, applications and registrations

with Governmental Authorities that are required for it and each of its Subsidiaries

to own, lease or operate its material assets and to carry on its business as now

conducted (and has paid all fees and assessments due and payable in connection

therewith), and no Default has occurred and is continuing under any Permit

applicable to its business or employees conducting its business.

(ii) Neither it nor any of its Subsidiaries is or has been since January 1,

2011 in Default under any Laws or Orders applicable to it or any of its

Subsidiaries, its or any of its Subsidiaries’ business or employees conducting its

or any of its Subsidiaries’ business, including any applicable personal or financial

data protection, bank secrecy, discriminatory lending, anti-money laundering and

sanctions Laws and Environmental Laws.

(iii) Since January 1, 2011, neither it nor any of its Subsidiaries has

received any notification or communication from any Governmental Authority

(A) asserting that it or any of its Subsidiaries is in Default under any Permits,

Laws or Orders, (B) threatening to revoke any Permits or (C) requiring it or any

of its Subsidiaries (x) to enter into or consent to the issuance of a cease and desist

order, written supervisory or other agreement, consent decree, directive,

commitment or memorandum of understanding or (y) to adopt any policy,

procedure or resolution of its Board of Directors or similar undertaking, which

restricts the conduct of its business, or relates to its capital adequacy, its credit or

reserve policies, its management, or the payment of dividends or any other policy

or procedure, and neither it nor any of its Subsidiaries has received any notice

from a Governmental Authority that it is considering issuing or requiring any of

the foregoing.

(iv) There (A) is no unresolved violation by any Governmental

Authority with respect to any report or statement relating to any examinations or

inspections of it or any of its Subsidiaries and (B) have been no formal or

informal inquiries by, or disagreements or disputes with, any Governmental

Authority with respect to its or any of its Subsidiaries’ business, operations,

policies or procedures since January 1, 2010.

(v) It and each of its Subsidiaries have properly administered all

accounts for which it acts as a fiduciary, including accounts for which it serves as

a trustee, fiduciario, agent, custodian, personal representative, guardian,

conservator or investment advisor, in accordance with the terms of the governing

documents and applicable Law. None of it or any of its Subsidiaries has

committed any breach of trust or fiduciary duty with respect to any such fiduciary

account.

27

(vi) None of it or its Subsidiaries has, directly or indirectly, (i) used any

funds of it or any of its Subsidiaries for unlawful contributions, unlawful gifts,

unlawful entertainment or other expenses relating to political activity, (ii) made

any unlawful payment to foreign domestic governmental officials or employees or

to foreign or domestic political parties or campaigns from funds of it or any of its

Subsidiaries, (iii) established or maintained any unlawful fund of monies or other

assets of it or any of its Subsidiaries or (iv) made any unlawful bribe or other

unlawful payment to any Person, private or public, regardless of form, whether in

money, property or services, in each case to obtain favorable treatment in securing

business, to obtain special concessions for it or any of its Subsidiaries, to pay for

favorable treatment for business secured or to pay for special concessions already

obtained for it or any of its Subsidiaries.

(vii) SARLAFT. Itaú Colombia and each of its Subsidiaries has

established a comprehensive anti-money laundering program (Sistema de

Administración del Riesgo de Lavado de Activos y Financiación del Terrorismo

or “Sarlaft”) that complies with applicable Law.

(i) Labor Relations. Neither it nor any of its Subsidiaries is the subject of any

Litigation asserting that it or any of its Subsidiaries has committed an unfair labor

practice or seeking to compel it or any of its Subsidiaries to bargain with any labor union

or labor organization as to wages or conditions of employment, nor is it or any of its

Subsidiaries a party to or bound by any collective bargaining agreement, Contract or

other agreement or understanding with a labor union or labor organization, nor is there

any strike or other labor dispute involving it or any of its Subsidiaries pending or, to its

knowledge, threatened, nor to its knowledge, is there any activity involving its or any of

its Subsidiaries’ employees seeking to certify a labor union or labor organization or

engaging in any other organization activity. It and each of its Subsidiaries has complied

in all respects with all applicable Laws relating to the employment of its employees,

including applicable Laws relating to equal employment opportunity, nondiscrimination,

immigration, wages, hours, fringe benefits, severance, interest on severance, legal service

bonuses, and all other fringe benefits, all surcharges and benefits, work or leaves on

Sundays and holidays, all extralegal bonuses of any type and nature, travel allowances,

the impact of the travelling allowances in the salary, legal salary discounts, monthly legal

direct pension payments, data privacy, collective bargaining, the payment of social

security and similar Taxes, occupational safety and health, and plant closing and, to its

knowledge, neither it nor its Subsidiaries is liable for the payment of any compensation,

damages, taxes, fines, penalties or other amounts, however designated, for failure to

comply with any of the foregoing Laws.

(j) Compensation and Benefit Plans.

(i) Except for the Compensation and Benefit Plans listed in Section

3.2(j) of its Disclosure Letter, there are no other Compensation and Benefit Plans

(funded or otherwise).

28

(ii) Each Compensation and Benefit Plan is maintained, operated and

administered by it in accordance with applicable Laws and with the terms of such

Compensation and Benefit Plan (including the making of any required

contributions). It is not in default under or in violation of any of its respective

Compensation and Benefit Plans.

(iii) Except pursuant to a Compensation and Benefit Plan set forth in

Section 3.2(j) of its Disclosure Letter, neither the execution of this Agreement nor

the consummation of the Transactions shall: (i) entitle any of its or any of its

Subsidiaries’ current or former employees to severance pay or benefits or any

increase in severance pay or benefits under a Compensation and Benefit Plan

upon any termination of employment or service, in each case, in excess of legally

required severance payments or (ii) accelerate the time of payment or vesting or

trigger any payment or funding (through a grantor trust or otherwise) of

compensation or benefits under, or increase the amount payable or trigger any

other obligation pursuant to, any Compensation and Benefit Plans to any of its or

any of its Subsidiaries’ current or former employees.

(k) Material Contracts.

(i) Except for Contracts set forth in Section 3.2(k) of its Disclosure

Letter, as of the date of this Agreement, neither it nor any of its Subsidiaries, nor

any of their respective assets, businesses or operations, is a party to, or is bound or

affected by, or receives benefits under, (A) any Contract relating to the borrowing

of money by it or any of its Subsidiaries or the guarantee by it or any of its

Subsidiaries of any such obligation (other than Contracts pertaining to fully-

secured repurchase agreements, trade payables and Contracts relating to

borrowings, deposit-takings or guarantees made in the ordinary course of business

consistent with past practice), (B) any Contract containing a non-compete or

client or customer non-solicit requirement or any other provisions that limit the

ability of it or any of its Subsidiaries to compete in any line of business or with

any Person, or that involve any restriction of the geographic area in which, or

method by which, it or any of its Subsidiaries may carry on its business (other

than as may be required by Law or any Governmental Authority) or which

requires referrals of business or requires it or any of its Affiliates to make

available investment opportunities to any Person on a priority, equal or exclusive

basis, (C) any Contract with respect to the employment of any directors, executive

officers or employees, or with any consultants that are natural Persons involving

the payment of U.S.$500,000 or more per annum, (D) any Contract which, upon

the execution or delivery of this Agreement or consummation of the transactions

contemplated by this Agreement will (either alone or upon the occurrence of any

additional acts or events) result in any payment (including severance payment)

becoming due from it or any of its Subsidiaries, (E) any Contract that could

reasonably be expected to prohibit, delay or materially impair the consummation

of any of the Transactions, (F) any Contract (or group of Contracts with the same

party (or its Affiliates) involving similar transactions) that involves expenditures

or receipts by it or any of its Subsidiaries in excess of U.S.$5,000,000 per year not

29

entered into in the ordinary course of business consistent with past practice, (G)

any Contract with an Affiliate, (H) any Contract that grants any right of first

refusal, right of first offer or similar right with respect to the sale or other transfer

of any material assets, rights or properties of it or its Subsidiaries or (I) any

Contract with any Governmental Authority (other than routine or customary

Contracts with any self-regulatory body). With respect to each of its Contracts

required to be disclosed in its Disclosure Letter pursuant to this Section 3.2(k)(i):

(w) each such Contract is in full force and effect; (x) neither it nor any of its

Subsidiaries is in Default thereunder; (y) neither it nor any of its Subsidiaries has

repudiated or waived any material provision of any such Contract; and (z) no

other party to any such Contract is, to its knowledge, in Default thereunder in any

material respect.

(ii) All interest rate swaps, caps, floors, option agreements, futures and

forward contracts, and other similar risk management arrangements, whether

entered into for its own account or for the account of one or more of its

Subsidiaries or their respective customers, were entered into (A) in accordance

with prudent business practices and all applicable Laws and (B) with

counterparties believed to be financially responsible, and each of them is

enforceable against it or its Subsidiaries and, to its knowledge, the applicable

counterparties thereto, in accordance with its terms (except in all cases as such

enforceability may be limited by applicable bankruptcy, insolvency,

reorganization, receivership, conservatorship, moratorium or similar Laws

affecting the enforcement of creditors’ rights generally and except that the

availability of the equitable remedy of specific performance or injunctive relief is

subject to the discretion of the court before which any proceeding may be

brought), and is in full force and effect. Neither it nor any of its Subsidiaries, nor

to its knowledge, any other party thereto, is in Default of any of its obligations

under any such agreement or arrangement.

(iii) Itaú Parent or one of its Subsidiaries currently owns a majority of

the outstanding capital stock of MCC and is a party to the MCC Contract pursuant

to which it has the unconditional right, subject to receipt of any necessary

approvals of any Regulatory Authoritiesccccf required pursuant to Law, to

acquire the remaining outstanding capital stock of MCC on specified dates that

would result in it owning 100% of the outstanding capital stock of MCC by

August 31, 2016.

(l) Legal Proceedings. There is no Litigation pending or, to its knowledge,

threatened against it or any of its Subsidiaries, or against any asset, interest or right of any

of them, and there are no Orders of any Governmental Authority or arbitrators

outstanding, or, to its knowledge, threatened, against it or any of its Subsidiaries.

(m) Reports. Since January 1, 2011, or the date of organization if later, it and

each of its Subsidiaries has timely filed all reports and statements, together with any

amendments required to be made with respect thereto, that it was required to file with any

Governmental Authority, including the Chilean Superintendency of Banks, the

30

Superintendency of Securities and Insurance, the Chilean Central Bank and the Unidad

de Análisis Financiero (in the case of Itaú Chile) and SFC, Colombian Central Bank, the

Unidad de Información y Análisis Financiero, and the SEC (in the case of Itaú

Colombia), and it and each of its Subsidiaries have paid all fees and assessments due and

payable in connection therewith.

(n) Investment Securities and Commodities.

(i) Each of it and its Subsidiaries has good title to all securities and

commodities owned by it (except those sold under repurchase agreements), free

and clear of any Lien, except to the extent such securities or commodities are

pledged in the ordinary course of business to secure obligations of it or its

Subsidiaries.

(ii) It and its Subsidiaries and their respective businesses employ

investment, securities, commodities, risk management and other policies,

practices and procedures that it believes are prudent and reasonable in the context

of such businesses.

(o) Intellectual Property.

(i) It and its Subsidiaries own, are licensed or otherwise have the right

to use all Intellectual Property that is used by it and its Subsidiaries in their

respective businesses as currently conducted, free and clear of all Liens.

(ii) To its knowledge, it and its Subsidiaries have not infringed,

misappropriated or otherwise violated the Intellectual Property rights of any third

Person since January 1, 2011, and the use of any third Person Intellectual Property

is in accordance with any applicable Contract pursuant to which it or its

Subsidiaries acquired the right to use such Intellectual Property. There is no

claim pending or, to its knowledge, threatened against it or any of its Subsidiaries

concerning the ownership, validity, registrability, enforceability, infringement,

use or licensed right to use any Intellectual Property owned by it or its

Subsidiaries.

(iii) To its knowledge, no third Person has infringed, misappropriated

or otherwise violated it or its Subsidiaries’ Intellectual Property rights. There are

no claims pending or threatened by it or its Subsidiaries that (A) a third Person

infringed or otherwise violated any of their Intellectual Property rights or (B) a

third Person’s owned or claimed Intellectual Property interferes with, infringes,

dilutes or otherwise harms any of their Intellectual Property rights.

(iv) It and its Subsidiaries have taken reasonable measures to protect

the confidentiality of all Trade Secrets that are owned by them.

(v) Except as set forth in Section 3.2(o)(v) of its Disclosure Letter, it

and its Subsidiaries have and will have until the date required pursuant to

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applicable Law (and in any case at least until the Chilean Effective Time), all

Intellectual Property rights required for the rightful use of all trademarks and

names currently used in carrying out their businesses.

(vi) Itaú Chile owns all right, title and interest, free and clear of any

Liens, in and to the trademarks (including the “Itaú” name) set forth in Section

3.2(o)(vi) of its Disclosure Letter.

(p) Extensions of Credit.

(i) Each loan, revolving credit facility, account and note receivable,

borrowing arrangement (including leases, guarantees and interest-bearing assets),

letter of credit or other extension of credit or commitment to extend credit (each a

“Itaú Chile Extension of Credit”) made or entered into by it or any of its

Subsidiaries (i) is evidenced in all material respects by such documentation as is

customary for the industry in which it and its Subsidiaries operate, (ii) to the

extent carried on the books and records of it and its Subsidiaries as secured, has

been secured by valid Liens and (iii) is the legal, valid and binding obligation of

the obligor named therein, enforceable in accordance with its terms (except in all

cases as such enforceability may be limited by applicable bankruptcy, insolvency,

reorganization, receivership, conservatorship, moratorium or similar Laws

affecting the enforcement of creditors’ rights generally and except that the

availability of the equitable remedy of specific performance or injunctive relief is

subject to the discretion of the court before which any proceeding may be

brought).

(ii) Each outstanding Itaú Chile Extension of Credit has been solicited

and originated and is administered and the relevant files are being maintained, in

all material respects, in accordance with the relevant loan documents, its

underwriting standards and applicable Law.

(iii) All data processing systems used by it and/or any of its

Subsidiaries with respect to any Itaú Chile Extension of Credit are sufficient to

provide reasonable assurances that information pertaining to the Itaú Chile

Extension of Credit is recorded accurately. All data processing systems comply

in all material respects with all applicable Laws, rules, regulations, orders and

judgments governing Itaú Chile Extension of Credit origination and servicing and

the storage, disclosure, revelation to Governmental Authorities and disposal of

information pertaining to obligors and any other individuals.

(iv) For the avoidance of doubt, and notwithstanding the foregoing or

any other provision of this Agreement, no representation or warranty is being

made as to whether such Itaú Chile Extensions of Credit are ultimately collectible.

32

(q) Certain Loan Matters.

(i) Section 3.2(q) of its Disclosure Letter sets forth a list of all Itaú

Chile Extensions of Credit by it or any of its Subsidiaries to any of its directors,

executive officers, principal shareholders and their related persons (personas

relacionadas) (as such terms are defined in the Chilean Companies Law and

Chilean Securities Law, as the case may be).

(ii) There are no Itaú Chile Extensions of Credit to any of its

employees, officers, directors or other of its Affiliates made in breach of the

Chilean Banking Law or on which the borrower is paying a rate other than that

reflected in the note or the relevant credit agreement.

(r) Properties. It or one of its Subsidiaries (i) has good and marketable title to

all the properties and assets reflected in its latest audited balance sheet included in the

Financial Statements as being owned by it or one of its Subsidiaries or acquired after the

date thereof (except properties sold or otherwise disposed of since the date thereof in the

ordinary course of business consistent with past practice), free and clear of all Liens

(except for Permitted Liens) and (ii) is the lessee of all leasehold estates reflected in the

latest audited financial statements included in the Financial Statements or acquired after

the date thereof (except for leases that have expired by their terms or been legally

terminated by it or one of its Subsidiaries since the date thereof) and is in possession of

the properties purported to be leased thereunder, and each such lease is valid without

Default thereunder by the lessee or, to its knowledge, the lessor. There are no pending or,

to its knowledge, threatened condemnation proceedings against such owned properties

and leasehold estates.

(s) Brokers and Finders. Neither it nor any of its Subsidiaries nor any of their

respective officers, directors, employees or Affiliates has employed any broker, finder or

financial advisor or incurred any Liability for any financial advisory fees, investment

bankers’ fees, brokerage fees, commissions, or finders’ fees in connection with this

Agreement or the Transactions.

(t) Insurance. It and its Subsidiaries are insured against such risks and in

such amounts as its management reasonably has determined to be prudent in accordance

with industry practices. All such policies are in full force and effect; none of it or any of

its Subsidiaries are in material default thereunder; and all claims thereunder have been

filed, and all premiums due thereunder have been paid, in due and timely fashion.

(u) Related Party Transactions. Except as set forth in Section 3.2(u) of its

Disclosure Letter, there are no existing transactions or series of related transactions, or

Contracts between it or any of its Subsidiaries, on the one hand, and any of its or its

Subsidiaries’ current directors or officers (or other Persons who in the 18-month period

prior to the date of this Agreement were directors) or officers, any Person who

beneficially owns, directly or indirectly, 5% or more of its Outstanding shares of

common stock or any Affiliate (other than it and its Subsidiaries) of such director, officer

or Person, on the other hand, except those of a type available to its employees generally.

33

3.3 Representations and Warranties of Corp Group Parent. Subject to and giving

effect to Sections 3.5 and 7.4 and except as set forth in its Disclosure Letter, Corp Group Parent

hereby represents and warrants to the Itaú Parties that:

(a) Authority. It has the corporate power and authority necessary to execute,

deliver and perform its obligations under this Agreement, the Shareholders Agreement,

the Registration Rights Agreement and the Corp Group Pledge Agreement to which it is a

party and to consummate the transactions contemplated thereby and the Transactions.

The execution, delivery and performance of this Agreement, the Shareholders Agreement

and the Registration Rights Agreement and the consummation of the transactions

contemplated thereby and the Transactions by it have been duly and validly authorized by

all necessary corporate action. Corp Group Banking has the corporate power and

authority necessary to execute, deliver and perform its obligations under the Corp Group

Pledge Agreement to which it is a party and to consummate the transactions

contemplated thereby. The execution, delivery and performance by Corp Group Banking

of the Corp Group Pledge Agreement to which it is a party and the consummation of the

transactions contemplated thereby by it have been duly and validly authorized by all

necessary corporate action. Assuming due authorization, execution, and delivery of this

Agreement by CorpBanca and the other Parties, this Agreement represents a legal, valid,

and binding obligation of it, enforceable against it in accordance with its terms (except in

all cases as such enforceability may be limited by applicable bankruptcy, insolvency,

reorganization, receivership, conservatorship, moratorium or similar Laws affecting the

enforcement of creditors’ rights generally and except that the availability of the equitable

remedy of specific performance or injunctive relief is subject to the discretion of the court

before which any proceeding may be brought).

(b) Consents. No consent, approval, license, permit, order or authorization of,

or registration, declaration or filing with, any Governmental Authority is required to be

made by it for or in connection with its execution and delivery of this Agreement or the

consummation by it of the Transactions.

(c) Noncontravention. The execution and delivery by it of this Agreement do

not, and the consummation by it of the Transactions will not, contravene or violate (i) any

provision of its Organizational Documents, (ii) any applicable Law to which it is subject

or (iii) subject to receipt of the Consents set forth in Section 3.3(c) of its Disclosure

Letter, any provision of, or result in the termination or acceleration of, or entitle any party

to accelerate any obligation or indebtedness under, any Contract to which it is a party.

(d) Ownership of Stock. It is the registered owner of, and has good and valid

title to, the CorpBanca Common Stock and CorpBanca Colombia Common Stock as set

forth in Section 3.3(d) of its Disclosure Letter, free and clear of all Liens other than

restrictions contained in the Organizational Documents of CorpBanca and CorpBanca

Colombia.

3.4 Representations and Warranties of Itaú Parent. Subject to and giving effect to

Sections 3.5 and 7.4 and except as set forth in its Disclosure Letter, Itaú Parent hereby represents

and warrants to the Corp Group Parties that:

34

(a) Authority. It has the corporate power and authority necessary to execute,

deliver and perform its obligations under this Agreement and the Shareholders

Agreement and to consummate the transactions contemplated thereby and the

Transactions. The execution, delivery and performance of this Agreement and the

Shareholders Agreement and the consummation of the transactions contemplated thereby

and the Transactions by it have been duly and validly authorized by all necessary

corporate action. Assuming due authorization, execution, and delivery of this Agreement

by Itaú Chile and the other Parties, this Agreement represents a legal, valid, and binding

obligation of it, enforceable against it in accordance with its terms (except in all cases as

such enforceability may be limited by applicable bankruptcy, insolvency, reorganization,

receivership, conservatorship, moratorium or similar Laws affecting the enforcement of

creditors’ rights generally and except that the availability of the equitable remedy of

specific performance or injunctive relief is subject to the discretion of the court before

which any proceeding may be brought).

(b) Consents. Other than as set forth in Section 3.4(b) of its Disclosure Letter

(collectively, the “Itaú Parent Regulatory Consents”), no consent, approval, license,

permit, order or authorization of, or registration, declaration or filing with, any

Governmental Authority, is required to be made by it for or in connection with its

execution and delivery of this Agreement or the consummation by it of the Transactions.

(c) Noncontravention. The execution and delivery by it of this Agreement do

not, and the consummation by it of the Transactions will not, contravene or violate (i) any

provision of its Organizational Documents, (ii) any applicable Law to which it is subject

or (iii) any provision of, or result in the termination or acceleration of, or entitle any party

to accelerate any obligation or indebtedness under, any Contract to which it is a party.

(d) Ownership of Stock. It or one or more of its wholly-owned Subsidiaries is

the registered owner of, and has good and valid title to, all of the Itaú Chile Common

Stock and Itaú Colombia Common Stock, in each case free and clear of all Liens other

than restrictions contained in the Organizational Documents of Itaú Chile and Itaú

Colombia, respectively.

3.5 Standards.

(a) No representation or warranty of any Party hereto contained in Sections 3.1, 3.2,

3.3 or 3.4 shall be deemed untrue or incorrect, and no Party hereto shall be deemed to have

breached a representation or warranty, as a consequence of the existence or absence of any fact,

circumstance or event unless such fact, circumstance or event, individually or taken together

with all other facts, circumstances or events inconsistent with any representation or warranty

contained in Section 3.1, in the case of CorpBanca and CorpBanca Colombia, Section 3.2, in the

case of Itaú Chile and Itaú Colombia, Section 3.3, in the case of Corp Group Parent, and Section

3.4, in the case of Itaú Parent, has had or is reasonably likely to have a Material Adverse Effect

on such Party, other than the representations and warranties in:

(i) Section 3.1(a)(i) and the first three sentences of 3.1(a)(ii) (in each case only

with respect to CorpBanca and CorpBanca Colombia and not with respect to

35

any of their Subsidiaries), 3.1(b)(i), 3.1(b)(ii)(A), 3.1(c)(ii), and 3.1(o)(vi)

(only with respect to the “CorpBanca” name), which shall be true and correct

in all material respects with respect to CorpBanca and CorpBanca Colombia;

(ii) Section 3.1(t), which shall be true and correct in all material respects;

(iii)Section 3.1(c)(i) which shall be true and correct except to a de minimis extent

(relative to Section 3.1(c)(i) taken as a whole) with respect to CorpBanca and

CorpBanca Colombia;

(iv) Section 3.1(e)(ii), and 3.1(s) which shall be true and correct in all respects

with respect to CorpBanca, CorpBanca Colombia and their respective

Subsidiaries taken as a whole;

(v) Section 3.2(a)(i) and the first three sentences of 3.2(a)(ii) (in each case only

with respect to Itaú Chile and Itaú Colombia and not with respect to any of

their Subsidiaries), 3.2(b)(i), 3.2(b)(ii)(A), 3.2(c)(ii), and 3.2(o)(vi) (only with

respect to the “Itau” name), which shall be true and correct in all material

respects with respect to Itaú Chile and Itaú Colombia;

(vi) Section 3.2(c)(i) which shall be true and correct except to a de minimis extent

(relative to Section 3.2(c)(i) taken as a whole) with respect to Itaú Chile and

Itaú Colombia;

(vii) Section 3.2(e)(ii), and 3.2(s) which shall be true and correct in all respects

with respect to Itaú Chile, Itaú Colombia and their respective Subsidiaries

taken as a whole;

(viii) Section 3.3(d) which shall be true and correct except to a de minimis extent

(relative to Section 3.3(d) taken as a whole) with respect to Corp Group

Parent; and

(ix) Section 3.4(d) except to a de minimis extent (relative to Section 3.4(d) taken

as a whole) with respect to Itaú Parent).

(b) The term “Material Adverse Effect,” as used with respect to a Party, means any

effect, circumstance, occurrence or change which (i) is materially adverse to the business,

financial condition, operations or results of operations of (x) CorpBanca, CorpBanca Colombia

and their respective Subsidiaries, taken as a whole, in the case of each of the Corp Group Parties

or (y) Itaú Chile, Itaú Colombia and their respective Subsidiaries, taken as a whole, in the case of

each of the Itaú Parties; or (ii) materially impairs the ability of such Party to consummate the

Transactions on a timely basis; provided that in determining whether a Material Adverse Effect

has occurred with respect to such Party under clause (i), there shall be excluded (with respect to

each of clause (A), (B), (C) and (D) below, only to the extent that the adverse effect of a change

on it is not materially disproportionate compared to the effect on other companies of a similar

size operating in the banking industry in the jurisdictions in which the Party operates) any effect,

circumstance, occurrence or change to the extent attributable to or resulting from (A) any

36

changes in Laws, regulations or interpretations of Laws or regulations generally affecting the

financial services industries in which the Parties operate, (B) any change in IFRS or regulatory

accounting requirements generally affecting the financial services industries in which the Parties

operate, (C) events, conditions or trends in economic, business or financial conditions generally

affecting the financial services industries in which the Parties operate, including changes in

prevailing interest rates, currency exchange rates and trading volumes in Chile, Colombia or

foreign securities markets, (D) changes in national or international political or social conditions

including the engagement by Chile, Brazil, Colombia or Panama in hostilities, whether or not

pursuant to the declaration of a national emergency or war, or the occurrence of any military or

terrorist attack upon or within Chile, Brazil, Colombia or Panama, or any of their respective

territories, possessions or diplomatic or consular offices or upon any military installation,

equipment or personnel of Chile, Brazil, Colombia or Panama, (E) the effects of the actions

expressly required by this Agreement and (F) the announcement of this Agreement and the

Transactions; and provided further that in no event shall a change in the trading prices of a

Party’s common stock by itself (but for the avoidance of doubt not the underlying causes thereof

to the extent such causes are not otherwise excluded pursuant to (A) – (E) above) constitute a

Material Adverse Effect.

ARTICLE 4

COVENANTS AND ADDITIONAL AGREEMENTS

4.1 Conduct of Business Prior to Chilean Effective Time. During the period from the

date of this Agreement through (i) the Chilean Effective Time and (ii) only with respect to Itaú

Colombia, through the Colombian Acquisition Closing or the Colombian Effective Time, as the

case may be, except as set forth in Section 4.1 or Section 4.2 of its Disclosure Letter, except as

expressly contemplated or permitted by this Agreement and except as Consented to in writing by

the other Bank Parties (which Consent shall not be unreasonably withheld or delayed), each of

the Parties shall, and shall cause each of their respective Subsidiaries (including the Bank Parties,

as applicable) to, (a) conduct its business in the ordinary course consistent with past practice, (b)

use reasonable best efforts to maintain and preserve intact its business organization, assets,

employees and relationships with customers, suppliers, employees and business associates and

(c) take no action that would reasonably be expected to adversely affect or delay the ability of

any Party to obtain any Required Regulatory Consents, to perform its covenants and agreements

under this Agreement or to consummate the Transactions on a timely basis.

4.2 Forbearances. (i) During the period from the date of this Agreement through the

Chilean Effective Time, except as set forth in Section 4.2(i) of its Disclosure Letter, except as

expressly contemplated or permitted by this Agreement or as otherwise provided in this Section

4.2, none of the Bank Parties shall, and none of the Bank Parties shall permit any of its

Subsidiaries to, without the prior written Consent of the other Bank Parties (which Consent shall

not be unreasonably withheld or delayed):

(a) amend its Organizational Documents or enter into a plan of consolidation,

merger, share exchange, reorganization or similar business combination (other than with

respect to consolidations, mergers, share exchanges, reorganizations or similar business

37

combinations solely among its wholly-owned Subsidiaries) or a letter of intent or

agreement in principle with respect thereto;

(b) except as provided in Section 4.3 (i) adjust, split, combine or reclassify

any capital stock or authorize the issuance of any securities in respect of, in lieu of or in

substitution for, shares of its capital stock, (ii) set a record date or payment date for,

make, declare or pay any dividend (other than dividends paid in the ordinary course of

business by any of its direct or indirect wholly-owned Subsidiaries to it or any of its other

direct or indirect wholly-owned Subsidiaries) or dividends expressly permitted pursuant

to Section 4.3), or make any other distribution on, or directly or indirectly redeem,

purchase or otherwise acquire, any shares of its capital stock or any securities or

obligations convertible (whether currently convertible or convertible only after the

passage of time or the occurrence of certain events) into or exercisable or exchangeable

for any shares of its capital stock, (iii) grant or issue any Rights, (iv) issue, sell or

otherwise permit to become outstanding any additional shares of capital stock, (v) make

any change in any instrument or Contract governing the terms of any of its securities

(other than for the purposes of effecting the Transactions) or (v) enter into any Contract

with respect to the sale or voting of its capital stock;

(c) other than in the ordinary course of business consistent with past practice

or pursuant to Contracts in force at the date of this Agreement, and other than by way of

foreclosures or acquisitions of control in a fiduciary or similar capacity or in satisfaction

of debts previously contracted in good faith, make any material investment in or

acquisition of (either by purchase of stock or securities, contributions to capital, property

transfers or purchase of any property or assets) any other Person other than its wholly-

owned Subsidiaries as of the date of this Agreement;

(d) (i) enter into any new line of business which is not within the Banking

Business, (ii) change its lending, investment, underwriting, securitization, servicing, risk

and asset liability management and other banking and operating, policies that are material

to it and its Subsidiaries, taken as a whole, except as required by applicable Law or any

regulations or policies imposed on it by any Governmental Authority or (iii) make

application for the opening, relocation or closing of any, or open, relocate or close any,

branch office, loan production office or other significant office or operations facility,

other than branches in the jurisdiction of incorporation of each Bank Party in the ordinary

course of business and consistent with past practice;

(e) sell, transfer, mortgage, encumber or otherwise dispose of any part of its

business or any of its properties or assets to any Person other than a wholly-owned

Subsidiary or cancel, release or assign any indebtedness of any Person to any Person

other than a wholly-owned Subsidiary or any claims against any Person to any Person

other than a wholly-owned Subsidiary, except in the ordinary course of business

consistent with past practice or pursuant to Contracts in force as of the date of this

Agreement and disclosed in Section 4.2(i)(e) of its Disclosure Letter;

(f) other than in the ordinary course of business consistent with past practice:

incur any indebtedness for borrowed money (or modify any of the material terms of any

38

such outstanding indebtedness) other than indebtedness of it or any of its wholly-owned

Subsidiaries to it or any of its wholly-owned subsidiaries; assume, guarantee, endorse or

otherwise as an accommodation become responsible for the obligations of any Person

which is not one of its wholly-owned subsidiaries; or make any loan or advance to any

Person which is not one of its wholly-owned subsidiaries;

(g) restructure or make any material change to its investment securities

portfolio, its derivatives portfolio or its interest rate exposure, through purchases, sales or

otherwise, or the manner in which the portfolio is classified or reported;

(h) other than in the ordinary course of business, terminate, amend, waive or

knowingly fail to use reasonable best efforts to enforce, any material provision of any

material Contract, other than normal renewals of Contracts without materially adverse

changes, additions or deletions of terms; or enter into any Contract that would be required

to be disclosed under Section 3.1(k)(B), (D), (E), (G) or (H), or Section 3.2(k)(B), (D),

(E), (G) or (H), as the case may be, if it were in effect on the date hereof;

(i) other than as required by Compensation and Benefit Plans and Contracts

as in effect at the date of this Agreement or applicable Law, (i) increase by more than

20% the aggregate compensation or benefits of any of its current or former officers,

directors, employees with annual base compensation in excess of U.S.$350,000 or

consultants (for avoidance of doubt, all references to “directors” in this Section 4.2(i)(i)

refer to members of its Board of Directors) other than in the ordinary course of business

consistent with past practice, (ii) become a party to, adopt, terminate, materially amend or

commit itself to any Compensation and Benefit Plan or Contract (or any individual

Contracts evidencing grants or awards thereunder) or employment, severance, change in

control, retention, bonus guarantee, collective bargaining or similar agreement or

arrangement with or for the benefit of any current or former officer, director, employee

with annual base compensation in excess of $350,000 or consultant or (iii) pay or award,

or commit to pay or award, any bonuses (other than bonuses in respect of which a

provision has been made and contemplated in any of the Bank Parties’ yearly or quarterly

financial statements prior to the date hereof) or incentive compensation or (iv) grant or

accelerate the vesting of any equity-based awards.

(j) settle any Litigation, except for any Litigation involving solely money

damages in an amount not greater than $1,000,000 individually, and that does not involve

or create an adverse precedent for Litigation that is reasonably likely to be material to it

and its Subsidiaries taken as a whole; or agree or consent to the issuance of any Order

restricting, or otherwise affecting in any material respect, its business or operations;

(k) implement or adopt any change in its financial accounting principles,

practices or methods, including reserving methodologies, other than as may be required

by IFRS or Colombian GAAP, as applicable, regulatory accounting guidelines (including

those passed by the Chilean Superintendency of Banks) or applicable Law, and as

concurred to by its independent auditors;

39

(l) file or amend any material Tax Return except in the ordinary course of

business; settle or compromise any material Tax Liability in an amount greater than

$2,000,000; make, change or revoke any material Tax election except to the extent

consistent with past practice or as required by Law; agree to any extension or waiver of

the statute of limitations with respect to assessment or determination of material Taxes,

surrender any right to claim a material Tax refund; or change any material method of Tax

accounting;

(m) knowingly take, or knowingly omit to take, any action that is reasonably

likely to result in any of the conditions to the Transactions, including the Chilean Merger

and the Colombian Merger, set forth in Article 5 not being satisfied on a timely basis

except, in each case, as may be required by applicable Law;

(n) adopt a plan of complete or partial liquidation or resolutions providing for

or authorizing such a liquidation or dissolution, restructuring, recapitalization or

reorganization; or

(o) agree to take, or adopt any resolutions of its Board of Directors or similar

governing body in support of, any of the actions prohibited to it by this Section 4.2(i).

(ii) During the period from the date of this Agreement through the Colombian

Acquisition Closing or the Colombian Effective Time, as the case may be, except as set forth in

Section 4.2(ii) of its Disclosure Letter, except as expressly contemplated or permitted by this

Agreement or as otherwise provided in this Section 4.2(ii), Itaú Colombia shall not, and shall not

permit any of its Subsidiaries, and Itaú Parent shall not permit Itaú Colombia or any of the

Subsidiaries of Itaú Colombia to, without the prior written Consent of the Corp Group Parties

(which Consent shall not be unreasonably withheld or delayed), take any of the actions that

would require the consent of Corp Group Parent under Section 2.8 of the Shareholders

Agreement.

(iii) Corp Group Parent and Itaú Parent agree that, for the purposes of this Section 4.2,

any Subsidiary of any of the Bank Parties in which capital any of the Bank Parties or Bank

Parties’ Affiliates or their officers or directors has a participation not lower than 95% shall be

considered a wholly owned Subsidiary of such Bank Party.

4.3 Dividends. Each Party agrees that, from and after the date of this Agreement until

the Chilean Effective Time:

(a) CorpBanca may (to the extent legally and contractually permitted to do so), but

shall not be obligated to, declare and pay annual dividends on Outstanding shares of CorpBanca

Common Stock at a rate not to exceed 57% of the distributable earnings for the year ended

December 31, 2013 and if Closing has not occurred, 50% of the distributable earnings for the

year ended December 31, 2014, with usual record and payment dates for such dividends in

accordance with past practice.

(b) Helm Bank (prior to the CorpBanca Colombia-Helm Merger) and CorpBanca

Colombia (after the CorpBanca Colombia-Helm Merger) may (to the extent legally and

40

contractually permitted to do so), but shall not be obligated to, declare and pay annual dividends

on Outstanding shares of Helm Bank common stock and preferred stock or CorpBanca Colombia

common stock and preferred stock, as applicable, at a rate not to exceed COP$9.40 (Colombian

Pesos) per share per annum, with usual record and payment dates for such dividends in

accordance with past practice.

(c) Itaú Chile shall not declare and pay any dividends on Outstanding shares of Itaú

Chile Common Stock for the year ended December 31, 2013. Itaú Chile may (to the extent

legally and contractually permitted to do so), but shall not be obligated to, declare and pay

annual dividends on Outstanding shares of Itaú Chile Common Stock if Closing has not

occurred, at a rate not to exceed 50% of the distributable earnings for the year ended December

31, 2014, with record and payment dates for such dividends determined by Itaú Chile in

accordance with Law (after coordination with CorpBanca so that both CorpBanca and Itaú Chile

pay dividends on similar dates).

(d) Itaú Colombia shall not declare and pay annual dividends on Outstanding shares

of Itaú Colombia Common Stock.

4.4 Shareholders’ Approvals.

(a) CorpBanca shall (i) duly call a meeting of its shareholders (the “CorpBanca

Shareholders’ Meeting”) to be held as soon as reasonably practicable after receipt of the

Required Regulatory Consents and the other consents required pursuant to Section 5.1(d) for the

purpose of obtaining the CorpBanca Shareholder Approval and (ii) use its reasonable best efforts

to cause such meeting to occur as soon as reasonably practicable; provided that the Parties agree

to discuss in good faith following the date hereof with respect to whether to hold the CorpBanca

Shareholders’ Meeting prior to the receipt of such consents. Except with the prior approval of

Itaú Chile, no other matters shall be submitted for the approval of CorpBanca shareholders at the

CorpBanca Shareholders’ Meeting. The Board of Directors of CorpBanca shall use its

reasonable best efforts to obtain the CorpBanca Shareholder Approval. Nothing contained in this

Agreement shall be deemed to relieve CorpBanca of its obligation to submit this Agreement to

its shareholders for a vote on the adoption hereof.

(b) CorpBanca shall adjourn or postpone the CorpBanca Shareholders’ Meeting if, as

of the time for which such meeting is originally scheduled, there are insufficient shares of

CorpBanca Common Stock represented (either in person or by proxy) to constitute a quorum

necessary to conduct the business of such meeting. Notwithstanding the foregoing, if CorpBanca

shall have failed to obtain the CorpBanca Shareholder Approval at the duly called CorpBanca

Shareholders’ Meeting, or any adjournment or postponement thereof, or any additional meeting

of CorpBanca shareholders called pursuant to clause (ii) of this Section 4.4(b)), each of the

Parties shall in good faith use its reasonable best efforts to (i) negotiate a restructuring of the

transactions provided for herein (it being understood that no Party shall have any obligation to

alter or change any material terms, including the amount or kind of the consideration to be issued

to CorpBanca Common Stock Holders as provided for in this Agreement, in a manner adverse to

such Party or its Affiliates) and/or (ii) resubmit this Agreement and the transactions

contemplated hereby (or as restructured pursuant to this Section 4.4(b)) to the CorpBanca

Common Stock Holders for approval. Notwithstanding the foregoing, the CorpBanca

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Shareholders’ Meeting need not be called or held during the pendency of any breach of this

Agreement by an Itaú Party or other circumstances (not caused by Corp Group Parties) that, if

uncured on the Closing Date, would result in any of the closing conditions contained in Section

5.1 (other than 5.1(a)) or 5.2 (other than 5.2(c)) not being satisfied; provided that CorpBanca

shall have notified the applicable Itaú Party in writing of such breach and its determination not to

call or hold the CorpBanca Shareholder’s Meeting pending such breach being cured.

(c) Itaú Chile shall (i) duly call a meeting of its shareholders (the “Itaú Chile

Shareholders’ Meeting”) to be held as soon as reasonably practicable after receipt of the

Required Regulatory Consents and as provided in the Chilean Merger Steps for the purpose of

obtaining the Itaú Chile Shareholder Approval and (ii) cause such meeting to occur as soon as

reasonably practicable; provided that the Parties agree to discuss in good faith following the date

hereof with respect to whether to hold the Itaú Chile Shareholders’ Meeting prior to the receipt

of such consents. Except with the prior approval of CorpBanca, no other matters shall be

submitted for the approval of Itaú Chile shareholders at the Itaú Bank Chile Shareholders’

Meeting. The Board of Directors of Itaú Chile shall use its reasonable best efforts to obtain the

Itaú Chile Shareholder Approval. Nothing in this Agreement shall be deemed to relieve Itaú

Chile of its obligation to submit this Agreement to its shareholders for a vote on the adoption

hereof.

(d) If the Consent and Agreement is executed pursuant to Section 1.6(i), after the

approval or denial of the CorpBanca Colombia-Helm Merger by the SFC, but in any case as soon

as reasonably practicable as provided in the Colombian Merger Steps, CorpBanca Colombia

shall duly call a meeting of its shareholders (the “CorpBanca Colombia Shareholders’ Meeting”)

to be held as soon as reasonably practicable as provided in the Colombian Merger Steps for the

purpose of obtaining the CorpBanca Colombia Shareholder Approval and shall use its reasonable

best efforts to cause such meeting to occur as soon as reasonably practicable; provided that the

Parties agree to discuss in good faith following the date hereof with respect to whether to hold

the CorpBanca Colombia Shareholders’ Meeting prior to the receipt of such consents. Except

with the prior approval of Itaú Colombia, no other matters shall be submitted for the approval of

CorpBanca Colombia shareholders at the CorpBanca Colombia Shareholders’ Meeting. If the

Consent and Agreement is executed pursuant to Section 1.6(i), the Board of Directors of

CorpBanca Colombia shall use its reasonable best efforts to obtain the CorpBanca Colombia

Shareholder Approval, and nothing contained in this Agreement shall be deemed to relieve

CorpBanca Colombia of its obligation to submit this Agreement to its shareholders for a vote on

the adoption hereof.

(e) CorpBanca Colombia shall adjourn or postpone the CorpBanca Colombia

Shareholders’ Meeting if, as of the time for which such meeting is originally scheduled there are

insufficient shares of CorpBanca Colombia Common Stock represented (either in person or by

proxy) to constitute a quorum necessary to conduct the business of such meeting.

Notwithstanding the foregoing, if CorpBanca Colombia shall have failed to obtain the

CorpBanca Colombia Shareholder Approval at the duly called CorpBanca Colombia

Shareholders’ Meeting, or any adjournment or postponement thereof, or any additional meeting

of CorpBanca Colombia shareholders called pursuant to clause (ii) of this Section 4.4(e)), each

of the Parties shall in good faith use its reasonable best efforts to (i) negotiate a restructuring of

the transactions provided for herein (it being understood that no Party shall have any obligation

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to alter or change any material terms, including the amount or kind of the consideration to be

issued to holders of CorpBanca Colombia Common Stock as provided for in this Agreement, in a

manner adverse to such Party or its Affiliates) and/or (ii) resubmit the transactions contemplated

hereby (or as restructured pursuant to this Section 4.4(e)) to the holders of CorpBanca Colombia

Common Stock (and the holders of preferred stock of CorpBanca Colombia, if any) for approval.

(f) If the Consent and Agreement is executed pursuant to Section 1.6(i), after

approval or denial of the CorpBanca Colombia-Helm Merger by the SFC, but in any case as soon

as reasonably practicable as provided in the Colombian Transaction Steps, Itaú Colombia shall

duly call a meeting of its shareholders (the “Itaú Colombia Shareholders’ Meeting”) to be held as

soon as reasonably practicable as provided in the Colombian Transaction Steps for the purpose

of obtaining the Itaú Colombia Shareholder Approval and shall use its reasonable best efforts to

cause such meeting to occur as soon as reasonably practicable; provided that the Parties agree to

discuss in good faith following the date hereof with respect to whether to hold the Itaú Colombia

Shareholders’ Meeting prior to the receipt of such consents. Except with the prior approval of

CorpBanca Colombia, no other matters shall be submitted for the approval of Itaú Colombia

shareholders at the Itaú Colombia Shareholders’ Meeting. If the Consent and Agreement is

executed pursuant to Section 1.6(i), the Board of Directors of Itaú Colombia shall use its

reasonable best efforts to obtain the Itaú Colombia Shareholder Approval, and nothing in this

Agreement shall be deemed to relieve Itaú Colombia of its obligation to submit this Agreement

to its shareholders for a vote on the adoption hereof. Notwithstanding anything to the contrary

herein, in lieu of convening the Itaú Colombia Shareholders’ Meeting, Itaú Colombia may, to the

extent permitted by applicable Law and its Organizational Documents, deliver a written consent

of its sole shareholder setting forth the Itaú Colombia Shareholder Approval.

(g) At any CorpBanca Shareholders’ Meeting or any CorpBanca Colombia

Shareholders’ Meeting, or in connection with any written consent of the CorpBanca Common

Stock Holders or the holders of CorpBanca Colombia Common Stock, Corp Group Parent will

vote its shares of CorpBanca Common Stock and CorpBanca Colombia Common Stock, and

Corp Group Parent will cause CorpBanca Colombia to vote its shares of CorpBanca Colombia

Common Stock, and CorpBanca will vote its shares of CorpBanca Colombia Common Stock, in

each case (i) in favor of the Transactions, as applicable, and any proposal to adjourn or postpone

the CorpBanca Shareholders’ Meeting or the CorpBanca Colombia Shareholders’ Meeting to a

later date if there are not sufficient votes to obtain the CorpBanca Shareholder Approval or the

CorpBanca Colombia Shareholder Approval, as applicable, and (ii) against any Contract,

transaction or proposal that relates to an Acquisition Proposal. Each of Corp Group Parent and

CorpBanca agrees that it will not (A) sell, short sell, transfer, assign, tender or otherwise dispose

of any of its shares of CorpBanca Common Stock or CorpBanca Colombia Common Stock, as

applicable, (a “Transfer”) in a manner that would result in Corp Group Parent or CorpBanca, as

applicable, not having the full and exclusive ability to vote such shares, (B) take any action that

would result in Corp Group Parent or CorpBanca, as applicable, not having full and exclusive

power to vote the shares (whether through delivery of a proxy to a third Person, entry into a

voting agreement, depositing such shares into a voting trust or otherwise) or (C) enter into any

Contract with respect to any such action or Transfer; provided that the foregoing limitations will

not apply to the incurrence of any Lien not prohibited to be incurred under the Shareholders’

Agreement.

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(h) At any Itaú Chile Shareholders’ Meeting or any Itaú Colombia Shareholders’

Meeting, or in connection with any written consent of the holders of Itaú Chile Common Stock

or Itaú Colombia Common Stock Holders, Itaú Parent shall cause its applicable Affiliates to vote

their shares of Itaú Chile Common Stock and Itaú Colombia Common Stock (i) in favor of the

Transactions, as applicable, and any proposal to adjourn or postpone the Itaú Chile Shareholders’

Meeting or the Itaú Colombia Shareholders’ Meeting to a later date if there are not sufficient

votes to obtain the Itaú Chile Shareholder Approval or the Itaú Colombia Shareholder Approval,

as applicable, and (ii) against any Contract, transaction or proposal that relates to an Acquisition

Proposal. Each of Itaú Parent and Itaú Chile agrees that it will not (A) Transfer any of its shares

of Itaú Chile Common Stock or Itaú Colombia Common Stock, as applicable, in a manner that

would result in Itaú Chile and its Affiliates not having the full and exclusive ability to vote such

shares, or (B) take any action that would result in Itaú Chile and its Affiliates not having full and

exclusive power to vote the shares (whether through delivery of a proxy to a third Person, entry

into a voting agreement, depositing such shares into a voting trust or otherwise) or (C) enter into

any Contract with respect to any such action or Transfer; provided that the foregoing limitations

will not apply to the incurrence of any Lien not prohibited to be incurred under the Shareholders’

Agreement.

4.5 Filings with Governmental Authorities.

(a) Each of CorpBanca and, if applicable pursuant to Section 1.6(i), CorpBanca

Colombia shall, as promptly as reasonably practicable after the date hereof, (i) prepare and, if

required by applicable Law, file with the applicable Governmental Authority all required

materials relating to the CorpBanca Shareholders’ Meeting and the CorpBanca Shareholder

Approval and the CorpBanca Colombia Shareholders’ Meeting and the CorpBanca Colombia

Shareholder Approval, respectively (each, “Shareholder Meeting Materials”); (ii) use its

reasonable best efforts to respond to any comments received from any Governmental Authority

with respect to any Shareholder Meeting Materials (and provide copies of any such comments to

Itaú Parent promptly upon receipt); (iii) use its reasonable best efforts to have its Shareholder

Meeting Materials cleared by the applicable Governmental Authority, to the extent required by

applicable Law; (iv) mail to its shareholders its Shareholder Meeting Materials and all other

customary proxy or other materials for shareholder meetings; and (v) to the extent required by

applicable Law, prepare, file and distribute to its shareholders any supplement or amendment to

any Shareholder Meeting Materials if any event shall occur which requires such action at any

time prior to CorpBanca Shareholders’ Meeting and the CorpBanca Colombia Shareholders’

Meeting, respectively; provided that CorpBanca Colombia will not be required to file with the

SFC the request for approval of the Colombian Merger before the CorpBanca Colombia-Helm

Merger is either approved or denied by the SFC. The Parties shall cooperate in connection with

the preparation and filing of the Shareholder Meeting Materials, and CorpBanca and CorpBanca

Colombia shall provide Itaú Parent a reasonable opportunity to review and comment upon the

Shareholder Meeting Materials, or any amendments or supplements thereto, or any comments

from a Governmental Authority received with respect thereto, prior to filing with a

Governmental Authority or mailing to shareholders of the same.

4.6 Applications and Consents; Governmental Filings.

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(a) The Parties shall cooperate and use their reasonable best efforts in seeking all

Required Regulatory Consents and other material third-party Consents necessary to consummate

the Transactions as promptly as practicable; provided that the request for approval of the

Colombian Merger by the SFC, if applicable pursuant to Section 1.6(i), shall not be filed before

the approval of the CorpBanca Colombia-Helm Merger by the SFC is obtained.

(b) Without limiting the foregoing, the Parties shall cooperate with each other and use

their reasonable best efforts to prepare as promptly as practicable all documentation and to effect

all filings with respect to, and to obtain, all Required Regulatory Consents.

(c) Subject to the terms and conditions of this Agreement, each of the Parties will use

its reasonable best efforts to take, or cause to be taken, in good faith, all actions, and to do, or

cause to be done, all things necessary, proper or advisable under applicable Laws, including

using its reasonable best efforts to lift or rescind any Order adversely affecting its ability to

consummate the Transactions on a timely basis, to cause to be satisfied the conditions in Article

5, and to permit consummation of the Transactions as promptly as practicable, and each will

reasonably cooperate with the other Party to that end and furnish information and assistance to

the other Party as may be reasonably necessary or advisable in connection with any filing, notice

or application made by or on behalf of the other Party to any third party and/or Governmental

Authority; provided that nothing contained herein shall preclude any Party from exercising its

rights under this Agreement; provided further that notwithstanding the foregoing, nothing

contained herein shall be deemed to require any Party to take any action, or commit to take any

action, or agree to any condition or restriction, in connection with obtaining any Consents of

Governmental Authorities that would reasonably be expected to have a Material Adverse Effect

on either CorpBanca and its Subsidiaries, taken as a whole, or Itaú Chile, Itaú Colombia their

Subsidiaries, taken as a whole (a “Materially Burdensome Regulatory Condition”).

(d) Each Party will promptly furnish to the other Party copies of non-confidential

portions of applications filed with all Governmental Authorities and copies of non-confidential

portions of written communications received by such Party from any Governmental Authorities

with respect to the Transactions. Each Party agrees that it will consult with the other Party with

respect to the obtaining of all Required Regulatory Consents and other material Consents

necessary or advisable to consummate the transactions contemplated by this Agreement, and

each Party will keep the other Party apprised of the status of material matters relating to

completion of the Transactions and will use reasonable efforts to give the other Party reasonable

notice thereof and the opportunity to attend and observe in any meetings or discussions with

Governmental Authorities in connection with the Transactions, to the extent not prohibited by

such Governmental Authorities. Each Party will have the right to review in advance, and to the

extent practicable each will consult with the other, in each case subject to applicable Laws

relating to the exchange of information, with respect to all information relating to the other Party,

and any of their respective Subsidiaries, which appears in any filing made with, or with respect

to all written materials submitted to, any Governmental Authority or other third party in

connection with the Transactions. In exercising the foregoing right, each of the Parties hereto

agrees to act reasonably and as promptly as practicable. All documents that the Parties or their

respective Subsidiaries are responsible for filing with any Governmental Authority in connection

with the Transactions (including to obtain Consents of Governmental Authorities) will comply as

to form in all material respects with the provisions of applicable Law.

45

4.7 Notification of Certain Matters. Each Party will give prompt notice to the other

Party (and subsequently keep the other Party informed on a current basis) upon its becoming

aware of the occurrence or existence of any fact, event or circumstance that (a) is reasonably

likely, individually or taken together with all other facts, events and circumstances known to it,

to result in any Material Adverse Effect on it or (b) would cause or constitute a material breach

of any of its representations, warranties, covenants or agreements contained herein; provided that

any failure to give notice in accordance with the foregoing with respect to any breach shall not

be deemed to constitute the failure of any condition set forth in Sections 5.2(b) or 5.3(b) to be

satisfied, or otherwise constitute a breach of this Agreement by the Party failing to give such

notice, in each case unless the underlying breach would independently result in a failure of the

conditions set forth in Section 5.2(a), 5.2(b), 5.3(a) or 5.3(b) to be satisfied.

4.8 Investigation and Confidentiality.

(a) Prior to the Chilean Effective Time, each Party shall permit the other Party to

make or cause to be made such investigation of the business and Properties of it and its

Subsidiaries and of their respective financial and legal conditions as the other Party reasonably

requests (including reasonable access to such Party’s personnel), upon reasonable notice;

provided that such investigation shall be reasonably related to the Transactions and shall not

interfere unnecessarily with normal operations; and provided further that neither Party nor any of

their respective Subsidiaries shall be required to provide access to or to disclose information

where such access or disclosure would jeopardize the attorney-client or other privilege with

respect to such information or contravene any Law, Order or Contract, and the Parties will use

their reasonable efforts to make appropriate substitute disclosure arrangements, to the extent

practicable, in circumstances in which the restrictions of the preceding sentence apply. No

investigation by a Party shall be deemed to modify, waive or otherwise affect the representations,

warranties, covenants and agreements of the other Party.

(b) Each Party shall, and shall cause its Representatives to, maintain the

confidentiality of all confidential information furnished to it by the other Party concerning its and

its Subsidiaries’ businesses, operations, financial positions and private information of clients to

the extent required by and in accordance with the Confidentiality Agreements and shall not use

such information for any purpose except in furtherance of the transactions contemplated by this

Agreement. If this Agreement is terminated prior to the Chilean Effective Time, each Party shall

promptly return or certify the destruction of all documents and copies and extracts thereof and all

work papers containing confidential information received from the other Party.

(c) Nothing contained in this Agreement shall give either Party, directly or indirectly,

the right to control or direct the operations of the other Party prior to the Chilean Effective Time.

Prior to the Chilean Effective Time, each Party shall exercise, consistent with and subject to the

terms and conditions of this Agreement, complete control and supervision over its and its

Subsidiaries’ respective operations.

4.9 Press Releases; Public Announcements. Prior to the Chilean Effective Time, the

Parties shall consult with each other before issuing any press release or public statement or

making any other public disclosure (including any broad-based employee communication that is

reasonably likely to become the subject of public disclosure) materially related to this Agreement

46

and the Transactions and will not issue any such press release or public statement or make any

other public disclosure without the prior written consent of the other Party (which will not be

unreasonably withheld or delayed); provided that nothing in this Section 4.9 shall be deemed to

prohibit any Party from making any disclosure necessary in order to satisfy such Party’s

disclosure obligations imposed by Law or the São Paulo Stock Exchange, Santiago Stock

Exchange, NYSE or any other self-regulatory organization or, in connection with CorpBanca

Colombia or the Itaú Colombia Transactions, any notice required by the SFC or the Colombian

Code of Commerce or the Colombian stock market regulation. In addition to the foregoing, but

subject to the proviso in the immediately preceding sentence, no Party shall issue any press

release or otherwise make any public statement or disclosure concerning the other Party or the

other Party’s business, financial condition or results of operations without the consent of such

other Party (which will not be unreasonably withheld or delayed).

4.10 Acquisition Proposals.

(a) Each Party agrees that it will not, and will cause its Subsidiaries and its and its

Subsidiaries’ officers, directors, Representatives and Affiliates not to, directly or indirectly, (i)

initiate, solicit, encourage or knowingly facilitate inquiries or proposals with respect to, (ii)

engage or participate in any negotiations concerning, (iii) provide any nonpublic information or

data to, or have or participate in any discussions with, any Person relating to or (iv) approve or

recommend, or propose to approve or recommend, or execute or enter into, any letter of intent,

agreement in principle, merger agreement, asset purchase or share exchange agreement, option

agreement or other similar agreement related to an Acquisition Proposal. Each Party agrees that

it will immediately cease and cause to be terminated any existing activities, discussions or

negotiations with any parties conducted heretofore with respect to any Acquisition Proposals.

(b) Except as expressly set forth in Section 6.1, nothing in this Section 4.9 shall (x)

permit either Party to terminate this Agreement or (y) affect any other obligation of the Parties

under this Agreement, including the obligation to submit this Agreement to a vote of their

respective shareholders.

4.11 Employee Matters.

(a) Following the Chilean Effective Time, CorpBanca at its election shall either (i)

offer generally to officers and employees of Itaú Chile and its Subsidiaries, who at or after the

Chilean Effective Time become employees of CorpBanca or its Subsidiaries (“Itaú Chile

Continuing Employees”), employee benefits under Compensation and Benefit Plans maintained

by CorpBanca, on terms and conditions which are the same as for similarly situated officers and

employees of CorpBanca and its Subsidiaries, who at or after the Chilean Effective Time become

or remain employees of CorpBanca or its Subsidiaries (the “CorpBanca Continuing

Employees”), and/or (ii) maintain for the benefit of Itaú Chile Continuing Employees, the

Compensation and Benefit Plans maintained by Itaú Chile immediately prior to the Chilean

Effective Time (“Itaú Chile Plans”); provided that CorpBanca may amend any Itaú Chile Plans

to comply with any Law or as necessary and appropriate for other business reasons. For purposes

of this Section 4.11, Compensation and Benefit Plans maintained by CorpBanca or Itaú Chile are

deemed to include Compensation and Benefit Plans maintained by their respective Subsidiaries.

As soon as practicable following the Chilean Effective Time, CorpBanca shall review, evaluate

47

and analyze Itaú Chile Plans with a view towards developing appropriate and effective

Compensation and Benefit Plans for the benefit of employees of CorpBanca and its Subsidiaries

on a going forward basis that does not discriminate between Itaú Chile Continuing Employees

and CorpBanca Continuing Employees (together, the “Continuing Employees”). CorpBanca will

honor, or cause to be honored, in accordance with their terms, all vested or accrued benefit

obligations to, and contractual rights of, the Continuing Employees, including, without

limitation, any benefits or rights arising as a result of the Chilean Merger (either alone or in

combination with any other event).

(b) For purposes of eligibility, participation, vesting and benefit accrual (except not

for purposes of benefit accrual to the extent that such credit would result in a duplication of

benefits) under CorpBanca’s Compensation and Benefit Plans, service with or credited by Itaú

Chile or any of its Subsidiaries or any of their predecessors shall be treated as service with

CorpBanca.

(c) Effective as of the Chilean Effective Time, CorpBanca hereby assumes all

Compensation and Benefit Plans maintained by Itaú Chile, that require express assumption by

any successor to Itaú Chile.

(d) Nothing in this Section 4.11 shall be interpreted as preventing CorpBanca, from

and after the Chilean Effective Time, from amending, modifying or terminating any Itaú Chile

Plans or other Contracts, arrangements, commitments or understandings, in accordance with their

terms and applicable Law.

(e) Notwithstanding anything to the contrary set forth herein, this Agreement is not

intended, and it shall not be construed, to create third party beneficiary rights in any current or

former employee, including the Continuing Employees (including any beneficiaries or

dependents thereof), under or with respect to any plan, program or arrangement described in or

contemplated by this Agreement and shall not confer upon any such current or former employee,

including each Continuing Employee, the right to continued employment for any period of time

following the Closing.

4.12 Indemnification of Officers and Directors.

(a) From and after the Chilean Effective Time, in the event of any threatened or

actual claim, action, suit, proceeding or investigation, whether civil, criminal or administrative,

in which any Person who is now, or has been at any time prior to the date of this Agreement, or

who becomes prior to the Chilean Effective Time, a director or officer of CorpBanca or Itaú

Chile or any of their Subsidiaries (the “Indemnified Parties”) is, or is threatened to be, made a

party based in whole or in part on, or arising in whole or in part out of, or pertaining to this

Agreement or any of the Transactions, whether in any case asserted or arising before or after the

Chilean Effective Time, CorpBanca shall indemnify, defend and hold harmless, to the fullest

extent permitted by applicable Law, each such Indemnified Party against any Liability (including

advancement of reasonable attorneys’ fees and expenses prior to the final disposition of any

claim, suit, proceeding or investigation to each Indemnified Party to the fullest extent permitted

by Law upon receipt of any undertaking required by applicable Law), judgments, fines and

48

amounts paid in settlement in connection with any such threatened or actual claim, action, suit,

proceeding or investigation.

(b) Without limiting the indemnification and other rights provided in clause (a), all

rights to indemnification and all limitations on Liability existing in favor of the directors, officers

and employees of CorpBanca or Itaú Chile and their respective Subsidiaries as provided in their

respective Organizational Documents as in effect as of the date of this Agreement or in any

indemnification agreement in existence on the date of this Agreement with CorpBanca or Itaú

Chile or their Subsidiaries shall survive the Chilean Merger and shall continue in full force and

effect to the fullest extent permitted by Law and shall be honored by CorpBanca and its

Subsidiaries or their respective successors as if they were the indemnifying party thereunder,

without any amendment thereto; provided that nothing contained in this Section 4.12 shall be

deemed to preclude any liquidation, consolidation or merger of any CorpBanca or Itaú Chile

Subsidiaries, in which case all of such rights to indemnification and limitations on Liability shall

be deemed to so survive and continue notwithstanding any such liquidation, consolidation or

merger.

(c) CorpBanca, from and after the Chilean Effective Time, will directly or indirectly

cause the Persons who served as directors or officers of CorpBanca or Itaú Chile, immediately

prior to the Chilean Effective Time, to be covered by CorpBanca’s or Itaú Chile’s existing

directors’ and officers’ liability insurance policy with respect to acts or omissions occurring prior

to the Chilean Effective Time, which were committed by such officers and directors in their

capacity as such; provided that (i) CorpBanca may substitute therefor policies of at least the

same coverage and amounts containing terms and conditions which are not less advantageous

than such policy, (ii) in no event shall CorpBanca be required to expend more than 250% per

year of coverage of the amount currently expended by CorpBanca or Itaú Chile per year of

coverage as of the date of this Agreement (the “Maximum Amount”) to maintain or procure

insurance coverage pursuant hereto and (iii) if notwithstanding the use of reasonable best efforts

to do so, CorpBanca is unable to maintain or obtain the insurance called for by this Section

4.11(c), CorpBanca shall obtain as much comparable insurance as available for the Maximum

Amount. Such insurance coverage shall commence at the Chilean Effective Time and will be

provided for a period of no less than six years after the Chilean Effective Time. In lieu of the

foregoing, CorpBanca, upon the consent of the other Party, may obtain at or prior to the Chilean

Effective Time a six-year “tail” policy under CorpBanca’s or Itaú Chile’s existing directors and

officers insurance policy providing equivalent coverage to that described in the preceding

sentence if and to the extent that the same may be obtained for an amount that, on an annual

basis, does not exceed the Maximum Amount.

(d) Any Indemnified Party wishing to claim indemnification under Section 4.12(a),

upon learning of any claim, action, suit, proceeding or investigation described above, shall

promptly notify CorpBanca thereof; provided that the failure so to notify shall not affect the

obligations of CorpBanca under Section 4.12(a) unless and to the extent that CorpBanca is

actually and materially prejudiced as a result of such failure.

(e) The provisions of this Section 4.12 are intended to be for the benefit of, and shall

be enforceable by, each Indemnified Party and his or her heirs and representatives.

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4.13 Corporate Governance.

(a) An internationally recognized management firm shall be retained by the Parties

after the date hereof to evaluate the existing management of each of the Bank Parties and

recommend a list of the most qualified candidates to serve as the initial Senior Management

(including country heads) of CorpBanca and its Subsidiaries after the Chilean Effective Time.

Such recommendation shall be made on the basis of international, merit-based standards,

professional track record and relevant industry and jurisdiction-specific experience. After

receiving such recommendation, which shall be nonbinding, Itaú Parent and Corp Group Parent

shall jointly (but, in the event that Itaú Parent and Corp Group Parent shall fail to agree, Itaú

Parent shall) determine in good faith the individuals who are most qualified to serve as Senior

Management. For the avoidance of doubt, the appointment of the Senior Management shall not

be limited to such recommended list.

(b) Shareholders Agreement, Registration Rights Agreement and Pledge Agreements.

At the Closing, (i) Corp Group Parent and Itaú Parent shall enter into the Shareholders

Agreement, (ii) Corp Group Parent and CorpBanca shall enter into the Registration Rights

Agreement and (iii) Interhold, Corp Group Banking and Itaú Parent shall enter into the Corp

Group Pledge Agreements.

4.14 Termination of Certain Arrangements.

(a) All Contracts and transactions disclosed in Section 4.14 of CorpBanca’s

Disclosure Letter and CorpBanca Colombia’s Disclosure Letter shall be terminated by the

applicable Corp Group Parent Party before the Chilean Effective Time without any Liability to

CorpBanca and its Subsidiaries.

(b) All Contracts and transactions disclosed in Section 4.14 of Itaú Bank Chile’s

Disclosure Letter and Itaú Colombia’s Disclosure Letter shall be terminated by the applicable

Itaú Party before the Chilean Effective Time without any Liability to Itaú Chile and its

Subsidiaries.

4.15 Merger Integration Committee.

As promptly as practicable following the date hereof, and subject to any relevant Laws

and in compliance with any regulatory restrictions, the Parties shall establish a joint merger

integration committee (the “Merger Integration Committee”) consisting of three (3)

Representatives designated by Corp Group Parent and three (3) Representatives designated by

Itaú Parent to (i) confer on a regular and continued basis regarding the general status of the

ongoing operations of CorpBanca and its Subsidiaries and Itaú Chile and its Subsidiaries and (ii)

plan the steps necessary to efficiently implement the Transactions. The Merger Integration

Committee shall be co-chaired by a Representative of each of Corp Group Parent and Itaú Parent

and shall meet in person or telephonically as frequently as shall be reasonably determined by

Corp Group Parent and Itaú Parent; provided that such meetings or telephone conversations shall

not unreasonably interfere with the conduct of the business of CorpBanca and its Subsidiaries or

Itaú Chile and its Subsidiaries. All costs associated with the establishment and the operation of

the Merger Integration Committee shall be borne equally by CorpBanca and Itaú Chile. All

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confidential information relating to CorpBanca and its Subsidiaries and Itaú Chile and its

Subsidiaries provided during any meetings of the Merger Integration Committee shall be kept

confidential pursuant to Section 4.8.

4.16 CorpBanca Colombia IPO.

(a) Itaú Parent and Corp Group Parent shall cause CorpBanca to cause

CorpBanca Colombia to consummate a primary offering of shares that constitutes a Qualified

IPO (as defined in the CorpBanca Colombia Shareholders Agreement) as promptly as practicable

on or after the Chilean Effective Time.

(b) As promptly as practicable after the date hereof, Itaú Parent and Corp

Group Parent shall cause CorpBanca to, and CorpBanca shall, and shall cause CorpBanca

Colombia to, take all actions necessary and advisable in order to comply with Section 4.16(a),

including without limitation:

(i) engaging internationally renowned investment bankers and accounting

firms as well as necessary international and local legal counsel;

(ii) preparing and filing of a prospectus and/or offering memorandum as

may be needed for the issuance and sale of shares in such Qualified IPO in

accordance with the intended method or methods of distribution thereof;

(iii) collaborating with the investment bankers, accounting firms and legal

counsel referred to in clause (i) above in connection with the preparation of such

prospectus and/or offering memorandum; and

(iv) providing the investment bankers, accounting firms and legal counsel

referred to in clause (i) above with the opportunity to conduct a reasonable

investigation of the business and affairs of CorpBanca Colombia in connection

with the preparation for the Qualified IPO, including reasonable access to

CorpBanca Colombia’s books and records, officers, accountants and other

advisors.

4.17 CorpBanca Colombia-Helm Merger.

If the approval of the CorpBanca Colombia-Helm Merger is approved by the

SFC, CorpBanca shall cause the Helm Merger to be promptly consummated thereafter. If (i) the

Chilean Merger is consummated, (ii) the approval of the CorpBanca Colombia-Helm Merger is

denied by the SFC, (iii) in order to comply with Colombian law and relevant SFC resolutions,

CorpBanca Colombia is required to sell all of its shares of Helm Bank (the “CorpBanca Helm

Bank Shares”) and (iv) the Helm Sale Consideration is less than the Helm Value, CorpBanca

shall pay Itaú Parent an amount equal to 22.29% of the Helm Value Shortfall.

4.18 Charitable Contributions.

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Itaú Parent and Corp Group Parent shall cause CorpBanca and its Subsidiaries to

make, and CorpBanca shall make, certain charitable donations as set forth on Schedule 4.18.

4.19 Colombian Trademark.

If the CorpBanca Colombia Shareholders Agreement shall have been terminated,

Corp Group Parent shall cause the assignment and transfer to CorpBanca Colombia of all right,

title and interest, free and clear of any Liens, in and to the trademarks (including the

“CorpBanca” name) set forth on Schedule 4.19. If the CorpBanca Colombia Shareholders

Agreement shall not have been terminated, Corp Group Parent shall not, and shall cause its

Subsidiaries not to, oppose, contest or dispute the use of such trademarks by CorpBanca

Colombia or take any action that would prevent it from causing the assignment and transfer to

CorpBanca Colombia of all right, title and interest, free and clear of any Liens, in and to such

trademarks if and when the CorpBanca Colombia Shareholders Agreement is terminated.

4.20 Insurance Matters.

(a) Following the Chilean Effective Time, Itaú Parent shall cause Itaú Chile

Compañia de Seguros de Vida S.A. (“Itaú Insurance Company”) to (i) provide Itaú Insurance

Company’s life insurance-related products (the “Itaú Insurance Products”) to CorpBanca

Insurance Clients and (ii) pay to CorpBanca Insurance Brokers brokerage and/or services fees

(the “Insurance Brokerage Fees”) in an aggregate annual amount equal to 47.7% (the

“Applicable Premium Percentage”), as it may be adjusted from time to time pursuant to Section

4.20(b), of the aggregate revenues generated from the sales of the Itaú Insurance Products by

CorpBanca Insurance Brokers for the relevant year, in consideration and exchange for the offer

of the Itaú Insurance Products by CorpBanca Insurance Brokers to the CorpBanca Insurance

Clients. The Applicable Premium Percentage shall be applied to calculate the Insurance

Brokerage Fees during the period commencing on the Chilean Effective Time and ending on the

last day of the calendar year (the “First Applicable Premium Percentage Year”) subsequent to the

year on which the Chilean Effective Time occurs.

(b) On June 30 of any fiscal year following the First Applicable Premium

Percentage Year (the “Calculation Date”), CorpBanca shall implement the procedure described

in this Section 4.20(b) to determine whether the average insurance-related brokerage and/or

services fees (expressed as a percentage of premiums earned) paid by insurance companies to the

five largest Chilean insurance brokers (measured in terms of total premiums) that are

Subsidiaries of banks (“Insurance Fees Market Average”) during the prior fiscal year have

varied, upwards or downwards, by more than ten percent (10%) as compared to the Benchmark

Fee Rate (a “Trigger Event”). The “Benchmark Fee Rate” shall be the Insurance Fees Market

Average determined by the application of the procedure described in this Section 4.20(b) for the

first Calculation Date and shall be revised to equal the Insurance Fees Market Average with

respect to each future Calculation Date in which a Trigger Event occurs. If a Trigger Event

occurs, the Parties shall negotiate in good faith to agree on a revised Applicable Premium

Percentage that shall become effective immediately and shall not be lower than the Benchmark

Fee Rate for the previous fiscal year. If the Parties are unable to agree on a revised Applicable

Premium Percentage within fifteen (15) days of the final determination of the Insurance Fees

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Market Average, the Applicable Premium Percentage shall be immediately revised to equal the

Insurance Fees Market Average.

The procedure for determining the Insurance Fees Market Average (and whether a

Trigger Event has occurred) shall be the following:

(i) CorpBanca shall hire one benchmarking expert from those listed in

Schedule 4.20(a) (“Benchmarking Expert”) to conduct market research of

insurance-related brokerage and/or services fees paid by insurance companies to

banks and insurance brokers that are Subsidiaries of banks and, based on such

research, determine (with instructions to make such determination within thirty

(30) days of such Benchmarking Expert’s selection) the Insurance Fees Market

Average and whether a Trigger Event has occurred, which determination will, if

acceptable to CorpBanca, be final and binding until a new Applicable Premium

Percentage with respect to the next Calculation Date is determined pursuant to

this Section 4.20.

(ii) in the event such revised Applicable Premium Percentage is not

acceptable to CorpBanca, then CorpBanca shall hire another Benchmarking Expert

selected by CorpBanca from those listed in Schedule 4.20(a) to conduct market research

for the same purposes described in item (i) above and, based on such research, determine

(with instructions to make such determination within thirty (30) days of such

Benchmarking Expert’s selection) the Insurance Fees Market Average and whether a

Trigger Event has occurred. If the difference between the Insurance Fees Market Average

determined pursuant to such procedure is lower than ten percent (10%), the simple

average between the Insurance Fees Market Averages as determined by both

Benchmarking Experts, and the calculation of whether a Trigger Event has occurred

based on such determination, shall be final and binding until a new Applicable Premium

Percentage with respect to the next Calculation Date is determined pursuant to this

Section 4.20. If the difference between the Insurance Fees Market Averages determined

pursuant to such procedure is higher than ten percent (10%), CorpBanca may hire an

actuary firm from those listed in Schedule 4.20(b) to determine (with instructions to make

such determination within thirty (30) days of such firm’s selection) the Insurance Fees

Market Average and whether a Trigger Event has occurred, which determination shall be

final and binding until a new Applicable Premium Percentage with respect to the next

Calculation Date is determined pursuant to this Section 4.20.

(c) If Itaú Parent desires not to continue to cause Itaú Insurance Company to

offer the Itaú Insurance Products to CorpBanca Insurance Clients, Itaú Parent shall (i) use its

reasonable best efforts to, 90 days prior to the date on which Itaú Insurance Company ceases to

provide the Itaú Insurance Products to CorpBanca Insurance Clients (the “Insurance Termination

Date”), enter into an agreement with a third party and one or more CorpBanca Insurance Brokers

(the “New Insurance Brokerage Contract”) effective as of the Insurance Termination Date

whereby such third party will provide the Itaú Insurance Products to the CorpBanca Insurance

Clients and pay to such CorpBanca Insurance Brokers the related Insurance Brokerage Fees on

substantially the same terms set forth in Section 4.20(a) and (b); and (ii) until a New Insurance

Contract is effective, continue to pay CorpBanca or the CorpBanca Insurance Brokers an amount

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equal to the average of the Insurance Brokerage Fees paid by Itaú Insurance Company to

CorpBanca or the CorpBanca Insurance Brokers under this Section 4.20 in the 12-month period

prior to the Insurance Termination Date.

4.21 Certain Other Businesses.

(a) If the Colombian Merger is to be effected pursuant to Section 1.6(i), the Parties

shall cooperate in good faith to, on the Colombian Effective Time, transfer, assign or otherwise

convey, in accordance with applicable Law, the Financing Corporation Business to a Subsidiary

of CorpBanca Colombia.

(b) During the six (6) month period following the date hereof, the Parties shall

discuss and consult in good faith regarding whether CorpBanca will continue to hold its

ownership interest in SMU Corp. and agree to implement the mutual determination made by the

Parties; provided if by such six (6) month anniversary the Parties have not reached a mutual

agreement, Itaú Parent shall have the right to determine in its sole discretion whether CorpBanca

will continue to hold its ownership interest in SMU Corp. and, if Itaú Parent so determines, Corp

Group Parent will, and will cause CorpBanca to use reasonable best efforts to divest, transfer,

liquidate or otherwise dispose all of CorpBanca’s and its Subsidiaries’ investment in SMU Corp.

as promptly as reasonably practicable and on commercially reasonable terms.

(c) Itaú Parent shall cause its applicable Subsidiary to enforce its rights under the

MCC Contract to purchase the remaining outstanding capital stock of MCC by August 31, 2016

to the extent it has not otherwise acquired such capital stock by that date. Promptly following

the later of (i) the Chilean Effective Time and (ii) the acquisition of 100% of the outstanding

capital stock of MCC, Itaú Parent shall cause its applicable Subsidiary to transfer 100% of the

outstanding capital stock of MCC to CorpBanca for Fair Value (as defined in the Shareholders

Agreement) and other customary terms and conditions (including representations, warranties and

indemnities).

4.22 Referral Fees.

Itaú Parent and Corp Group Parent hereby acknowledge and agree that certain

Chilean clients of CorpBanca may be interested in contracting financial services and products

from financial entities located outside of Chile. Itaú Parent and CorpBanca shall discuss in good

faith and on an arm’s-length basis the fees to be paid by Itaú Parent and its relevant Subsidiaries

to CorpBanca or one or more of its Subsidiaries in consideration for or in connection with

referrals of CorpBanca’s clients. Any such fees shall be paid in the most economically efficient

manner to both parties in the relevant transaction. No fees shall be due by Itaú Parent or its

Affiliates in connection with services and products that are requested by CorpBanca’s clients

directly from Itaú Parent or any of its Affiliates other than CorpBanca and its Subsidiaries. Itaú

Parent and CorpBanca and their respective Affiliates shall always comply with all applicable

laws and regulations in the offer of such services and products to CorpBanca’s clients, the

performance of their obligations and the exercise of their rights under this Section 4.22.

4.23 Use of the Parties’ Brands; Corporate Names.

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(a) At the Chilean Effective Time, the CorpBanca bylaws shall be amended to

change CorpBanca’s corporate name to “Itaú Corpbanca”.

(b) The Parties agree that, at and following the Chilean Effective Time, the exclusive

brand used by CorpBanca and its Subsidiaries to identify its operations, products

and services will be the Itaú Brand (subject to a reasonable transition period).

ARTICLE 5

CONDITIONS PRECEDENT TO OBLIGATIONS TO CONSUMMATE

5.1 Conditions to Obligations of Each Party. The respective obligations of each Party

to consummate the Chilean Merger are subject to the satisfaction of the following conditions,

unless waived by each Party pursuant to Section 7.7:

(a) Shareholder Approval. CorpBanca shall have obtained the CorpBanca

Shareholder Approval.

(b) Regulatory Approvals. All Regulatory Consents set forth on Exhibit 4

(collectively, the “Required Regulatory Consents”) shall (i) have been obtained or made

and be in full force and effect, and all waiting periods required by Law shall have expired

or been terminated, and (ii) not be subject to any Materially Burdensome Regulatory

Condition.

(c) No Orders; Illegality. No Order issued by any Governmental Authority of

Chile, Colombia or Brazil (whether temporary, preliminary or permanent) preventing or

suspending the consummation of the Transactions or requiring any change to the terms or

structure of the Transactions set forth in Section 1.2, or imposing any condition on the

Transactions, that in each case would have a material adverse economic impact on a

Party shall be in effect, and no Law or Order shall have been enacted, entered,

promulgated or enforced by any Governmental Authority of Chile, Colombia or Brazil

that prohibits or makes illegal the consummation of the Transactions.

(d) Consents. The consents set forth on Section 5.1(d) of Corp Group

Parent’s Disclosure Letter shall have been obtained and shall remain in full force and

effect.

5.2 Conditions to Obligations of the Corp Group Parties. The obligations of the Corp

Group Parties to consummate the Chilean Merger are subject to the satisfaction of the following

conditions, unless waived by the Corp Group Parties pursuant to Section 7.7:

(a) Representations and Warranties. The representations and warranties of

Itaú Parties set forth in this Agreement, after giving effect to Sections 3.5 and 7.4, shall

be true and correct as of the date of this Agreement and as of the Closing Date as though

made at and as of the Closing Date (except that representations and warranties that by

their terms speak specifically as of the date of this Agreement or some other date shall be

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true and correct as of such date), and the Corp Group Parties shall have received a

certificate, dated the Closing Date, signed on behalf of Itaú Parent, to such effect.

(b) Performance of Agreements and Covenants. Each of the Itaú Parties shall

have duly performed and complied with the agreements and covenants required to be

performed and complied with by it pursuant to this Agreement prior to the Chilean

Effective Time in all material respects, and the Corp Group Parties shall have received a

certificate, dated the Closing Date, signed on behalf of Itaú Parent, to such effect.

(c) Shareholders Agreement and Pledge Agreements. Itaú Parent shall have

duly executed and delivered to Corp Group Parent (A) the Shareholders Agreement and

(B) the Corp Group Pledge Agreements.

(d) No Material Adverse Effect. Since the date hereof, no circumstance,

occurrence or change shall have occurred that has had a Material Adverse Effect on the

Itaú Parties.

5.3 Conditions to Obligations of the Itaú Parties. The obligations of the Itaú Parties

to consummate the Chilean Merger are subject to the satisfaction of the following conditions,

unless waived by the Itaú Parties pursuant to Section 7.7:

(a) Representations and Warranties. The representations and warranties of the

Corp Group Parties set forth in this Agreement, after giving effect to Sections 3.5 and

7.4, shall be true and correct as of the date of this Agreement and as of the Closing Date

as though made at and as of the Closing Date (except that representations and warranties

that by their terms speak specifically as of the date of this Agreement or some other date

shall be true and correct as of such date), and the Itaú Parties shall have received a

certificate, dated the Closing Date, signed on behalf of Corp Group Parent, to such effect.

(b) Performance of Agreements and Covenants. Each of the Corp Group

Parties shall have duly performed and complied with the agreements and covenants

required to be performed and complied with by it pursuant to this Agreement prior to the

Chilean Effective Time in all material respects, and the Itaú Parties shall have received a

certificate, dated the Closing Date, signed on behalf of Corp Group Parent, to such effect.

(c) Shareholders Agreement and Pledge Agreements. Corp Group Parent shall

(i) have duly executed and delivered the Corp Group Pledge Agreement to which

Interhold is a party; (ii) have caused Corp Group Banking to duly execute and deliver to

Itaú Parent the Corp Group Pledge Agreement to which Corp Group Banking is a party

and (iii) directly or indirectly, own at least 84,154,814,190 of the outstanding shares of

CorpBanca Common Stock free and clear of any Liens other than restrictions contained

in the Organizational Documents of CorpBanca or any Liens to Itaú Parent or its

Affiliates.

(d) No Material Adverse Effect. Since the date hereof, no circumstance,

occurrence or change shall have occurred that has had a Material Adverse Effect on the

Corp Group Parties.

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ARTICLE 6

TERMINATION

6.1 Termination. Notwithstanding any other provision of this Agreement, and

notwithstanding the receipt of any Shareholder Approval, this Agreement may be terminated and

the Transactions abandoned at any time prior to the Chilean Effective Time, by action taken or

authorized by the Board of Directors of the terminating Party or Parties:

(a) By mutual consent of both Parties; or

(b) By either Party, upon written notice to the other Party, in the event of a

breach of any representation, warranty, covenant or agreement contained in this

Agreement on the part of the other Party, which breach, individually or in the aggregate,

would result in, if occurring or continuing on the Closing Date, the failure of the

conditions to the terminating Party’s obligations set forth in Section 5.2 or 5.3, as the case

may be, and which cannot be or has not been cured within forty-five (45) days after the

giving of written notice to the breaching Party of such breach (or such fewer days as

remain prior to the Termination Date); provided that the terminating Party is not then in

material breach of any representation, warranty, covenant or other agreement contained

herein; or

(c) By either Party, upon written notice to the other Party, in the event that

any Required Regulatory Consent has been denied by final non-appealable action of the

relevant Governmental Authority (provided that the right to terminate this Agreement

under this Section 6.1(c) shall not be available to any Party whose failure to comply with

any provision of this Agreement has been the cause of, or resulted in, the failure to obtain

a Required Regulatory Consent); or any Governmental Authority of competent

jurisdiction shall have issued an Order or taken any other action permanently restraining,

enjoining or otherwise prohibiting the Transactions, and such Order or other action has

become final and non-appealable; or

(d) By either Party, upon written notice to the other Party, in the event that the

Chilean Merger has not been consummated by the second anniversary of the date of this

Agreement (the “Termination Date”); provided that the right to terminate this Agreement

under this Section 6.1(d) shall not be available to any Party whose failure to comply with

any provision of this Agreement has been the cause of, or resulted in, the failure of the

Chilean Merger to be consummated on or before the Termination Date.

(e) By Itaú Parent, upon written notice to Corp Group Parent, in the event that

Corp Group Parent has (i) failed to call the CorpBanca Shareholders Meeting in violation

of Section 4.4(a)(i), or (ii)(A) voted against the Transactions, or failed to attend or vote

at, the CorpBanca Shareholders Meeting that has been duly called, (B) voted in favor of

an alternative Acquisition Proposal or (C) tendered shares into an alternative Acquisition

Proposal, in each case of (A), (B) and (C) in violation of Section 4.4(g).

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(f) By Corp Group Parent, upon written notice to Itaú Parent, in the event that

Itaú Parent has (i) failed to call the Itaú Chile Shareholders Meeting in violation of

Section 4.4(c)(i), or (ii)(A) voted against the Transactions, or failed to attend or vote at,

the Itaú Chile Shareholders Meeting that has been duly called, (B) voted in favor of an

alternative Acquisition Proposal or (C) tendered shares into an alternative Acquisition

Proposal, in each case of (A), (B) and (C) in violation of Section 4.4(h).

6.2 Effect of Termination. (a) In the event of the termination and abandonment of

this Agreement pursuant to Section 6.1, this Agreement shall become void and have no effect,

and none of the Parties, any of their respective Subsidiaries, or any of the officers or directors of

any of them, shall have any Liability of any nature whatsoever hereunder or in conjunction with

the Transactions, except that (a) the provisions of Sections 3.1(s), 3.2(s) and 4.9(b), this Section

6.2(a) and Article 7 shall survive any such termination and abandonment, and (b) a termination

of this Agreement shall not relieve a breaching Party from Liability for any willful and material

breach of this Agreement.

(b) In the event this Agreement is terminated pursuant to Section 6.1(e), then

Corp Group Parent shall on the date of such termination pay Itaú Parent, by wire transfer of same

day funds, a fee equal to US$400 million (the “Termination Fee”). In the event this Agreement

is terminated pursuant to Section 6.1(f), then Itaú Parent shall on the date of such termination pay

Corp Group Parent, by wire transfer of same day funds, the Termination Fee.

(c) The Parties acknowledge that the agreements contained in this Section 6.2

are an integral part of the transactions contemplated by this Agreement, and that without these

agreements the Parties would not enter into this Agreement; accordingly, if a Party fails

promptly to pay the amount due pursuant to this Section 6.2, and, in order to obtain such

payment, the other Party commences a proceeding which results in a judgment against such

Party for the Termination Fee or any portion thereof, such Party shall pay the costs and expenses

of the other Party (including attorneys’ fees and expenses) in connection with such proceeding.

In addition, if a Party fails to pay the amounts payable pursuant to this Section 6.2, then such

Party shall pay interest on such overdue amounts at a rate per annum equal to the “prime rate”

(as published in the Wall Street Journal) in effect on the date on which such payment was

required to be made for the period commencing as of the date that such overdue amount was

originally required to be paid.

ARTICLE 7

MISCELLANEOUS

7.1 Definitions.

(a) Except as otherwise provided herein, the capitalized terms set forth below shall

have the following meanings:

“1933 Act” shall mean the Securities Act of 1933, as amended, and the rules and

regulations promulgated thereunder.

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“1934 Act” shall mean the Securities Exchange Act of 1934, as amended, and the

rules and regulations promulgated thereunder.

“Acquisition Proposal” shall mean, other than the transactions contemplated by

this Agreement, any offer, proposal or inquiry relating to, or any third party indication of

interest in, (i) any acquisition or purchase, direct or indirect, of 20% or more of the

consolidated assets of a Party and its Subsidiaries (including Stock of its Subsidiaries) or

20% or more of any class of equity or voting securities of a Party or its Subsidiaries

whose assets, individually or in the aggregate, constitute more than 20% of the

consolidated assets of the Party, (ii) any tender offer (including a self-tender offer) or

exchange offer that, if consummated, would result in such third party (or the shareholders

of such third party) beneficially owning 20% or more of any class of equity or voting

securities of a Party or its Subsidiaries whose assets, individually or in the aggregate,

constitute more than 20% of the consolidated assets of the Party or (iii) a joint venture,

partnership, merger, consolidation, share exchange, business combination,

reorganization, recapitalization, liquidation, dissolution or other similar transaction

involving a Party or its Subsidiaries whose assets, individually or in the aggregate,

constitute more than 20% of the consolidated assets of the Party. For purposes of this

definition of “Acquisition Proposal,” the term “Party” shall not include Itaú Parent.

“Affiliate” of a Person shall mean any other Person directly, or indirectly through

one or more intermediaries, controlling, controlled by or under common control with

such Person. For purposes of this definition, “control” of a Person shall mean the

possession, direct or indirect, of the power to direct or cause the direction of the

management and policies of such Person, whether through the ownership of voting

securities, by contract or otherwise.

“Bank Party” shall mean any of CorpBanca, CorpBanca Colombia, Itaú Chile and

Itaú Colombia.

“Banking Business” shall mean providing (i) consumer financial products and/or

services, including secured and/or unsecured consumer lending, consumer mortgage

products, consumer card products, retail banking products and/or services, and consumer

leasing; and/or (ii) deposit-taking services including both consumer and commercial

deposits, and payroll services; and/or (iii) credit and/or debit card transaction processing

services (which transaction processing services, for the avoidance of doubt, include

merchant acquiring); and/or (iv) commercial financial products and/or services, including

bilateral and syndicated loans and trustee and depositary services; and/or (v) investment

banking; and/or (vi) financial advisory services relating to the services described in (i)-(v)

above; and/or (vii) all businesses related or reasonably incidental thereto.

“Business Day” shall mean any day that is not a Saturday, Sunday or other day

on which commercial banks in New York City, Santiago, Chile, São Paulo, Brazil or

Bogotá, Colombia are authorized or required by law to remain closed.

“Chile” shall mean the Republic of Chile.

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“Chilean Antitrust Law” shall mean Decree Law No. 211 Ley de Defensa de la

Libre Competencia and any other Chilean statutes, rules, regulations, orders, decrees,

administrative and judicial doctrines and other Laws that are designed or intended to

prohibit, restrict, or regulate actions having the purpose or effect of monopolization or

restraint of trade or lessening the competition through mergers, acquisitions, business

combinations or similar transactions.

“Chilean Banking Law” shall mean Decree with Force of Law No. 3 by General

de Bancos.

“Chilean Companies Law” shall mean Law No. 18,046 Ley Sobre Sociedades

Anónimas.

“Chilean Exchange Ratio” shall mean, for each share of Itaú Chile Common

Stock, a number of shares of CorpBanca Common Stock equal to 172,048,565,857

divided by the number of outstanding shares of Itaú Chile Common Stock as of the

Chilean Effective Time.

“Chilean Securities Law” shall mean Law No. 18,045 Ley de Mercado de

Valores.

“Chilean Securities Registry” shall mean the Registro de Valores de la

Superintendencia de Bancos e Instituciones Financieras.

“Colombia” shall mean the Republic of Colombia.

“Colombian Code of Commerce” shall mean Law Decree 410 of 1971.

“Colombian Exchange Ratio” shall mean, for each share of Itaú Colombia

Common Stock, a number of shares of CorpBanca Colombia Common Stock equal to (i)

the quotient of the Colombian Purchase Price and U.S.$ 2,672 million, multiplied by (ii)

the number of outstanding shares of CorpBanca Colombia Common Stock as of the

Colombian Effective Time divided by (iii) the number of outstanding shares of Itaú

Colombia Common Stock as of the Colombian Effective Time.

“Colombian GAAP” shall mean generally accepted accounting principles in

Colombia as applicable to CorpBanca Colombia and its Subsidiaries (including pursuant

to the Circular Básica Contable y Financiera and Decree 2649 of 1993, as such

accounting principles may be applied or interpreted by the Colombian Financial

Superintendency (Superintendencia Financiera de Colombia) to banks or other financial

institutions licensed in Colombia or such other replacement accounting principles as the

Colombian Financial Superintendency from time to time as officially interpreted or

applied to such banks).

“Compensation and Benefit Plan” shall mean any employment or consulting

agreement or any material bonus, profit sharing, deferred compensation, incentive

compensation, equity compensation, holiday, hospitalization, medical insurance, life

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insurance, disability, welfare, retention, severance, fringe benefit, retirement or other

employee benefits plan or agreement, in each case, that is sponsored, maintained or

contributed to by CorpBanca or its Subsidiaries or Itaú Chile or its subsidiaries, as

applicable, for the benefit of their employees (other than governmental or mandatory

social security arrangements, and any other such plans, programs, agreements or

arrangements that CorpBanca or its Subsidiaries or Itaú Chile or its subsidiaries, as

applicable, are required to sponsor, maintain or contribute to under applicable Law).

“Confidentiality Agreements” shall mean (i)that certain Confidentiality

Agreement, dated November 12, 2013, by and between CorpBanca and Itaú Parent and

(ii) that certain Confidentiality Agreement, dated September 3, 2013, by and between

Interhold and Itaú Parent.

“Consent” shall mean any consent, approval, authorization, clearance, exemption,

waiver or similar affirmation by any Person pursuant to any Contract, Law, Order or

Permit.

“Consideration” shall mean the Fair Value (as defined in the Shareholders

Agreement) of all cash, securities, assets and other property (including, without

limitation, the Fair Value of amounts paid, distributed or issued, or to be paid pursuant to

an escrow arrangement or other arrangements based on future events, distributed or

issued, to holders of common stock, preferred stock, convertible securities, warrants,

stock appreciation rights, options or similar rights or securities of Helm Bank in

connection with a sale of the CorpBanca Helm Bank Shares).

“Contract” shall mean any written or oral agreement, arrangement, commitment,

contract, license, indenture, instrument, lease or undertaking of any kind or character to

which any Person is a party and that is legally binding on any Person or its capital stock,

assets or business.

“COP” shall mean the Colombian legal currency.

“CorpBanca Colombia” shall mean Banco Corpbanca Colombia S.A., an

establecimiento bancario organized as a capital stock corporation (sociedad anónima)

under the Laws of Colombia.

“CorpBanca Colombia-Helm Merger” shall mean the merger between CorpBanca

Colombia and Helm Bank.

“CorpBanca Common Stock” shall mean the common stock of CorpBanca.

“CorpBanca Colombia Common Stock” shall mean the common stock of

CorpBanca Colombia.

“Corpbanca Insurance Brokers” shall mean both CorpBanca Corredores de

Seguros S.A., a corporation (sociedad anónima), and Itaú Chile Corredora de Seguros

Limitada, a limited liability company (sociedad de responsabilidad limitada), both of

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which organized under the laws of Chile, as well as any other Subsidiaries of CorpBanca

that are permitted under applicable Law to conduct insurance brokerage activities in

Chile.

“CorpBanca Insurance Clients” shall mean all clients of CorpBanca and its

Subsidiaries that are permitted under applicable law to receive an offer from CorpBanca

Insurance Brokers to acquire an insurance policy in Chile.

“Corpbanca Investment” shall mean shall mean Corpbanca Investment Valores

Colombia S.A., a sociedad comisionista de bolsa organized as a stock corporation

(sociedad anónima) under the Laws of Colombia.

“Corpbanca Trust” shall mean Investment Trust Colombia S.A., a sociedad

fiduciaria organized as a stock corporation (sociedad anónima) under the Laws of

Colombia.

“Corp Group Banking” shall mean Corp Group Banking S.A., a company

(sociedad por acciones) organized under the laws of Chile.

“Corp Group Holding” shall mean Corp Group Holding Inversiones Limitada, a

limited liability company (sociedad de responsabilidad limitada) organized under the

laws of Chile.

“Corp Group Parties” shall mean Corp Group Parent and CorpBanca.

“Default” shall mean (i) any breach or violation of or default under any Contract,

Law, Order or Permit, (ii) any occurrence of any event that with the passage of time or

the giving of notice or both would constitute a breach or violation of or default under any

Contract, Law, Order or Permit or (iii) any occurrence of any event that with or without

the passage of time or the giving of notice would give rise to a right to terminate or

revoke, change the current terms of, or renegotiate, or to accelerate, increase, or impose

any Liability under, any Contract, Law, Order or Permit.

“Environmental Laws” shall mean all Laws, Orders and Permits relating to: (i)

the protection or restoration of the environment, health and safety as it relates to

hazardous substance exposure or natural resource damages, (ii) the handling, use,

presence, disposal, release or threatened release of, or exposure to, any hazardous

substance, or (iii) noise, odor, wetlands, indoor air, pollution, contamination or any injury

to persons or property from exposure to any hazardous substance.

“Exhibits” 1 through 5, inclusive, shall mean the Exhibits so marked, copies of

which are attached to this Agreement. Such Exhibits are hereby incorporated by

reference herein and made a part hereof, and may be referred to in this Agreement and

any other related instrument or document without being attached hereto.

“Financial Statements” shall mean the CorpBanca Financial Statements and the

Itaú Chile Financial Statements and the Itaú Colombia Financial Statements.

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“Financing Corporation Business” shall mean the financing businesses as

currently conducted by Itaú Colombia pursuant to applicable Colombian Law and in the

ordinary course of business consistent with past practice in which CorpBanca Colombia

is not authorized to participate, including acting as factoring intermediary, representative

of securities holders, investment banker, underwriter and capital investor.

“Governmental Authority” shall mean each Regulatory Authority and any other

domestic or foreign court, administrative agency, commission or other governmental

authority or instrumentality (including the staff thereof) or any industry self-regulatory

authority (including the staff thereof).

“Helm Bank” shall mean Helm Bank Colombia S.A., a Colombian

establecimiento bancario organized as a capital stock corporation (sociedad anónima)

under the laws of Colombia.

“Helm Bank Cayman” shall mean Helm Bank Cayman (in voluntary liquidation),

an exempted company incorporated under the laws of Cayman islands.

“Helm Bank Panamá” shall mean Helm Bank Panamá S.A., a Panamanian

establecimiento bancario organized as a capital stock corporation (sociedad anónima)

under the laws of Panama.

“Helm Insurance” shall mean Helm Corredor de Seguros S.A., a Colombian

corredor de seguros organized as a capital stock corporation (sociedad anónima) under

the laws of Colombia.

“Helm Sale Consideration” shall mean an amount equal to the aggregate

Consideration paid, distributed or issued or to be paid, distributed or issued, directly or

indirectly, by an acquirer to a seller or sellers in connection with a sale of the CorpBanca

Helm Bank Shares.

“Helm Securities Panamá” shall mean Helm Casa de Valores Panamá S.A., a

Panamanian casa de valores organized as a capital stock corporation (sociedad anónima)

under the laws of Panama.

“Helm Stockbroker” shall mean Helm Comisionista de Bolsa S.A., a Colombian

comisionista de bolsa organized as a capital stock corporation (sociedad anónima) under

the laws of Colombia.

“Helm Trust” shall mean Helm Fiduciaria S.A., a Colombian sociedad fiduciaria

organized as a capital stock corporation (sociedad anónima) under the laws of Colombia.

“Helm Value” shall mean US$1.580 billion.

“Helm Value Shortfall” shall mean an amount equal to the Helm Value less the

Helm Sale Consideration.

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“IFRS” shall mean International Financial Reporting Standards, as issued by the

International Accounting Standards Board, consistently applied during the periods

involved.

“Intellectual Property” shall mean all patents, trademarks, trade names, service

marks, domain names, database rights, copyrights, and any applications therefor, mask

works, technology, know-how, Trade Secrets, algorithms, processes, computer software

programs or applications (in both source code and object code form) and all other

intellectual property or proprietary rights.

“Internal Revenue Code” shall mean the U.S. Internal Revenue Code of 1986, as

amended.

“Itaú Brand” means the trademark “Itaú” (and any logo used in connection with

it) and any variations thereof that are used to identify its operations, products or services

and are aligned with Itaú Parent’s marketing and communication policies.

“Itaú Chile Common Stock” shall mean the common stock of Itaú Chile.

“Itaú Colombia” shall mean Itaú BBA Colombia, S.A. Corporacion Financiera, a

corporación financiera organized as a capital stock corporation (sociedad anónima)

under the Laws of Colombia.

“Itaú Colombia Common Stock” shall mean the common stock of Itaú Colombia.

“Itaú Parties” shall mean Itaú Parent and Itaú Chile.

“Law” shall mean any code, law (including common law), ordinance, regulation,

rule or statute applicable to a Person or its assets, Liabilities or business, including those

promulgated, interpreted or enforced by any Governmental Authority.

“Liability” shall mean any direct or indirect primary or secondary, liability,

indebtedness, obligation, penalty, cost or expense (including costs of investigation,

collection and defense), claim, deficiency or guaranty of any type, whether accrued,

absolute or contingent, liquidated or unliquidated, matured or unmatured, or otherwise.

“Lien” shall mean any mortgage, pledge, reservation, restriction (other than a

restriction on transfers arising under the Securities Laws), security interest, lien or

encumbrance of any nature whatsoever of, on or with respect to any property or property

interest, other than (i) Liens for property Taxes not yet due and payable and (ii) in the

case of depository institution Subsidiaries of a Party, pledges to secure deposits.

“Litigation” shall mean any action, arbitration, cause of action, claim, complaint,

criminal prosecution, demand letter, governmental or other examination or investigation,

hearing, administrative or other proceeding, suit or notice (written or oral) by any Person

alleging potential Liability, but shall not include regular, periodic examinations by

Regulatory Authorities.

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“MCC” means Munita, Cruzat y Claro S.A. Corredores de Bolsa, a privately held

stock corporation incorporated under the laws of Chile.

“MCC Contract” means that certain Stock Purchase Agreement by and among

MCC Inversiones Globales Ltda, Unibol S.A., Inversiones Río Bamba Ltda., Sociedad

Promotora de Inversiones y Rentas Balaguer LTDA., BICSA Holdings Ltd., Itaú

Unibanco Holdings S.A., and certain beneficial owners set forth therein, dated as of

August 1, 2011.

“NYSE” shall mean the New York Stock Exchange, Inc.

“other Bank Party” shall mean (i) CorpBanca and CorpBanca Colombia, with

respect to Itaú Chile and Itaú Colombia, and (ii) Itaú Chile and Itaú Colombia, with

respect to CorpBanca and CorpBanca Colombia.

“other Party” shall mean (i) Corp Group Parent, CorpBanca and CorpBanca

Colombia, with respect to Itaú Parent, Itaú Chile and Itaú Colombia, and (ii) Itaú Parent,

Itaú Chile and Itaú Colombia, with respect to Corp Group Parent, CorpBanca and

CorpBanca Colombia.

“Order” shall mean any administrative decision or award, decree, injunction,

judgment, order, quasi-judicial decision or award, ruling or writ of any federal, state,

local or foreign or other arbitrator, mediator, tribunal or Governmental Authority.

“Organizational Documents” shall mean the articles of association, incorporation,

memorandum of association, certificate of incorporation, charter, by-laws, shareholders

agreements or other similar governing instruments, in each case as amended as of the

date specified, of any Person.

“Outstanding” shall mean, with respect to shares of capital stock or Rights of a

Party or any of CorpBanca’s Subsidiaries, shares of such capital stock or Rights that are

issued and outstanding at a particular time.

“Panama” shall mean the Republic of Panama.

“Party” shall mean any of the Corp Group Parties or Itaú Parties, and “Parties”

shall mean both the Corp Group Parties and Itaú Parties.

“Permit” shall mean any federal, state, local and foreign governmental approval,

authorization, certificate, easement, filing, franchise, license, order or permit from

Governmental Authorities that are required for the operation of a Party’s respective

businesses.

“Permitted Lien” shall mean (i) mechanics’, materialmens’, warehousemens’,

carriers’, workers’ or repairmens’ liens or other similar Encumbrances arising or incurred

in the ordinary course of business, (ii) Liens for Taxes, assessments, judgments and other

governmental charges not yet due and payable or being contested in good faith by

appropriate proceedings, (iii) statutory limitations, conditions, exceptions, gaps or other

65

imperfections in chain of title, or other irregularities in the records of a Governmental

Authority maintaining such records that (x) were not incurred in connection with any

financial indebtedness and (y) do not materially impair the continued use of the property

encumbered thereby, and any rights reserved or vested in any Person by any original

patent or grant or any statutory provision, (iv) liens or title retention arrangements arising

under conditional sales contracts and leases entered into in the ordinary course of

business, (v) covenants, conditions, restrictions, agreements, easements or other Liens

referenced in the relevant Financial Statements or in the relevant Disclosure Letter, (vi)

easements, licenses, covenants, rights-of-way and other similar restrictions, including,

without limitation, any other agreements or restrictions or conditions that would be

shown in a public registry or by survey, title report or physical inspection, (vii) zoning,

building and other Liens arising pursuant to applicable Law that, individually or in the

aggregate, do not materially impair the continued use of the asset or property to which

they relate, (viii) defects, irregularities or imperfections of title and other Liens that,

individually or in the aggregate, do not materially impair the continued use of the asset or

property to which they relate; (ix) deposits to secure the performance of bids, trade

contracts, leases, statutory obligations, surety and appeal bonds and other obligations of a

like nature incurred in the ordinary course of business and (x) with respect to leased real

property, the terms and conditions of the leases with respect thereto.

“Person” shall mean a natural person or any legal, commercial or governmental

entity, including a corporation, general partnership, joint venture, limited partnership,

limited liability company, trust, business association, group acting in concert, or any

person acting in a representative capacity.

“Regulatory Authorities” shall mean, collectively, the Brazilian Central Bank

(Banco Central do Brasil), Chilean Superintendency of Banks, the Chilean Central Bank,

the Chilean Superintendency of Securities and Insurance, the Santiago Stock Exchange,

the Unidad de Análisis Financiero, the SFC, the Colombian Central Bank, the Direccion

de Impuestos y Aduanas Nacionales (DIAN), the Colombian Stock Exchange, the Board

of Governors of the U.S. Federal Reserve System, the NYSE, the U.S. Department of

Justice, the U.S. Federal Trade Commission, the SEC, the Cayman Islands Monetary

Authority, the Panama Superintendencia de Bancos and the Panama Superintendencia de

Valores (including, in each case, the staff thereof).

“Regulatory Consents” shall mean, collectively, the CorpBanca Regulatory

Consents, the Itaú Bank Regulatory Consents and the Itaú Parent Regulatory Consents.

“Representative” shall mean any investment banker, financial advisor, attorney,

accountant, consultant, agent or other representative of a Person.

“Rights” shall mean, with respect to any Person, securities, or obligations

convertible into or exercisable or exchangeable for, or giving any Person any right to

subscribe for or acquire, or any options, calls, restricted stock, deferred stock awards,

stock units, phantom awards, dividend equivalents or commitments relating to, or any

stock appreciation right or other instrument the value of which is determined in whole or

66

in part by reference to the market price or value of, shares of capital stock or earnings of

such Person.

“SAGA” shall mean Companía Inmobiliaria y de Inversiones Limitada, a limited

liability company (sociedad de responsabilidad limitada) organized under the laws of

Chile.

“Santiago Stock Exchange” shall mean the Bolsa de Comercio de Santiago, Chile.

“São Paulo Stock Exchange” shall mean BM&FBOVESPA.

“SEC” shall mean the United States Securities and Exchange Commission.

“Securities Laws” shall mean Law No. 18,045, Ley de Mercado de Valores,

Decree 2555 of 2010, in each case, as amended from time to time, and all other

applicable regulations, requirements, orders, resolutions, circulares and policies of the

SFC, the 1933 Act, the 1934 Act, each as amended, and state securities and “Blue Sky”

Laws, including in each case the rules and regulations of any Governmental Authority

promulgated thereunder.

“Senior Management” shall mean the chief executive officer (CEO), chief

financial officer (CFO), chief operating officer (COO), Head of Wholesale banking, Head

of commercial banking, Head of Retail banking, Chief Credit Risk Officer, Head of

Corporate Development, Head of Wealth Management, Head of Treasury, Head of

Human Resources, Head of Legal, Head of Compliance and other officers with annual

base compensation higher than US$350,000 (or the equivalent thereof in other

currencies).

“Subsidiary” or “Subsidiaries” shall mean, with respect to any Person, any

corporation, company, partnership, limited liability company or other organization,

whether incorporated or unincorporated, which is directly or indirectly controlled by such

Person; provided that there shall not be included any such entity acquired through

foreclosure or any such entity the equity securities of which are owned or controlled in a

fiduciary capacity. For purposes of this definition, “control” of a Person shall mean the

possession, direct or indirect, of the power to direct or cause the direction of the

management and policies of such Person, whether through the ownership of voting

securities, by contract or otherwise.

“Supermajority Consent” shall have the meaning set forth in the CorpBanca

Colombia Shareholders Agreement.

“Tax” or “Taxes” shall mean all Chilean or Colombia (as the case may be) and

foreign federal, state, and local taxes, levies, imposts, duties or other like assessments,

including income, gross receipts, excise, employment, sales, use, transfer, license,

payroll, franchise, severance, stamp, occupation, windfall profits, environmental, federal

highway use, commercial rent, customs duties, capital stock, paid-up capital, profits,

withholding, social security, single business and unemployment, disability, real property,

67

personal property, registration, ad valorem, value added, alternative or add-on minimum,

estimated or other tax of any kind whatsoever, including any related interest and penalties

or additions thereto.

“Tax Return” shall mean any report, return, information return or other

information required to be supplied to a Taxing authority in connection with Taxes,

including any return of an Affiliated or combined or unitary group that includes a Party

or its Subsidiaries.

“Trade Secrets” shall mean all trade secrets and confidential information and

know-how, including without limitation confidential processes, schematics, business

methods, formulae, drawings, prototypes, models, designs, customer lists and supplier

lists.

(b) The terms set forth below shall have the meanings ascribed thereto in the

referenced sections:1

Agreement ................................................................................................... Preamble

Average Premium ....................................................................................... Section 4.20

Capital Raise ............................................................................................... Section 1.2(c)

Chilean Effective Time ............................................................................... Section 1.3

Chilean Merger ........................................................................................... Section 1.2(a)

Chilean Merger Steps .................................................................................. Section 1.3(c)

Closing ........................................................................................................ Section 1.1

Closing Date................................................................................................ Section 1.1

Colombian Acquisition Closing ..................................................................

Colombian Acquisition Steps .....................................................................

Colombian Direct Subsidiaries ...................................................................

Section 1.3(b)

Section 1.3(b)

Section 2.3(d)

Colombian Effective Time .......................................................................... Section 1.3

Colombian Exchange Fund ......................................................................... Section 2.3(a)

Colombian Merger ...................................................................................... Section 1.2(b)

Colombian Merger Steps ............................................................................ Section 1.3(b)

Colombian Purchase Price .......................................................................... Section 1.6(b)

Colombian Transaction Steps ..................................................................... Section 1.3(b)

Continuing Employees ................................................................................ Section 4.10(a)

CorpBanca................................................................................................... Preamble

CorpBanca Colombia .................................................................................. Preamble

CorpBanca Colombia Common Stockholder.............................................. Section 2.3(b)

CorpBanca Colombia Financial Statements ............................................... Section 3.1(d)(iii)

CorpBanca Colombia Shareholder Approval ............................................. Section 3.1(b)(i)

CorpBanca Colombia Shareholders’ Agreement ........................................

CorpBanca Colombia Shareholders’ Meeting ............................................

Recitals

Section 4.4(d)

CorpBanca Continuing Employees ............................................................. Section 4.11(a)

1 Note: Table to be updated.

68

CorpBanca Extension of Credit .................................................................. Section 3.1(p)(i)

CorpBanca Financial Statements ................................................................ Section 3.1(d)(i)

CorpBanca Helm Bank Shares.................................................................... Section 4.17

CorpBanca HoldCo ..................................................................................... Recitals

CorpBanca Regulatory Consents ................................................................ Section 3.1(b)(iii)

CorpBanca Shareholder Approval .............................................................. Section 3.1(b)(i)

CorpBanca Shareholders’ Meeting ............................................................. Section 4.4(a)

Corp Group Parent ...................................................................................... Preamble

Corp Group Pledge Agreements ................................................................. Recitals

Direct Subsidiaries ...................................................................................... Section 2.1(c)

Disclosure Letter ......................................................................................... Section 7.4

Holding Companies .................................................................................... Recitals

Indemnified Parties ..................................................................................... Section 4.12(a)

Insurance Fees’ Market Average ................................................................ Section 4.20

Itaú Chile ..................................................................................................... Preamble

Itaú Chile Common Stock Holder...............................................................

Itaú Chile Continuing Employees ...............................................................

Section 2.1(b)

Section 4.11a)(i)

Itaú Chile Extension of Credit .................................................................... Section 3.2(o)(i)

Itaú Chile Financial Statements .................................................................. Section 3.2(d)(i)

Itaú Chile Shareholder Approval ................................................................ Section 3.2(b)(i)

Itaú Chile Shareholders’ Meeting ............................................................... Section 4.4(c)

Itaú Colombia.............................................................................................. Preamble

Itaú Colombia Financial Statements ........................................................... Section 3.2(d)(iii)

Itaú Colombia Shareholder Approval ......................................................... Section 3.2(b)(i)

Itaú Colombia Shareholders’ Meeting ........................................................ Section 4.4(f)

Itaú Colombia Shares .................................................................................. Section 1.6(b)

Itaú HoldCo ................................................................................................. Recitals

Itaú’s Insurance Company .......................................................................... Section 4.20

Material Adverse Effect .............................................................................. Section 3.5(b)

Materially Burdensome Regulatory Condition ........................................... Section 4.6(c)

Maximum Amount ...................................................................................... Section 4.12(c)(ii)

New Chilean Certificates ............................................................................ Section 2.1(a)

New Colombian Certificates ....................................................................... Section 2.3(c)

New Colombian Direct Subsidiaries Certificates ....................................... Section 2.3(d)(i)

New Direct Subsidiaries Certificates .......................................................... Section 2.1(c)(i)

Old Chilean Certificates .............................................................................. Section 1.4(b)

Old Colombian Certificates ........................................................................ Section 1.5(b)

Qualified IPO .............................................................................................. Section 4.16

Registration Rights Agreement ................................................................... Section 4.13(b)

Regulatory Consents ................................................................................... Section 3.2(b)(iii)

Required Regulatory Consents ................................................................... Section 5.1(b)

SFC ............................................................................................................. Section 3.1(m)

Shareholders Agreement ............................................................................. Section 1.2(a)

Termination Date ........................................................................................ Section 6.1(d)

Termination Fee .......................................................................................... Section 6.2(b)

69

Transactions ................................................................................................ Section 1.2

(c) Any singular term in this Agreement shall be deemed to include the plural, and

any plural term the singular. Whenever the words “include,” “includes,” or “including” are used

in this Agreement, they shall be deemed followed by the words “without limitation.” The words

“hereby,” “herein,” “hereof” or “hereunder,” and similar terms are to be deemed to refer to this

Agreement as a whole and not to any specific section.

(d) All references herein to “dollars” or “$” shall mean U.S. dollars.

7.2 Non-Survival of Representations and Covenants. Except for Article 1 and Article

2, Sections 4.4(d), (e), (f) and (h), 4.5(a), 4.6, 4.7, 4.8(b), 4.9, 4.11, 4.12, 4.13, 4.16, 4.17, 4.18,

4.19, 4.20, 4.21 4.22 and 4.23 and this Article 7, the respective representations, warranties,

obligations, covenants and agreements of the Parties shall not survive the Chilean Effective

Time. Except for Article 1 and Article 2, Sections 4.8(b), 4.11, 4.12, 4.13, 4.16, 4.17, 4.18, 4.19,

.4.20, 4.21, 4.22 and 4.23 and this Article 7, the respective representations, warranties,

obligations, covenants and agreements of the Parties shall not survive the Colombian Effective

Time.

7.3 Expenses. Except as otherwise provided in this Section 7.3, each of the Parties

shall bear and pay all costs and expenses incurred by it or on its behalf in connection with the

Transactions contemplated hereunder, including filing, registration, and application fees, printing

fees, and fees and expenses of its own financial or other consultants, investment bankers,

accountants, and counsel, except that the Parties shall each bear and pay one half of the filing

fees in connection with any filing under the Chilean Antitrust Law or Chilean Securities

Registry, any Colombian registry tax (impuesto de registro) and mercantile registry fees

(derechos de inscripción) with respect to the filing of the Colombian public deed set forth in

Section 1.3(b) hereof in the mercantile registry (registro mercantil) or in any real state public

registry office (oficinas de registro de instrumentos públicos).

7.4 Disclosure Letters. Prior to the execution and delivery of this Agreement, each

Party has delivered to the other Party a letter (its “Disclosure Letter”) setting forth, among other

things, items the disclosure of which is necessary or appropriate either in response to an express

disclosure requirement contained in a provision hereof or as an exception to one or more of such

Party’s representations or warranties contained in Sections 3.1, 3.2, 3.3 and 3.4, as applicable, or

to one or more of its covenants contained in Article 4; provided that (i) no such item is required

to be set forth in a Party’s Disclosure Letter as an exception to any representation or warranty of

such Party if its absence would not result in the related representation or warranty being deemed

untrue or incorrect under the standard established by Section 3.5, and (ii) the mere inclusion of

an item in a Party’s Disclosure Letter as an exception to a representation or warranty shall not be

deemed an admission by that Party that such item represents a material exception or fact, event

or circumstance or that such item is reasonably likely to result in a Material Adverse Effect with

respect to such Party. Any disclosures made with respect to a subsection of Sections 3.1, 3.2, 3.3

and 3.4, as applicable, shall be deemed to qualify (a) any subsections of Sections 3.1, 3.2, 3.3

and 3.4, as applicable, specifically referenced or cross-referenced and (b) other subsections of

Sections 3.1, 3.2, 3.3 and 3.4, as applicable, to the extent it is reasonably apparent

(notwithstanding the absence of a specific cross reference) from a reading of the disclosure that

70

such disclosure (i) applies to such other subsections and (ii) contains sufficient detail to enable a

reasonable person to recognize the relevance of such disclosure to such other subsections.

7.5 Entire Agreement. Except as otherwise expressly provided herein, this

Agreement (including the Disclosure Letters and Exhibits) constitutes the entire agreement

between the Parties with respect to the transactions contemplated hereunder and supersedes all

prior arrangements or understandings with respect thereto, written or oral, other than the

Confidentiality Agreement, which shall remain in effect. Nothing in this Agreement, expressed

or implied, is intended to confer upon any Person, other than the Parties or their respective

successors, any rights, remedies, obligations or liabilities under or by reason of this Agreement

except as provided in Section 4.12.

7.6 Amendments. Before the Chilean Effective Time, this Agreement may be

amended by a subsequent writing signed by each of the Parties, by action taken or authorized by

their respective Boards of Directors, whether before or after the CorpBanca Shareholder

Approval, CorpBanca Colombia Shareholder Approval, Itaú Chile Shareholder Approval or Itaú

Chile Shareholder Approval have been obtained, except to the extent that any such amendment

would violate applicable Law or would require the approval of the shareholders of CorpBanca,

CorpBanca Colombia, Itaú Chile or Itaú Colombia, unless such required approval is obtained.

7.7 Waivers.

(a) Either Party shall have the right to waive any Default in the performance of any

term of this Agreement by the other Party, to waive or extend the time for the compliance or

fulfillment by the other Party of any and all of such other Party’s obligations under this

Agreement, and to waive any or all of the conditions precedent to its obligations under this

Agreement, except any condition which, if not satisfied, would result in the violation of any

Law. No waiver by a Party shall be effective unless in writing signed by a duly authorized

officer of such Party.

(b) The failure of any Party at any time or times to require performance of any

provision hereof shall in no manner affect the right of such Party at a later time to enforce the

same or any other provision of this Agreement. No waiver of any condition or of the breach of

any term contained in this Agreement in one or more instances shall be deemed to be or

construed as a further or continuing waiver of such condition or breach or a waiver of any other

condition or of the breach of any other term of this Agreement.

7.8 Assignment. Except as expressly contemplated hereby, neither this Agreement

nor any of the rights, interests or obligations hereunder shall be assigned by any Party (whether

by operation of Law or otherwise) without the prior written consent of each other Party; provided

that each of Itaú Parent and Corp Group Parent may assign any of its rights and obligations

hereunder to one or more of its wholly-owned Subsidiaries; provided, further, that such

assignment shall not relieve Itaú Parent or Corp Group Parent, as the case may be, of any of their

respective obligations hereunder. Subject to the preceding sentence, this Agreement will be

binding upon, inure to the benefit of, and be enforceable by the Parties and their respective

successors and assigns.

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7.9 Notices. All notices or other communications which are required or permitted

hereunder shall be in writing and sufficient if delivered by hand, by facsimile transmission, by

registered or certified mail, postage pre-paid, or by courier or overnight carrier, to the Persons at

the addresses set forth below (or at such other address as may be provided hereunder), and shall

be deemed to have been delivered as of the date so delivered. A copy of each such notice or

other communication shall also be sent via email to the addresses set forth below:

Corp Group Parent: Rosario Norte 660, Las Condes

Santiago, Chile

Fax Number: 562 2660-6021

Email: alvarobarriga@corpgroup.cl

Attention: Pilar Dañobeitía E.

Alvaro Barriga O.

Copy to Counsel (which shall not

constitute notice):

Simpson Thacher & Bartlett LLP

425 Lexington Avenue

New York, NY 10017

Fax Number: +1 (212) 455-2502

Email: dwilliams@stblaw.com

echung@stblaw.com

Attention: David L. Williams

Edward Chung

and

Claro & Cía.

Av. Apoquindo 3721, 14th Floor

Santiago, Chile 755 0177

Fax Number: +(562) 2367 3003

Email: jmeyzaguirreg@claro.cl

flarrain@claro.cl

Attention: José María Eyzaguirre B.

Felipe Larrain

CorpBanca: Rosario Norte 660, Las Condes

Santiago, Chile

Fax Number: 562 2660-6020

Email: fernando.massu@corpbanca.cl

Attention: Fernando Massu T.

Copy to Counsel (which shall not

constitute notice):

Simpson Thacher & Bartlett LLP

425 Lexington Avenue

New York, NY 10017

Fax Number: +1 (212) 455-2502

Email: dwilliams@stblaw.com

72

echung@stblaw.com

Attention: David L. Williams

Edward Chung

and

Claro & Cía.

Av. Apoquindo 3721, 14th Floor

Santiago, Chile 755 0177

Fax Number: +(562) 2367 3003

Email: jmeyzaguirreg@claro.cl

flarrain@claro.cl

Attention: José María Eyzaguirre B.

Felipe Larrain

Itaú Parent: Praça Alfredo Egydio de Souza Aranha, 100

Torre Olavo Setubal, PI

04344-902 – São Paulo – SP – Brasil

Fax Number: +55 11 5019-2302

Email: Ricardo.marino@itau-unibanco.com.br

Attention: Ricardo Villela Marino

73

Copy to Counsel (which shall not

constitute notice):

Praça Alfredo Egydio de Souza Aranha, 100

Torre Conceição, 12º andar

04344-902 – São Paulo – SP – Brasil

Fax Number: +5511 5019 1788

Attention: Álvaro F. Rizzi Rodrigues

Email: fernando.chagas@unibanco.com.br

Fax Number: +5511 5019-1114

Attention: Fernando Della Torre Chagas

and

Wachtell, Lipton, Rosen & Katz

51 West 52nd Street

New York, NY 10019

Fax Number: +1 (212) 403-2000

Email: rkim@wlrk.com

mfveblen@wlrk.com

Attention: Richard K. Kim

Mark F. Veblen

and

Claro & Cía.

Av. Apoquindo 3721, 14th Floor

Santiago, Chile 755 0177

Fax Number: +(562) 2367 3003

Email: cristobal.eyzaguirre@claro.cl

lnunez@claro.cl

Attention: Cristóbal Eyzaguirre

Luisa Núñez

Itaú Chile: Enrique Foster Sur, 20, 6th Floor

Santiago, Chile

Fax Number:

Email: bbuvinicguerovich@itau.cl

Attention: Boris Buvinic Guerovich

74

Copy to Counsel (which shall not

constitute notice):

Praça Alfredo Egydio de Souza Aranha, 100

Torre Conceição, 12º andar

04344-902 – São Paulo – SP – Brasil

Fax Number: +5511 5019 1788

Email (which shall be sent but shall not constitute

notice): alvaro.rodrigues@itau-unibanco.com.br

Attention: Álvaro F. Rizzi Rodrigues

Fax Number: +5511 5019-1114

Email: fernando.chagas@unibanco.com.br

Attention: Fernando Chagas

and

Wachtell, Lipton, Rosen & Katz

51 West 52nd Street

New York, NY 10019

Fax Number: +1 (212) 403-2000

Email: rkim@wlrk.com

mfveblen@wlrk.com

Attention: Richard K. Kim

Mark F. Veblen

and

Claro & Cía.

Av. Apoquindo 3721, 14th Floor

Santiago, Chile 755 0177

Fax Number: +(562) 2367 3003

Email: cristobal.eyzaguirre@claro.cl

lnunez@claro.cl

Attention: Cristóbal Eyzaguirre

Luisa Núñez

7.10 Governing Law. This Agreement shall be governed by, and interpreted and

construed in accordance with, the Law of the State of New York, without regard to its conflict of

law principles.

7.11 Counterparts. This Agreement may be executed in two or more counterparts,

each of which shall be deemed to be an original, but all of which together shall constitute one

and the same instrument, and which counterparts may be delivered by facsimile or electronic

mail.

7.12 Captions. The captions contained in this Agreement are for reference purposes

only and are not part of this Agreement.

75

7.13 Interpretations. Neither this Agreement nor any uncertainty or ambiguity herein

shall be construed or resolved against any Party solely by virtue of such Party being considered

the draftsman. The Parties acknowledge and agree that this Agreement has been reviewed,

negotiated and accepted by all Parties and their attorneys and shall be construed and interpreted

according to the ordinary meaning of the words used so as fairly to accomplish the purposes and

intentions of the Parties.

7.14 Severability. If any term or provision of this Agreement is determined by a court

of competent jurisdiction to be invalid, void or unenforceable, the remaining provisions hereof,

or the application of such provision to Persons or circumstances other than those as to which it

has been held invalid or unenforceable, shall remain in full force and effect and in no way be

affected, impaired or invalidated thereby, so long as the economic or legal substance of the

Transactions is not affected in any manner materially adverse to any Party. Upon such

determination, the Parties shall negotiate in good faith in an effort to agree upon a suitable and

equitable substitute provision to effect the original intent of the Parties. If any provision of this

Agreement is so broad as to be unenforceable, the provision shall be interpreted to be only so

broad as is enforceable.

7.15 Waiver of Jury Trial. Each of the Parties hereby irrevocably waives to the fullest

extent permitted by applicable law any right it may have to a trial by jury with respect to any

litigation ancillary to arbitration directly or indirectly arising out of, under or in connection with

this Agreement or the Transactions. Each of the Parties hereto hereby (i) certifies that no

representative of any other party has represented, expressly or otherwise, that such other party

would not, in the event of any such action or liability, seek to enforce the foregoing waiver; and

(ii) acknowledges that it has been induced to enter into this agreement and the transactions

contemplated by this agreement, as applicable, by, among other things, the mutual waivers and

certifications in this Section 7.15.

7.16 Dispute Resolution. Each of the Parties irrevocably agrees that, without prejudice

to the parties’ respective rights under Section 7.17 to resort to a court of competent jurisdiction,

all disputes, controversies or claims arising out of or in connection with this Agreement shall be

finally settled by international arbitration under the Rules of Arbitration of the International

Chamber of Commerce (the “ICC Rules”) by three (3) arbitrators. Within thirty (30) days of

receiving notice of any dispute, controversy or claim arising out of or in connection with this

Agreement, each of the Parties irrevocably agrees that they shall in good faith attempt to agree

on arbitrators who are qualified in New York Law. In the event the Parties cannot agree on

arbitrators within such thirty (30) day period, then the arbitrators shall be appointed in

accordance with the ICC Rules. The place of arbitration shall be New York, New York. The

language of the arbitration shall be English. The arbitral award will be final and binding on the

Parties, not subject to appeal, and enforceable in accordance with its terms. The Parties agree that

by submitting the dispute, controversy or claim to arbitration under the ICC Rules, the Parties

undertake to implement any final award rendered by the arbitral tribunal without delay and that

the prevailing Party shall be entitled to have the final award enforced in any court of competent

jurisdiction. The arbitration costs will be borne by the losing Party (or Parties) or such other

Party (or Parties) as designated by the arbitral tribunal. In case it is necessary for one (1) or more

Parties to the dispute to enforce the arbitral award through any type of court proceedings, the

76

other Party (or Parties) to the dispute will bear all reasonable costs, expenses and attorney fees

including any extra court fees or arbitration fees.

7.17 Specific Performance. Each Party acknowledges that money damages would not

be an adequate remedy in the event that any of the covenants or agreements in this Agreement

are not performed in accordance with its terms, and subject to Section 7.16 above it is therefore

agreed that in addition to and without limiting any other remedy or right it may have, the non-

breaching Party will have the right to seek an injunction, temporary restraining order or other

equitable relief in any court of competent jurisdiction enjoining any such breach and enforcing

specifically the terms and provisions hereof. Each Party agrees that the courts of the State of

New York and the federal courts of the United States of America located in the Borough of

Manhattan, New York, United States, are a court of competent jurisdiction for seeking any such

relief. Each Party irrevocably and unconditionally waives any objection to the laying of venue of

any action, suit or proceeding arising out of this Agreement or the Transactions in the courts of

the State of New York and the federal courts of the United States of America located in New

York County, New York, United States, and hereby further irrevocably and unconditionally

waives and agrees not to plead or claim in any such court that any such action, suit or proceeding

brought in any such court has been brought in an inconvenient forum. Each Party further

irrevocably consents to the service of process out of any of the aforementioned courts in any

such suit, action or other proceeding by the mailing of copies thereof by mail to such Party at its

address set forth in this Agreement, such service of process to be effective upon

acknowledgment of receipt of such registered mail; provided that nothing in this Section shall

affect the right of any Party to serve legal process in any other manner permitted by Law. The

consent to jurisdiction set forth in this Section 7.17 shall not constitute a general consent to

service of process in the State of New York and shall have no effect for any purpose except as

provided in this Section 7.17. The Parties agree that a final judgment in any such suit, action or

proceeding shall be conclusive and may be enforced in other jurisdictions by suit on the

judgment or in any other manner provided by Law.

7.18 Further Assurances. At any time or from time to time after the date hereof, the

Parties agree to cooperate with each other, and at the request of any other Party, to execute and

deliver any further instruments or documents and to take all such further action as another Party

may reasonably request in order to evidence or effectuate the consummation of the transactions

contemplated hereby and to otherwise carry out the intent of the Parties hereunder.

77

IN WITNESS WHEREOF, each of the Parties has caused this Agreement to be duly

executed and delivered on its behalf by its duly authorized officers as of the day and year first

above written.

INVERSIONES CORP GROUP INTERHOLD

LIMITADA

By:

Name:

Title:

CORPBANCA

By:

Name:

Title:

ITAÚ UNIBANCO HOLDING S.A.

By:

Name:

Title:

BANCO ITAÚ CHILE

By:

Name:

Title:

Exhibit 1

Form of Shareholders’ Agreement

Exhibit 1

001363-0002-15204-Active 15075783 65

SHAREHOLDERS AGREEMENT

between

ITAÚ UNIBANCO HOLDING, S.A.,

[“ITAÚ HOLDING COMPANY”],

INVERSIONES GASA LIMITADA,

CORP GROUP HOLDING INVERSIONES LTDA.,

CORP GROUP BANKING S.A.,

COMPANÍA INMOBILIARIA Y DE INVERSIONES SAGA LIMITADA

and

INVERSIONES CORP GROUP INTERHOLD LTDA.

dated as of [•]

- i - 001363-0002-15204-Active 15075783 65

Table of Contents

Page

ARTICLE I DEFINITIONS ............................................................................................................2 SECTION 1.1. Certain Defined Terms ..............................................................................2

ARTICLE II CORPORATE GOVERNANCE ..............................................................................13 SECTION 2.1. General; Agreement to Vote; Best Practices...........................................13 SECTION 2.2. Composition and Size of the Boards of the Chilean Bank and its

Subsidiaries .............................................................................................14 SECTION 2.3. Board Committees...................................................................................16

SECTION 2.4. Political Donations ..................................................................................17 SECTION 2.5. Frequency of Meetings............................................................................17

SECTION 2.6. Quorum; Approval Required; Action by Written Consent .....................18 SECTION 2.7. Officers.....................................................................................................18 SECTION 2.8. Shareholder Consent Rights ....................................................................19 SECTION 2.9. Holdcos ...................................................................................................20

SECTION 2.10. Consultative Procedure ...........................................................................21

ARTICLE III TRANSFERS ..........................................................................................................21

SECTION 3.1. Rights and Obligations of Transferees ....................................................21 SECTION 3.2. Restrictions on Transfers and Encumbrances .........................................21 SECTION 3.4. Right of Co-Sale......................................................................................24

SECTION 3.5. Drag-Along Rights ..................................................................................25 SECTION 3.6. Put of Company Shares ...........................................................................27

SECTION 3.7. Change of Control of Corp Group Parent ...............................................28 SECTION 3.8. Right to Exchange Shares for Shares of Itaú Parent ...............................28

SECTION 3.9. Controlling Shareholder ............................................................................29 SECTION 3.10. Tax Benefit Allocation ............................................................................29

ARTICLE IV PREEMPTIVE RIGHTS ........................................................................................30 SECTION 4.1. Preemptive Rights. ..................................................................................30

ARTICLE V PUT AND CALL OPTIONS ...................................................................................30 SECTION 5.1 Corp Group Parent Liquidity Put and Call Options ..................................30 SECTION 5.2. Call Option in Event of Material Breach .................................................32

ARTICLE VI ADDITIONAL AGREEMENTS AND COVENANTS .........................................33

SECTION 6.1. Non-Competition; Non-Solicit ................................................................33 SECTION 6.2. Dividend Policy; Dividend Put and Call Options. ...................................35 SECTION 6.3. Use of the Shareholders’ Brands. .............................................................37

SECTION 6.4. Preapproved Matters. ...............................................................................38 SECTION 6.5. Strategic Transactions ..............................................................................38 SECTION 6.6. Itaú Parent’s Paraguay and Uruguay Operations .....................................39

ARTICLE VII MISCELLANEOUS ..............................................................................................39 SECTION 7.1. Termination .............................................................................................39

- ii - 001363-0002-15204-Active 15075783 65

SECTION 7.2. Minority Rights .......................................................................................40

SECTION 7.3. Amendments and Waivers ......................................................................40 SECTION 7.4. Successors, Assigns and Transferees ......................................................40 SECTION 7.5. Notices ....................................................................................................40

SECTION 7.6. Further Assurances ..................................................................................42 SECTION 7.7. Entire Agreement ....................................................................................43 SECTION 7.8. Restrictions on Other Agreements ...........................................................43 SECTION 7.9. Delays or Omissions ...............................................................................44 SECTION 7.10. Governing Law; Dispute Resolution; Waiver of Jury Trial ..................44

SECTION 7.11. Severability ...........................................................................................45 SECTION 7.12. Enforcement ..........................................................................................45 SECTION 7.13. Titles and Subtitles ................................................................................45 SECTION 7.14. No Recourse ..........................................................................................45

SECTION 7.15. Confidentiality ......................................................................................45 SECTION 7.16. Public Announcements .........................................................................46

SECTION 7.17. No Third-Party Beneficiaries ................................................................46 SECTION 7.18. Counterparts; Facsimile Signatures ......................................................46

SECTION 7.19. Representations and Warranties of the Shareholders .............................47

Exhibits

A Pledge Agreement

B Investment Banks

C Optimal Regulatory Capital

D ROE

E Initial CEO of the Chilean Bank

F Framework with upper limits on credit exposures

001363-0002-15204-Active 15075783 65

THIS SHAREHOLDERS AGREEMENT (this “Agreement”) is entered into as of

[•] by and among Itaú Unibanco Holding, S.A., a sociedad anónima organized under the laws of

Brazil (“Itaú Parent”), [“Itaú Holding Company”], a sociedad por acciones organized under the

laws of Chile (“Company One”), Corp Group Holding Inversiones Limitada, a limited liability

company (sociedad de responsabilidad limitada) organized under the laws of Chile (“CG

Holding”), Inversiones Corp Group Interhold Ltda., a limited liability company (sociedad de

responsabilidad limitada) organized under the laws of Chile (“Interhold”), Inversiones Gasa

Limitada, a limited liability partnership (sociedad de responsabilidad limitada) organized under

the laws of Chile (“GASA” and, collectively with CG Holding and Interhold, “Corp Group

Parent”), Corp Group Banking S.A., a company (sociedad anónima) organized under the laws of

Chile (“CGB”) and Companía Inmobiliaria y de Inversiones Saga Limitada, a limited liability

company (sociedad de responsabilidad limitada) organized under the laws of Chile (“SAGA” and

together with CGB, “Company Two”; collectively with Company One, the “Companies”).

RECITALS

WHEREAS, Corp Group Parent and Itaú Parent are parties to a Transaction

Agreement, dated as of January [29], 2014 (the “Transaction Agreement”).

WHEREAS, pursuant to the Transaction Agreement, Itaú Parent and Corp Group

Parent have undertaken certain transactions in order to improve the competitive position of

CorpBanca and its Subsidiaries in the Banking Business, improve client relationships and establish

a long term relationship.

WHEREAS, as of the date hereof, (i) Itaú Parent directly or indirectly holds 100%

of the shares of Company One, which owns approximately 34% of the outstanding Bank Shares

(as defined herein) and (ii) Corp Group Parent directly or indirectly holds more than 99% of the

shares of Company Two, which owns approximately 32% of the outstanding Bank Shares.

WHEREAS, concurrently with their entry into this Agreement, the Shareholders

have entered into a certain pledge agreement attached as Exhibit A with respect to the shares of

CGB and certain of its Banks Shares (the “Pledge Agreement”).

WHEREAS, each of the Shareholders desires to promote the interests of the

Chilean Bank and its Subsidiaries and the mutual interests of the Shareholders by establishing

herein certain terms and conditions upon which the Company Shares (as defined herein) and Bank

Shares will be held.

WHEREAS Itaú Parent, [as controlling Shareholder of the Chilean Bank] and in

consideration for the covenants and other agreements of Corp Group Parent in this Agreement, has

agreed to grant certain rights and benefits to Corp Group Parent on corporate governance, liquidity

rights and other matters.

NOW, THEREFORE, in consideration of the foregoing recitals and of the mutual

promises hereinafter set forth, the parties hereto hereby agree as follows:

2 001363-0002-15204-Active 15075783 65

ARTICLE I

DEFINITIONS

SECTION 1.1. Certain Defined Terms. [Capitalized terms used but not defined

herein shall have the meanings assigned to such terms in the Transaction Agreement.]1 As used

herein, the following terms shall have the following meanings:

“Affiliate” means, with respect to any Person, any Person directly or indirectly

controlling, controlled by or under common control with such Person.

“Agreement” has the meaning assigned to such term in the introductory paragraph.

“Average Asset Growth Multiple” means for any year: (a) the average of the annual

growth rate of the aggregate consolidated total assets of the three (3) largest privately-owned

banks (measured in terms of total assets) in Chile (excluding the Chilean Bank) or Colombia

(excluding the Colombian Bank), as the case may be, in each of the three full years immediately

preceding such year (published by the Chilean Superintendencia de Bancos e Instituciones

Financieras (in the case of Chilean Bank) or the Superintendencia Financiera de Colombia (in the

case of the Colombian Bank), as the case may be, divided by (b) the average of the annual growth

rate of the nominal gross domestic product of such country (Chile or Colombia, as the case may

be) in each of the three full years immediately preceding such year as published by the Banco

Central de Chile (in the case of Chile) and the Departamento Administrativo Nacional de

Estadística (in the case of Colombia).

“Bank Shares” means the shares of the Chilean Bank.

“Bank Shares Dividend Put Exercise Date” has the meaning assigned to such term

in Section 6.2(d)(ii).

“Bank Shares Dividend Put Price” has the meaning assigned to such term in

Section 6.2(d)(ii).

“Banking Business” means providing (i) consumer financial products and/or

services, including secured and/or unsecured consumer lending, consumer mortgage products,

consumer card products, retail banking products and/or services, and consumer leasing; and/or (ii)

deposit-taking services including both consumer and commercial deposits, and payroll services;

and/or (iii) credit and/or debit card transaction processing services (which transaction processing

services, for the avoidance of doubt, include merchant acquiring); and/or (iv) commercial financial

products and/or services, including bilateral and syndicated loans, trustee and depositary services;

and/or (v) investment banking services; and/or (vi) financial advisory services related to the

services described in clauses (i) through (v) above; and/or (vii) all businesses related or reasonably

incidental thereto.

1 NTD: All terms defined in the TA to be imported into the final version of this Agreement

3 001363-0002-15204-Active 15075783 65

“Board” means the respective Board of Directors of the Chilean Bank and its

Subsidiaries (including the Colombian Bank).

“Breach Call Notice” has the meaning assigned to such term in Section 5.2(a).

“Breach Call Option” has the meaning assigned to such term in Section 5.2(a).

“Breach Call Price” has the meaning assigned to such term in Section 5.2(a).

“Breach Put Notice” has the meaning assigned to such term in Section 5.2(a).

“Breach Put Option” has the meaning assigned to such term in Section 5.2(a).

“Breach Put Price” has the meaning assigned to such term in Section 5.2(a).

“Breaching Shareholder” means any Shareholder who commits a Material Breach

of this Agreement.

“Business Day” means any day that is not a Saturday, a Sunday or other day on

which banks are required or authorized by Law to be closed in Santiago de Chile (Chile), Bogotá

(Colombia), Panama (Republic of Panama), São Paulo (Brazil) and/or the City of New York.

“Business Plan and Budget” means the three (3)-year business plan and annual

budget for the Chilean Bank and its Subsidiaries, which shall include planned expenditures,

revenues, sources and uses of funds and timing and estimates of dividends and shall be presented

to the Board for approval at least fifteen (15) days in advance of the applicable Board meeting.

“Call Price” has the meaning assigned to such term in Section 5.1(b)(ii).

“Capital Ratio” means, on any date with respect to a regulated bank in Chile or

Colombia, as the case may be, the percentage represented by the ratio of such bank’s (a) regulatory

capital required by applicable Law of the applicable country to (b) risk-weighted assets (including

any risk-weighted assets of its Subsidiaries that are consolidated for purposes of calculating

minimum regulatory capital ratio in such country) of such bank.

“Cause” means, with respect to any person who is the CEO of the Chilean Bank

and/or the Colombian Bank, (i) such person’s conviction of, or his/her guilty plea to, any criminal

felony offense punishable by imprisonment that is reasonably likely to adversely affect such

person’s suitability to perform his/her duties, including any such offense involving fraud, theft,

embezzlement, forgery, willful misappropriation of funds or property, or other fraudulent or

dishonest acts, (ii) such person’s willful malfeasance or willful misconduct or any reckless or

grossly negligent act or omission, in each case in connection with his/her duties that is materially

injurious to the financial condition or business reputation of the Chilean Bank or any of its

Subsidiaries or Affiliates or (iii) any other omissions or commissions by such person which

constitute grounds for termination for cause under applicable Law.

“Central America” means Belize, Costa Rica, El Salvador, Guatemala, Honduras,

Nicaragua and Panama.

4 001363-0002-15204-Active 15075783 65

“Change of Control” means, with respect to Corp Group Parent, the following

occurring in a single transaction or in a series of related transactions: the Saieh Group ceasing to

own, directly and indirectly, at least 50% plus one additional share of the issued voting stock of

Corp Group Parent.

“Chilean Bank” means CorpBanca.

“Chilean Bank Board” means the Board of Directors of the Chilean Bank.

“Chilean Corporations Act” means Law No. 18,046 Ley sobre Sociedades

Anónimas.

“Colombian Bank” means CorpBanca Colombia.

“Common Stock” means the common stock of the Companies or the Chilean Bank

and any securities issued in respect thereof, or in substitution therefor, in connection with any

stock split, dividend or combination, or any reclassification, recapitalization, merger,

consolidation, exchange or other similar reorganization.

“Company” and “Companies” have the meaning assigned to such terms in the

introductory paragraph.

“Company Shares” means the shares of the Companies.

“Contract” means any agreement, contract, arrangement or understanding, whether

formal or informal, written or oral, that is legally binding.

“Confidential Information” has the meaning assigned to such term in

Section 7.15(a).

“control” (including the terms “controlling”, “controlled by” and “under common

control with”), with respect to the relationship between or among two or more Persons, means (a)

the possession, directly or indirectly, of the power to (i) direct or cause the direction of the affairs

or management of a Person, whether through the ownership of voting securities, as trustee or

executor, by contract or otherwise, (ii) cast, or control the casting of, more than one-half of the

maximum number of votes that may be cast at a general or other meeting of stockholders of such

Person, or (iii) appoint or remove the majority of the directors or equivalent officers of such

Person; (b) the holding of more than one-half of the issued share capital of such Person (excluding

any part of that issued share capital that carries no right other than the right to receive a specified

amount in a distribution of either profits or capital) or (c) being the general partner and/or

managing member and/or fund manager of such Person.

“Corp Group Parent” has the meaning assigned to such term in the introductory

paragraph (together with its Permitted Transferees).

“Corp Group Parent Put Exercise Date” has the meaning assigned to such term in

Section 5.1(a)(i).

5 001363-0002-15204-Active 15075783 65

“CorpBanca” means CorpBanca, a special banking open corporation (sociedad

anónima abierta especial bancaria), organized and existing under the Laws of Chile.

“Cure Period” has the meaning assigned to such term in Section 5.2(a).

“Director” means a member of the Board.

“Disclosing Party” has the meaning assigned to such term in Section 7.15(a).

“Dividend Call Price” has the meaning assigned to such term in Section 6.2(a)(ii)

“Dividend Period” has the meaning assigned to such term in Section 6.2(a).

“Dividend Policy” means the dividend policy relating to each of the Chilean Bank

and its Subsidiaries, which shall always be in accordance with Section 6.2.

“Dividend Put Price” has the meaning assigned to such term in Section 6.2(d)(ii).

“Drag-Along Shares” has the meaning assigned to such term in Section 3.5(a).

“Dragged Shareholder” has the meaning assigned to such term in Section 3.5(a).

“Dragging Shareholder” has the meaning assigned to such term in Section 3.5(a).

“Encumber” means, directly or indirectly, to pledge, encumber, hypothecate or

otherwise restrict (including any restriction with respect to voting), either voluntarily or

involuntarily, or to enter into any Contract with respect to the pledge, encumbrance, hypothecation

or other restriction of, any Equity Securities beneficially owned by a Person or any interest in any

Equity Securities beneficially owned by a Person.

“Equity Securities” means any shares of any class or series or any securities

(including debt securities) or rights convertible into or exercisable or exchangeable for shares of

any class or series of capital stock (or which are convertible into or exercisable or exchangeable for

any security which is, in turn, convertible into or exercisable or exchangeable for shares of any

class or series of capital stock), whether now authorized or not.

“Equity to Assets Ratio” means for any Person, for any year, the ratio of (a) such

Person’s average consolidated shareholders’ equity, as reported to the Chilean Superintendencia

de Bancos e Instituciones Financieras (in the case of the Chilean Bank or any other Chilean bank)

or the Superintendencia Financiera de Colombia (in the case of the Colombian Bank or any other

Colombian bank), as applicable, for such year, to (b) such Person’s average consolidated total

assets, as reported to the Chilean Superintendencia de Bancos e Instituciones Financieras (in the

case of the Chilean Bank or any other Chilean bank) or the Superintendencia Financiera de

Colombia (in the case of the Colombian Bank or any other Colombian bank), as applicable, for

such year.

6 001363-0002-15204-Active 15075783 65

“Exchange Ratio” means, with respect to any Company, as of any date, the number

of Bank Shares owned by such Company divided by the number of Company Shares of such

Company outstanding.

“Exempt Transaction” means any transaction or series of related transactions

having a value less than the Exempt Transaction Threshold; provided that a Shareholder may

require that the value be determined according to the Fair Value determination procedure to the

extent that such Shareholder believes in good faith that such value may exceed the Exempt

Transaction Threshold.

“Exempt Transaction Threshold” shall initially mean US$500 million; provided

that such threshold shall be increased or decreased, as applicable, on March 31 of each year by the

percentage increase or decrease, as applicable, in Tangible Equity of the Chilean Bank at the end

of the Chilean Bank’ last Fiscal Year as compared to the Chilean Bank’s prior Fiscal Year.

“Fair Value” means the valuation made by two (2) internationally renowned

Investment Banks selected pursuant to the following process: each of Corp Group Parent and Itaú

Parent shall submit a list of three (3) Investment Banks to the other Shareholder who shall pick one

(1) Investment Bank from the list to serve as one (1) of the two (2) Investment Banks performing

the valuation. The Investment Banks shall have reasonable access to Senior Management, being

allowed to conduct interviews during business hours and obtain reasonably requested supporting

documentation. If the amounts determined by the Investment Banks differ by ten percent (10%) or

less of the higher amount, the Fair Value shall be the average of the two valuations. If, however,

the difference is higher than ten percent (10%), the Fair Value shall be finally determined by a

third internationally renowned Investment Bank chosen by the first two (2) Investment Banks

within ten (10) calendar days after delivery of the initial valuations. The third Investment Bank

shall conduct its own valuation and determine a Fair Value within the range of the two valuations

conducted by the Investment Banks appointed by the Shareholders and notify the Shareholders of

its valuation within fifteen (15) calendar days of its appointment. The fees and expenses of all of

the Investment Banks shall be borne solely by Itaú Parent in the case of Section 3.5 and the

Investing Person in the case of Section 6.1(c).

“Fiscal Year” means the calendar year, and reference to any Fiscal Year (e.g.,

Fiscal Year 2014) means the Fiscal Year ending on the last day of such Fiscal Year (e.g.,

December 31, 2014).

“Forecasted System Growth” means for any year (i) the Average Asset Growth

Multiple multiplied by (ii) the forecasted growth of the nominal gross domestic product for the

relevant country (Chile or Colombia, as the case may be) for such year, as forecasted by the

International Monetary Fund in the World Economic Outlook (published in October of the

preceding year).

“GAAP” means the applicable generally accepted accounting principles in the

applicable country.

“Governmental Authority” means each Regulatory Authority and any other

domestic or foreign court, administrative agency, commission or other governmental authority or

7 001363-0002-15204-Active 15075783 65

instrumentality (including the staff thereof) or any industry self-regulatory authority (including the

staff thereof).

“ICC Rules” has the meaning assigned to such term in Section 7.10(b).

“IFRS” means the International Financial Reporting Standards issued by the

International Accounting Standards Board as applied by the Chilean Superintendency of Banks.

“Independent Director” means any individual to be appointed as a Director who is

in compliance with independence conditions set forth under the corporate and/or financial laws

and/or regulations (as in force from time to time) applicable to independent board members of

banking institutions and/or publicly held companies in the applicable jurisdiction.

“Investing Person” has the meaning assigned to such term in Section 6.1(c).

“Investment Bank” means an internationally recognized global investment banking

firm listed on Exhibit B or otherwise mutually agreed by Itaú Parent and Corp Group Parent.

“Itaú Parent” has the meaning assigned to such term in the introductory paragraph

(together with its Permitted Transferees).

“Itaú Parent Brand” means the trademark “Itaú” (and any logo used in connection

with it) and any variations thereof that are used to identify its operations, products or services and

are aligned with Itaú Parent’s marketing and communication policies.

“Itaú Parent Equity Securities” has the meaning assigned to such term in Section

3.8.

“Itaú Parent Equity Transaction” has the meaning assigned to such term in Section

3.8.

“IUPAR” means Itaú Unibanco Participações S.A., a corporation (sociedad

anónima) organized under the laws of Brazil.

“Majority of the Chilean Bank Condition” means at least the sum of 50% of the

issued voting stock of the Chilean Bank plus one additional share of issued voting stock of the

Chilean Bank being owned, directly and indirectly, in the aggregate (i) if Section 2.2(a) is in effect,

by the Shareholders, the Companies and their respective Permitted Transferees or (ii) if Section

2.2(a) is not in effect, Itaú Parent, Company One and their Permitted Transferees and Affiliates

(excluding, in the case of clause (ii), any shares that remain subject to a call right by Corp Group

Parent hereunder).

“Market Price” means, as of any date of determination for (i) any listed security

(other than a Company Share), the volume weighted average closing price of such listed security

for the thirty days immediately preceding the date of determination and (ii) a Company Share, the

product of the Exchange Ratio multiplied by the Market Price of a Bank Share (as determined

pursuant to clause (i) of this definition).

8 001363-0002-15204-Active 15075783 65

“Material Breach” means (i) a material breach of Section 2.2(a), Section 2.2(b),

Section 2.2(d), Section 2.2(e), Section 2.2(f), Section 2.3, Section 2.8, Section 2.9, Article III,

Section 6.1, Section 6.2 or Section 6.3, which breach in the case of Section 6.3 results in the

applicable brand name(s) being unavailable to the Chilean Bank or (ii) a violation by the pledgee

of clause 23 (Covenant to Release Pledge) of the Pledge Agreement.

“MCC Entities” means MCC Securities Inc. an exempted company limited by

shares, organized under the laws of the Cayman Island; MCC Asesorías Internacionales Limitada,

a limited liability company (sociedad de responsabilidad limitada) organized under the laws of

Chile; and Munita, Cruzat y Claro S.A. Corredores de Bolsa, a corporation (sociedad anónima)

organized under the laws of Chile.

“Minimum Growth Rate” for any year means the minimum growth rate of the total

assets of the Chilean Bank and the Colombian Bank (determined in accordance with IFRS) for the

applicable country (e.g., Chile or Colombia) determined in good faith by the Board of the Chilean

Bank (but in no event exceeding Forecasted System Growth in such country for such year)

reasonably necessary to maintain the market share of the Chilean Bank and the Colombian Bank

(each measured in terms of assets in their respective countries) as of the last day of the

immediately preceding year.

“Minimum Dividend Amount” means a cash amount equal to US$120 million per

annum.

“New Business Opportunity” has the meaning assigned to such term in Section

6.5(a).

“Newco” has the meaning assigned to such term in Section 3.1(c).

“Non-Compete Period” means the period beginning on the date hereof and ending

on the first (1st) anniversary of the termination of Section 6.1, in accordance with Section 6.1.

“On An Adjusted Basis” means, with respect to the percentage of Bank Shares

owned by any Shareholder, that such percentage shall expressly include Bank Shares directly and

indirectly held by such Shareholder (including through its ownership of Company Shares) and

shall expressly not include any reduction for dilution experienced by any Shareholder as a result of

(i) a merger or reorganization, consolidation or a similar business combination involving the

Chilean Bank having a dilutive effect or (ii) any issuance or sale of Equity Securities not subject to

the prior approval of Corp Group Parent pursuant to Section 2.8(b) hereof; provided that in the

event of an issuance or sale of Equity Securities (including options or warrants) pursuant to

Section 2.8(b), such percentage shall include the reduction for dilution experienced by such

Shareholder only to the extent (and for the amount) such issuance or sale by the Chilean Bank was

necessary to meet the minimum regulatory capital required by applicable Law in the applicable

country at the time of such issuance or sale (and shall not include any reduction for dilution as a

result of the issuance or sale of Equity Securities by the Chilean Bank in excess of the minimum

amount needed to be issued or sold to meet such minimum regulatory capital requirement).

“Optimal Regulatory Capital” means at any date, with respect to either the Chilean

Bank or the Colombian Bank, as the case may be, (a) the higher of (i) 120% of the minimum

9 001363-0002-15204-Active 15075783 65

regulatory Capital Ratio required by applicable Law of the applicable country and (ii) the average

regulatory Capital Ratio of the three largest privately-owned banks (excluding the Chilean Bank

and/or the Colombian Bank) (measured in terms of assets) in Chile or Colombia, as the case may

be, in each case as of the last day of the most recent fiscal year multiplied by (b) the risk-weighted

assets (including any risk-weighted assets of Subsidiaries that are consolidated for purposes of

calculating minimum regulatory Capital Ratio in such country) of the Chilean Bank or the

Colombian Bank, as the case may be, as of the date one year from the last day of the most recent

fiscal year assuming that such risk-weighted assets grow during such year at a rate equal to the

Minimum Growth Rate. For purposes of illustration, an example of the calculation of Optimal

Regulatory Capital as of the date of this Agreement is set forth on Exhibit C.

“Organizational Documents” means, with respect to any Person, the articles of

organization, certificate of incorporation (escritura de constitución), certificate of existence and

legal representation (certificado de existencia y representación legal), bylaws (estatutos), limited

liability company agreement, operating agreement or any other similar organizational documents

of such Person.

“Permitted Transferee” means, with respect to Itaú Parent or Company One, any

Person that is a wholly-owned Subsidiary of Itaú Parent for so long as such Person continues to be

a wholly-owned Subsidiary of Itaú Parent, and with respect to Corp Group Parent and Company

Two, any Person that is a wholly-owned Subsidiary of Corp Group Parent for so long as such

Person continues to be a wholly-owned Subsidiary of Corp Group Parent; provided that (1) such

Transfer shall not relieve the Transferring Shareholder of any of its obligations under this

Agreement and (2) no Person shall qualify as a Permitted Transferee if a purpose of the Transfer to

such Person is to circumvent the restrictions imposed by this Agreement and (3) immediately prior

to a Permitted Transferee ceasing to be a wholly-owned Subsidiary of a Shareholder such

Permitted Transferee shall be required to Transfer all of its Company Shares back to such

Shareholder or another Permitted Transferee of such Shareholder.

“Person” means any individual, corporation, limited liability company, limited or

general partnership, joint venture, association, joint-stock company, trust, unincorporated

organization, government or any agency or political subdivisions thereof or any group comprised

of two or more of the foregoing.

“Preapproved Matters” has the meaning assigned to such term in Section 6.4.

“Receiving Party” has the meaning assigned to such term in Section 7.15(a).

“Regulatory Authority” means, collectively, the Brazilian Central Bank (Banco

Central do Brasil), the Chilean Superintendency of Banks, the Chilean Central Bank, the Chilean

Superintendency of Securities and Insurances, the Santiago Stock Exchange (Bolsa de Comercio

de Santiago), the Unidad de Análisis Financiero, the SFC, the Colombian Central Bank, the

Colombian Stock Exchange, the Board of Governors of the U.S. Federal Reserve System, the U.S.

Department of Justice, the U.S. Federal Trade Commission and the SEC (including, in each case,

the staff thereof and any successors thereto).

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“Representatives” means, with respect to any Person and its Affiliates, officers,

directors, trustees, employees, agents, representatives and advisors, including counsel,

accountants, and financial advisors.

“Required Dividend” means 100% of the annual cash distributable earnings of the

Chilean Bank and its Subsidiaries, net of any reserves required to maintain Optimal Regulatory

Capital at the Chilean Bank and its Subsidiaries, as applicable.

“Required Transfer” has the meaning assigned to such term in Section 3.5(a).

“Required Transfer Notice” has the meaning assigned to such term in

Section 3.5(a).

“ROE” for any Person for any year means (a) such Person’s consolidated net

income as reported to the Chilean Superintendencia de Bancos e Instituciones Financieras (in the

case of the Chilean Bank) or the Superintendencia Financiera de Colombia (in the case of the

Colombian Bank), as applicable, for such year, adjusted for merger-related extraordinary charges

incurred during the 24-month period following the Closing Date, divided by (b)(i) the mid-point

between such Person’s Equity to Assets Ratio for such year and the average Equity to Assets Ratio

of the three largest privately-owned banks (measured in terms of assets) in Chile or Colombia, as

applicable (excluding the Chilean Bank and the Colombian Bank, as the case may be), for such

year, multiplied by (ii) such Person’s average consolidated total assets as reported to the Chilean

Superintendencia de Bancos e Instituciones Financieras (in the case of the Chilean Bank) or the

Superintendencia Financiera de Colombia (in the case of the Colombian Bank), as applicable, for

such year. For purposes of calculating ROE and Equity to Assets Ratio, if such Person does not

provide consolidated financial statements to the applicable banking regulator referred to above,

such Person’s consolidated net income, total assets and shareholders’ equity shall be those set forth

in its annual audited consolidated financial statements in accordance with IFRS (in the case of the

Chilean Bank) or Colombian GAAP (in the case of the Colombian Bank) for the relevant year. For

purposes of illustration, an example of the calculation of ROE is set forth on Exhibit D.

“ROFO Notice” has the meaning assigned to such term in Section 3.3(a).

“ROFO Offer” has the meaning assigned to such term in Section 3.3(b).

“ROFO Offer Notice” has the meaning assigned to such term in Section 3.3(b).

“ROFO Price” has the meaning assigned to such term in Section 3.3(a).

“ROFO Recipients” has the meaning assigned to such term in Section 3.3(a).

“ROFO Seller” has the meaning assigned to such term in Section 3.3(a).

“ROFO Shares” has the meaning assigned to such term in Section 3.3(a).

“Saieh Group” means (a) Alvaro Saieh Bendeck, his spouse, his children and their

respective children, grandchildren and spouses; (b) the respective children, grandchildren,

spouses, ancestors, descendants, heirs, legatees and successors of any person described in clause

11 001363-0002-15204-Active 15075783 65

(a) above or in this clause (b); (c) the executor, administrator or other representative of any person

described in clauses (a) or (b) above who is deceased, incompetent or incapacitated; (d) any trust or

other entity (including a charitable remainder trust) in which any of the persons described in

clauses (a), (b) or (c) above, individually or in the aggregate, have a majority interest, whether or

not fixed or exclusive; and (e) any Affiliate of any one or more of the persons described in clauses

(a), (b), (c) or (d) above.

“Section 3.6 Put Notice” has the meaning assigned to such term in Section 3.6(b)

“Section 3.6 Tender Offer” has the meaning assigned to such term in Section 3.6(d)

“Senior Management” means the chief executive officer (CEO), chief financial

officer (CFO), chief operating officer (COO), Head of Wholesale banking, Head of commercial

banking, Head of Retail banking, Chief Credit Risk Officer, Head of Corporate Development,

Head of Wealth Management, Head of Treasury, Head of Human Resources, Head of Legal, Head

of Compliance and other officers with annual base compensation higher than US$500,000 (or the

equivalent thereof in other currencies).

“Shareholder” means Itaú Parent and Corp Group Parent as well as their Permitted

Transferees and the Companies to the extent the context requires.

“Shareholder Designee” has the meaning assigned to such term in Section 2.2(a).

“Subsidiary” means, with respect to any Person, any corporation, joint venture,

general or limited partnership, limited liability company or other legal entity of which a majority

of the securities entitled to vote generally in the election of directors, managers or trustees thereof,

or a majority of the equity interest therein, at the time as of which any determination is being made,

are owned or controlled, directly or indirectly, by such Person or one or more of the other

Subsidiaries of such Person or a combination thereof. For purposes of this Agreement, subject to

Section 7.8, each of Itaú Colombia and its Subsidiaries shall be deemed a Subsidiary of the Chilean

Bank from the Chilean Effective Time through the Colombian Effective Time, in each case

regardless of whether any such entity constitutes a Subsidiary pursuant to the definition in the

preceding sentence.

“Supermajority Consent” means the consent of (i) Corp Group Parent, so long as

Corp Group Parent owns at least 13% On An Adjusted Basis of the Bank Shares; and (ii) Itaú

Parent.

“Tag-Along Price” has the meaning assigned to such term in Section 3.4(d).

“Tangible Equity” means consolidated shareholders’ equity less goodwill and other

intangible assets, in each case determined in accordance with IFRS.

“Tax Entitlement” has the meaning assigned to such term in Section 3.1(a).

“Taxes” means all taxes, levies, charges, penalties or other assessments imposed by

any Governmental Authority, including, but not limited to income, excise, property, sales,

12 001363-0002-15204-Active 15075783 65

transfers, franchise, payroll, withholding, social security or other similar taxes, including any

interest or penalties attributable thereto.

“Termination Threshold” has the meaning assigned to such term in Section

7.1(a)(iii).

“Territory” means Chile, Colombia and the Republic of Panama.

“Third Party” means, with respect to any Shareholder, any other Person (other than

a Permitted Transferee or an Affiliate, officer, director or employee of such Shareholder).

“Transaction Agreement” has the meaning assigned to such term in the Recitals.

“Transfer” means, directly or indirectly, to sell, transfer, assign or similarly dispose

of, either voluntarily or involuntarily, or to enter into any contract, option or other arrangement or

understanding with respect to the sale, transfer, assignment or similar disposition of, any Company

Shares or Bank Shares beneficially owned by a Person or any interest in any Company Shares or

Bank Shares beneficially owned by a Person.

“Transferee” means any Person to whom any Shareholder or any Transferee

thereof Transfers Shares in accordance with the terms hereof.

“Transfer Notice” has the meaning assigned to such term in Section 3.4(a).

“Transferred Shares” has the meaning assigned to such term in Section 3.4(a).

“Transferring Shareholder” has the meaning assigned to such term in Section

3.4(a).

“wholly-owned Subsidiary” means, with respect to any Person, a Subsidiary of

which at least 95% of the equity interest is owned or controlled, directly or indirectly, by such

Person or one or more of the other wholly-owned Subsidiaries of such Person or a combination

thereof.

SECTION 1.2. Other Definitional Provisions.

(a) The words “hereof,” “herein” and “hereunder” and words of similar import

when used in this Agreement shall refer to this Agreement as a whole and not to any particular

provision of this Agreement, and Article and Section references are to this Agreement unless

otherwise specified.

(b) The meanings given to terms defined herein shall be equally applicable to both

the singular and plural forms of such terms.

(c) The headings in this Agreement are included for convenience of reference only

and shall not limit or otherwise affect the meaning or interpretation of this Agreement.

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(d) The words “including” and “include” and other words of similar import shall

be deemed to be followed by the phrase “without limitation”.

(e) References to agreements and other documents shall be deemed to include all

subsequent amendments and other modifications thereto.

(f) References to statutes shall include all regulations promulgated thereunder and

references to statutes or regulations shall be construed as including all statutory and regulatory

provisions consolidating, amending or replacing the statute or regulation.

(g) Except as otherwise set forth herein, schedules to this Agreement are a material

part hereof and shall be treated as if fully incorporated into the body of the Agreement and shall be

included in the definition of “Agreement”.

(h) Whenever this Agreement refers to a number of days, such number shall refer

to calendar days unless Business Days are specified and shall be counted from the day immediately

following the date from which such number of days are to be counted.

ARTICLE II

CORPORATE GOVERNANCE

SECTION 2.1. General; Agreement to Vote; Best Practices.

(a) From and after the date hereof, each Shareholder shall take all actions

reasonably necessary to give effect to the provisions of this Agreement. Each Shareholder shall

vote or cause to be voted all Company Shares, Bank Shares or other securities beneficially owned

by such Shareholder at any shareholders meeting, upon any matter submitted for action by the

shareholders of the Companies, the Chilean Bank or any of its Subsidiaries, in conformity with the

specific terms and provisions of this Agreement and the Organizational Documents of the

Companies, the Chilean Bank and its Subsidiaries. To the extent permitted by applicable Law, in

the event that there is any conflict between such Organizational Documents and this Agreement,

this Agreement shall prevail. The Shareholders shall vote, to the extent permitted by applicable

Law, together as a single block on all matters in accordance with the recommendation of Itaú

Parent (other than with respect to any matter that is the subject of Section 2.8).

(b) For the purpose of enhancing transparency and accountability of the Chilean

Bank and its Subsidiaries, the Shareholders shall take all actions reasonably necessary to cause the

Chilean Bank and its Subsidiaries to adhere to (i) the best practice standards customary for banks

and their Subsidiaries operating internationally, including with respect to the implementation and

compliance with (A) anti-money laundering policies and regulations and financial record-keeping

and reporting requirements, (B) policies and regulations relating to business in countries subject to

U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Department of the

Treasury, (C) anti-bribery policies and regulations and (D) risk management and reputational risk

policies; and (ii) the corporate governance practices comparable to those followed by foreign

companies listed on the New York Stock Exchange, subject to the terms and conditions set forth in

this Agreement. Management decisions will be made in the best interest of the Chilean Bank and

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its Subsidiaries and their respective shareholders. The Shareholders will use reasonable best

efforts to cause the Chilean Bank and its Subsidiaries to be operated in a manner that at a minimum

satisfies international standards of efficiency, cost controls and arms’ length, competitive

procurement for all financial and other services.

SECTION 2.2. Composition and Size of the Boards of the Chilean Bank and its

Subsidiaries.

(a) Of the number of the Directors of each of the Board of (i) the Chilean Bank and

the Colombian Bank that the Companies are entitled or able to appoint (including by causing the

Chilean Bank to appoint) at any time (in addition to any Independent Directors required by

applicable Law) and (ii) the respective Subsidiaries of the Chilean Bank and the Colombian Bank

that the Chilean Bank and the Colombian Bank, respectively, are entitled or able to appoint at any

time (in addition to any Independent Directors required by applicable Law), each Shareholder

shall be entitled to designate a number of Directors in proportion to its respective direct and

indirect percentage ownership of the Bank Shares owned by the Shareholders, rounded to the

nearest whole number; provided that Itaú Parent shall designate at least a majority of such

Directors appointed by the Companies on each such Board; provided, further, that Corp Group

Parent shall designate at least one of such Directors on each such Board (each Person designated

for appointment to the relevant Board, a “Shareholder Designee”, and collectively, the

“Shareholder Designees”). The Shareholders shall cause the Companies to take all actions

necessary and appropriate to effect the appointment of such Shareholder Designees. The Board of

the Chilean Bank shall be comprised of eleven (11) Directors and two alternate Directors (one

selected by Itaú Parent and one selected by Corp Group Parent). The Board of the Colombian Bank

shall be comprised of nine (9) Directors. The number of directors on the Board of all Subsidiaries

of the Companies other than the Chilean Bank and the Colombian Bank shall be specified by the

Board of the Chilean Bank. The Shareholders shall cause the Companies to cause the Directors of

the relevant Board appointed by the Companies to vote, to the extent permitted by applicable Law,

together as a single block on all matters in accordance with the recommendation of Itaú Parent

(other than with respect to any matter that is the subject of Section 2.8).

(b) The Shareholders shall cause the Companies to cause, in the respective Board,

(i) a designee of Corp Group Parent to be the Chairman of the Chilean Bank Board as long as Corp

Group Parent and its Permitted Transferees hold at least 13% On An Adjusted Basis of the Bank

Shares, (ii) a designee of Corp Group Parent to be the Chairman of the Colombian Bank Board as

long as Corp Group Parent and its Permitted Transferees hold at least 13% On An Adjusted Basis

of the Bank Shares and (iii) a designee of Itaú Parent to be the Vice-Chairman of the Chilean Bank

Board and the Colombian Bank Board. The Shareholders shall cause the Companies to ensure that

the Chairman of the Chilean Bank Board shall not have a casting vote.

(c) The Shareholders shall cause the Companies to take all necessary action to

remove any Director designated by a Shareholder to serve on any Board with or without cause

(including in the event such Director does not vote in the Chilean Bank Board, the Colombian

Bank Board, or any other Board of a Subsidiary of the Chilean Bank with the other directors

appointed by the Companies as a single block in accordance with the last sentence of Section

2.2(a)), upon the request of such Shareholder, including by means of an extraordinary shareholders

15 001363-0002-15204-Active 15075783 65

meeting to be held in the Chilean Bank or relevant Subsidiary to replace such Director, if

necessary, through the revocation of the entire relevant Board.

(d) In the event that (i) a Director of the Chilean Bank, the Colombian Bank or any

other Subsidiary of the Chilean Bank designated by Corp Group Parent or Itaú Parent fails to

comply with the requirement of such directors to vote on a certain matter (other than with respect

to any matter that is the subject of Section 2.8) as a single block as set forth in Section 2.2(a) and

(ii) other than in the case of any such Director who is a member of the Saieh Group or any such

Director who so fails to comply on more than two occasions (and more than two matters) in any

calendar year, the relevant Board is unable to adopt a decision on such matter in accordance with

the last sentence of Section 2.2(a), then the Shareholder who designated such Director shall take all

required action (including, if necessary, the procedure set forth in Section 2.2(c)) such that such

Director shall be removed from the relevant Board within 60 calendar days. If (i) such Director

shall not have ceased to serve on the relevant Board at or prior to such time and the other

Shareholder and the Companies shall have cooperated with the Shareholder who appointed such

Director in removing such Director and (ii) the relevant Board has been unable to adopt a decision

on such matter in accordance with the last sentence of Section 2.2(a), then such event shall

constitute a Material Breach by the Shareholder who designated such Director.

(e) In the event that a vacancy is created at any time by the death, disability,

retirement, resignation or removal (with or without cause, but except as provided in Section 2.2(f))

of any Director designated pursuant to this Section 2.2, the Shareholders agree to take, and to

cause the Companies to take, at any time and from time to time, all necessary actions to have the

vacancy created thereby to be filled by a new designee of the Shareholder who designated such

Director as soon as possible, who shall be designated in the manner specified in this Section 2.2.

(f) In the event a Shareholder shall cease to have the right to designate one or more

Directors in accordance with this Section 2.2, such Shareholder shall cause such Director(s) to

resign. If such resignation shall not have become effective within 15 Business Days after receipt

of a written request for such resignation from the other Shareholder, then the Shareholders shall

follow, and shall cause the Companies to follow, the procedure set forth in Section 2.2(c) to cause

such Director(s) to no longer serve in such capacity and to replace such Director(s) in accordance

with the appointment entitlements set forth in Section 2.2(a).

(g) The Directors shall be entitled to compensation in connection with their duties

as members of the Board; and the Shareholders shall cause the Chilean Bank and its Subsidiaries to

reimburse each Director for their reasonable out-of-pocket expenses incurred by such Director for

the purpose of attending meetings of the Board or committees thereof in accordance with the

applicable expense reimbursement policies in effect at such time.

(h) The Shareholders shall cause the Chilean Bank and its Subsidiaries to maintain

D&O insurance, which shall cover only Directors and be consistent with international D&O

insurance standards.

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SECTION 2.3. Board Committees.

Subject to applicable Law, the Shareholders shall cause the Companies to use

reasonable best efforts to cause the Chilean Bank and the Colombian Bank to create the following

committees of each such Board with the following member compositions and purposes.

(a) Directors Committee. The Directors Committee (for so long as it is required per

Article 50 bis of the Chilean Corporations Act) shall be comprised of three (3) members. If the

appointment of the members who do not integrate the Directors Committee by Law relies on the

Board, Itaú Parent shall be entitled to appoint one (1) member, and if the appointment of the

members who do not integrate the Directors Committee by Law relies on the Independent

Director, Itaú Parent shall use its best efforts to convince and persuade such Independent Director

to appoint as member of the Directors Committee one (1) Director appointed by Itaú Parent.

(b) Audit Committee. Each Audit Committee shall be comprised of five (5)

members. Itaú Parent shall be entitled to appoint three (3) members, and Corp Group Parent shall

be entitled to appoint two (2) members.

(c) Management and Talent Committee. Each Management and Talent Committee

shall determine an objective process to recommend the appointment of the Senior Management

pursuant to Section 2.7(a), shall have an advisory role in relation with the administration of Senior

Management and the right to make non-binding recommendations to the Board relating to the

compensation, the milestones to be achieved and the evaluation of the CEO and other senior

officers. The Management and Talent Committee shall be comprised of five (5) members, and Itaú

Parent shall be entitled to appoint three (3) members and Corp Group Parent shall be entitled to

appoint two (2) members.

(d) Credit Committee. The Credit Committee shall (i) have binding power to

establish the limits and procedures of the credit policy of the Chilean Bank and its Subsidiaries and

the power to establish approval exceptions for financial decisions exceeding certain thresholds (to

be defined by the Credit Committee) and (ii) shall impose a binding framework with upper limits

on credit exposures attached as Exhibit F hereto beyond which the approval of Itaú Parent will be

required. Itaú Parent shall respond to any such requests for its approval within seven (7) Business

Days; provided that if during such period Itaú Parent responds with a request for additional

information, it shall have seven (7) Business Days following the receipt of such information to

respond to the request for its approval. If no denial from Itaú Parent is received within such seven

(7) Business Day period, the relevant request shall be deemed approved. Itaú Parent and Corp

Group Parent agree to cause the Companies to cause the relevant Credit Committee to be (x)

comprised of five (5) members of which Itaú Parent shall be entitled to appoint three (3) members,

and Corp Group Parent shall be entitled to appoint two (2) members, all of whom shall be local

executives or Directors of the relevant Board and (y) headed by a local executive officer or

Director to be recommended by the Chief Executive Officer of the Chilean Bank or its relevant

Subsidiary, as applicable.

(e) Asset and Liability Management Committee. The Asset and Liability

Management Committee shall be comprised of five (5) members of which Itaú Parent shall be

17 001363-0002-15204-Active 15075783 65

entitled to appoint three (3) members, and Corp Group Parent shall be entitled to appoint two (2)

members.

(f) Other. In addition, the relevant Boards shall have the power to establish and

designate additional committees as they deem fit in their discretion or any other committees

required by applicable Law. To the extent permitted by applicable Law, such committees shall be

comprised of five (5) members and of the members on each such committee that are not required to

be Independent Directors under applicable Law, Itaú Parent will have the right to appoint a

majority of such representatives on each such committee, and Corp Group Parent shall have the

right to appoint the remainder of such representatives on each such committee. Except as

otherwise set forth above, the vote of a majority of the members of the relevant Committee shall be

required for action by such Committee. For the avoidance of doubt, for any such committee where

no Independent Directors are required by Law, the committee shall be comprised of three (3)

members designated by Itaú Parent and two (2) members designated by Corp Group Parent.

SECTION 2.4. Political Donations. The Shareholders shall cause the Companies

to cause the Chilean Bank to make political donations to donees to be proposed and agreed by the

Shareholders and consistent with past practice in the four fiscal years prior to the date in which the

donation is made subject to there being no obligation for such donations to exceed the amount set

forth on Schedule 2.4 in any fiscal year.

SECTION 2.5. Frequency of Meetings.

(a) The Boards shall meet at least monthly (and with quarterly in-person

meetings), or with the frequency determined by the relevant Board, at the registered office of the

Chilean Bank or its Subsidiaries, as applicable, or at any other place. Special meetings of the

Boards shall be called at the direction of the Chairman or one (1) or more Directors, upon notice of

the matters to be discussed at such meeting but without any necessity to show cause for the need to

convene such meeting, upon not less than five (5) Business Days’ notice given by the Chairman or

Vice Chairman of the Chilean Bank or relevant Subsidiary (which director shall give such notice if

properly directed to do so as aforesaid). Emergency meetings of the Boards may be held at the

offices of the Chilean Bank or the relevant Subsidiary (or such other place as shall be agreed by all

Directors) upon not less than one (1) Business Day’s telephone notice specifying in reasonable

detail the nature of such emergency (to be confirmed by written facsimile or email notice) by the

Chairman or Vice Chairman of the Chilean Bank or relevant Subsidiary; provided that without the

consent of a majority of the Directors, no more than two emergency meetings of the Boards shall

be held in any calendar month.

(b) With respect to regular Board meetings, not later than ten (10) Business Days

before each meeting, the Chairman or Vice Chairman shall deliver to each Director the notice of

each such meeting, together with (i) an agenda specifying in reasonable detail the matters to be

discussed at the meeting and (ii) supporting analyses or discussion materials, if any. Any Director

that wishes to have any additional matter discussed at any such meeting shall give the Chairman or

Vice Chairman and each other Director not later than two (2) Business Days prior to any such

meeting, notice of each matter he or she so wishes to discuss.

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(c) Directors may participate in a meeting of the Board by means of a telephone

conference, video conference or other communications equipment through which all persons

participating in the meeting can hear each other, and such participation in a meeting shall

constitute presence in person at such meeting. Evidence of such meeting shall be recorded in

compliance with requirements set forth by the applicable Law (to the extent required).

(d) The Shareholders shall cause the Chilean Bank and its Subsidiaries to comply,

to the extent permitted under applicable Law, with the procedures in this Section 2.5.

SECTION 2.6. Quorum; Approval Required; Action by Written Consent.

(a) A majority of the Directors shall constitute a quorum for all meetings of the

relevant Boards; provided that a quorum shall not exist without the consent of a majority of the

Directors of the relevant Board appointed by Itaú Parent if less than all of the Directors appointed

by Itaú Parent to such Board are present. Subject to Section 2.8, the vote of the majority of the

Directors attending a meeting shall be required to pass a resolution of the relevant Board.

(b) To the extent permitted by applicable Law, any action required or permitted to

be taken by the Directors of the relevant Board, either at a meeting or otherwise, may be taken

without a meeting if such Directors unanimously consent thereto in writing and the writings are

filed with the notes of the decisions and resolutions.

(c) The Shareholders shall cause, and shall cause the Companies to cause, the

Chilean Bank and its Subsidiaries to comply with the procedures in this Section 2.6.

(d) Any Shareholder which owns any shares of the Colombian Bank shall (i) grant

an irrevocable power of attorney to a designee appointed by the Board of the Chilean Bank to

attend, and vote in, any shareholders’ meeting of the Colombian Bank which such Shareholder

does not attend, and (ii) vote in any shareholders’ meeting of the Colombian Bank in accordance

with the instruction provided by the Board of the Chilean Bank.

SECTION 2.7. Officers.

(a) The Board of the Chilean Bank shall appoint from time to time the CEO, the

country heads and other Senior Management of the Chilean Bank and the Colombian Bank. The

initial CEO shall be set forth on Exhibit E. The Shareholders shall cause the Chilean Bank to cause

its Subsidiaries to appoint designees of the Board of the Chilean Bank from time to time to the

designated positions at such Subsidiary. The Management and Talent Committee will determine

an objective process to recommend their successors based on internal promotion, international,

merit-based standards and professional track record, and relevant industry and

jurisdiction-specific experience. The list of selected candidates will be proposed to the Board of

the Chilean Bank who shall be ultimately responsible for their final appointment.

(b) Only the Board of the Chilean Bank shall have the right to remove any officer

designated pursuant to Section 2.7(a); provided that Corp Group Parent shall be entitled to remove

any CEO of the Chilean Bank and/or the Colombian Bank (i) if for three (3) consecutive years

(excluding the year in which the Closing Date occurs), the ROE of the Chilean Bank or the

Colombian Bank, as applicable, is at least 100 basis points lower than the average ROE of the three

19 001363-0002-15204-Active 15075783 65

largest privately-owned banks (measured in terms of assets) in Chile or Colombia, as applicable

(excluding the Chilean Bank and the Colombian Bank, as the case may be) during such three-year

period or (ii) for Cause.

(c) The CEO and officers of the Chilean Bank and its Subsidiaries shall be vested

with the powers of management and representation of the Chilean Bank and its Subsidiaries, but

such powers shall be exercised in accordance with the provisions of this Agreement, the

Organizational Documents of the Chilean Bank and its applicable Subsidiaries, the resolutions of

the applicable Board of Directors and the resolutions of the applicable shareholders.

SECTION 2.8. Shareholder Consent Rights. The Shareholders agree that the

Chilean Bank shall not take (and shall not permit any Subsidiary to take) any of the following

actions or transactions without obtaining Supermajority Consent, which shall be necessary for

authorizing, effecting or validating the following actions or transactions (provided that no consent

shall be required for the Preapproved Matters):

(a) (i) merge, reorganize or consolidate the Chilean Bank or any of its Subsidiaries

with any Person or (ii) enter into a joint venture or similar transaction with any Person other

than, in the case of this clause (ii), any Exempt Transaction;

(b) issue or sell any Equity Securities (including options or warrants) of the

Chilean Bank or any of its Subsidiaries, other than solely to the extent required to comply with

immediate legal or regulatory requirements or to meet the Optimal Regulatory Capital;

(c) repurchase or otherwise retire or acquire any Bank Shares or other outstanding

Equity Securities of the Chilean Bank or any of its Subsidiaries;

(d) (i) list or delist the Common Stock or other Equity Securities of the Chilean

Bank or any of its Subsidiaries on any stock exchange or (ii) decide on which stock

exchange(s) such Common Stock or other Equity Securities will be listed;

(e) enter into, modify or terminate a Contract or transaction with a related party (as

defined in Article 44 of the Chilean Corporations Act, with respect to the Chilean Bank and its

Subsidiaries, or Title XVI of the Chilean Corporations Act, with respect to the Chilean Bank,

or Article 260-1 of the Colombian Tax Code (Estatuto Tributario), with respect to the

Colombian Bank), other than any transaction between the Chilean Bank or a Subsidiary of the

Chilean Bank, on the one hand, and another Subsidiary of the Chilean Bank, on the other hand;

(f) any (i) acquisition by the Chilean Bank or any Subsidiary of the stock, equity

interests, assets or business of any Person or (ii) disposition of assets of the Chilean Bank or

any Subsidiary or the capital stock or other equity interests of any Subsidiary, other than, in

either case, an Exempt Transaction;

(g) effect any liquidations, dissolutions, reorganizations through a voluntary

bankruptcy or similar transactions involving the Chilean Bank or any of its Subsidiaries, other

than to the extent required to comply with immediate legal or regulatory requirements;

20 001363-0002-15204-Active 15075783 65

(h) amend or repeal any provision of the Organizational Documents of the Chilean

Bank or any of its Subsidiaries (including the location of the registered office) to the extent

such changes are not required by applicable Law or regulation or required to implement an

issuance or sale of Equity Securities that does not require a Supermajority Consent under

Section 2.8(b); or reclassify, alter the terms, designations, powers and preferences or other

rights of the holders of, any Bank Shares or other Equity Securities of the Chilean Bank or any

of its Subsidiaries;

(i) change the size or powers of the Board or any committee thereof to the extent

such changes are not required by applicable Law or regulation;

(j) enter into any new line of business that is not a Banking Business;

(k) create or dissolve one or more Subsidiaries that would represent more than the

Exempt Transaction Threshold;

(l) at the initiative of the Chilean Bank or any of its Subsidiaries (other than to

comply with immediate legal or regulatory requirements), enter into any agreements between

the Chilean Bank or any of its Subsidiaries, on the one hand, and any Governmental Authority,

on the other hand, other than in the ordinary course of business;

(m) unless required by applicable Law or a change in the applicable GAAP, IFRS

or the rules of the Chilean Superintendency of Banks (Superintendencia de Bancos e

Insituciones Financieras) or the Colombian Financial Superintendency (Superintendencia

Financiera de Colombia), as applicable, make any change in the external auditors of the

Chilean Bank or any of its Subsidiaries; provided that Corp Group Parent shall not, without

good business cause shown, withhold its consent for a proposal to change the external auditor

of any of the Chilean Bank or its Subsidiaries to the external auditor of Itaú Parent;

(n) make any change to the Dividend Policy;

(o) enter into any agreement that limits or restricts the ability of the Chilean Bank

or any of its Subsidiaries or Affiliates to directly or indirectly (whether as principal, agent,

independent contractor, partner or otherwise) own, manage, operate, control, participate in,

perform services for, or otherwise carry on or engage in any business or in any geographic

area;

(p) enter into any Contract to do any of the foregoing actions; and

(q) any other matter not set forth above in this Section 2.8 that requires the

approval of a supermajority of the shareholders of the Chilean Bank under Article 67 of the

Chilean Corporations Act.

SECTION 2.9. Holdcos.

Company One shall remain a direct or indirect wholly-owned Subsidiary of Itaú

Parent and Company Two shall remain a direct or indirect wholly-owned Subsidiary of Corp

Group Parent. All Bank Shares held directly or indirectly by Itaú Parent and its Affiliates shall be

21 001363-0002-15204-Active 15075783 65

held by Company One, any Newcos transferred to Itaú Parent pursuant to Section 3.1(c) and

Permitted Transferees thereof and all Bank Shares held directly or indirectly by Corp Group Parent

shall be held by Company Two, any Newcos transferred to Corp Group Parent pursuant to Section

3.1(c) and Permitted Transferees thereof, and any Bank Shares acquired following the date hereof

shall be subject to this Agreement mutatis mutandis.

SECTION 2.10. Consultative Procedure.

The Shareholders agree to follow the consultative procedures set forth on Schedule

2.10 with respect to the matters described therein.

ARTICLE III

TRANSFERS

SECTION 3.1. Rights and Obligations of Transferees.

(a) Except as otherwise contemplated by this Agreement, no Shareholder shall

directly or indirectly purchase or otherwise acquire Bank Shares or any beneficial interest therein

to the extent such acquisition would require any of the Shareholders to launch a tender offer to

acquire all Bank Shares; provided that nothing in this Agreement shall prohibit Itaú Parent or

Company One from purchasing or otherwise acquiring Bank Shares to the extent necessary for the

Majority of the Chilean Bank Condition to remain satisfied.

(b) The Shareholders shall implement, and shall cause the Companies to

implement, any sale of Bank Shares pursuant to this Agreement through the Santiago Stock

Exchange (Bolsa de Comercio de Santiago) including through sales of American or Global

Depositary Shares evidencing Bank Shares.

(c) The Shareholders shall implement, and shall cause the Companies to

implement, any sale of Company Shares pursuant to this Agreement by (i) creating a new company

(sociedad por acciones) organized under the laws of Chile a (“Newco”), (ii) Transferring into the

Newco, free and clear of any Encumbrances, a number of Bank Shares equal to the number of

Company Shares being Transferred multiplied by the Exchange Ratio and (iii) Transferring all

shares of Newco (“Newco Shares”) free and clear of any Encumbrances to the applicable

Shareholder. The Transferring Shareholder shall indemnify and hold harmless the Shareholder

who is the Transferee from any Liabilities of Newco arising out of or relating to the period of time

prior to such Transfer. Following such Transfer, Newco shall be considered a “Company” for all

purposes hereunder.

SECTION 3.2. Restrictions on Transfers and Encumbrances.

(a) Subject to compliance with Sections 2.9, 3.1, 3.2, 3.3 and 3.4 and with

applicable Laws and regulations, any Shareholder (i) may freely Transfer Company Shares and (ii)

may cause the Company in which it directly or indirectly holds Company Shares to freely Transfer

such Company’s Bank Shares without restriction (subject to Section 3.2(d)).

22 001363-0002-15204-Active 15075783 65

(b) Any Company and Shareholder shall provide the other Shareholders with

written notice at least five Business Days in advance of effecting any Transfer of Bank Shares.

(c) Any Shareholder or Company may at any time and from time to time or in any

manner Encumber its Company Shares and/or Bank Shares; provided that (i) the lender (or other

holder or beneficiary of such Encumbrance) shall not have any rights under this Agreement, (ii)

the Shareholder shall retain, directly or indirectly, all voting rights in connection with any

Company Shares and/or Bank Shares and the lender (or other holder or beneficiary of such

Encumbrance) shall have no voting rights in connection with, or rights to direct the voting of, any

such Company Shares and/or Bank Shares except in case and during the continuance of a default in

respect of the obligations secured by such Encumbrance, (iii) any Company Shares and/or Bank

Shares, the ownership of which is transferred to the lender (or other holder or beneficiary of such

Encumbrance) or another Third Party pursuant to foreclosure thereof shall not be subject to this

Agreement (other than Encumbrances in favor of the other Shareholder or its Affiliates) and (iv)

any Transfer of such Company Shares and/or Bank Shares to the other Shareholder, to the

Companies or a Third Party shall be made free and clear of any Encumbrances.

(d) So long as the Majority of the Chilean Bank Condition remains satisfied, Corp

Group Parent shall cause Company Two to maintain ownership of not less than the lower of:

(i) [ ]2 Bank Shares (which shall be adjusted from time to time for any

reorganizations, recapitalizations, reclassifications, stock dividends, stock splits and other

similar changes in capitalization); and

(ii) the minimum percentage of the outstanding Bank Shares required for the

Majority of the Chilean Bank Condition to remain satisfied (it being understood that such

minimum percentage shall not be adjusted upwards due to any subsequent reduction in the

aggregate percentage of the total outstanding Bank Shares owned, directly and indirectly,

by Itaú Parent, Company One and their respective Affiliates); provided that if the Majority

of the Chilean Bank Condition ceases to remain satisfied but the Shareholders, the

Companies and their Permitted Transferees own at least 45% of the issued voting stock of

the Chilean Bank, this provision shall continue to apply for a six month grace period and

shall only apply thereafter if the Majority of the Chilean Bank Condition is satisfied at the

end of such grace period.

(e) Pursuant to the Registration Rights Agreement, Company Two and Corp Group

Parent shall be entitled to certain registration rights on the terms and conditions set forth therein;

provided that Company Two and Corp Group Parent shall not be permitted to Transfer any shares

pursuant to such Registration Rights Agreement unless such Transfer is permitted under this

Agreement. Itaú Parent shall cause the Chilean Bank to comply with its obligations under the

Registration Rights Agreement.

2 To insert number of shares that is equal to 16.42% of the outstanding Bank Shares on the date of

this Agreement

23 001363-0002-15204-Active 15075783 65

SECTION 3.3. Right of First Offer. No Shareholder shall Transfer any of its

Company Shares other than to a Permitted Transferee, except as set forth below:

(a) If either Shareholder (a “ROFO Seller”) proposes to Transfer any or all of such

ROFO Seller’s Company Shares, prior to any Transfer of Company Shares, such ROFO Seller

shall deliver to the other Shareholder (the “ROFO Recipient”) written notice (the “ROFO

Notice”), stating such ROFO Seller’s intention to effect such a Transfer, the number of Company

Shares subject to such Transfer (the “ROFO Shares”), the price per ROFO Share or the formula by

which such price per ROFO Share is to be determined (which price must consist of only cash

consideration) (the “ROFO Price”) and the other material terms and conditions of the proposed

Transfer. The ROFO Notice may require that the ROFO Seller and ROFO Recipient enter into a

definitive agreement with respect to any sale of the ROFO Shares to the ROFO Recipient on a date

that is no less than thirty (30) days and no later than sixty (60) days after the date of the ROFO

Notice.

(b) The ROFO Recipient will have the right, exercisable by delivery of an

irrevocable written offer (each, a “ROFO Offer Notice”) to the ROFO Seller within thirty (30)

days after receipt of the ROFO Notice, to make an offer to purchase all, but not less than all, of the

ROFO Shares for a purchase price equal to the ROFO Price and on the other proposed terms and

conditions as set forth in the ROFO Notice (each, a “ROFO Offer”).

(c) Following delivery of the ROFO Offer Notice, if applicable, the ROFO

Recipient will purchase the ROFO Shares by delivering cash equal to the aggregate ROFO Price

due for such ROFO Shares by wire transfer to an account designated in writing by the ROFO

Seller against delivery of certificates or other instruments representing the ROFO Shares so

purchased, it being understood that the consummation of such sale shall occur only after the

receipt of required authorizations as set forth in Section 3.3(e).

(d) If no ROFO Offer Notice is delivered to the ROFO Seller, or if the ROFO

Recipient elects not to make an offer to purchase all of the ROFO Shares pursuant to this Section

3.3, then the ROFO Seller shall be permitted for a period of six (6) months from the date the ROFO

Offer Notice was due to be received by the ROFO Seller to sell to a Third Party not less than all of

the ROFO Shares at a price not less than that contained in the ROFO Notice and otherwise on other

terms and conditions not materially less favorable to the ROFO Seller than those contained in the

ROFO Notice. Promptly after such sale to such Third Party, the ROFO Seller will notify the ROFO

Recipient of the closing thereof and will furnish such evidence of the completion and time of

completion of such sale and the terms and conditions of such sale as may reasonably be requested

by the ROFO Recipient.

(e) Upon exercise by the ROFO Recipients of their rights of first offer under this

Section 3.3, to the extent an offer or offers are received by the ROFO Seller for all ROFO Shares,

the ROFO Recipients and the ROFO Seller shall be legally obligated to consummate the purchase

contemplated thereby and shall use their reasonable best efforts to secure any governmental

authorization required, to comply as soon as reasonably practicable with all applicable Laws and to

take all such other actions and to execute such additional documents as are reasonably necessary or

appropriate in connection therewith and to consummate the purchase of the ROFO Shares as

promptly as practicable.

24 001363-0002-15204-Active 15075783 65

(f) In the event that such Transfer is not consummated under Sections 3.3(c) or (d),

then this Section 3.3 shall again apply and such ROFO Seller shall not Transfer such Company

Shares without again complying with this Section 3.3.

SECTION 3.4. Right of Co-Sale.

(a) In the event of a proposed Transfer of Company Shares or Bank Shares by

Company One, by Itaú Parent or its Permitted Transferees (the “Transferring Shareholder”),

Company Two, Corp Group Parent and its Permitted Transferees shall have the right to participate

in the Transfer in the manner set forth in this Section 3.4. Prior to any such Transfer, the

Transferring Shareholder shall deliver to Corp Group Parent prompt written notice (the “Transfer

Notice”) stating, to the extent applicable, (i) the name of the proposed Transferee, (ii) the number

of Company Shares or Bank Shares, as the case may be, proposed to be Transferred (the

“Transferred Shares”), (iii) the proposed purchase price therefor (the “Tag-Along Price”),

including a description of any non-cash consideration in sufficient detail and (iv) any other

material terms and conditions of the proposed Transfer, including the proposed date for entering

into a definitive agreement with respect to such Transfer (which may not be less than thirty (30)

days after delivery of the Transfer Notice). The Transfer Notice shall be accompanied by a written

offer from the proposed Transferee to purchase the Transferred Shares and copies of all transaction

documents relating to the proposed Transfer.

(b) On or prior to the thirtieth day following receipt of the Transfer Notice, Corp

Group Parent, Company Two and their Permitted Transferees may elect to Transfer to the

proposed Transferee up to a number of Company Shares or Bank Shares, at Corp Group Parent’s

option in its sole discretion, in each case determined in accordance with Section 3.4(c) by giving

written notice to the Transferring Shareholder stating that Corp Group Parent elects to exercise its

right of co-sale under this Section 3.4 and shall state the number of Company Shares or Bank

Shares, as the case may be, sought to be Transferred.

(c) The proposed Transferee of Transferred Shares will not be obligated to

purchase a number of Company Shares or Bank Shares, as the case may be, exceeding that set

forth in the Transfer Notice, and in the event such Transferee elects to purchase less than all of the

total Company Shares and/or Bank Shares sought to be Transferred by Corp Group Parent,

Company Two, their Permitted Transferees and the Transferring Shareholder, Corp Group Parent,

Company Two and their Permitted Transferees shall be entitled to Transfer to the proposed

Transferee a number of Company Shares or Bank Shares, as applicable, equal to, in the case of

Bank Shares, (i) the total number of Transferred Shares that are Bank Shares set forth in the

Transfer Notice multiplied by (ii) a fraction, (A) the numerator of which is the total number of

Bank Shares held by Company Two, and (B) the denominator of which is the total number of Bank

Shares held by the Companies, and in the case of the Company Shares, a number of Company

Shares calculated on the basis of the number of Bank Shares underlying the Company Shares

based on the applicable Exchange Ratios. In order to be entitled to exercise its right to sell

Company Shares or Bank Shares, as the case may be, to the proposed Transferee pursuant to this

Section 3.4, Corp Group Parent, Company Two and their Permitted Transferees must agree to

make to the proposed Transferee the same representations, warranties, covenants, indemnities and

other agreements as the Transferring Shareholder agrees to make in connection with the proposed

Transfer; provided that (i) any representations, warranties, covenants, indemnities and other

25 001363-0002-15204-Active 15075783 65

agreements shall be made severally and not jointly and (ii) Corp Group Parent, Company Two and

their Permitted Transferees will be responsible for their pro rata share of any escrow or holdback

arrangement. The Transferring Shareholder and Corp Group Parent, Company Two and their

Permitted Transferees shall be responsible for their respective share of the costs of the proposed

Transfer of Company Shares or Bank Shares based on the gross proceeds received or to be

received in such proposed Transfer to the extent not paid or reimbursed by the proposed

Transferee.

(d) If Corp Group Parent elects to Transfer Bank Shares pursuant to this Section

3.4, and such Transfer is not made through a tender offer launched by the proposed Transferee,

Company Two shall place an order on the Santiago Stock Exchange to sell its respective

Transferred Shares, and the proposed Transferee shall place an order to buy such Transferred

Shares at a price not less than the Tag-Along Price; provided that (1) any such sale of Bank Shares

shall be implemented through one of the mechanisms available on the Santiago Stock Exchange

that only allows block sales (and, if both Company One and Company Two have elected to sell

Bank Shares through the Santiago Stock Exchange, all such sales shall be combined as a single

block sale) and (2) if, as a result of the competitive bidding procedures of the Santiago Stock

Exchange, the Bank Shares sold by Company Two pursuant to this Section 3.4 are unexpectedly

sold over the Santiago Stock Exchange to a Third Party other than the proposed Transferee, then

the Transferring Shareholder and proposed Transferee shall have no further obligations under this

Section 3.4 with respect to the Transferred Shares held by Company Two.

(e) Corp Group Parent, if exercising its right of co-sale hereunder through the sale

of Company Shares, agrees to participate in the Transfer by delivering to the Transferring

Shareholder at the closing of the Transfer of such Transferring Shareholder’s Transferred Shares

to the Transferee, certificates representing the Transferred Shares to be Transferred by Corp Group

Parent, duly endorsed for Transfer or accompanied by stock powers duly executed, in either case

executed in blank or in favor of the applicable purchaser, or the corresponding executed traspasos,

as applicable, against payment of the aggregate purchase price therefor by wire transfer of

immediately available funds.

(f) Transfers to Permitted Transferees of Itaú Parent shall not be subject to co-sale

rights provided by this Section 3.4.

SECTION 3.5. Drag-Along Rights.

(a) In the event of a proposed bona-fide and arm’s-length sale of all of the issued

and outstanding Company Shares or Bank Shares (the “Drag-Along Shares”) held by Itaú Parent,

Company One and each of their Permitted Transferees (collectively, the “Dragging Shareholder”)

to any Person other than an Affiliate of any Dragging Shareholder, and if at such time the Dragged

Shareholder shall own less than 10% On An Adjusted Basis of all of the issued and outstanding

Bank Shares, then the Dragging Shareholder may deliver to Company Two, Corp Group Parent

and its Permitted Transferees (collectively, the “Dragged Shareholder”) written notice (the

“Required Transfer Notice”) of such proposed sale (the “Required Transfer”), which notice shall

state (i) the name of the proposed Transferee, (ii) the proposed purchase price (which shall provide

that the aggregate valuation of the Chilean Bank is at least equal to the higher of (x) its Fair Value

and (y) the product of the Market Price multiplied by the number of Bank Shares outstanding in

26 001363-0002-15204-Active 15075783 65

each case as of the date of the Required Transfer Notice), (iii) the obligation of the Transferee to

purchase all of the Dragged Shareholder Shares, and (iv) any other material terms and conditions

of the Required Transfer, including the Required Transfer date (which date may not be less than

thirty (30) days after delivery of the Required Transfer Notice). Such notice shall be accompanied

by (A) a written offer from the proposed Transferee to purchase all the Company Shares or Bank

Shares owned by the Companies and the Shareholders, and (B) copies of all transaction documents

relating to the Required Transfer.

(b) The Dragged Shareholder shall be obligated to sell either all of its Company

Shares or all of its Bank Shares (at the Dragged Shareholder’s option in its sole discretion), free

and clear of liens pursuant to the Required Transfer at the same price and on other terms no less

favorable to the Dragged Shareholder than the Dragging Shareholder; to participate in the

Required Transfer; to vote any voting Company Shares or Bank Shares in favor of the Required

Transfer at any meeting of shareholders called to vote on or approve the Required Transfer and/or

to consent in writing to the Required Transfer; to use its reasonable best efforts to cause its

designated Directors to vote in favor of the Required Transfer at any meeting of the Board called to

vote on or approve the Required Transfer and/or to consent in writing to the Required Transfer; to

waive all dissenters’ or appraisal rights in connection with the Required Transfer, if any; to enter

into agreements relating to the Required Transfer, if any; and to agree (as to itself) to make to the

proposed Transferee the same representations, warranties, covenants and agreements as the

Dragging Shareholder agrees to make in connection with the Required Transfer; provided that (i)

any representations, warranties, covenants, indemnities and other agreements shall be made

severally and not jointly and shall not extend beyond representations or warranties relating to

unencumbered title to its Company Shares or Bank Shares and its legal authority and capacity to

enter into and perform the transaction documents; provided that each Shareholder will be

responsible for its pro rata share of any escrow or holdback arrangement, and (ii) the Dragged

Shareholder shall not be obligated to enter into any non-competition covenant. If either Company

or any Shareholders are given an option as to the form and amount of consideration to be received,

each Company and all Shareholders will be given the same option. Unless otherwise agreed by

each Shareholder, any non-cash consideration shall be allocated among each Company and

Shareholders pro rata based upon the aggregate amount of consideration to be received by such

Company and Shareholders.

(c) If the Dragged Shareholder elects to Transfer Bank Shares pursuant to this

Section 3.5, and such Transfer is not made through a tender offer launched by the proposed

Transferee, it shall place an order on the Santiago Stock Exchange to sell the respective Bank

Shares, and the proposed Transferee shall place an order to buy such Bank Shares at a price not

less than the proposed purchase price set forth in the Required Transfer Notice; provided that (1)

any such sale of Bank Shares shall be implemented through one of the mechanisms available on

the Santiago Stock Exchange that only allows block sales (and, if both the Dragged Shareholder

and the Dragging Shareholder have elected to sell Bank Shares through the Santiago Stock

Exchange, all such sales shall be combined as a single block sale), and (2) if, as a result of the

competitive bidding procedures of the Santiago Stock Exchange, the Bank Shares sold by the

Dragged Shareholder pursuant to this Section 3.5 are unexpectedly sold over the Santiago Stock

Exchange to a Third Party other than the proposed Transferee, then the Dragged Shareholder shall

have no further obligation under this Section 3.5.

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(d) Any expenses incurred for the benefit of the Companies and all Shareholders in

relation to a Required Transfer pursuant to this Section 3.5 shall be paid by the Shareholders in

accordance with their respective pro rata portion of the Bank Shares to be Transferred (including

any Bank Shares Transferred indirectly through a Transfer of Company Shares) to the extent not

paid or reimbursed by the Transferee.

SECTION 3.6. Put of Company Shares. (a) If and to the extent that Company

Two is prohibited from selling its Bank Shares pursuant to Section 3.2(d), Corp Group Parent and

its Permitted Transferees shall have the unconditional right, from time to time on one or more

occasions, to sell to Itaú Parent, and Itaú Parent shall have the unconditional obligation to acquire

from Corp Group Parent and its Permitted Transferees, any number of Company Shares at a price

per share equal to the Market Price as of the date on which Corp Group Parent notifies Itaú Parent

of Corp Group Parent’s exercise of its unconditional right to sell pursuant to this Section 3.6(a) if

immediately following such sale the Majority of the Chilean Bank Condition would remain

satisfied (for the avoidance of doubt, such number of Company Shares shall not exceed the

minimum number of Company Shares that would result in the Majority of the Chilean Bank

Condition being satisfied if Section 2.2(a) were not in effect).

(b) If Corp Group Parent wishes to exercise the right to sell pursuant to Section

3.6(a), it shall notify Itaú Parent in writing of its intention (the “Section 3.6 Put Notice”), which

notice shall be irrevocable and unconditional. Itaú Parent shall pay the purchase price of the

Company Shares transferred pursuant to Section 3.6(a) in one single payment in cash, by wire

transfer of immediately available funds to the account specified by Corp Group Parent without

withholding or deduction for or on account of any Taxes (other than as required by applicable

Law). The payment of the purchase price and the purchase and sale of the applicable Company

Shares shall be consummated no later than ninety (90) calendar days after the relevant notice

provided by Corp Group Parent pursuant to this Section 3.6(b); provided that such closing shall be

delayed until ten (10) Business Days after the date that all necessary regulatory approvals for such

purchase and sale have been obtained. The Shareholders shall use their reasonable best efforts to

obtain all necessary regulatory approvals for such purchase and sale as promptly as practicable.

(c) At the time of payment of the purchase price of the Company Shares set forth in

Section 3.6(b), Itaú Parent shall pay Corp Group Parent, as an indemnity for not being able to

benefit from the Tax Entitlement it would have received by selling the underlying Bank Shares in

the Santiago Stock Exchange, a cash amount equal to (i) 50% of any Taxes of Corp Group Parent

or its Affiliates arising out of or in connection with the Transfer pursuant to this Section 3.6 that

would not have arisen if it sold the underlying Bank Shares in the Santiago Stock Exchange and

received the applicable Tax Entitlement and (ii) any Taxes of Corp Group Parent or its Affiliates

arising out of the application of this Section 3.6(c).

(d) Notwithstanding the foregoing, the number of Company Shares which Itau

Parent is required to purchase pursuant to any Section 3.6 Put Notice shall be reduced by a number

equal to (i) the sum of the number of Bank Shares purchased by Itaú Parent in the 15 Business Day

period following the date of such Section 3.6 Put Notice (such that Company Two shall be

permitted to sell such number of Bank Shares under Section 3.2(d)) and the number of Bank

Shares sold by Company Two in the applicable Section 3.6 Tender Offer (as defined below)

divided by (ii) the Exchange Ratio. “Section 3.6 Tender Offer” means a tender offer which may be

28 001363-0002-15204-Active 15075783 65

commenced by Itaú Parent within 20 Business Days after the date of any Section 3.6 Put Notice to

purchase at a price not less than the Market Price applicable to the Section 3.6 Notice up to a

number of Bank Shares equal to the number of Company Shares set forth in such Section 3.6 Put

Notice multiplied by the Exchange Ratio. Corp Group Parent shall cause Company Two to tender

such number of Bank Shares into the applicable Section 3.6 Tender Offer.

SECTION 3.7. Change of Control of Corp Group Parent. Prior to consummating

a Change of Control of Corp Group Parent, Corp Group Parent shall notify Itaú Parent and

Company One of Corp Group Parent’s (or its direct or indirect owners’) intention to engage in a

Change of Control. As a result of the delivery of such notice, Corp Group Parent shall provide Itaú

Parent a right of first offer to purchase a number of its Company Shares equal to the number

required for the Majority of the Chilean Bank Condition to remain satisfied assuming that Section

2.2(a) were not in effect at a price equal to the higher of the Market Price and Fair Value of such

shares. If Itaú Parent accepts the price proposed by Corp Group Parent, Corp Group Parent shall

be obligated to cause Company Two to sell such Company Shares to Itaú Parent at such price. Itaú

Parent shall pay the purchase price of the Company Shares transferred pursuant to this Section 3.7

in one single payment in cash, by wire transfer of immediately available funds to the account

specified by Corp Group Parent without withholding or deduction for or on account of any Taxes

(other than as required by applicable Law). The payment of the purchase price and the purchase

and sale of the applicable Company Shares shall be consummated no later than ninety (90)

calendar days after the relevant notice provided by Corp Group Parent pursuant to this Section 3.7;

provided that such closing shall be delayed until ten (10) Business Days after the date that all

necessary regulatory approvals for such purchase and sale have been obtained. The Shareholders

shall use their reasonable best efforts to obtain all necessary regulatory approvals for such

purchase and sale as promptly as practicable. In the event that Itaú Parent does not accept the price

proposed by Corp Group Parent and as a result Itaú Parent and Corp Group Parent do not reach

agreement on a sale of such Company Shares to Itaú Parent, then Corp Group Parent shall be

permitted to proceed with such Change of Control and Itaú Parent shall be entitled to unilaterally

terminate this Agreement during a period of sixty (60) days after receipt of notice of the

consummation of such Change of Control given by Corp Group Parent.

SECTION 3.8. Right to Exchange Shares for Shares of Itaú Parent. In the event

Itaú Parent issues or sells (each, an “Itaú Parent Equity Transaction”), any Equity Securities

(including options or warrants) of Itaú Parent (“Itaú Parent Equity Securities”) to any Person as

consideration for or in connection with a transaction or series of transactions involving the direct

or indirect investment by Itaú Parent or its Affiliates in Equity Securities or assets of any other

Person, including by means of a merger or any corporate reorganization involving the issuance of

Itaú Parent Equity Securities, Itaú Parent shall inform Corp Group Parent of such issuance or sale

and shall offer to Corp Group Parent the right to exchange for the same type of Itaú Parent Equity

Securities. Corp Group Parent shall be entitled to exchange any or all of Corp Group Parent’s and

its Permitted Transferees Company Shares (and/or Company Two’s Bank Shares) for such Itaú

Parent Equity Securities at an exchange ratio that reflects the relative Fair Values of the relevant

Itaú Parent Equity Securities and the Company Shares (and/or Bank Shares) as of the applicable

date, as the case may be; provided that if the issuance of any such Itaú Parent Equity Securities to

Corp Group Parent would result in IUPAR ceasing to hold more than 50% of Itaú Parent’s voting

equity, then Corp Group Parent shall have the right to exchange no more than an amount of Itaú

Parent Equity Securities the issuance of which would not result in IUPAR ceasing to hold more

29 001363-0002-15204-Active 15075783 65

than 50% of Itaú Parent’s voting equity. Itaú Parent shall, and shall cause its relevant Subsidiaries

to, effect any such exchange no later than ten (10) Business Days after the receipt of any regulatory

and corporate approvals required in connection with such exchange. The Shareholders shall

cooperate in good faith to complete any such exchange as promptly as practicable and shall use

their reasonable best efforts to obtain all necessary regulatory and corporate approvals for any such

exchange as promptly as practicable.

SECTION 3.9. Controlling Shareholder.

(a) Notwithstanding anything to the contrary in this Agreement, Itaú Parent shall

have no obligation to purchase Bank Shares or Company Shares from Company Two, Corp Group

Parent or any of its Permitted Transferees under this Agreement to the extent such purchase would,

in and of itself, require Itaú Parent to make a tender offer for all of the outstanding Bank Shares as

a result thereof.

(b) Notwithstanding anything to the contrary in this Agreement, if Itaú Parent is not

the Controlling Shareholder (as defined in Article 97 of the Chilean Securities Market Act) of the

Chilean Bank, prior to consummating any obligation to purchase Company Shares or Bank Shares

from Corp Group Parent, Company Two or their Permitted Transferees under any applicable

provisions of this Agreement (including, without limitation, Sections 3.6, 5.1 or 6.2) which would

result in Itaú Parent being the Controlling Shareholder of the Chilean Bank, Itaú Parent shall

commence a tender offer to purchase a number of Bank Shares which would result in Itaú Parent

being the Controlling Shareholder of the Chilean Bank for the purchase price provided in such

applicable provision of this Agreement and shall in any event satisfy its obligation (whether

through the tender offer or a subsequent purchase thereafter) within ninety (90) calendar days.

Corp Group Parent shall cause Company Two to tender its Bank Shares into such tender offer and,

to the extent (and only to the extent) that such Bank Shares are purchased by Itaú Parent through

such tender offer, Itaú Parent shall be deemed to have purchased such Bank Shares in satisfaction

of such applicable provision of this Agreement (it being agreed and understood that any applicable

obligations of Itaú Parent to sell such Bank Shares back to Corp Group Parent or Company Two

shall not be adversely affected by this Section 3.9(b)).

SECTION 3.10. Tax Benefit Allocation.

(a) The Shareholders hereby acknowledge that (i) before the Chilean Effective

Time certain Bank Shares owned by the Companies had, either totally or partially, the exemption

on capital gains set forth in Article 107 of the Chilean Income Tax Law entitling the holder of such

Bank Shares to transfer them free of Chilean capital gains tax (the “Tax Entitlement”) and (ii) the

Tax Entitlement remains in the Bank Shares held, directly or indirectly, by the Companies.

(b) The Shareholders (i) agree to use reasonable best efforts and cooperate so that

the provisions set forth in this Agreement (including without limitation with respect to any

Transfer contemplated by Section 3.6) are implemented in a manner that allows the Shareholders

to use the Tax Entitlement and (ii) shall consider all mechanisms available at such time to allow a

Shareholder to use the Tax Entitlement or mitigate in any way the overall tax result of the

implementation of such provisions; provided that such efforts shall neither alter the economic

30 001363-0002-15204-Active 15075783 65

substance of the provisions of this Agreement nor generate a detrimental tax effect on the other

Shareholder.

ARTICLE IV

PREEMPTIVE RIGHTS

SECTION 4.1. Preemptive Rights. The applicable preemptive rights as of the

date hereof under the Chilean Corporations Act shall apply to issuances and sales of Equity

Securities of the Chilean Bank. Notwithstanding any amendments to the Chilean Corporations

Act, the preemptive rights under the legislation in force as of the date hereof shall continue to

apply.

ARTICLE V

PUT AND CALL OPTIONS

SECTION 5.1 Corp Group Parent Liquidity Put and Call Options.

(a) At any time and from time to time during the period starting on the date hereof

and ending 18 months after the Closing Date, Corp Group Parent shall have the unconditional right

either to (at the option of Corp Group Parent in its sole discretion):

(i) sell to Itaú Parent, and Itaú Parent shall have the unconditional obligation to

acquire from Corp Group Parent Company Shares representing in the aggregate up to 6.6%

of all of the outstanding Bank Shares based on the Exchange Ratio at a price equal to the

Market Price as of the date on which Corp Group Parent notifies Itaú Parent of Corp Group

Parent’s exercise of its unconditional right to sell pursuant to this Section 5.1(a) (the “Corp

Group Parent Put Exercise Date”); or

(ii) cause Company Two to sell to Itaú Parent or one of its wholly-owned

Subsidiaries Bank Shares representing up to 6.6% of all of the outstanding Bank Shares on

the Corp Group Parent Put Exercise Date (it being understood that in such event Itaú Parent

unconditionally agrees to place an order on the Santiago Stock Exchange on the ninth

Business Day after the Corp Group Parent Put Exercise Date to buy all of such Bank Shares

at a price not less than the Market Price of such shares as of the Corp Group Parent Put

Exercise Date);

provided that (1) any sale of Bank Shares pursuant to clause (ii) above shall be implemented

through one of the mechanisms available on the Santiago Stock Exchange that only allows block

sales and (2) if, as a result of the competitive bidding procedures of the Santiago Stock Exchange,

the Bank Shares sold by Company Two pursuant to clause (a)(ii) above are unexpectedly sold over

the Santiago Stock Exchange to a Third Party other than Itaú Parent or any of its Affiliates at a

price higher than the Market Price of such shares as of the Corp Group Parent Put Exercise Date,

then Corp Group Parent shall no longer have the right set forth in Section 5.1(b)(ii) to repurchase

such Bank Shares from Itaú Parent or one of its wholly-owned Subsidiaries.

31 001363-0002-15204-Active 15075783 65

(b) At any time and from time to time during the five (5)-year period starting on

any Corp Group Parent Put Exercise Date, Corp Group Parent shall have the unconditional right

either to (at the option of Corp Group Parent in its sole discretion):

(i) acquire from Itaú Parent, and Itaú Parent shall have the unconditional obligation

to sell to Corp Group Parent, a number of Company Shares up to the number of Company

Shares sold pursuant to Section 5.1(a)(i) at the same price per Company Share as was paid

by Itaú Parent pursuant to Section 5.1(a)(i) plus an annual interest rate at the Chilean Índice

de Cámara Promedio plus a spread that is not to exceed the lowest spread then being

offered by the Chilean Bank to non-governmental borrowers in Chile; or

(ii) cause Itaú Parent to place an order on the Santiago Stock Exchange (on a date

coordinated by the Shareholders) to sell to Corp Group Parent and/or Company Two a

number of Bank Shares up to the number of Bank Shares sold to Itaú Parent or one of its

wholly-owned Subsidiaries by Company Two pursuant to Section 5.1(a)(ii) at the same

price per Bank Share as was paid by Itaú Parent or one of its wholly-owned Subsidiaries

pursuant to Section 5.1(a)(ii) plus an annual interest rate at the Chilean Índice de Cámara

Promedio plus a spread that is not to exceed the lowest spread then being offered by the

Chilean Bank to non-governmental borrowers in Chile (the “Call Price”) (it being

understood that in such event Itaú Parent unconditionally agrees to sell all of such Bank

Shares at such Call Price);

provided that (1) any sale of Bank Shares pursuant to clause (ii) above shall be implemented

through one of the mechanisms available on the Santiago Stock Exchange that only allows block

sales, (2) if, as a result of the competitive bidding procedures of the Santiago Stock Exchange, the

Bank Shares sold by Itaú Parent or one of its wholly-owned Subsidiaries pursuant to clause (b)(ii)

above are sold over the Santiago Stock Exchange to a Third Party at a price higher than the Call

Price of such shares, then Corp Group Parent and/or Company Two shall not have right to

repurchase such Bank Shares and (3) for purposes of determining which Company Shares or Bank

Shares are being acquired when Corp Group Parent’s and Company Two’s unconditional right to

acquire is exercised pursuant to this Section 5.1(b), a first in/first out methodology shall be used.

(c) If Corp Group Parent or Company Two wish to exercise the right to sell or the

right to buy pursuant to Section 5.1(a) or (b), respectively, Corp Group Parent shall notify Itaú

Parent in writing of its intention, which notice shall be irrevocable and unconditional.

(d) Itaú Parent and Corp Group Parent and/or Company Two shall pay the

purchase price of the Company Shares transferred pursuant to this Section 5.1 in a single payment

in cash for each individual transaction, by wire transfer of immediately available funds to the

account specified by Itaú Parent or Corp Group Parent, as applicable, without withholding or

deduction for or on account of any Taxes (other than as required by applicable Law).

(e) The purchase and sale of the applicable Company Shares or Bank Shares, as the

case may be, shall be consummated as soon as practicable and no later than ninety (90) calendar

days, in each case after the relevant notice provided by Corp Group Parent pursuant to Section

5.1(c); provided that such closing shall be delayed until ten (10) Business Days after the date that

all necessary regulatory and corporate approvals for such purchase and sale have been obtained.

32 001363-0002-15204-Active 15075783 65

The Shareholders shall use their reasonable best efforts to obtain all necessary regulatory and

corporate approvals for the purchase and sale in a prompt manner.

SECTION 5.2. Call Option in Event of Material Breach.

(a) If a Shareholder commits a Material Breach of this Agreement (the

“Breaching Shareholder”), then, without limiting any other right or remedy the non-Breaching

Shareholder may have, the non-Breaching Shareholder shall have the right to give written notice to

the Breaching Shareholder describing such Material Breach and demanding that the Breaching

Shareholder cure the Material Breach by fully performing its obligation. If the Breaching

Shareholder has not cured its Material Breach within fifty (50) calendar days after receipt of any

such notice from the non-Breaching Shareholder (the “Cure Period”), (i) the non-Breaching

Shareholder shall have the unconditional right (the “Breach Call Option”), by written notice from

the non-Breaching Shareholder to the Breaching Shareholder delivered at any time during the

continuance of such Material Breach after the Cure Period (the “Breach Call Notice”), to require

the Breaching Shareholder to sell, and the Breaching Shareholder shall have the unconditional

obligation to sell and transfer all of its Company Shares (or all the Bank Shares held by the

Company in which the Breaching Shareholder and its Permitted Transferees own Company

Shares) to the non-Breaching Shareholder at a price per Share (the “Breach Call Price”) equal to

80% of the Market Price as of the date of the Breach Call Notice, and (ii) if the non-Breaching

Shareholder is Corp Group Parent, Corp Group Parent shall also have the right (the “Breach Put

Option”), by written notice to Itaú Parent delivered at any time during the continuance of such

Material Breach after the Cure Period the (“Breach Put Notice”), to sell to Itaú Parent, and Itaú

Parent shall thereupon acquire from Corp Group Parent, all of its and its Permitted Transferees’

Company Shares (or all of the Bank Shares held by Company Two) at a price per Share (the

“Breach Put Price”) equal to 120% of the Market Price as of the date of the Breach Put Notice. If

the Breaching Shareholder cures the Material Breach that gave rise to the Breach Call Option or

Breach Put Option prior to receiving a Breach Call Notice or Breach Put Notice from the

non-Breaching Shareholder, the non-Breaching Shareholder shall no longer have the right to

exercise the Breach Call Option (or the Breach Put Option) in respect of such Material Breach in

question. The non-Breaching Shareholder shall have the right to decide whether Company Shares

or Bank Shares shall be sold and purchased pursuant to this Section 5.2. Notwithstanding the

foregoing, if the non-Breaching Shareholder is Itaú Parent, Itaú Parent may elect to purchase the

maximum number of Bank Shares or Company Shares which would allow Itaú Parent to avoid

making a public offer for all of the outstanding Bank Shares (and, upon the consummation of such

purchase, this Agreement shall automatically terminate).

(b) The non-Breaching Shareholder shall pay the Breach Call Price for the

Company Shares or Bank Shares to the Breaching Shareholder in one single payment, in cash, by

wire transfer of immediately available funds to the account specified by the Breaching

Shareholder, without withholding or deduction for or on account of any Taxes (other than as

required by applicable Law). The Breaching Shareholder and non-Breaching Shareholder shall

cooperate in good faith to complete the sale as promptly as reasonably practicable and shall use

their reasonable best efforts to obtain all necessary regulatory consents for such purchase and sale

in a prompt manner.

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(c) Itaú Parent shall pay the Breach Put Price for the Company Shares or Bank

Shares to Corp Group Parent in one single payment, in cash, by wire transfer of immediately

available funds to the account specified by Corp Group Parent, without withholding or deduction

for or on account of any Taxes (other than as required by applicable Law). Corp Group Parent and

Itaú Parent shall cooperate in good faith to complete the sale as promptly as reasonably practicable

and shall use their reasonable best efforts to obtain all necessary regulatory consents for such

purchase and sale in a prompt manner.

ARTICLE VI

ADDITIONAL AGREEMENTS AND COVENANTS

SECTION 6.1. Non-Competition; Non-Solicit.

(a) During the Non-Compete Period, each Shareholder shall not, and shall cause its

controlled Affiliates not to, directly or indirectly, own, invest, control, acquire, operate, manage,

participate or engage in any Banking Business in the Territory (or any Banking Business with

clients for whom a majority of their consolidated revenue in the last fiscal year was from business

in the Territory) other than (i) through its investment in the Chilean Bank and its Subsidiaries and

(ii) through any sociedad de apoyo al giro in which the Chilean Bank has an ownership interest

even if not a Subsidiary thereof (including Transbank S.A., Redbanc S.A. and ComBank S.A.),

which shall be the exclusive vehicles through which the Shareholders may engage in any Banking

Business in the Territory.

(b) During the Non-Compete Period, each Shareholder shall not, and shall cause its

controlled Affiliates not to, directly or indirectly: solicit for hire, hire or otherwise induce or

attempt to induce any officer of the Chilean Bank or any of its Subsidiaries to leave the

employment of the Chilean Bank or any of its Subsidiaries, or in any way interfere with the

relationship between the Chilean Bank or any of its Subsidiaries, on the one hand, and any officer

thereof on the other hand; provided that general hiring solicitations (and hires in connection

therewith) not targeted at such officer shall not be in breach of this provision; and provided further

that it shall not be in breach of this provision if such actions are commenced more than one year

after such Person’s employment or contractual relationship with the Chilean Bank or any of its

Subsidiaries has been terminated; unless such employment or relationship was terminated by the

Chilean Bank or any of its Subsidiaries in which case no restriction shall apply.

(c) Nothing herein shall prohibit any Person (an “Investing Person”) from: (i)

providing consumer financing and other financial products or services offered from time to time

by supermarkets and other nonbank retailers in the applicable jurisdiction; provided that if SMU

determines to offer products or services together with any bank in connection therewith, Corp

Group Parent shall use commercially reasonable efforts to cause SMU to enter into arms-length

negotiations with the Chilean Bank with respect to such offering; (ii) financing or providing asset

management products and services; (iii) receiving from or providing to any Person a personal

guaranty or a loan or engaging in other financial arrangements in connection with a transaction or

transactions that does not otherwise constitute a Banking Business in the Territory; (iv) making

investments by or in employee retirement, pension or similar plans or funds or in companies that

34 001363-0002-15204-Active 15075783 65

manage such plans or funds; (v) acquiring, owning, controlling or managing, in any Person and,

for this purpose, controlled Affiliates of such Investing Person shall be deemed to be one Investing

Person (or a part of its business), that has any Banking Business in the Territory pursuant to

purchase, merger, consolidation or otherwise so long as (A) the Banking Business in the Territory

conducted by such Person or business constitutes not more than 10% of the revenues of such

acquired Person or business and not more than 5% of the revenues of the Chilean Bank, in each

case for the immediately preceding 12 months, and (B) after consummation of such acquisition,

the Investing Person offers the Chilean Bank the right to acquire from the Investing Person such

Banking Business (to the extent located inside the Territory) for cash at the Fair Value thereof; (vi)

acquiring, owning, controlling, managing, investing in any Person or business which would not

otherwise be permitted under this Section 6.1; provided that the Investing Person undertakes to sell

the portion of the business carried on by such Person or business so acquired which would

otherwise result in a breach of this Section 6.1; provided that: (x) pending such sale, the Investing

Person takes reasonable steps to avoid any disclosure of any Confidential Information by it, or its

Representatives to such Person or business, (y) the sale process is commenced promptly after such

acquisition and the Investing Person does not refuse offers to acquire such portion of the business

for consideration equal to or greater than its Fair Value and otherwise on customary terms and (z)

the Chilean Bank is permitted to participate in the sales process; (vii) acquiring, owning,

controlling, managing, investing in any Person that has any Banking Business in the Territory or

engaging in a New Business Opportunity if such transaction or New Business Opportunity was

presented by the Chilean Bank to Itaú Parent, in the case that Corp Group Parent and/or its

Permitted Transferees are the Investing Person, or Corp Group Parent, in the case that Itaú Parent

and/or its Permitted Transferees are the Investment Person, under Sections 2.8 and 6.5, as

applicable, and the Shareholder to which the transaction or New Business Opportunity was

presented withheld its consent to the Chilean Bank consummating such transaction; (viii)

providing products or services pursuant to any unsolicited request from any client that operates in

the Territory which cannot be reasonably provided by the Chilean Bank or its Subsidiaries or (ix)

acquiring, owning, managing or investing in the MCC Entities or prohibit any activities currently

conducted by the MCC Entities. Notwithstanding anything in this Section 6.1(c) to the contrary,

no Person shall have any liability for any inadvertent immaterial breach of this Section 6.1, subject

to the breaching party taking commercially reasonable remedial action promptly upon receiving

notice of such breach.

(d) The Shareholders recognize that the covenants in this Section 6.1, and the

territorial, time and other limitations with respect thereto, are reasonable and properly required for

the adequate protection of the Shareholders, the Chilean Bank and its Subsidiaries. Each

Shareholder agrees that such limitations are reasonable with respect to its activities, business and

public purpose. The Shareholders agree and acknowledge that the violation of this Section 6.1

would cause irreparable injury to the Shareholders, as the owners of the Chilean Bank Shares, and

that the remedy at law for any violation or threatened violation thereof would be inadequate and

that, in addition to whatever other remedies may be available at law or in equity, Shareholders

shall be entitled to seek temporary and permanent injunctive or other equitable relief without the

necessity of proving actual damages or posting bond. The Shareholders also waive any

requirement of proving actual damages in connection with obtaining any such injunctive or other

equitable relief. Further, it is the intention of the Shareholders that the provisions of this Section

6.1 shall be enforced to the fullest extent permissible under the Laws and the public policies of the

State of New York or any other applicable jurisdiction. If, at the time of enforcement of this

35 001363-0002-15204-Active 15075783 65

Section 6.1, a court holds that the restrictions stated herein are unreasonable under the

circumstances then existing, the Shareholders agree that the maximum period, scope or

geographical area reasonable under such circumstances shall be substituted for the stated period,

scope or area set forth in this Section 6.1.

SECTION 6.2. Dividend Policy; Dividend Put and Call Options.

(a) For each of the eight full fiscal years of the Chilean Bank following the Closing

Date (the “Dividend Period”), each of the Shareholders will cause the Chilean Bank to adopt an

annual business plan and budget that expressly provides for the management of the Chilean Bank

and its Subsidiaries in a manner that has as its primary target, in the following order of priority: (i)

first, complying with Optimal Regulatory Capital for such fiscal year (including achieving up to,

but in no event exceeding, the Minimum Growth Rate inherent in the definition of Optimal

Regulatory Capital), (ii) second (after achieving the objective in clause (i) above), the payment by

the Chilean Bank of cash dividends aggregating at least US$370 million for each year during the

Dividend Period and (iii) third (after achieving the objectives in both clause (i) and (ii) above),

achieving a growth rate of the total assets of the Chilean Bank and the Colombian Bank above the

Minimum Growth Rate and other reasonable objectives as determined by the Board of the Chilean

Bank; provided that the Board of the Chilean Bank shall have expressly determined in good faith

that such growth rate and objectives would not reasonably be expected to cause the Chilean Bank

to fail to achieve the objectives in clauses (i) and (ii) in any of the next two fiscal years after such

determination and during the Dividend Period.

(b) The Shareholders agree to cause the Chilean Bank Board to (i) cause

management of the Chilean Bank and its Subsidiaries to conduct the business of the Chilean Bank

and its Subsidiaries in accordance with the annual business plan and budget adopted in accordance

with Section 6.2(a) (it being understood the obligation to cause the business of the Chilean Bank

and its Subsidiaries to be conducted in accordance with such annual business plan and budget does

not constitute a guarantee that the objectives in the Business Plan and Budget will be achieved in

any given year), (ii) to discuss on a quarterly basis the adherence of the Chilean Bank and its

Subsidiaries to the annual business plan and budget and (iii) if the Chilean Bank Board or such

management seeks to deviate from the annual business plan and budget, to permit the Chilean

Bank or its Subsidiaries to deviate from the annual business plan and budget adopted in accordance

with Section 6.2(a) only if such deviation is itself in compliance with Section 6.2(a), including the

priorities set forth therein for any year during such eight-year period following the Closing Date,

except to the extent deviations are solely in response to unforeseen changes in economic, business

or financial conditions generally affecting the financial services industries in which the Chilean

Bank and its Subsidiaries operate and were not contemplated by the annual business plan and

budget initially adopted in accordance with Section 6.2(a).

(c) If the amount of the dividends paid in cash by the Chilean Bank is less

than U.S. $370 million for any fiscal year during the Dividend Period, the Shareholders will cause

the Companies to cause the Chilean Bank and its Subsidiaries to maximize the use of Tier 2

capital, to the fullest extent permitted by applicable Law to increase its regulatory capital to the

extent required to maintain Optimal Regulatory Capital requirements for such fiscal year.

36 001363-0002-15204-Active 15075783 65

(d) The Shareholders shall cause the Chilean Bank to pay the annual

Required Dividend before March 31 of each Fiscal Year. If the portion of the Required Dividend

declared by the Chilean Bank to be received by Corp Group Parent in cash is less than the

Minimum Dividend Amount in any fiscal year during the first eight full fiscal years following the

Closing Date, Corp Group Parent shall have the unconditional right, from and after the date that

such dividend is declared, either to (at the option of Corp Group Parent in its sole discretion):

(i) sell to Itaú Parent, and Itaú Parent shall have the unconditional obligation to

acquire from Corp Group Parent, at a price per Company Share equal to the Market Price as

of the date on which Corp Group Parent notifies Itaú Parent of Corp Group Parent’s

exercise of its unconditional right to sell pursuant to this Section 6.2(d)(i) (the “Dividend

Put Price”), a number of Company Shares of Company Two equal to (A) the Minimum

Dividend Amount minus the portion of the Required Dividend declared by the Chilean

Bank to be received by Corp Group Parent, divided by (B) the Dividend Put Price; or

(ii) cause Company Two to sell to Itaú Parent or one of its wholly-owned

Subsidiaries, at a price per Bank Share (the “Bank Shares Dividend Put Price”) equal to the

Market Price as of the date on which Corp Group Parent notifies Itaú Parent of Corp Group

Parent’s exercise of its unconditional right to sell pursuant to this Section 6.2(d)(ii) (the

“Bank Shares Dividend Put Exercise Date”), a number of Bank Shares equal to (A) the

Minimum Dividend Amount minus the Required Dividend declared by the Chilean Bank

and to be received by Corp Group Parent, divided by (B) the Bank Shares Dividend Put

Price; provided that in such event Itaú Parent unconditionally agrees to place an order on

the Santiago Stock Exchange on the ninth Business Day after the Bank Shares Dividend

Put Exercise Date to buy all of such Bank Shares at a price not less than the Market Price of

such Bank Shares as of such date;

provided, further, that (1) any sale of Bank Shares pursuant to Section 6.2(d)(ii) shall be

implemented through one of the mechanisms available on the Santiago Stock Exchange that only

allows block sales and (2) if, as a result of the competitive bidding procedures of the Santiago

Stock Exchange, the Bank Shares sold by Company Two pursuant to Section 6.2(d)(ii) are

unexpectedly sold over the Santiago Stock Exchange to a Third Party at a price higher than the

Market Price of such shares as of the Bank Shares Dividend Put Exercise Date, then Corp Group

Parent shall no longer have the right set forth in Section 6.2(e) to repurchase such Bank Shares

from Itaú Parent or one of its wholly-owned Subsidiaries.

(e) During the five-year period following the exercise by Corp Group

Parent of any right to sell Company Shares or Bank Shares pursuant to Section 6.2(d), Corp Group

Parent shall have the unconditional right either to (at the option of Corp Group Parent in its sole

discretion):

(i) acquire from Itaú Parent, and Itaú Parent shall have the unconditional obligation

to sell to Corp Group Parent, a number of Company Shares up to the number of Company

Shares sold pursuant to Section 6.2(d)(i) at the same price per Company Share as was paid

by Itaú Parent pursuant to Section 6.2(d)(i) plus an annual interest rate at the Chilean Índice

de Cámara Promedio plus a spread that is not to exceed the lowest spread then being

offered by the Chilean Bank to non-governmental borrowers in Chile; or

37 001363-0002-15204-Active 15075783 65

(ii) cause Itaú Parent to place an order on the Santiago Stock Exchange (on a date

coordinated by the Shareholders) to sell to Corp Group Parent and/or Company Two a

number of Bank Shares up to the number of Bank Shares sold to Itaú Parent or one of its

wholly-owned Subsidiaries by Company Two pursuant to Section 6.2(d)(ii) at the same

price per Bank Share as was paid by Itaú Parent or one of its wholly-owned Subsidiaries

pursuant to Section 6.2(d)(i) plus an annual interest rate at the Chilean Índice de Cámara

Promedio plus a spread that is not to exceed the lowest spread then being offered by the

Chilean Bank to non-governmental borrowers in Chile (the “Dividend Call Price”) (it

being understood that in such event Itaú Parent unconditionally agrees to sell all of such

Bank Shares at the Dividend Call Price);

provided, further, that (1) any sale of Bank Shares pursuant to Section 6.2(e)(ii) shall be

implemented through one of the mechanisms available on the Santiago Stock Exchange that only

allows block sales, (2) if, as a result of the competitive bidding procedures of the Santiago Stock

Exchange, the Bank Shares sold by Itaú Parent or one of its wholly-owned Subsidiaries pursuant to

Section 6.2(e)(ii) are sold over the Santiago Stock Exchange to a Third Party at a price higher than

the Dividend Call Price of such shares, then Corp Group Parent and/or Company Two shall not

have right to repurchase such Bank Shares and (3) for purposes of determining which Company

Shares or Bank Shares are being acquired when Corp Group Parent’s and Company Two’s

unconditional right to acquire is exercised pursuant to this Section 6.2(e), a first in/first out

methodology shall be used.

(f) Itaú Parent, Company One, Corp Group Parent and Company Two, as

applicable, shall pay the purchase price of the Company Shares or Bank Shares transferred

pursuant to Section 6.2(d) or (e) in a single payment in cash for each individual transaction, by

wire transfer of immediately available funds to the account specified by Itaú Parent or Corp Group

Parent, as applicable, without withholding or deduction for or on account of any Taxes (other than

as required by applicable Law). The payment of the purchase price and the purchase and sale of the

applicable Company Shares or Bank Shares, as the case may be, shall be consummated as soon as

practicable and no later than ten (10) Business Days, in each case after the date on which Corp

Group Parent notifies Itaú Parent in writing of the exercise of the unconditional right to sell

pursuant to Section 6.2(d) or to buy pursuant to Section 6.2(e); provided that such closing shall be

delayed until ten (10) Business Days after the date that all necessary regulatory consents for such

purchase and sale have been obtained. The Shareholders shall use their reasonable best efforts to

obtain all necessary regulatory consents for any such purchase and sale in a prompt manner.

SECTION 6.3. Use of the Shareholders’ Brands.

(a) The Chilean Bank’s corporate name shall be “Itaú Corpbanca”.

(b) The Shareholders agree that for so long as Itaú Parent directly or indirectly

owns Bank Shares, subject to the corresponding license agreements, CorpBanca and its

Subsidiaries shall have a royalty-free, perpetual license to use the Itaú Brand, whether alone or in

conjunction with other trademarks. Subject to section 6.3(c) below, all advertising, promotional,

marketing, product literature, press releases, public filings or other consumer-facing materials

shall be determined by Itaú Parent in its sole discretion.

38 001363-0002-15204-Active 15075783 65

(c) The Shareholders shall cause CorpBanca and its Subsidiaries to exclusively use

the Itaú Brand and the Shareholders shall cause the names of the Subsidiaries to be changed to

reflect such Itaú Brand as directed by Itaú Parent.

SECTION 6.4. Preapproved Matters.

Corp Group Parent undertakes to consent to (including for purposes of Section 2.8)

and affirmatively vote its Bank Shares at any shareholders’ meeting in favor of the approval of (i)

a transaction between the Chilean Bank’s stock-broker (corredora) Subsidiary and MCC at such

time as MCC is wholly owned by an Affiliate of Itaú Parent, which transaction may be structured

as an acquisition of Equity Securities of MCC by the Chilean Bank (followed by a merger such

Subsidiary and MCC) and shall involve a valuation equal to the Fair Value thereof (“Preapproved

Matters”) and (ii) the implementation of Section 6.3.

SECTION 6.5. Strategic Transactions.

(a) Corp Group Parent and Itaú Parent intend to use the Chilean Bank and its

Subsidiaries as their exclusive vehicle to pursue business opportunities in the Banking Business in

Chile, Colombia, Peru and Central America. As a result, if either Corp Group Parent or Itaú

Parent, or any of its respective Affiliates, intends to pursue or develop any new business

opportunities in the Banking Business in Chile, Colombia, Peru and/or Central America (each, a

“New Business Opportunity”), individually or with third parties, Corp Group Parent and Itaú

Parent (as the case may be) shall or, if applicable, shall cause its Affiliate, to notify the other party

and shall provide the Chilean Bank with the exclusive right to pursue such New Business

Opportunity (through the Chilean Bank and its Subsidiaries) prior to presenting it to or pursuing it

individually or with third parties. If Corp Group Parent or Itaú Parent does not agree to the Chilean

Bank pursuing or continuing to pursue or consummating any particular New Business Opportunity

within thirty (30) days following receipt of such notice, the other party shall have the right to

pursue and implement such New Business Opportunity unilaterally and not through the Chilean

Bank.

(b) Corp Group Parent and Itaú Parent shall use their best efforts to avoid

dilution of their respective equity ownership in the Chilean Bank in connection with the

implementation of any New Business Opportunity. If Corp Group Parent agrees to the Chilean

Bank pursuing a New Business Opportunity that would require a capital increase and/or a change

in the dividend policy of the Chilean Bank, Itaú Parent shall provide Corp Group Parent with

long-term financing in an amount reasonably deemed necessary by Corp Group Parent to finance

its subscription of its pro rata share of all Bank Shares issued by the Chilean Bank in such capital

increase; provided that such financing will bear interest at a market rate and contain other terms,

including guarantees, that are commercially reasonable for comparable credits at such time. If

Corp Group Parent agrees to allow the Chilean Bank to pursue and implement such New Business

Opportunity but decides not to participate in the capital increase in connection therewith, Itaú

Parent will grant Corp Group Parent an unconditional additional call option with respect to the

number of Bank Shares or Company Shares (at the election of Corp Group Parent in its sole

discretion) that if purchased by Corp Group Parent at such time would restore its direct and

indirect ownership percentage of outstanding Bank Shares to its ownership percentage of

outstanding Bank Shares immediately prior to such capital increase, with such call option being

39 001363-0002-15204-Active 15075783 65

subject to the terms of Sections 5.1(b)-(e) (except that the strike price thereof shall be an amount

equal to the price per Share that Itaú Parent paid in the capital increase plus interest at the Chilean

Índice de Cámara Promedio plus a spread that is not to exceed the lowest spread then being

offered by the Chilean Bank to non-governmental borrowers in Chile).

SECTION 6.6. Itaú Parent’s Paraguay and Uruguay Operations. Corp Group

Parent and Itaú Parent shall (i) negotiate in good faith the inclusion of their respective businesses

in Paraguay and Uruguay as part of the business owned and operated by the Chilean Bank, (ii)

shall use their reasonable best efforts to agree on the valuation of such businesses in Paraguay and

Uruguay and (iii) if Corp Group Parent and Itaú Parent agree on the valuation of such businesses,

such businesses shall be transferred to, and owned and operated by, the Chilean Bank, it being

agreed that nothing in this Section 6.6 shall be construed to require Corp Group Parent or Itaú

Parent to agree to any transaction that Corp Group Parent or Itaú Parent, respectively, determine in

good faith would impair the consummation or anticipated benefits of the transactions

contemplated by this Agreement or impose an adverse effect on such party.

ARTICLE VII

MISCELLANEOUS

SECTION 7.1. Termination.

(a) This Agreement shall terminate:

(i) upon written agreement to that effect, signed by all parties hereto or all

parties then possessing any rights hereunder;

(ii) upon Company One, Itaú Parent and their Permitted Transferees

ceasing to own, directly or indirectly, any Bank Shares;

(iii) upon Company Two, Corp Group Parent and their Permitted

Transferees ceasing to own, directly or indirectly, at least 13% On An Adjusted Basis of

the outstanding Bank Shares (the “Termination Threshold”); provided that if the

Termination Threshold is adjusted in accordance with the definition of the term “On An

Adjusted Basis”, Itaú Parent and Corp Group Parent agree to execute an addendum to this

Agreement evidencing the amount of such adjustment and the Termination Threshold then

in effect; provided further that Sections 2.2 (other than 2.2(b)), 3.1, 3.2, 3.3, 3.4, 3.5, 3.6,

3.7, 3.8. 3.9, 3.10, 4.1, 5.1 and 6.1 shall survive any such termination and shall continue to

be in full force and effect until Company Two, Corp Group Parent and its Permitted

Transferees cease to own directly or indirectly at least 3.25% of the outstanding Bank

Shares; or

(iv) at the election of Corp Group Parent, upon Itaú Parent, Company One

and their Permitted Transferees and Newcos acquired by Itaú Parent ceasing to own more

than 50% plus one Company Share of Company One or ceasing to own more than

168,701,938,465 Bank Shares (which shall be adjusted from time to time for any

reorganizations, recapitalizations, reclassifications, stock dividends, stock splits and other

40 001363-0002-15204-Active 15075783 65

similar changes in capitalization); provided further that Sections 3.4, 3.5, 3.6, 3.8, 3.10, 4.1

and 5.1 shall survive any such termination and shall continue to be in full force and effect

until Company Two, Corp Group Parent and its Permitted Transferees cease to own

directly or indirectly at least 3.25% of the outstanding Bank Shares.

(b) Nothing herein shall relieve any party from any liability for the breach of any of

the agreements set forth in this Agreement.

SECTION 7.2. Minority Rights. In the event of a change in applicable Law

affecting the rights of the Shareholders under this Agreement, the Shareholders shall, to the extent

permitted by applicable Law, use their reasonable best efforts to maintain all rights and protections

granted to minority shareholders under this Agreement or under the applicable Law as of the date

hereof (including dividend rights and rights granted under the applicable public tender offers

regulations).

SECTION 7.3. Amendments and Waivers. Except as otherwise provided herein,

no modification, amendment or waiver of any provision of this Agreement shall be effective

without the consent of each and all Shareholders. The failure of any party to enforce any of the

provisions of this Agreement shall in no way be construed as a waiver of such provisions and shall

not affect the right of such party thereafter to enforce each and every provision of this Agreement

in accordance with its terms.

SECTION 7.4. Successors, Assigns and Transferees. This Agreement shall bind

and inure to the benefit of and be enforceable by the parties hereto and their respective successors

and permitted assigns. Shareholders may assign their respective rights and obligations hereunder

to any Transferees only to the extent expressly provided herein.

SECTION 7.5. Notices. All notices and other communications required or

permitted hereunder shall be in writing and shall be deemed effectively given: (a) upon personal

delivery to the party to be notified; (b) when sent by confirmed facsimile or email transmission if

sent during normal business hours of the recipient, if not, then on the next Business Day; provided

that a copy of such notice is also sent via internationally recognized overnight courier, specifying

next day delivery, with written verification of receipt; (c) five (5) days after having been sent by

registered or certified mail, return receipt requested, postage prepaid; or (d) one (1) Business Day

after deposit with an internationally recognized overnight courier, specifying next day delivery,

with written verification of receipt. All communications shall be sent to such party’s address as set

forth below or at such other address as the party shall have furnished to each other party in writing

in accordance with this provision:

Inversiones Corp Group Interhold

Ltda.:

Rosario Norte 660, Las Condes

Santiago, Chile

Fax Number: (56-2) 2660-6021

Attention: Alvaro Barriga O.

41 001363-0002-15204-Active 15075783 65

Copy to Counsel: Simpson Thacher & Bartlett LLP

425 Lexington Avenue

New York, NY 10017

Fax Number: (212) 455-2502

Attention: David L. Williams

Edward Chung

and

Claro & Cía.

Av. Apoquindo 3721, 14th Floor

Santiago, Chile 755 0177

Fax Number: (56-2) 2367 3003

Attention: José María Eyzaguirre B.

Felipe Larrain

Itaú Parent: Praça Alfredo Egydio de Souza Aranha, 100

Torre Olavo Setubal, PI

04344-902 – São Paulo – SP – Brasil

Fax Number: +55 11 5019-2302

Attention: Ricardo Villela Marino

42 001363-0002-15204-Active 15075783 65

Copy to Counsel (which shall not

constitute notice):

Praça Alfredo Egydio de Souza Aranha, 100

Torre Conceição, 12º andar

04344-902 – São Paulo – SP – Brasil

Fax Number: +5511 5019 1788

Attention: Álvaro F. Rizzi Rodrigues

Fax Number: +5511 5019-1114

Attention: Fernando Della Torre Chagas

and

Wachtell, Lipton, Rosen & Katz

51 West 52nd Street

New York, NY 10019

Fax Number: +1 (212) 403-2000

Attention: Richard K. Kim

Mark F. Veblen

and

Claro & Cía.

Av. Apoquindo 3721, 14th Floor

Santiago, Chile 755 0177

Fax Number: +(562) 2367 3003

Attention: Cristóbal Eyzaguirre

Luisa Núñez

[Itaú Unibanco Holding, S.A.]: [address]

Fax Number:

Attention:

43 001363-0002-15204-Active 15075783 65

Copy to Counsel: Praça Alfredo Egydio de Souza Aranha, 100

Torre Conceição, 12º andar

04344-902 – São Paulo – SP – Brasil

Fax Number: +5511 5019 1788

Attention: Álvaro F. Rizzi Rodrigues

Fax Number: +5511 5019-1114

Attention: Fernando Della Torre Chagas

and

Wachtell, Lipton, Rosen & Katz

51 West 52nd Street

New York, NY 10019

Fax Number: (212) 403-2000

Attention: Richard K. Kim

Mark F. Veblen

and

Claro & Cía.

Av. Apoquindo 3721, 14th Floor

Santiago, Chile 755 0177

Fax Number: (56-2) 2367 3003

Attention: Cristóbal Eyzaguirre

Luisa Núñez

SECTION 7.6. Further Assurances. At any time or from time to time after the

date hereof, the parties agree to cooperate with each other, and at the request of any other party, to

execute and deliver any further instruments or documents and to take all such further action as the

other party may reasonably request in order to evidence or effectuate the consummation of the

transactions contemplated hereby and to otherwise carry out the intent of the parties hereunder.

SECTION 7.7. Entire Agreement. Except as otherwise expressly set forth herein,

this Agreement embodies the complete agreement and understanding among the parties hereto

with respect to the subject matter hereof and supersedes and preempts any prior understandings,

agreements or representations by or among the parties, written or oral, that may have related to the

subject matter hereof in any way.

SECTION 7.8. Restrictions on Other Agreements. Following the date hereof, no

Shareholder or any of its, her or his Permitted Transferees shall enter into or agree to be bound by

any shareholder agreements or arrangements of any kind with any Person with respect to any

Company Shares or Bank Shares. Notwithstanding anything to the contrary set forth in this

Agreement, this Agreement shall not apply to or with respect to the Colombian Bank and its

Subsidiaries until such time as the CorpBanca Colombia Shareholders Agreement has been

terminated pursuant to Section 7.1 thereof).

44 001363-0002-15204-Active 15075783 65

SECTION 7.9. Delays or Omissions. It is agreed that no delay or omission to

exercise any right, power or remedy accruing to any party, upon any breach, default or

noncompliance by another party under this Agreement, shall impair any such right, power or

remedy, nor shall it be construed to be a waiver of any such breach, default or noncompliance, or

any acquiescence therein, or of or in any similar breach, default or noncompliance thereafter

occurring. It is further agreed that any waiver, permit, consent or approval of any kind or character

on the part of any party hereto of any breach, default or noncompliance under this Agreement or

any waiver on such party’s part of any provisions or conditions of this Agreement, must be in

writing and signed by the party granting the waiver and shall be effective only to the extent

specifically set forth in such writing. All remedies, either under this Agreement, by Law, or

otherwise afforded to any party, shall be cumulative and not alternative.

SECTION 7.10. Governing Law; Dispute Resolution; Waiver of Jury Trial.

(a) Governing Law. THIS AGREEMENT AND THE RIGHTS AND DUTIES

OF THE PARTIES HEREUNDER SHALL BE GOVERNED BY, AND CONSTRUED IN

ACCORDANCE WITH, THE LAWS OF NEW YORK WITHOUT REGARD TO ITS

CONFLICT OF LAW PRINCIPLES (EXCEPT FOR SUCH CORPORATE ACTIONS,

DECISIONS AND ACTIVITIES TO BE CONDUCTED AND ADOPTED BY THE

CORPORATE BODIES OF THE CHILEAN BANK OR ITS SUBSIDIARIES SHALL BE

GOVERNED BY THE MANDATORY RULES STATED FOR SUCH ACTIONS, DECISIONS

AND ACTIVITIES UNDER CHILEAN OR COLOMBIAN LAW, AS APPLICABLE).

(b) Dispute Resolution. Each of the parties irrevocably agrees that all disputes,

controversies or claims arising out of or in connection with this Agreement shall be finally settled

by international arbitration under the Rules of Arbitration of the International Chamber of

Commerce (the “ICC Rules”) by three (3) arbitrators. Within thirty (30) days of receiving notice

of any dispute, controversy or claim arising out of or in connection with this Agreement, each of

the parties irrevocably agrees that they shall in good faith attempt to agree on arbitrators who are

qualified in New York Law. In the event the parties cannot agree on arbitrators within such thirty

(30) day period, then the arbitrators shall be appointed in accordance with the ICC Rules. The

place of arbitration shall be New York, New York. The language of the arbitration shall be

English. The arbitral award will be final and binding on the parties, not subject to appeal, and

enforceable in accordance with its terms. The parties agree that by submitting the dispute,

controversy or claim to arbitration under the ICC Rules, the parties undertake to implement any

final award rendered by the arbitral tribunal without delay and that the prevailing party shall be

entitled to have the final award enforced in any applicable court. The arbitration costs will be

borne by the losing party (or parties) or such other party (or parties) as designated by the arbitrator

or arbitral panel (as applicable). In case it is necessary for one (1) or more parties to the dispute to

enforce the arbitral award through any type of court proceedings, the other party (or parties) to the

dispute will bear all reasonable costs, expenses and attorney fees including any extra court fees or

arbitration fees.

(c) EACH OF THE PARTIES HERETO HEREBY IRREVOCABLY WAIVES

TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW ANY RIGHT IT MAY

HAVE TO A TRIAL BY JURY WITH RESPECT TO ANY ACTION OR LIABILITY

DIRECTLY OR INDIRECTLY ARISING OUT OF, UNDER OR IN CONNECTION WITH

45 001363-0002-15204-Active 15075783 65

THIS AGREEMENT OR THE TRANSACTIONS CONTEMPLATED BY THIS

AGREEMENT. EACH OF THE PARTIES HERETO HEREBY (I) CERTIFIES THAT NO

REPRESENTATIVE OF ANY OTHER PARTY HAS REPRESENTED, EXPRESSLY OR

OTHERWISE, THAT SUCH OTHER PARTY WOULD NOT, IN THE EVENT OF ANY SUCH

ACTION OR LIABILITY, SEEK TO ENFORCE THE FOREGOING WAIVER; AND (II)

ACKNOWLEDGES THAT IT HAS BEEN INDUCED TO ENTER INTO THIS AGREEMENT

AND THE TRANSACTIONS CONTEMPLATED BY THIS AGREEMENT, AS APPLICABLE,

BY, AMONG OTHER THINGS, THE MUTUAL WAIVERS AND CERTIFICATIONS IN

THIS SECTION 7.10(c).

SECTION 7.11. Severability. Whenever possible, each provision of this

Agreement shall be interpreted in such manner as to be effective and valid under applicable Law,

but if any provision of this Agreement is held to be invalid, illegal or unenforceable in any respect

under any applicable Law or rule in any jurisdiction, such invalidity, illegality or unenforceability

shall not affect any other provision or any other jurisdiction, but this Agreement shall be reformed,

construed and enforced in such jurisdiction as if such invalid, illegal or unenforceable provision

had never been contained herein.

SECTION 7.12. Enforcement. Each party hereto acknowledges that money

damages would not be an adequate remedy in the event that any of the covenants or agreements in

this Agreement are not performed in accordance with its terms, and subject to Section 7.10(b)

above it is therefore agreed that in addition to and without limiting any other remedy or right it may

have, the non-breaching party will have the right to seek an injunction, temporary restraining order

or other equitable relief in any court of competent jurisdiction enjoining any such breach and

enforcing specifically the terms and provisions hereof.

SECTION 7.13. Titles and Subtitles. The titles of the sections and subsections of

this Agreement are for convenience of reference only and are not to be considered in construing

this Agreement.

SECTION 7.14. No Recourse. Notwithstanding anything that may be expressed

or implied in this Agreement, each Shareholder covenant, agree and acknowledge that no recourse

under this Agreement or any documents or instruments delivered in connection with this

Agreement shall be had against any current or future director, officer, employee, general or limited

partner or member of any Shareholder or of any Affiliate or assignee thereof, whether by the

enforcement of any assessment or by any legal or equitable proceeding, or by virtue of any statute,

regulation or other applicable Law, it being expressly agreed and acknowledged that no personal

liability whatsoever shall attach to, be imposed on or otherwise be incurred by any current or future

officer, agent or employee of any Shareholder or any current or future member of any Shareholder

or any current or future director, officer, employee, partner or member of any Shareholder or of

any Affiliate or assignee thereof, as such for any obligation of any Shareholder under this

Agreement or any documents or instruments delivered in connection with this Agreement for any

claim based on, in respect of or by reason of such obligations.

SECTION 7.15. Confidentiality.

46 001363-0002-15204-Active 15075783 65

(a) In performing their obligations under this Agreement, the parties hereto may

have access to and receive certain confidential information about or proprietary information of the

other parties hereto (“Confidential Information”). Except as otherwise expressly permitted by this

Section 7.15 or otherwise in this Agreement, any party hereto receiving Confidential Information

(a “Receiving Party”) shall maintain the confidentiality of such Confidential Information that is

disclosed to it by or on behalf of another party hereto (a “Disclosing Party”) and shall not, without

the prior written consent of the relevant Disclosing Party, disclose or permit any other Person

access to such Disclosing Party’s Confidential Information or use the Confidential Information

except as expressly provided in this Section 7.15 or otherwise in this Agreement. In connection

with actions taken by a Receiving Party in performing its obligations under this Agreement or

exercising any rights it may have under this Agreement, a Receiving Party may disclose to its

Representatives any Confidential Information that is reasonably necessary for such

Representatives to assist such Receiving Party in connection with this Agreement and related

matters. A Receiving Party shall be responsible for its Representatives maintaining the

confidentiality of the Confidential Information and any breaches of this Section 7.15 by its

Representatives.

(b) “Confidential Information” shall not include, and the provisions of this Section

7.15 shall not apply to, any information that: (i) at the time of disclosure is generally available to

the public (other than as a result of a disclosure directly or indirectly by a party hereto in violation

of this Section 7.15); (ii) is or becomes available to a party on a non-confidential basis from a

source other than a Disclosing Party; provided that, to such party’s knowledge, such source was

not prohibited from disclosing such information to such party by a legal, contractual or fiduciary

obligation of confidentiality or secrecy owed to a Disclosing Party; or (iii) a party can establish is

already in its possession; provided that such information is not subject to a legal, contractual or

fiduciary obligation of confidentiality or secrecy owed to a Disclosing Party.

SECTION 7.16. Public Announcements. None of the parties to this Agreement

shall make, or cause to be made, any press release or public announcement, or otherwise

communicate with any news media, in respect of this Agreement or the transactions contemplated

hereby unless otherwise mutually agreed by Itaú Parent and Corp Group Parent, unless such press

release or public announcement is otherwise required by applicable Law or the rules of any stock

exchange, in which case, the parties to this Agreement shall, to the extent practicable and legally

permissible, consult with each other as to the timing and contents of any such press release, public

announcement or communication.

SECTION 7.17. No Third-Party Beneficiaries. This Agreement shall be binding

upon and inure solely to the benefit of, and be enforceable by, only the parties hereto and their

respective successors and permitted assigns and nothing herein, express or implied, is intended to

or shall confer upon any other Person any right, benefit or remedy of any nature whatsoever,

including any rights of employment for any specified period, under or by reason of this

Agreement.

SECTION 7.18. Counterparts; Facsimile Signatures. This Agreement may be

executed in any number of counterparts, each of which shall be an original, but all of which

together shall constitute one instrument. This Agreement may be executed by facsimile

signature(s).

47 001363-0002-15204-Active 15075783 65

SECTION 7.19. Representations and Warranties of the Shareholders. Each

Shareholder, severally and not jointly, represents and warrants to the other Shareholders, as of the

date hereof or as of the date such Shareholder becomes a party hereto, that:

(a) Such Shareholder is an entity duly organized and validly existing under the

Laws of the jurisdiction of its organization.

(b) Such Shareholder has full power and authority to enter into, execute and deliver

this Agreement. The execution and delivery of this Agreement and the performance of the rights

and obligations hereunder have been duly and validly authorized by such Shareholder and no other

proceedings by or on behalf of such Shareholder will be necessary to authorize this Agreement or

the performance of the rights and obligations hereunder. This Agreement constitutes the valid and

binding obligations of such Shareholder enforceable against it in accordance with its terms, except

as the enforceability thereof may be limited by (i) bankruptcy, insolvency, reorganization or other

similar Laws affecting enforcement of creditors’ rights generally and (ii) subject to general

principles of equity.

(c) The execution, delivery and performance of this Agreement by such

Shareholder will not (i) violate (A) the Organizational Documents of such Shareholder or (B) any

Law, treaty, rule or regulation applicable to or binding upon such Shareholder or any of its

properties or assets or (ii) result in a breach of any contractual obligation to which such

Shareholder is a party or by which it or any of its properties or assets is bound, in the case of each

of clauses (i)(B) and (ii) in any respect that would reasonably be expected to have a material

adverse effect on the ability of such Shareholder to perform its obligations under this Agreement.

(d) In the case of Itaú Parent and Corp Group Parent, such Shareholder owns, as of

the date hereof, directly or indirectly, the shares of Company Stock of Company One and

Company Two, respectively, free and clear of all Encumbrances of any kind on the right to vote or

Transfer such shares and has the sole power, authority and legal capacity to vote and Transfer such

shares and in the case of Company One and Company Two, such Company owns, as of the date

hereof, the shares of the Chilean Bank referred to in the Recitals free and clear of all

Encumbrances of any kind on the right to vote or Transfer such shares and (together with Itaú

Parent and Corp Group Parent) has the sole power, authority and legal capacity to vote and

Transfer such shares (in each case other than Encumbrances in favor of the other Shareholder or its

Affiliates).

(e) Except for the representations and warranties contained in this Section 7.19, no

such Shareholder, nor any other Person or entity acting on behalf of such Shareholder, makes any

representation or warranty, express or implied to any other Shareholder.

[Rest of page intentionally left blank]

001363-0002-15204-Active 15075783 65

IN WITNESS WHEREOF, the parties hereto have executed this Shareholders

Agreement as of the date set forth in the first paragraph hereof.

ITAÚ UNIBANCO HOLDING, S.A.

By:

Name:

Title:

[ITAÚ HOLDING COMPANY]

By:

Name:

Title:

CORP GROUP HOLDING INVERSIONES

LIMITADA

By:

Name:

Title:

INVERSIONES CORP GROUP INTERHOLD

LIMITADA

By:

Name:

Title:

CORP GROUP BANKING S.A.

By:

Name:

Title:

001363-0002-15204-Active 15075783 65

INVERSIONES GASA LIMITADA

By:

Name:

Title:

COMPANIA INMOBILIARIA Y DE

INVERSIONES SAGA LIMITADA

By:

Name:

Title:

001363-0002-15204-Active 15075783 65

Exhibit A

Pledge Agreements

1

REPERTORIO N°

PRENDA SIN DESPLAZAMIENTO SOBRE ACCIONES

INVERSIONES CORP GROUP INTERHOLD LIMITADA

A

ITAÚ UNIBANCO HOLDING, S.A.

EN SANTIAGO, REPÚBLICA DE CHILE, a [●], ante mí, [●],

comparecen:

don [●], [nacionalidad], [estado civil], [profesión],

cédula nacional de identidad número [●], en nombre y

representación, según se acreditará, de INVERSIONES CORP

GROUP INTERHOLD LIMITADA, rol único tributario número [●],

en adelante también, el “Constituyente”, [●], ambos

domiciliados para estos efectos en [●];

don [●], [nacionalidad], [estado civil], [profesión],

cédula nacional de identidad número [●], en nombre y

representación, según se acreditará, de INVERSIONES GASA

LIMITADA, rol único tributario número [●], [●], ambos

domiciliados para estos efectos en [●];

2

don [●], [nacionalidad], [estado civil], [profesión],

cédula nacional de identidad número [●], en nombre y

representación, según se acreditará, de CORP GROUP HOLDING

INVERSIONES LIMITADA, rol único tributario número [●], ,

[●], ambos domiciliados para estos efectos en [●];

don [●], [nacionalidad], [estado civil], [profesión],

cédula nacional de identidad número [●], en nombre y

representación, según se acreditará, de ITAÚ UNIBANCO

HOLDING, S.A., rol único tributario número [●], en adelante

también, el “Acreedor”, [●], ambos domiciliados para estos

efectos en [●]; y

don [●], [nacionalidad], [estado civil], [profesión],

cédula nacional de identidad número [●], en nombre y

representación, según se acreditará, de CORP GROUP BANKING

S.A., rol único tributario número [●], en adelante también,

la “Sociedad”;

En adelante, INVERSIONES GASA LIMITADA, CORP GROUP HOLDING

INVERSIONES LIMITADA, CORP GROUP BANKING S.A. y INVERSIONES

CORP GROUP INTERHOLD LIMITADA, el “Deudor”

3

Los comparecientes mayores de edad, quienes me acreditaron

su identidad con las cédulas antes citadas y exponen:

CLÁUSULA PRIMERA. ANTECEDENTES. Uno. Uno. Pacto de

accionistas. Por instrumento privado de fecha [●], regido

por las leyes de Estado de Nueva York, Estados Unidos de

América, el Acreedor, el Constituyente y otras partes,

suscribieron un contrato en idioma inglés denominado

Shareholders Agreement, en adelante el “Pacto de

Accionistas”. Dicho contrato establece los derechos y

obligaciones de las partes, y la forma como éstas han de

ejercer sus derechos en [Corpbanca]. Entre otras materias,

el Pacto de Accionistas establece normas y obligaciones

relativas a las decisiones en las juntas de accionistas, la

administración, declaraciones y garantías efectuadas por

los accionistas directos e indirectos, que lo suscriben,

normas relativas a la cesión o transferencia de las

acciones de [Corpbanca], normas de resolución de

conflictos, causales de terminación, y otras disposiciones

de carácter misceláneo. Uno. Dos. Obligaciones

Garantizadas. Cada una de las obligaciones de dar, hacer o

no hacer del Deudor en favor del Acreedor contenidas en o

derivadas del Pacto de Accionistas o de cualquier otro

instrumento que el Deudor hubiere aceptado, o pudiere

4

suscribir o aceptar en el futuro para documentar tales

obligaciones, y todas y cualesquiera obligaciones que el

Deudor pueda adeudar o contraer en el futuro a favor del

Acreedor con motivo del otorgamiento de los documentos que

deba suscribir al amparo del Pacto de Accionistas, se

denominarán en adelante, conjuntamente, las “Obligaciones

Garantizadas”. Se consideran además obligaciones

garantizadas la obligación de suscribir cualquier documento

o contrato, la obligación de ejecutar cualquier acto con

motivo u ocasión del Pacto de Accionistas y la obligación

de pagar cualquier multa de acuerdo al Pacto de Accionistas

y sus modificaciones, anexos o documentos complementarios.

Es también Obligación Garantizada, la obligación de pagar

al Acreedor cualquier indemnización y compensación a la que

tenga derecho con motivo del Pacto de Accionistas[,

incluyendo pero no limitado a la, la obligación de pagar

una multa por US$_________________]. La descripción de las

Obligaciones Garantizadas contenida en esta Cláusula

Primera es a título referencial solamente, sólo para hacer

constar en general su tenor, dejándose constancia, para

todos los efectos legales y contractuales a que haya lugar,

de que en todo caso, los términos y condiciones precisos de

las Obligaciones Garantizadas que en general se hacen

constar en el presente instrumento son los que se contienen

5

en el Pacto de Accionistas. Se deja constancia que para dar

cumplimiento a lo dispuesto en el Artículo Tercero numeral

dos del Artículo Décimo Cuarto de la Ley de Prenda sin

Desplazamiento, la presente prenda sin desplazamiento se

constituye con cláusula de garantía general respecto de

todas las obligaciones que emanen del Pacto de Accionistas

para el Deudor.

CLÁUSULA SEGUNDA. ANTECEDENTES SOBRE ACCIONES.- El

Constituyente es dueño exclusivo e incondicional de [●]

acciones en la Sociedad, todas ellas íntegramente pagadas e

inscritas a su nombre en el Registro de Accionistas de la

Sociedad /las “Acciones”/. Dichas acciones representan el

cien por ciento de las acciones del Constituyente en la

Sociedad. Dos. Dos. Por escritura pública de fecha [●],

otorgada en la Notaría [●], el Constituyente otorgó prenda

de valores mobiliarios en favor de los bancos de primer

grado, sobre [●] de las acciones indicadas en Dos.Uno

precedente a favor de Banco Itaú BBA, Nassau Branch, con el

objeto de garantizar las obligaciones de pago del crédito

otorgado por escritura pública de fecha [●], ascendentes a

la cantidad de [●].

6

CLÁUSULA TERCERA. CONSTITUCIÓN DE PRENDA SOBRE ACCIONES.

Tres. Uno. Por el presente instrumento, el Constituyente

constituye prenda sin desplazamiento sobre las Acciones, de

conformidad con el artículo primero y quinto del artículo

décimo cuarto de la Ley veinte mil ciento noventa /en

adelante, la “Ley de Prenda sin Desplazamiento”/, el

Reglamento del Registro de Prendas sin Desplazamiento,

contenido en el Decreto Supremo número setecientos

veintidós, conjunto del Ministerio de Justicia y del

Ministerio de Hacienda, publicado en el Diario Oficial de

veintitrés de octubre de dos mil diez /el “Reglamento de

Prenda sin Desplazamiento”/, en favor del Acreedor, a fin

de garantizar el cumplimiento íntegro, oportuno y efectivo

de todas y cada una de las Obligaciones Garantizadas y por

todo el tiempo que se mantengan vigentes las obligaciones

del Pacto de Accionistas. La prenda también se extiende

asimismo sobre todas las acciones que emita la Sociedad y

que sean suscritas por el Constituyente a futuro, de

conformidad a como se indica en la cláusula Nueve.Uno

siguiente /las “Acciones Futuras”/. - Tres. Dos. La prenda

constituida por el presente instrumento garantiza,

asimismo, el reembolso de las costas y gastos de cobranza,

judiciales o extrajudiciales, incluidos honorarios

razonables de abogados, si existieren, en que se incurra

7

con ocasión de gestiones o demandas de cobro o ejecución de

esta prenda; y se extiende además a toda obligación que

contraiga el Deudor en instrumentos que pueda otorgar o

aceptar en el futuro, en sustitución o reemplazo, o bien,

en forma adicional a aquellos instrumentos que hayan sido

suscritos y entregados al Acreedor, o a quienes lo sucedan

o reemplacen, respecto de cualesquiera documentos o

instrumentos donde consten las Obligaciones Garantizadas.-

Tres. Tres. Todas las cantidades que se obtengan judicial o

extrajudicialmente en abono o pago de las Obligaciones

Garantizadas, lo serán por cuenta del Acreedor en cuyo

favor se establece esta prenda y, deducidos los gastos y

costos de cobranza, se le pagarán, de conformidad con lo

dispuesto en el Pacto de Accionistas y este instrumento.

Sujeto a lo dispuesto en la cláusula vigésimo tercera de

este instrumento, se conviene expresamente que la prenda

constituida en virtud de este instrumento es indivisible,

por lo que no podrá reclamarse su alzamiento o liberación

mientras no se haya extinguido la totalidad de las

Obligaciones Garantizadas.- Tres. Cuatro. Para los efectos

de lo dispuesto en el artículo cuarto del Reglamento de

Prenda sin Desplazamiento, las partes dejan constancia que

el valor mínimo de las referidas obligaciones de hacer y de

no hacer es de [$__________]. Tres. Cinco. Se deja

8

constancia que toda obligación cuyo pago se haya convenido

en moneda extranjera con motivo del Pacto de Accionistas,

se entenderá extinguida sólo hasta por el monto por el que

el Acreedor haya recibido dicha moneda en divisas de libre

convertibilidad y disponibilidad o, si el pago se efectuare

en otra moneda, sólo hasta por el monto con el que con

dicha moneda pueda adquirir la moneda extranjera con la que

haya debido hacérsele el pago en virtud de la convención o

la ley, el día hábil siguiente a aquél en que el Acreedor

reciba los dineros en cuestión.- Tres. Seis. El Acreedor

acepta la prenda sin desplazamiento constituida sobre las

Acciones y sobre las Acciones Futuras de que da cuenta esta

escritura.

CLÁUSULA CUARTA. DECLARACIONES DEL CONSTITUYENTE.- El

Constituyente declara en beneficio del Acreedor, que: /Uno/

Se encuentra debidamente facultado para hacer las

declaraciones que esta escritura contiene y para otorgar el

presente contrato, que esta escritura ha sido debidamente

suscrita y que de ella emanan obligaciones legales, válidas

y exigibles en su contra; /Dos/ Las Acciones del

Constituyente son de su exclusivo dominio, y que, salvo por

lo señalado o reconocido en el Pacto de Accionistas o en

este instrumento, no están afectas a gravámenes, cargas,

9

litigios, prohibiciones de gravar y enajenar u otras

restricciones, embargos, medidas prejudiciales o

precautorias, acciones resolutorias y derechos preferentes

de terceros, y que no están sujetas a otros impedimentos

que afecten su libre disposición o la constitución de la

prenda y prohibiciones que da cuenta el presente

instrumento y que no tienen restricciones legales de

naturaleza alguna que le impidan celebrar el presente

instrumento; y que no se encuentran afectas a opciones,

promesas de venta, ventas condicionales o a plazo ni a

ningún otro acto o contrato que tienda o que tenga por

objeto transferir el dominio de las Acciones o darlas en

garantía de otras obligaciones, y que no existe impedimento

alguno que pueda afectar su libre disposición o la

constitución de esta prenda; y /Tres/ La celebración,

cumplimiento y ejecución de esta prenda no vulnera ningún

contrato ni acuerdo celebrado por el Constituyente, ni

ninguna ley, decreto, reglamento o norma reglamentaria o

administrativa que le sea aplicable; y que no se requiere

de ninguna autorización, aprobación o notificación

gubernamental ni de terceros para su celebración, pleno

cumplimiento y ejecución.-

10

CLÁUSULA QUINTA. PROHIBICIONES.- El Constituyente, por este

acto se obliga, salvo por lo dispuesto en el Pacto de

Accionistas y en la cláusula vigésimo tercera de este

instrumento, a no enajenar ni gravar, y a no celebrar acto

o contrato alguno, respecto de todo o parte de las

Acciones, sin la autorización previa y escrita del

Acreedor, mientras permanezca vigente la prenda de que da

cuenta este instrumento. Las partes comparecientes declaran

que por “gravamen” se entenderá cualquier caución o

garantía real o cualquier carga, gravamen, prohibición,

derecho en favor de terceros, embargo, impedimento o

restricción que pudiere afectar o embarazar el libre uso,

goce o disposición de las Acciones.-

CLÁUSULA SEXTA. Seis.Uno INSCRIPCIÓN Y ANOTACIÓN. Uno/ La

prenda que por este instrumento se otorga deberá ser

registrada, a costa del Constituyente, en el Registro de

Prendas sin Desplazamiento, de acuerdo a lo establecido en

el artículo veinticuatro del artículo décimo cuarto de la

Ley de Prenda sin Desplazamiento. Dos/ El Constituyente

estará obligado a llevar a cabo y suscribir una escritura

de declaración y todos aquellos actos o contratos, sea por

instrumento público o privado, destinados a individualizar

las Acciones Futuras que por este acto se prendan una vez

11

que ellas lleguen a existir, dentro de los diez días

hábiles siguientes al término de cada mes calendario en que

el Constituyente haya adquirido las Acciones Futuras.

Seis.Dos. NOTIFICACIÓN EN EL REGISTRO DE ACCIONISTAS.- La

prenda y prohibición contenidas en el presente instrumento

serán notificadas, registradas e inscritas en el Registro

de Accionistas de la Sociedad, por un Notario Público,

conforme al Artículo veintitrés de la Ley sobre Sociedades

Anónimas.-

CLÁUSULA SÉPTIMA. DERECHOS, BENEFICIOS Y PRIVILEGIOS DEL

ACREEDOR.- Siete. Uno.- En tanto no ocurra una Causal de

Incumplimiento Relevante /según se define más adelante/

bajo el Pacto de Accionistas, el Constituyente conservará

el pleno ejercicio de los derechos que como legítimo

titular de las Acciones prendadas le correspondan,

incluidos el ejercicio del derecho a participar en las

juntas de accionistas con derecho a voz y a voto, el

derecho de cobrar y percibir dividendos o disminuciones de

capital de la Sociedad y el ejercicio de aquellos otros

derechos económicos y políticos que pudieren

corresponderles. Con todo, y sin perjuicio de lo anterior,

el ejercicio de los derechos que correspondan al

Constituyente como legítimo titular de las Acciones

12

prendadas se efectuará de una manera consistente con lo

establecido en el Pacto de Accionistas. El Constituyente

podrá participar en las juntas de accionistas de la

Sociedad, y en general pronunciarse sobre las materias en

que se requiera su participación, y en general podrá

ejercer todos los demás derechos que como accionista le

corresponde en la Sociedad, sin más limitaciones que lo

indicado precedentemente. Sin embargo, en el evento que

ocurra y mientras continúe una causal de incumplimiento

relevante bajo el Pacto de Accionistas /en adelante una

“Causal de Incumplimiento Relevante”, que tendrá el

significado dado a “Material Breach” según este término se

define en el Pacto de Accionista/, el Acreedor ejercerá la

totalidad los derechos políticos /derecho de voz y voto/

que como accionista de la Sociedad, y de no existir la

prenda objeto de esta escritura, le corresponderían al

Constituyente en la misma. Sin perjuicio de ello, las

partes acuerdan que no se incluirán en los derechos

políticos que el Acreedor ejercerá en caso de existir una

Causal de Incumplimiento Relevante, al derecho a participar

con voz y voto, exclusivamente en la materia de

distribución de dividendos o disminución de capital a

aprobarse en una junta de accionistas de la Sociedad

/respecto de dicha materia específica podrá ejercer derecho

13

de voz y voto el Constituyente, y mantendrá inalterado su

derecho a cobrar y percibir eventuales dividendos o

eventuales repartos provenientes de disminuciones de

capital/. Para que el Acreedor pase a ejercer los derechos

políticos antes indicados, en el evento de una Causal de

Incumplimiento Relevante, será necesaria la notificación

previa y por escrito a la Sociedad, efectuada por medio de

Notario Público /en adelante, la “Notificación”/, de la

cual deberá enviarse copia al Constituyente. Con el sólo

mérito de la Notificación y sin que deba acreditar a

persona alguna el incumplimiento de que se trate, el

Acreedor pasará a ejercer todos los derechos políticos que

el Constituyente tendría de otra forma como legítimo

titular de las Acciones prendadas de su propiedad en la

Sociedad de acuerdo a como ya se ha indicado, debiendo en

tal caso corregir y/o poner término a la acción u omisión

que da origen a la Causal de Incumplimiento Relevante. En

este caso, y salvo por la excepción antes señalada referida

a la distribución de dividendos y disminución de capital,

el Constituyente deberá abstenerse de ejercer dichos

derechos de voz y voto, los cuales pasarán de pleno derecho

a ser ejercidos única y exclusivamente por el Acreedor

mientras se mantenga la Causal de Incumplimiento Relevante,

para cuyos efectos, el Constituyente faculta al Acreedor,

14

en forma irrevocable, por cuenta de quien acepta su

mandatario individualizado en la comparecencia, para que

ejerza el derecho a voz y voto que corresponde a las

Acciones prendadas en los términos antes indicados. El

Constituyente declara expresamente que el mandato de que da

cuenta esta cláusula tiene el carácter de irrevocable, en

los términos a que se refiere el Artículo doscientos

cuarenta y uno del Código de Comercio, por cuanto su

ejecución interesa al Acreedor. Para evitar dudas, una vez

que la Causal de Incumplimiento Relevante haya cesado,

todos los derechos volverán de pleno derecho a ser

ejercidos única y exclusivamente por el Constituyente, lo

cual deberá ser notificado por el Acreedor a la Sociedad de

la manera ya señalada, con copia al Constituyente.- Siete.

Dos.- Sujeto a los términos y condiciones del Pacto de

Accionistas y a lo establecido en las demás cláusulas de

este contrato /y, en particular, sin afectar el derecho del

Constituyente a aprobar, cobrar y percibir dividendos y

disminuciones de capital, y a ejercer, enajenar o dejar

vencer a su arbitrio derechos de opción preferente de

suscripción de aumentos de capital/, la prenda, restricción

y prohibición constituidas en virtud del presente contrato

incluyen y se extienden de pleno derecho a todos los

aumentos de valor de las Acciones y uno de los derechos

15

patrimoniales que confieran a sus titulares y comprenden

desde luego todos los frutos y beneficios que ellas puedan

generar o producir, incluyendo, dividendos y ganancias,

acciones liberadas de pago, derechos preferentes u opciones

de cualquier naturaleza, de acuerdo a como se indica más

adelante. Sujeto a lo previsto al comienzo de esta

cláusula, el Constituyente se obliga también a exigir la

emisión de todo nuevo título relacionado con nuevas

acciones que emita la Sociedad y a las que tenga derecho

mientras se mantenga vigente la prenda objeto del presente

contrato; y, a mayor abundamiento, por el presente

instrumento, el Constituyente faculta al Acreedor, para que

éste en su nombre y representación pueda exigir a la

Sociedad la emisión del título respectivo. El Constituyente

declara expresamente que el mandato de que da cuenta esta

cláusula tiene el carácter de irrevocable, en los términos

a que se refiere el Artículo doscientos cuarenta y uno del

Código de Comercio, por cuanto su ejecución interesa al

Acreedor.- Siete. Tres. El Acreedor gozará respecto del

Constituyente y de terceros, de los beneficios, privilegios

y preferencias que otorga la ley a los acreedores

prendarios.-

16

CLÁUSULA OCTAVA. ACEPTACIÓN DEL CONSTITUYENTE Y

EXIGIBILIDAD ANTICIPADA ADICIONAL.- .- Por este acto, el

Constituyente acepta y conviene en beneficio del Acreedor,

que el incumplimiento de las Obligaciones Garantizadas, por

el Constituyente o por el Deudor, puede producir a su

respecto la exigibilidad y ejecución inmediata de esta

prenda, como también de todo interés y gasto a que ella

diere lugar, pudiendo seguirse en su contra todas y cada

una de las acciones de cobro y/o de cualquier naturaleza

derivadas de esta prenda.-

CLÁUSULA NOVENA. OBLIGACIONES ADICIONALES DEL

CONSTITUYENTE.- Nueve. Uno.- Ampliación a Acciones

Futuras.- De conformidad a lo indicado en la Cláusula Tres.

Uno. precedente, pero sujeto a los términos y condiciones

del Pacto de Accionistas y a lo establecido en las demás

cláusulas de este contrato, el Constituyente se obliga a

mantener en todo tiempo y/o a constituir prenda sobre el

cien por ciento de sus acciones /ahora o en el futuro/ en

la Sociedad, las cuales deberán corresponder siempre a

prendas de primer grado, salvo en cuanto las nuevas

acciones sobre las que se constituya prenda y prohibición

de gravar y enajenar de acuerdo a lo ya estipulado, ya se

hubieren entregado en prenda de primer grado a Itaú BBA,

17

Nassau Branch u otra sociedad que sea persona relacionada

al Acreedor, en cuyo caso la prenda a otorgar,

corresponderá a una prenda de segundo grado. De acuerdo a

lo anterior para cumplir con la obligación aquí indicada,

pero sujeto a los términos y condiciones del Pacto de

Accionistas y a lo establecido en las demás cláusulas de

este contrato, el Constituyente se obliga desde ya a

ampliar la prenda sobre Acciones y las prohibiciones y las

restricciones constituidas en virtud del presente contrato,

a cualesquiera otras acciones de pago de la Sociedad o

valores que confieran derechos futuros sobre las acciones

de la Sociedad que adquiera en el futuro a cualquier

título. Para estos efectos, suscribirá sucesivamente

respecto de cada acción que adquiera en el futuro, y a

medida que las adquiera, dentro del plazo no extintivo de

treinta días corridos, contado desde la fecha en que se

practique a su nombre la inscripción de las acciones en el

Registro de Accionistas de la Sociedad, una nueva escritura

pública de prendas y prohibiciones, en los mismos términos

del presente instrumento. El Constituyente deberá además

comunicar periódicamente y por escrito al Acreedor, la

adquisición de cualquier acción de la Sociedad y a la cual

no se extiendan naturalmente la prenda sobre acciones ya

constituidas, dentro del plazo de treinta días corridos

18

contados desde la fecha de inscripción de las acciones en

el Registro de Accionistas de la Sociedad.- Nueve. Dos.

Mandato Especial Irrevocable.- No obstante la obligación

que el Constituyente asume expresamente en la Sección

Nueve. Uno anterior, de concurrir a suscribir oportunamente

las correspondientes prendas y prohibiciones, otorga

mandato especial e irrevocable al Acreedor, tan amplio como

en derecho sea necesario, para quien acepta su

representante individualizado en la comparecencia de este

instrumento, para que éste, actuando en su nombre y

representación e inmediatamente después de la fecha en que

tales acciones o valores se emitan o adquieran, según sea

el caso, y a su discreción exclusiva, otorgue y firme todas

y cada una de las correspondientes prendas y prohibiciones,

en nombre y representación del Constituyente, en los mismos

términos y condiciones, mutatis mutandis, a los del

presente contrato, y para que requiera la inscripción de

las mismas en el Registro de Prendas Sin Desplazamiento y

Registro de Accionistas de la Sociedad. En el ejercicio de

este mandato, y de conformidad con lo anterior, el Acreedor

tendrá amplias facultades para llevar a cabo todo cuanto

sea necesario para el debido cumplimiento de su cometido,

con expresa facultad para autocontratar en su otorgamiento.

En virtud de este mandato irrevocable, el Acreedor podrá

19

también en los contratos que celebren, conferir mandato

especial a una o más personas, para que, actuando una

cualquiera de ellas, ejerza, con amplias facultades,

judicial o extrajudicialmente, los derechos que al

Constituyente o a sus sucesores o cesionarios les

correspondan en virtud de los referidos contratos de

garantía. Este mandato especial e irrevocable no podrá ser

invocado por el Constituyente como causal de justificación

del incumplimiento de las obligaciones que para ellos

emanan del presente contrato. El Constituyente declara

expresamente que el mandato de que da cuenta esta cláusula

tiene el carácter de irrevocable, en los términos a que se

refiere el Artículo doscientos cuarenta y uno del Código de

Comercio, por cuanto su ejecución interesa al Acreedor.-

Nueve. Tres. División, Fusión y Absorción.- En este acto,

el Constituyente, se obliga a que cualquier acuerdo de

división o fusión de la Sociedad, así como la absorción de

ésta por parte de terceros, o su transformación, deberá

hacerse en los términos y condiciones establecidos en el

Pacto de Accionistas. En todo caso, las prendas,

restricciones y prohibiciones constituidas en virtud del

presente contrato se extenderán a todas las acciones de las

nuevas sociedades que se formen en virtud de la división,

fusión o transformación o que subsistan luego de ella, que

20

correspondan o corresponderían al Constituyente como

propietario de las Acciones afectas a la prenda,

restricciones y prohibiciones constituidas en virtud del

presente contrato y de todas aquellas nuevas acciones a las

cuales estas prendas, restricciones y prohibiciones se

hacen extensivas de acuerdo a lo señalado en las cláusulas

anteriores. Queda autorizado el Acreedor, y en forma

exclusiva, para requerir la inscripción de estas prendas y

prohibiciones en el Registro de Prendas sin Desplazamiento

y en los correspondientes registros de accionistas,

renunciando en consecuencia el Constituyente a realizar

dichas gestiones.-

CLÁUSULA DÉCIMA. AUMENTOS DE LAS ACCIONES.- En el caso de

emisión de nuevas acciones liberadas de pago, se entenderán

afectos los nuevos títulos que se emitan a la prenda que en

el presente instrumento se constituye, debiendo anotarse la

prenda de estos nuevos títulos en el Registro de Prendas

sin Desplazamiento y en el Registro de Accionistas de la

Sociedad, a sola petición del Notario que lo solicite en

nombre del Acreedor.-

CLÁUSULA UNDÉCIMA. MANTENCIÓN DEL DOMINIO.- El

Constituyente llevará a cabo, asimismo, a su costo

21

exclusivo, todas las acciones judiciales y extrajudiciales

que sean necesarias para mantener el dominio y la libre

disposición de las Acciones y para defenderlas de acciones

de terceros. Lo anterior no afectará el derecho del

Constituyente de enajenar las Acciones de que da cuenta la

cláusula vigésimo tercera de este instrumento.-

CLÁUSULA DUODÉCIMA. TÍTULO SUFICIENTE.- El Constituyente

declara en favor del Acreedor, que esta escritura, en copia

fiel y autorizada, constituye buen y suficiente título para

iniciar todas las acciones que en derecho procedan en

relación con la garantía que en este instrumento se

constituye. Lo dispuesto en este instrumento no se

considerará bajo ninguna circunstancia como limitación de

los derechos del Acreedor en virtud de la ley, ni como una

modificación, sustitución o limitación de los derechos

otorgados a él en virtud del Pacto de Accionistas.

Asimismo, se deja expresa constancia que la prenda y

prohibiciones constituidas por esta escritura, son sin

perjuicio de cualesquiera otra garantía real y prohibición

que se hubiere constituido por el Constituyente y/o

terceros, para caucionar las Obligaciones Garantizadas.-

22

CLÁUSULA DÉCIMO TERCERA. MANDATO ESPECIAL.- Trece. Uno. Sin

perjuicio de cualquiera designación de mandatarios para

recibir notificaciones judiciales que se hayan hecho o que

se hagan en el futuro, adicionalmente el Constituyente

confiere poder especial irrevocable al señor [●],

domiciliado en [●], para que pueda recibir, por y en

representación del Constituyente, notificaciones y

requerimientos judiciales o extrajudiciales, en cualquier

gestión, procedimiento o juicio, cualquiera que fuese el

procedimiento aplicable o el tribunal o autoridad que

tuviere encomendado su conocimiento y que diga relación con

la garantía que por este instrumento se constituye. En el

ejercicio del poder irrevocable que por este acto se

otorga, el mandatario tendrá, en el orden judicial, las

facultades de recibir notificaciones, contestar demandas y

actuar con las atribuciones señaladas en el primer inciso

del Artículo séptimo del Código de Procedimiento Civil de

la República de Chile. Para todos los efectos del presente

contrato y salvo en cuanto el Constituyente comunique un

nuevo domicilio por escrito al Acreedor con quince días de

anticipación, se entenderá efectuada la Notificación una

vez entregada ésta a cualquier persona en el domicilio acá

señalado.- Trece. Dos. Presente en este acto [●], mayor de

edad, quien acredita su identidad con la cédula mencionada

23

y expone, que acepta el poder especial irrevocable que se

otorga en esta cláusula y se obligan a no renunciar al

mismo sin el consentimiento escrito del Acreedor, caso en

el cual el Constituyente deberá, en forma previa, designar

nuevo mandatario judicial con las mismas facultades y en

los mismos términos de esta cláusula, nuevo mandatario que

deberá comparecer y aceptar el mandato otorgado en el mismo

instrumento de renuncia, ser una persona natural residente

permanente en Chile y ser aprobado previamente por el

Acreedor.- Trece. Tres. Asimismo, el Constituyente se

obliga a mantener en todo momento un apoderado con las

mismas facultades y en los mismos términos de esta cláusula

en caso que el mandato irrevocable otorgado en esta

cláusula terminare por fallecimiento o incapacidad de

cualquiera de los apoderados. El poder otorgado por este

acto por el Constituyente no revoca ningún poder otorgado

con anterioridad a esta fecha y, en el evento de otorgar

otro poder en el futuro, no se entenderá por ese hecho

revocado el poder otorgado en el presente instrumento.-

CLÁUSULA DÉCIMO CUARTA. ACEPTACIÓN DE LA SOCIEDAD.-

Presente en este acto, [●], en representación de la

Sociedad, se notifica y toma debido conocimiento de la

24

prenda y las restricciones y prohibiciones constituidas en

virtud de este instrumento.-

CLÁUSULA DÉCIMO QUINTA. DECLARACIÓN DEL CONSTITUYENTE.- El

Constituyente declara que la garantía de que da cuenta este

instrumento ha sido constituida en beneficio exclusivo del

Acreedor, y que en consecuencia, permanecerá vigente sin

importar y sin verse afectada por los acuerdos, actos y

contratos que existan o puedan existir entre el Deudor y

terceros.

CLÁUSULA DÉCIMO SEXTA. IMPUESTOS Y GASTOS.- Dieciséis.

Uno.- El Constituyente declara que los actos y contratos

contenidos en este instrumento, como asimismo el ejercicio

de los derechos que puedan derivar de los mismos, no han

estado ni están sujetos a impuestos u otros cargos

similares y que, en consecuencia, el Acreedor puede

libremente ejercer tales derechos.- Dieciséis. Dos.- Será

de cargo exclusivo del Constituyente el pago de los

impuestos y gastos derivados de este contrato, en

particular los derechos y gastos de escrituras públicas e

inscripción de prendas y prohibiciones, como asimismo todos

los demás gastos que irroguen los instrumentos y

actuaciones posteriores derivados de este contrato.-

25

CLÁUSULA DÉCIMO SÉPTIMA. RENUNCIA DE DERECHOS. NO

LIMITACIÓN.- Diecisiete. Uno. Ningún derecho, declaración o

beneficio se entenderá renunciado por cualquiera de las

partes salvo que dicha renuncia conste por escrito y sea

firmada por la parte renunciante.- Diecisiete. Dos. La

prenda sobre Acciones y las prohibiciones de que da cuenta

esta escritura no se considerarán bajo ninguna

circunstancia como una modificación, sustitución o

limitación de los derechos otorgados al Acreedor en virtud

del Pacto de Accionistas y/o de los demás contratos de

garantías o cauciones que se otorguen en el futuro de

acuerdo al mismo.-

CLÁUSULA DÉCIMO OCTAVA. NULIDAD O INEFICACIA.- La

declaración de nulidad o ineficacia de cualquier

estipulación contenida en este contrato hará que dicha

estipulación se tenga por no escrita o sea ineficaz, pero

la nulidad o ineficacia de dicha estipulación, en la medida

permitida por la Ley no afectará la validez y eficacia de

las restantes estipulaciones del presente contrato. Con

todo, las partes convienen en reemplazar la disposición

nula o ineficaz por otra disposición que sea válida y

oponible que logre, en la medida de lo posible, los mismos

26

o similares efectos económicos, comerciales u otros que

perseguía la disposición declarada nula o ineficaz.-

CLÁUSULA DÉCIMO NOVENA. SUCESORES Y CESIONARIOS.- La Prenda

sobre Acciones y prohibiciones que se constituyen en virtud

del presente instrumento beneficiarán a, y los derechos que

otorga podrán ser ejercidos directamente por el Acreedor, o

por quienes revistan la calidad de sucesores o cesionarios

de éste, según sea permitido conforme al Pacto de

Accionistas, y quienes se subroguen legal o

convencionalmente en sus derechos. Tales sucesores o

cesionarios, y quienes se subroguen legal o

convencionalmente en los derechos, tendrán en contra del

Constituyente los mismos derechos y beneficios que esta

escritura otorga al Acreedor, considerándose como tales

para todos los efectos legales y contractuales a que haya

lugar.-

CLÁUSULA VIGÉSIMA. DOMICILIO Y JURISDICCIÓN.- Para todos

los efectos legales derivados de la presente escritura, el

Constituyente y la Sociedad fijan su domicilio en la comuna

y ciudad de Santiago de Chile, y se someten a la

jurisdicción y competencia de los tribunales ordinarios de

justicia con asiento y competencia en la comuna de Santiago

27

de Chile. Este contrato se rige por las leyes y demás

disposiciones reglamentarias y de otra índole vigentes en

la República de Chile.-

CLÁUSULA VIGÉSIMO PRIMERA. PODER DE CORRECCIÓN.- Los

comparecientes de esta escritura otorgan poder irrevocable

a don [●], [●]; y don [●] y don [●], para que, actuando uno

cualquiera de los dos primeros con uno cualquiera de los

dos segundos puedan realizar las modificaciones,

rectificaciones o aclaraciones que sean necesarias realizar

al presente contrato para materializar la efectiva

constitución de la prenda, pudiendo suscribir las

escrituras públicas o instrumentos privados que se requiera

para tal efecto y así como además, todas las demás

modificaciones que sea necesario suscribir para la

inscripción de la misma en el Registro de Prendas Sin

Desplazamiento.-

CLÁUSULA VIGÉSIMO SEGUNDA. PODER DE NOTIFICACIÓN E

INSCRIPCIÓN.- Se faculta al portador de copia autorizada de

esta escritura pública para notificar, llevar a cabo y

requerir del Constituyente, a través de un Notario Público,

la anotación de la prenda y prohibiciones contenidos en

este instrumento en el Registro de Prendas Sin

28

Desplazamiento y en el Registro de Accionistas de la

Sociedad, y para realizar todos aquellos actos que sean

necesarios o convenientes para el perfeccionamiento de

dicha prenda y prohibiciones.-

CLÁUSULA VIGÉSIMO TERCERA. OBLIGACIÓN DE ALZAR.- El

Acreedor reconoce y acepta que, sujeto al cumplimiento de

las normas sobre transferencias de acciones establecidas en

la Cláusula Tercera del Pacto de Accionistas, el

Constituyente tiene el derecho a exigir el alzamiento de

esta prenda para enajenar las Acciones. A mayor

abundamiento, el Constituyente se obliga a suscribir y

entregar dicho alzamiento al mero requerimiento escrito del

Constituyente con al menos dos días hábiles de anticipación

a la fecha en que el Constituyente vaya a materializar una

transferencia en los términos y condiciones del Pacto de

Accionistas.-

VIGÉSIMO CUARTO. Por el presente instrumento, el

Constituyente, se obliga a suscribir todas las escrituras

públicas y demás instrumentos que sea necesario al efecto

para constituir sobres las Acciones prendadas, en el

carácter de prenda de segundo grato por una prenda

comercial, en los términos de los artículos ochocientos

29

trece y siguientes del Código de Comercio, inmediatamente

se alcen las prendas constituidas sobre las Acciones en

favor de Itaú BBA, Nassau Branch. Para tal efecto, el

Constituyente se obliga a concurrir a suscribir

oportunamente las correspondientes escrituras

modificatorias o de constitución de prenda y prohibiciones,

a más tardar dentro del plazo de los cinco días hábiles

siguientes a que ocurra de la circunstancia ya señalada.

Con el objeto de cumplir con la obligación del

Constituyente de suscribir las respectivas escrituras y

demás documentos que sean necesarios al efecto, por el

presente instrumento el Constituyente otorga mandato

especial e irrevocable al Acreedor, tan amplio como en

derecho sea necesario, para quien acepta su representante

individualizado en la comparecencia de este instrumento,

para que éste, actuando en su nombre y representación, y a

su discreción exclusiva, otorgue y firme sin necesidad de

espera plazo alguno, todas y cada una de las

correspondientes prendas y prohibiciones, en nombre y

representación del Constituyente, en los mismos términos y

condiciones, mutatis mutandis, a los del presente contrato

/con la salvedad que corresponderá a una prenda comercial/,

para que requiera la inscripción de las mismas y Registro

de Accionistas de la Sociedad. En el ejercicio de este

30

mandato, y de conformidad con lo anterior, el Acreedor

tendrá amplias facultades para llevar a cabo todo cuanto

sea necesario para el debido cumplimiento de su cometido,

con expresa facultad para autocontratar en su otorgamiento,

pudiendo incluso determinar a su arbitrio el monto de la

Obligación Garantizada. En virtud de este mandato

irrevocable, el Acreedor podrá también en los contratos que

celebren, conferir mandato especial a una o más personas,

para que, actuando una cualquiera de ellas, ejerza, con

amplias facultades, judicial o extrajudicialmente, los

derechos que al Constituyente o a sus sucesores o

cesionarios les correspondan en virtud de los referidos

contratos de garantía. Este mandato especial e irrevocable

no podrá ser invocado por el Constituyente como causal de

justificación del incumplimiento de las obligaciones que

para ellos emanan del presente contrato. El Constituyente

declara expresamente que el mandato de que da cuenta esta

cláusula tiene el carácter de irrevocable, en los términos

a que se refiere el Artículo doscientos cuarenta y uno del

Código de Comercio, por cuanto su ejecución interesa al

Acreedor.

CLÁUSULA VIGÉSIMO QUINTO. DENOMINACIÓN DE LAS CLÁUSULAS.-

Las denominaciones asignadas por las Partes comparecientes

31

a las distintas estipulaciones de este contrato han sido

establecidas sólo para referencia y facilidad de su

lectura, sin afectar el significado o alcance que la

Cláusula en su integridad pueda tener distintos que dicha

denominación.- Personerías.- La personería de [●] para

representar a INVERSIONES CORP GROUP INTERHOLD LTDA. consta

en [●].- La personería de don [●] para representar a ITAÚ

UNIBANCO HOLDING, S.A. consta en [●].- La personería de

[●] para representar a CORP GROUP BANKING S.A. consta en

[●].- Estas personerías no se insertan por ser conocidas de

las partes y del Notario que autoriza y a petición expresa de

aquéllas. En comprobante y previa lectura, firman los

comparecientes junto con el Notario que autoriza.- Se dan

copias.- Doy fe.-

[●]

p.p. INVERSIONES CORP GROUP INTERHOLD LIMITADA

[●]

p.p. ITAÚ UNIBANCO HOLDING, S.A.

[●]

p.p. CORP GROUP BANKING S.A.

32

[●]

[●]

1

REPERTORIO N°

PRENDA SIN DESPLAZAMIENTO SOBRE ACCIONES

CORP GROUP BANKING S.A

A

ITAÚ UNIBANCO HOLDING, S.A.

EN SANTIAGO, REPÚBLICA DE CHILE, a [●], ante mí, [●],

comparecen:

don [●], [nacionalidad], [estado civil], [profesión],

cédula nacional de identidad número [●], en nombre y

representación, según se acreditará, de CORP GROUP BANKING

S.A., rol único tributario número [●], en adelante también,

el “Constituyente”, [●], ambos domiciliados para estos

efectos en [●];

don [●], [nacionalidad], [estado civil], [profesión],

cédula nacional de identidad número [●], en nombre y

representación, según se acreditará, de ITAÚ UNIBANCO

HOLDING, S.A., rol único tributario número [●], en adelante

también, el “Acreedor”, [●], ambos domiciliados para estos

efectos en [●];

2

don [●], [nacionalidad], [estado civil], [profesión],

cédula nacional de identidad número [●], en nombre y

representación, según se acreditará, de [CORPBANCA], rol

único tributario número [●], en adelante también, la

“Sociedad”;

don [●], [nacionalidad], [estado civil], [profesión],

cédula nacional de identidad número [●], en nombre y

representación, según se acreditará, de INVERSIONES CORP

GROUP INTERHOLD LIMITADA, rol único tributario número [●],

, [●], ambos domiciliados para estos efectos en [●];

don [●], [nacionalidad], [estado civil], [profesión],

cédula nacional de identidad número [●], en nombre y

representación, según se acreditará, de INVERSIONES GASA

LIMITADA, rol único tributario número [●], , [●], ambos

domiciliados para estos efectos en [●]; y

don [●], [nacionalidad], [estado civil], [profesión],

cédula nacional de identidad número [●], en nombre y

representación, según se acreditará, de CORP GROUP HOLDING

INVERSIONES LIMITADA, rol único tributario número [●], ,

[●], ambos domiciliados para estos efectos en [●].

3

En adelante, INVERSIONES CORP GROUP INTERHOLD LIMITADA,

INVERSIONES GASA LIMITADA, y CORP GROUP HOLDING INVERSIONES

LIMITADA, el “Deudor”

los comparecientes mayores de edad, quienes me acreditaron

su identidad con las cédulas antes citadas y exponen:

CLÁUSULA PRIMERA. ANTECEDENTES. Uno. Uno. Pacto de

accionistas. Por instrumento privado de fecha [●], regido

por las leyes del Estado de Nueva York, Estados Unidos de

América, el Acreedor, el Constituyente y el Deudor, y otras

partes, suscribieron un contrato en idioma inglés

denominado Shareholders Agreement, en adelante el “Pacto de

Accionistas”. Dicho contrato establece los derechos y

obligaciones de las partes, y la forma como éstas han de

ejercer sus derechos en la Sociedad. Entre otras materias,

el Pacto de Accionistas establece normas y obligaciones

relativas a las decisiones en las juntas de accionistas, la

administración, declaraciones y garantías efectuadas por

los accionistas directos e indirectos, que lo suscriben,

normas relativas a la cesión o transferencia de las

acciones de la Sociedad, normas de resolución de

conflictos, causales de terminación, y otras disposiciones

de carácter misceláneo. Uno. Dos. Obligaciones

4

Garantizadas. Cada una de las obligaciones de dar, hacer o

no hacer del Deudor y del Constituyente en favor del

Acreedor contenidas en o derivadas del Pacto de

Accionistaso de cualquier otro instrumento que el Deudor

y/o el Constituyente hubieren aceptado, o pudieren

suscribir o aceptar en el futuro para documentar tales

obligaciones, y todas y cualesquiera obligaciones que el

Deudor y/o el Constituyente puedan adeudar o contraer en el

futuro a favor del Acreedor con motivo del otorgamiento de

los documentos que deban suscribir al amparo del Pacto de

Accionistas, se denominarán en adelante, conjuntamente, las

“Obligaciones Garantizadas”. Se consideran además

obligaciones garantizadas la obligación de suscribir

cualquier documento o contrato, la obligación de ejecutar

cualquier acto con motivo u ocasión del Pacto de

Accionistas y la obligación de pagar cualquier multa de

acuerdo al Pacto de Accionistas y sus modificaciones,

anexos o documentos complementarios. Es también Obligación

Garantizada, la obligación de pagar al Acreedor cualquier

indemnización y compensación a la que tenga derecho con

motivo del Pacto de Accionistas[, incluyendo pero no

limitado a la, la obligación de pagar una multa por

US$_________________]. La descripción de las Obligaciones

Garantizadas contenida en esta Cláusula Primera es a título

5

referencial solamente, sólo para hacer constar en general

su tenor, dejándose constancia, para todos los efectos

legales y contractuales a que haya lugar, de que en todo

caso, los términos y condiciones precisos de las

Obligaciones Garantizadas que en general se hacen constar

en el presente instrumento son los que se contienen en el

Pacto de Accionistas. Se deja constancia que para dar

cumplimiento a lo dispuesto en el Artículo Tercero numeral

dos del artículo décimo cuarto de la Ley de Prenda sin

Desplazamiento, la presente prenda sin desplazamiento se

constituye con cláusula de garantía general respecto de

todas las obligaciones que emanen del Pacto de Accionistas

tanto para el Deudor como el Constituyente.

CLÁUSULA SEGUNDA. ANTECEDENTES SOBRE ACCIONES.- Dos. Uno.

El Constituyente es dueño exclusivo e incondicional de [●]

acciones en la Sociedad, todas ellas íntegramente pagadas e

inscritas a su nombre en el Registro de Accionistas de la

Sociedad. Dichas acciones representan el cien por ciento de

las acciones del Constituyente en la Sociedad. Dos. Dos.

Por escritura pública de fecha [●], otorgada en la Notaría

[●], el Constituyente otorgó prenda de valores mobiliarios

en favor de los bancos de primer grado, sobre [●] de las

acciones indicadas en Dos.Uno precedente a favor de Banco

Itaú BBA, Nassau Branch, con el objeto de garantizar las

6

obligaciones de pago del crédito otorgado por escritura

pública de fecha [●], ascendentes a la cantidad de [●].

CLÁUSULA TERCERA. CONSTITUCIÓN DE PRENDA SOBRE ACCIONES.

Tres. Uno. Por el presente instrumento, el Constituyente

constituye prenda sin desplazamiento sobre [●] acciones de

la Sociedad y que corresponden al [dieciséis por ciento del

capital accionario total de la Sociedad una vez fusionada

con Banco Itaú Chile o la cantidad menor indicada 3.2(d)

del Pacto de Accionistas] /las “Acciones”/, de conformidad

con el artículo primero y quinto del artículo décimo cuarto

de la Ley veinte mil ciento noventa /en adelante, la “Ley

de Prenda sin Desplazamiento”/, el Reglamento del Registro

de Prendas sin Desplazamiento, contenido en el Decreto

Supremo número setecientos veintidós, conjunto del

Ministerio de Justicia y del Ministerio de Hacienda,

publicado en el Diario Oficial de veintitrés de octubre de

dos mil diez /el “Reglamento de Prenda sin Desplazamiento”/

, en favor del Acreedor, a fin de garantizar el

cumplimiento íntegro, oportuno y efectivo de todas y cada

una de las Obligaciones Garantizadas y por todo el tiempo

que se mantengan vigentes las obligaciones del Pacto de

Accionistas. La prenda también se extiende asimismo sobre

todas las acciones que emita la Sociedad y que sean

7

suscritas por el Constituyente a futuro, de conformidad a

como se indica en la cláusula Nueve.Uno siguiente /las

“Acciones Futuras”/. - Tres. Dos. La prenda constituida por

el presente instrumento garantiza, asimismo, el reembolso

de las costas y gastos de cobranza, judiciales o

extrajudiciales, incluidos honorarios razonables de

abogados, si existieren, en que se incurra con ocasión de

gestiones o demandas de cobro o ejecución de esta prenda; y

se extiende además a toda obligación que contraigan el

Deudor y/o el Constituyente en instrumentos que puedan

otorgar o aceptar en el futuro, en sustitución o reemplazo,

o bien, en forma adicional a aquellos instrumentos que

hayan sido suscritos y entregados al Acreedor, o a quienes

lo sucedan o reemplacen, respecto de cualesquiera

documentos o instrumentos donde consten las Obligaciones

Garantizadas.- Tres. Tres. Todas las cantidades que se

obtengan judicial o extrajudicialmente en abono o pago de

las Obligaciones Garantizadas, lo serán por cuenta del

Acreedor en cuyo favor se establece esta prenda y,

deducidos los gastos y costos de cobranza, se le pagarán,

de conformidad con lo dispuesto en el Pacto de Accionistas

y este instrumento. Sujeto a lo dispuesto en la cláusula

vigésimo tercera de este instrumento, se conviene

expresamente que la prenda constituida en virtud de este

8

instrumento es indivisible, por lo que no podrá reclamarse

su alzamiento o liberación mientras no se haya extinguido

la totalidad de las Obligaciones Garantizadas.- Tres.

Cuatro. Para los efectos de lo dispuesto en el artículo

cuarto del Reglamento de Prenda sin Desplazamiento, las

partes dejan constancia que el valor mínimo de las

referidas obligaciones de hacer y de no hacer es de

[$__________].Tres. Cinco. Se deja constancia que toda

obligación cuyo pago se haya convenido en moneda extranjera

con motivo del Pacto de Accionistas, se entenderá

extinguida sólo hasta por el monto por el que el Acreedor

haya recibido dicha moneda en divisas de libre

convertibilidad y disponibilidad o, si el pago se efectuare

en otra moneda, sólo hasta por el monto con el que con

dicha moneda pueda adquirir la moneda extranjera con la que

haya debido hacérsele el pago en virtud de la convención o

la ley, el día hábil siguiente a aquél en que el Acreedor

reciba los dineros en cuestión.- Tres. Seis. El Acreedor

acepta la prenda sin desplazamiento constituida sobre las

Acciones y sobre las Acciones Futuras de que da cuenta

esta escritura.

CLÁUSULA CUARTA. DECLARACIONES DEL CONSTITUYENTE Y DEL

DEUDOR.- El Constituyente y el Deudor, según corresponda

9

declaran en beneficio del Acreedor, que: /Uno/ El

Constituyente y el Deudor, se encuentran debidamente

facultados para hacer las declaraciones que esta escritura

contiene y para otorgar el presente contrato, que esta

escritura ha sido debidamente suscrita y que de ella emanan

obligaciones legales, válidas y exigibles en su contra;

/Dos/ Las Acciones del Constituyente son de su exclusivo

dominio, y que, salvo por lo señalado o reconocido en el

Pacto de Accionistas o en este instrumento, no están

afectas a gravámenes, cargas, litigios, prohibiciones de

gravar y enajenar u otras restricciones, embargos, medidas

prejudiciales o precautorias, acciones resolutorias y

derechos preferentes de terceros, y que no están sujetas a

otros impedimentos que afecten su libre disposición o la

constitución de la prenda y prohibiciones que da cuenta el

presente instrumento y que no tienen restricciones legales

de naturaleza alguna que le impidan celebrar el presente

instrumento; y que no se encuentran afectas a opciones,

promesas de venta, ventas condicionales o a plazo ni a

ningún otro acto o contrato que tienda o que tenga por

objeto transferir el dominio de las Acciones o darlas en

garantía de otras obligaciones, y que no existe impedimento

alguno que pueda afectar su libre disposición o la

constitución de esta prenda; y /Tres/ La celebración,

10

cumplimiento y ejecución de esta prenda no vulnera ningún

contrato ni acuerdo celebrado por el Constituyente ni el

Deudor, ni ninguna ley, decreto, reglamento o norma

reglamentaria o administrativa que le sea aplicable; y que

no se requiere de ninguna autorización, aprobación o

notificación gubernamental ni de terceros para su

celebración, pleno cumplimiento y ejecución.-

CLÁUSULA QUINTA. PROHIBICIONES.- El Constituyente, por este

acto se obliga, salvo por lo dispuesto en el Pacto de

Accionistas y en la cláusula vigésimo tercera de este

instrumento, a no enajenar ni gravar, y a no celebrar acto

o contrato alguno, respecto de todo o parte de las

Acciones, sin la autorización previa y escrita del

Acreedor, mientras permanezca vigente la prenda de que da

cuenta este instrumento. Las partes comparecientes declaran

que por “gravamen” se entenderá cualquier caución o

garantía real o cualquier carga, gravamen, prohibición,

derecho en favor de terceros, embargo, impedimento o

restricción que pudiere afectar o embarazar el libre uso,

goce o disposición de las Acciones.-

CLÁUSULA SEXTA. Seis.Uno INSCRIPCIÓN Y ANOTACIÓN. Uno/ La

prenda que por este instrumento se otorga deberá ser

11

registrada, a costa del Constituyente, en el Registro de

Prendas sin Desplazamiento, de acuerdo a lo establecido en

el artículo veinticuatro del artículo décimo cuarto de la

Ley de Prenda sin Desplazamiento. Dos/ El Constituyente

estará obligado a llevar a cabo y suscribir una escritura

de declaración y todos aquellos actos o contratos, sea por

instrumento público o privado, destinados a individualizar

las Acciones Futuras que por este acto se prendan una vez

que ellas lleguen a existir, dentro de los diez días

hábiles siguientes al término de cada mes calendario en que

el Constituyente haya adquirido las Acciones Futuras.

Seis.Dos. NOTIFICACIÓN EN EL REGISTRO DE ACCIONISTAS.- La

prenda y prohibición contenidas en el presente instrumento

serán notificadas, registradas e inscritas en el Registro

de Accionistas de la Sociedad, por un Notario Público,

conforme al Artículo veintitrés de la Ley sobre Sociedades

Anónimas.-

CLÁUSULA SÉPTIMA. DERECHOS, BENEFICIOS Y PRIVILEGIOS DEL

ACREEDOR.- Siete. Uno.- En tanto no ocurra una Causal de

Incumplimiento Relevante /según se define más adelante/

bajo el Pacto de Accionistas, el Constituyente conservará

el pleno ejercicio de los derechos que como legítimo

titular de las Acciones prendadas le correspondan,

12

incluidos el ejercicio del derecho a participar en las

juntas de accionistas con derecho a voz y a voto, el

derecho de cobrar y percibir dividendos o disminuciones de

capital de la Sociedad y el ejercicio de aquellos otros

derechos económicos y políticos que pudieren

corresponderles. Con todo, y sin perjuicio de lo anterior,

el ejercicio de los derechos que correspondan al

Constituyente como legítimo titular de las Acciones

prendadas se efectuará de una manera consistente con lo

establecido en el Pacto de Accionistas. El Constituyente

podrá participar en las juntas de accionistas de la

Sociedad, y en general pronunciarse sobre las materias en

que se requiera su participación, y en general podrá

ejercer todos los demás derechos que como accionista le

corresponde en la Sociedad, sin más limitaciones que lo

indicado precedentemente. Sin embargo, en el evento que

ocurra y mientras continúe una causal de incumplimiento

relevante bajo el Pacto de Accionistas /en adelante una

“Causal de Incumplimiento Relevante”, que tendrá el

significado dado a “Material Breach” según este término se

define en el Pacto de Accionista/, el Acreedor ejercerá la

totalidad los derechos políticos /derecho de voz y voto/

que como accionista de la Sociedad, y de no existir la

prenda objeto de esta escritura, le corresponderían al

13

Constituyente en la misma. Sin perjuicio de ello, las

partes acuerdan que no se incluirán en los derechos

políticos que el Acreedor ejercerá en caso de existir una

Causal de Incumplimiento Relevante, al derecho a participar

con voz y voto, exclusivamente en la materia de

distribución de dividendos o disminución de capital a

aprobarse en una junta de accionistas de la Sociedad

/respecto de dicha materia específica podrá ejercer derecho

de voz y voto el Constituyente, y mantendrá inalterado su

derecho a cobrar y percibir eventuales dividendos o

eventuales repartos provenientes de disminuciones de

capital/. Para que el Acreedor pase a ejercer los derechos

políticos antes indicados, en el evento de una Causal de

Incumplimiento Relevante, será necesaria la notificación

previa y por escrito a la Sociedad, efectuada por medio de

Notario Público /en adelante, la “Notificación”/, de la

cual deberá enviarse copia al Constituyente. Con el sólo

mérito de la Notificación y sin que deba acreditar a

persona alguna el incumplimiento de que se trate, el

Acreedor pasará a ejercer todos los derechos políticos que

el Constituyente tendría de otra forma como legítimo

titular de las Acciones prendadas de su propiedad en la

Sociedad de acuerdo a como ya se ha indicado, debiendo en

tal caso corregir y/o poner término a la acción u omisión

14

que da origen a la Causal de Incumplimiento Relevante. En

este caso, y salvo por la excepción antes señalada referida

a la distribución de dividendos y disminución de capital,

el Constituyente deberá abstenerse de ejercer dichos

derechos de voz y voto, los cuales pasarán de pleno derecho

a ser ejercidos única y exclusivamente por el Acreedor

mientras se mantenga la Causal de Incumplimiento Relevante,

para cuyos efectos, el Constituyente faculta al Acreedor,

en forma irrevocable, por cuenta de quien acepta su

mandatario individualizado en la comparecencia, para que

ejerza el derecho a voz y voto que corresponde a las

Acciones prendadas en los términos antes indicados. El

Constituyente declara expresamente que el mandato de que da

cuenta esta cláusula tiene el carácter de irrevocable, en

los términos a que se refiere el Artículo doscientos

cuarenta y uno del Código de Comercio, por cuanto su

ejecución interesa al Acreedor. Para evitar dudas, una vez

que la Causal de Incumplimiento Relevante haya cesado,

todos los derechos volverán de pleno derecho a ser

ejercidos única y exclusivamente por el Constituyente, lo

cual deberá ser notificado por el Acreedor a la Sociedad de

la manera ya señalada, con copia al Constituyente.- Siete.

Dos.- Sujeto a los términos y condiciones del Pacto de

Accionistas y a lo establecido en las demás cláusulas de

15

este contrato /y, en particular, sin afectar el derecho del

Constituyente a aprobar, cobrar y percibir dividendos y

disminuciones de capital, y a ejercer, enajenar o dejar

vencer a su arbitrio derechos de opción preferente de

suscripción de aumentos de capital/, la prenda, restricción

y prohibición constituidas en virtud del presente contrato

incluyen y se extienden de pleno derecho a todos los

aumentos de valor de las Acciones y uno de los derechos

patrimoniales que confieran a sus titulares y comprenden

desde luego todos los frutos y beneficios que ellas puedan

generar o producir, incluyendo, dividendos y ganancias,

acciones liberadas de pago, derechos preferentes u opciones

de cualquier naturaleza, de acuerdo a como se indica más

adelante. Sujeto a lo previsto al comienzo de esta

cláusula, el Constituyente se obliga también a exigir la

emisión de todo nuevo título relacionado con nuevas

acciones que emita la Sociedad y a las que tenga derecho

mientras se mantenga vigente la prenda objeto del presente

contrato; y, a mayor abundamiento, por el presente

instrumento, el Constituyente faculta al Acreedor, para que

éste en su nombre y representación pueda exigir a la

Sociedad la emisión del título respectivo. El Constituyente

declara expresamente que el mandato de que da cuenta esta

cláusula tiene el carácter de irrevocable, en los términos

16

a que se refiere el Artículo doscientos cuarenta y uno del

Código de Comercio, por cuanto su ejecución interesa al

Acreedor.- Siete. Tres. El Acreedor gozará respecto del

Constituyente y de terceros, de los beneficios, privilegios

y preferencias que otorga la ley a los acreedores

prendarios.-

CLÁUSULA OCTAVA. ACEPTACIÓN DEL CONSTITUYENTE Y

EXIGIBILIDAD ANTICIPADA ADICIONAL.- Por este acto, el

Constituyente acepta y conviene en beneficio del Acreedor,

que el incumplimiento de las Obligaciones Garantizadas, por

el Constituyente o por el Deudor, puede producir a su

respecto la exigibilidad y ejecución inmediata de esta

prenda, como también de todo interés y gasto a que ella

diere lugar, pudiendo seguirse en su contra todas y cada

una de las acciones de cobro y/o de cualquier naturaleza

derivadas de esta prenda.-

CLÁUSULA NOVENA. OBLIGACIONES ADICIONALES DEL

CONSTITUYENTE.- Nueve. Uno.- Ampliación a Acciones

Futuras.- De conformidad a lo indicado en la Cláusula Tres.

Uno. precedente, pero sujeto a los términos y condiciones

del Pacto de Accionistas y a lo establecido en las demás

cláusulas de este contrato, el Constituyente se obliga a

17

mantener en todo tiempo y/o a constituir prenda sobre una

cantidad de acciones de su propiedad /ahora o en el futuro/

en la Sociedad que representen al menos el [dieciséis por

ciento en la misma después de fusionada con Banco Itaú

Chile o la cantidad menor indicada en la Sección Tres. Dos

(d) del Pacto de Accionistas], las cuales deberán

corresponder siempre a prendas de primer grado, salvo en

cuanto las nuevas acciones sobre las que se constituya

prenda y prohibición de gravar y enajenar de acuerdo a lo

ya estipulado, ya se hubieren entregado en prenda de primer

grado a Itaú BBA, Nassau Branch u otra sociedad que sea

persona relacionada al Acreedor, en cuyo caso la prenda a

otorgar, corresponderá a una prenda de segundo grado. De

acuerdo a lo anterior para cumplir con la obligación aquí

indicada, pero sujeto a los términos y condiciones del

Pacto de Accionistas y a lo establecido en las demás

cláusulas de este contrato, el Constituyente se obliga

desde ya a ampliar la prenda sobre Acciones y las

prohibiciones y las restricciones constituidas en virtud

del presente contrato, a cualesquiera otras acciones de

pago de la Sociedad o valores que confieran derechos

futuros sobre las acciones de la Sociedad que adquiera en

el futuro a cualquier título. Para estos efectos,

suscribirá sucesivamente respecto de cada acción que

18

adquiera en el futuro, y a medida que las adquiera, dentro

del plazo no extintivo de treinta días corridos, contado

desde la fecha en que se practique a su nombre la

inscripción de las acciones en el Registro de Accionistas

de la Sociedad, una nueva escritura pública de prendas y

prohibiciones, en los mismos términos del presente

instrumento. El Constituyente deberá además comunicar

periódicamente y por escrito al Acreedor, la adquisición de

cualquier acción de la Sociedad y a la cual no se extiendan

naturalmente la prenda sobre acciones ya constituidas,

dentro del plazo de treinta días corridos contados desde la

fecha de inscripción de las acciones en el Registro de

Accionistas de la Sociedad.- Nueve. Dos. Mandato Especial

Irrevocable.- No obstante la obligación que el

Constituyente asume expresamente en la Sección Nueve. Uno

anterior, de concurrir a suscribir oportunamente las

correspondientes prendas y prohibiciones, otorga mandato

especial e irrevocable al Acreedor, tan amplio como en

derecho sea necesario, para quien acepta su representante

individualizado en la comparecencia de este instrumento,

para que éste, actuando en su nombre y representación e

inmediatamente después de la fecha en que tales acciones o

valores se emitan o adquieran, según sea el caso, y a su

discreción exclusiva, otorgue y firme todas y cada una de

19

las correspondientes prendas y prohibiciones, en nombre y

representación del Constituyente, en los mismos términos y

condiciones, mutatis mutandis, a los del presente contrato,

y para que requiera la inscripción de las mismas en el

Registro de Prendas Sin Desplazamiento y Registro de

Accionistas de la Sociedad. En el ejercicio de este

mandato, y de conformidad con lo anterior, el Acreedor

tendrá amplias facultades para llevar a cabo todo cuanto

sea necesario para el debido cumplimiento de su cometido,

con expresa facultad para autocontratar en su otorgamiento.

En virtud de este mandato irrevocable, el Acreedor podrá

también en los contratos que celebren, conferir mandato

especial a una o más personas, para que, actuando una

cualquiera de ellas, ejerza, con amplias facultades,

judicial o extrajudicialmente, los derechos que al

Constituyente o a sus sucesores o cesionarios les

correspondan en virtud de los referidos contratos de

garantía. Este mandato especial e irrevocable no podrá ser

invocado por el Constituyente como causal de justificación

del incumplimiento de las obligaciones que para ellos

emanan del presente contrato. El Constituyente declara

expresamente que el mandato de que da cuenta esta cláusula

tiene el carácter de irrevocable, en los términos a que se

refiere el Artículo doscientos cuarenta y uno del Código de

20

Comercio, por cuanto su ejecución interesa al Acreedor.-

Nueve. Tres. División, Fusión y Absorción.- En este acto,

el Constituyente, se obliga a que cualquier acuerdo de

división o fusión de la Sociedad, así como la absorción de

ésta por parte de terceros, o su transformación, deberá

hacerse en los términos y condiciones establecidos en el

Pacto de Accionistas. En todo caso, las prendas,

restricciones y prohibiciones constituidas en virtud del

presente contrato se extenderán a todas las acciones de las

nuevas sociedades que se formen en virtud de la división,

fusión o transformación o que subsistan luego de ella, que

correspondan o corresponderían al Constituyente como

propietario de las Acciones afectas a la prenda,

restricciones y prohibiciones constituidas en virtud del

presente contrato y de todas aquellas nuevas acciones a las

cuales estas prendas, restricciones y prohibiciones se

hacen extensivas de acuerdo a lo señalado en las cláusulas

anteriores. Queda autorizado el Acreedor, y en forma

exclusiva, para requerir la inscripción de estas prendas y

prohibiciones en el Registro de Prendas sin Desplazamiento

y en los correspondientes registros de accionistas,

renunciando en consecuencia el Constituyente a realizar

dichas gestiones.-

21

CLÁUSULA DÉCIMA. AUMENTOS DE LAS ACCIONES.- En el caso de

emisión de nuevas acciones liberadas de pago, se entenderán

afectos los nuevos títulos que se emitan a la prenda que en

el presente instrumento se constituye, debiendo anotarse la

prenda de estos nuevos títulos en el Registro de Prendas

sin Desplazamiento y en el Registro de Accionistas de la

Sociedad, a sola petición del Notario que lo solicite en

nombre del Acreedor.-

CLÁUSULA UNDÉCIMA. MANTENCIÓN DEL DOMINIO.- El

Constituyente llevará a cabo, asimismo, a su costo

exclusivo, todas las acciones judiciales y extrajudiciales

que sean necesarias para mantener el dominio y la libre

disposición de las Acciones y para defenderlas de acciones

de terceros. Lo anterior no afectará el derecho del

Constituyente de enajenar las Acciones de que da cuenta la

cláusula vigésimo tercera de este instrumento.-

CLÁUSULA DUODÉCIMA. TÍTULO SUFICIENTE.- El Constituyente y

el Deudor declaran en favor del Acreedor, que esta

escritura, en copia fiel y autorizada, constituye buen y

suficiente título para iniciar todas las acciones que en

derecho procedan en relación con la garantía que en este

instrumento se constituye. Lo dispuesto en este instrumento

22

no se considerará bajo ninguna circunstancia como

limitación de los derechos del Acreedor en virtud de la

ley, ni como una modificación, sustitución o limitación de

los derechos otorgados a él en virtud del Pacto de

Accionistas. Asimismo, se deja expresa constancia que la

prenda y prohibiciones constituidas por esta escritura, son

sin perjuicio de cualesquiera otra garantía real y

prohibición que se hubiere constituido por el

Constituyente, el Deudor y/o terceros, para caucionar las

Obligaciones Garantizadas.-

CLÁUSULA DÉCIMO TERCERA. MANDATO ESPECIAL.- Trece. Uno. Sin

perjuicio de cualquiera designación de mandatarios para

recibir notificaciones judiciales que se hayan hecho o que

se hagan en el futuro, adicionalmente el Constituyente

confiere poder especial irrevocable al señor [●],

domiciliado en [●], para que pueda recibir, por y en

representación del Constituyente, notificaciones y

requerimientos judiciales o extrajudiciales, en cualquier

gestión, procedimiento o juicio, cualquiera que fuese el

procedimiento aplicable o el tribunal o autoridad que

tuviere encomendado su conocimiento y que diga relación con

la garantía que por este instrumento se constituye. En el

ejercicio del poder irrevocable que por este acto se

23

otorga, el mandatario tendrá, en el orden judicial, las

facultades de recibir notificaciones, contestar demandas y

actuar con las atribuciones señaladas en el primer inciso

del Artículo séptimo del Código de Procedimiento Civil de

la República de Chile. Para todos los efectos del presente

contrato y salvo en cuanto el Constituyente comunique un

nuevo domicilio por escrito al Acreedor con quince días de

anticipación, se entenderá efectuada la Notificación una

vez entregada ésta a cualquier persona en el domicilio acá

señalado.- Trece. Dos. Presente en este acto [●], mayor de

edad, quien acredita su identidad con la cédula mencionada

y expone, que acepta el poder especial irrevocable que se

otorga en esta cláusula y se obligan a no renunciar al

mismo sin el consentimiento escrito del Acreedor, caso en

el cual el Constituyente deberá, en forma previa, designar

nuevo mandatario judicial con las mismas facultades y en

los mismos términos de esta cláusula, nuevo mandatario que

deberá comparecer y aceptar el mandato otorgado en el mismo

instrumento de renuncia, ser una persona natural residente

permanente en Chile y ser aprobado previamente por el

Acreedor.- Trece. Tres. Asimismo, el Constituyente se

obliga a mantener en todo momento un apoderado con las

mismas facultades y en los mismos términos de esta cláusula

en caso que el mandato irrevocable otorgado en esta

24

cláusula terminare por fallecimiento o incapacidad de

cualquiera de los apoderados. El poder otorgado por este

acto por el Constituyente no revoca ningún poder otorgado

con anterioridad a esta fecha y, en el evento de otorgar

otro poder en el futuro, no se entenderá por ese hecho

revocado el poder otorgado en el presente instrumento.-

CLÁUSULA DÉCIMO CUARTA. ACEPTACIÓN DE LA SOCIEDAD.-

Presente en este acto, [●], en representación de la

Sociedad, se notifica y toma debido conocimiento de la

prenda y las restricciones y prohibiciones constituidas en

virtud de este instrumento.-

CLÁUSULA DÉCIMO QUINTA. ACEPTACIÓN Y DECLARACIÓN DEL DEUDOR

Y DEL CONSTITUYENTE.- Quince. Uno. Por el presente acto, el

Deudor acepta íntegramente la prenda constituida por el

Constituyente en garantía de las obligaciones que para el

primero emanan del Pacto de Accionistas. Quince. Dos. El

Deudor y el Constituyente declaran que la garantía de que

da cuenta este instrumento ha sido constituida en beneficio

exclusivo del Acreedor, y que en consecuencia, permanecerá

vigente sin importar y sin verse afectada por los acuerdos,

actos y contratos que existan o puedan existir entre el

Deudor y Constituyente.

25

CLÁUSULA DÉCIMO SEXTA. IMPUESTOS Y GASTOS.- Dieciséis.

Uno.- El Constituyente declara que los actos y contratos

contenidos en este instrumento, como asimismo el ejercicio

de los derechos que puedan derivar de los mismos, no han

estado ni están sujetos a impuestos u otros cargos

similares y que, en consecuencia, el Acreedor puede

libremente ejercer tales derechos.- Dieciséis. Dos.- Será

de cargo exclusivo del Constituyente el pago de los

impuestos y gastos derivados de este contrato, en

particular los derechos y gastos de escrituras públicas e

inscripción de prendas y prohibiciones, como asimismo todos

los demás gastos que irroguen los instrumentos y

actuaciones posteriores derivados de este contrato.-

CLÁUSULA DÉCIMO SÉPTIMA. RENUNCIA DE DERECHOS. NO

LIMITACIÓN.- Diecisiete. Uno. Ningún derecho, declaración o

beneficio se entenderá renunciado por cualquiera de las

partes salvo que dicha renuncia conste por escrito y sea

firmada por la parte renunciante.- Diecisiete. Dos. La

prenda sobre Acciones y las prohibiciones de que da cuenta

esta escritura no se considerarán bajo ninguna

circunstancia como una modificación, sustitución o

limitación de los derechos otorgados al Acreedor en virtud

26

del Pacto de Accionistas y/o de los demás contratos de

garantías o cauciones que se otorguen en el futuro de

acuerdo al mismo.-

CLÁUSULA DÉCIMO OCTAVA. NULIDAD O INEFICACIA.- La

declaración de nulidad o ineficacia de cualquier

estipulación contenida en este contrato hará que dicha

estipulación se tenga por no escrita o sea ineficaz, pero

la nulidad o ineficacia de dicha estipulación, en la medida

permitida por la Ley no afectará la validez y eficacia de

las restantes estipulaciones del presente contrato. Con

todo, las partes convienen en reemplazar la disposición

nula o ineficaz por otra disposición que sea válida y

oponible que logre, en la medida de lo posible, los mismos

o similares efectos económicos, comerciales u otros que

perseguía la disposición declarada nula o ineficaz.-

CLÁUSULA DÉCIMO NOVENA. SUCESORES Y CESIONARIOS.- La Prenda

sobre Acciones y prohibiciones que se constituyen en virtud

del presente instrumento beneficiarán a, y los derechos que

otorga podrán ser ejercidos directamente por el Acreedor, o

por quienes revistan la calidad de sucesores o cesionarios

de éste, según sea permitido conforme al Pacto de

Accionistas, y quienes se subroguen legal o

27

convencionalmente en sus derechos. Tales sucesores o

cesionarios, y quienes se subroguen legal o

convencionalmente en los derechos, tendrán en contra del

Constituyente los mismos derechos y beneficios que esta

escritura otorga al Acreedor, considerándose como tales

para todos los efectos legales y contractuales a que haya

lugar.-

CLÁUSULA VIGÉSIMA. DOMICILIO Y JURISDICCIÓN.- Para todos

los efectos legales derivados de la presente escritura, el

Constituyente y la Sociedad fijan su domicilio en la comuna

y ciudad de Santiago de Chile, y se someten a la

jurisdicción y competencia de los tribunales ordinarios de

justicia con asiento y competencia en la comuna de Santiago

de Chile. Este contrato se rige por las leyes y demás

disposiciones reglamentarias y de otra índole vigentes en

la República de Chile.-

CLÁUSULA VIGÉSIMO PRIMERA. PODER DE CORRECCIÓN.- Los

comparecientes de esta escritura otorgan poder irrevocable

a don [●], [●]; y don [●] y don [●], para que, actuando uno

cualquiera de los dos primeros con uno cualquiera de los

dos segundos puedan realizar las modificaciones,

rectificaciones o aclaraciones que sean necesarias realizar

28

al presente contrato para materializar la efectiva

constitución de la prenda, pudiendo suscribir las

escrituras públicas o instrumentos privados que se requiera

para tal efecto y así como además, todas las demás

modificaciones que sea necesario suscribir para la

inscripción de la misma en el Registro de Prendas Sin

Desplazamiento.-

CLÁUSULA VIGÉSIMO SEGUNDA. PODER DE NOTIFICACIÓN E

INSCRIPCIÓN.- Se faculta al portador de copia autorizada de

esta escritura pública para notificar, llevar a cabo y

requerir del Constituyente, a través de un Notario Público,

la anotación de la prenda y prohibiciones contenidos en

este instrumento en el Registro de Prendas Sin

Desplazamiento y en el Registro de Accionistas de la

Sociedad, y para realizar todos aquellos actos que sean

necesarios o convenientes para el perfeccionamiento de

dicha prenda y prohibiciones.-

CLÁUSULA VIGÉSIMO TERCERA. OBLIGACIÓN DE ALZAR.- El

Acreedor reconoce y acepta que, sujeto al cumplimiento de

las normas sobre transferencias de acciones establecidas en

la Cláusula Tercera del Pacto de Accionistas, el

Constituyente tiene el derecho a exigir el alzamiento de

29

esta prenda para enajenar las Acciones. A mayor

abundamiento, el Constituyente se obliga a suscribir y

entregar dicho alzamiento al mero requerimiento escrito del

Constituyente con al menos dos días hábiles de anticipación

a la fecha en que el Constituyente vaya a materializar una

transferencia en los términos y condiciones del Pacto de

Accionistas.-

VIGÉSIMO CUARTO. PROMESA DE CONSTITUCIÓN DE PRENDA

COMERCIAL- Por el presente instrumento, el Constituyente,

se obliga a suscribir todas las escrituras públicas y demás

instrumentos que sea necesario al efecto para constituir

sobres las Acciones prendadas, en el carácter de prenda de

segundo grato por una prenda comercial, en los términos de

los artículos ochocientos trece y siguientes del Código de

Comercio, inmediatamente se alcen las prendas constituidas

sobre las Acciones en favor de Itaú BBA, Nassau Branch.

Para tal efecto, el Constituyente se obliga a concurrir a

suscribir oportunamente las correspondientes escrituras

modificatorias o de constitución de prenda y prohibiciones,

a más tardar dentro del plazo de los cinco días hábiles

siguientes a que ocurra de la circunstancia ya señalada.

Con el objeto de cumplir con la obligación del

Constituyente de suscribir las respectivas escrituras y

30

demás documentos que sean necesarios al efecto, por el

presente instrumento el Constituyente otorga mandato

especial e irrevocable al Acreedor, tan amplio como en

derecho sea necesario, para quien acepta su representante

individualizado en la comparecencia de este instrumento,

para que éste, actuando en su nombre y representación, y a

su discreción exclusiva, otorgue y firme sin necesidad de

espera plazo alguno, todas y cada una de las

correspondientes prendas y prohibiciones, en nombre y

representación del Constituyente, en los mismos términos y

condiciones, mutatis mutandis, a los del presente contrato

/con la salvedad que corresponderá a una prenda comercial/,

para que requiera la inscripción de las mismas y Registro

de Accionistas de la Sociedad. En el ejercicio de este

mandato, y de conformidad con lo anterior, el Acreedor

tendrá amplias facultades para llevar a cabo todo cuanto

sea necesario para el debido cumplimiento de su cometido,

con expresa facultad para autocontratar en su otorgamiento,

pudiendo incluso determinar a su arbitrio el monto de la

Obligación Garantizada. En virtud de este mandato

irrevocable, el Acreedor podrá también en los contratos que

celebren, conferir mandato especial a una o más personas,

para que, actuando una cualquiera de ellas, ejerza, con

amplias facultades, judicial o extrajudicialmente, los

31

derechos que al Constituyente o a sus sucesores o

cesionarios les correspondan en virtud de los referidos

contratos de garantía. Este mandato especial e irrevocable

no podrá ser invocado por el Constituyente como causal de

justificación del incumplimiento de las obligaciones que

para ellos emanan del presente contrato. El Constituyente

declara expresamente que el mandato de que da cuenta esta

cláusula tiene el carácter de irrevocable, en los términos

a que se refiere el Artículo doscientos cuarenta y uno del

Código de Comercio, por cuanto su ejecución interesa al

Acreedor.

CLÁUSULA VIGÉSIMO QUINTO. DENOMINACIÓN DE LAS CLÁUSULAS.-

Las denominaciones asignadas por las Partes comparecientes

a las distintas estipulaciones de este contrato han sido

establecidas sólo para referencia y facilidad de su

lectura, sin afectar el significado o alcance que la

Cláusula en su integridad pueda tener distintos que dicha

denominación.- Personerías.- La personería de [●] para

representar a CORP GROUP BANKING S.A. consta en [●].- La

personería de don [●] para representar a ITAÚ UNIBANCO

HOLDING, S.A. consta en [●].- La personería de [●] para

representar a CORPBANCA consta en [●].- La personería de

don [●] para representar a INVERSIONES CORP GROUP INTERHOLD

32

LTDA. consta en [●].- Estas personerías no se insertan por

ser conocidas de las partes y del Notario que autoriza y a

petición expresa de aquéllas. En comprobante y previa

lectura, firman los comparecientes junto con el Notario que

autoriza.- Se dan copias.- Doy fe.-

[●]

p.p. CORP GROUP BANKING S.A.

[●]

p.p. ITAÚ UNIBANCO HOLDING, S.A.

[●]

p.p. CORPBANCA

[●]

p.p. INVERSIONES CORP GROUP INTERHOLD LIMITADA

[●]

[●]

33

p.p. INVERSIONES GASA LIMITADA

[●]

[●]

p.p. CORP GROUP INVERSIONES LIMITADA

[●]

[●]

001363-0002-15204-Active 15075783 65

Exhibit B

Investment Banks

Bank of America Merrill Lynch

Barclays Capital

Citigroup

Credit Suisse

Deutsche Bank

Goldman, Sachs & Co.

J.P. Morgan

Lazard

Morgan Stanley & Co.

Rothschild

UBS

001363-0002-15204-Active 15075783 65

Exhibit C

Optimal Regulatory Capital

001363-0002-15204-Active 15075783 65

Exhibit E

Initial CEO of the Chilean Bank

Boris Buvinic Guerovich

001363-0002-15204-Active 15075783 65

Exhibit F

Framework with upper limits on credit exposures

Exhibit F

Framework with upper limits on credit exposures

Credit Approvals

Credit Approvals

Superior Approvals Credit Committee

Intermediate Level Approvals

Level 1 Committee (N1)

IBBA Vice-President

IBBA Credit Director

ACR Credit Risk Director

Credit Committee – Local level

Member appointed by taú – head of the committee

Member appointed by taú

Member appointed by taú

Member appointed by Corp Group Parent

Member appointed by Corp Group Parent

Level 3 Committee (N3) – Local level

Comprised of 3 local executives

Credit Approvals and Limits

Level1 Committee N1

Comprised of 3 executives from Brazil

This committee’s credit decision must be unanimous

Above the N1’s credit limit, approval by other instances is required

The decisions of the Committee related to credits of the Chilean Bank and its subsidiaries shall be registered in minutes that shall include

details on (i) the loans that have been approved or rejected and (ii) voting of each committee member. The portion of such minutes dealing

with credits of the Chilean Bank and its subsidiaries shall be delivered to the Board of Directors

CreditCommittee

All credit requests shall be analyzed by this committee. If the amount of such credit request exceeds this committee’s limit, the Credit

Committee shall analyze the request prior to sending its recommendation to higher instances (i.e., N1 Committee or higher)

Comprised of 5 local executives or directors:

3 appointed by Itaú

2 appointed by Corp Group Parent

Headed by a local executive officer or Director to be recommended by the Chilean CEO

The credit decisions will be taken by the majority of the members of the Credit Committee

Credit limits established according to term and client’s rating, as described on the table above

Above the Credit Committee’s credit limit, approval by N1 committee is required

Any denial by the N1 committee of any such requests for approval must be delivered in writing within 7 business days. If no such denial is

delivered in writing within 7 business days, the relevant request shall be deemed approved by the N1 committee. Such term shall be renewed

each time clarifications and/or further details are requested by the N1 committee.

Committees Description

Credit Approvals

US$ MM Up to 3 years term Over 3 years term

Rating N1Credit

CommitteeN3 N1

Credit Committee

N3

Aaa - A2 245 130 30 150 130 30

A3 - Baa2 190 75 25 125 75 25

Baa3 - Ba3 100 30 15 75 30 15

Ba4 - B2 60 10 5 45 10 5

B3 - C3 25 5 3 20 5 3

Level3 Committee N3

Comprised of 3 local executives

This committee’s credit decision must be taken by a majority of the members

Above the N3’s credit limit, approval by Credit Committee is required

001363-0002-15204-Active 15075783 65

Schedule 2.4

Commitment on Political Contributions

USD $500,000

001363-0002-15204-Active 15075783 65

Schedule 2.10

The Shareholders agree that if Corp Group Parent shall advise Itaú Parent that it wishes to discuss

(a) the making of any specific proposed loan or other new extension of credit by the Chilean Bank

or any of its Subsidiaries to any specific customer (or any of its Affiliates) and/or (b) the

contracting of any proposed services by the Chilean Bank or any of its Subsidiaries from any

specific service provider (or any of its Affiliates), then, in each case, Itaú Parent shall (i) consult in

good faith with Corp Group Parent with respect to Corp Group Parent’s experience with such

customer and/or service provider and (ii) cause the Chilean Bank and its Subsidiaries not to (A)

make the specific proposed loan or other new extension of credit to such customer or (B) contract

for the proposed services from such specific provider until such time as Itaú Parent and Corp

Group Parent shall have had a reasonable opportunity to consult in good faith and exchange views

with respect to such proposed customer or service provider described in clauses (a) or (b) above, as

applicable, which consultation shall occur within a period of five (5) days from the date Itaú Parent

is so advised by Corp Group Parent. In the event Corp Group Parent and Itaú Parent fail to consult

with each other within such term by no fault of (i) Itaú Parent, but by fault of Corp Group Parent,

Itaú Parent shall be free to cause the Chilean Bank and its Subsidiaries to make the proposed loan

or other extension of credit to such customer or contract for the proposed services from such

provider or (ii) Corp Group Parent but by fault of Itaú Parent, such term shall be extended for

another five (5) days, upon the expiration of which such term shall be extended for the same period

as many times as necessary until the Shareholders are able to consult with each other by no fault of

Corp Group Parent.

The Shareholders agree that prior to the Chilean Bank or any of its Subsidiaries authorizing,

effecting or validating any Exempt Transaction that is not in the ordinary course of business of the

Chilean Bank or any Subsidiary, Itaú Parent shall consult with Corp Group Parent with respect to

Corp Group Parent’s views on such Exempt Transaction and permit Corp Group Parent a

reasonable opportunity to exchange views with Itaú Parent with respect to such Exempt

Transaction, which consultation shall occur within a period of ten Business Days from the date

Itaú Parent advises Corp Group Parent about such Exempt Transaction. Notwithstanding any

disagreement of the Shareholders on the merits of any such Exempt Transaction, following such

consultation and after the end of such ten (10)-Business Day period, Itaú Parent shall be free to

cause the Chilean Bank and its Subsidiaries to authorize, effect or validate such Exempt

Transaction. In the event Corp Group Parent and Itaú Parent fail to consult with each other within

such ten (10)-Business Day period by no fault of (i) Itaú Parent but by fault of Corp Group Parent,

Itaú Parent shall be free to cause the Chilean Bank and its Subsidiaries to authorize, effect or

validate such Exempt Transaction or (ii) Corp Group Parent but by fault of Itaú Parent, such term

shall be extended for another ten (10) Business Days period, upon the expiration of which such

term shall be extended for the same period as many times as necessary until the Shareholders are

able to consult with each other by no fault of Corp Group Parent.

Exhibit 2

Form of Consent and Agreement

Exhibit 2

THIS CONSENT AND AGREEMENT is entered into as of [•], 2014 (the

“Agreement”) among Corp Group Holding Inversiones Ltda. (“Corp Group”), CorpBanca, a

banking corporation (sociedad anónima abierta especial bancaria) organized under the laws of

Chile (“CorpBanca”), Inversiones Timón S.A.S., a simplified stock corporation (sociedad por

acciones simplificada) organized and existing under the laws of Colombia (“IT”), Inversiones

Carrón S.A.S., a simplified stock corporation (sociedad por acciones simplificada) organized and

existing under the laws of Colombia (“IC”), Comercial Camacho Gomez S.A.S., a simplified stock

corporation (sociedad por acciones simplificada) organized and existing under the laws of

Colombia (“CCG”), and Kresge Stock Holding Company Inc., a corporation organized and

existing under the laws of Panama (together with its Permitted Transferees, “KSHC” and together

with IT, IC, ICG, the “Minority Shareholders”).

RECITALS

WHEREAS, Corp Group, CorpBanca, Itaú Unibanco Holding, S.A., a company

(sociedad anónima) organized under the laws of Brazil (“Itaú Unibanco”), and certain of their

affiliates, have entered into a Transaction Agreement a copy of which is attached as Exhibit A (the

“Transaction Agreement”).

WHEREAS, the parties hereto and certain of their affiliates are parties to the

Amended and Restated Shareholders Agreement (as amended, the “Shareholders Agreement”)

dated as of July 31, 2013 relating to Banco Corpbanca Colombia S.A. (the “Company”)

(capitalized terms which are not defined herein are used herein as defined in the Shareholders

Agreement).

NOW, THEREFORE, in consideration of the foregoing recitals and of the mutual

promises hereinafter set forth, the parties hereto hereby agree as follows:

ARTICLE I

CERTAIN AGREEMENTS

SECTION 1.1. Approval and Consent. Each of the Minority Shareholders hereby

unconditionally and irrevocably approves and consents to the Transaction Agreement and the

transactions contemplated thereby (including for the purposes of Section 3.6 of the Shareholders

Agreement) and, except as set forth herein, hereby waive its rights under the Shareholders

Agreement in respect thereof. At any shareholders’ meeting of the Company, or in connection

with any written consent of the shareholders of the Company, each of the Minority Shareholders

shall vote all of its Shares in favor of the transactions contemplated by the Transaction Agreement.

SECTION 1.2. Sale of Shares. Each of the Minority Shareholders hereby

unconditionally and irrevocably agrees to sell, and CorpBanca agrees to purchase, all of such

Minority Shareholders’ Shares at a purchase price of U.S.$3.5367 per Share, subject to and in

2

accordance with the Transaction Agreement (including Section 1.2(d) thereof) (simultaneously

with the sale of Corp Group’s Shares pursuant thereto). Corp Group shall provide notice of the

date of the closing for such sale at least five Business Days prior to such closing date. At such

closing, each Minority Shareholder shall deliver stock certificates evidencing such Shares against

payment of the purchase price therefor in immediately available funds.

SECTION 1.3. KSHC Filing. KSHC hereby agrees to undertake all actions

required under applicable law to timely complete and file before the Colombian foreign exchange

and tax authorities the substitution of foreign investment in connection with the sale of its Shares

pursuant to this Agreement, including filing the relevant tax return.

ARTICLE II

REPRESENTATIONS AND WARRANTIES

SECTION 2.1. Representations and Warranties. Each Minority Shareholder

hereby represents and warrants that:

(a) It has the corporate power and authority necessary to execute, deliver and

perform its obligations under this Agreement and to consummate the transactions contemplated

hereby. The execution, delivery and performance of this Agreement and the consummation of the

transactions hereby by it have been duly and validly authorized by all necessary corporate action.

Assuming due authorization, execution, and delivery of this Agreement by the other parties hereto,

this Agreement represents a legal, valid, and binding obligation of it, enforceable against it in

accordance with its terms (except in all cases as such enforceability may be limited by applicable

bankruptcy, insolvency, reorganization, receivership, conservatorship, moratorium or similar laws

affecting the enforcement of creditors’ rights generally and except that the availability of the

equitable remedy of specific performance or injunctive relief is subject to the discretion of the

court before which any proceeding may be brought).

(b) No consent, approval, license, permit, order or authorization of, or registration,

declaration or filing with, any governmental authority is required to be made by it for or in

connection with its execution and delivery of this Agreement or the consummation by it of the

transactions contemplated hereby.

(c) The execution and delivery by it of this Agreement do not, and the

consummation by it of the transactions contemplated hereby will not, contravene or violate (i) any

provision of its Organizational Documents, (ii) any applicable law to which it is subject or (iii) any

provision of, or result in the termination or acceleration of, or entitle any party to accelerate any

obligation or indebtedness under, any contract to which it is a party.

(d) It is the registered owner of, and has good and valid title to, the Shares as set

forth in Exhibit B, free and clear of all liens other than restrictions contained in the Organizational

Documents of the Company and the Shareholders Agreement.

3

ARTICLE III

MISCELLANEOUS

SECTION 3.1. Amendments and Waivers. Except as otherwise provided herein,

no modification, amendment or waiver of any provision of this Agreement shall be effective

without the consent of each party. The failure of any party to enforce any of the provisions of this

Agreement shall in no way be construed as a waiver of such provisions and shall not affect the

right of such party thereafter to enforce each and every provision of this Agreement in accordance

with its terms.

SECTION 3.2. Successors, Assigns and Transferees. This Agreement shall bind

and inure to the benefit of and be enforceable by the parties hereto and their respective successors

and permitted assigns (including Permitted Transferees).

SECTION 3.3. Further Assurances. At any time or from time to time after the

date hereof, the parties agree to cooperate with each other, and at the request of any other party, to

execute and deliver any further instruments or documents and to take all such further action as the

other party may reasonably request in order to evidence or effectuate the consummation of the

transactions contemplated hereby and to otherwise carry out the intent of the parties hereunder.

SECTION 3.4. Entire Agreement. Except as otherwise expressly set forth herein,

this Agreement embodies the complete agreement and understanding among the parties hereto

with respect to the subject matter hereof and supersedes and preempts any prior understandings,

agreements or representations by or among the parties, written or oral, that may have related to the

subject matter hereof in any way.

SECTION 3.5. Governing Law; Dispute Resolution; Waiver of Jury Trial.

(a) Governing Law. THIS AGREEMENT AND THE RIGHTS AND DUTIES

OF THE PARTIES HEREUNDER SHALL BE GOVERNED BY, AND CONSTRUED IN

ACCORDANCE WITH, THE LAWS OF NEW YORK (EXCEPT FOR SUCH CORPORATE

ACTIONS, DECISIONS AND ACTIVITIES TO BE CONDUCTED AND ADOPTED BY THE

CORPORATE BODIES OF THE COMPANY SHALL BE GOVERNED BY THE

MANDATORY RULES STATED FOR SUCH ACTIONS, DECISIONS AND ACTIVITIES

UNDER COLOMBIAN LAW).

(b) Dispute Resolution. Each of the parties irrevocably agrees that all disputes,

controversies or claims arising out of or in connection with this Agreement shall be finally settled

by international arbitration under the Rules of Arbitration of the International Chamber of

Commerce (the “ICC Rules”) by one (1) or three (3) arbitrators, as provided herein. Within thirty

(30) days of receiving notice of any dispute, controversy or claim arising out of or in connection

with this Agreement, each of the parties irrevocably agrees that they shall in good faith attempt to

agree on an arbitrator(s) who is qualified in New York Law. In the event the parties cannot agree

on an arbitrator(s) within such thirty (30) day period, then the arbitrator(s) shall be appointed in

accordance with the ICC Rules. The place of arbitration shall be New York, New York. The

4

language of the arbitration shall be English. The arbitral award will be final and binding on the

parties, not subject to appeal, and enforceable in accordance with its terms. The parties agree that

by submitting the dispute, controversy or claim to arbitration under the ICC Rules, the parties

undertake to implement any final award rendered by the arbitral tribunal without delay and that the

prevailing party shall be entitled to have the final award enforced in any applicable court. The

arbitration costs will be borne by the losing party (or parties) or such other party (or parties) as

designated by the arbitrator or arbitral panel (as applicable). In case it is necessary for one (1) or

more parties to the dispute to enforce the arbitral award through any type of court proceedings, the

other party (or parties) to the dispute will bear all reasonable costs, expenses and attorney fees

including any extra court fees or arbitration fees.

(c) EACH OF THE PARTIES HERETO HEREBY IRREVOCABLY WAIVES

TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW ANY RIGHT IT MAY

HAVE TO A TRIAL BY JURY WITH RESPECT TO ANY ACTION OR LIABILITY

DIRECTLY OR INDIRECTLY ARISING OUT OF, UNDER OR IN CONNECTION WITH

THIS AGREEMENT OR THE TRANSACTIONS CONTEMPLATED BY THIS

AGREEMENT. EACH OF THE PARTIES HERETO HEREBY (I) CERTIFIES THAT NO

REPRESENTATIVE OF ANY OTHER PARTY HAS REPRESENTED, EXPRESSLY OR

OTHERWISE, THAT SUCH OTHER PARTY WOULD NOT, IN THE EVENT OF ANY SUCH

ACTION OR LIABILITY, SEEK TO ENFORCE THE FOREGOING WAIVER; AND (II)

ACKNOWLEDGES THAT IT HAS BEEN INDUCED TO ENTER INTO THIS AGREEMENT

AND THE TRANSACTIONS CONTEMPLATED BY THIS AGREEMENT, AS APPLICABLE,

BY, AMONG OTHER THINGS, THE MUTUAL WAIVERS AND CERTIFICATIONS IN

THIS SECTION 3.5(c).

SECTION 3.6. Severability. Whenever possible, each provision of this

Agreement shall be interpreted in such manner as to be effective and valid under applicable law,

but if any provision of this Agreement is held to be invalid, illegal or unenforceable in any respect

under any applicable law or rule in any jurisdiction, such invalidity, illegality or unenforceability

shall not affect any other provision or any other jurisdiction, but this Agreement shall be reformed,

construed and enforced in such jurisdiction as if such invalid, illegal or unenforceable provision

had never been contained herein.

SECTION 3.7. Enforcement. Each party hereto acknowledges that money

damages would not be an adequate remedy in the event that any of the covenants or agreements in

this Agreement are not performed in accordance with its terms, and subject to Section 3.5(b) above

it is therefore agreed that in addition to and without limiting any other remedy or right it may have,

the non-breaching party will have the right to an injunction, temporary restraining order or other

equitable relief in any court of competent jurisdiction enjoining any such breach and enforcing

specifically the terms and provisions hereof.

SECTION 3.8. Titles and Subtitles. The titles of the sections and subsections of

this Agreement are for convenience of reference only and are not to be considered in construing

this Agreement.

SECTION 3.9. No Third-Party Beneficiaries. This Agreement shall be binding

upon and inure solely to the benefit of, and be enforceable by, only the parties hereto and their

5

respective successors and permitted assigns and nothing herein, express or implied, is intended to

or shall confer upon any other Person any right, benefit or remedy of any nature whatsoever, under

or by reason of this Agreement.

SECTION 3.10. Counterparts; Facsimile Signatures. This Agreement may be

executed in any number of counterparts, each of which shall be an original, but all of which

together shall constitute one instrument. This Agreement may be executed by facsimile

signature(s).

[Rest of page intentionally left blank]

IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of

the date set forth in the first paragraph hereof.

CORP GROUP HOLDING INVERSIONES LTDA.

By:

Name:

Title:

CORPBANCA

By:

Name:

Title:

INVERSIONES TIMÓN S.A.S

By:

Name:

Title:

INVERSIONES CARRÓN, S.A.S.

By:

Name:

Title:

COMERCIAL CAMACHO GOMEZ S.A.S.

By:

Name:

Title:

KRESGE STOCK HOLDING COMPANY INC.

By:

Name:

Title:

Exhibit 3

Form of Registration Rights Agreement

Exhibit 3

1

12/18/2013 11:27 AM010395-1337-10713-Active 15062937 LEGAL28733557. 133

FORM OF

REGISTRATION RIGHTS AGREEMENT

This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of [ ], 2014, is

entered into by and among CorpBanca, a banking corporation (sociedad anónima abierta especial bancaria)

organized under the laws of Chile (the “Company”), Inversiones Corp Group Interhold Limitada, a limited liability

company (sociedad de responsabilidad limitada) organized under the laws of Chile (“Interhold”), and Inversiones

Gasa Limitada, a limited liability company (sociedad de responsabilidad limitada) organized under the laws of

Chile (“GASA” and, together with Interhold, “Corp Group Parent”, and, collectively with any other Person who

may become a party hereto pursuant to Section 11(c), the “Shareholders” and each a “Shareholder”).

WHEREAS, the Company and the Shareholders are parties to the Transaction Agreement, dated as of

January 29, 2014, as the same may be amended, supplemented or otherwise modified from time to time (the

“Transaction Agreement”); and

WHEREAS, in accordance with Section 4.13(b) of the Transaction Agreement, the Company and the

Shareholders agreed to enter into this Agreement on the Closing Date (as defined in the Transaction Agreement);

and

WHEREAS, Corp Group Parent desires to have, and the Company desires to grant, certain registration and

other rights with respect to the Registrable Securities on the terms and subject to the conditions set forth in this

Agreement.

NOW, THEREFORE, for and in consideration of the mutual agreements contained herein and for other

good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto,

intending to be legally bound hereby, agree as follows:

Section 1. Definitions. As used in this Agreement, the following terms shall have the following

meanings, and terms used herein but not otherwise defined herein shall have the meanings assigned to them in the

Transaction Agreement:

“Adverse Disclosure” means public disclosure of material non-public information that, in the good faith

judgment of the Company’s board of directors (after consultation with legal counsel): (i) would be required to be

made in any Registration Statement filed with the SEC by the Company so that such Registration Statement would

not be materially misleading; (ii) would not be required to be made at such time but for the filing, effectiveness or

continued use of such Registration Statement; and (iii) would not be in the best interests of the Company to disclose

publicly.

“Agreement” shall have the meaning set forth in the preamble.

“Automatic Shelf Registration Statement” shall have the meaning set forth in Rule 405 (or any successor

provision) of the Securities Act.

“Common Stock” means the common stock of the Company.

“Corp Group Parent” shall have the meaning set forth in the preamble.

“Demand Notice” shall have the meaning set forth in Section 3(a).

“Demand Registration” shall have the meaning set forth in Section 3(a).

2

“Exchange Act” shall mean the U.S. Securities Exchange Act of 1934, as amended, and any successor

statute thereto, and the rules and regulations of the SEC promulgated thereunder.

“Indemnified Party” shall have the meaning set forth in Section 8(c).

“Indemnifying Party” shall have the meaning set forth in Section 8(c).

“Long-Form Registration” shall have the meaning set forth in Section 3(a).

“Losses” shall have the meaning set forth in Section 8(a).

“Other Registration Rights Agreement” shall have the meaning set forth in Section 11(j).

“Person” shall mean any natural person, corporation, limited partnership, general partnership, limited

liability company, joint stock company, joint venture, association, company, estate, trust, bank trust company, land

trust, business trust, or other organization, whether or not a legal entity, custodian, trustee-executor, administrator,

nominee or entity in a representative capacity and any government or agency or political subdivision thereof.

“Piggyback Notice” shall have the meaning set forth in Section 4(a).

“Piggyback Registration” shall have the meaning set forth in Section 4(a).

“Piggyback Request” shall have the meaning set forth in Section 4(a).

“Proceeding” shall mean an action, claim, suit, arbitration or proceeding (including an investigation or

partial proceeding, such as a deposition), whether commenced or threatened.

“Prospectus” shall mean the prospectus included in any Registration Statement (including a prospectus that

discloses information previously omitted from a prospectus filed as part of an effective Registration Statement in

reliance upon Rule 430A or Rule 430B promulgated under the Securities Act), as amended or supplemented by any

prospectus supplement, and all other amendments and supplements to the Prospectus, including post-effective

amendments, and all material incorporated by reference or deemed to be incorporated by reference in such

prospectus.

“Public Offering” shall mean the sale of Common Stock to the public pursuant to an effective Registration

Statement (other than Form F-4 or Form F-8 or any successor form) filed under the Securities Act or any

comparable law or regulatory scheme of any foreign jurisdiction.

“Qualifying Offering” shall mean an underwritten offering in which the Company enters into an

underwriting agreement and provides customary due diligence to one or more underwriters or any registered

offering in which the Company must prepare a Long-Form Registration.

“Registrable Securities” shall mean, as of any date of determination, any (i) Common Stock held by Corp

Group Parent and/or its Affiliates, (ii) American or Global Depositary Shares or American or Global Depositary

Receipts representing such shares of Common Stock or American or Global Depositary Shares, as the case may be,

and (iii) preemptive rights or other securities issued or issuable with respect to any such shares by way of share split,

share dividend, distribution, combination, reclassification, recapitalization, merger, consolidation, reorganization,

exchange, replacement or similar event or otherwise, and any American Depositary Shares or American Depositary

Receipts evidencing such securities, a, provided that for the avoidance of doubt, Registrable Securities shall not

include any Itaú Parent Equity Securities (as defined in the Shareholders Agreement) issued in exchange for any

Common Stock pursuant to Section 3.8 of the Shareholders Agreement or any put or call rights contained in the

Shareholders Agreement. As to any particular Registrable Securities, once issued, such securities shall cease to be

Registrable Securities when (i) they are sold pursuant to an effective Registration Statement under the Securities

Act, (ii) the holder thereof is able to dispose of all of its, his or her Registrable Securities pursuant to Rule 144

3

without any volume limitations or manner of sale limitations thereunder, or (iii) they shall have ceased to be

outstanding.

“Registration Statement” shall mean any registration statement of the Company under the Securities Act

which covers any of the Registrable Securities pursuant to the provisions of this Agreement, including the

Prospectus, amendments and supplements to such registration statement, including post-effective amendments, all

exhibits and all material incorporated by reference or deemed to be incorporated by reference in such registration

statement.

“Rule 144” shall mean Rule 144 under the Securities Act, as such Rule may be amended from time to time,

or any similar rule or regulation hereafter adopted by the SEC.

“SEC” shall mean the U.S. Securities and Exchange Commission or any successor agency having

jurisdiction under the Securities Act.

“Scheduled Black-Out Period” shall mean the period from and including the fifteenth day prior to the

Company’s public release of quarterly earnings through and including the date of such public release by the

Company.

“Securities Act” shall mean the U.S. Securities Act of 1933, as amended, and any successor statute thereto,

and the rules and regulations of the SEC promulgated thereunder.

“Shareholders” shall have the meaning set forth in the preamble.

“Shelf Offering” shall have the meaning set forth in Section 4(c).

“Short-Form Registration” shall have the meaning set forth in Section 3(a).

“Take-Down Notice” shall have the meaning set forth in Section 4(c).

“Threshold Size” shall have the meaning set forth in Section 3(a).

“Transaction Agreement” shall have the meaning set forth in the recitals.

“underwritten registration” or “underwritten offering” shall mean a registration in which securities of the

Company are sold to an underwriter for reoffering to the public or in which an underwriter commits to acquire such

securities if and to the extent they are not acquired by third parties.

“Well-Known Seasoned Issuer” shall have the meaning set forth in Rule 405 (or any successor provision) of

the Securities Act.

Section 2. Holders of Registrable Securities. A Person is deemed, and shall only be deemed, to be a

holder of Registrable Securities if such Person owns Registrable Securities or has a right to acquire such Registrable

Securities and such Person is a Shareholder (or a permitted transferee pursuant to Section 11(c)).

Section 3. Demand Registrations.

(a) Requests for Registration. Subject to the following paragraphs of this Section

3(a), Corp Group Parent shall have the right, by delivering or causing to be delivered a written notice to the

Company, to require the Company to register pursuant to the terms of this Agreement, under and in accordance with

the provisions of the Securities Act, the offer, sale and distribution of the number of Registrable Securities requested

to be so registered pursuant to the terms of this Agreement on Form F-3 (which, unless Corp Group Parent requests

otherwise, shall be (i) filed pursuant to Rule 415 under the Securities Act and (ii) if the Company is a Well-Known

Seasoned Issuer at the time of filing such registration statement with the SEC, designated by the Company as an

Automatic Shelf Registration Statement), if the Company is then eligible for such short-form, or any similar or

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successor short-form registration (“Short-Form Registrations”) or, if the Company is not then eligible for such short

form registration, on Form F-1 or any similar or successor long-form registration (“Long-Form Registrations”) (any

such written notice, a “Demand Notice” and any such registration, a “Demand Registration”), as soon as reasonably

practicable after delivery of such Demand Notice, but, in any event, the Company shall be required to make the

initial filing of the Registration Statement within 30 days following receipt of such Demand Notice in the case of a

Short-Form Registration or within 150 days following receipt of such Demand Notice in the case of a Long-Form

Registration; provided that a Demand Notice may only be made if the sale of the Registrable Securities requested to

be registered by such Shareholders is reasonably expected to result in aggregate gross cash proceeds in excess of

$250,000,000 (without regard to any underwriting discount or commission) (the “Threshold Size”). Following

receipt of a Demand Notice for a Demand Registration in accordance with this Section 3(a), the Company shall use

its reasonable best efforts to file a Registration Statement in accordance with such Demand Notice and the

preceding sentence and shall use its reasonable best efforts to cause such Registration Statement to be declared

effective under the Securities Act as promptly as practicable after the filing thereof.

No Demand Registration shall be deemed to have occurred for purposes of this Section 3(a), and any

Demand Notice delivered in connection therewith shall not count as a Demand Notice for purposes of Section 3(e),

if (i) the Registration Statement relating thereto (A) does not become effective or (B) is not maintained effective for

the period required pursuant to this Section 3 or (ii) the offering of the Registrable Securities pursuant to such

Registration Statement is subject to a stop order, injunction, or similar order or requirement of the SEC during such

period or (iii) the conditions to closing specified in any underwriting agreement, purchase agreement, or similar

agreement entered into in connection with the registration relating to such request are not satisfied or waived, in

each of the foregoing cases other than as a result of a Corp Group Parent’s action.

All requests made pursuant to this Section 3 will specify the number of Registrable Securities to be

registered and the intended method(s) of disposition thereof.

Except as otherwise agreed by Corp Group Parent, the Company shall maintain the continuous

effectiveness of the Registration Statement with respect to any Demand Registration until such securities cease to be

Registrable Securities or such shorter period, as confirmed in writing by Corp Group Parent, ending when such

Registrable Securities have actually been sold.

Within five business days after receipt by the Company of a Demand Notice pursuant to this Section 3(a),

the Company shall deliver a written notice of any such Demand Notice to all other holders of Registrable Securities,

and the Company shall, subject to the provisions of Section 3(b), include in such Demand Registration all such

Registrable Securities with respect to which the Company has received written requests for inclusion therein within

10 business days after the date that such notice has been delivered; provided that such holders must agree to the

method of distribution proposed by the Shareholders who delivered the Demand Notice and, in connection with any

underwritten registration, such holders (together with the Company and the other holders including securities in

such underwritten registration) must enter into an underwriting agreement in customary form reasonably approved

by the Company and, solely with respect to any representations, warranties or obligations of the applicable

Shareholders contained in such underwriting agreement, the Shareholders holding the majority of the Registrable

Securities. All requests made pursuant to the preceding sentence shall specify the aggregate amount of Registrable

Securities to be registered and the intended method of distribution of such securities.

(b) Priority on Demand Registration. If any of the Registrable Securities registered

pursuant to a Demand Registration are to be sold in an underwritten offering, and the managing underwriter(s)

advise the Company or holders of such securities in writing that in its good faith opinion the total number or dollar

amount of Registrable Securities proposed to be sold in such offering is such as to adversely affect the price, timing

or distribution of such offering (including securities proposed to be included by other holders entitled to include

such securities in such Registration Statement pursuant to incidental or piggyback registration rights), then there

shall be included in such underwritten offering the number or dollar amount of Registrable Securities that in the

opinion of such managing underwriter(s) can be sold without adversely affecting such offering, and such number of

Registrable Securities shall be allocated as follows:

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(i) first, pro rata among the holders of Registrable Securities that have requested to participate

in such Demand Registration on the basis of the percentage of the Registrable Securities requested to be

included in such Registration Statement by such holders; and

(ii) second, the securities for which inclusion in such Demand Registration, as the case may be,

was requested by the Company.

(c) Postponement of Demand Registration. The Company shall be entitled to (1)

postpone, the filing (but not the preparation) of a Registration Statement or (2) require each holder of Registrable

Securities to refrain from disposing Registrable Securities pursuant to a Registration Statement (and each such

holder shall forthwith discontinue such disposition) (collectively (1) and (2) a “Suspension”), if, the Company

delivers a notice to the Stockholders stating that (A), in the good faith judgment of the board of directors of the

Company (after consultation with legal counsel), such registration, offering or disposition would (i) require the

Company to make an Adverse Disclosure, or (ii) materially interfere with any bona fide material financing,

acquisition, disposition or other similar transaction involving the Company or any of its Subsidiaries then under

consideration or (iii) occur during a Scheduled Black-Out Period, or (B) any event of the kind described in Section

6(c) (ii), (iii) or (iv) has occurred; provided that in the case of a Suspension declared pursuant to clause (A)(i) or

(A)(ii) above, the Company shall be limited to calling no more than two (2)) Suspensions in any 12-month period,

with each Suspension being for a reasonable period and such Suspensions not aggregating more than 60 days in any

12-month period. Such notification shall contain a non-binding approximation of the anticipated delay. The

Shareholders receiving such notification shall keep the information contained in such certificate confidential subject

to the same terms set forth in Section 6(o). If the Company shall so postpone the filing of a Registration Statement,

Corp Group Parent shall have the right to withdraw the request for registration by giving written notice to the

Company within 10 days of the anticipated termination date of the postponement period, as provided in the

certificate delivered to Corp Group Parent and, for the avoidance of doubt, upon such withdrawal, the withdrawn

request shall not constitute a Demand Notice; provided that in the event Corp Group Parent does not so withdraw

the request for registration, the Company shall continue to prepare a Registration Statement during such

postponement such that, if it exercises its rights under this Section 3(c), it shall be in a position to and shall, as

promptly as practicable following the expiration of the applicable deferral or suspension period, file or update and

use its reasonable best efforts to cause the effectiveness of the applicable deferred or suspended Registration

Statement.

(d) Cancellation of a Demand Registration. Holders of a majority of the Registrable

Securities that are to be registered in a particular offering pursuant to this Section 3 shall have the right to notify the

Company that they have determined that the registration statement be abandoned or withdrawn, in which event the

Company shall abandon or withdraw such registration statement; provided that such Demand Notice underlying

such abandonment or withdrawal shall not be deemed to be a Demand Notice for purposes of Section 3(e) if in

response to a material adverse change regarding the Company based primarily on facts not known to such holders of

Registrable Securities or different from the facts known to such holders at the time they submitted the Demand

Notice; provided, further, that if any registration statement is abandoned or withdrawn pursuant to this Section 3(d)

for any reason other than as described in the foregoing proviso, the holders of Registrable Securities that delivered

the Demand Notice relating to such registration statement shall reimburse the Company for all of its reasonable out

of pocket expenses incurred in connection with or arising out of such abandoned or withdrawn registration

statement (including all expenses described in Section 7), pro rata according to the number of Registrable

Securities.

(e) Limitation of Demand Notices. In connection with the provisions of this Section

3, Corp Group Parent may not make more than one Demand Registration request with respect to a Qualifying

Offering in any 365-day period.

Section 4. Piggyback Registration; Shelf Take Down.

(a) Right to Piggyback. Except with respect to a Demand Registration, the procedures

for which are addressed in Section 3, if the Company proposes to file a registration statement under the Securities

6

Act with respect to an offering of Registrable Securities, whether or not for sale for its own account and whether or

not an underwritten offering or an underwritten registration (other than a registration statement (i) on Form F-4,

Form F-8 or any successor forms thereto or (ii) filed to effectuate an exchange offer or any employee benefit or

dividend reinvestment plan or with respect to an issuance of shares by the Company to the extent required to comply

with immediate legal or regulatory requirements or to meet the Optimal Regulatory Capital (as defined under the

Shareholders Agreement)), then the Company shall give prompt written notice of such filing no later than five

business days prior to the filing date (the “Piggyback Notice”) to all of the holders of Registrable Securities. The

Piggyback Notice shall offer such holders the opportunity to include (or cause to be included) in such registration

statement the number of Registrable Securities as each such holder may request (each, a “Piggyback Registration”).

Subject to Section 4(b), the Company shall include in each such Piggyback Registration all Registrable Securities

with respect to which the Company has received written requests for inclusion therein (each a “Piggyback

Request”) within 10 business days after notice has been given to the applicable holder. The Company shall not be

required to maintain the effectiveness of the Registration Statement for a Piggyback Registration beyond the earlier

to occur of (x) 180 days after the effective date thereof and (y) consummation of the distribution by the holders of

the Registrable Securities included in such Registration Statement.

(b) Priority on Piggyback Registrations. If any of the Registrable Securities to be

registered pursuant to the registration giving rise to the rights under this Section 4 are to be sold in an underwritten

offering, the Company shall use reasonable best efforts to cause the managing underwriter(s) of a proposed

underwritten offering to permit holders of Registrable Securities who have timely submitted a Piggyback Request in

connection with such offering to include in such offering all Registrable Securities included in each holder’s

Piggyback Request on the same terms and subject to the same conditions as any other shares of capital stock, if any,

of the Company included in the offering. Notwithstanding the foregoing, if the managing underwriter(s) of such

underwritten offering advise the Company in writing that it is their good faith opinion the total number or dollar

amount of securities that such holders, the Company and any other Persons having rights to participate in such

registration, intend to include in such offering is such as to adversely affect the price, timing or distribution of the

securities in such offering, then there shall be included in such underwritten offering the number or dollar amount of

securities that in the opinion of such managing underwriter(s) can be sold without so adversely affecting such

offering, and such number of Registrable Securities shall be allocated as follows:

(i) first, all securities proposed to be sold by the Company for its own account;

(ii) second, all Registrable Securities requested to be included in such registration pursuant

to Section 4, pro rata among such holders on the basis of the percentage of the Registrable Securities

requested to be included in such Registration Statement by such holders; and

(iii) third, all other securities requested to be included in such Registration Statement;

provided that holders may, prior to the earlier of the (x) effectiveness of the Registration Statement and (y)

time at which the offering price and/or underwriter’s discount are determined with the managing

underwriter(s) and (z) in the case of any Qualifying Offering in which the Company is offering or selling

securities, the filing of any preliminary prospectus that includes a price range with respect to such

Qualifying Offering, withdraw their request to be included in such registration pursuant to this Section 4.

(c) Shelf-Take Downs. At any time that a shelf registration statement covering

Registrable Securities pursuant to Section 3 or Section 4 (or otherwise) is effective, if Corp Group Parent delivers a

notice to the Company (each, a “Take-Down Notice”) stating that it intends to sell all or part of its Registrable

Securities included by it on the shelf registration statement (each, a “Shelf Offering”), then, the Company shall

amend or supplement the shelf registration statement as may be necessary in order to enable such Registrable

Securities to be distributed pursuant to the Shelf Offering. In connection with any Shelf Offering, including any

Shelf Offering that is a Qualifying Offering, if the Shelf Offering is underwritten, in the event that the managing

underwriter(s) of such Shelf Offering advise such holders in writing that it is their good faith opinion the total

number or dollar amount of securities proposed to be sold exceeds the total number or dollar amount of such

securities that can be sold without having an adverse effect on the price, timing or distribution of the Registrable

Securities to be included, then the managing underwriter(s) may limit the number of Registrable Securities which

7

would otherwise be included in such Shelf Offering in the same manner as described in Section 3(b) with respect to

a limitation of shares to be included in a registration; provided that each Shelf Offering that is an Qualifying

Offering initiated by Corp Group Parent shall be deemed to be a demand subject to the provisions of Section 3(a)

(subject to Section 3(d)), and shall decrease by one the number of Demand Notices Corp Group Parent is entitled to

pursuant to Section 3(e); provided, further, that a Take-Down Notice with respect to an underwritten offering may

only be made if the sale of the Registrable Securities requested to be registered by such Shareholders is reasonably

expected to result in aggregate gross cash proceeds in excess of the Threshold Size.

Section 5. Restrictions on Public Sale by Holders of Registrable Securities.

Each holder of Registrable Securities agrees with all other holders of Registrable Securities and the

Company in connection with any underwritten offering made pursuant to a Registration Statement filed pursuant to

Section 3 or Section 4, as applicable, if requested in writing by the managing underwriter or underwriters in such

offering, it will not (i) effect any public sale or distribution of any of the Company’s securities (except as part of

such underwritten offering), including a sale pursuant to Rule 144 or any swap or other economic arrangement that

transfers to another Person any of the economic consequences of owning Common Stock or (ii) give any Demand

Notice during the period commencing on the date of the Prospectus pursuant to which such underwritten public

offering may be made and continuing for not more than 90 days after the date of such Prospectus (or Prospectus

supplement if the offering is made pursuant to a “shelf” registration), plus a then customary “booster shot”

extension required to permit research analysts to publish research reports compliant with Rule 139 under the

Securities Act pursuant to FINRA Rule 2711 (or a successor thereto).

Section 6. Registration Procedures. If and whenever the Company is required to effect the

registration of any Registrable Securities under the Securities Act as provided in Section 3 or Section 4, the

Company shall use its reasonable best efforts to effect such registration to permit the sale of such Registrable

Securities in accordance with the intended method or methods of disposition thereof, and pursuant thereto the

Company shall cooperate in the sale of the securities and shall use its reasonable best efforts, as expeditiously as

possible to the extent applicable, to:

(a) prepare and file with the SEC a Registration Statement or Registration Statements

on such form as shall be available for the sale of the Registrable Securities by the holders thereof or by the Company

in accordance with the intended method or methods of distribution thereof and in accordance with this Agreement,

and use its reasonable best efforts to cause such Registration Statement to become effective and to remain effective

as provided herein; provided that before filing a Registration Statement or Prospectus or any amendments or

supplements thereto (including documents that would be incorporated or deemed to be incorporated therein by

reference), the Company shall furnish or otherwise make available to the holders of the Registrable Securities

covered by such Registration Statement, their counsel and the managing underwriters, if any, copies of all such

documents proposed to be filed, which documents will be subject to the reasonable review and comment of such

counsel, and such other documents reasonably requested by such counsel, including any comment letter from the

SEC;

(b) prepare and file with the SEC such amendments and post-effective amendments to

each Registration Statement as may be necessary to keep such Registration Statement continuously effective during

the period provided herein and comply with the provisions of the Securities Act with respect to the disposition of all

securities covered by such Registration Statement; and cause the related Prospectus to be supplemented by any

Prospectus supplement as may be necessary to comply with the provisions of the Securities Act with respect to the

disposition of the securities covered by such Registration Statement, and as so supplemented to be filed pursuant to

Rule 424 (or any similar provisions then in force) under the Securities Act;

(c) notify each selling holder of Registrable Securities, its counsel and the managing

underwriters, if any, promptly, and (if requested by any such Person) confirm such notice in writing, (i) when a

Prospectus or any Prospectus supplement or post-effective amendment has been filed, and, with respect to a

Registration Statement or any post-effective amendment, when the same has become effective, (ii) of any request

by the SEC or any other federal or state governmental authority for amendments or supplements to a Registration

8

Statement or related Prospectus or for additional information, (iii) of the issuance by the SEC of any stop order

suspending the effectiveness of a Registration Statement or the initiation of any proceedings for that purpose, (iv) of

the receipt by the Company of any notification with respect to the suspension of the qualification or exemption from

qualification of any of the Registrable Securities for sale in any jurisdiction, or the initiation or threatening of any

proceeding for such purpose, and (v) if the Company has knowledge of the happening of any event that makes any

statement made in such Registration Statement or related Prospectus or any document incorporated or deemed to be

incorporated therein by reference untrue in any material respect or that requires the making of any changes in such

Registration Statement, Prospectus or documents so that, in the case of the Registration Statement, it will not

contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or

necessary to make the statements therein, not misleading, and that in the case of the Prospectus, it will not contain

any untrue statement of a material fact or omit to state any material fact necessary in order to make the statements

therein, in light of the circumstances under which they were made, not misleading;

(d) prevent the issuance or obtain the withdrawal of any order suspending the

effectiveness of a Registration Statement, or the lifting of any suspension of the qualification (or exemption from

qualification) of any of the Registrable Securities for sale in any jurisdiction at the earliest date reasonably

practicable;

(e) if requested by the managing underwriters, if any, promptly include in a

Prospectus supplement or post-effective amendment such information as the managing underwriters, if any, and

Corp Group Parent may reasonably request in order to permit the intended method of distribution of such securities

and make all required filings of such Prospectus supplement or such post-effective amendment as soon as

practicable after the Company has received such request; provided that the Company shall not be required to take

any actions under this Section 6(e) that are not, based on advice of counsel for the Company, in compliance with

applicable law;

(f) furnish or make available to each selling holder of Registrable Securities, its

counsel and each managing underwriter, if any, without charge, at least one conformed copy of the Registration

Statement, the Prospectus and Prospectus supplements, if applicable, and each post-effective amendment thereto,

including financial statements (but excluding schedules, all documents incorporated or deemed to be incorporated

therein by reference, and all exhibits, unless requested in writing by such holder, counsel or underwriter); provided

that the Company may furnish or make available any such documents in electronic format;

(g) deliver to each selling holder of Registrable Securities, its counsel, and the

underwriters, if any, without charge, as many copies of the Prospectus or Prospectuses (including each form of

Prospectus) and each amendment or supplement thereto as such Persons may reasonably request from time to time

in connection with the distribution of the Registrable Securities; provided that the Company may furnish or make

available any such documents in electronic format (other than, in the case of a Qualifying Offering, upon the request

of the managing underwriters, if any, thereof for a reasonable number of printed copies of any such Prospectus or

Prospectuses); and the Company, subject to Section 3(c), hereby consents to the use of such Prospectus and each

amendment or supplement thereto by each of the selling holders of Registrable Securities and the underwriters, if

any, in connection with the offering and sale of the Registrable Securities covered by such Prospectus and any such

amendment or supplement thereto;

(h) prior to any public offering of Registrable Securities, register or qualify or

cooperate with the selling holders of Registrable Securities, the underwriters, if any, and their respective counsel in

connection with the registration or qualification (or exemption from such registration or qualification) of such

Registrable Securities for offer and sale under the securities or “blue sky” laws of such jurisdictions within the

United States as any seller or underwriter reasonably requests in writing and to keep each such registration or

qualification (or exemption therefrom) effective during the period such Registration Statement is required to be kept

effective pursuant to this Agreement and to take any other action that may be necessary or advisable to enable such

holders of Registrable Securities to consummate the disposition of such Registrable Securities in such jurisdiction;

provided that the Company will not be required to (i) qualify generally to do business in any jurisdiction where

9

would not otherwise be required to qualify but for this Agreement or (ii) take any action that would subject it to

general service of process in any such jurisdiction where it would not otherwise be subject but for this Agreement;

(i) cooperate with, and direct the Company’s transfer agent to cooperate with, the

selling holders of Registrable Securities and the managing underwriters, if any, to facilitate the timely settlement of

any offering or sale of Registrable Securities, including the preparation and delivery of certificates (not bearing any

legends) or book-entry (not bearing stop transfer instructions) representing Registrable Securities to be sold after

receiving written representations in a form reasonably acceptable to the Company from each holder of such

Registrable Securities, including, among any other representations reasonably requested by the Company, that the

Registrable Securities represented by the certificates so delivered by such holder will be transferred in accordance

with the Registration Statement and, in connection therewith, if reasonably required by the Company’s transfer

agent, the Company shall promptly after the effectiveness of the registration statement cause an opinion of counsel

as to the effectiveness of any Registration Statement to be delivered to and maintained with its transfer agent,

together with any other authorizations, certificates and directions required by the transfer agent which authorize and

direct the transfer agent to issue such Registrable Securities without restriction upon sale by the holder of such

shares of Registrable Securities under the Registration Statement;

(j) subject to the Company’s right to declare a Suspension pursuant to Section 3(c),

upon the occurrence of, and its knowledge of, any event contemplated by Section 6(c)(v) above, prepare a

supplement or post-effective amendment to the Registration Statement or a supplement to the related Prospectus or

any document incorporated or deemed to be incorporated therein by reference, or file any other required document

so that, as thereafter delivered to the purchasers of the Registrable Securities being sold thereunder, such that the

Registration Statement will not contain any untrue statement of a material fact or omit to state any material fact

required to be stated therein or necessary to make the statements therein, not misleading, and the Prospectus will not

contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or

necessary to make the statements therein, in light of the circumstances under which they were made, not misleading;

(k) prior to the effective date of the Registration Statement relating to the Registrable

Securities, provide a CUSIP number for the Registrable Securities;

(l) provide and cause to be maintained a transfer agent and registrar for all Registrable

Securities covered by such Registration Statement from and after a date not later than the effective date of such

Registration Statement;

(m) use reasonable best efforts to cause all shares of Registrable Securities covered by

such Registration Statement to be listed (subject to official notice of issuance) on a national securities exchange if

shares of the particular class of Registrable Securities are at that time listed on such exchange, as the case may be,

prior to the effectiveness of such Registration Statement;

(n) enter into underwriting agreements in form, scope and substance as is customary in

underwritten offerings and such other documents reasonably required under the terms of such underwriting

agreements, including customary legal opinions and auditor “comfort” letters) and take all such other actions

reasonably requested by the managing underwriters, if any, to expedite or facilitate the disposition of such

Registrable Securities;

(o) in connection with a customary due diligence review, make available for

inspection by a representative of the selling holders of Registrable Securities, any underwriter participating in any

such disposition of Registrable Securities, if any, and any counsel or accountants retained by such selling holders or

underwriter (collectively, the “Offering Persons”), at the offices where normally kept, during reasonable business

hours, all financial and other records, pertinent corporate documents and properties of the Company and its

subsidiaries, and cause the officers, directors and employees of the Company and its subsidiaries to supply all

information and participate in customary due diligence sessions in each case reasonably requested by any such

representative, underwriter, counsel or accountant in connection with such Registration Statement; provided that

any information that is not generally publicly available at the time of delivery of such information shall be kept

10

confidential by such Offering Persons unless, and only to the extent, (i) disclosure of such information is required

by court or administrative order or in connection with an audit or examination by, or a blanket document request

from, a regulatory or self-regulatory authority, bank examiner or auditor, (ii) disclosure of such information, in the

reasonable judgment of the Offering Persons, is required by law or applicable legal process (including in connection

with the offer and sale of securities pursuant to the rules and regulations of the SEC), (iii) such information is or

becomes generally available to the public other than as a result of a non-permitted disclosure or failure to safeguard

by such Offering Persons in violation of this Agreement or (iv) such information (A) was known to such Offering

Persons (prior to its disclosure by the Company) from a source other than the Company when such source, to the

knowledge of the Offering Persons, was not bound by any contractual, legal or fiduciary obligation of

confidentiality to the Company with respect to such information, (B) becomes available to the Offering Persons

from a source other than the Company when such source, to the knowledge of the Offering Persons, is not bound by

any contractual, legal or fiduciary obligation of confidentiality to the Company with respect to such information or

(C) was developed independently by the Offering Persons or their respective representatives without the use of, or

reliance on, information provided by the Company. In the case of a proposed disclosure pursuant to (i) or (ii) above,

such Person shall be required to give the Company written notice of the proposed disclosure prior to such disclosure

(except in the case of (ii) above when a proposed disclosure was or is to be made in connection with a Registration

Statement or Prospectus under this Agreement and except in the case of clause (i) above when a proposed disclosure

is in connection with a routine audit or examination by, or a blanket document request from, a regulatory or

self-regulatory authority, bank examiner or auditor);

(p) cause its officers to use their reasonable best efforts to support the marketing of the

Registrable Securities covered by the Registration Statement (including participation in “road shows” of customary

duration and geographic extent) taking into account the Company’s business needs; it being understood that,

notwithstanding anything in this Agreement to the contrary, the Company and its officers shall not be obligated to

engage in (i) more than one road show in any 365-day period or (ii) any roadshow for an offering that is not

reasonably be expected to result in aggregate gross cash proceeds in excess of the Threshold Size; and

(q) cooperate with each seller of Registrable Securities and each underwriter or agent

participating in the disposition of such Registrable Securities and their respective counsel in connection with any

filings required to be made with the FINRA, including the use reasonable best efforts to obtain FINRA’s

pre-clearance or pre-approval of the Registration Statement and applicable Prospectus upon filing with the SEC.

In the case of a Public Offering in Chile, at the request of Corp Group Parent, the Company shall reasonably

cooperate to facilitate such Public Offering, including taking actions comparable to the foregoing paragraphs (m),

(o) and (p), taking into account customary practices of Public Offerings in Chile, to the extent necessary or

advisable to consummate such Public Offering.

The Company may require each holder of Registrable Securities as to which any registration is being

effected to furnish to the Company in writing such information required in connection with such registration

regarding such seller and the distribution of such Registrable Securities as the Company may, from time to time,

reasonably request in writing.

Section 7. Registration Expenses. All fees and expenses incurred by the Company and incident to the

performance of or compliance with this Agreement by the Company (including without limitation (i) all registration

and filing fees (including fees and expenses with respect to (A) all SEC, stock exchange or trading system and

FINRA registration, listing, filing and qualification and any other fees associated with such filings, including with

respect to counsel for the underwriters and any qualified independent underwriter in connection with FINRA

qualifications, and (B) compliance with securities or “blue sky” laws, including any fees and disbursements of

counsel for the underwriters in connection with “blue sky” qualifications of the Registrable Securities pursuant to

Section 6(h)), (ii) fees and expenses of the financial printer, (iii) messenger, telephone and delivery expenses of the

Company, (iv) fees and disbursements of counsel for the Company, (v) fees and disbursements of all independent

certified public accountants, including the expenses of any special audits and/or “comfort letters” required by or

incident to such performance and compliance), shall be borne by the Company, whether or not any Registration

Statement is filed or becomes effective. All underwriters’ discounts and selling commissions, fees and expenses of

11

any legal counsel or other advisors to the holders of Registrable Securities (except in connection with FINRA

registration pursuant to clause (A) above) and other fees and expenses incurred by the holders of Registrable

Securities, in each case related to Registrable Securities registered in accordance with this Agreement, shall be

borne by the holders of Registrable Securities included in such registration pro rata among each other on the basis

of the number of Registrable Securities so registered. In addition, the Company shall be responsible for all of its

internal expenses incurred in connection with the consummation of the transactions contemplated by this

Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal

or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the

listing of the Registrable Securities on any securities exchange as required hereunder.

Section 8. Indemnification.

(a) Indemnification by the Company. The Company shall, without limitation as to

time, indemnify and hold harmless, to the fullest extent permitted by law, each holder of Registrable Securities

whose Registrable Securities are covered by a Registration Statement or Prospectus, the officers, directors, partners,

members, managers, shareholders, accountants, attorneys, agents and employees of each of them, each Person who

controls each such holder (within the meaning of Section 15 of the Securities Act or Section 20 of the Exchange

Act) and the officers, directors, partners, members, managers, shareholders, accountants, attorneys, agents and

employees of each such controlling person, each underwriter, if any, and each Person who controls (within the

meaning of Section 15 of the Securities Act or Section 20 of the Exchange Act) such underwriter, from and against

any and all losses, claims, damages, liabilities, costs (including costs of preparation and reasonable attorneys’ fees

and any legal or other fees or expenses actually incurred by such party or person in connection with any

investigation or Proceeding or defending or, subject to the last sentence of this Section 8(a), settling any such Loss

or claim), expenses, judgments, fines, penalties, charges and amounts paid in settlement (collectively, “Losses”), as

incurred, in each case arising out of or based upon any untrue statement (or alleged untrue statement) of a material

fact contained in any Prospectus, offering circular, any amendments or supplements thereto, “issuer free writing

prospectus” (as such term is defined in Rule 433 under the Securities Act) or based on any omission (or alleged

omission) to state therein a material fact required to be stated therein or necessary to make the statements therein not

misleading, or any violation by the Company of the Securities Act, the Exchange Act, any state securities law, or

any rule or regulation thereunder applicable to the Company and (without limitation of the preceding portions of

this Section 8(a)), provided that the Company will not be liable in any such case to the extent that any such Loss

arises out of or is based on (i) any untrue statement or omission by such holder or underwriter, but only if such

untrue statement (or alleged untrue statement) or omission (or alleged omission) is made in such Registration

Statement, Prospectus or offering circular in reliance upon and in conformity with written information regarding

such holder of Registrable Securities furnished to the Company by such holder of Registrable Securities or its

authorized representatives expressly for inclusion therein, or (ii) any sales of Registrable Securities while a

Suspension is in effect. It is agreed that the indemnity agreement contained in this Section 8(a) shall not apply to

amounts paid in settlement of any such Loss or action if such settlement is effected without the prior written consent

of the Company (which consent shall not be unreasonably withheld).

(b) Indemnification by Holder of Registrable Securities. As a condition to including

any Registrable Securities in any registration statement filed in accordance with this Agreement, each holder of

Registrable Securities shall indemnify, to the fullest extent permitted by law, severally and not jointly with any

other holders of Registrable Securities, the Company, its Subsidiaries, each Person who controls the Company

(within the meaning of Section 15 of the Securities Act and Section 20 of the Exchange Act) and each their

respective officers, directors, partners, members, managers, shareholders, accountants, attorneys, agents and

employees from and against all Losses arising out of or based on any untrue statement of a material fact contained in

any such Registration Statement, Prospectus, offering circular, any amendments or supplements thereto, “issuer free

writing prospectus” (as such term is defined in Rule 433 under the Securities Act), or any omission to state therein a

material fact required to be stated therein or necessary to make the statements therein not misleading, in each case to

the extent, but only to the extent, that such untrue statement or omission is made in such Registration Statement,

Prospectus, offering circular, any amendments or supplements thereto, “issuer free writing prospectus” (as such

term is defined in Rule 433 under the Securities Act) in reliance upon and in conformity with written information

regarding such holder of Registrable Securities furnished to the Company by such holder of Registrable Securities

12

or its authorized representatives expressly for inclusion therein; provided that the obligations of such holder under

such undertaking shall not apply to amounts paid in settlement of any such Losses (or actions in respect thereof) if

such settlement is effected without the consent of such holder (which consent shall not be unreasonably withheld);

and provided, further, that the liability of such holder of Registrable Securities shall be limited to the net proceeds

received by such selling holder from the sale of Registrable Securities covered by such Registration Statement.

(c) Conduct of Indemnification Proceedings. If any Person shall be entitled to

indemnity hereunder (each, an “Indemnified Party”), such Indemnified Party shall give prompt notice to the party

from which such indemnity is sought (each, an “Indemnifying Party”) of any claim or of the commencement of any

Proceeding with respect to which such Indemnified Party seeks indemnification or contribution pursuant hereto;

provided that the delay or failure to so notify the Indemnifying Party shall not relieve the Indemnifying Party from

any obligation or liability except to the extent that the Indemnifying Party has been materially prejudiced by such

delay or failure. The Indemnifying Party shall have the right, exercisable by giving written notice to an Indemnified

Party promptly after the receipt of written notice from such Indemnified Party of such claim or Proceeding, to

assume, at the Indemnifying Party’s expense, the defense of any such claim or Proceeding, with counsel reasonably

satisfactory to such Indemnified Party; provided that an Indemnified Party shall have the right to employ separate

counsel in any such claim or Proceeding and to participate in the defense thereof, but the fees and expenses of such

counsel shall be at the expense of such Indemnified Party unless: (i) the Indemnifying Party agrees to pay such fees

and expenses; (ii) based on advice of counsel, a conflict of interest between such indemnified and indemnifying

parties is reasonably likely to exist in respect of such claims, or (iii) the Indemnifying Party fails promptly to

assume, or in the event of a conflict of interest cannot assume, the defense of such claim or Proceeding or fails to

employ counsel reasonably satisfactory to such Indemnified Party in any such Proceeding, in which case the

Indemnified Party shall have the right to employ separate counsel and to assume the defense of such claim or

proceeding at the Indemnifying Party’s expense; provided, further, that the Indemnifying Party shall not, in

connection with any one such claim or Proceeding or separate but substantially similar or related claims or

Proceedings in the same jurisdiction, arising out of the same general allegations or circumstances, be liable for the

fees and expenses of more than one firm of attorneys (together with appropriate local counsel) at any time for all of

the Indemnified Parties. Whether or not such defense is assumed by the Indemnifying Party, such Indemnifying

Party will not be subject to any liability for any settlement made without its consent (but such consent will not be

unreasonably withheld). The Indemnifying Party shall not consent to entry of any judgment or enter into any

settlement that does not include as an unconditional term thereof the giving by the claimant or plaintiff to such

Indemnified Party of a release, in form and substance reasonably satisfactory to the Indemnified Party, from all

liability in respect of such claim or litigation for which such Indemnified Party would be entitled to indemnification

hereunder.

(d) Contribution. If the indemnification provided for in this Section 8 is unavailable to

an Indemnified Party in respect of any Losses (other than in accordance with its terms), then each applicable

Indemnifying Party, in lieu of indemnifying such Indemnified Party, shall contribute to the amount paid or payable

by such Indemnified Party as a result of such Losses, in such proportion as is appropriate to reflect the relative fault

of the Indemnifying Party, on the one hand, and such Indemnified Party, on the other hand, in connection with the

actions, statements or omissions that resulted in such Losses as well as any other relevant equitable considerations.

The relative fault of such Indemnifying Party, on the one hand, and Indemnified Party, on the other hand, shall be

determined by reference to, among other things, whether any action in question, including any untrue or alleged

untrue statement of a material fact or omission or alleged omission to state a material fact, has been made (or

omitted) by, or relates to information supplied in writing by, such Indemnifying Party or Indemnified Party, and the

parties’ relative intent, knowledge, access to information and opportunity to correct or prevent any such action,

statement or omission.

The parties hereto agree that it would not be just and equitable if contribution pursuant to this Section 8(d)

were determined by pro rata allocation or by any other method of allocation that does not take account of the

equitable considerations referred to in the immediately preceding paragraph. Notwithstanding the provisions of this

Section 8(d), an Indemnifying Party that is a selling holder of Registrable Securities shall not be required to

contribute any amount in excess of the amount that such Indemnifying Party has otherwise been, or would otherwise

be, required to pay pursuant to Section 8(b) by reason of such untrue or alleged untrue statement or omission or

13

alleged omission. No Person guilty of fraudulent misrepresentation (within the meaning of Section 11(f) of the

Securities Act) shall be entitled to contribution from any Person who was not guilty of such fraudulent

misrepresentation.

(e) Notwithstanding the foregoing, to the extent that the provisions on indemnification

and contribution contained in the underwriting agreement entered into in connection with the underwritten public

offering are in conflict with the foregoing provisions, the provisions in the underwriting agreement shall control.

Section 9. Rule 144. The Company shall use reasonable best efforts to: (i) file the reports required to

be filed by it under the Securities Act and the Exchange Act in a timely manner, to the extent required from time to

time to enable all holders to sell Registrable Securities without registration under the Securities Act within the

limitations of the exemption provided by Rule 144; and (ii) so long as any Registrable Securities are outstanding,

furnish holders thereof upon request (A) a written statement by the Company as to its compliance with the reporting

requirements of Rule 144 under the Securities Act, and of the Exchange Act and (B) a copy of the most recent

annual or quarterly report of the Company (except to the extent the same is available on EDGAR).

Section 10. Underwritten Registrations. In connection with any underwritten offering, each of Corp

Group Parent and the Company shall be entitled to select one of up to two investment bankers and managers to serve

as joint-lead underwriters, after prior consultation with the other party in good faith. No Person may participate in

any underwritten offering hereunder unless such person (a) agrees to sell the Registrable Securities it desires to have

covered by a Registration Statement on the basis provided in any customary underwriting agreement for such

offering, (b) completes and executes all questionnaires, powers of attorney, indemnities, underwriting agreements

and other documents required under the terms of such underwriting arrangements, provided that (x) such Person

shall not be required to undertake any indemnification or contribution obligations to the Company or any

underwriter with respect thereto other than as specifically provided in Section 8 and (x) the obligations of such

Person pursuant to such underwriting agreement shall be several and not joint subject to the limitations set forth in

the provisos contained in Section 8(b).

Section 11. Miscellaneous.

(a) Amendments and Waivers. The provisions of this Agreement, including the

provisions of this sentence, may not be amended, modified or supplemented, and waivers or consents to departures

from the provisions hereof may not be given without the written consent of each of the Shareholders.

Notwithstanding the foregoing, a waiver or consent to depart from the provisions hereof with respect to a matter that

relates exclusively to the rights of holders of Registrable Securities whose securities are being sold pursuant to a

Registration Statement and that does not directly or indirectly affect the rights of other holders of Registrable

Securities may be given by holders of at least a majority of the Registrable Securities being sold by such holders

pursuant to such Registration Statement.

(b) Notices. All notices required to be given hereunder shall be in writing and shall be

deemed to be duly given if personally delivered, telecopied and confirmed, or mailed by certified mail, return

receipt requested, or overnight delivery service with proof of receipt maintained, at the following address (or any

other address that any such party may designate by written notice to the other parties):

If to the Company, to the address of its principal executive offices. If to any Shareholder,

at such Shareholder’s address as set forth on the records of the Company. Any such notice shall, if delivered

personally, be deemed received upon delivery; shall, if delivered by telecopy, be deemed received on the first

business day following written confirmation; and shall, if delivered by internationally recognized overnight courier

service, be deemed received the second business day after being sent.

(c) Successors and Assigns; Shareholder Status. This Agreement shall inure to the

benefit of and be binding upon the successors and permitted assigns of each of the parties; provided that (x) the

Company may not assign this Agreement (in whole or in part) without the prior written consent of the holders of a

majority of the Registrable Securities, (y) a Shareholder may not assign this Agreement (in whole or in part) without

14

the prior written consent of the Company except to a transferee of Registrable Securities pursuant to transfers to (i)

Affiliates of such Shareholder or (ii) the other Shareholder and its Affiliates, in each case that are permitted under

the Shareholders Agreement and where such Shareholder has also provided the Company with prior written notice

of the proposed assignment and (z) such successor or assign shall not be entitled to such rights unless the successor

or assign shall have executed and delivered to the Company an Addendum Agreement substantially in the form of

Exhibit A hereto (which shall also be executed by the Company) promptly following the acquisition of such

Registrable Securities, in which event such successor or assign shall be deemed a Shareholder for purposes of this

Agreement. For the avoidance of doubt, if any Shareholder assigns some or all of its rights hereunder to deliver a

Demand Notice or a Take-Down Notice to any permitted assignee, such Shareholder shall, if such rights to deliver

Demand Notices or Take-Down Notices are subject to limitations pursuant to this Agreement, including Section

3(e) and the provisos to Section 4(c), no longer be entitled to exercise such rights, but only to the extent assigned,

and the exercise of such Demand Notice or Take-Down Notice by such assignee shall be subject to the provisions of

this Agreement, including Section 3(e) and the provisos to Section 4(c). Except as provided in Section 8 with

respect to an Indemnified Party, nothing expressed or mentioned in this Agreement is intended or shall be construed

to give any Person other than the parties hereto and their respective successors and permitted assigns any legal or

equitable right, remedy or claim under, in or in respect of this Agreement or any provision herein contained.

(d) Counterparts. This Agreement may be executed in two or more counterparts and

delivered by facsimile, pdf or other electronic transmission with the same effect as if all signatory parties had signed

and delivered the same original document, each of which shall be deemed an original, but all of which together shall

constitute one and the same instrument.

(e) Headings; Construction. The section and paragraph headings contained in this

Agreement are for reference purposes only and shall not affect in any way the meaning or interpretation of this

Agreement. Unless the context requires otherwise: (i) pronouns in the masculine, feminine and neuter genders shall

be construed to include any other gender, and words in the singular form shall be construed to include the plural and

vice versa; (ii) the term “including” shall be construed to be expansive rather than limiting in nature and to mean

“including, without limitation,”; (iii) references to sections and paragraphs refer to sections and paragraphs of this

Agreement; and (iv) the words “this Agreement,” “herein,” “hereof,” “hereby,” “hereunder” and words of similar

import refer to this Agreement as a whole, including Exhibit A hereto, and not to any particular subdivision unless

expressly so limited.

(f) Severability. If any term or provision of this Agreement is determined by a court

of competent jurisdiction to be invalid, void or unenforceable, the remaining provisions hereof, or the application of

such provision to Persons or circumstances other than those as to which it has been held invalid or unenforceable,

shall remain in full force and effect and in no way be affected, impaired or invalidated thereby, so long as the

economic or legal substance of the Transactions is not affected in any manner materially adverse to any party

hereto. Upon such determination, the parties hereto shall negotiate in good faith in an effort to agree upon a suitable

and equitable substitute provision to effect the original intent of the parties hereto. If any provision of this

Agreement is so broad as to be unenforceable, the provision shall be interpreted to be only so broad as is

enforceable.

(g) Entire Agreement; Supremacy. This Agreement, the Transaction Agreement and

the Shareholders Agreement are intended by the parties as a final expression of their agreement, and are intended to

be a complete and exclusive statement of the agreement and understanding of the parties hereto in respect of the

subject matter contained herein and therein. There are no restrictions, promises, warranties or undertakings, other

than those set forth or referred to herein and therein, with respect to the registration rights granted by the Company

with respect to Registrable Securities. This Agreement, together with the Transaction Agreement and the

Shareholders Agreement, supersedes all prior agreements and understandings between the parties with respect to

such subject matter. In the event of any conflict between this Agreement and the Shareholders Agreement or any

Other Registration Rights Agreement, the Shareholders Agreement and/or Other Registration Rights Agreement, as

the case may be, shall control; in furtherance and not in limitation of the foregoing, nothing in this Agreement shall

permit a Shareholder to engage in any Transfer (as defined in the Shareholders Agreement) unless such is expressly

permitted under the Shareholders Agreement.

15

(h) Securities Held by the Company or its Subsidiaries. Whenever the consent or

approval of holders of a specified percentage of Registrable Securities is required hereunder, Registrable Securities

held by the Company or its subsidiaries shall not be counted in determining whether such consent or approval was

given by the holders of such required percentage.

(i) Specific Performance. The parties hereto recognize and agree that money

damages may be insufficient to compensate the holders of any Registrable Securities for breaches by the Company

of the terms hereof and, consequently, that the equitable remedy of specific performance of the terms hereof will be

available in the event of any such breach.

(j) Term. This Agreement shall terminate with respect to a Shareholder on the earlier

of (i) the date on which Corp Group Parent ceases to hold Registrable Securities and (ii) the date on which the

Shareholders Agreement has been terminated in accordance with its terms and all terms thereof have ceased to

survive with respect to such Shareholder; provided that Corp Group Parent’s rights and obligations pursuant to

Section 8, as well as the Company’s obligations to pay expenses pursuant to Section 7, shall survive with respect to

any registration statement in which any Registrable Securities of Corp Group Parent were included. From and after

the date of this Agreement, the Company shall not enter into any agreement with any Person giving, including any

holder or prospective holder of any securities of the Company, any registration rights the terms of which conflict

with, the registration rights granted to Corp Group Parent hereunder (each, an “Other Registration Rights

Agreement”).

(k) Governing Law; Dispute Resolution; Waiver of Jury Trial.

(i) Governing Law. THIS AGREEMENT AND THE RIGHTS AND DUTIES OF THE PARTIES

HEREUNDER SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF

NEW YORK WITHOUT REGARD TO ITS CONFLICT OF LAW PRINCIPLES (EXCEPT FOR SUCH

CORPORATE ACTIONS, DECISIONS AND ACTIVITIES TO BE CONDUCTED AND ADOPTED BY THE

CORPORATE BODIES OF THE COMPANY OR ITS SUBSIDIARIES SHALL BE GOVERNED BY THE

MANDATORY RULES STATED FOR SUCH ACTIONS, DECISIONS AND ACTIVITIES UNDER CHILEAN

OR COLOMBIAN LAW, AS APPLICABLE).

(ii) Dispute Resolution. Each of the parties irrevocably agrees that all disputes, controversies or

claims arising out of or in connection with this Agreement shall be finally settled by international arbitration under

the Rules of Arbitration of the International Chamber of Commerce (the “ICC Rules”) by three (3) arbitrators.

Within thirty (30) days of receiving notice of any dispute, controversy or claim arising out of or in connection with

this Agreement, each of the parties irrevocably agrees that they shall in good faith attempt to agree on arbitrators

who are qualified in New York Law. In the event the parties cannot agree on arbitrators within such thirty (30) day

period, then the arbitrators shall be appointed in accordance with the ICC Rules. The place of arbitration shall be

New York, New York. The language of the arbitration shall be English. The arbitral award will be final and binding

on the parties, not subject to appeal, and enforceable in accordance with its terms. The parties agree that by

submitting the dispute, controversy or claim to arbitration under the ICC Rules, the parties undertake to implement

any final award rendered by the arbitral tribunal without delay and that the prevailing party shall be entitled to have

the final award enforced in any applicable court. The arbitration costs will be borne by the losing party (or parties)

or such other party (or parties) as designated by the arbitrator or arbitral panel (as applicable). In case it is necessary

for one (1) or more parties to the dispute to enforce the arbitral award through any type of court proceedings, the

other party (or parties) to the dispute will bear all reasonable costs, expenses and attorney fees including any extra

court fees or arbitration fees.

(iii) EACH OF THE PARTIES HERETO HEREBY IRREVOCABLY WAIVES TO THE

FULLEST EXTENT PERMITTED BY APPLICABLE LAW ANY RIGHT IT MAY HAVE TO A TRIAL BY

JURY WITH RESPECT TO ANY ACTION OR LIABILITY DIRECTLY OR INDIRECTLY ARISING OUT OF,

UNDER OR IN CONNECTION WITH THIS AGREEMENT OR THE TRANSACTIONS CONTEMPLATED

BY THIS AGREEMENT. EACH OF THE PARTIES HERETO HEREBY (I) CERTIFIES THAT NO

REPRESENTATIVE OF ANY OTHER PARTY HAS REPRESENTED, EXPRESSLY OR OTHERWISE, THAT

16

SUCH OTHER PARTY WOULD NOT, IN THE EVENT OF ANY SUCH ACTION OR LIABILITY, SEEK TO

ENFORCE THE FOREGOING WAIVER; AND (II) ACKNOWLEDGES THAT IT HAS BEEN INDUCED TO

ENTER INTO THIS AGREEMENT AND THE TRANSACTIONS CONTEMPLATED BY THIS AGREEMENT,

AS APPLICABLE, BY, AMONG OTHER THINGS, THE MUTUAL WAIVERS AND CERTIFICATIONS IN

THIS SECTION 11(k)(iii).

[Registration Rights Agreement Signature Page]

IN WITNESS WHEREOF, the parties hereto have caused this Registration Rights Agreement to be duly

executed as of the date first above written.

INVERSIONES CORP GROUP INTERHOLD LIMITADA

By:

Name:

Title:

INVERSIONES GASA LIMITADA

By:

Name:

Title:

CORPBANCA

By:

Name:

Title:

[Registration Rights Agreement Signature Page]

Exhibit A-1

EXHIBIT A

ADDENDUM AGREEMENT

This Addendum Agreement is made this ___ day of ____________, 20___, by and between

_________________________________ (the “New Shareholder”) and [●] (the “Company”), pursuant to a

Registration Rights Agreement dated as of [●], 2014 (the “Agreement”), by and among the Company and .

Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed to them in the

Agreement.

W I T N E S S E T H:

WHEREAS, the Company has agreed to provide registration rights with respect to the Registrable

Securities as set forth in the Agreement; and

WHEREAS, the New Shareholder has acquired Registrable Securities directly or indirectly from a

Shareholder; and

WHEREAS, the Company and the Shareholders have required in the Agreement that all persons desiring

registration rights pursuant to the Agreement must enter into an Addendum Agreement binding the New

Shareholder to the Agreement to the same extent as if it were an original party thereto;

NOW, THEREFORE, in consideration of the mutual promises of the parties, the New Shareholder

acknowledges that it has received and read the Agreement and that the New Shareholder shall be bound by, and

shall have the benefit of, all of the terms and conditions set out in the Agreement to the same extent as if it were an

original party to the Agreement (or as otherwise provided therein) and shall be deemed to be a Shareholder

thereunder.

______________________________

New Shareholder

Address:

________________________________

________________________________

Exhibit A-2

Agreed to on behalf of [the Company] pursuant to Section 11(c) of the Agreement.

[THE COMPANY]

By:

Printed Name and Title

Exhibit 4

Required Regulatory Consents

Exhibit 4

Required Regulatory Consents

“CIMA”: means Cayman Islands Monetary Authority.

“SBIF”: means the Chilean Superintendency of Banks (Superintendencia de

Bancos e Instituciones Financieras).

“SBP”: means the Superintendencia de Bancos de Panamá.

“SMV”: means the Superintendencia del Mercado de Valores de Panamá.

1. Regulatory Consents to be obtained from Chilean Governmental Authorities:

i. The Capital Raise requires the following Regulatory Consents:

(a) General SBIF approval (applicable to the entire Transaction).

(b) SBIF approval of the Capital Raise pursuant to the provisions of Article 52

of the Chilean Banking Law.

ii. The Chilean Merger requires the following Regulatory Consents:

(a) SBIF approval of the Chilean Merger pursuant to the provisions set forth in

Article 35 bis of the Chilean Banking Act, if applicable.

(b) SBIF approval of the amendments to the by-laws of CorpBanca (as a result

of the Chilean Merger) and issuance of the relevant certificate with an excerpt of

the approved amendments pursuant to Article 31 of the Chilean Banking Law.

(c) SBIF approval for the acquisition of more than 10% of CorpBanca (as a

result of the exchange of shares in the Chilean Merger) by any shareholder of Itaú

Chile, as the non surviving Chilean bank, all pursuant to the provisions set forth in

Article 36 of the Chilean Banking Act.

1. Regulatory Consents to be obtained from American Governmental Authorities.

i. The Chilean Merger requires the following Regulatory Consents:

(a) U.S. Federal Reserve Board approval pursuant to 12 C.F.R. § 211.24

(applicable to the entire Transaction).

(b) U.S. Office of the Comptroller of the Currency approval pursuant to 12

C.F.R. § 5.70 (for the indirect acquisition of CorpBanca New York Branch as a

result of the Chilean Merger / execution of the shareholders’ agreement).

2. Regulatory Consents to be obtained from Colombian Governmental Authorities.

i. The indirect acquisition of a beneficial ownership by Itaú Parent in CorpBanca

Colombia as a result of the Chilean Merger requires following Regulatory Consents:

(a) The prior authorization of the SFC pursuant to article 88 of the Estatuto

Orgánico del Sistema Financiero (“EOSF”).

(b) The Colombian Stock Exchange, pursuant to article 1.5.1.7 of the general

rules of the Colombian Stock Exchange.

3. Regulatory Consents to be obtained from Brazilian Governmental Authorities:

i. Each of the Capital Raise and Chilean Merger requires the prior approval of the

Brazilian Central Bank.

4. Regulatory Consents to be obtained from Panamanian Governmental Authorities:

i. The Chilean Merger is subject to the following Regulatory Consents:

(a) Prior approval from the Superintendency of Capital Markets of Panama.

(b) Prior approval from the Superintendency of Banks of Panama.

5. Regulatory Consents to be obtained from Caymanian Governmental Authorities:

i. Corp Group Parent selling of 5,208,344,218 shares of CorpBanca to

non-Affiliates is subject to prior approval from CIMA according to the Banks and Trust

Companies Law to the extent a change of beneficial ownership in CorpBanca results from

such transfer.

ii. The Chilean Merger is subject to prior approval from CIMA

according to the Banks and Trust Companies Law to the extent a change of beneficial

ownership of CorpBanca and its respective Colombian Subsidiaries results from the

Chilean Merger.

Exhibit 5

Form of Corp Group Pledge Agreements

EXHIBIT 5 A

1

REPERTORIO N°

PRENDA SIN DESPLAZAMIENTO SOBRE ACCIONES

INVERSIONES CORP GROUP INTERHOLD LIMITADA

A

ITAÚ UNIBANCO HOLDING, S.A.

EN SANTIAGO, REPÚBLICA DE CHILE, a [●], ante mí, [●],

comparecen:

don [●], [nacionalidad], [estado civil], [profesión],

cédula nacional de identidad número [●], en nombre y

representación, según se acreditará, de INVERSIONES CORP

GROUP INTERHOLD LIMITADA, rol único tributario número [●],

en adelante también, el “Constituyente”, [●], ambos

domiciliados para estos efectos en [●];

don [●], [nacionalidad], [estado civil], [profesión],

cédula nacional de identidad número [●], en nombre y

representación, según se acreditará, de INVERSIONES GASA

LIMITADA, rol único tributario número [●], [●], ambos

domiciliados para estos efectos en [●];

2

don [●], [nacionalidad], [estado civil], [profesión],

cédula nacional de identidad número [●], en nombre y

representación, según se acreditará, de CORP GROUP HOLDING

INVERSIONES LIMITADA, rol único tributario número [●], ,

[●], ambos domiciliados para estos efectos en [●];

don [●], [nacionalidad], [estado civil], [profesión],

cédula nacional de identidad número [●], en nombre y

representación, según se acreditará, de ITAÚ UNIBANCO

HOLDING, S.A., rol único tributario número [●], en adelante

también, el “Acreedor”, [●], ambos domiciliados para estos

efectos en [●]; y

don [●], [nacionalidad], [estado civil], [profesión],

cédula nacional de identidad número [●], en nombre y

representación, según se acreditará, de CORP GROUP BANKING

S.A., rol único tributario número [●], en adelante también,

la “Sociedad”;

En adelante, INVERSIONES GASA LIMITADA, CORP GROUP HOLDING

INVERSIONES LIMITADA, CORP GROUP BANKING S.A. y INVERSIONES

CORP GROUP INTERHOLD LIMITADA, el “Deudor”

EXHIBIT 5 A

3

Los comparecientes mayores de edad, quienes me acreditaron

su identidad con las cédulas antes citadas y exponen:

CLÁUSULA PRIMERA. ANTECEDENTES. Uno. Uno. Pacto de

accionistas. Por instrumento privado de fecha [●], regido

por las leyes de Estado de Nueva York, Estados Unidos de

América, el Acreedor, el Constituyente y otras partes,

suscribieron un contrato en idioma inglés denominado

Shareholders Agreement, en adelante el “Pacto de

Accionistas”. Dicho contrato establece los derechos y

obligaciones de las partes, y la forma como éstas han de

ejercer sus derechos en [Corpbanca]. Entre otras materias,

el Pacto de Accionistas establece normas y obligaciones

relativas a las decisiones en las juntas de accionistas, la

administración, declaraciones y garantías efectuadas por

los accionistas directos e indirectos, que lo suscriben,

normas relativas a la cesión o transferencia de las

acciones de [Corpbanca], normas de resolución de

conflictos, causales de terminación, y otras disposiciones

de carácter misceláneo. Uno. Dos. Obligaciones

Garantizadas. Cada una de las obligaciones de dar, hacer o

no hacer del Deudor en favor del Acreedor contenidas en o

derivadas del Pacto de Accionistas o de cualquier otro

instrumento que el Deudor hubiere aceptado, o pudiere

4

suscribir o aceptar en el futuro para documentar tales

obligaciones, y todas y cualesquiera obligaciones que el

Deudor pueda adeudar o contraer en el futuro a favor del

Acreedor con motivo del otorgamiento de los documentos que

deba suscribir al amparo del Pacto de Accionistas, se

denominarán en adelante, conjuntamente, las “Obligaciones

Garantizadas”. Se consideran además obligaciones

garantizadas la obligación de suscribir cualquier documento

o contrato, la obligación de ejecutar cualquier acto con

motivo u ocasión del Pacto de Accionistas y la obligación

de pagar cualquier multa de acuerdo al Pacto de Accionistas

y sus modificaciones, anexos o documentos complementarios.

Es también Obligación Garantizada, la obligación de pagar

al Acreedor cualquier indemnización y compensación a la que

tenga derecho con motivo del Pacto de Accionistas[,

incluyendo pero no limitado a la, la obligación de pagar

una multa por US$_________________]. La descripción de las

Obligaciones Garantizadas contenida en esta Cláusula

Primera es a título referencial solamente, sólo para hacer

constar en general su tenor, dejándose constancia, para

todos los efectos legales y contractuales a que haya lugar,

de que en todo caso, los términos y condiciones precisos de

las Obligaciones Garantizadas que en general se hacen

constar en el presente instrumento son los que se contienen

EXHIBIT 5 A

5

en el Pacto de Accionistas. Se deja constancia que para dar

cumplimiento a lo dispuesto en el Artículo Tercero numeral

dos del Artículo Décimo Cuarto de la Ley de Prenda sin

Desplazamiento, la presente prenda sin desplazamiento se

constituye con cláusula de garantía general respecto de

todas las obligaciones que emanen del Pacto de Accionistas

para el Deudor.

CLÁUSULA SEGUNDA. ANTECEDENTES SOBRE ACCIONES.- El

Constituyente es dueño exclusivo e incondicional de [●]

acciones en la Sociedad, todas ellas íntegramente pagadas e

inscritas a su nombre en el Registro de Accionistas de la

Sociedad /las “Acciones”/. Dichas acciones representan el

cien por ciento de las acciones del Constituyente en la

Sociedad. Dos. Dos. Por escritura pública de fecha [●],

otorgada en la Notaría [●], el Constituyente otorgó prenda

de valores mobiliarios en favor de los bancos de primer

grado, sobre [●] de las acciones indicadas en Dos.Uno

precedente a favor de Banco Itaú BBA, Nassau Branch, con el

objeto de garantizar las obligaciones de pago del crédito

otorgado por escritura pública de fecha [●], ascendentes a

la cantidad de [●].

6

CLÁUSULA TERCERA. CONSTITUCIÓN DE PRENDA SOBRE ACCIONES.

Tres. Uno. Por el presente instrumento, el Constituyente

constituye prenda sin desplazamiento sobre las Acciones, de

conformidad con el artículo primero y quinto del artículo

décimo cuarto de la Ley veinte mil ciento noventa /en

adelante, la “Ley de Prenda sin Desplazamiento”/, el

Reglamento del Registro de Prendas sin Desplazamiento,

contenido en el Decreto Supremo número setecientos

veintidós, conjunto del Ministerio de Justicia y del

Ministerio de Hacienda, publicado en el Diario Oficial de

veintitrés de octubre de dos mil diez /el “Reglamento de

Prenda sin Desplazamiento”/, en favor del Acreedor, a fin

de garantizar el cumplimiento íntegro, oportuno y efectivo

de todas y cada una de las Obligaciones Garantizadas y por

todo el tiempo que se mantengan vigentes las obligaciones

del Pacto de Accionistas. La prenda también se extiende

asimismo sobre todas las acciones que emita la Sociedad y

que sean suscritas por el Constituyente a futuro, de

conformidad a como se indica en la cláusula Nueve.Uno

siguiente /las “Acciones Futuras”/. - Tres. Dos. La prenda

constituida por el presente instrumento garantiza,

asimismo, el reembolso de las costas y gastos de cobranza,

judiciales o extrajudiciales, incluidos honorarios

razonables de abogados, si existieren, en que se incurra

EXHIBIT 5 A

7

con ocasión de gestiones o demandas de cobro o ejecución de

esta prenda; y se extiende además a toda obligación que

contraiga el Deudor en instrumentos que pueda otorgar o

aceptar en el futuro, en sustitución o reemplazo, o bien,

en forma adicional a aquellos instrumentos que hayan sido

suscritos y entregados al Acreedor, o a quienes lo sucedan

o reemplacen, respecto de cualesquiera documentos o

instrumentos donde consten las Obligaciones Garantizadas.-

Tres. Tres. Todas las cantidades que se obtengan judicial o

extrajudicialmente en abono o pago de las Obligaciones

Garantizadas, lo serán por cuenta del Acreedor en cuyo

favor se establece esta prenda y, deducidos los gastos y

costos de cobranza, se le pagarán, de conformidad con lo

dispuesto en el Pacto de Accionistas y este instrumento.

Sujeto a lo dispuesto en la cláusula vigésimo tercera de

este instrumento, se conviene expresamente que la prenda

constituida en virtud de este instrumento es indivisible,

por lo que no podrá reclamarse su alzamiento o liberación

mientras no se haya extinguido la totalidad de las

Obligaciones Garantizadas.- Tres. Cuatro. Para los efectos

de lo dispuesto en el artículo cuarto del Reglamento de

Prenda sin Desplazamiento, las partes dejan constancia que

el valor mínimo de las referidas obligaciones de hacer y de

no hacer es de [$__________]. Tres. Cinco. Se deja

8

constancia que toda obligación cuyo pago se haya convenido

en moneda extranjera con motivo del Pacto de Accionistas,

se entenderá extinguida sólo hasta por el monto por el que

el Acreedor haya recibido dicha moneda en divisas de libre

convertibilidad y disponibilidad o, si el pago se efectuare

en otra moneda, sólo hasta por el monto con el que con

dicha moneda pueda adquirir la moneda extranjera con la que

haya debido hacérsele el pago en virtud de la convención o

la ley, el día hábil siguiente a aquél en que el Acreedor

reciba los dineros en cuestión.- Tres. Seis. El Acreedor

acepta la prenda sin desplazamiento constituida sobre las

Acciones y sobre las Acciones Futuras de que da cuenta esta

escritura.

CLÁUSULA CUARTA. DECLARACIONES DEL CONSTITUYENTE.- El

Constituyente declara en beneficio del Acreedor, que: /Uno/

Se encuentra debidamente facultado para hacer las

declaraciones que esta escritura contiene y para otorgar el

presente contrato, que esta escritura ha sido debidamente

suscrita y que de ella emanan obligaciones legales, válidas

y exigibles en su contra; /Dos/ Las Acciones del

Constituyente son de su exclusivo dominio, y que, salvo por

lo señalado o reconocido en el Pacto de Accionistas o en

este instrumento, no están afectas a gravámenes, cargas,

EXHIBIT 5 A

9

litigios, prohibiciones de gravar y enajenar u otras

restricciones, embargos, medidas prejudiciales o

precautorias, acciones resolutorias y derechos preferentes

de terceros, y que no están sujetas a otros impedimentos

que afecten su libre disposición o la constitución de la

prenda y prohibiciones que da cuenta el presente

instrumento y que no tienen restricciones legales de

naturaleza alguna que le impidan celebrar el presente

instrumento; y que no se encuentran afectas a opciones,

promesas de venta, ventas condicionales o a plazo ni a

ningún otro acto o contrato que tienda o que tenga por

objeto transferir el dominio de las Acciones o darlas en

garantía de otras obligaciones, y que no existe impedimento

alguno que pueda afectar su libre disposición o la

constitución de esta prenda; y /Tres/ La celebración,

cumplimiento y ejecución de esta prenda no vulnera ningún

contrato ni acuerdo celebrado por el Constituyente, ni

ninguna ley, decreto, reglamento o norma reglamentaria o

administrativa que le sea aplicable; y que no se requiere

de ninguna autorización, aprobación o notificación

gubernamental ni de terceros para su celebración, pleno

cumplimiento y ejecución.-

10

CLÁUSULA QUINTA. PROHIBICIONES.- El Constituyente, por este

acto se obliga, salvo por lo dispuesto en el Pacto de

Accionistas y en la cláusula vigésimo tercera de este

instrumento, a no enajenar ni gravar, y a no celebrar acto

o contrato alguno, respecto de todo o parte de las

Acciones, sin la autorización previa y escrita del

Acreedor, mientras permanezca vigente la prenda de que da

cuenta este instrumento. Las partes comparecientes declaran

que por “gravamen” se entenderá cualquier caución o

garantía real o cualquier carga, gravamen, prohibición,

derecho en favor de terceros, embargo, impedimento o

restricción que pudiere afectar o embarazar el libre uso,

goce o disposición de las Acciones.-

CLÁUSULA SEXTA. Seis.Uno INSCRIPCIÓN Y ANOTACIÓN. Uno/ La

prenda que por este instrumento se otorga deberá ser

registrada, a costa del Constituyente, en el Registro de

Prendas sin Desplazamiento, de acuerdo a lo establecido en

el artículo veinticuatro del artículo décimo cuarto de la

Ley de Prenda sin Desplazamiento. Dos/ El Constituyente

estará obligado a llevar a cabo y suscribir una escritura

de declaración y todos aquellos actos o contratos, sea por

instrumento público o privado, destinados a individualizar

las Acciones Futuras que por este acto se prendan una vez

EXHIBIT 5 A

11

que ellas lleguen a existir, dentro de los diez días

hábiles siguientes al término de cada mes calendario en que

el Constituyente haya adquirido las Acciones Futuras.

Seis.Dos. NOTIFICACIÓN EN EL REGISTRO DE ACCIONISTAS.- La

prenda y prohibición contenidas en el presente instrumento

serán notificadas, registradas e inscritas en el Registro

de Accionistas de la Sociedad, por un Notario Público,

conforme al Artículo veintitrés de la Ley sobre Sociedades

Anónimas.-

CLÁUSULA SÉPTIMA. DERECHOS, BENEFICIOS Y PRIVILEGIOS DEL

ACREEDOR.- Siete. Uno.- En tanto no ocurra una Causal de

Incumplimiento Relevante /según se define más adelante/

bajo el Pacto de Accionistas, el Constituyente conservará

el pleno ejercicio de los derechos que como legítimo

titular de las Acciones prendadas le correspondan,

incluidos el ejercicio del derecho a participar en las

juntas de accionistas con derecho a voz y a voto, el

derecho de cobrar y percibir dividendos o disminuciones de

capital de la Sociedad y el ejercicio de aquellos otros

derechos económicos y políticos que pudieren

corresponderles. Con todo, y sin perjuicio de lo anterior,

el ejercicio de los derechos que correspondan al

Constituyente como legítimo titular de las Acciones

12

prendadas se efectuará de una manera consistente con lo

establecido en el Pacto de Accionistas. El Constituyente

podrá participar en las juntas de accionistas de la

Sociedad, y en general pronunciarse sobre las materias en

que se requiera su participación, y en general podrá

ejercer todos los demás derechos que como accionista le

corresponde en la Sociedad, sin más limitaciones que lo

indicado precedentemente. Sin embargo, en el evento que

ocurra y mientras continúe una causal de incumplimiento

relevante bajo el Pacto de Accionistas /en adelante una

“Causal de Incumplimiento Relevante”, que tendrá el

significado dado a “Material Breach” según este término se

define en el Pacto de Accionista/, el Acreedor ejercerá la

totalidad los derechos políticos /derecho de voz y voto/

que como accionista de la Sociedad, y de no existir la

prenda objeto de esta escritura, le corresponderían al

Constituyente en la misma. Sin perjuicio de ello, las

partes acuerdan que no se incluirán en los derechos

políticos que el Acreedor ejercerá en caso de existir una

Causal de Incumplimiento Relevante, al derecho a participar

con voz y voto, exclusivamente en la materia de

distribución de dividendos o disminución de capital a

aprobarse en una junta de accionistas de la Sociedad

/respecto de dicha materia específica podrá ejercer derecho

EXHIBIT 5 A

13

de voz y voto el Constituyente, y mantendrá inalterado su

derecho a cobrar y percibir eventuales dividendos o

eventuales repartos provenientes de disminuciones de

capital/. Para que el Acreedor pase a ejercer los derechos

políticos antes indicados, en el evento de una Causal de

Incumplimiento Relevante, será necesaria la notificación

previa y por escrito a la Sociedad, efectuada por medio de

Notario Público /en adelante, la “Notificación”/, de la

cual deberá enviarse copia al Constituyente. Con el sólo

mérito de la Notificación y sin que deba acreditar a

persona alguna el incumplimiento de que se trate, el

Acreedor pasará a ejercer todos los derechos políticos que

el Constituyente tendría de otra forma como legítimo

titular de las Acciones prendadas de su propiedad en la

Sociedad de acuerdo a como ya se ha indicado, debiendo en

tal caso corregir y/o poner término a la acción u omisión

que da origen a la Causal de Incumplimiento Relevante. En

este caso, y salvo por la excepción antes señalada referida

a la distribución de dividendos y disminución de capital,

el Constituyente deberá abstenerse de ejercer dichos

derechos de voz y voto, los cuales pasarán de pleno derecho

a ser ejercidos única y exclusivamente por el Acreedor

mientras se mantenga la Causal de Incumplimiento Relevante,

para cuyos efectos, el Constituyente faculta al Acreedor,

14

en forma irrevocable, por cuenta de quien acepta su

mandatario individualizado en la comparecencia, para que

ejerza el derecho a voz y voto que corresponde a las

Acciones prendadas en los términos antes indicados. El

Constituyente declara expresamente que el mandato de que da

cuenta esta cláusula tiene el carácter de irrevocable, en

los términos a que se refiere el Artículo doscientos

cuarenta y uno del Código de Comercio, por cuanto su

ejecución interesa al Acreedor. Para evitar dudas, una vez

que la Causal de Incumplimiento Relevante haya cesado,

todos los derechos volverán de pleno derecho a ser

ejercidos única y exclusivamente por el Constituyente, lo

cual deberá ser notificado por el Acreedor a la Sociedad de

la manera ya señalada, con copia al Constituyente.- Siete.

Dos.- Sujeto a los términos y condiciones del Pacto de

Accionistas y a lo establecido en las demás cláusulas de

este contrato /y, en particular, sin afectar el derecho del

Constituyente a aprobar, cobrar y percibir dividendos y

disminuciones de capital, y a ejercer, enajenar o dejar

vencer a su arbitrio derechos de opción preferente de

suscripción de aumentos de capital/, la prenda, restricción

y prohibición constituidas en virtud del presente contrato

incluyen y se extienden de pleno derecho a todos los

aumentos de valor de las Acciones y uno de los derechos

EXHIBIT 5 A

15

patrimoniales que confieran a sus titulares y comprenden

desde luego todos los frutos y beneficios que ellas puedan

generar o producir, incluyendo, dividendos y ganancias,

acciones liberadas de pago, derechos preferentes u opciones

de cualquier naturaleza, de acuerdo a como se indica más

adelante. Sujeto a lo previsto al comienzo de esta

cláusula, el Constituyente se obliga también a exigir la

emisión de todo nuevo título relacionado con nuevas

acciones que emita la Sociedad y a las que tenga derecho

mientras se mantenga vigente la prenda objeto del presente

contrato; y, a mayor abundamiento, por el presente

instrumento, el Constituyente faculta al Acreedor, para que

éste en su nombre y representación pueda exigir a la

Sociedad la emisión del título respectivo. El Constituyente

declara expresamente que el mandato de que da cuenta esta

cláusula tiene el carácter de irrevocable, en los términos

a que se refiere el Artículo doscientos cuarenta y uno del

Código de Comercio, por cuanto su ejecución interesa al

Acreedor.- Siete. Tres. El Acreedor gozará respecto del

Constituyente y de terceros, de los beneficios, privilegios

y preferencias que otorga la ley a los acreedores

prendarios.-

16

CLÁUSULA OCTAVA. ACEPTACIÓN DEL CONSTITUYENTE Y

EXIGIBILIDAD ANTICIPADA ADICIONAL.- .- Por este acto, el

Constituyente acepta y conviene en beneficio del Acreedor,

que el incumplimiento de las Obligaciones Garantizadas, por

el Constituyente o por el Deudor, puede producir a su

respecto la exigibilidad y ejecución inmediata de esta

prenda, como también de todo interés y gasto a que ella

diere lugar, pudiendo seguirse en su contra todas y cada

una de las acciones de cobro y/o de cualquier naturaleza

derivadas de esta prenda.-

CLÁUSULA NOVENA. OBLIGACIONES ADICIONALES DEL

CONSTITUYENTE.- Nueve. Uno.- Ampliación a Acciones

Futuras.- De conformidad a lo indicado en la Cláusula Tres.

Uno. precedente, pero sujeto a los términos y condiciones

del Pacto de Accionistas y a lo establecido en las demás

cláusulas de este contrato, el Constituyente se obliga a

mantener en todo tiempo y/o a constituir prenda sobre el

cien por ciento de sus acciones /ahora o en el futuro/ en

la Sociedad, las cuales deberán corresponder siempre a

prendas de primer grado, salvo en cuanto las nuevas

acciones sobre las que se constituya prenda y prohibición

de gravar y enajenar de acuerdo a lo ya estipulado, ya se

hubieren entregado en prenda de primer grado a Itaú BBA,

EXHIBIT 5 A

17

Nassau Branch u otra sociedad que sea persona relacionada

al Acreedor, en cuyo caso la prenda a otorgar,

corresponderá a una prenda de segundo grado. De acuerdo a

lo anterior para cumplir con la obligación aquí indicada,

pero sujeto a los términos y condiciones del Pacto de

Accionistas y a lo establecido en las demás cláusulas de

este contrato, el Constituyente se obliga desde ya a

ampliar la prenda sobre Acciones y las prohibiciones y las

restricciones constituidas en virtud del presente contrato,

a cualesquiera otras acciones de pago de la Sociedad o

valores que confieran derechos futuros sobre las acciones

de la Sociedad que adquiera en el futuro a cualquier

título. Para estos efectos, suscribirá sucesivamente

respecto de cada acción que adquiera en el futuro, y a

medida que las adquiera, dentro del plazo no extintivo de

treinta días corridos, contado desde la fecha en que se

practique a su nombre la inscripción de las acciones en el

Registro de Accionistas de la Sociedad, una nueva escritura

pública de prendas y prohibiciones, en los mismos términos

del presente instrumento. El Constituyente deberá además

comunicar periódicamente y por escrito al Acreedor, la

adquisición de cualquier acción de la Sociedad y a la cual

no se extiendan naturalmente la prenda sobre acciones ya

constituidas, dentro del plazo de treinta días corridos

18

contados desde la fecha de inscripción de las acciones en

el Registro de Accionistas de la Sociedad.- Nueve. Dos.

Mandato Especial Irrevocable.- No obstante la obligación

que el Constituyente asume expresamente en la Sección

Nueve. Uno anterior, de concurrir a suscribir oportunamente

las correspondientes prendas y prohibiciones, otorga

mandato especial e irrevocable al Acreedor, tan amplio como

en derecho sea necesario, para quien acepta su

representante individualizado en la comparecencia de este

instrumento, para que éste, actuando en su nombre y

representación e inmediatamente después de la fecha en que

tales acciones o valores se emitan o adquieran, según sea

el caso, y a su discreción exclusiva, otorgue y firme todas

y cada una de las correspondientes prendas y prohibiciones,

en nombre y representación del Constituyente, en los mismos

términos y condiciones, mutatis mutandis, a los del

presente contrato, y para que requiera la inscripción de

las mismas en el Registro de Prendas Sin Desplazamiento y

Registro de Accionistas de la Sociedad. En el ejercicio de

este mandato, y de conformidad con lo anterior, el Acreedor

tendrá amplias facultades para llevar a cabo todo cuanto

sea necesario para el debido cumplimiento de su cometido,

con expresa facultad para autocontratar en su otorgamiento.

En virtud de este mandato irrevocable, el Acreedor podrá

EXHIBIT 5 A

19

también en los contratos que celebren, conferir mandato

especial a una o más personas, para que, actuando una

cualquiera de ellas, ejerza, con amplias facultades,

judicial o extrajudicialmente, los derechos que al

Constituyente o a sus sucesores o cesionarios les

correspondan en virtud de los referidos contratos de

garantía. Este mandato especial e irrevocable no podrá ser

invocado por el Constituyente como causal de justificación

del incumplimiento de las obligaciones que para ellos

emanan del presente contrato. El Constituyente declara

expresamente que el mandato de que da cuenta esta cláusula

tiene el carácter de irrevocable, en los términos a que se

refiere el Artículo doscientos cuarenta y uno del Código de

Comercio, por cuanto su ejecución interesa al Acreedor.-

Nueve. Tres. División, Fusión y Absorción.- En este acto,

el Constituyente, se obliga a que cualquier acuerdo de

división o fusión de la Sociedad, así como la absorción de

ésta por parte de terceros, o su transformación, deberá

hacerse en los términos y condiciones establecidos en el

Pacto de Accionistas. En todo caso, las prendas,

restricciones y prohibiciones constituidas en virtud del

presente contrato se extenderán a todas las acciones de las

nuevas sociedades que se formen en virtud de la división,

fusión o transformación o que subsistan luego de ella, que

20

correspondan o corresponderían al Constituyente como

propietario de las Acciones afectas a la prenda,

restricciones y prohibiciones constituidas en virtud del

presente contrato y de todas aquellas nuevas acciones a las

cuales estas prendas, restricciones y prohibiciones se

hacen extensivas de acuerdo a lo señalado en las cláusulas

anteriores. Queda autorizado el Acreedor, y en forma

exclusiva, para requerir la inscripción de estas prendas y

prohibiciones en el Registro de Prendas sin Desplazamiento

y en los correspondientes registros de accionistas,

renunciando en consecuencia el Constituyente a realizar

dichas gestiones.-

CLÁUSULA DÉCIMA. AUMENTOS DE LAS ACCIONES.- En el caso de

emisión de nuevas acciones liberadas de pago, se entenderán

afectos los nuevos títulos que se emitan a la prenda que en

el presente instrumento se constituye, debiendo anotarse la

prenda de estos nuevos títulos en el Registro de Prendas

sin Desplazamiento y en el Registro de Accionistas de la

Sociedad, a sola petición del Notario que lo solicite en

nombre del Acreedor.-

CLÁUSULA UNDÉCIMA. MANTENCIÓN DEL DOMINIO.- El

Constituyente llevará a cabo, asimismo, a su costo

EXHIBIT 5 A

21

exclusivo, todas las acciones judiciales y extrajudiciales

que sean necesarias para mantener el dominio y la libre

disposición de las Acciones y para defenderlas de acciones

de terceros. Lo anterior no afectará el derecho del

Constituyente de enajenar las Acciones de que da cuenta la

cláusula vigésimo tercera de este instrumento.-

CLÁUSULA DUODÉCIMA. TÍTULO SUFICIENTE.- El Constituyente

declara en favor del Acreedor, que esta escritura, en copia

fiel y autorizada, constituye buen y suficiente título para

iniciar todas las acciones que en derecho procedan en

relación con la garantía que en este instrumento se

constituye. Lo dispuesto en este instrumento no se

considerará bajo ninguna circunstancia como limitación de

los derechos del Acreedor en virtud de la ley, ni como una

modificación, sustitución o limitación de los derechos

otorgados a él en virtud del Pacto de Accionistas.

Asimismo, se deja expresa constancia que la prenda y

prohibiciones constituidas por esta escritura, son sin

perjuicio de cualesquiera otra garantía real y prohibición

que se hubiere constituido por el Constituyente y/o

terceros, para caucionar las Obligaciones Garantizadas.-

22

CLÁUSULA DÉCIMO TERCERA. MANDATO ESPECIAL.- Trece. Uno. Sin

perjuicio de cualquiera designación de mandatarios para

recibir notificaciones judiciales que se hayan hecho o que

se hagan en el futuro, adicionalmente el Constituyente

confiere poder especial irrevocable al señor [●],

domiciliado en [●], para que pueda recibir, por y en

representación del Constituyente, notificaciones y

requerimientos judiciales o extrajudiciales, en cualquier

gestión, procedimiento o juicio, cualquiera que fuese el

procedimiento aplicable o el tribunal o autoridad que

tuviere encomendado su conocimiento y que diga relación con

la garantía que por este instrumento se constituye. En el

ejercicio del poder irrevocable que por este acto se

otorga, el mandatario tendrá, en el orden judicial, las

facultades de recibir notificaciones, contestar demandas y

actuar con las atribuciones señaladas en el primer inciso

del Artículo séptimo del Código de Procedimiento Civil de

la República de Chile. Para todos los efectos del presente

contrato y salvo en cuanto el Constituyente comunique un

nuevo domicilio por escrito al Acreedor con quince días de

anticipación, se entenderá efectuada la Notificación una

vez entregada ésta a cualquier persona en el domicilio acá

señalado.- Trece. Dos. Presente en este acto [●], mayor de

edad, quien acredita su identidad con la cédula mencionada

EXHIBIT 5 A

23

y expone, que acepta el poder especial irrevocable que se

otorga en esta cláusula y se obligan a no renunciar al

mismo sin el consentimiento escrito del Acreedor, caso en

el cual el Constituyente deberá, en forma previa, designar

nuevo mandatario judicial con las mismas facultades y en

los mismos términos de esta cláusula, nuevo mandatario que

deberá comparecer y aceptar el mandato otorgado en el mismo

instrumento de renuncia, ser una persona natural residente

permanente en Chile y ser aprobado previamente por el

Acreedor.- Trece. Tres. Asimismo, el Constituyente se

obliga a mantener en todo momento un apoderado con las

mismas facultades y en los mismos términos de esta cláusula

en caso que el mandato irrevocable otorgado en esta

cláusula terminare por fallecimiento o incapacidad de

cualquiera de los apoderados. El poder otorgado por este

acto por el Constituyente no revoca ningún poder otorgado

con anterioridad a esta fecha y, en el evento de otorgar

otro poder en el futuro, no se entenderá por ese hecho

revocado el poder otorgado en el presente instrumento.-

CLÁUSULA DÉCIMO CUARTA. ACEPTACIÓN DE LA SOCIEDAD.-

Presente en este acto, [●], en representación de la

Sociedad, se notifica y toma debido conocimiento de la

24

prenda y las restricciones y prohibiciones constituidas en

virtud de este instrumento.-

CLÁUSULA DÉCIMO QUINTA. DECLARACIÓN DEL CONSTITUYENTE.- El

Constituyente declara que la garantía de que da cuenta este

instrumento ha sido constituida en beneficio exclusivo del

Acreedor, y que en consecuencia, permanecerá vigente sin

importar y sin verse afectada por los acuerdos, actos y

contratos que existan o puedan existir entre el Deudor y

terceros.

CLÁUSULA DÉCIMO SEXTA. IMPUESTOS Y GASTOS.- Dieciséis.

Uno.- El Constituyente declara que los actos y contratos

contenidos en este instrumento, como asimismo el ejercicio

de los derechos que puedan derivar de los mismos, no han

estado ni están sujetos a impuestos u otros cargos

similares y que, en consecuencia, el Acreedor puede

libremente ejercer tales derechos.- Dieciséis. Dos.- Será

de cargo exclusivo del Constituyente el pago de los

impuestos y gastos derivados de este contrato, en

particular los derechos y gastos de escrituras públicas e

inscripción de prendas y prohibiciones, como asimismo todos

los demás gastos que irroguen los instrumentos y

actuaciones posteriores derivados de este contrato.-

EXHIBIT 5 A

25

CLÁUSULA DÉCIMO SÉPTIMA. RENUNCIA DE DERECHOS. NO

LIMITACIÓN.- Diecisiete. Uno. Ningún derecho, declaración o

beneficio se entenderá renunciado por cualquiera de las

partes salvo que dicha renuncia conste por escrito y sea

firmada por la parte renunciante.- Diecisiete. Dos. La

prenda sobre Acciones y las prohibiciones de que da cuenta

esta escritura no se considerarán bajo ninguna

circunstancia como una modificación, sustitución o

limitación de los derechos otorgados al Acreedor en virtud

del Pacto de Accionistas y/o de los demás contratos de

garantías o cauciones que se otorguen en el futuro de

acuerdo al mismo.-

CLÁUSULA DÉCIMO OCTAVA. NULIDAD O INEFICACIA.- La

declaración de nulidad o ineficacia de cualquier

estipulación contenida en este contrato hará que dicha

estipulación se tenga por no escrita o sea ineficaz, pero

la nulidad o ineficacia de dicha estipulación, en la medida

permitida por la Ley no afectará la validez y eficacia de

las restantes estipulaciones del presente contrato. Con

todo, las partes convienen en reemplazar la disposición

nula o ineficaz por otra disposición que sea válida y

oponible que logre, en la medida de lo posible, los mismos

26

o similares efectos económicos, comerciales u otros que

perseguía la disposición declarada nula o ineficaz.-

CLÁUSULA DÉCIMO NOVENA. SUCESORES Y CESIONARIOS.- La Prenda

sobre Acciones y prohibiciones que se constituyen en virtud

del presente instrumento beneficiarán a, y los derechos que

otorga podrán ser ejercidos directamente por el Acreedor, o

por quienes revistan la calidad de sucesores o cesionarios

de éste, según sea permitido conforme al Pacto de

Accionistas, y quienes se subroguen legal o

convencionalmente en sus derechos. Tales sucesores o

cesionarios, y quienes se subroguen legal o

convencionalmente en los derechos, tendrán en contra del

Constituyente los mismos derechos y beneficios que esta

escritura otorga al Acreedor, considerándose como tales

para todos los efectos legales y contractuales a que haya

lugar.-

CLÁUSULA VIGÉSIMA. DOMICILIO Y JURISDICCIÓN.- Para todos

los efectos legales derivados de la presente escritura, el

Constituyente y la Sociedad fijan su domicilio en la comuna

y ciudad de Santiago de Chile, y se someten a la

jurisdicción y competencia de los tribunales ordinarios de

justicia con asiento y competencia en la comuna de Santiago

EXHIBIT 5 A

27

de Chile. Este contrato se rige por las leyes y demás

disposiciones reglamentarias y de otra índole vigentes en

la República de Chile.-

CLÁUSULA VIGÉSIMO PRIMERA. PODER DE CORRECCIÓN.- Los

comparecientes de esta escritura otorgan poder irrevocable

a don [●], [●]; y don [●] y don [●], para que, actuando uno

cualquiera de los dos primeros con uno cualquiera de los

dos segundos puedan realizar las modificaciones,

rectificaciones o aclaraciones que sean necesarias realizar

al presente contrato para materializar la efectiva

constitución de la prenda, pudiendo suscribir las

escrituras públicas o instrumentos privados que se requiera

para tal efecto y así como además, todas las demás

modificaciones que sea necesario suscribir para la

inscripción de la misma en el Registro de Prendas Sin

Desplazamiento.-

CLÁUSULA VIGÉSIMO SEGUNDA. PODER DE NOTIFICACIÓN E

INSCRIPCIÓN.- Se faculta al portador de copia autorizada de

esta escritura pública para notificar, llevar a cabo y

requerir del Constituyente, a través de un Notario Público,

la anotación de la prenda y prohibiciones contenidos en

este instrumento en el Registro de Prendas Sin

28

Desplazamiento y en el Registro de Accionistas de la

Sociedad, y para realizar todos aquellos actos que sean

necesarios o convenientes para el perfeccionamiento de

dicha prenda y prohibiciones.-

CLÁUSULA VIGÉSIMO TERCERA. OBLIGACIÓN DE ALZAR.- El

Acreedor reconoce y acepta que, sujeto al cumplimiento de

las normas sobre transferencias de acciones establecidas en

la Cláusula Tercera del Pacto de Accionistas, el

Constituyente tiene el derecho a exigir el alzamiento de

esta prenda para enajenar las Acciones. A mayor

abundamiento, el Constituyente se obliga a suscribir y

entregar dicho alzamiento al mero requerimiento escrito del

Constituyente con al menos dos días hábiles de anticipación

a la fecha en que el Constituyente vaya a materializar una

transferencia en los términos y condiciones del Pacto de

Accionistas.-

VIGÉSIMO CUARTO. Por el presente instrumento, el

Constituyente, se obliga a suscribir todas las escrituras

públicas y demás instrumentos que sea necesario al efecto

para constituir sobres las Acciones prendadas, en el

carácter de prenda de segundo grato por una prenda

comercial, en los términos de los artículos ochocientos

EXHIBIT 5 A

29

trece y siguientes del Código de Comercio, inmediatamente

se alcen las prendas constituidas sobre las Acciones en

favor de Itaú BBA, Nassau Branch. Para tal efecto, el

Constituyente se obliga a concurrir a suscribir

oportunamente las correspondientes escrituras

modificatorias o de constitución de prenda y prohibiciones,

a más tardar dentro del plazo de los cinco días hábiles

siguientes a que ocurra de la circunstancia ya señalada.

Con el objeto de cumplir con la obligación del

Constituyente de suscribir las respectivas escrituras y

demás documentos que sean necesarios al efecto, por el

presente instrumento el Constituyente otorga mandato

especial e irrevocable al Acreedor, tan amplio como en

derecho sea necesario, para quien acepta su representante

individualizado en la comparecencia de este instrumento,

para que éste, actuando en su nombre y representación, y a

su discreción exclusiva, otorgue y firme sin necesidad de

espera plazo alguno, todas y cada una de las

correspondientes prendas y prohibiciones, en nombre y

representación del Constituyente, en los mismos términos y

condiciones, mutatis mutandis, a los del presente contrato

/con la salvedad que corresponderá a una prenda comercial/,

para que requiera la inscripción de las mismas y Registro

de Accionistas de la Sociedad. En el ejercicio de este

30

mandato, y de conformidad con lo anterior, el Acreedor

tendrá amplias facultades para llevar a cabo todo cuanto

sea necesario para el debido cumplimiento de su cometido,

con expresa facultad para autocontratar en su otorgamiento,

pudiendo incluso determinar a su arbitrio el monto de la

Obligación Garantizada. En virtud de este mandato

irrevocable, el Acreedor podrá también en los contratos que

celebren, conferir mandato especial a una o más personas,

para que, actuando una cualquiera de ellas, ejerza, con

amplias facultades, judicial o extrajudicialmente, los

derechos que al Constituyente o a sus sucesores o

cesionarios les correspondan en virtud de los referidos

contratos de garantía. Este mandato especial e irrevocable

no podrá ser invocado por el Constituyente como causal de

justificación del incumplimiento de las obligaciones que

para ellos emanan del presente contrato. El Constituyente

declara expresamente que el mandato de que da cuenta esta

cláusula tiene el carácter de irrevocable, en los términos

a que se refiere el Artículo doscientos cuarenta y uno del

Código de Comercio, por cuanto su ejecución interesa al

Acreedor.

CLÁUSULA VIGÉSIMO QUINTO. DENOMINACIÓN DE LAS CLÁUSULAS.-

Las denominaciones asignadas por las Partes comparecientes

EXHIBIT 5 A

31

a las distintas estipulaciones de este contrato han sido

establecidas sólo para referencia y facilidad de su

lectura, sin afectar el significado o alcance que la

Cláusula en su integridad pueda tener distintos que dicha

denominación.- Personerías.- La personería de [●] para

representar a INVERSIONES CORP GROUP INTERHOLD LTDA. consta

en [●].- La personería de don [●] para representar a ITAÚ

UNIBANCO HOLDING, S.A. consta en [●].- La personería de

[●] para representar a CORP GROUP BANKING S.A. consta en

[●].- Estas personerías no se insertan por ser conocidas de

las partes y del Notario que autoriza y a petición expresa de

aquéllas. En comprobante y previa lectura, firman los

comparecientes junto con el Notario que autoriza.- Se dan

copias.- Doy fe.-

[●]

p.p. INVERSIONES CORP GROUP INTERHOLD LIMITADA

[●]

p.p. ITAÚ UNIBANCO HOLDING, S.A.

[●]

p.p. CORP GROUP BANKING S.A.

32

[●]

[●]

EXHIBIT 5 B

1

REPERTORIO N°

PRENDA SIN DESPLAZAMIENTO SOBRE ACCIONES

CORP GROUP BANKING S.A

A

ITAÚ UNIBANCO HOLDING, S.A.

EN SANTIAGO, REPÚBLICA DE CHILE, a [●], ante mí, [●],

comparecen:

don [●], [nacionalidad], [estado civil], [profesión],

cédula nacional de identidad número [●], en nombre y

representación, según se acreditará, de CORP GROUP BANKING

S.A., rol único tributario número [●], en adelante también,

el “Constituyente”, [●], ambos domiciliados para estos

efectos en [●];

don [●], [nacionalidad], [estado civil], [profesión],

cédula nacional de identidad número [●], en nombre y

representación, según se acreditará, de ITAÚ UNIBANCO

HOLDING, S.A., rol único tributario número [●], en adelante

también, el “Acreedor”, [●], ambos domiciliados para estos

efectos en [●];

2

don [●], [nacionalidad], [estado civil], [profesión],

cédula nacional de identidad número [●], en nombre y

representación, según se acreditará, de [CORPBANCA], rol

único tributario número [●], en adelante también, la

“Sociedad”;

don [●], [nacionalidad], [estado civil], [profesión],

cédula nacional de identidad número [●], en nombre y

representación, según se acreditará, de INVERSIONES CORP

GROUP INTERHOLD LIMITADA, rol único tributario número [●],

, [●], ambos domiciliados para estos efectos en [●];

don [●], [nacionalidad], [estado civil], [profesión],

cédula nacional de identidad número [●], en nombre y

representación, según se acreditará, de INVERSIONES GASA

LIMITADA, rol único tributario número [●], , [●], ambos

domiciliados para estos efectos en [●]; y

don [●], [nacionalidad], [estado civil], [profesión],

cédula nacional de identidad número [●], en nombre y

representación, según se acreditará, de CORP GROUP HOLDING

INVERSIONES LIMITADA, rol único tributario número [●], ,

[●], ambos domiciliados para estos efectos en [●].

EXHIBIT 5 B

3

En adelante, INVERSIONES CORP GROUP INTERHOLD LIMITADA,

INVERSIONES GASA LIMITADA, y CORP GROUP HOLDING INVERSIONES

LIMITADA, el “Deudor”

los comparecientes mayores de edad, quienes me acreditaron

su identidad con las cédulas antes citadas y exponen:

CLÁUSULA PRIMERA. ANTECEDENTES. Uno. Uno. Pacto de

accionistas. Por instrumento privado de fecha [●], regido

por las leyes del Estado de Nueva York, Estados Unidos de

América, el Acreedor, el Constituyente y el Deudor, y otras

partes, suscribieron un contrato en idioma inglés

denominado Shareholders Agreement, en adelante el “Pacto de

Accionistas”. Dicho contrato establece los derechos y

obligaciones de las partes, y la forma como éstas han de

ejercer sus derechos en la Sociedad. Entre otras materias,

el Pacto de Accionistas establece normas y obligaciones

relativas a las decisiones en las juntas de accionistas, la

administración, declaraciones y garantías efectuadas por

los accionistas directos e indirectos, que lo suscriben,

normas relativas a la cesión o transferencia de las

acciones de la Sociedad, normas de resolución de

conflictos, causales de terminación, y otras disposiciones

de carácter misceláneo. Uno. Dos. Obligaciones

4

Garantizadas. Cada una de las obligaciones de dar, hacer o

no hacer del Deudor y del Constituyente en favor del

Acreedor contenidas en o derivadas del Pacto de

Accionistaso de cualquier otro instrumento que el Deudor

y/o el Constituyente hubieren aceptado, o pudieren

suscribir o aceptar en el futuro para documentar tales

obligaciones, y todas y cualesquiera obligaciones que el

Deudor y/o el Constituyente puedan adeudar o contraer en el

futuro a favor del Acreedor con motivo del otorgamiento de

los documentos que deban suscribir al amparo del Pacto de

Accionistas, se denominarán en adelante, conjuntamente, las

“Obligaciones Garantizadas”. Se consideran además

obligaciones garantizadas la obligación de suscribir

cualquier documento o contrato, la obligación de ejecutar

cualquier acto con motivo u ocasión del Pacto de

Accionistas y la obligación de pagar cualquier multa de

acuerdo al Pacto de Accionistas y sus modificaciones,

anexos o documentos complementarios. Es también Obligación

Garantizada, la obligación de pagar al Acreedor cualquier

indemnización y compensación a la que tenga derecho con

motivo del Pacto de Accionistas[, incluyendo pero no

limitado a la, la obligación de pagar una multa por

US$_________________]. La descripción de las Obligaciones

Garantizadas contenida en esta Cláusula Primera es a título

EXHIBIT 5 B

5

referencial solamente, sólo para hacer constar en general

su tenor, dejándose constancia, para todos los efectos

legales y contractuales a que haya lugar, de que en todo

caso, los términos y condiciones precisos de las

Obligaciones Garantizadas que en general se hacen constar

en el presente instrumento son los que se contienen en el

Pacto de Accionistas. Se deja constancia que para dar

cumplimiento a lo dispuesto en el Artículo Tercero numeral

dos del artículo décimo cuarto de la Ley de Prenda sin

Desplazamiento, la presente prenda sin desplazamiento se

constituye con cláusula de garantía general respecto de

todas las obligaciones que emanen del Pacto de Accionistas

tanto para el Deudor como el Constituyente.

CLÁUSULA SEGUNDA. ANTECEDENTES SOBRE ACCIONES.- Dos. Uno.

El Constituyente es dueño exclusivo e incondicional de [●]

acciones en la Sociedad, todas ellas íntegramente pagadas e

inscritas a su nombre en el Registro de Accionistas de la

Sociedad. Dichas acciones representan el cien por ciento de

las acciones del Constituyente en la Sociedad. Dos. Dos.

Por escritura pública de fecha [●], otorgada en la Notaría

[●], el Constituyente otorgó prenda de valores mobiliarios

en favor de los bancos de primer grado, sobre [●] de las

acciones indicadas en Dos.Uno precedente a favor de Banco

Itaú BBA, Nassau Branch, con el objeto de garantizar las

6

obligaciones de pago del crédito otorgado por escritura

pública de fecha [●], ascendentes a la cantidad de [●].

CLÁUSULA TERCERA. CONSTITUCIÓN DE PRENDA SOBRE ACCIONES.

Tres. Uno. Por el presente instrumento, el Constituyente

constituye prenda sin desplazamiento sobre [●] acciones de

la Sociedad y que corresponden al [dieciséis por ciento del

capital accionario total de la Sociedad una vez fusionada

con Banco Itaú Chile o la cantidad menor indicada 3.2(d)

del Pacto de Accionistas] /las “Acciones”/, de conformidad

con el artículo primero y quinto del artículo décimo cuarto

de la Ley veinte mil ciento noventa /en adelante, la “Ley

de Prenda sin Desplazamiento”/, el Reglamento del Registro

de Prendas sin Desplazamiento, contenido en el Decreto

Supremo número setecientos veintidós, conjunto del

Ministerio de Justicia y del Ministerio de Hacienda,

publicado en el Diario Oficial de veintitrés de octubre de

dos mil diez /el “Reglamento de Prenda sin Desplazamiento”/

, en favor del Acreedor, a fin de garantizar el

cumplimiento íntegro, oportuno y efectivo de todas y cada

una de las Obligaciones Garantizadas y por todo el tiempo

que se mantengan vigentes las obligaciones del Pacto de

Accionistas. La prenda también se extiende asimismo sobre

todas las acciones que emita la Sociedad y que sean

EXHIBIT 5 B

7

suscritas por el Constituyente a futuro, de conformidad a

como se indica en la cláusula Nueve.Uno siguiente /las

“Acciones Futuras”/. - Tres. Dos. La prenda constituida por

el presente instrumento garantiza, asimismo, el reembolso

de las costas y gastos de cobranza, judiciales o

extrajudiciales, incluidos honorarios razonables de

abogados, si existieren, en que se incurra con ocasión de

gestiones o demandas de cobro o ejecución de esta prenda; y

se extiende además a toda obligación que contraigan el

Deudor y/o el Constituyente en instrumentos que puedan

otorgar o aceptar en el futuro, en sustitución o reemplazo,

o bien, en forma adicional a aquellos instrumentos que

hayan sido suscritos y entregados al Acreedor, o a quienes

lo sucedan o reemplacen, respecto de cualesquiera

documentos o instrumentos donde consten las Obligaciones

Garantizadas.- Tres. Tres. Todas las cantidades que se

obtengan judicial o extrajudicialmente en abono o pago de

las Obligaciones Garantizadas, lo serán por cuenta del

Acreedor en cuyo favor se establece esta prenda y,

deducidos los gastos y costos de cobranza, se le pagarán,

de conformidad con lo dispuesto en el Pacto de Accionistas

y este instrumento. Sujeto a lo dispuesto en la cláusula

vigésimo tercera de este instrumento, se conviene

expresamente que la prenda constituida en virtud de este

8

instrumento es indivisible, por lo que no podrá reclamarse

su alzamiento o liberación mientras no se haya extinguido

la totalidad de las Obligaciones Garantizadas.- Tres.

Cuatro. Para los efectos de lo dispuesto en el artículo

cuarto del Reglamento de Prenda sin Desplazamiento, las

partes dejan constancia que el valor mínimo de las

referidas obligaciones de hacer y de no hacer es de

[$__________].Tres. Cinco. Se deja constancia que toda

obligación cuyo pago se haya convenido en moneda extranjera

con motivo del Pacto de Accionistas, se entenderá

extinguida sólo hasta por el monto por el que el Acreedor

haya recibido dicha moneda en divisas de libre

convertibilidad y disponibilidad o, si el pago se efectuare

en otra moneda, sólo hasta por el monto con el que con

dicha moneda pueda adquirir la moneda extranjera con la que

haya debido hacérsele el pago en virtud de la convención o

la ley, el día hábil siguiente a aquél en que el Acreedor

reciba los dineros en cuestión.- Tres. Seis. El Acreedor

acepta la prenda sin desplazamiento constituida sobre las

Acciones y sobre las Acciones Futuras de que da cuenta

esta escritura.

CLÁUSULA CUARTA. DECLARACIONES DEL CONSTITUYENTE Y DEL

DEUDOR.- El Constituyente y el Deudor, según corresponda

EXHIBIT 5 B

9

declaran en beneficio del Acreedor, que: /Uno/ El

Constituyente y el Deudor, se encuentran debidamente

facultados para hacer las declaraciones que esta escritura

contiene y para otorgar el presente contrato, que esta

escritura ha sido debidamente suscrita y que de ella emanan

obligaciones legales, válidas y exigibles en su contra;

/Dos/ Las Acciones del Constituyente son de su exclusivo

dominio, y que, salvo por lo señalado o reconocido en el

Pacto de Accionistas o en este instrumento, no están

afectas a gravámenes, cargas, litigios, prohibiciones de

gravar y enajenar u otras restricciones, embargos, medidas

prejudiciales o precautorias, acciones resolutorias y

derechos preferentes de terceros, y que no están sujetas a

otros impedimentos que afecten su libre disposición o la

constitución de la prenda y prohibiciones que da cuenta el

presente instrumento y que no tienen restricciones legales

de naturaleza alguna que le impidan celebrar el presente

instrumento; y que no se encuentran afectas a opciones,

promesas de venta, ventas condicionales o a plazo ni a

ningún otro acto o contrato que tienda o que tenga por

objeto transferir el dominio de las Acciones o darlas en

garantía de otras obligaciones, y que no existe impedimento

alguno que pueda afectar su libre disposición o la

constitución de esta prenda; y /Tres/ La celebración,

10

cumplimiento y ejecución de esta prenda no vulnera ningún

contrato ni acuerdo celebrado por el Constituyente ni el

Deudor, ni ninguna ley, decreto, reglamento o norma

reglamentaria o administrativa que le sea aplicable; y que

no se requiere de ninguna autorización, aprobación o

notificación gubernamental ni de terceros para su

celebración, pleno cumplimiento y ejecución.-

CLÁUSULA QUINTA. PROHIBICIONES.- El Constituyente, por este

acto se obliga, salvo por lo dispuesto en el Pacto de

Accionistas y en la cláusula vigésimo tercera de este

instrumento, a no enajenar ni gravar, y a no celebrar acto

o contrato alguno, respecto de todo o parte de las

Acciones, sin la autorización previa y escrita del

Acreedor, mientras permanezca vigente la prenda de que da

cuenta este instrumento. Las partes comparecientes declaran

que por “gravamen” se entenderá cualquier caución o

garantía real o cualquier carga, gravamen, prohibición,

derecho en favor de terceros, embargo, impedimento o

restricción que pudiere afectar o embarazar el libre uso,

goce o disposición de las Acciones.-

CLÁUSULA SEXTA. Seis.Uno INSCRIPCIÓN Y ANOTACIÓN. Uno/ La

prenda que por este instrumento se otorga deberá ser

EXHIBIT 5 B

11

registrada, a costa del Constituyente, en el Registro de

Prendas sin Desplazamiento, de acuerdo a lo establecido en

el artículo veinticuatro del artículo décimo cuarto de la

Ley de Prenda sin Desplazamiento. Dos/ El Constituyente

estará obligado a llevar a cabo y suscribir una escritura

de declaración y todos aquellos actos o contratos, sea por

instrumento público o privado, destinados a individualizar

las Acciones Futuras que por este acto se prendan una vez

que ellas lleguen a existir, dentro de los diez días

hábiles siguientes al término de cada mes calendario en que

el Constituyente haya adquirido las Acciones Futuras.

Seis.Dos. NOTIFICACIÓN EN EL REGISTRO DE ACCIONISTAS.- La

prenda y prohibición contenidas en el presente instrumento

serán notificadas, registradas e inscritas en el Registro

de Accionistas de la Sociedad, por un Notario Público,

conforme al Artículo veintitrés de la Ley sobre Sociedades

Anónimas.-

CLÁUSULA SÉPTIMA. DERECHOS, BENEFICIOS Y PRIVILEGIOS DEL

ACREEDOR.- Siete. Uno.- En tanto no ocurra una Causal de

Incumplimiento Relevante /según se define más adelante/

bajo el Pacto de Accionistas, el Constituyente conservará

el pleno ejercicio de los derechos que como legítimo

titular de las Acciones prendadas le correspondan,

12

incluidos el ejercicio del derecho a participar en las

juntas de accionistas con derecho a voz y a voto, el

derecho de cobrar y percibir dividendos o disminuciones de

capital de la Sociedad y el ejercicio de aquellos otros

derechos económicos y políticos que pudieren

corresponderles. Con todo, y sin perjuicio de lo anterior,

el ejercicio de los derechos que correspondan al

Constituyente como legítimo titular de las Acciones

prendadas se efectuará de una manera consistente con lo

establecido en el Pacto de Accionistas. El Constituyente

podrá participar en las juntas de accionistas de la

Sociedad, y en general pronunciarse sobre las materias en

que se requiera su participación, y en general podrá

ejercer todos los demás derechos que como accionista le

corresponde en la Sociedad, sin más limitaciones que lo

indicado precedentemente. Sin embargo, en el evento que

ocurra y mientras continúe una causal de incumplimiento

relevante bajo el Pacto de Accionistas /en adelante una

“Causal de Incumplimiento Relevante”, que tendrá el

significado dado a “Material Breach” según este término se

define en el Pacto de Accionista/, el Acreedor ejercerá la

totalidad los derechos políticos /derecho de voz y voto/

que como accionista de la Sociedad, y de no existir la

prenda objeto de esta escritura, le corresponderían al

EXHIBIT 5 B

13

Constituyente en la misma. Sin perjuicio de ello, las

partes acuerdan que no se incluirán en los derechos

políticos que el Acreedor ejercerá en caso de existir una

Causal de Incumplimiento Relevante, al derecho a participar

con voz y voto, exclusivamente en la materia de

distribución de dividendos o disminución de capital a

aprobarse en una junta de accionistas de la Sociedad

/respecto de dicha materia específica podrá ejercer derecho

de voz y voto el Constituyente, y mantendrá inalterado su

derecho a cobrar y percibir eventuales dividendos o

eventuales repartos provenientes de disminuciones de

capital/. Para que el Acreedor pase a ejercer los derechos

políticos antes indicados, en el evento de una Causal de

Incumplimiento Relevante, será necesaria la notificación

previa y por escrito a la Sociedad, efectuada por medio de

Notario Público /en adelante, la “Notificación”/, de la

cual deberá enviarse copia al Constituyente. Con el sólo

mérito de la Notificación y sin que deba acreditar a

persona alguna el incumplimiento de que se trate, el

Acreedor pasará a ejercer todos los derechos políticos que

el Constituyente tendría de otra forma como legítimo

titular de las Acciones prendadas de su propiedad en la

Sociedad de acuerdo a como ya se ha indicado, debiendo en

tal caso corregir y/o poner término a la acción u omisión

14

que da origen a la Causal de Incumplimiento Relevante. En

este caso, y salvo por la excepción antes señalada referida

a la distribución de dividendos y disminución de capital,

el Constituyente deberá abstenerse de ejercer dichos

derechos de voz y voto, los cuales pasarán de pleno derecho

a ser ejercidos única y exclusivamente por el Acreedor

mientras se mantenga la Causal de Incumplimiento Relevante,

para cuyos efectos, el Constituyente faculta al Acreedor,

en forma irrevocable, por cuenta de quien acepta su

mandatario individualizado en la comparecencia, para que

ejerza el derecho a voz y voto que corresponde a las

Acciones prendadas en los términos antes indicados. El

Constituyente declara expresamente que el mandato de que da

cuenta esta cláusula tiene el carácter de irrevocable, en

los términos a que se refiere el Artículo doscientos

cuarenta y uno del Código de Comercio, por cuanto su

ejecución interesa al Acreedor. Para evitar dudas, una vez

que la Causal de Incumplimiento Relevante haya cesado,

todos los derechos volverán de pleno derecho a ser

ejercidos única y exclusivamente por el Constituyente, lo

cual deberá ser notificado por el Acreedor a la Sociedad de

la manera ya señalada, con copia al Constituyente.- Siete.

Dos.- Sujeto a los términos y condiciones del Pacto de

Accionistas y a lo establecido en las demás cláusulas de

EXHIBIT 5 B

15

este contrato /y, en particular, sin afectar el derecho del

Constituyente a aprobar, cobrar y percibir dividendos y

disminuciones de capital, y a ejercer, enajenar o dejar

vencer a su arbitrio derechos de opción preferente de

suscripción de aumentos de capital/, la prenda, restricción

y prohibición constituidas en virtud del presente contrato

incluyen y se extienden de pleno derecho a todos los

aumentos de valor de las Acciones y uno de los derechos

patrimoniales que confieran a sus titulares y comprenden

desde luego todos los frutos y beneficios que ellas puedan

generar o producir, incluyendo, dividendos y ganancias,

acciones liberadas de pago, derechos preferentes u opciones

de cualquier naturaleza, de acuerdo a como se indica más

adelante. Sujeto a lo previsto al comienzo de esta

cláusula, el Constituyente se obliga también a exigir la

emisión de todo nuevo título relacionado con nuevas

acciones que emita la Sociedad y a las que tenga derecho

mientras se mantenga vigente la prenda objeto del presente

contrato; y, a mayor abundamiento, por el presente

instrumento, el Constituyente faculta al Acreedor, para que

éste en su nombre y representación pueda exigir a la

Sociedad la emisión del título respectivo. El Constituyente

declara expresamente que el mandato de que da cuenta esta

cláusula tiene el carácter de irrevocable, en los términos

16

a que se refiere el Artículo doscientos cuarenta y uno del

Código de Comercio, por cuanto su ejecución interesa al

Acreedor.- Siete. Tres. El Acreedor gozará respecto del

Constituyente y de terceros, de los beneficios, privilegios

y preferencias que otorga la ley a los acreedores

prendarios.-

CLÁUSULA OCTAVA. ACEPTACIÓN DEL CONSTITUYENTE Y

EXIGIBILIDAD ANTICIPADA ADICIONAL.- Por este acto, el

Constituyente acepta y conviene en beneficio del Acreedor,

que el incumplimiento de las Obligaciones Garantizadas, por

el Constituyente o por el Deudor, puede producir a su

respecto la exigibilidad y ejecución inmediata de esta

prenda, como también de todo interés y gasto a que ella

diere lugar, pudiendo seguirse en su contra todas y cada

una de las acciones de cobro y/o de cualquier naturaleza

derivadas de esta prenda.-

CLÁUSULA NOVENA. OBLIGACIONES ADICIONALES DEL

CONSTITUYENTE.- Nueve. Uno.- Ampliación a Acciones

Futuras.- De conformidad a lo indicado en la Cláusula Tres.

Uno. precedente, pero sujeto a los términos y condiciones

del Pacto de Accionistas y a lo establecido en las demás

cláusulas de este contrato, el Constituyente se obliga a

EXHIBIT 5 B

17

mantener en todo tiempo y/o a constituir prenda sobre una

cantidad de acciones de su propiedad /ahora o en el futuro/

en la Sociedad que representen al menos el [dieciséis por

ciento en la misma después de fusionada con Banco Itaú

Chile o la cantidad menor indicada en la Sección Tres. Dos

(d) del Pacto de Accionistas], las cuales deberán

corresponder siempre a prendas de primer grado, salvo en

cuanto las nuevas acciones sobre las que se constituya

prenda y prohibición de gravar y enajenar de acuerdo a lo

ya estipulado, ya se hubieren entregado en prenda de primer

grado a Itaú BBA, Nassau Branch u otra sociedad que sea

persona relacionada al Acreedor, en cuyo caso la prenda a

otorgar, corresponderá a una prenda de segundo grado. De

acuerdo a lo anterior para cumplir con la obligación aquí

indicada, pero sujeto a los términos y condiciones del

Pacto de Accionistas y a lo establecido en las demás

cláusulas de este contrato, el Constituyente se obliga

desde ya a ampliar la prenda sobre Acciones y las

prohibiciones y las restricciones constituidas en virtud

del presente contrato, a cualesquiera otras acciones de

pago de la Sociedad o valores que confieran derechos

futuros sobre las acciones de la Sociedad que adquiera en

el futuro a cualquier título. Para estos efectos,

suscribirá sucesivamente respecto de cada acción que

18

adquiera en el futuro, y a medida que las adquiera, dentro

del plazo no extintivo de treinta días corridos, contado

desde la fecha en que se practique a su nombre la

inscripción de las acciones en el Registro de Accionistas

de la Sociedad, una nueva escritura pública de prendas y

prohibiciones, en los mismos términos del presente

instrumento. El Constituyente deberá además comunicar

periódicamente y por escrito al Acreedor, la adquisición de

cualquier acción de la Sociedad y a la cual no se extiendan

naturalmente la prenda sobre acciones ya constituidas,

dentro del plazo de treinta días corridos contados desde la

fecha de inscripción de las acciones en el Registro de

Accionistas de la Sociedad.- Nueve. Dos. Mandato Especial

Irrevocable.- No obstante la obligación que el

Constituyente asume expresamente en la Sección Nueve. Uno

anterior, de concurrir a suscribir oportunamente las

correspondientes prendas y prohibiciones, otorga mandato

especial e irrevocable al Acreedor, tan amplio como en

derecho sea necesario, para quien acepta su representante

individualizado en la comparecencia de este instrumento,

para que éste, actuando en su nombre y representación e

inmediatamente después de la fecha en que tales acciones o

valores se emitan o adquieran, según sea el caso, y a su

discreción exclusiva, otorgue y firme todas y cada una de

EXHIBIT 5 B

19

las correspondientes prendas y prohibiciones, en nombre y

representación del Constituyente, en los mismos términos y

condiciones, mutatis mutandis, a los del presente contrato,

y para que requiera la inscripción de las mismas en el

Registro de Prendas Sin Desplazamiento y Registro de

Accionistas de la Sociedad. En el ejercicio de este

mandato, y de conformidad con lo anterior, el Acreedor

tendrá amplias facultades para llevar a cabo todo cuanto

sea necesario para el debido cumplimiento de su cometido,

con expresa facultad para autocontratar en su otorgamiento.

En virtud de este mandato irrevocable, el Acreedor podrá

también en los contratos que celebren, conferir mandato

especial a una o más personas, para que, actuando una

cualquiera de ellas, ejerza, con amplias facultades,

judicial o extrajudicialmente, los derechos que al

Constituyente o a sus sucesores o cesionarios les

correspondan en virtud de los referidos contratos de

garantía. Este mandato especial e irrevocable no podrá ser

invocado por el Constituyente como causal de justificación

del incumplimiento de las obligaciones que para ellos

emanan del presente contrato. El Constituyente declara

expresamente que el mandato de que da cuenta esta cláusula

tiene el carácter de irrevocable, en los términos a que se

refiere el Artículo doscientos cuarenta y uno del Código de

20

Comercio, por cuanto su ejecución interesa al Acreedor.-

Nueve. Tres. División, Fusión y Absorción.- En este acto,

el Constituyente, se obliga a que cualquier acuerdo de

división o fusión de la Sociedad, así como la absorción de

ésta por parte de terceros, o su transformación, deberá

hacerse en los términos y condiciones establecidos en el

Pacto de Accionistas. En todo caso, las prendas,

restricciones y prohibiciones constituidas en virtud del

presente contrato se extenderán a todas las acciones de las

nuevas sociedades que se formen en virtud de la división,

fusión o transformación o que subsistan luego de ella, que

correspondan o corresponderían al Constituyente como

propietario de las Acciones afectas a la prenda,

restricciones y prohibiciones constituidas en virtud del

presente contrato y de todas aquellas nuevas acciones a las

cuales estas prendas, restricciones y prohibiciones se

hacen extensivas de acuerdo a lo señalado en las cláusulas

anteriores. Queda autorizado el Acreedor, y en forma

exclusiva, para requerir la inscripción de estas prendas y

prohibiciones en el Registro de Prendas sin Desplazamiento

y en los correspondientes registros de accionistas,

renunciando en consecuencia el Constituyente a realizar

dichas gestiones.-

EXHIBIT 5 B

21

CLÁUSULA DÉCIMA. AUMENTOS DE LAS ACCIONES.- En el caso de

emisión de nuevas acciones liberadas de pago, se entenderán

afectos los nuevos títulos que se emitan a la prenda que en

el presente instrumento se constituye, debiendo anotarse la

prenda de estos nuevos títulos en el Registro de Prendas

sin Desplazamiento y en el Registro de Accionistas de la

Sociedad, a sola petición del Notario que lo solicite en

nombre del Acreedor.-

CLÁUSULA UNDÉCIMA. MANTENCIÓN DEL DOMINIO.- El

Constituyente llevará a cabo, asimismo, a su costo

exclusivo, todas las acciones judiciales y extrajudiciales

que sean necesarias para mantener el dominio y la libre

disposición de las Acciones y para defenderlas de acciones

de terceros. Lo anterior no afectará el derecho del

Constituyente de enajenar las Acciones de que da cuenta la

cláusula vigésimo tercera de este instrumento.-

CLÁUSULA DUODÉCIMA. TÍTULO SUFICIENTE.- El Constituyente y

el Deudor declaran en favor del Acreedor, que esta

escritura, en copia fiel y autorizada, constituye buen y

suficiente título para iniciar todas las acciones que en

derecho procedan en relación con la garantía que en este

instrumento se constituye. Lo dispuesto en este instrumento

22

no se considerará bajo ninguna circunstancia como

limitación de los derechos del Acreedor en virtud de la

ley, ni como una modificación, sustitución o limitación de

los derechos otorgados a él en virtud del Pacto de

Accionistas. Asimismo, se deja expresa constancia que la

prenda y prohibiciones constituidas por esta escritura, son

sin perjuicio de cualesquiera otra garantía real y

prohibición que se hubiere constituido por el

Constituyente, el Deudor y/o terceros, para caucionar las

Obligaciones Garantizadas.-

CLÁUSULA DÉCIMO TERCERA. MANDATO ESPECIAL.- Trece. Uno. Sin

perjuicio de cualquiera designación de mandatarios para

recibir notificaciones judiciales que se hayan hecho o que

se hagan en el futuro, adicionalmente el Constituyente

confiere poder especial irrevocable al señor [●],

domiciliado en [●], para que pueda recibir, por y en

representación del Constituyente, notificaciones y

requerimientos judiciales o extrajudiciales, en cualquier

gestión, procedimiento o juicio, cualquiera que fuese el

procedimiento aplicable o el tribunal o autoridad que

tuviere encomendado su conocimiento y que diga relación con

la garantía que por este instrumento se constituye. En el

ejercicio del poder irrevocable que por este acto se

EXHIBIT 5 B

23

otorga, el mandatario tendrá, en el orden judicial, las

facultades de recibir notificaciones, contestar demandas y

actuar con las atribuciones señaladas en el primer inciso

del Artículo séptimo del Código de Procedimiento Civil de

la República de Chile. Para todos los efectos del presente

contrato y salvo en cuanto el Constituyente comunique un

nuevo domicilio por escrito al Acreedor con quince días de

anticipación, se entenderá efectuada la Notificación una

vez entregada ésta a cualquier persona en el domicilio acá

señalado.- Trece. Dos. Presente en este acto [●], mayor de

edad, quien acredita su identidad con la cédula mencionada

y expone, que acepta el poder especial irrevocable que se

otorga en esta cláusula y se obligan a no renunciar al

mismo sin el consentimiento escrito del Acreedor, caso en

el cual el Constituyente deberá, en forma previa, designar

nuevo mandatario judicial con las mismas facultades y en

los mismos términos de esta cláusula, nuevo mandatario que

deberá comparecer y aceptar el mandato otorgado en el mismo

instrumento de renuncia, ser una persona natural residente

permanente en Chile y ser aprobado previamente por el

Acreedor.- Trece. Tres. Asimismo, el Constituyente se

obliga a mantener en todo momento un apoderado con las

mismas facultades y en los mismos términos de esta cláusula

en caso que el mandato irrevocable otorgado en esta

24

cláusula terminare por fallecimiento o incapacidad de

cualquiera de los apoderados. El poder otorgado por este

acto por el Constituyente no revoca ningún poder otorgado

con anterioridad a esta fecha y, en el evento de otorgar

otro poder en el futuro, no se entenderá por ese hecho

revocado el poder otorgado en el presente instrumento.-

CLÁUSULA DÉCIMO CUARTA. ACEPTACIÓN DE LA SOCIEDAD.-

Presente en este acto, [●], en representación de la

Sociedad, se notifica y toma debido conocimiento de la

prenda y las restricciones y prohibiciones constituidas en

virtud de este instrumento.-

CLÁUSULA DÉCIMO QUINTA. ACEPTACIÓN Y DECLARACIÓN DEL DEUDOR

Y DEL CONSTITUYENTE.- Quince. Uno. Por el presente acto, el

Deudor acepta íntegramente la prenda constituida por el

Constituyente en garantía de las obligaciones que para el

primero emanan del Pacto de Accionistas. Quince. Dos. El

Deudor y el Constituyente declaran que la garantía de que

da cuenta este instrumento ha sido constituida en beneficio

exclusivo del Acreedor, y que en consecuencia, permanecerá

vigente sin importar y sin verse afectada por los acuerdos,

actos y contratos que existan o puedan existir entre el

Deudor y Constituyente.

EXHIBIT 5 B

25

CLÁUSULA DÉCIMO SEXTA. IMPUESTOS Y GASTOS.- Dieciséis.

Uno.- El Constituyente declara que los actos y contratos

contenidos en este instrumento, como asimismo el ejercicio

de los derechos que puedan derivar de los mismos, no han

estado ni están sujetos a impuestos u otros cargos

similares y que, en consecuencia, el Acreedor puede

libremente ejercer tales derechos.- Dieciséis. Dos.- Será

de cargo exclusivo del Constituyente el pago de los

impuestos y gastos derivados de este contrato, en

particular los derechos y gastos de escrituras públicas e

inscripción de prendas y prohibiciones, como asimismo todos

los demás gastos que irroguen los instrumentos y

actuaciones posteriores derivados de este contrato.-

CLÁUSULA DÉCIMO SÉPTIMA. RENUNCIA DE DERECHOS. NO

LIMITACIÓN.- Diecisiete. Uno. Ningún derecho, declaración o

beneficio se entenderá renunciado por cualquiera de las

partes salvo que dicha renuncia conste por escrito y sea

firmada por la parte renunciante.- Diecisiete. Dos. La

prenda sobre Acciones y las prohibiciones de que da cuenta

esta escritura no se considerarán bajo ninguna

circunstancia como una modificación, sustitución o

limitación de los derechos otorgados al Acreedor en virtud

26

del Pacto de Accionistas y/o de los demás contratos de

garantías o cauciones que se otorguen en el futuro de

acuerdo al mismo.-

CLÁUSULA DÉCIMO OCTAVA. NULIDAD O INEFICACIA.- La

declaración de nulidad o ineficacia de cualquier

estipulación contenida en este contrato hará que dicha

estipulación se tenga por no escrita o sea ineficaz, pero

la nulidad o ineficacia de dicha estipulación, en la medida

permitida por la Ley no afectará la validez y eficacia de

las restantes estipulaciones del presente contrato. Con

todo, las partes convienen en reemplazar la disposición

nula o ineficaz por otra disposición que sea válida y

oponible que logre, en la medida de lo posible, los mismos

o similares efectos económicos, comerciales u otros que

perseguía la disposición declarada nula o ineficaz.-

CLÁUSULA DÉCIMO NOVENA. SUCESORES Y CESIONARIOS.- La Prenda

sobre Acciones y prohibiciones que se constituyen en virtud

del presente instrumento beneficiarán a, y los derechos que

otorga podrán ser ejercidos directamente por el Acreedor, o

por quienes revistan la calidad de sucesores o cesionarios

de éste, según sea permitido conforme al Pacto de

Accionistas, y quienes se subroguen legal o

EXHIBIT 5 B

27

convencionalmente en sus derechos. Tales sucesores o

cesionarios, y quienes se subroguen legal o

convencionalmente en los derechos, tendrán en contra del

Constituyente los mismos derechos y beneficios que esta

escritura otorga al Acreedor, considerándose como tales

para todos los efectos legales y contractuales a que haya

lugar.-

CLÁUSULA VIGÉSIMA. DOMICILIO Y JURISDICCIÓN.- Para todos

los efectos legales derivados de la presente escritura, el

Constituyente y la Sociedad fijan su domicilio en la comuna

y ciudad de Santiago de Chile, y se someten a la

jurisdicción y competencia de los tribunales ordinarios de

justicia con asiento y competencia en la comuna de Santiago

de Chile. Este contrato se rige por las leyes y demás

disposiciones reglamentarias y de otra índole vigentes en

la República de Chile.-

CLÁUSULA VIGÉSIMO PRIMERA. PODER DE CORRECCIÓN.- Los

comparecientes de esta escritura otorgan poder irrevocable

a don [●], [●]; y don [●] y don [●], para que, actuando uno

cualquiera de los dos primeros con uno cualquiera de los

dos segundos puedan realizar las modificaciones,

rectificaciones o aclaraciones que sean necesarias realizar

28

al presente contrato para materializar la efectiva

constitución de la prenda, pudiendo suscribir las

escrituras públicas o instrumentos privados que se requiera

para tal efecto y así como además, todas las demás

modificaciones que sea necesario suscribir para la

inscripción de la misma en el Registro de Prendas Sin

Desplazamiento.-

CLÁUSULA VIGÉSIMO SEGUNDA. PODER DE NOTIFICACIÓN E

INSCRIPCIÓN.- Se faculta al portador de copia autorizada de

esta escritura pública para notificar, llevar a cabo y

requerir del Constituyente, a través de un Notario Público,

la anotación de la prenda y prohibiciones contenidos en

este instrumento en el Registro de Prendas Sin

Desplazamiento y en el Registro de Accionistas de la

Sociedad, y para realizar todos aquellos actos que sean

necesarios o convenientes para el perfeccionamiento de

dicha prenda y prohibiciones.-

CLÁUSULA VIGÉSIMO TERCERA. OBLIGACIÓN DE ALZAR.- El

Acreedor reconoce y acepta que, sujeto al cumplimiento de

las normas sobre transferencias de acciones establecidas en

la Cláusula Tercera del Pacto de Accionistas, el

Constituyente tiene el derecho a exigir el alzamiento de

EXHIBIT 5 B

29

esta prenda para enajenar las Acciones. A mayor

abundamiento, el Constituyente se obliga a suscribir y

entregar dicho alzamiento al mero requerimiento escrito del

Constituyente con al menos dos días hábiles de anticipación

a la fecha en que el Constituyente vaya a materializar una

transferencia en los términos y condiciones del Pacto de

Accionistas.-

VIGÉSIMO CUARTO. PROMESA DE CONSTITUCIÓN DE PRENDA

COMERCIAL- Por el presente instrumento, el Constituyente,

se obliga a suscribir todas las escrituras públicas y demás

instrumentos que sea necesario al efecto para constituir

sobres las Acciones prendadas, en el carácter de prenda de

segundo grato por una prenda comercial, en los términos de

los artículos ochocientos trece y siguientes del Código de

Comercio, inmediatamente se alcen las prendas constituidas

sobre las Acciones en favor de Itaú BBA, Nassau Branch.

Para tal efecto, el Constituyente se obliga a concurrir a

suscribir oportunamente las correspondientes escrituras

modificatorias o de constitución de prenda y prohibiciones,

a más tardar dentro del plazo de los cinco días hábiles

siguientes a que ocurra de la circunstancia ya señalada.

Con el objeto de cumplir con la obligación del

Constituyente de suscribir las respectivas escrituras y

30

demás documentos que sean necesarios al efecto, por el

presente instrumento el Constituyente otorga mandato

especial e irrevocable al Acreedor, tan amplio como en

derecho sea necesario, para quien acepta su representante

individualizado en la comparecencia de este instrumento,

para que éste, actuando en su nombre y representación, y a

su discreción exclusiva, otorgue y firme sin necesidad de

espera plazo alguno, todas y cada una de las

correspondientes prendas y prohibiciones, en nombre y

representación del Constituyente, en los mismos términos y

condiciones, mutatis mutandis, a los del presente contrato

/con la salvedad que corresponderá a una prenda comercial/,

para que requiera la inscripción de las mismas y Registro

de Accionistas de la Sociedad. En el ejercicio de este

mandato, y de conformidad con lo anterior, el Acreedor

tendrá amplias facultades para llevar a cabo todo cuanto

sea necesario para el debido cumplimiento de su cometido,

con expresa facultad para autocontratar en su otorgamiento,

pudiendo incluso determinar a su arbitrio el monto de la

Obligación Garantizada. En virtud de este mandato

irrevocable, el Acreedor podrá también en los contratos que

celebren, conferir mandato especial a una o más personas,

para que, actuando una cualquiera de ellas, ejerza, con

amplias facultades, judicial o extrajudicialmente, los

EXHIBIT 5 B

31

derechos que al Constituyente o a sus sucesores o

cesionarios les correspondan en virtud de los referidos

contratos de garantía. Este mandato especial e irrevocable

no podrá ser invocado por el Constituyente como causal de

justificación del incumplimiento de las obligaciones que

para ellos emanan del presente contrato. El Constituyente

declara expresamente que el mandato de que da cuenta esta

cláusula tiene el carácter de irrevocable, en los términos

a que se refiere el Artículo doscientos cuarenta y uno del

Código de Comercio, por cuanto su ejecución interesa al

Acreedor.

CLÁUSULA VIGÉSIMO QUINTO. DENOMINACIÓN DE LAS CLÁUSULAS.-

Las denominaciones asignadas por las Partes comparecientes

a las distintas estipulaciones de este contrato han sido

establecidas sólo para referencia y facilidad de su

lectura, sin afectar el significado o alcance que la

Cláusula en su integridad pueda tener distintos que dicha

denominación.- Personerías.- La personería de [●] para

representar a CORP GROUP BANKING S.A. consta en [●].- La

personería de don [●] para representar a ITAÚ UNIBANCO

HOLDING, S.A. consta en [●].- La personería de [●] para

representar a CORPBANCA consta en [●].- La personería de

don [●] para representar a INVERSIONES CORP GROUP INTERHOLD

32

LTDA. consta en [●].- Estas personerías no se insertan por

ser conocidas de las partes y del Notario que autoriza y a

petición expresa de aquéllas. En comprobante y previa

lectura, firman los comparecientes junto con el Notario que

autoriza.- Se dan copias.- Doy fe.-

[●]

p.p. CORP GROUP BANKING S.A.

[●]

p.p. ITAÚ UNIBANCO HOLDING, S.A.

[●]

p.p. CORPBANCA

[●]

p.p. INVERSIONES CORP GROUP INTERHOLD LIMITADA

[●]

[●]

EXHIBIT 5 B

33

p.p. INVERSIONES GASA LIMITADA

[●]

[●]

p.p. CORP GROUP INVERSIONES LIMITADA

[●]

[●]

Schedule 1.3(a)

Chilean Merger Steps

This schedule provides for a description of all steps required to conduct

and complete the Chilean Merger.

1. Preparation of Regulatory Filing Before the

Superintendence of Banks and Financial Institutions (“SBIF”): CorpBanca and

Itaú Chile shall collaborate to prepare and gather the information necessary for

requesting the approval of the SBIF.

2. Filing for Approval of the Chilean Merger by the SBIF:

CorpBanca and Itaú Chile shall file a joint request for authorization of the

Chilean Merger and the transactions contemplated in this Agreement. Such

application shall include, but not be limited to, the approval of the following

transactions:

2.1. The SBIF shall approve the Chilean Merger pursuant to

the provisions set forth in Article 35 bis of the Chilean Banking Law,

as applicable;

2.2. The SBIF and the Chilean Central Bank shall approve the

increase of the Merged Chilean Bank investment in Colombia;

2.3. The SBIF shall approve the acquisition, by certain Chilean

Merged Bank’s subsidiaries, of shares in Itaú Colombia, or the

Colombian Merger, as the case may be;

2.4. The SBIF shall approve the amendments to the by-laws of

the Merged Chilean Bank;

2.5. The SBIF shall approve the acquisition of more than 10%

of the Merged Chilean Bank by any holder of Old Chilean Certificates

of Itaú Chile pursuant to the provisions set forth in Article 36 of the

Chilean Banking Law.

3. Itaú Chile´s Reorganization: Upon issuance of the

authorization of the SBIF Itaú Chile shall carry out the following reorganization

steps:

3.1. Incorporation of Itaú Chile Holdco: Itaú Parent shall

incorporate a sociedad por acciones organized and existing under the

laws of Chile (“Itaú Chile Holdco”). Itaú Parent shall contribute all

the shares of Itaú Chile into Itaú Chile Holdco. Itaú Chile Holdco´s

sole assets shall be shares of Itaú Chile and shall have no liabilities.

The contribution of shares into Itaú Chile Holdco shall be approved by

the SBIF as a change in the corporate entity through which the control

of Itaú Chile is exercised pursuant to the provisions set forth in Article

36 of the Chilean Banking Law.

3.2. Itaú Chile Capital Raise:

3.2.1. SBIF Regulatory Consent: Itaú Chile shall

file a request for authorization as provided in Article 52 of

the Chilean Banking Law for entering into a capital raise for

an outstanding amount of US$652,000,000 (the “Capital

Raise” and, with regard to the authorization stated herein, the

“Capital Raise Authorization”);

3.2.2. Capital Raise Board Meeting: The board of

the Itaú Chile shall, and in accordance with Chilean

Companies Law its by-laws (i) take all action necessary to

establish a record date for, duly call, give notice of, convene

and hold the Capital Raise Shareholders Meeting, (ii) cause

such vote to be taken and completed and (iii) obtain sufficient

favorable votes to approve the Capital Raise;

3.2.3. Capital Raise Shareholders Meeting: In

accordance with the Capital Raise Authorization and the

calling of the board of Itaú Chile, the majority of the

shareholders of Itaú Chile, shall approve the Capital Raise

(the “Capital Raise Shareholders Meeting”);

3.2.4. SBIF Resolution: Itaú Chile shall obtain a

resolution from the SBIF approving the Capital Raise and

containing an abstract of the amendments to the by-laws of

Itaú Chile caused by virtue of the Capital Raise;

3.2.5. Capital Raise Issuance: Upon approval of

the Capital Raise in the Capital Raise Shareholders Meeting,

the board of Itaú Chile shall issue shares of common stock.

These shares shall be subscribed and paid entirely by Itaú

Parent or its subsidiaries.

4. Corp Group Parent transfer of shares: Corp Group Parent

shall sell or otherwise transfer 5,208,344,218 shares of CorpBanca to non-

Affiliates.

5. Chilean Merger:

5.1. CorpBanca and Itaú Chile Board Meetings: Each of

CorpBanca and Itaú Chile shall cause a special meeting of its board to

be called and held in accordance with Chilean Companies Law and its

by-laws. In such duly called and held meeting the board of each of

CorpBanca and Itaú Chile, by resolutions duly adopted at such

meeting, shall call the holders of shares of CorpBanca Common Stock

and Itaú Bank Common Stock, respectively, to a shareholders´

meeting to approve the Chilean Merger (the “Shareholders

Meeting”). Prior to the publication of the first notice calling to each

Shareholders Meeting, the board of each of CorpBanca and Itaú Chile

shall make available to each of their respective shareholders

documentation regarding the terms and conditions of the Chilean

Merger which shall include, without limitation, all proposed

amendments to the by-laws or proposed amended and restated by-laws

of the Merged Chilean Bank, the Chilean Exchange Ratio, audited

balance sheets, expert opinions and all other information as required

by the Chilean Companies Law and the Chilean Companies

Regulations. The board of each of CorpBanca and Itaú Chile shall

appoint an independent expert who shall issue a report as to the value

of the CorpBanca Common Stock, the Itaú Bank Common Stock, and

the Chilean Exchange Ratio which shall include a pro forma balance

sheet of the Merged Chilean Bank all in accordance with the

provisions of the Chilean Companies Law and the Chilean Companies

Regulations;

5.2. CorpBanca and Itaú Chile´s Shareholders´ Meetings: The

board of each of CorpBanca and Itaú Chile in accordance with the

Chilean Companies Law and its by-laws shall, with respect to

CorpBanca and Itaú Chile, respectively, (i) take all action necessary to

establish a record date for, duly call, give notice of, convene and hold

each Shareholders Meeting, (ii) cause such vote to be taken and

completed, and (iii) obtain sufficient favorable votes to comply with

the CorpBanca Shareholder Approval and the Itaú Bank Shareholder

Approval;

5.3. SBIF Resolution: Merged Bank shall obtain a resolution

from the SBIF approving the Chilean Merger and containing an

abstract of the amendments to the by-laws of the Merged Bank caused

by virtue of the Chilean Merger;

5.4. Registration at the Securities Registry of the SBIF: After

the consummation of the Chilean Merger, the shares issued as

consequence of it shall be registered at the Securities Registry held by

the SBIF pursuant to the provisions of Chapter 2-11 of the

Recopilación Actualizada de Normas of the SBIF;

5.5. Registration at the Santiago Stock Exchange: After the

registration described in section 5.3 above, the shares shall be

registered at the Santiago Stock Exchange;

5.6. Consummation of the Chilean Merger: If and only if the

conditions set forth in Article 5 have been satisfied or waived and,

among such conditions, each Chilean Bank Party has obtained a

resolution from the SBIF approving the Chilean Merger and the

respective amendment to CorpBanca’s by-laws and containing an

abstract of the amendments to the by-laws of CorpBanca caused by

virtue of the Chilean Merger, the Itaú Chile shall be merged with and

into CorpBanca.

6. Chilean Effective Time: The Chilean Merger shall take

effect on the fifth Business Day after all of the Chilean Merger Steps have been

completed (or waived by the applicable Party to the extent permitted by Law), or

at such other time as may be agreed by the Parties and specified therein.

SCHEDULE 1.3(b)

Colombian Transaction Steps

This schedule provides for a description of all steps required to conduct and

implement (and it is not intended to alter) the respective obligations of the Parties set forth in the

Agreement with respect to the Colombian Acquisition (PART A) or the Colombian Merger (PART

B), as the case may be.

PART A

Colombian Acquisition Steps

1. Defined terms. Capitalized terms used but not defined herein have the

meanings assigned to them in the Agreement, provided that, as used in this Part A of Schedule

1.3(b), the following terms shall have the following meaning:

“Sellers” means collectively Banco Itaú BBA S.A., Itaú International

Investment LLC, Nevada Woods S.A., Karen International Ltd., and ITB Holding

Ltd, or their respective assignees.

“SFC Authorization”: means the authorization of the Colombian

Acquisition by the SFC pursuant to Article 88 of the Estatuto Orgánico del Sistema

Financiero, as may be amended from time to time.

2. Steps

2.1. Execution of the shares purchase agreement. As promptly as practicable

after the Chilean Effective Time, CorpBanca and four wholly owned Subsidiaries of

CorpBanca, on one side, and Sellers, on the other, shall duly execute and deliver a short-

form share purchase agreement to effect the Colombian Acquisition, which share purchase

agreement shall provide for consummation of the Colombian Acquisition on the terms set

forth in the Agreement and shall contain other customary terms standard for this type of

transaction; provided that such share purchase agreement shall not include any

representations and warranties other than those set forth in Section 3.3 and 3.4 of the

Agreement, mutatis mutandis, or any other provisions inconsistent with the Agreement;

then

2.2. Filing with the SFC. As promptly as practicable after the execution of a

short-form share purchase agreement to effect the Colombian Acquisition, CorpBanca shall

prepare and collect all the information that shall be filed with SFC in order to obtain the

SFC Authorization and Itaú Parent shall collaborate with CorpBanca with the preparation

and collection of certain Itaú Colombia information that is required to be included in the

filing; then

2.3. Consummation of the Colombian Acquisition:

2.3.1. Right of first offer. Sellers will provide evidence of having

exhausted the right of first offer contained in Article 21 of Itaú Colombia’s bylaws

(estatutos), as amended from time to time, pursuant to the terms and conditions

established in such bylaws (estatutos), as amended from time to time, prior the

consummation of the Colombian Acquisition. For the avoidance of doubt, if the

SFC Authorization is not obtained, the parties shall have no obligation to complete

the Colombian Acquisition; then

2.3.2. CorpBanca and its Subsidiaries must purchase from Sellers, the

number of Shares of Itaú Colombia as set forth opposite such Seller’s name on the

chart below, then

Seller Number of Shares

Banco Itaú BBA S.A., or its assignee 329,000

Itaú International Investment LLC, or its assignee

5,250

Nevada Woods S.A., or its assignee 5,250

Karen International Ltd., or its assignee 5,250

ITB Holding Ltd., or its assignee 5,250

Total 350,000

2.3.3. To consummate the Colombian Acquisition, the Parties shall duly

undertake all actions set forth in Section 1.6(c) and 1.6(d) of the Agreement; then

2.3.4. Itaú Parent and CorpBanca shall file or caused to be filed all

documents required under applicable Law to effect the corresponding foreign

investment substitution with the Colombian Central Bank.

PART B

Colombian Merger Steps

1. Defined terms. Capitalized terms used but not defined herein have the

meanings assigned to them in the Agreement, provided that, as used in this Part B of Schedule

1.3(b), the following terms shall have the following meaning:

“Anticipated Notice”: has the meaning set forth in section 2.4 of this Part B

of Schedule 1.3(b).

“Clearance of the Independent Appraiser” has the meaning set forth in

section 2.1 of this Part B of Schedule 1.3(b).

“Colombian Merger Authorization”: means either (i) an unconditioned non-

objection resolution issued by SFC to conduct and complete the Colombian Merger;

(ii) a conditioned non-objection resolution issued by SFC to conduct and complete

the Colombian Merger, provided that any conditions contemplated therein do not

constitute a Materially Burdensome Regulatory Condition or (ii) the presumptive

authorization resulting from the SFC’s failure to approve or deny the Colombian

Merger during the Objection Term.

“Formalization of the Colombian Merger”: has the meaning set forth in

section 2.10 of this Part B of Schedule 1.3(b).

“Objection Term” has the meaning set forth in section 2.9 of this Part B of

Schedule 1.3(b).

“Shareholders’ Approval Minutes” has the meaning set forth in section 2.8

of this Part B of Schedule 1.3(b).

“Shareholders’ Meetings”: has the meaning set forth in section 2.7 of this

Part B of Schedule 1.3(b).

“Valuation” means the valuation conducted by the Independent Appraiser

pursuant to section 2.3 of this Part B of Schedule 1.3(b).

2. Steps:

2.1. Merger documents. Commencing on the date in which the minority

shareholders of CorpBanca Colombia identified in Schedule 1.6 to the Agreement have executed

and delivered the Consent and Agreement in the form of Exhibit 2 thereto, as set forth in Section

1.6(i) of the Agreement, Itaú Colombia and CorpBanca Colombia shall cooperate to (i) draft and

agree upon final versions of all of the manuals and documents that shall be filed with SFC pursuant

to applicable Law for purposes of dully submitting the Anticipated Notice and (ii) prepare and

collect all the information that shall be filed with SFC pursuant to applicable Law for purposes of

dully submitting the Anticipated Notice, in each case with a view to finalize such manuals and

documents and to prepare and collect all such information as promptly as practicable thereafter;

then

2.2. Engagement and Clearance of the Independent Appraiser. As promptly

as practicable after the Chilean Effective Time and prior to filing the Anticipated Notice, Itaú

Colombia and CorpBanca Colombia shall jointly engage, and shall equally share the cost of, the

Independent Appraiser. Prior to the filing of the Anticipated Notice, Itaú Colombia and CorpBanca

Colombia shall submit to the SFC appropriate supporting documentation providing evidence to the

SFC of the independency and adequacy of the investment bank so selected. The SFC shall then

provide confirmation of the independence and adequacy of such investment bank (the “Clearance of

the Independent Appraiser”). If no such confirmation is obtained, Itaú Colombia and CorpBanca

Colombia shall jointly engage another investment bank with experience in the valuation of financial

entities to act as Independent Appraiser who is acceptable to the SFC; then

2.3. Valuation. Itaú Colombia and CorpBanca Colombia shall request that

the Independent Appraiser deliver to the Parties an independent valuation in accordance with the

terms of Section 2.3 of the Agreement and in compliance with applicable Law; then

2.4. Anticipated Notice to the SFC. Subject to Section 4.4 of the Agreement,

as promptly as practicable after the Chilean Effective Time and once the Clearance of the

Independent Appraiser has been obtained, at least three (3) months (or such shorter period as

permitted by applicable Law)1 prior to the Itaú Colombia Shareholders’ Meeting and the CorpBanca

Colombia Shareholders’ Meeting, each of Itaú Colombia and CorpBanca Colombia shall jointly

deliver a notice to the SFC2 announcing the intention of conducting and completing the Colombian

Merger, and enclosing thereto all documents and information required to be submitted in connection

therewith, pursuant to applicable Law (the “Anticipated Notice”) provided, that this step shall not

be completed before the approval or denial of the CorpBanca Colombia-Helm Merger by the SFC;

then

2.5. Notice to Shareholders. As promptly as practicable after the Chilean

Effective Time, once the Clearance of the Independent Appraiser has been obtained and the

Anticipated Notice has been filed with the SFC, and at least two (2) months prior to the Itaú

Colombia Shareholders’ Meeting and the CorpBanca Colombia Shareholders’ Meeting, each of Itaú

Colombia and CorpBanca Colombia shall jointly publish a notice in a major national newspaper,

describing the Colombian Merger pursuant to applicable Law (the “Notice to Shareholders”); then

2.6. Call for the CorpBanca Colombia Shareholders’ Meeting and the Itaú

Colombia Shareholders’ Meeting. Subject to Section 4.4 of the Agreement, as soon as practicable

as permitted by applicable Law, each of Itaú Colombia and CorpBanca Colombia shall duly call the

Itaú Colombia Shareholders’ Meeting and the CorpBanca Colombia Shareholders’ Meeting; then

2.7. Itaú Colombia Shareholder Approval and CorpBanca Colombia

Shareholder Approval. Subject to Section 4.4 of the Agreement, immediately after the expiration of

the term indicated in section 2.4 of this Part B of Schedule 1.3(b) and provided that the Colombian

Merger Authorization has been obtained, each of Itaú Colombia and CorpBanca Colombia shall

duly hold the Itaú Colombia Shareholders’ Meeting and the CorpBanca Colombia Shareholders’

Meeting, respectively (collectively, the “Shareholders’ Meetings”) and shall take all actions

required to obtain the Itaú Colombia Shareholder Approval and the CorpBanca Colombia

Shareholder Approval; then

2.8. Submission of the Shareholders’ Approval Minutes. If the Itaú Colombia

Shareholder Approval and the CorpBanca Colombia Shareholder Approval are obtained in the

corresponding Shareholders’ Meetings within the three (3) Business Days following the

Shareholders’ Meetings, Itaú Colombia and CorpBanca Colombia shall file with the SFC the

minutes of the corresponding Shareholders’ Meetings, which shall include at least the content set

forth in applicable Law (including, but not limited to, Article 173 of the Colombian Commercial

Code and, in the case of CorpBanca, the Supermajority Consent) (collectively, the “Shareholders’

Approval Minutes”); then

2.9. Objection Term. The SFC may approve or object to the Colombian

Merger, at any time as from the date of the Anticipated Notice and until the date which is two (2)

months (or such shorter period as permitted by applicable Law)3 following the date in which all

1 Note: If the parties hold at least 95% of the capital stock of each of the merging companies, a one month (as

opposed to a three month) minimum period applies. In such case, the Anticipated Notice shall be also

addressed by the controlling shareholders of the merging entities.

2 Note: If the Parties hold at least 95% of the capital stock of each of the merging companies, such

shareholders shall submit this notice jointly with the legal representatives of the merging companies.

3 Note: It the parties hold at least 95% of the capital stock of each of the merging companies, a one month (as

opposed to a three month) minimum period applies.

documents required by applicable law to be filed to obtain the Colombian Merger Authorization

have been duly filled and no requests from SFC are outstanding therefrom (the “Objection Term”);

if not objected under such term, the Colombian Merger Authorization shall be deemed to have been

obtained; then

2.10. Formalization of the Colombian Merger. CorpBanca Colombia must

formalize the Colombian Merger within forty five (45) days following the Colombian Merger

Authorization by means of the execution of a public deed containing the Colombian Merger

agreement and the registration of the Colombian Merger with the Bogotá Chamber of Commerce

(the “Formalization of the Colombian Merger”); then

2.11. Documents to be delivered to the SFC: At the date of the Formalization

of the Colombian Merger, or as soon as reasonably practicable, CorpBanca Colombia must file the

following documents with the SFC:

2.11.1. Copy of the public deed, executed pursuant to applicable

law, and

2.11.2. Certificate of existence and legal representation of

CorpBanca Colombia issued by the Bogotá Chamber of Commerce,

reflecting the registration of the Colombian Merger.

2.12. Notice to Bondholders: to the extent required under applicable law,

CorpBanca Colombia shall give notice to any holders of bonds issued by CorpBanca Colombia of

the Colombian Merger Authorization as promptly as practicable thereafter and as required by

applicable Law.

2.13. Compliance Program: Immediately after the Colombian Merger

Authorization is obtained and in any case within the three (3) months following the date of the

Colombian Merger Authorization, to the extent required pursuant to applicable Law or by the SFC,

Corpbanca Colombia shall agree with the SFC on a compliance program (programa de adecuación)

in order to adjust all operations as it may be required.

2.14. Other Actions. Without prejudice to anything provided in the

Agreement, Corpbanca Colombia and Itaú Colombia shall undertake all actions required by

applicable Law and regulations in connection with the Colombian Merger.

Schedule 1.6(d)

66,077,979 shares shall be sold on a date determined by Corp Group Parent after

consultation with Itaú Parent (but not later than August 4, 2015).

27,228,616 shares shall be sold on the date on which the Qualified IPO (as

defined in the CorpBanca Colombia Shareholders Agreement) is consummated.

SCHEDULE 1.6(i)

1. Inversiones Timón S.A.S.

2. Comercial Camacho Gomez S.A.S.

3. Inversiones Carron S.A.S.

4. Kresge Stock Holding Company INC.

Schedule 4.18

Recipient Amount per Year Term

(since Closing)

Fundación CorpGroup Centro

Cultural1

US$1,700,000 20 years

Fundación Descúbreme US$300,000 10 years

University of Chicago US$1,800,000

US$150,000

five first years

five subsequent years

Massachusetts Institute of

Technology

US$50,000 10 years

Others

To be suggested by the Chairman

and confirmed by the Vice Chairman

(such as Museo El Barrio, Woodrow

Center, Fundacion Museo Reina

Sofía, Fundación Sociedad

Educacional Colegio El Golf)

US$220,000 10 years

1 As long as CorpBanca and/or its Subsidiaries are making the donations, the foundation shall be named

“Fundación Itaú CorpBanca Centro Cultural”. In the event such name is changed, CorpBanca will no longer

have the obligation to continue to donate under the terms of Section 4.18.

Schedule 4.19

MARK OWNER FILE N° CLASS CERTIFICATE

N° VALIDITY

CORPBANCA COLOMBIA

(word) CORPBANCA 12 128800 41 462711 19/11/2022

CORPBANCA COLOMBIA

(word) CORPBANCA 12 128797 16 462710 19/11/2022

CORPBANCA COLOMBIA

(word) CORPBANCA 12 128798 35 - -

LABEL

CORPBANCA 12 029940 41 458096 28/09/2022

LABEL

CORPBANCA 12 029945 36 458097 28/09/2022

CORPBANCA COLOMBIA

(word) CORPBANCA 12 128799 36 - -

CORPBANCA

(word) CORPBANCA 12 029532 16 455981 24/08/2022

CORPBANCA

(word) CORPBANCA 12 029566 41 455986 24/08/2022

BANCO CORPBANCA

(word) CORPBANCA 12 029576 16 455988 24/08/2022

BANCO CORPBANCA

(word) CORPBANCA 12 029602 41 460062 30/10/2022

CORPBANCA

(design)

CORPBANCA 12 029625 16 455989 24/08/2022

CORPBANCA

(design)

CORPBANCA 12 029646 41 455990 24/08/2022

LABEL

CORPBANCA 12 029655 16 455991 24/08/2022

LABEL

CORPBANCA 12 029660 35 455992 24/08/2022

MARK OWNER FILE N° CLASS CERTIFICATE

N° VALIDITY

CORP BANCA

(design)

CORP GROUP INTERNATIONAL LTD

99 014669 36 391267 29/10/2019

VIDACORP

(word)

CORP GROUP INTERNATIONAL LTD

97 055442 36 207426 13/04/2018

CORPGROUP

(word)

CORP GROUP INTERNATIONAL LTD.

96 062036 36 199550 23/07/2017

CORPBANCA

(word)

CORP GROUP INTERNATIONAL LTD.

96 062035 36 199374 22/07/2017

CORPBANCA + D CORP GROUP

INTERNATIONAL LTD. 35

CORPBANCA + D CORP GROUP

INTERNATIONAL LTD. 36

Section 4.20

Benchmarking Experts

1. Ebench

2. Mercado en Línea

3. ActivaResearch

4. CorpaEstudios de Mercado

Schedule 4.20(b)

List of actuary firms

Towers Watson

Mercer

Milliman

____________________

INVERSIONES CORP GROUP INTERHOLD LIMITADA

DISCLOSURE LETTER

to the

TRANSACTION AGREEMENT

____________________

INVERSIONES CORP GROUP INTERHOLD LIMITADA.

INVERSIONES GASA LIMITADA,

CORPBANCA,

ITAÚ UNIBANCO HOLDING, S.A.,

and

BANCO ITAÚ CHILE, S.A.,

dated

JANUARY 29, 2014

SECTION 3.3 (a)

None

SECTION 3.3 (b)

1. See Section 3.1(b)(iii) of CorpBanca’s Disclosure Letter.

2. Report of the sale of Corp Group Parent’s shares of CorpBanca Colombia, to the

Chilean Central Bank pursuant to Chapter 12 of the Compendio de Normas de

Cambios Internacionales.

3. Report of the Transaction, by Corp Group Banking S.A. to the SVS, as a hecho

esencial pursuant to articles 9 and 10 of the Chilean Securities Law.

4. CorpBanca purchase from Corp Group Parent of all of the outstanding shares of

CorpBanca Colombia owned by Corp Group Parent and, if applicable pursuant to

Section 1.6(i) of the Agreement, Corp Group Parent purchase from the other

minority shareholders of CorpBanca Colombia that are party to the CorpBanca

Colombia Shareholders Agreement of all of the outstanding shares of CorpBanca

Colombia owned by such minority shareholders, is subject to prior approval from

SFC and BVC.

SECTION 3.3 (c)

3.3(c)(i)

None

3.3(c)(ii)

None

3.3(c)(iii)

(Please see next page)

Borrower Creditor Pledgee Type of

Agreement Date

Corp Group

Banking S.A.

Deutsche Bank

Trust Company

Americas

(Trustee)

N/A Bonds 144 A

(Indenture)

February 5,

2013

Inversiones

Corpgroup

Interhold

Limitada

FIP Parinacota N/A Credit Facility March 8, 2010

Corp Group

Inversiones

Limitada

Banco de Crédito

e Inversiones N/A

Novation and

restructuring

December 30,

2013

Corp Group

Inversiones

Limitada

Banco de Crédito

e Inversiones N/A

Restructuring and

Additional

Financing

December 30,

2013

Corp Group

Financial Chile,

Sucursal en Chile

Banco de Crédito

e Inversiones N/A

Novation and

restructuring

December 30,

2013

Inversiones

Corpgroup

Interhold

Limitada

Deutsche Bank

A.G. London

Branch

N/A Credit Agreement

December 20,

2013.and

January 22,

2014 (first and

second

disbursement).

Corp Group

Financial S.A. Banco Itau Chile NA

Credit

Agreement June 18, 2012

Inversiones

Corpgroup

Interhold

Limitada

Banco Itaú BBA

S.A., Nassau

Branch

N/A Financing

Agreement

October 28,

2013

Compañía

Inmobiliaria y de

Inversiones Saga

Limitada

Banco Consorcio N/A Credit Agreement March 8, 2013

Corp Group

Investments Ltd.

Banco Santander

S.A. (Santander

España)

CorpGrou

p Banking

S.A.

Pledge over

CorpBanca shares

Credit

Agreement

January 22,

Borrower Creditor Pledgee Type of

Agreement Date

2014; 3 pledges

May 14, 2012, 2

pledges May 28,

2012, and 2

pledges January

3, 2013

La Plata

Investments Ltd.

Banco BTG

Pactual S.A.

Cayman Branch

Corp

Group

Banking

S.A.

Loan Agreement September 5,

2012

La Plata

Investments Ltd.

Banco BTG

Pactual S.A. -

Cayman Branch

Corp

Group

Banking

S.A.

(pledge);

Corp

Group

Holding

(personal

guarantee)

Pledge shares

CorpBanca

Loan Agreement

24/01/2013 and

promissory note

of the same date

evidencing

obligation for

the total amount

of stock.

Inversiones Corp

Rec Limitada Banco Itau N/A Credit Facility

April 28, 2010

Modified:

September 9,

2012 and

transferred with

date August 31,

2012

Inversiones

GASA S.A.

Banco de Crédito

e Inversiones N/A

Recognition and

restructuring of

debt (it is stated

GASA constitutes

GASA over

996,000,000

shares, in the

same date of the

novation)

December 28,

2009

Shareholders

CorpBanca N/A N/A

Shareholder

Agreement (IFC)

December 4,

2012

Borrower Creditor Pledgee Type of

Agreement Date

Inversiones

Corpgroup

Interhold

Limitada

Banco del Estado

de Chile

Corp

Group

Banking

S.A.

Novation and

Division of the

Debt, Surety,

Pledge of Shares

and lifting

April 30, 2013

Inversiones

Corpgroup

Interhold

Limitada

Banco Security

Corp

Group

Banking

S.A.

Pledge of shares

and prohibitions

and conditional

lifting Corp

Group Banking

S.A.

January 2, 2013

Inversiones

Corpgroup

Interhold

Limitada

Banco Security

Corp

Group

Banking

S.A.

Pledge of Shares

and Prohibitions

and lifting Corp

Group Banking

S.A.

July 17, 2012

Inversiones

GASA S.A.

Banco del Estado

de Chile

Compañía

Inmobiliar

ia y de

Inversione

s SAGA

Ltda.

Novation,

Convention,

Surety and

severality and

pledge

December 11,

2008

Shareholders

HelmBank

(CorpBanca

among others)1

N/A N/A

Shareholder

agreement Helm

Bank

July 31, 2013

1 This agreement would not be breached if the alternative structure of acquiring Itaú Colombia shares in form

Chile by CorpBanca.

SECTION 3.3 (d)

Ownership of CorpBanca Common Stock

Name of owner Number of shares Percentage

Corp Group Banking S.A. 154,043,852,909 45.25933

Compañía Inmobiliaria y de

Inversiones SAGA Limitada2

18,697,285,842 5.49341

R CC Fondo de Inversión

Privado 2,221,303,854 0.65264

Ownership of CorpBanca Colombia Common Stock

Name of owner Number of shares Percentage

Corp Group Interhold Limitada 30,785,838 4.08535

CG Financial Colombia S.A.S 62,520,726 8.29664

Liens on CorpBanca Common Stock

(Please see next page)

2 Of such amount, 922,160,000 shares owned by Compañía Inmobiliaria y de Inversiones SAGA Limitada are

being held in custody by Deutsche Bank.

Pledgor Debtor Beneficiary Pledge /

Release

Number of

shares

Date of

granting

Deed

Number Notary

Share

Title

Number

Number of

Shares per

Title

Corp

Group

Banking

S.A.

Inversiones

Corpgroup

Interhold

Limitada

Banco

Estado Pledge 7.535.011.174 30/04/2013

4980 /

2013

Musale

m

95.070

2.900.000.00

0

95.281

2.407.495.68

4

99.083 896.540.172

99.121 126.605.238

99.123 186.175.774

99.946 148.252.212

101.802 869.942.094

Corp Group

Inversiones

Limitada

Banco de

Crédito e

Inversiones

Pledge 7.647.245.638 30/12/2013 32089 /

2013 Avello

99.948

1.647.245.63

8

103.033

2.000.000.00

0

103.034

2.000.000.00

0

103.035

2.000.000.00

0

Corp Group

Inversiones

Limitada

Banco de

Crédito e

Inversiones

Pledge

1.978.599.468

23/12/2013 31327

/ 2013 Avello

104.378

1.978.599.46

8

Inv. y

Valores

Banco de

Crédito e

Inversiones

Pledge 602.465.742 09/01/2013 280 /

2013

Musale

m

99.390 30.000.000

99.458 56.224.686

103.498 500.000.000

104.274 16.241.056

Pledgor Debtor Beneficiary Pledge /

Release

Number of

shares

Date of

granting

Deed

Number Notary

Share

Title

Number

Number of

Shares per

Title

Corp Group

Inversiones

Limitada

Banco de

Crédito e

Inversiones

Pledge

1.023.513.651

23/12/2013 31328 /

2013 Avello

105.168

1.023.513.65

1

Corp Group

Inversiones

Limitada

Banco

Estado Pledge 712.858.970 02/01/2014

16 /

2014

San

Martín

105.334 330.443.370

105.336 382.415.600

Inversiones

Corpgroup

Interhold

Limitada

Banco

Security Pledge 729.046.214 17/07/2012

9505 /

2012

Musale

m

95.061 244.733.051

95.075 470.113.163

99.119 14.200.000

Inversiones

Corpgroup

Interhold

Limitada

Banco

Security

Pledge

1.147.138.750

02/01/2013 31 /

2013

Musale

m

104.379

1.147.138.75

0

Inversiones

Corpgroup

Interhold

Limitada

FIP

Parinacota

Pledge

780.057.906

08/04/2010 3653 /

2010

Musale

m

101.803 780.057.906

Inversiones

Corpgroup

Interhold

Limitada Banco Itau

pledge

assignment *

11.756.600.802

28/10/2013 25496 /

2013 Avello

105.151

11.756.600.8

02

CG

Financial (7

subs)

Banco

Santander pledge 11.427.100.301 26/09/2011

10380 /

2011 Gomila

95.276

3.155.419.86

8

95.282

2.407.495.68

3

96.882 622.048.816

Pledgor Debtor Beneficiary Pledge /

Release

Number of

shares

Date of

granting

Deed

Number Notary

Share

Title

Number

Number of

Shares per

Title

99.207 500.000

99.223 132.166.667

99.462 45.883.892

99.973

2.430.000.00

0

100.854

2.633.585.37

5

CG

Financial (6

Subs.)

Banco

Santander pledge 7.579.063.423 19/10/2011

12615 /

2011

Torrealb

a

95.060

2.757.904.98

1

95.144

1.151.150.21

4

96.594

3.239.699.10

4

99.487 12.891.422

99.947 417.417.702

CG

Financial Banco Itau pledge

1.777.143.382 05/07/2013

8128 /

2013

Musale

m 105.142

1.777.143.38

2

CG

Financial

Banco

Internacional pledge

740.000.000 08/01/2013

203 /

2013

Musale

m 104.322 740.000.000

Corp Group

Investments

Ltd.

Banco

Santander

España

pledge 27.296.584.696

03/01/2013 63 /

2013

Musale

m 104.321

2.327.200.00

0

22/01/2014 n.d. n.d. 105.383 733.127.962

28/05/2012 6897 /

2012

Musale

m 103.323

1.131.336.40

6

28/05/2012 6897 /

2012

Musale

m 103.324

3.410.340.19

6

03/01/2013 64 / Musale 103.337 5.500.000.00

Pledgor Debtor Beneficiary Pledge /

Release

Number of

shares

Date of

granting

Deed

Number Notary

Share

Title

Number

Number of

Shares per

Title

2013 m 0

14/05/2012 6287 /

2012

Musale

m 103.304

5.500.000.00

0

28/05/2012 6898 /

2012

Musale

m 103.521

4.194.580.13

2

14/05/2012 6288 /

2012

Musale

m 103.310

4.500.000.00

0

CG Holding CorpBanca pledge

3.141.759.400 30/04/2013

12647 /

2013

Gallegui

llos 105.089

3.141.759.40

0

Corp Group

Inversiones

Limitada CorpBanca

pledge

1.733.333.333

30/04/2013 12647 /

2013

Gallegui

llos 105.090

1.733.333.33

3

La Plata

Investments BTG Pactual pledge 2.843.995.850

03/01/2013 61 /

2013**

Musale

m 104.380

2.050.411.45

0

02/08/2013 9362 /

2013

Musale

m 105.160 420.000.000

27/12/2013 17482 /

2013 Raby

105.337 373.584.400

La Plata

Investments BTG Pactual pledge

2.869.556.630 27/12/2013

17482 /

2013 Raby

105.335

2.869.556.63

0

CG

Financial Banco Itau pledge 2.320.106.299

17/04/2013 8478 /

2013 Avello

105.033

1.721.000.00

0

28/08/2013 20314 /

2013 Avello

105.195 599.106.299

Inversiones

Corpgroup

Interhold

Deutsche

Bank

pledge

4.766.872.038

22/01/2014 n.d. n.d.

105.384

4.766.872.03

8

Pledgor Debtor Beneficiary Pledge /

Release

Number of

shares

Date of

granting

Deed

Number Notary

Share

Title

Number

Number of

Shares per

Title

Limitada

Compañía

Inmobiliari

a y de

Inversiones

SAGA

Ltda.

CG Holding

Banco

Estado pledge

1.716.353.888 02/01/2014

22 /

2014

San

Martín 101.969

1.716.353.88

8

Corp Group

Inversiones

Limitada

Banco de

Crédito e

Inversiones

pledge

1.216.526.306

23/12/2013 31328 /

2013 Avello

103.119

1.216.526.30

6

Inv. Gasa

Banco de

Crédito e

Inversiones

pledge 547.191.494

29/12/2008 16470 /

2008

Musale

m 102.313 390.026.571

29/12/2008 16470 /

2008

Musale

m 104.352 157.164.923

Inv. Gasa Banco

Estado pledge 6.803.152.408 11/12/2008

15701 /

2008

Musale

m

95.716

1.283.717.27

0

100.002

3.295.006.01

4

100.694 423.759.269

100.739

1.800.669.85

5

Inv. Torre Banco

Estado pledge 1.664.821.606 30/06/2011

9938 /

2011

Musale

m

95.674 764.821.606

96.035 900.000.000

Retail

Holding II

Banco

Estado pledge 800.148.684 30/04/2013

4979 /

2013

Musale

m

102.048 492.070.694

103.197 58.077.990

104.220 200.000.000

104.304 50.000.000

CG Holding Banco

Estado pledge 2.920.582.739 30/04/2013

4978 /

2013

Musale

m 102.049

2.258.417.73

9

103.017 523.000.000

Pledgor Debtor Beneficiary Pledge /

Release

Number of

shares

Date of

granting

Deed

Number Notary

Share

Title

Number

Number of

Shares per

Title

104.305 139.165.000

FIP Malleco

FIP

O'Higgins pledge

1.944.873.347 N/A N/A N/A

102.169

1.944.873.34

7

ASB

Deutsche

Bank custody

922.160.000 N/A N/A N/A

N/A N/A

Corp Group

Inversiones

Limitada

Banco

Estado pledge 130.000.000 N/A N/A N/A

105.364 30.000.000

105.376 100.000.000

R CC FIP

Corp Group

Inversiones

Limitada

Banco

Estado pledge 2.216.950.089 02/01/2014

20 /

2014

San

Martín

105.340

1.030.000.00

0

105.341

1.186.950.08

9

Liens on CorpBanca Colombia Common Stock

Pledgor Debtor Beneficiary Pledge Number of

Shares

Date of

granting

Deed

Numbe

r

Notary

Share

Title

Number

Number of

Shares per

Title

Corp

Group

Interhold

Limitada

La Plata

Investments

Ltd.

Banco

Davivienda

(Panamá)

S.A.

Pledge 30.785.838 December

14, 2012 N/A N/A N/A N/A

CG

Financial

Corp Group

Interhold

Banco Itaú

BBA, Pledge 62.520.726

October 28,

2013 N/A N/A N/A N/A

Pledgor Debtor Beneficiary Pledge Number of

Shares

Date of

granting

Deed

Numbe

r

Notary

Share

Title

Number

Number of

Shares per

Title

Colombia

S.A.S.3 *

Limitada Nassau

Branch

3 On the same date, CG Financial Chile SpA (owner of 100% of the rights and interests of CG Financial Colombia S.A.S.) granted a pledge over all of its shares

in CG Financial Colombia S.A.S.. In addtion, Corp Group Interhold Limitada (owner of 100% of the rights and interests of CG Financial Chile SpA) granted a

pledge over all of its shares in CG Financial Chile SpA.

SECTION 5.1(d)

International Finance Corporation’s Consent under existing shareholders’ agreement.

1

____________________

CORPBANCA

and

CORPBANCA COLOMBIA DISCLOSURE LETTER

to the

TRANSACTION AGREEMENT

____________________

INVERSIONES CORP GROUP INTERHOLD LTDA.

INVERSIONES GASA LIMITADA,

CORPBANCA,

ITAÚ UNIBANCO HOLDING, S.A.,

and

BANCO ITAÚ CHILE, S.A.,

dated

JANUARY 29, 2014

2

SECTION 3.1(a)(i)

CorpBanca

1. CorpBanca Securities, Inc. is a company that is in process of obtaining

regulatory licenses from FINRA and the Federal Reserve.

CorpBanca Colombia

1. CorpBanca Colombia-Helm Merger. Helm Bank is in the process of

merging with and into CorpBanca Colombia. CorpBanca Colombia will be the surviving entity.

2. Helm Bank Cayman is being voluntarily wound up and liquidated. The

banking trust and securities investment business licenses of Helm Bank Cayman were voluntarily

surrendered to the Cayman Islands Monetary Authority by Helm Bank Cayman, pursuant to the

foregoing winding up process.

3. Helm Stockbrocker is in the process of merging with and into CorpBanca

Investment. CorpBanca Investment will be the surviving entity.

4. CorpBanca filed a request on January, 21 2014 before the SFC in order to

receive permission to establish a Representative Office in the Republic of Colombia for the

promotion of its and its branches products and services.

5. CorpBanca will require authorization from the Chilean Central Bank and

the Chilean Superintendency of Banks (Superintendencia de Bancos e Instituciones Financieras)

for the operation of cards for payment with provision of funds.

3

SECTION 3.1(a)(ii)

List of direct and indirect Subsidiaries of CorpBanca other than direct and indirect

Subsidiaries of CorpBanca Colombia.

Name Jurisdiction

Number of shares

directly or indirectly

owned by CorpBanca

Participation (% as

of January 27, 2014)

1 CorpBanca (Chile)

New York Branch

USA None

100

2 CorpBanca Securities

Inc.

USA 100

100

3 SMU Corp. S.A. Chile 23,800 51

4 CorpBanca

Corredores de Bolsa

S.A.

Chile

1,111,721

100

5 CorpBanca

Administradora

General de Fondos

S.A.

Chile

280,941

100

6 CorpBanca Asesorías

Financieras S.A.

Chile 40,000

100

7 CorpBanca

Corredores de Seguros

S.A.

Colombia

307,988,764

100

8 CorpBanca Agencia

de Valores S.A.

Chile 19,623

100

9 CorpLegal S.A. Chile 10,000 100

10 CorpBanca Colombia Colombia 500,275,451 66.3877040892

11 Helm Insurance Colombia 19,194.00 79.9849981248

4

List of direct and indirect Subsidiaries of CorpBanca Colombia.

Name Jurisdiction

Number of shares

directly or

indirectly owned

by CorpBanca

Colombia

Participation

(% as of January 27, 2014)

CORPBANCA

INVESTMENT COLOMBIA 1,424,100 94.9400000000

CORPBANCA TRUST COLOMBIA 7,097,507 94.5008482766

HELM BANK COLOMBIA 4,043,966,379.00 87.4214952256

HELM TRUST COLOMBIA 24,933,316.00 87.4046476175

HELM

STOCKBROCKER. COLOMBIA 14,302,643.00 99.9965671859

HELM BANK

PANAMA PANAMÁ 65,919 87.4214952256

HELM SECURITIES

PANAMA. PANAMÁ 540,000 99.9965671859

HELM BANK

CAYMAN

CAYMAN

ISLANDS 13,340,721 87.4214952256

5

SECTION 3.1(b)(i)

CorpBanca

None.

CorpBanca Colombia

None.

6

SECTION 3.1(b)(ii)

CorpBanca

1. Indenture dated as of January 15, 2013 by and among CORPBANCA and DEUTSCHE

BANK TRUST COMPANY AMERICAS as Trustee, Registrar Paying Agent and Transfer

Agent (the “Trustee”) and DEUTSCHE BANK LUXEMBOURG S.A. as Luxembourg

Paying Agent and Transfer Agent.

2. Independent Operator Agreement entered into as of May 29, 1998 as amended on October

12, 2007, by and among CorpBanca andAmerican Express Limited. (“AMEX”).

3. Software License Contract with Microsoft, dated 01/10/2013.]

4. Software License Contract with IBM, dated 29/06/2013.

5. Software License Contract with DataPro (Chile), dated 04/10/2001.

6. Software License Contract with DataPro (Colombia), dated 01/04/2013.

7. Software License Contract with DataPro (GOS) (NY), dated 22/06/2010.

8. Trademark License Agreement between Corp Investments Ltd. On the one hand and

CorpBanca Colombia and Helm Insurance on the other hand dated August 6, 2013.

9. Portfalio Management Contract between CorpBanca, CorpBanca AGF and CORFO, dated

October 11, 2012.

10. Consulting Services Agreement entered into as of August 6, 2013 by and between

CorpBanca and CorpBanca Colombia.

11. The following loan agreements for Trade Finance and Working Capital:

BANK AGREEMENT Termination Date

Produba

nco

Swift Working Capital

Promissory Note

February 17, 2014

April 18, 2014

September 9, 2014

November 26, 2014

March 20, 2014

April 21, 2014

7

BANK AGREEMENT Termination Date

May 19, 2014

Sumito

mo

Mitsui

Banking

Corpora

tion

Master Trade Financing

Agreement

July 3, 2014

September 26, 2014

ING

Bank Loan Agreement

January 7, 2014

February 3, 2014

July 22, 2014

12. The following syndicated loan of CorpBanca contains a change of control provision:

BANK Date of Agreement

Wells Fargo Bank 24-07-2014

HSBC Bank USA

Standard Chartered Bank

Bank of America

National Bank of Canada

Israel Discount Bank

Mizuho corporate Bank

BAC Florida Bank

Chang Hwa Commercial Bank

Mega International Commercial Bank

Oberbank AG

Republic Bank Limited

Hua Nan Commercial Bank Limited

Commerzbank AG

8

BANK Date of Agreement

Mercantil Commercebank

Aka Bank

CorpBanca Colombia

1. Note purchase agreement (the “NPA”).

1.1. CorpBanca Colombia entered into a note purchase agreement (the

“NPA”) with International Finance Corporation and IFC Capitalizaton (subordinated debt)

Fund L.P. (collectively, “IFC”) dated December 31, 2013, in order to issue subordinated

notes during the first quarter of 2014, due 2024, in an aggregate principal amount of US

$170,000,000. As per the Section 2.02 of the NPA, certain transactions such as (among

others) mergers and/or asset sales, must be authorized by the IFC.

1.2. Once the Bonds are issued, the Policy Agreement and the indenture

will come into force. Under the current draft of the Policy Agreement, as per Section 2.05,

certain transactions such as (among others) mergers and/or asset sales, must be authorized

by the IFC;

1.3. Under the current draft of the indenture, transactions such as

(among others): (i) consolidations; (ii) mergers; (iii) asset leases; and/or (iv) asset sales,

must be authorized by the Holders (as defined therein) except in the following events:

1.3.1. the surviving entity, if other than CorpBanca Colombia, is

organized and existing under the laws of Colombia or the United States of America

and assumes via a supplemental indenture all of the Obligations under the Notes and

this indenture,

1.3.2. CorpBanca Colombia, or the surviving entity, as the case

may be, is not immediately after such transaction in Default under the Notes and this

indenture, and

1.3.3. CorpBanca Colombia, or the surviving entity, has delivered

to the Trustee an Officers’ Certificate and an Opinion of Counsel, each in form and

substance satisfactory to the Trustee, stating that (i) such consolidation, merger, or

sale, lease, conveyance or transfer of assets, and any supplemental indenture executed

in connection with such transaction, complies with the terms of this Section 6.01, (ii)

all conditions precedent provided for in the indenture relating to the merger,

consolidation or sale of assets have been satisfied and (iii) the Notes constitute legal,

valid and binding obligations of the surviving entity, enforceable in accordance with

their terms.

9

2. CorpBanca, CorpBanca Colombia and Helm Bank have entered into certain

ISDA Master Agreements (both 1992 and 2002 models) which contain (i) an event of default under

Section 5(a)(viii), and (ii) an early termination event under Section 5(b)(iv) which stipulates that in

the event of a Credit Event Upon Merger (as defined therein), will trigger a right to terminate

following a termination event, as governed by Section 6(b) therein. In addition said ISDA Master

Agreements contain change of control clauses. The ISDA Master Agreements currently in force are

as follows:

CorpBanca

Counterparty Date

Bank of America

August 11, 2010

Bank of Montreal

June 21, 2005

Barclays Bank PLC

May 18, 2009

BNP Paribas

January 19, 2010

Credit Agricole CIB

February 27, 2012

Citibank

January 30, 2002 and August 9, 2010

Credit Suisse International

September 28, 2006

Credit Suisse A.G.

May 2, 2013

Commerzbank

August 8, 2007

Deutsche Bank

May 3, 2010

HSBC Bank USA

September 27, 2010 and May 15, 2013

HSBC Bank Plc May 17, 2013

10

Counterparty Date

ING Capital Markets LLC

May 11, 2005

J.ARON& CO. March 9, 2010

Goldman Sachs International May 10, 2013

JP Morgan Chase Bank March 15, 2006

Morgan Stanley Capital Services May 4, 2004

Banco Santander Colombia May 10, 2012

Royal Bank of Canada May 5, 2010

Royal Bank of Scotland July 1, 2011

Standard Chartered June 13, 2007 and October 12, 2010

The Bank of New York-Mellon February 27, 2012

UBS A.G. October 5, 2010

Wells Fargo May 20, 2005 and October 21, 2010

CorpBanca Colombia

Counterparty Date

MERRILL LYNCH

INTERNATIONAL

JULY 24, 2013

ABN AMRO N.V. MARCH 3, 2006

SAN ANTONIO INT. CO. JUNE 25, 2009

SANTANDER INVESTMENT

SECURITIES

JANUARY 31, 2011

DEUTSCHE BANK APRIL 23, 2007

MORGAN STANLEY JUNE 25, 2007

11

Counterparty Date

JP MORGAN DECEMBER 20, 2007

BARCLAYS DECEMBER 18, 2007

BEAR STEARNS JUNE 26, 2006

BANCO SANTANDER CENTRAL

HISPANO JUNE 1, 2004

CORPBANCA CHILE

MAY 10, 2012

CITIBANK N.A. SEPTEMBER 12, 2013

UBS AG OCTOBER 7, 2013

Helm Bank

Counterparty date

DEUSTSCHE BANK AG JULY 31, 2008

CITIBANK AUGUST 30,2007

STANDARD CHARTERED

BANK

APRIL 9. 2008

BARCLAYS BANK OCTOBER 25,2007

JP MORGAN JULY 10,2008

BANK OF AMERICA SEPTEMBER 9,2011

BNP PARIBAS JANUARY 9, 2013

MORGAN STANLEY CAPITAL

SERVICES LLC MAY 15,2013

12

3. CorpBanca Colombia and its Subsidiaries have entered into certain

Asobancaria Contrato Marco Local Para Instrumentos Financieros Derivados whereby, pursuant

to Clause 11.1.4 thereof, a Termination Event (as therein defined) will occur in case there is a

downgrade in the credit rating of one of the parties as a result of change of control or merging,

among others.

4. The global insurance policy No. 2201213001865 of CorpBanca Colombia

entered into with Mapfre Seguros Colombia contains a change of control clause pursuant to which

any merger or change of ownership must be duly notified to the insurance company.

5. Helm Bank and Helm Insurane (acting as licensees) entered into a

trademark license agreement with Helm Corporation (acting as licensor) for the use of the License

Bank Trademarks (as defined therein). The term of the foregoing agreement is: “ until the earlier of

(i) the fourth (4th) aniversary of the Effective Date [i.e. August 6, 2017] and (ii) six (6) months after

a transaction of series of transactions involving the Bank [Helm Bank] (or an Affiliate that acquires

the operations of the Bank) in which there is a change in possession, directly or indirectly, of the

power to direct or cause the direction of the management or policies of the Bank (or an Affiliate

that acquires the operations of the Bank) to another person that is not an Affiliate of the Bank,

whether through the ownership of voting securities, by Contract or otherwise".

6. Without prejudice to anything provided in Section 4.19 of this Agreement,

Trademark License Agreement entered into by and among (i) Corp Investments LTD (acting as

licensor) and (ii) CorpBanca Colombia and Helm Insurance (acting as as licensees) on August 6,

2013. The agreement sets forth that: Licensor may terminate the agreement with respect to Bank

[Helm Bank] and Insurance [Helm Insurance] (as defined therein) in the event of a CorpBanca

Change of Control, as defined in the CorpBanca Colombia Shareholders Agreement, and including

compliance with Section 4.6 thereof (Right of Co-Sale upon CorpBanca Change of Control),

effective upon sixty days written notice to CorpBanca Colombia.

7. In connection with the Colombian Merger the following contracts entered

by Helm Bank require consent of the counterparty for the assignment of the obligations and rights

to third party or others:

Counterparty Agreement

ORACLE OLSA – FRAMEWORK CONTRACT MARCO WITH

ORACLE, HELM BANK

ORACLE

ULA – LICENCES, MAINTAINANCE AND SUPPORT,

SIEBEL

ORACLE PURCHASE AGREEMENT, PURCHASE OF 560 SIEBEL

AND 12 MONTHS OF SUPPORT, PART OF THE OLSA

13

Counterparty Agreement

AND ULA.

ORACLE MAINTANENINACE OF ORACLE SERVERS-CRM,

PART OF OLSA.

EMBARCADERO SOFTWARE DBARTISAN SQL

EMBARCADERO SOFTWARE DBARTISAN SYBASE

EMBARCADERO SOFTWARE DBARTISAN PLATAFORMA

EMBARCADERO SOFTWARE DBARTISAN XE

EMBARCADERO SOFTWARE RAPIDSQL

SYBASE

SOFTWARE SYBASE ADAPTIVE SERVER

ENTERPRISE – SMALL. BUSINESS EDITION EN

DESARROLLO Y PRUEBAS V15.5

SYBASE

SOFTWARE SYBASE ADAPTIVE SERVER

ENTERPRISE – ENTERPRISE

EDITION V15.5 10 CPU

SYBASE

SOFTWARE SYBASE ADAPTIVE SERVER

ENTERPRISE – ENTERPRISE

EDITION EN STANDBY V15.5

SYBASE

SOFTWARE SYBASE ADAPTIVE SERVER

ENTERPRISE – ENTERPRISE

EDITION IN DEVELOPMENT AND TESTS V15.5

SYBASE

SOFTWARE SYBASE ADAPTIVE SERVER

ENTERPRISE – ENTERPRISE

EDITION V15.5

SYBASE

SOFTWARE SYBASE ENTERPRISE APPLICATION

SERVER ADVANCED

EDITION V6.3.1

14

Counterparty Agreement

SYBASE

SOFTWARE SYBASE ENTERPRISE APPLICATION

SERVER - DEVELOPER

EDITION V6.3.1

SYBASE

SOFTWARE SYBASE POWERBUILDER ENTERPRISE

V12.5

SAP SOFTWARE SAP # 6.0

SAP SOFTWARE SAP BANKING

OPEN CARD SOFTWARE OPEN CARD # 6.0

TURAZ SOFTWARE KONDOR

UNISYS SOFTWARE TM

THOMSON REUTERS SOFTWARE TREP

CHUBB 46%– LÍDER Y AIG

54%

GLOBAL BANK POLICY, HELM BANK , HELM BANK

PANAMÁ S.A., HELM TRUST, HELM BANK CAYMAN.

PRICESMART CO-BRANDED CREDIT CARD AGREEMENT.

.

FIDUCIARIA

CORFICOLOMBIANA S.A.

LEASE OFFER, HELM BANK GENERAL MANAGING

BUILING.

FIDUCIARIA

CORFICOLOMBIANA S.A. LEASE OFFER, EL POBLADO MEDELLÍN OFFICE.

PRICEWATERHOUSECOOPERS

ASESORES GERENCIALES

LTDA

INTERNAL AUDIT AGREEMENT.

15

Counterparty Agreement

ERNST & YOUNG

SERVICE AGRREMENT TRANSFER PRICES.

SET ICAP FX

SERVICE AGREEMENT FOR THE AFFILIATION TO

THE SET ICAP SYSTEM.

BANCO DE LA REPUBLICA

(SEBRA)

ELECTRONIC TRANSFER OF FUNDS (TRANSFERS OF

FUNDS BETWEEN INTERNAL ACCOUNTS)

OPERATIONS WITH COLOMBIAN AND BANK OF THE

REPUBLIC NOTES.

BOLSA DE VALORES DE

COLOMBIA S.A BROKERAGDE SERVICES.

BOLSA DE VALORES DE

COLOMBIA S.A. DERIVATIVE SERVICES.

CÁMARA DE COMPENSACIÓN

DE DIVISAS DE COLOMBIA

S.A.

SYSTEM WHICH IS MANAGE BY THE CÁMARA DE

COMPENSACIÓN Y LIQUIDACIÓN DE DIVISAS DE

COLOMBIA.

CAMARA DE RIESGO

CENTRAL DE CONTRAPARTE

DE COLOMBIA .S.A..

AFILIATION TO THE COMPENSATION AND

LIQUIDATION SYSTEM WHICH IS MANAGED BY THE

CAMARA DE RIESGO CENTRAL DE CONTRAPARTE

DE COLOMBIA .S.A.

RK TECHNOLOGIES AHORA

ACI

MANAGEMENT OF ELECTRONIC TRANSACTION

WITH DEBIT AND CREDIT CARD.

COLOMBIA

TELECOMUNICACIONES S.A.

MANAGEMENT AND MAINTEINANCE OF PHONE

SERVICES, SUPPORT OF CISCO EQUIPMENTS.

16

Counterparty Agreement

COLOMBIA

TELECOMUNICACIONES S.A.

MANAGEMENT AND MAINTEINANCE OF PHONE

SERVICES, SUPPORT OF ALLOT EQUIPMENTS

COLOMBIA

TELECOMUNICACIONES S.A.

MANAGEMENT AND MAINTEINANCE OF PHONE

SERVICES, SUPPORT OF ALLOT EQUIPMENTS

IBM MAINTEINANCE IBM PLATFORM AND EQUIPMENTS.

NCR MAINTEINANCE SHIFT SYETMS.

NEPTUNE MIENTEINANCE OF TELEPHONE PLANT.

OPEN CARD MAINTEINANCE OPENSAD APPLICATION.

TELMEX LEASE OF COMMUNICARION CHANNELS.

ACCESO TEAM MAINTEINANCE NETSCALER.

8. The Infidelidad y riesgos insurance policy of Helm Stockbrocker entered

into with Chubb de Colombia contains a change of control clause pursuant to which any merger or

change of ownership must be duly notified to the insurance company.

9. The Infidelidad y riesgos insurance policy of Helm Insurance entered into

with AIG contains a change of control clause pursuant to which any merger or change of ownership

must be duly notified to the insurance company.

10. The “directors and officers” insurance policy of CorpBanca Colombia, and

its subsidiaries entered into with Chubb de Colombia contains a change of control clause pursuant

to which any merger or change of ownership must be duly notified to the insurance company.

17

SECTION 3.1(b)(iii)

1. Definitions.

“BVC”: means the Colombian Stock Exchange (Bolsa de Valores de Colombia S.A.).

“BCS”: means the Bolsa de Comercio de Santiago – Bolsa de Valores.

“BEC”: means Bolsa Electrónica de Chile – Bolsa de Valores.

“BCV”: means Bolsa de Corredores de Valparaíso – Bolsa de Valores.

“CIMA”: means Cayman Islands Monetary Authority.

“SBIF”: means the Chilean Superintendency of Banks (Superintendencia de Bancos e Instituciones

Financieras).

“SBP”: means the Superintendencia de Bancos de Panamá.

“SII”: means the Servicio de Impuestos Internos.

“SMV”: means the Superintendencia del Mercado de Valores de Panamá.

“SVS”: means the Superintendencia de Valores y Seguros.

2. CorpBanca Regulatory Consents.

2.1 From Chilean Governmental Authorities.

2.1.1 The SBIF shall approve the Transactions jointly considered.

2.1.2 The SBIF shall approve the Chilean Merger pursuant to the provisions set forth in Article

35 bis of the Chilean Banking Act. For these purposes, the SBIF may request an opinion from the

Chilean Central Bank.

2.1.3 The SBIF shall approve the amendments to the by-laws of the surviving corporation of the

Chilean Merger and issue the relevant certificate with an excerpt of the approved amendments.

2.1.4 The SBIF shall approve the acquisition of more than 10% of the surviving corporation of

the Chilean Merger by any holder of Old Chilean Certificates of the non surviving corporation

pursuant to the provisions set forth in Article 36 of the Chilean Banking Act.

18

2.1.5 The new shares issued as consequence of the Chilean Merger shall be registered in the

Registro de Valores of the SBIF.

2.1.6 Report of the Chilean Merger as a hecho esencial to the SBIF, SVS, BCS, BEC and BCV

pursuant to articles 9 and 10 of the Chilean Securities Law.

2.1.7 Report of the Chilean Merger to the competent office of the SII, pursuant to article 68 of the

Chilean Tax Code.

2.1.8 The new shares issued as consequence of the Chilean Merger shall be registered before the

BCS, BEC and BCV.

2.1.9 The SBIF and the Chilean Central Bank shall approve the Colombian Acquisition or the

Colombian Merger, as applicable, pursuant to the provisions set forth in Article 76 of the Chilean

Banking Law.

2.1.10 The SBIF and the Chilean Central Bank shall approve, pursuant to the provisions set forth

in Article 76 of the Chilean Banking Law, the CorpBanca purchase from Corp Group Parent and, if

applicable pursuant to Section 1.6 (i) of the Transaction Agreement, the other minority shareholders

of CorpBanca Colombia that are party to the CorpBanca Colombia Shareholders Agreement, all of

the outstanding shares of CorpBanca Colombia owned by Corp Group Parent and such minority

shareholders.

2.1.11 Report the Colombian Acquisition or Colombian Merger, as applicable to the SBIF, SVS,

BCS, BEC and BCV as a hecho esencial pursuant to articles 9 and 10 of the Chilean Securities

Law.

2.1.12 Report to the SBIF, SVS, BCS, BEC and BCV as a hecho esencial, pursuant to articles 9

and 10 of the Chilean Securities Law, the CorpBanca purchase from Corp Group Parent and, if

applicable pursuant to Section 1.6 (i) of the Transaction Agreement, the other minority shareholders

of CorpBanca Colombia that are party to the CorpBanca Colombia Shareholders Agreement, all of

the outstanding shares of CorpBanca Colombia owned by Corp Group Parent and such minority

shareholders.

2.1.13 Notice to the Chilean Central Bank as per Chapter XIII of the Compendio de Normas de

Cambios Internacionales.

2.2 From Colombian Governmental Authorities.

2.2.1 Corp Group Parent selling of 5,208,344,218 CorpBanca shares to non-Affiliates is subject

to prior approval from SFC and BVC to the extent a change of beneficial ownership1 in CorpBanca

Colombia results from such transfer.

1 Note: Of 10% or more in CorpBanca Colombia.

19

2.2.2 The Chilean Merger is subject to prior approval from SFC (both for regulatory and antitrust

purposes) and BVC.

2.2.3 CorpBanca purchase from Corp Group Parent of all of the outstanding shares of CorpBanca

Colombia owned by Corp Group Parent and, if applicable pursuant to Section 1.6(i) of the

Agreement, Corp Group Parent purchase from the other minority shareholders of CorpBanca

Colombia that are party to the CorpBanca Colombia Shareholders Agreement of all of the

outstanding shares of CorpBanca Colombia owned by such minority shareholders, is subject to prior

approval from SFC and BVC, in each case except unless purchase is subject to an exception set

forth in applicable Law.

2.2.4 The Colombian Acquisition is subject to prior approval from SFC (both for regulatory and

antitrust purposes).

2.2.5 The Colombian Merger, if applicable pursuant to Section 1.6(i) of the Agreement, is subject

to prior approval from SFC (both for regulatory and antitrust purposes) and BVC.

2.2.6 CorpBanca Colombia primary offering of shares that constitutes a Qualified IPO (as defined

in the CorpBanca Colombia Shareholders Agreement) is subject to prior approval from SFC and

BVC, if the Qualified IPO is conducted on BVC, otherwise, the Qualified IPO is subject to prior

approval from SFC only.

2.3 From Panamanian Governmental Authorities.

2.3.1 The Chilean Merger is subject to prior approval from from SMV and the SBP.

2.3.2 CorpBanca purchase from Corp Group Parent of all of the outstanding shares of CorpBanca

Colombia owned by Corp Group Parent and, if applicable pursuant to Section 1.6(i) of the

Agreement, Corp Group Parent purchase from the other minority shareholders of CorpBanca

Colombia that are party to the CorpBanca Colombia Shareholders Agreement of all of the

outstanding shares of CorpBanca Colombia owned by such minority shareholders, is subject to prior

approval from SMV and the SBP.

2.4 From Caymanian Governmental Authorities.

2.4.1 The Chilean Merger is subject to prior approval from CIMA according to the Banks and

Trust Companies Law.

2.5 From American Governmental Authorities.

The Chilean Merger requires the following Regulatory Consents:

20

(a) Federal Reserve Approval (applicable to the entire Transaction).

(b) Office of the Comptroller of the Currency Approval (for the indirect acquisition of

CorpBanca New York Branch as a result of the Chilean Merger / execution of the

shareholders’ agreement).

21

SECTION 3.1(c)(i)

CorpBanca

CorpBanca Colombia

CORPBANCA

Authorized Capital

CLP$ (Capital

Autorizado)

Subscribed Capital

CLP$ (Capital

suscrito)

Paid in Capital

CLP$ (Capital

Pagado)

Value (CLP$) 781,559,178,560 781,559,178,560 781,559,178,560

Number of shares 340,358,194,234 340,358,194,234 340,358,194,234

CORPBANCA COLOMBIA Authorized Capital Subscribed Capital Paid in Capital

Value (COP$) 488,730,875,428.95 395,705,267,860.49 395,705,267,860.49

Number of shares 930,720,945.00 753,566,429.00 753,566,429.00

Par Value (COP$) 525.11 525.11 525.11

22

SECTION 3.1(c)(i)

CorpBanca

1. Any Outstanding Rights contained in the Shareholders Agreement

entered into as of December 4, 2012 by and among Corp Group Banking S.A., Compañía

Inmobiliaria de Inversiones Saga Limitada and International Finance Corporation.

2. Pledged shares of CorpBanca owned by Corp Group Banking S.A.

PLEDGED SHARES OWNED BY CORP GROUP BANKING S.A.

REGIS

TER GRANTOR

PLEDGEE OR

USUFRUCTUA

RY

PLE

DGE

COD

E

BLO

CK

No,

DATE

OF

BLOC

KING

TITLE

No. SHARES PLEDGED

9449

CORP

GROUP

BANKING

SA

BANCO

SANTANDER

CHILE

70108

05

17797

0460

06/12/2

011 95060 2,757,904,981

9449

CORP

GROUP

BANKING

SA

BANCO

SECURITY

70118

55

17797

0754

31/07/2

012 95061 244,733,051

9449

CORP

GROUP

BANKING

SA

BANCO DEL

ESTADO DE

CHILE

70162

22

17797

0793

10/06/2

013 95070 2,900,000,000

9449

CORP

GROUP

BANKING

SA

BANCO

SECURITY

70118

55

17797

0754

31/07/2

012 95075 470,113,163

9449

CORP

GROUP

BANKING

SA

BANCO

SANTANDER

CHILE

70108

05

17797

0460

06/12/2

011 95144 1,151,150,214

9449

CORP

GROUP

BANKING

SA

BANCO

SANTANDER

CHILE

70106

04

17797

0453

04/10/2

011 95276 3,155,419,868

9449

CORP

GROUP

BANKING

SA

BANCO DEL

ESTADO DE

CHILE

70162

22

17797

0793

10/06/2

013 95281 2,407,495,684

9449

CORP

GROUP

BANKING

SA

BANCO

SANTANDER

CHILE

70106

04

17797

0453

04/10/2

011 95282 2,407,495,683

9449

CORP

GROUP

BANCO

SANTANDER

70108

05

17797

0460

06/12/2

011 96594 3,239,699,104

23

PLEDGED SHARES OWNED BY CORP GROUP BANKING S.A.

REGIS

TER GRANTOR

PLEDGEE OR

USUFRUCTUA

RY

PLE

DGE

COD

E

BLO

CK

No,

DATE

OF

BLOC

KING

TITLE

No. SHARES PLEDGED

BANKING

SA

CHILE

9449

CORP

GROUP

BANKING

SA

BANCO

SANTANDER

CHILE

70106

04

17797

0453

04/10/2

011 96882 622,048,816

9449

CORP

GROUP

BANKING

SA

BANCO DEL

ESTADO DE

CHILE

70162

22

17797

0793

10/06/2

013 99083 896,540,172

9449

CORP

GROUP

BANKING

SA

BANCO

SECURITY

70118

55

17797

0754

31/07/2

012 99119 14,200,000

9449

CORP

GROUP

BANKING

SA

BANCO DEL

ESTADO DE

CHILE

70162

22

17797

0793

10/06/2

013 99121 126,605,238

9449

CORP

GROUP

BANKING

SA

BANCO DEL

ESTADO DE

CHILE

70162

22

17797

0793

10/06/2

013 99123 186,175,774

9449

CORP

GROUP

BANKING

SA

BANCO

SANTANDER

CHILE

70106

04

17797

0453

04/10/2

011 99207 500,000

9449

CORP

GROUP

BANKING

SA

BANCO

SANTANDER

CHILE

70106

04

17797

0453

04/10/2

011 99223 132,166,667

9449

CORP

GROUP

BANKING

SA

BANCO DE

CREDITO E

INVERSIONES

70139

88

17797

0778

10/01/2

013 99390 30,000,000

9449

CORP

GROUP

BANKING

SA

BANCO DE

CREDITO E

INVERSIONES

70139

88

17797

0778

10/01/2

013 99458 56,224,686

9449

CORP

GROUP

BANKING

SA

BANCO

SANTANDER

CHILE

70106

04

17797

0453

04/10/2

011 99462 45,883,892

9449

CORP

GROUP

BANKING

BANCO

SANTANDER

CHILE

70108

05

17797

0460

06/12/2

011 99487 12,891,422

24

PLEDGED SHARES OWNED BY CORP GROUP BANKING S.A.

REGIS

TER GRANTOR

PLEDGEE OR

USUFRUCTUA

RY

PLE

DGE

COD

E

BLO

CK

No,

DATE

OF

BLOC

KING

TITLE

No. SHARES PLEDGED

SA

9449

CORP

GROUP

BANKING

SA

BANCO DEL

ESTADO DE

CHILE

70162

22

17797

0793

10/06/2

013 99946 148,252,212

9449

CORP

GROUP

BANKING

SA

BANCO

SANTANDER

CHILE

70108

05

17797

0460

06/12/2

011 99947 417,417,702

9449

CORP

GROUP

BANKING

SA

BANCO DE

CREDITO E

INVERSIONES

70189

08

17797

0463

06/01/2

012 99948 1.647,245,638

9449

CORP

GROUP

BANKING

SA

BANCO

SANTANDER

CHILE

70106

04

17797

0453

04/10/2

011 99973 2,430,000,000

9449

CORP

GROUP

BANKING

SA

BANCO

SANTANDER

CHILE

70106

04

17797

0453

04/10/2

011 100854 2,633,585,375

9449

CORP

GROUP

BANKING

SA

BANCO DEL

ESTADO DE

CHILE

70162

22

17797

0793

10/06/2

013 101802 869,942,094

9449

CORP

GROUP

BANKING

SA

PARINACOTA

FONDO DE

INVERSION

PRIVADO

70078

76

17797

0299

07/05/2

010 101803 780,057,906

9449

CORP

GROUP

BANKING

SA

BANCO DE

CREDITO E

INVERSIONES

70189

08

17797

0463

06/01/2

012 103033 2,000,000,000

9449

CORP

GROUP

BANKING

SA

BANCO DE

CREDITO E

INVERSIONES

70189

08

17797

0463

06/01/2

012 103034 2,000,000,000

9449

CORP

GROUP

BANKING

SA

BANCO DE

CREDITO E

INVERSIONES

70189

08

17797

0463

06/01/2

012 103035 2,000,000,000

9449

CORP

GROUP

BANKING

SA

BANCO

SANTANDER

SA ESPANA

70112

35

17797

0490

16/05/2

012 103303 5,500,000,000

25

PLEDGED SHARES OWNED BY CORP GROUP BANKING S.A.

REGIS

TER GRANTOR

PLEDGEE OR

USUFRUCTUA

RY

PLE

DGE

COD

E

BLO

CK

No,

DATE

OF

BLOC

KING

TITLE

No. SHARES PLEDGED

9449

CORP

GROUP

BANKING

SA

BANCO

SANTANDER

SA ESPANA

70112

36

17797

0491

16/05/2

012 103304 5,500,000,000

9449

CORP

GROUP

BANKING

SA

BANCO

SANTANDER

SA ESPANA

70112

37

17797

0492

16/05/2

012 103310 4,500,000,000

9449

CORP

GROUP

BANKING

SA

BANCO

SANTANDER

SA ESPANA

70113

26

17797

0568

29/05/2

012 103323 1,131,336,406

9449

CORP

GROUP

BANKING

SA

BANCO

SANTANDER

SA ESPANA

70113

26

17797

0568

29/05/2

012 103324 3,410,340,196

9449

CORP

GROUP

BANKING

SA

BANCO

SANTANDER

SA ESPANA

70150

72

17797

0786

28/02/2

013 103337 5,500,000,000

9449

CORP

GROUP

BANKING

SA

BANCO DE

CREDITO E

INVERSIONES

70139

88

17797

0778

10/01/2

013 103498 500,000,000

9449

CORP

GROUP

BANKING

SA

BANCO

SANTANDER

SA ESPANA

70113

27

17797

0569

29/05/2

012 103521 4,194,580,132

9449

CORP

GROUP

BANKING

SA

BANCO DE

CREDITO E

INVERSIONES

70139

88

17797

0778

10/01/2

013 104274 16,241,056

9449

CORP

GROUP

BANKING

SA

BANCO

SANTANDER

SA ESPANA

70150

71

17797

0785

28/02/2

013 104321 2,327,200,000

9449

CORP

GROUP

BANKING

SA

BANCO

INTERNACION

AL

70139

56

17797

0776

09/01/2

013 104322 740,000,000

9449

CORP

GROUP

BANKING

SA

BANCO BTG

PACTUAL SA

CAYMAN

BRANCH

70139

07

17797

0772

08/01/2

013 104323 756,000,000

9449 CORP BANCO DE 70139 17797 08/01/2 104378 1,978,599,468

26

PLEDGED SHARES OWNED BY CORP GROUP BANKING S.A.

REGIS

TER GRANTOR

PLEDGEE OR

USUFRUCTUA

RY

PLE

DGE

COD

E

BLO

CK

No,

DATE

OF

BLOC

KING

TITLE

No. SHARES PLEDGED

GROUP

BANKING

SA

CREDITO E

INVERSIONES

03 0768 013

9449

CORP

GROUP

BANKING

SA

BANCO

SECURITY

70139

02

17797

0767

08/01/2

013 104379 1,147,138,750

9449

CORP

GROUP

BANKING

SA

BANCO BTG

PACTUAL SA

CAYMAN

BRANCH

70139

07

17797

0772

08/01/2

013 104380 2,050,411,450

9449

CORP

GROUP

BANKING

SA

CELFIN

SERVICIOS

FINANCIEROS

S.A.

70146

56

17797

0781

30/01/2

013 104548 3,200,000,000

9449

CORP

GROUP

BANKING

SA

BANCO ITAU

CHILE

70160

67

17797

0790

02/05/2

013 105033 1,721,000,000

9449

CORP

GROUP

BANKING

SA CORPBANCA

70160

87

17797

0792

09/05/2

013 105089 3,141,759,400

9449

CORP

GROUP

BANKING

SA CORPBANCA

70160

87

17797

0792

09/05/2

013 105090 1,733,333,333

9449

CORP

GROUP

BANKING

SA

BANCO ITAU

CHILE

70139

04

17797

0769

08/07/2

013 105142 1,777,143,382

9449

CORP

GROUP

BANKING

SA

BANCO ITAU

BBA SA

NASSAU

BRANCH

70181

48

17797

0804

08/11/2

013 105151 11,756,600,802

9449

CORP

GROUP

BANKING

SA

BANCO BTG

PACTUAL SA

CAYMAN

BRANCH

70170

52

17797

0798

06/08/2

013 105160 420,000,000

9449

CORP

GROUP

BANKING

SA

BANCO DE

CREDITO E

INVERSIONES

70188

66

17797

0807

30/12/2

013 105168 1,023,513,651

9449

CORP

GROUP

BANCO ITAU

CHILE

70175

70

17797

0800

25/09/2

013 105195 599,106,299

27

PLEDGED SHARES OWNED BY CORP GROUP BANKING S.A.

REGIS

TER GRANTOR

PLEDGEE OR

USUFRUCTUA

RY

PLE

DGE

COD

E

BLO

CK

No,

DATE

OF

BLOC

KING

TITLE

No. SHARES PLEDGED

BANKING

SA

9449

CORP

GROUP

BANKING

SA

BANCO DEL

ESTADO DE

CHILE

70188

95

17797

0813

08/01/2

014 105334 330,443,370

9449

CORP

GROUP

BANKING

SA

BANCO DEL

ESTADO DE

CHILE

70188

95

17797

0813

08/01/2

014 105336 382,415,600

Total:

101.120.912.637

3. Pledged shares of CorpBanca Owned by Compañía Inmobiliaria y

de Inversiones Saga Limitada.

PLEDGED SHARES COMPAÑÍA INMOBILIARIA E INVERSIONES SAGA LIMITADA

REGIS

TER GRANTOR

PLEDGEE

OR

USUFRUCTU

ARY

PLEDGE

CODE

BLOCK

No.

DATE OF

BLOCKI

NG

TITL

E

SHARES

PLEDGED

9471

COMPANIA

INMOBILIA

RIA Y DE

INVERSION

ES SAGA

LIMITADA

BANCO DEL

ESTADO DE

CHILE 7010623

1779704

55

14/10/201

1

9567

4 764,821,606

9471

COMPANIA

INMOBILIA

RIA Y DE

INVERSION

ES SAGA

LIMITADA

BANCO DEL

ESTADO DE

CHILE 7006657

1779701

77

29/07/201

1

9571

6

1,283,717,27

0

9471

COMPANIA

INMOBILIA

RIA Y DE

INVERSION

ES SAGA

LIMITADA

BANCO DEL

ESTADO DE

CHILE 7010623

1779704

55

14/10/201

1

9603

5 900,000,000

28

PLEDGED SHARES COMPAÑÍA INMOBILIARIA E INVERSIONES SAGA LIMITADA

REGIS

TER GRANTOR

PLEDGEE

OR

USUFRUCTU

ARY

PLEDGE

CODE

BLOCK

No.

DATE OF

BLOCKI

NG

TITL

E

SHARES

PLEDGED

9471

COMPANIA

INMOBILIA

RIA Y DE

INVERSION

ES SAGA

LIMITADA

BANCO DEL

ESTADO DE

CHILE 7006657

1779701

77

29/07/201

1

1000

02

3,295,006,01

4

9471

COMPANIA

INMOBILIA

RIA Y DE

INVERSION

ES SAGA

LIMITADA

BANCO DEL

ESTADO DE

CHILE 7006657

1779701

77

29/07/201

1

1006

94 423,759,269

9471

COMPANIA

INMOBILIA

RIA Y DE

INVERSION

ES SAGA

LIMITADA

BANCO DEL

ESTADO DE

CHILE 7006657

1779701

77

29/07/201

1

1007

39

1,800,669,85

5

9471

COMPANIA

INMOBILIA

RIA Y DE

INVERSION

ES SAGA

LIMITADA

BANCO DEL

ESTADO DE

CHILE 7018884

1779707

87

14/03/201

3

1019

69

1,716,353,88

8

9471

COMPANIA

INMOBILIA

RIA Y DE

INVERSION

ES SAGA

LIMITADA

BANCO DEL

ESTADO DE

CHILE 7018884

1779708

10

07/01/201

4

1019

69

1,716,353,88

8

9471

COMPANIA

INMOBILIA

RIA Y DE

INVERSION

ES SAGA

LIMITADA

BANCO DEL

ESTADO DE

CHILE 7013447

1779707

64

26/12/201

2

1020

48 492,070,694

9471

COMPANIA

INMOBILIA

RIA Y DE

INVERSION

ES SAGA

LIMITADA

BANCO DEL

ESTADO DE

CHILE 7013446

1779707

63

26/12/201

2

1020

49

2,258,417,73

9

9471

COMPANIA

INMOBILIA

RIA Y DE

FORESTAL O

HIGGINS SA 7009429

1779703

20

31/12/201

0

1021

69

1,944,873,34

7

29

PLEDGED SHARES COMPAÑÍA INMOBILIARIA E INVERSIONES SAGA LIMITADA

REGIS

TER GRANTOR

PLEDGEE

OR

USUFRUCTU

ARY

PLEDGE

CODE

BLOCK

No.

DATE OF

BLOCKI

NG

TITL

E

SHARES

PLEDGED

INVERSION

ES SAGA

LIMITADA

9471

COMPANIA

INMOBILIA

RIA Y DE

INVERSION

ES SAGA

LIMITADA

BANCO DE

CREDITO E

INVERSIONE

S 7009601

1779701

71

30/01/200

9

1023

13 390,026,571

9471

COMPANIA

INMOBILIA

RIA Y DE

INVERSION

ES SAGA

LIMITADA

BANCO DEL

ESTADO DE

CHILE 7013446

1779707

63

26/12/201

2

1030

17 523,000,000

9471

COMPANIA

INMOBILIA

RIA Y DE

INVERSION

ES SAGA

LIMITADA

BANCO DE

CREDITO E

INVERSIONE

S 7018867

1779708

08

30/12/201

3

1031

19

1,216,526,30

6

9471

COMPANIA

INMOBILIA

RIA Y DE

INVERSION

ES SAGA

LIMITADA

BANCO DEL

ESTADO DE

CHILE 7013447

1779707

64

26/12/201

2

1031

97 58,077,990

9471

COMPANIA

INMOBILIA

RIA Y DE

INVERSION

ES SAGA

LIMITADA

BANCO DEL

ESTADO DE

CHILE 7013447

1779707

64

26/12/201

2

1042

20 200,000,000

9471

COMPANIA

INMOBILIA

RIA Y DE

INVERSION

ES SAGA

LIMITADA

BANCO DEL

ESTADO DE

CHILE 7013447

1779707

64

26/12/201

2

1043

04 50,000,000

9471

COMPANIA

INMOBILIA

RIA Y DE

INVERSION

ES SAGA

LIMITADA

BANCO DEL

ESTADO DE

CHILE 7013446

1779707

63

26/12/201

2

1043

05 139,165,000

30

PLEDGED SHARES COMPAÑÍA INMOBILIARIA E INVERSIONES SAGA LIMITADA

REGIS

TER GRANTOR

PLEDGEE

OR

USUFRUCTU

ARY

PLEDGE

CODE

BLOCK

No.

DATE OF

BLOCKI

NG

TITL

E

SHARES

PLEDGED

9471

COMPANIA

INMOBILIA

RIA Y DE

INVERSION

ES SAGA

LIMITADA

BANCO DE

CREDITO E

INVERSIONE

S 7014523

1779707

79

22/01/201

3

1043

52 157,164,923

4. Pledged shares of CorpBanca owned by R CC FIP:

PLEDGED SHARES RCC FONDO DE INVERSIÓN PRIVADO

REGIS

TER GRANTOR

PLEDGEE

OR

USUFRUCTU

ARY

PLEDGE

CODE

BLOCK

No.

DATE OF

BLOCKI

NG

TITL

E

SHARES

PLEDGED

400532 R CC FIP

BANCO DEL

ESTADO DE

CHILE 7018883

1779708

09

07/01/201

4

1053

40

1,030,000,00

0

400532 R CC FIP

BANCO DEL

ESTADO DE

CHILE 7018883

1779708

09

07/01/201

4

1053

41

1,186,950,08

9

5. As of January 27, 2014, other minority holders have a total of

16.786.287.592 pledged shares.

CorpBanca Colombia

1. Share Pledge Agreement entered into by and among CG Financial

Colombia S.A.S., and Banco Itaú BBA S.A., (Nassau Branch) over certain common shares

of CorpBanca Colombia, dated October 28, 2013:

1.1. Date of the grant: October 28, 2013.

1.2. Number of pledged shares: 62,520,726

2. Transfer restrictions contained in the CorpBanca Colombia

Shareholders Agreement.

31

3. Pursuant to the restated and amended share purchase agreement

dated July 31, 2013, by means of which CorpBanca Colombia acquired a majority stock in

Helm Bank, CorpBanca Colombia committed to undertake a public tender offer (Oferta

Pública de Adquisicion – OPA) in the Colombian Securities Market to Helm Bank’s

preferred shareholders in order to acquire those shares:

3.1. Offer was effective from January 9, 2014 until January 22, 2014

3.2. Number of preferred shares subject to OPA: 571,749,928

3.3. As per acceptances received as of January 22, 2014 to the OPA,

CorpBanca Colombia shall acquire 568,206,073 preferred shares of Helm Bank,

representing 99.38% of such preferred stock.

32

SECTION 3.1(c)(ii)

CorpBanca’s direct or indirect Subsidiaries

CorpBanca (Chile) New York

Branch Assigned Capital Subscribed Paid in Capital

Value (USD$) 65,000,000.00 N/A N/A

Number of shares N/A N/A N/A

CorpBanca Securities, Inc. Authorized Capital Subscribed Paid in Capital

Value (USD$) 2,000,000.00 2,000,000.00 2,000,000.00

Number of shares 100 100 100

SMU Corp. S.A. Authorized Capital Subscribed Paid in Capital

Value (CLP$) 19,040,000 19,040,000 19,040,000

Number of shares 23,800 23,800 23,800

CorpBanca Corredores de

Bolsa S.A. Authorized Capital Subscribed Paid in Capital

Value (CLP$) 38,514,228,869 38,514,228,869 38,514,228,869

Number of shares 1,111,721 1,111,721 1,111,721

CorpBanca Administradora

General de Fondos S.A. Authorized Capital Subscribed Paid in Capital

Value (CLP$) 1,882,865,711 1,882,865,711 1,882,865,711

Number of shares 308,028 280,941 280,941

CorpBanca Asesorías

Financieras S.A. Authorized Capital Subscribed Paid in Capital

Value (CLP$) 100,000,000 100,000,000 100,000,000

Number of shares 40,000 40,000 40,000

33

CorpBanca Corredores de

Seguros S.A. Authorized Capital Subscribed Paid in Capital

Value (CLP$) 5,786,592,700 5,786,592,700 5,786,592,700

Number of shares 307,988,764 307,988,764 307,988,764

CorpBanca Agencia de Valores

S.A. Authorized Capital Subscribed Paid in Capital

Value (CLP$) 1,236,314,860 1,236,314,860 1,236,314,860

Number of shares 19,623 19,623 19,623

CorpLegal S.A. Authorized Capital Subscribed Paid in Capital

Value (CLP$) 100,000,000 100,000,000 100,000,000

Number of shares 10,000 10,000 10,000

34

CorpBanca Colombia’s direct or indirect Subsidiaries

Helm Bank Authorized Capital Subscribed

Capital Paid in Capital

Value (COP$) 232,650.000,000 231,291,307,050 231,291,307,050

Number of shares 4,653,000,000 4,625,826,141 4,625,826,141

Par Value (COP$) 50 50 50

CorpBanca Investment Authorized Capital Subscribed

Capital Paid in Capital

Value (COP$) 1,500,000,000 1,500,000,000 1,500,000,000

Number of shares 1,500,000 1,500,000 1,500,000

Par Value (COP$) 1,000 1,000 1,000

CorpBanca Trust Authorized Capital Subscribed

Capital Paid in Capital

Value (COP$) 8,533,455,096.40 8,533,455,096.40 8,533,455,096.40

Number of shares 7,510,522.00 7,510,522 7,510,522

Par Value (COP$) 1,136.20 1,136.20 1,136.20

35

Helm Trust Authorized Capital Subscribed Capital Paid in Capital

Value (COP$) 25,000,000,000 24,938,122,000 24,938,122,000

Number of shares 25,000,000 24,938,122 24,938,122

Par Value (COP$) 1,000 1,000 1,000

Helm Stockbroker Authorized Capital Subscribed Capital Paid in Capital

Value (COP$) 15,000,000,000 14,303,134,000 14,303,134,000

Number of shares 15,000,000 14,303,134 14,303,134

Par Value (COP$) 1,000 1,000.00 1,000

Helm Insurance Authorized Capital Subscribed Capital Paid in Capital

Value (COP$) 240,000,000 239,970,000,00 239,970,000

Number of shares 24,000 23,997 23,997

Par Value (COP$) 10,000 10,000 10,000

Helm Bank Panama Authorized Capital

COP$

Subscribed Capital

COP$

Paid in Capital

COP$

Value (US$) 70,000,000 65,919,000 65,919,000

Number of shares 70,000 65,619 65,919

Par Value (US$) 1,000 1,000 1,000

Helm Bank Cayman Authorized Capital Subscribed Capital Paid in Capital

Value (US$) 30,000,000 21,471,491 21,471,491

Number of shares 30,000,000 21,471,491 21,471,491

Par Value (US$) 1 1 1

Helm Securities Panama Authorized Capital Subscribed Capital Paid in Capital

Value (US$) 800,000 540,000 540,000

36

Number of shares 800,000 540,000 540,000

Par Value (US$) 1 1 1

List of Subsidiaries in which CorpBanca Colombia or its Subsidiaries are not the

owners of all the Outstanding shares of capital stock of the respective Subsidiary

Helm Bank

Name Number of

Common shares

Number of

preferred shares

Participation (% as

of January 27, 2014)

CorpBanca Colombia 4,043,966,379 N/A 87,4214952256

Other not controlled

minority shareholders 9,940,895 N/A 0,2148998838

Other not controlled

minority shareholders N/A 571,749,928 12,359952808

Total 4,054,076,213 571,749,928 100

Helm Stockbrocker

Name Number of shares Participation (% as of

January 27, 2014)

Helm Bank 13,586,649 94.9907132241

Helm Bank Panama 715,994 5.0058539618

Inversiones Corpgroup

Interhold Limitada 478 0.0033419249

Corp Group Financial S.A. 12 0.0000838977

Corp Group Banking S.A. 1 0.0000069915

Total 14,303,134 100

Helm Bank in Helm Trust

Name Number of shares Participation (% as of

January 27, 2014)

Helm Bank 23,442,023 94.0007551491

Helm Bank Panama 1,491,293 5.9799731511

Inv. Corpgroup Interhold

Limitada 3,365 0.0134933978

Corp Group Financial S.A. 1,440 0.0057742921

Corp Group Banking S.A. 1 0.0000040099

Total 24,938,122 100

CorpBanca Investment

Name Number of shares Participation (% as of

January 27, 2014)

37

CorpBanca Colombia 1,424,100 94.9400000000

CorpBanca 75,897 5.0598000000

Jaime Munita Valdieso 1 0.0000666667

Javier Berrenechea 1 0.0000666667

Cristián Canales 1 0.0000666667

Total 1,500.00 100

CorpBanca Trust

Name Number of shares Participation (% as of

January 27, 2014)

CorpBanca Colombia 7,097,507 94.5008482766

CorpBanca 413,012 5.4991117794

Jaime Munita Valdivieso 1 0.0000133147

Javier Alejandro

Berrenechea Parra 1 0.0000133147

Crstián Canales 1 0.0000133147

Total 7,510,522 100

38

SECTION 3.1(d)(ii)

1. Reclasification of Notes issued by Empresas la Polar S.A. held by

CorpBanca.

2. CorpBanca has entered into sale and lease agreements with Rentas

Inmobiliarias S.A. or branches for a total amount of UF 1,800,000 (approximately USD

$78,989,927). Further details in chart below.

39

N° Address City Property Tax

Number

1 Concha y Toro

No. 260 Puente Alto 492-51

2

Av. Aldunate

No. 795 Coquimbo 67-20

Benavente

No. 408 LC 2 Coquimbo 67-22

3 Arturo Prat

No. 495 San Bernardo 1922-15

4 Balmaceda

No. 540 La Serena 177-18

5 Santa Elena

No. 2340 San Joaquín 201-37

6 Av. José Miguel

Carrera N° 5120 San Miguel 4948-50

7 Av. Arturo Prat

No. 737 Valparaíso I 69-47

8 Cochrane

No. 754 Valparaíso II 69-52

9 Av. Ecuador

No. 104 Viña del Mar 646-17

10 Prat

No. 177 San Felipe 125-5

11 Av. Pajaritos

No. 1783 Maipú 185-19

40

N° Address City Property Tax

Number 12 Moneda No. 893 Santiago Centro VI 75-2

13 Av. Príncipe de

Gales N° 7085 La Reina 1217-24

14 Av. Providencia

No. 1422 Providencia 18-11

15 San Antonio

No. 205 - Agustinas N° 799 Santiago Centro I 99-544

16 21 de Mayo

No. 115 Arica 70-2

17 Estado No. 370 Curicó 177-21

18

Calle Uno Sur

No. 1132

Calle Uno Sur

No. 1118

Talca

658-4

658-10

19 Colón No. 657 Talcahuano 67-2

20 Manuel Antonio

Matta N° 624 Osorno 119-12

21

Manuel

Rodríguez

No. 840

San Fernando 59-6

22 Av. Ramón

Picarte No. 356 Valdivia 71-20

23 Av. Irarrázaval

No. 3329 Ñuñoa 3939-20

24 Av. Ignacio Iquique 255-37

41

N° Address City Property Tax

Number Serrano No. 280

Serrano No. 276 DP 2F Iquique 255-31

Serrano No. 276 DP 2G Iquique 255-32

25

Av. Bernardo

O'Higgins

No. 2206

Santiago Centro II 552-19

26

Av. Bernardo

O'Higgins

No. 288

Santiago Centro III 316-43

27

Huérfanos

N° 770 Santiago Centro IV 99-697

Huérfanos

No. 770 B y Of

202

Santiago Centro IV 99-757

28

San Diego

No. 671 Santiago Centro V 708-53

Eyzaguirre 1140

Santiago Centro V 713-644

Eyzaguirre 1140

Santiago Centro V 713-645

Eyzaguirre 1140

Santiago Centro V 713-646

29 Av. San Martín

N° 2668 Antofagasta 875-3

30 Av. Magallanes

N° 944 Punta Arenas 1319-10

42

N° Address City Property Tax

Number 31 Colón N° 398 Los Ángeles 73-11

32

Constitución

No. 550 Chillán 126-14

Constitución

No. 550 LC 14 Chillán 126-144

Constitución

No. 550 LC 1 Chillán 126-131

43

3. CorpBanca has sold the following Credit Portfolio

Borrower Execution Date Maturity Date

44

Borrower Execution Date Maturity Date

45

Borrower Execution Date Maturity Date

46

4. The following credits with sovereign guaranty (créditos con aval

del Estado) have been sold since September 30, 2013:

CAE Credits Sale Date

2013 Credits 10/19//2013

Lagging Credit Sales 2012 23/01/2014

Sale of the credits corresponding to students that changed their career and IES 12/19//2013

Sale of the credits corresponding to deserting students 01/10/2014

48

SECTION 3.1(e)

CorpBanca

1. On December 1, 2013, an amendment to the Chilean Commerce Code

entered into force and effect, which obliges Insurance Companies to refund Debtors’ Life Insurance

(seguro de desgravamen) premiums in case of pre-payment of the credit. This has a material impact

for CorpBanca Corredora de Seguros S.A.

2. On December 13, 2013 law No. 20.715 was enacted. This law modifies the

máximum interest rate Banks and financial institutions are allowed to charge by law.

3. On December 19, 2013 new regulations issued by the Ministry of Economy

became effective that regulate the means by which consumers shall consent to the amendment to the

conditions of the agreements entered in with companies including banks and provides that their

consent must always be explicit.

4. On January 27, 2014, the following agreements to which CorpBanca is a

party were amended:

i) Services Agreement, dated July 6, 2001 among CorpBanca and CorpGroup

Interhold S.A.;

ii) Services Agreement, dated April 10, 2008 among CorpBanca and CorpGroup

Interhold S.A.;

iii) Services Agreement, dated March 27, 2012 among CorpBanca and CorpGroup

Holding Inversiones S.A.;

iv) Advertising Agreement, dated November 15, 2010 amongCorpBanca and

Inmobiliaria Edificio Corp Group S.A.;

v) Sponsorship Agreement, dated January 28, 2011 among CorpBanca and

Inmobiliaria Edificio CorpGroup S.A.

vi) Advisory Agreement, dated January 2, 2008, as amended on October 10,

2010, among Corp Research S.A. and CorpBanca; and

vii) Advisory Agreement, dated December 1, 2010, as amended on December

20, 2012, among Corp Imagen y Diseño S.A. and CorpBanca.

5. On January 27, 2014, a lease agreement was executed among CorpBanca

and Corp Imagen y Diseño S.A.

CorpBanca Colombia and Helm Bank

1. CorpBanca Colombia-Helm Merger.

2. See item 1 of Section 3.1(b)(ii) of this Disclosure Letter regarding

CorpBanca Colombia.

49

3. Eventual merger of CorpBanca Investment and Helm Stockbrocker.

CorpBanca Investment shall be the surviving entity.

4. CorpBanca Colombia is currently in the process of dematerializing its share

certificates and registering them in Deceval. This implies an amendment to its current by-laws.

5. As a result of the CorpBanca – Helm Bank Merger the nominal value of

CorpBanca Colombia shares may vary.

6. Pursuant to the amended and restated share purchase agreement dated July

31, 2013, by means of which CorpBanca Colombia acquired a majority stock in Helm Bank,

CorpBanca Colombia had the obligation to undertake a public tender offer (Oferta Pública de

Adquisicion – OPA) in the Colombian Securities Market to Helm Bank’s preferred shareholders in

order to acquire those shares. Such tender offered was launched pursuant to the terms and

conditions mentioned in Section 3.1.(c)(i) of this Disclosure Letter. CorpBanca Colombia received

authorization from the Superintendencia Financiera de Colombia on December 17, 2013 to launch

said tender offer.

7. The full transfer from CorpBanca Colombia to Correval of certain

immovable assets located in Medellín is pending perfection. Half of the purchase price has already

been paid to CorpBanca Colombia, the other half will be paid once said transfer is duly perfected.

8. CorpBanca Colombia is currently negotiating a new outsourcing agreement

with for employee borrowings (Libranza) with third party employers.

This agreement contains a non-competition clause.

9. CorpBanca Trust is currently negotiating certain contracts for the software

and hardware of a personalized application for the securities custodian business of said entity.

10. CorpBanca Colombia has entered into an agreement for the second phase of

the merger advisory with Ernst & Young Colombia for an amount of approximately

11. CorpBanca Colombia has changed its insurance broker to Helm Insurance.

This has had an impact on the insurance commissions paid by CorpBanca Colombia.

12. Collective bargaining agreement executed by CorpBanca Colombia on

September 2013. The benefits of such agreement are extended to the employees of Helm Bank and

its Colombian subsidiaries. This is not reflected in the balance sheet.

13. Termination of 118 labor agreements of CorpBanca Colombia and Helm

Bank and their Subsidiaries occurred on November 29, 2013, which increased labor indemnification

50

and severance payments by a total amount of COP$ (CorpBanca Colombia) and

COP$ (Helm Bank) within the retirement plan implemented in the context of the

CorpBanca Colombia-Helm Merger.

14. Implementation of IFRS in replacement of current Colombian GAAP per

Colombian legislation.

15. Helm Bank has an obligation to issue a minimum preferred payment to its

preferred shareholders.

16. Helm Bank Panama capitalizes dividends annually and is expected to do so

in 2014. For such purposes Helm Bank Panama will have to increase authorized capital, which

implies modification of By-laws.

17. Sale of the second floor of the Andino Office, Dirección: Carrera 11 No.

82-01 (Bogotá-Colombia) folio 050C-1353799.

18. Acquisition by Helm Bank of 1/3 of the Andino Office located in Carrera

11 No. 82-01 (Bogotá-Colombia) Oficina 301, folio 050-1353800.

.

19. Technology departments of CorpBanca Colombia and Helm Bank are

currently undertaking the modification in banking core for both entities. Systems used by

CorpBanca Colombia are being migrated to platforms currently in use by Helm Bank in order to

achieve the unification.

20. CorpBanca will file a request before the SFC in order to receive permission

to establish a Representative Office in the Republic of Colombia for the promotion of its and its

branches products and services.

21. Change in Statutory Auditors of Helm Bank and all its subsidiaries to

Delloite.

22. Helm Bank Cayman was voluntarily wound up and placed in voluntary

liquidation. The banking trust and securities investment business licenses of Helm Bank Cayman

were voluntarily surrendered to the Cayman Islands Monetary Authority by Helm Bank Cayman,

pursuant to the foregoing winding up process

.

23. Given the Helm Insurance Strategic Plan, on the year 2014 it is necessary to

update the software that supports the technological management of the business. The state budget of

2014 includes a third part of the payment of this software, which is estimated in a value between

COP$ and COP$

24. On December 12, 2013 Helm Insurance signed a Joint Venture Agreement

(Contrato de Colaboración Empresarial) with in order to provide to the clients

of this company, the services of insurance brokering.

51

25. Since January 2, 2014 Helm Insurance provides to CorpBanca Colombia a

brokerage service for the insurance of the Open Market Line. On 2013 CorpBanca Colombia

opened a public bid for the Credit Related line in which different insurance brokers presented

proposals. This public bid was awarded to Helm Insurance. Currently this public bid is in the

approval and signing process of the Agreement between Helm Insurance and CorpBanca Colombia.

26. On December, 2013, the Shareholders of Helm Securities Panamá approved

an advanced payment in cash of USD$300,000 which because of accounting issues of the

jurisdiction of the company (Panama) and the shareholder (Colombia), it was aproved as follows.

27. Pay in advance future dividends for a total of USD$300,000 in the month of

December, 2014.

28. By the end of the tax period of Helm Securities Panama., dividends for a

value of USD$300,000 must be distributed in cash, thereby canceling the Shareholders’ receivable

coming from the advanced payments of dividends in December.

29. By the end of December 2013 the utility distribution project of former

periods that was previously approved by the Shareholders’ Meeting of Helm Insurance, dated

December 10, 2013, was executed.

30. CorpBanca Colombia is currently negotiating a new outsourcing agreement

with for employee borrowings (Libranza) with third party employers.

This agreement contains a non-competition clause.

31. To continue to have the Intermediary Exchange Market License (licencia de

Intermediario del Mercado Cambiario), Helm Stockbroker must meet the required technical Equity

(patrimonio tecnico) established by the law, which was amended by the External Resolution

number issued by the Bank of the Republic on 2013 (Resolución Externa 3 de 2013). The following

is the adjustment plan to increase the technical equity (patrimonio técnico), which was approved by

the SFC.

31.1. Capitalize the profits generated by Helm StockBrocker the entity on

the accounting period 2013;

52

31.2. Merge CorpBanca Investment and Helm Stockbrocker; CorpBanca

Investment shall be the surviving entity.

31.3. Perform the corresponding capitalization or capital increase by the

shareholders on November 22, 2014, on the following events:

31.3.1. If on November 22, 2014, the merger between CorpBanca

Insvestment and Helm Stockbroker has not been consummated;

31.3.2. If on November 22, 2014, the merger between CorpBanca

Investment and Helm and Helm Stockbrocker has already occurred, but it doesn’t

comply with the technical equity required in the External Resolution 3 issued by The

Bank of the Republic on 2013.

53

SECTION 3.1(f)

1. CorpBanca

None.

1. CorpBanca Colombia

1.1.

2. Helm Bank

2.1. Industry and Commerce tax return for the taxable period of 2009 for the

Municipality of and was filed extemporaneously by the bank.

Notwithstanding the above, the corresponding penalty was paid with its corresponding

interests.

2.2. Industry and Commerce tax return for the taxable period of 2011 for the

Municipality of was corrected by the Bank and did not have a penalty.

2.3. The Bank acquired (by way of merger) in July 2010 its subsidiary Helm

Leasing, thus generating the need to present only one industry and commerce tax (“ICA”).

Nonetheless, the taxable base for banks did not include certain income originated in the

leasing line, thus under the instructions from the Bank’s external tax advisors, said income

was not declared. In January 2011, the Superintendencia Financiera modified the base for

banks thus including income derived from leasing transactions. Therefore, the Bank, as of

January 2011, includes said income statements. In 2012, the Bank corrected bi-monthly

statements corresponding to 2010 including the income per the leasing transactions in order

to exclude any discussions currently held with the Treasury Secretary

54

2.4. Leasing business related taxes

2.4.1. In leasing agreements, the responsibility for payment of taxes, such

as vehicle taxes and real estate taxes, is under such agreements borne by the client.

However, it is Helm Bank who is legally responsible for the filing and payment of

such taxes, since the assets are technically property of the Helm Bank. In cases

where the client does not comply with such payment obligations, if the client’s lack

of compliance is persistent, the authorities will inform the Helm Bank of its pending

obligation, and the Helm Bank must proceed to make payment.

2.4.2. Helm Bank can collect such amounts from the client, by including

such amounts in the monthly fee, or with the final settlement of the agreement.

2.4.3. In certain cases, these taxes are generated regarding vehicles or real

estate, linked to agreements which have been terminated but the transfer of such

assets has not been completed. In such cases, if a requirement for payment is made

by the municipal transit authorities, Helm Bank pays and registers an account

receivable payable by the client; when the client requests the transfer of the assets,

the amounts are collected.

2.4.4. In cases where the client has filed and paid, in a timely fashion all

taxes due, but certain mistakes or inconsistencies are alleged by the tax authority,

the Bank assumes such costs and attempts to collect from the client.

2.4.5. Regarding the zoning tax (impuesto de delineación urbana), if the

real estate lease agreement contemplates the possibility of construction, the

corresponding tax return must be filed. In this case, the following may occur: (i)

the return is signed by the client, in which case the return is taken as not filed; (ii)

the value does not correspond to what was effectively constructed.

.

2.4.6. Catastro (Colombian zoning authority) initiates review proceedings

one year after the return is filed. The inconsistencies usually occur while the

agreement is still valid and binding in which case the client bears all costs.

2.4.7.

56

4. Helm Trust

Date of

lawsuit Parties Court or Authority Type of Process

February

28, 2013

Helm Trust

(Plaintiff)

Tesoreria

Distrital

Bogotá

(Defendant)

Administrative Jurisdiction

(Contencioso Administativa)

Nullity of the

administrative sanction

February 3

and 25,

2013

Helm Trust

(Plaintiff)

Tesoreria

Distrital

Bogotá

(Defendant)

Administrative (Vía gubertmativa) Reposition to the

administrative sanction

February 8,

2012

Helm Trust

(Plaintiff)

Tesoreria

Distrital

Bogotá

(Defendant)

Administrative (Vía gubertmativa) Reposition to the

administrative sanction

March

13,2012

Helm Trust

(Plaintiff)

Tesoreria

Distrital

Bogotá

(Defendant

Administrative (Vía gubertmativa) Reposition to the

administrative sanction

January 13,

2012

Helm Trust

(Plaintiff)

Tesoreria

Distrital

Bogotá

(Defendant)

Administrative (Vía gubertmativa) Reposition to the

administrative sanction

April 11,

2012 and

May 17,

2012

Helm Trust

(Plaintiff)

Tesoreria

Distrital

Bogotá

(Defendant)

Administrative (Vía gubertmativa) Reposition to the

administrative sanction

April 15,

2013 and

April 23,

2013.

Helm Trust

(Plaintiff)

Tesoreria

Distrital

Administrative (Vía gubertmativa) Reposition to the

administrative sanction

57

Date of

lawsuit Parties Court or Authority Type of Process

Bogotá

(Defendant)

February

23, 2012.

Helm Trust

(Plaintiff)

Secretaría de

Hacienda

Barranquilla

(Defendant)

Administrative (Vía gubertmativa) Reposition to the

administrative sanction

5. Helm Insurance

Helm Insurance, as an insurance intermediary, must withhold taxes, therefore when

it crosses and debugs the income (cruces y depuración de la renta), a credit balance in

favor to the bank is generated. This credit balance is estimated in COP$1,219.000.000., and

it will be charged to the tributary entity (Dian) during this year. Additionally, a deduction of

the CREE for an amount of COP$ 500.000.000 must be applied, therefore, the net amount

to be received is COP$ 719.000.000.

58

SECTION 3.1(h)(i)

1. CorpBanca Securities, Inc. is a company that is in process of obtaining

regulatory licenses from FINRA and the Federal Reserve.

2. CorpBanca Trust is currently in the process of obtaining license as

securities custodian under Part 2, Title 11, and Book 37 of Decree 2555 of 2010.

59

SECTION 3.1(h)(ii)

CorpBanca

CorpBanca Colombia

None.

60

SECTION 3.1(h)(iii)

CorpBanca

Superintendencia de Bancos e Instituciones Financieras (“SBIF”)

Date Description

.

61

Superintendencia de Valores y Seguros (“SVS”)

Date Description

62

Date Description

63

Date Description

64

Date Description

Bolsa de Comercio de Santiago

Date Description

65

Servicio de impuestos internos (“SII”)

Charge/Payment Certificate Date

Charge Number 54804350 31/05/2013

Payment Certificate 50804350 30/04/2010

Payment Certificate 50804350 13/08/2013

Payment Certificate 1328763 12/03/2012

Charge Number 50523261 31/12/2012

Charge Number 50523261-5 28/12/2012

Charge Number 102771425-7 11/05/2012

Payment Certificate 5124830686 31/03/2011

Payment Certificate 5124834226 31/03/2011

Payment Certificate 5124837136 31/03/2011

Payment Certificate 5124839496 12/08/2010

Payment Certificate 5124842066 31/03/2011

Payment Certificate 51248444216 31/03/2011

66

Charge/Payment Certificate Date

Payment Certificate 5124848686 12/11/2010

Payment Certificate 5124851626 31/03/2011

Payment Certificate 5124853536 31/03/2011

OCC

Date Description

TESORERIA

Date Description

Helm Bank

1. Transit fines imposed to leased vehicles owned by Helm Bank are registered

by the transit authority against Helm Bank and create a lien that impedes transfers over the vehicle.

If Helm Bank is to make any transfer over leased vehicles that are listed with transit authorities for

unpaid transit fines, Helm Bank pays the fines as to release the lien caused by the unpaid fine. The

collection of the fine is uncertain when the leased agreement has been already terminated.

2. After the proceeding conducted by Helm Bank to import and nationalize

imported machinery to be leased to clients, custom authorities may raise ex-post special

67

requirements (requerimientos especial) oriented to question custom fees and tariffs paid thereto. If

custom authorities impose additional fees and tariffs when the relevant lease agreement is already

terminated, Helm Bank is held liable for the additional fee and tariff and collection from the client

is uncertain.

Helm Stockbrocker.

SFC

Date of Alleged Breach Description

DIAN

Date of Alleged Breach Description

68

69

Banco de la República (Colombian Central Bank)

Date of Alleged Breach Description

SENA

Date of Alleged Breach Description

Helm Trust

SFC

Date of Alleged Breach Description

70

Date of Alleged Breach Description

Helm Bank

Credit Public Department

Date of Alleged Breach Description

71

Date of Alleged Breach Description

.

DIAN

Date of Alleged Breach Description

72

List of inquiries by Governmental Authority

CorpBanca Colombia

Inspections by the SFC (all of which have been timely and duly answered by CorpBanca Colombia)

Issue date Description

73

Inspections by the SFC (all of which have been timely and duly answered by CorpBanca Colombia)

Issue date Description

CorpBanca Trust

Inspections by the SFC (all of which have been timely and duly answered by CorpBanca Trust)

Issue Visit Date Description

CorpBancaInvestment

Inspections by the SFC (all of which have been timely and duly answered by CorpBanca

Investment)

74

SECTION 3.1(h)(iv)

CorpBanca

CorpBanca is party, along with other Chilean Banks, in a judicial proceeding in which the

competent court has been requested to declare the nullity of Resolución Exenta No. 120 of 2004,

issued by the Servicio de Impuestos Internos.

CorpBanca Colombia

None.

75

SECTION 3.1 (h) (vi)(i)

1. CorpBanca and its Subsidiaries (other than Subsidiaries incorporated in Colombia) have made the

following contributions related to political activities during 2013:

Company Amount (CLP$)

CorpBanca 866,000,000

CorpBanca Corredores de Bolsa S.A. 12,000,000

CorpBanca Corredores de Seguro S.A. 90,000,000

CorpBanca Administradora General de Fondos

S.A.

37,000,000

2. Helm Bank contributed COP$ 20,000,000 in 2011 to the Partido Verde political party in

Colombia. Such contribution was made lawfully and in compliance with any and all corporate,

regulatory and legal obligations of Helm Bank.

76

SECTION 3.1(i)

CorpBanca

1. Labor Litigation to which CorpBanca or its Subsidiaries are subject:

Matter Plaintiff Defendant Court Amount Status

Feeimposed for not

having a registry of

attendance control of two

collaborators

CorpBanca Labor Inspection

6th Jury of Labor

of Santiago

40 UTM

Execution

Unjustified dismiss,

nullity of the dismiss and

charge of benefits

CorpBanca

Jury of Labor of

Temuco

$8.240.154.- plus nullity of

dismissal, interests,

readjustments and costs

Judgment

Worker made turns from

the saving account of a

client without the clients

authorization and without

following the procedure

CorpBanca

Third Jury of

Letras of Los

Ángeles

3.359.758.-, plus interests,

readjustments and costs.

Decision stage

Dismissal and charge of

benefits

CorpBanca

8th Jury of Labor

of Santiago

$24.372.732.- plus

interests, readjustments

and costs.

Judgment

Executive charge

CorpBanca

Jury of Labor

Collection of

Santiago

$ 8.906.960

Execution

Unjustified dismissal and CorpBanca Jury of Labor of $2.215.233.-, plus Discussion

77

Matter Plaintiff Defendant Court Amount Status

charge benefits Rancagua readjustments, interests and

costs

Charge of benefits EST

People

Enterprise EST Ltda.

(Subsidiary

CorpBanca)

1st Civil Jury of

Temuco

$109.838.-, plus

readjustments, interests and

costs, and nullity of

dismissal if it proceeds

Discussion

Complaint of Fees N°

8034/09/1-1 y N°

8034/09/1-2, which

impose to CorpBanca two

fees for 60 and 210

U.T.M

CorpBanca

Puerto Montt Labor

Inspection

Provincial Labor

Inspection of

Puerto Montt

270 U.T.M

Discussion

Executive charge of

previsional cotizations

CorpBanca

Jury of Labor

Collection of

Santiago

$344.702.- plus interests

and costs

Proof

Complaint of an

administrative fee

CorpBanca

Provitional

inspection of Labor

Colchagua (San

Fernando)

Jury of Labor of

San Fernando

210 UTM

Discussion

Nullity of the dismiss and

charge of benefits

Society Avantte

Servicios

Transitorios

(solidaria

CorpBanca)

2nd Jury of Labor

of Concepción.

$578.000 plus nullity of the

dismiss, cotizations,

interests, readjustments and

costs

Discussion

Unjustified dismiss,

nullity of the dismiss and

charge of benefits

Manantiales Ltda

(sunsidiaria Rendic

SA y CorpBanca)

Jury of Labor of

Iquique

$3.938.119.- plus nullity of

the dismiss, cotizations,

interests, readjustments and

costs

Discussion

Monitory, reinstatement

of worker subject of

maternity charter and

charge of benefits

CorpBanca

2nd Jury of Labor

of San Fernando

$11.991.424 plus

reintegration of the worker

subject to charter

Judgment

79

2. CorpBanca is a party of the Collective Agreement Contract dated December 22, 2010.

a. Sindicato Nacional de Sistemas CorpBanca

b. Sindicato Nacional de Empresa CorpBanca S.A.

c. Sindicato Nacional de Trabajadores CorpBanca-Concepción

3. CorpBanca is a party of Collective Agreement Contract dated December 16, 2010.

CorpBanca Colombia and Helm Bank

1. As of November 29, 2009, 118 people terminated their labor agreements within the retirement plan (there are

vacant positions that were not replaced). The amount of indemnifications incurred as per said terminations is of COP$

CorpBanca Colombia and COP$ 0.Helm Bank:

2. Following is a description of the labor union affiliations and other status of employees:

80

3. Expatriates

3.1. Total number group-wide: 4;

3.1.1. Cost as of year 2013: COP$

CorpBanca Colombia

1. CorpBanca Colombia is a party of the Collective Bargaining Agreement dated September 2012, with the following

entities. This Collective Bargaining Agreement is valid until August 31, 2015:

1.1. UNEB;

1.2. ACEB;

1.3. ADEBAN;

1.4. ASTRABANSAN;

1.5. UTRAFIN;

1.6. AFONPEF;

1.7. SINTRAENFIN;

1.8. SINTRASANTANDER;

1.9. UNIBANCARIOS;

1.10. SINTRAENTFI.

2. CorpBanca Trust has entered into a benefit plan with its employees named “Plan Diamante” which entered into

force in January 1, 2014.

3. Up to date Corpanca Colombia has been notified by UGPP (Unidad Administrativa Especial de Gestión Pensional

y Contribuciones Parafiscales de la Protección Social) for undue payments for certain employees to the social security system in 2012.

The unpaid amounts are COP$

4. To our knowledge, there is no activity involving our Subsidiaries’ employees seeking to certify a labor union or

labor organization or engaging in any other new organization activity. Currently the labor unions certified before the Labor Ministry and

recognized by CorpBanca Colombia are as follows:

82

5.1. In relation to Ex-employees:

5.1.1. Recognition of health contribution to the General Health and Social Security System;

5.1.2. Additional Payment on June (mesada adicional de junio);

5.1.3. Recognition of health contribution to the General Health and Social Security System;

5.2. In relation to the employees:

5.2.1. Salary adjustment (nivelación del salario);

5.2.2. State pension (pension de Jubiliación) recognition for the employees with current contract until Agugust 8,

1983, in accordance to the Collective bargaining agreement.

5.3.

6. The list below provides for labor lawsuits filed against CorBanca Colombia exceeding COP$ 200,000,000: The

amounts of the claim and corresponding provision related to these processes are included in the aggregate amounts mentioned in item 4

above. The total amount of the claims described below has been provisioned:

No. PLAINTIFF COURT PROCEDURE

1.

Juzgado Laboral 16 Bogotá. Ordinary Labor

83

No. PLAINTIFF COURT PROCEDURE

2.

Juzgado Laboral24 Bogotá Ordinary Labor

3.

Inspeccion del Trabajo y

Seguridad Social de

Villavicencio.

Collective

Helm Bank

1. 1. There is no collective labor convention due to the fact that Helm Bank does not have any labor unions. As

of November 2013 there were 15 employees affiliated tothe following labor unions ADEBAN, SINTRASANTANDER, UTRAFIN,

ACEFIN, SINTRAENTFIN, ASEFINCO.

2. There is a collective labor agreement (pacto colectivo) entered into with all non-unionized workers dated January

1, 2011 and with effect until December 31, 2013. Such agreement was renewed for an additional period of 6 months. If the CorpBanca

Colombia-Helm Merger is perfected before June, 2014, all Helm employees will receive the same benefits of CorpBanca Colombia

employees as applicable, and the pacto colectivo will be terminated.

Helm Stockbroker

1.

.

84

2. Labour demand of Martha Patricia Moncada. The process is for judgment in the Supreme Court (Corte Suprema de

Justicia).

86

BENEFIT

DESCRIPTION OF THE

BENEFIT

APPLICABLE

TO ALL

EMPLOYEES

APPLICABLE TO DIRECTORS AND

EXECUTIVE OFFICERS ONLY

COLLECTIVE

BARGAIN

AGREEMENT

PERMITS

DIRECTOR

CEO

ASSITANT

DIRECTOR

CHANGE OF ADRESS

WINTER HOLIDAYS

EXTRA HOLIDAYS

PROGRESSIVE

HOLIDAYS

ASSIGNATIONS AND BENEFITS

BIRTH ASSIGNATION

MARRIAGE

ASSIGNATION

DECEASE

ASSIGNATION

87

BENEFIT

DESCRIPTION OF THE

BENEFIT

APPLICABLE

TO ALL

EMPLOYEES

APPLICABLE TO DIRECTORS AND

EXECUTIVE OFFICERS ONLY

COLLECTIVE

BARGAIN

AGREEMENT

PERMITS

DIRECTOR

CEO

ASSITANT

DIRECTOR

CHRISTMAS BOX

NATIONAL DAY

BENEFIT

WINTER HOLIDAYS

BONUS

NURSERY RIGHT

BABYSITTER

88

BENEFIT

DESCRIPTION OF THE

BENEFIT

APPLICABLE

TO ALL

EMPLOYEES

APPLICABLE TO DIRECTORS AND

EXECUTIVE OFFICERS ONLY

COLLECTIVE

BARGAIN

AGREEMENT

PERMITS

DIRECTOR

CEO

ASSITANT

DIRECTOR

MATERNAL PERMIT

FEEDING

PRESCHOOL

ASSIGNATION

EDUCATION

ASSIGNATION

91

Adjustment of Income due to the Variation of the Consumer Price Index

Extension Date Adjustment Period

Semestral Adjustment Period

92

Additional Benefits corresponding to the “Fondo de Bienestar”.

BENEFIT CATEGORY BENEFIT DESCRIPTION OF THE

BENEFIT

REQUIREMENTS

Educational

Dental

Medical

94

CorpBanca Colombia and Helm Bank

After the CorpBanca Colombia-Helm Bank Merger occurs, the compensation and benefit plan of

CorpBanca Colombia will apply to all employees of Helm Bank.

In addition to any benefits and rights applicable pursuant to Colombian Law, CorpBanca Colombia,

Helm Bank and their Colombian Subsidiaries grant the following extralegal benefits to all of its

employees:

CorpBanca Colombia

Following is a description of the compensation and benefit plan of the employees of CorpBanca

Colombia and CorpBanca Trust:

1. Direction Committee2 of CorpBanca Colombia

1.1

2. Second Level (Non-syndicalized employees).

95

2.6

3. Benefits of employees of CorpBanca Colombia other than: analysts,

assistant managers, directors, managers, vice presidents and presidents

Benefit Description

SALARY INCREASE

EXTRALEGAL AND

ADDITIONAL PREMIUM

EXTRALEGAL VACATIONS

VACATION PREMIUM

SENIORITY PREMIUM

4. Benefits of general services employees (analysts, assistant

managers, directors, managers, vice presidents and presidents).

Services Description (COP$)

WEDDING GIFT

MATERNITY AID

RETIREMENT BONUS

DEATH OF RELATIVE AID

96

Services Description (COP$)

LIFE INSURANCE

DIFFERENT TO SPECIAL

ADVISORS

MORTGAGE CREDIT

FREE DESTINATION

5. Additional to the abovementioned benefits, in the case of analysts,

operative sub-managers and commercial sub-managers of high incomes, starting January 1

of 2014, they will be granted the following benefits:

6. Table retirement: It is a different indemnification table to the one

established by the law, in the case of termination of contract without a legal cause

.

7. Collective bargaining agreement services employees.

7.1. Validity: September 2011 through August 2013

Services Collective Bargaining Agreement

SALARY INCREASE

EXTRALEGAL AND

ADDITIONAL PREMIUM

EXTRALEGAL VACATIONS

98

7.3. Other Benefits Collective Bargaining Agreement.

Benefits Collective Agreement (COP$)

UNIVERSITY CAREER FOR

EMPLOYEES

CHILDREN'S PRIMARY

EDUCATIONAL AID

CHILDREN’S SECONDARY

EDUCATION AID

CHILDREN’S UNIVERSITY

EDUCATIONAL AID

CHILDREN’S PRESCHOOL

EDUCATIONAL AID

EDUCATIONAL

SCHOLARSHIPS (90

SCHOLARSHIPS / YEAR)

SPECIAL EDUCATION AID

GLASSES (FRAME AND

LENSES)

DENTAL AID

99

Benefits Collective Agreement (COP$)

LIFE INSURANCE FOR

SPECIAL ADVISORS

OCCUPATIONAL MEDICAL

EXAMINATIONS

LIFE INSURANCE

DIFFERENT TO SPECIAL

ADVISORS

HEALTH INSURANCE

POLICY

7.4. Additional Benefits Collective Bargaining Agreement.

Concept Benefits Bargaining Agreement (COP$)

STABILITY

FINANCIAL

102

Benefits Position

SALARIOS

SALUD

OTROS

BENEFICIOS

OTROS

105

3.

106

SECTION 3.1 (j)(ii)

CorpBanca

None.

CorpBanca Colombia

None.

107

SECTION 3.1(j)(iii)

CorpBanca

The following is an aggregate information-based chart regarding the compensation plans of the

employees:

Severance to Directors and Executive Officers above

legal limits:

Number of Directors and Officers

Amount at December 2013

Severance to employees above legal limits:

Number of employees

Amount at December 2013

CorpBanca Colombia

1. Any employee that is terminated as a consequence of the execution or

consummation of this Agreement without any fair cause for termination, shall be compensated and

indemnified pursuant to applicable law, in addition to any benefit mentioned in Section above,

2. Neither the execution nor the consummation of this agreement will generate

additional payments to the ones established in the benefits plan of each company, as long as it is not

a merger, case in which positions must be approved and equate wages and benefits.

108

SECTION 3.1(k)(i)

CorpBanca

3.1(k)(i)(A)

FINANCING

BANK CONTRACT MATURITY DATE

Produbanco Swift Working Capital

17/02/2014

18/04/2014

29/09/2014

26/11/2014

20/03/2014

21/04/2014

19/05/2014

Bank of New York Master Discretionary Advance Agreement

23/04/2014

08/07/2014

National Bank of Canada Trade Finance - General Term and Conditions 24/02/2014

Sumitomo Mitsui Banking Corporation Master Trade Financing Agreement 03/07/2014

26/09/2014

Deutsche Bank T&C for Trade Financing Loan

Oversea-Chinese Banking Corporation Swift 08/04/2014

ING Bank Loan Agreement

07/01/2014

03/02/2014

22/07/2014

HSBC General Agreement on Interbank Trade Finance

Loans

24/01/2014

13/06/2014

109

FINANCING

BANK CONTRACT MATURITY DATE

Commerzbank Uncommitted LC Post Shipment Financing Facility -

Swift 11/04/2014

23/06/2014

Wells Fargo Swift

20/06/2014

27/06/2014

29/07/2014

07/05/2014

30/06/2014

Citibank Swift 21/08/2014

21/08/2014

JP Morgan Letter Agreement 10/04/2014

Standard Chartered Bank Swift

26/08/2014

03/09/2014

13/12/2013

20/03/2014

CIC Swift

Bank of America

Swift Trade

01/04/2014

02/04/2014

10/07/2014

Toronto Dominion Swift 04/06/2014

Scotiabank Swift 18/06/2014

Bank of Montreal Swift 03/07/2014

04/08/2014

Zurcher Kantonalbank Swift 02/07/2014

Banco de Bogota Swift 04/02/2014

110

FINANCING

BANK CONTRACT MATURITY DATE

BAC Florida Swift 11/02/2014

Mercantil Commercebank Swift

08/07/2014

Royal Bank of Scotland Swift 14/07/2014

BHF Bank Swift 13/01/2014

The Bank of Tokyo Mitsubishi Swift

BLADEX Swift

12/05/2014

26/06/2014

31/07/2014

Discount Bank Swift 07/01/2014

SUBSIDIARIES CREDIT LINES MATURITY BANKS

USED NOT USED

CorpBanca Corredores de Seguros SA 50,000,000 01-31-14 CorpBanca

15,000,000 03-15-2014 CorpBanca

CorpBanca Corredores de Bolsa S.A. 1,000,000 01-13-2015 Banco de Chile

CorpBanca Asesorías Financieras S.A. 0

CorpBanca Administradora General de Fondos S.A. 300,000,000 11-31-2014 CorpBanca

Corp Legal S.A. 100,000,000 10-14-2014 CorpBanca

Agencia de Valores 0

111

4,132 9,868 01-09-2014 CorpBanca

SMU Corp (Overdraft) (Overdraft) 07-30-2014 CorpBanca

3.1(k)(i)(B)

None.

3.1(k)(i)(C)

There are individuals which are paid more that US$ for an aggregate yearly amount of approximately CLP . There is a

consultancy agreement with . It has a fixed monthly payment of

3.1(k)(i)(D)

- Engagement letter issued by Goldman, Sachs & Co in connection with the Transaction, and accepted by CorpBanca.

- Engagement letter issued by Bank of America Merryll Lynch in connection with the Transaction, and accepted by CorpBanca.

3.1(k)(i)(E)

None.

3.1(k)(i)(F)

Supplier Tax Paying

Number Service Signature Date Start Date

Termination

Date Party

DATAPRO, INC. N.A Software License

Contract. N.A N.A 99 years CorpBanca

DATAPRO, INC. N.A Development of software

contract. 04/10/01 04/10/01 99 years CorpBanca

112

Supplier Tax Paying

Number Service Signature Date Start Date

Termination

Date Party

ECR PRONEXO S.A. 99544.110-1 Sales force contract. 02/01/13 02/01/13 Undefined CorpBanca

ECR PRONEXO S.A. 99544.110-1 Sales force contract. 01/04/2012 01/04/2012 31/12/12 CorpBanca

ORACLE. N.A License and services

contract. 30/04/2013 30/04/13 Undefined CorpBanca

ORACLE. N.A Counseling and

consulting contract. 26/11/03 26/11/03

CorpBanca

ECR EVALUADORA

CRECER S.A. N.A Services contract. 01/08/10 01/08/10 Undefined Banco Condell

ECR EVALUADORA

CRESER S.A. N.A Counseling contract. 02/01/2012 02/01/2012 31/12/12 Banco Condell

IBM DE CHILE S.A.C N.A System operation

services contract. 30/03/01 01/01/01 15/04/06 CorpBanca

INMOBILIARIA

EDIFICIO CORP

GROUP S.A.

99.522.360-0

Advertising Related To

Construction Of The

Cultural Center.

15/11/10 15/11/10 Indefinite CorpBanca

INMOBILIARIA

EDIFICIO CORP

GROUP S.A.

99.522.360-0 Corpgroup Building

Lease. 28/09/06 19/08/03 18/08/28 CorpBanca

INMOBILIARIA

EDIFICIO CORP 99.522.360-0

Lease Of Corporate

Parking Lots 01/02/2011 01/02/2011 Indefinite CorpBanca

113

Supplier Tax Paying

Number Service Signature Date Start Date

Termination

Date Party

GROUP S.A.

INMOBILIARIA

EDIFICIO CORP

GROUP S.A.

99.522.360-0 Sponsorship 28/01/11 - 5 Years CorpBanca

3.1(k)(i)(G)

Contracts with Affiliates.

Supplier Tax Paying

Number Service Execution Date

Termination

Date Party

CORP GROUP HOLDING INVERSIONES LIMITADA 96.953.290-5

Consultancy Related

To Definitions And

Strategic Planning In

New Businesses,

Including Acquisitions

In Chile As Well As

Abroad And In

Management Controls.

27/03/12 27/03/2013 CorpBanca

CORPGROUP INTERHOLD S.A. 96.758.830-K

Professional And

Technical Advise In

Finance, Legal,

Studies.

06/07/01 06/07/06 CorpBanca

114

Supplier Tax Paying

Number Service Execution Date

Termination

Date Party

CORPGROUP INTERHOLD S.A. 96.758.830-K

Professional And

Technical Advise In

Finance, Capital

Markets, Real Estate

And Operations.

10/04/08 09/04/09 CorpBanca

INMOBILIARIA EDIFICIO CORP GROUP S.A. 99.522.360-0

Advertising Related

To Construction Of

The Cultural Center.

15/11/10 Indefinite CorpBanca

INMOBILIARIA EDIFICIO CORP GROUP S.A. 99.522.360-0 Corpgroup Building

Lease. 28/09/06 18/08/28 CorpBanca

INMOBILIARIA EDIFICIO CORP GROUP S.A. 99.522.360-0 Lease Of Corporate

Parking Lots 01/02/2011 Indefinite CorpBanca

INMOBILIARIA EDIFICIO CORP GROUP S.A. 99.522.360-0 Sponsorship 28/01/11 5 Years CorpBanca

115

Supplier Tax Paying

Number Service Execution Date

Termination

Date Party

CORP RESEARCH S.A 76.742.230-K

Professional And

Technical Advice

Service With Personell

Of Its Own

Dependance Or With

Professionals Hired

For Such Porpuse In

Order To Perform The

Following Tasks:

Pricing Of Shares Of

Corporations;

Elaboration Of

National And

International Stock

Portfolio According

To Risk Objectives

And Return; Support

Research In Finance

And Economics.

02/01/08 Indefinite CorpBanca

CORP RESEARCH S.A 76.742.230-K

Rate Modifications

For Profesional

Technical Advise.

01/10/10 Indefinite CorpBanca

PROMOSERVICE S.A. 96.669.790-3 Promotion And

Diffusion Of Products. 27/07/01 Indefinite CorpBanca

116

Supplier Tax Paying

Number Service Execution Date

Termination

Date Party

PROMOSERVICE S.A. 96.669.790-3

Servise Of Home

Delivery Of Products

Requested In

Exchange By Clients

Holders Of Visa,

Mastercard And

Redcompra Cards

Issued By CorpBanca.

01/08/01 Indefinite CorpBanca

RECAUDACIONES Y COBRANZAS S.A. 96.754.900-2

Service Of Judicial

And Extrajudicial

Collection Services,

Mortgage Loans With

Letters Of Credit,

Renegotiations Of

Credit With Or

Without Collateral;

Recovery Strategy Of

Portfolio In Judicial

Collection, Without

Trial And Off

Consumer Loans And

Waivers.

01/10/96 Indefinite CorpBanca

117

Supplier Tax Paying

Number Service Execution Date

Termination

Date Party

RECAUDACIONES Y COBRANZAS S.A. 96.754.900-2

Annez II: Physical

Withdrawal Of Chacks

Within The

Metropolitan Región

From Offices Of

Companies Which

Have Celebrated

Agreements Entered

Into With CorpBanca

Destined To Workers

To Hire Credits With

The Bank.

01/04/07 Indefinite CorpBanca

RECAUDACIONES Y COBRANZAS S.A. 96.754.900-2 Financial, Comercial

And Tax Advice. 28/11/08 31/12/11 CorpBanca

RECAUDACIONES Y COBRANZAS S.A. 96.754.900-2 Modifications To Sub-

Lease Agreement. 12/06/09 Indefinite CorpBanca

RECAUDACIONES Y COBRANZAS S.A. 96.754.900-2

Reimbursement Of

Expenses From 2009

Party Corresponding

To Instacob’s

Workers.

18/08/09 Indefinite CorpBanca

118

Supplier Tax Paying

Number Service Execution Date

Termination

Date Party

RECAUDACIONES Y COBRANZAS S.A. 96.754.900-2 Recovery Services

Agreement 23/12/09 Indefinite CorpBanca

RECAUDACIONES Y COBRANZAS S.A. 96.754.900-2 Lease CorpBanca

Huérfanos. 11/11/10 31/05/17 CorpBanca

RECAUDACIONES Y COBRANZAS S.A. 96.754.900-2 Lease Agreement 01/06/06 01/06/09 CorpBanca

RECAUDACIONES Y COBRANZAS S.A. 96.754.900-2

Annex For

Regularization Of 3

Invoices Of Pending

Payment.

26/12/12 31/12/16 CorpBanca

RECAUDACIONES Y COBRANZAS S.A. 96.754.900-2 Amendment To Sub-

Lease Agreement 27/09/12 Indefinite CorpBanca

RECAUDACIONES Y COBRANZAS S.A. 96.754.900-2 Lease Of “FFVV”

Vaiparaiso. 01/08/12 31/07/2013 CorpBanca

CORP IMAGEN Y DISEÑO S.A. 76.118.395-8

Contract Of Advise In

Corporate Image

Matters

01/12/10 Indefinite CorpBanca

CORP IMAGEN Y DISEÑO S.A. 76.118.395-8 Amendment To

Contract Of Advise In

Corporate Image

20/12/12 31/12/2013 CorpBanca

119

Supplier Tax Paying

Number Service Execution Date

Termination

Date Party

Matters

120

3.1(k)(i)(H)

1. Amended and Restated Shareholders Agreement entrered into as of July 31, 2013

by and among Corp Group Holding Inversiones Ltda and HB Acquisition S.A.S.

2. Shareholders Agreement entered into as of December 4, 2012 by and among Corp

Groupd Banking S.A. the International finance corporation and the other

signatories thereto.

3.1(k)(i)(I)

The following is the relevant contract with Governmental Authorities not included in the

ordinary course of business of CorpBanca:

Management of investment Portfolio Contract with CORFO, CorpBanca and CorpBanca

Administradora General de Fondos S.A., dated October 11, 2012.

CorpBanca Colombia

3.1(k)(i)(A)

See item (i) of Section 3.1(b)(ii) of this Disclosure Letter regarding CorpBanca Colombia.

3.1(k)(i)(B)

restated and amended share purchase agreement dated July 31, 2013 entered into by and

among Inversiones Timón S.A.S., Inversiones Carrón S.A.S., Comercial Camacho Gómez

S.A.S., Kresge Stock Holding Company Inc., HB Acquisition S.A.S., The Seller

Representative, and Helm Corporation, as amended and restated from time to time (the

“Helm SPA”).

3.1(k)(i)(C)

Employees of CorpBanca Colombia with annual salary over USD$ .

Identification Number Emloyee

3.1(k)(i)(E)

None

3.1(k)(i)(F)

The following Contracts involve expenditures by CorpBanca Colomba in excess of U.S. $

5,000,000 per year. Additionaly, pursuant to Section 7.3 of the Otrosí No. 3 del contrato de

compraventa de acciones de Banco Santander Colombia S.A. y otras sociedades by and between

121

Banco Santander, S.A. (como vendedor), on the one hand, and CorpBanca and Inversiones

Corpgroup Interhold Limitada (como compradores) on the other hand, Banco Santander, S.A. shall

cause the continuity of the following contracts in which one of the parties is an affiliate of Banco

Santander, S.A., for a period up to 3 years as of Junuary 29, 2012 (extendable for one additional

year if CorpBanca and Inversiones Corpgroup Interhold Limitada so request it at least three months

prior the date in which the initial three years term expires), in the terms and conditions indicated in

such Otrosí No. del contrato de compraventa de acciones de Banco Santander Colombia S.A. y

otras sociedades:

Nº Parties Agreement Date of offer / Date of

execution

1. ISBAN MEXICO, S.A. DE C.V. -

SANTANDER COLOMBIA S.A.

Acuerdo marco de prestación

de servicios 2 septiembre de 2010

2. ISBAN MEXICO, S.A. DE C.V. -

SANTANDER COLOMBIA S.A.

Acuerdo marco de prestación

de servicios, plan de sistemas

(proyectos) y

mantenimientos (BAU)

2 septiembre de 2010

3. ISBAN MEXICO, S.A. DE C.V. -

SANTANDER COLOMBIA S.A.

Acuerdo marco de prestación

de servicios para

mantenimientos correctivos

2 septiembre de 2010

4. ISBAN MEXICO, S.A. DE C.V. -

SANTANDER COLOMBIA S.A.

Acuerdo marco de prestación

de servicios para

mantenimientos correctivos

2 septiembre de 2010

5. ISBAN BRASIL S.A. -

SANTANDER COLOMBIA S.A.

Acuerdo Marco No. ISBAN

BRASIL-20110014 de

prestación de servicios

(oferta mercantil venta

servicios, plan de sistemas

(proyectos) y

mantenimientos (BAU) y

mantenimientos correctivos).

25 de agosto de 2011

6. ISBAN CHILE S.A. -

SANTANDER COLOMBIA S.A.

Acuerdo Marco de

mantenimiento de plataforma 31 de julio de 2001

7. ISBAN CHILE S.A. -

SANTANDER COLOMBIA S.A.

Oferta Mercantil de venta de

servicios (Servicios CDD

Colombia)

(Orden de compra de

servicios No. 3570 BSC -

2445)

11 de enero de 2011

8. ISBAN CHILE S.A. -

SANTANDER COLOMBIA S.A.

Oferta Mercantil de venta de

servicios (Variable CDD

Colombia)

(Orden de compra de

servicios No. 3569 BSC -

2444)

11 de enero de 2011

9. ISBAN CHILE S.A. -

SANTANDER COLOMBIA S.A.

Oferta Mercantil de venta de

servicios (CSA Datamart,

Medios de Pago, Firmas y

Poderes, Confirming y

Paquete de Productos

9 de septiembre de

2011

122

Nº Parties Agreement Date of offer / Date of

execution

Colombia)

(Orden de compra de

servicios No. 3857 BSC -

2681)

10. ISBAN CHILE S.A. -

SANTANDER COLOMBIA S.A.

Oferta Mercantil de venta de

servicios (MIS Colombia)

(Orden de compra de

servicios No. 3716 BSC -

2570)

20 de junio de 2011

11. ISBAN CHILE S.A. -

SANTANDER INVESTMENT

TRUST COLOMBIA S.A.

Oferta Mercantil de venta de

servicios (Release Swift

2011 Carmen Colombia)

(Orden de compra de

servicios No. 028 TRU -028)

8 de agosto de 2011

12. ISBAN CHILE S.A. -

SANTANDER COLOMBIA S.A.

Isban Chile. Acuerdo Marco

Plataforma Altair 3582 BSC-

2456

31 de julio de 2001

13. ISBAN CHILE S.A. -

SANTANDER COLOMBIA S.A.

Oferta mercantil Pampa 3937

BSC-2749

9 de septiembre de

2011

14.

INGENIERÍA DE SOFTWARE

BANCARIO, S.L. (ISBAN

ESPAÑA) - SANTANDER

COLOMBIA S.A.

Contrato Marco No. 802009

de prestación de servicios 26 de mayo de 2009

15.

INGENIERÍA DE SOFTWARE

BANCARIO, S.L. (ISBAN

ESPAÑA) - SANTANDER

COLOMBIA S.A.

Acuerdo de licencia de

software Corporativo Grupo

Santander: Plataforma Isban-

Latam / Altair

8 de abril de 2011

16.

PRODUBAN SERVICIOS

INFORMÁTICOS GENERALES,

S.L. (MEXICO) - SANTANDER

COLOMBIA S.A.

Oferta Mercantil No. 3348 -

2277 24 de enero de 2011

17.

PRODUBAN SERVICIOS

INFORMÁTICOS GENERALES,

S.L. (MEXICO) - SANTANDER

COLOMBIA S.A.

Oferta Mercantil 2909 BSC-

1950 31 de mayo de 2010

18.

PRODUBAN SERVICIOS

INFORMÁTICOS GENERALES,

S.L. (MEXICO) - SANTANDER

COLOMBIA S.A.

Oferta Mercantil 3346 BSC-

1575 24 de enero de 2011

19. PRODUBAN MEXICO -

SANTANDER COLOMBIA S.A.

Oferta Mercantil 3345 BSC

1576 24 de enero de 2011

20.

PRODUBAN SERVICIOS

INFORMÁTICOS GENERALES,

S.L. (MEXICO) - SANTANDER

COLOMBIA S.A.

Oferta Mercantil 3344 BSC-

1577 24 de enero de 2011

123

Nº Parties Agreement Date of offer / Date of

execution

21.

PRODUBAN SERVICIOS

INFORMÁTICOS GENERALES,

S.L. (MEXICO) - SANTANDER

COLOMBIA S.A.

Oferta Mercantil 3347 BSC-

2276 24 de enero de 2011

22.

PRODUBAN SERVICIOS

INFORMÁTICOS GENERALES,

S.L. (ESPAÑA) - SANTANDER

COLOMBIA S.A.

Acuerdo Marco de prestación

de servicios, plan de sistemas

(proyectos)

1 de abril de 2011

23.

PRODUBAN SERVICIOS

INFORMÁTICOS GENERALES,

S.L. (ESPAÑA) - SANTANDER

COLOMBIA S.A.

Contrato de arrendamiento de

servicios informáticos

(Oferta Mercantil 2281 BSC

1431)

25 de mayo de 2007

24.

PRODUBAN SERVICIOS

INFORMÁTICOS GENERALES,

S.L. (ESPAÑA)- SANTANDER

COLOMBIA S.A.

Contrato de arrendamiento de

servicios informáticos

(Telepresencia Corporativa)

(Oferta Mercantil 3320 BSC

2260)

21 de febrero de 2011

25.

PRODUBAN SERVICIOS

INFORMÁTICOS GENERALES,

S.L. (MEXICO) - SANTANDER

COLOMBIA S.A.

Oferta Mercantil 2575 BSC-

1683 27 de julio de 2009

26.

PRODUBAN SERVICIOS

INFORMÁTICOS GENERALES,

S.L. (MEXICO) - SANTANDER

COLOMBIA S.A.

Órdenes de compra Swift y

Pampa 5.3.43 y 5.3.44

27.

PRODUBAN SERVICIOS

INFORMÁTICOS GENERALES,

S.L. (MEXICO) - SANTANDER

COLOMBIA S.A.

Acuerdo Marco 2909 BSC-

1950 31 de mayo de 2010

28.

PRODUBAN SERVICIOS

INFORMÁTICOS GENERALES,

S.L. (MEXICO) - SANTANDER

COLOMBIA S.A.

Oferta mercantil 3349 BSC-

2278 24 de enero de 2011

29. AQUÁNIMA - SANTANDER

COLOMBIA S.A.

Oferta Mercantil 2579 BSC

1687

10 de noviembre de

2009

3.1 (k)(i)(G)

Counterparty Entity CorpBanca Subject Date

CORPBANCA

COLOMBIA CORPBANCA TRUST CUSTODIA DE

TITULOS EN

FEBRERO 7

DE 2003

124

Counterparty Entity CorpBanca Subject Date

EUROCLEAR

CORPBANCA

COLOMBIA CORPBANCA TRUST

CUSTODIA DE

TITULOS

MARZO 31

DE 2004

CORPBANCA

COLOMBIA CORPBANCA TRUST

CONTRATO DE

CUENTA CORRIENTE

PARA LOS

INVERSIONISTAS DE

PORTAFOLIO

ADMINISTRADOS POR

C-TRUST

CANTIDAD:

DIFERENTES

FECHAS

CORPBANCA

COLOMBIA

CORPBANCA

INVESTMENT TRUST

CONTRATO DE

CUENTA DE AHORROS

PARA LOS

INVERSIONISTAS DE

PORTAFOLIO

ADMINISTRADOS POR

C-TRUST

CANTIDAD:

DIFERENTES

FECHAS

CORPBANCA

COLOMBIA

FIDEICOMISOS

CORPBANCA

INVESTMENT TRUST -

NIT : 830.054.265-8

CONTRATO DE

CUENTA CORRIENTE /

AHORROS PARA

PATRIMONIOS

AUTÓNOMOS

ADMINISTRADOS

DIFERENTES

FECHAS

125

Counterparty Entity CorpBanca Subject Date

CANTIDAD:

CORPBANCA

COLOMBIA

CORPBANCA TRUST

CONTRATO DE

CUENTA CORRIENTE /

AHORROS PARA

ENCARGOS

FIDUCIARIOS

ADMINISTRADOS

CANTIDAD:

DIFERENTES

FECHAS

CORPBANCA

COLOMBIA

CORPBANCA TRUST

CONTRATO DE

CUENTA CORRIENTE /

AHORROS PARA

ADMISTRACIÓN

RECURSOS DE LA

SOCIEDAD

CANTIDAD:

DIFERENTES

FECHAS

CORPBANCA

COLOMBIA

CORPBANCA TRUST

CONTRATO DE

CUENTA CORRIENTE /

AHORROS PARA

PATRIMONIOS

AUTÓNOMOS CON

MANDATO CON

REPRESENTACIÓN O

CONSORCIOS

CANTIDAD

DIFERENTES

FECHAS

126

Counterparty Entity CorpBanca Subject Date

CORPBANCA

COLOMBIA

FIDEICOMISOS

CORPBANCA

INVESTMENT TRUST -

NIT : 830.054.265-8

BANCO EN CALIDAD

DEL BENEFICIARIO /

INTERVINIENTE EN

DIFERENTES

CONTRATOS DE

FUENTE DE PAGO Y

GARANTÍA.

CANTIDAD: 50

NEGOCIOS

DIFERENTES

FECHAS

CORPBANCA

COLOMBIA

MAYO 28 DE

2012

CORPBANCA

COLOMBIA

CORPBANCA

INVESTMENT TRUST

NIT : 860.072.589-4

CONTRATO DE

ARRENDAMIENTO

NOVIEMBRE

8 DE 2000

CORPBANCA

COLOMBIA

CORPBANCA

INVESTMENT TRUST

NIT : 860.072.589-4

CONTRATO DE USO

DE RED

DICIEMBRE

6 DE 1991

CORPBANCA

COLOMBIA

CORPBANCA

INVESTMENT TRUST

NIT : 860.072.589-4

AGOSTO 31

DE 2007

127

Counterparty Entity CorpBanca Subject Date

CORPBANCA

COLOMBIA

CORPBANCA

INVESTMENT TRUST

NIT : 860.072.589-4

CONTRATOS DE

CUENTAS

CORRIENTES Y DE

AHORRO PARA LOS

FONDOS DE

INVERSIÓN

COLECTIVA

CANTIDAD:

DIFERENTES

FECHAS

CORPBANCA

COLOMBIA

CORPBANCA TRUST

CONTRATO MARCO

LOCAL PARA

INSTRUMENTOS

FINANCIEROS

DERIVADOS

23 DE

ENERO 2008

CORPBANCA

COLOMBIA –

HELM BANK y

HELM

INSURANCE

CORP INVESTMENTS

LTD.

Trademark License

Agreement

6DE

AGOSTO DE

2013

CORPBANCA

COLOMBIA CorpBanca

Consulting Services

Agreement

6DE

AGOSTO DE

2013

CORPBANCA

INVESTMENT

VALORES

CORPBANCA T TRUST CUSTODIA DE

TITULOS

DICIEMBRE

21 DE 2004

CORPBANCA

INVESTMENT

VALORES

CORPBANCA TRUST CONTRATO MARCO

DE COMISIÓN

29 DE ABRIL

2008

CG INVESTMENT

COLOMBIA CORPBANCA TRUST

CUSTODIA DE

TITULOS

MARZO 6 DE

1998

CORPBANCA CORPBANCA TRUST CUSTODIA DE

TITULOS

MAYO 29 DE

2012

128

Counterparty Entity CorpBanca Subject Date

INVERSIONES

CORPGROUP

INTERHOLD

LIMITADA

CORPBANCA TRUST CUSTODIA DE

TITULOS

MAYO 29 DE

2012

HELM BANK

FIDEICOMISOS

CORPBANCA

INVESTMENT TRUST -

NIT. 830.054.265-8

BANCO INSCRITO

COMO BENEFICIARIO

EN EL CONTRATO DE

FUENTE DE PAGO Y

GARANTÍA CON

NOVIEMBRE

3 DE 2011

HELM BANK

CONTRATO DE

CUENTA CORRIENTE /

AHORROS PARA

ENCARGOS

FIDUCIARIOS

ADMINISTRADOS

CANTIDAD

MAYO DE

2003

HELM

STOCKBROCKER

CORPBANCA

INVESTMENT TRUST –

8 DE

FEBRERO

2008

CORPBANCA CORPBANCA

COLOMBIA

AUGUST 6,

2013

3.1(k)(H)(i)

CorpBanca Colombia Shareholders Agreement.

129

3.1(k)(l)

CorpBanca Colombia has committed with the SFC to maintain a minimum soundness (solvencia)

level of 11.8% under the agreements for the closing of the acquisition of Helm Bank.

Helm Bank

(A) None

(B) Franchise Agreement, dated as of September 2, 2011, by and between Helm Bank and

Pricesmart Colombia S.A.S

(C)

None.

(D)

None.

(E)

None.

(F)

None.

(G)

Suplier Agreement Termination Date

1. HELM BANK CAYMAN CONTRATO DE

MANDATO 28/02/2014

2. HELM BANK PANAMA CONTRATO DE

MANDATO 28/02/2014

3. HELM STOCKBROCKER

DE BOLSA S.A

CONTRATO DE

MANDATO 28/02/2014

4. HELM FIDUCIARIA S.A CONTRATO DE

MANDATO 28/02/2014

5. HELM CORREDOR CONTRATO DE

MANDATO 28/02/2014

130

Suplier Agreement Termination Date

6. CORPBANCA

COLOMBIA

CONTRATO DE

MANDATO INDEFINIDO

7. CORPBANCA

COLOMBIA

CONTRATO DE

MANDATO INDEFINIDO

Helm Bank issued at April 16 of 2012 a comfort letter to warrant covenants of Helm

Securities Panama with BROWN BROTHERS HARRIMAN & CO as custody.

Lease agreements between Helm Bank and its Subsidiaries

Subsidiary City Purpose of the Contract Execution Date

HELM BANK

CAYMAN

CARTAGENA. A LEASE CONTRACT

FOR TWO OFFICES IN

BOCAGRANDE.

JUNE 1, 2010

BOGOTA ANDINO. A LEASE CONTRACT

FOR TWO OFFICES IN

ANDINO MALL.

AUGUST 1, 2010

CALI - SANTA MONICA. A LEASE CONTRACT

FOR AN OFFICE

LOCATED IN THE

LOCAL 309, 3TH

FLOOR OF SANTA

MONICA.

JULY 25, 2011

BARRANQUILLA -

ALTO PRADO.

A LEASE CONTRACT

FOR AN OFFICE OF

113, 48 METERS

LOCATED IN THE

SECOND FLOOR OF

ALTO PRADO IN

BARRANQUILLA.

OCTOBER 1,

2011

HELM BANK

PANAMA

CARTAGENA. A LEASE CONTRACT

FOR TWO OFFICES IN

BOCAGRANDE.

AUGUST 1, 2010

BOGOTA ANDINO. A LEASE CONTRACT

FOR TWO OFFICES IN

ANDINO MALL.

JUNE 1, 201

131

Subsidiary City Purpose of the Contract Execution Date

CALI - SANTA MONICA. A LEASE CONTRACT

FOR AN OFFICE

LOCATED IN THE

LOCAL 309, 3TH OF

SANTA MONICA.

JULY 25, 2011

BARRANQUILLA -

ALTO PRADO.

A LEASE CONTRACT

FOR AN OFFICE OF

113, 48 METERS

LOCATED IN THE

SECOND FLOOR OF

ALTO PRADO IN

BARRANQUILLA.

OCTOBER 01,

2011

HELM BANK

USA

BOGOTÁ – ANDINO. IRREVOCABLE

COMMERCIAL OFFER

OF THE SALE OF

GOODS AND / OR

LEASE SERVICES IN

THE OFFICE LOCATED

IN THE ANDINO

MALL.

JANUARY 1,

2006

HELM

STOCKBROCKER

BARRANQUILLA- ALTO

PRADO.

A LEASE CONTRACT

OF A PROPERTY

LOCATED IN THE

OFFICE OF ALTO DE

PRADO IN

BARRANQUILLA.

JANUARY 1,

2012

BOGOTA - DG 20TH

FLOOR.

A LEASE CONTRACT

OF AN AREA OF 172

MTS 2 LOCATED IN

THE 20TH

FLOOR OF

THE GENERAL

DIRECTION HELM

BANK BUILDING.

FEBRUARY 1,

2010

BOGOTA - DG 21TH

FLOOR

A LEASE CONTRACT

OF AN AREA OF 172

MTS 2 LOCATED IN

THE 21TH FLOOR OF

THE GENERAL

DIRECTION HELM

BANK BUILDING.

DECEMBER 1,

2011

BUCARAMANGA IRREVOCABLE

COMMERCIAL OFFER

FOR THE SALE OF

GOODS AND / OR

LEASE SERVICES IN

BUCARAMANGA.

JUNE 1, 2010

132

Subsidiary City Purpose of the Contract Execution Date

CARTAGENA IRREVOCABLE

COMMERCIAL OFFER

FOR THE SALE OF

GOODS AND / OR

LEASE SERVICES OF

AN AREA OF 74, 01

MTS 2.

JUNE 1, 2010

MEDELLIN - POBLADO IRREVOCABLE

COMMERCIAL OFFER

FOR THE SALE OF

GOODS AND / OR

LEASE SERVICES OF

THE OFFICE 201

LOCATED IN THE

POBLADO.

NOVEMBER 1,

2009

CALI - SANTA MONICA. IRREVOCABLE

COMMERCIAL OFFER

FOR THE SALE OF

GOODS AND / OR

LEASE SERVICES OF

THE OFFICE LOCATED

IN SANTA MONICA.

MAY 01, 2011

HELM

INSURANCE

BARRANQUILLA -

ALTO PRADO.

A LEASE CONTRACT

OF A PROPERTY

LOCATED IN THE

OFFICE OF ALTO

PRADO IN

BARRANQUILLA.

OCTOBER 1,

2011

BOGOTA- DG 21TH

FLOOR.

A LEASE CONTRACT

OF A PROPERTY

LOCATED IN THE

OFFICE OF DG IN

BOGOTA, 12TH

FLOOR.

MAY 1, 2013

BOGOTA- DG 16TH

FLOOR.

A LEASE CONTRACT

OF AN OFFICE

LOCATED IN THE

15TH FLOOR OF THE

GENERAL DIRECTION

BUILDING.

JUNE 1, 2010

BOGOTA- DG 16TH

FLOOR.

IRREVOCABLE

COMMERCIAL OFFER

FOR THE SALE OF

GOODS AND / OR

LEASE SERVICES OF

AN AREA OF 142 MTS2

LOCATED IN THE 16TH

FLOOR IN THE

SEPTEMBER 29,

2009

133

Subsidiary City Purpose of the Contract Execution Date

GENERAL DIRECTION

BUILDING.

BOGOTA – FLORETA I. IRREVOCABLE

COMMERCIAL OFFER

FOR THE SALE OF

GOODS AND / OR

LEASE SERVICES OF

AN OFFICE LOCATED

IN FLORESTA.

JUNE 1, 2013

HELM TRUST BARRANQUILLA –

ALTO PRADO.

IRREVOCABLE

COMMERCIAL OFFER

FOR THE SALE OF

GOODS AND / OR

LEASE SERVICES OF

THE OFFICE LOCATED

IN ALTO PRADO,

BARRANQUILLA.

OCTOBER 1,

2011

BOGOTA – DG,

PARKING.

IRREVOCABLE

COMMERCIAL OFFER

FOR THE SALE OF

GOODS AND / OR

LEASE SERVICES OF

THE PARKING AREA

LOCATED IN THE

GENERAL DIRECTION

BUILDING.

NOVEMBER 29,

2007

BOGOTA- DG 3TH

FLOOR.

IRREVOCABLE

COMMERCIAL OFFER

FOR THE SALE OF

GOODS AND / OR

LEASE SERVICES OF

THE 3TH FLOOR IN

BUILDING TIKI.

JUNE 13, 2011

134

Subsidiary City Purpose of the Contract Execution Date

BOGOTA DG, 13TH

FLOOR.

IRREVOCABLE

COMMERCIAL OFFER

FOR THE SALE OF

GOODS AND / OR

LEASE SERVICES OF

AN AREA IF 15,40

MTS2 LOCATED IN

THE 13TH

FLOOR OF

THE GENERAL

DIRECTION

BUILDING.

JUNE 1, 2010

BUCARAMANGA. IRREVOCABLE

COMMERCIAL OFFER

FOR THE SALE OF

GOODS AND / OR

LEASE SERVICES OF

THE OFFICE LOCATED

IN BUCARAMANGA.

JUNE 1, 2010

CARTAGENA. IRREVOCABLE

COMMERCIAL OFFER

FOR THE SALE OF

GOODS AND / OR

LEASE SERVICES OF

THE OFFICE LOCATED

IN THE OFFICE OF

HELM TRUST IN

CARTAGENA.

JUNE 1, 2010

MEDELLIN- POBLADO. IRREVOCABLE

COMMERCIAL OFFER

FOR THE SALE OF

GOODS AND / OR

LEASE SERVICES OF

THE OFFICE 201 AND

THE PARKING.

JUNE 1, 2010

BOGOTA FLORESTA I. IRREVOCABLE

COMMERCIAL OFFER

FOR THE SALE OF

GOODS AND / OR

LEASE SERVICES OF

THE OFFICE LOCATED

IN FLORESTA .

JUNE 1,2013

1. Wire use (Uso de red)

135

Subsidiary City Purpose of the Contract Initial Date. Expiration

date

HELM TRUST BOGOTÁ

PROVISION OF

SERVICES

AGREEMENT FOR

WIRE USE.

DECEMBER 2,

1991

DECEMBER

1, 2013

HELM

STOCKBROC

KER

BOGOTÁ

PROVISION OF

SERVICES

AGREEMENT FOR

WIRE USE.

NOVEMBER

29, 1993 INDEFINITE

2. Lease by Helm Trust

Subsidiary City Purpose of the Contract Initial Date. Expiration date

HELM

TRUST. BOGOTÁ

IRREVOCABLE

COMMERCIAL OFFER FOR

THE SALE OF GOODS AND

/ OR LEASE SERVICES OF

THE OFFICE LOCATED IN

THE 3TH FLOOR OF

ANDINO MALL.

MARCH 1, 2006 FEBRUARY 28,

2014

3. Mandate Contracts to perform services.

Proveedor Objeto del Contrato Vencimiento de la

prorroga

HELM BANK CAYMAN CONTRATO DE MANDATO 28/02/2014

HELM BANK PANAMA CONTRATO DE MANDATO 28/02/2014

HELM STOCKBROKER CONTRATO DE MANDATO 28/02/2014

HELM TRUST CONTRATO DE MANDATO 28/02/2014

136

HELM STOCKBROKER CONTRATO DE MANDATO 28/02/2014

CORPBANCA COLOMBIA CONTRATO DE MANDATO INDEFINIDO

CORPBANCA COLOMBIA CONTRATO DE MANDATO INDEFINIDO

4. Credit Operation between Helm affiliates

ENTIT

Y

PROD

UCT

NAME OF

CLIENT

INITIAL

AMOUNT

(COP$)

PRINCIPAL

OUTSTANDI

NG(COP$)

INITIAL

DATE

MATURI

TY DATE

EXPIR

ATION

DATE

HELM

BANK

LEASI

NG.

HELM

TRUST

10/12/201

0

01/12/2015 05/09/2

014

HELM

BANK

CRED

IT

CARD

HELM

BANK

CAYMAN

17/10/200

0

HELM

BANK

FORE

IGN

CURR

ENCY

GUAR

ANTE

ES

HELM

BANK

PANAMA

27/02/201

3

27/12/2014 05/09/2

014

HELM

BANK

FORE

IGN

CURR

ENCY

GUAR

ANTE

ES

HELM

BANK

PANAMA.

0 27/02/201

3

27/06/2016

HELM

BANK

FORE

IGN

CURR

ENCY

GUAR

ANTE

ES

HELM

BANK

PANAMA.

0 09/10/201

3

31/01/2017

HELM

BANK

FORE

IGN

CURR

ENCY

GUAR

ANTE

ES

HELM

BANK

PANAMA.

0 25/07/201

3

26/08/2014

138

CURR

ENCY

GUAR

ANTE

ES

PANAMA

HELM

BANK

FORE

IGN

CURR

ENCY

GUAR

ANTE

ES

HELM

BANK

PANAMA

0 24/09/201

3

31/01/2017

HELM

BANK

IMPO

RT

CRED

IT

LETT

ER

UNUS

ED

HELM

BANK

0 26/11/201

3

11/02/2014

HELM

BANK

STAN

D BY

CRED

IT

LETT

ER

ISSUE

D.

HELM

BANK .

0 05/04/201

3

05/05/2014

HELM

BANK

LEASI

NG

HELM

STOCKBR

OKER

12/12/201

1

12/12/2014 05/09/2

014

HELM

BANK

LEASI

NG

HELM

STOCKBR

OKER

04/02/200

9

04/02/2014

HELM

BANK

CRED

IT

CARD

HELM

STOCKBR

OCKER

10/11/199

9

HELM

BANK

CRED

IT

CARD

HELM

INSURAN

CE

13/10/201

1

05/09/2

014

HELM

BANK

CRED

IT

CARD

HELM

INSURAN

CE

19/05/200

4

HELM

BANK

CRED

IT

CARD

HELM

INSURAN

CE

13/10/201

1

HELM

BANK

CRED

IT

CARD

HELM

INSURAN

CE

13/10/201

1

HELM CRED HELM 02/03/200

140

A

HELM

BANK

CRED

IT

CARD

CORPBAN

CA

COLOMBI

A

10/11/199

9

HELM

BANK

CRED

IT

CARD

CORPBAN

CA

COLOMBI

A

24/12/199

9

HELM

BANK

HELM

TREA

SURY

CORPBAN

CA

COLOMBI

A

HELM

BANK

SWAP

S

CORPBAN

CA

COLOMBI

A

Helm Stockbrocker

1. Helm Stockbrocker issued a guarantee to secure covenants of Helm Securities Panama at

April 24, 2012, for a limit ammunt and maturity.

2. Jointly Helm Stockbrocker and Helm Bank have issued comfort letters in favor of the

following counterpaties of the stockebroker bussiness:

Execution date Couterparty:

141

Execution date Couterparty:

Helm Insurance

Currently Helm Isurance serves insurance brokerage services to Helm Bank, Helm Turst,

Helm Stockbrocker, Helm Bank Panama, Helm Securities Panama.

142

Derivative Transactions

CorpBanca

None.

CorpBanca Colombia

Defaulting Party NIT (Tax identification

Number) Number of Title

143

Defaulting Party NIT (Tax identification

Number) Number of Title

Counterparties in an insolvency proceeding (Ley 1116 del 2006) and in default

Defaulting Party NIT (Tax Identification

Number) Number of Title

145

SECTION 3.1(l)

[THIS PAGE HAS BEEN INTENTIONALLY LEFT BLANK – DISCLOSURE INCLUDED

FROM THE NEXT PAGE ONWARDS]

[

146

CorpBanca

No. Parties Court: Rol - RUC - RIT Matter

1

-

CORPBANCA

14th Civil Court of

Santiago C-1818-2001 Action for recovery of damages

2

CORPBANCA

11th Civil Court of

Santiago C-3605-2003 Compensation for damages

3

-

CORPBANCA

3rd Civil Court of

Santiago C-6662-05 Refund of payment of undue amount

4

CORPBANCA

3rd Civil Court of

Talca C- 493-2006

Complaint brought for unenforceability, nullity, replevin,

and fulfillment of reciprocal obligations regarding the real

property identified as Lot 196-A of Block 1 of the

subdivisions of the Industrial Park, in the Commune of

Talca

147

No. Parties Court: Rol - RUC - RIT Matter

5

-

CORPBANCA

8th. Civil Court of

Santiago C-10878-2007

Action for repossession (replevin) of the real property

located at Bernardino Corral 208, in the City of

Concepción

6

CORPBANCA

19th Civil Court of

Santiago C-23976-2007 Action for the recovery of damages for contractual liability

7

-

CORPBANCA

2nd Civil Court of

Concepción C-7196-2008

Ordinary proceedings for nullity of a mutuum (loan for

consumption) agreement secured by real estate mortgage

8

-

CORPBANCA

15th. Civil Court

of Santiago C-29857-2008

Complaint for nullity under public law, replevin and

recovery of damages brought in ordinary proceedings

148

No. Parties Court: Rol - RUC - RIT Matter

9

-

CORPBANCA

5th. Civil Court of

Valparaíso C-4775-2008

Complaint for the recovery of damages brought in ordinary

proceedings

10

- CORPBANCA

18th Civil Court of

Santiago C- -12777-2009

Complaint for the recovery of damages brought in

summary proceedings for the sum of $900,000,000 as a

consequence of the decease of an individual in a car

collision on 10 June 2008 in Route Q 180 at the junction

with Chequen, in the commune of Los Ángeles

11

-

CORPBANCA

15th. Civil Court

of Santiago C-23291-2009 Action for the recovery of damages and nullity

149

No. Parties Court: Rol - RUC - RIT Matter

12

-

CORPBANCA

18th Civil Court of

Santiago C-20358-2009 Complaint for the recovery of damages

13

-

CORPBANCA

5th. Civil Court of

Mendoza,

Argentina

121809-2008 Complaint for termination of agreement and recovery of

damages.

14

-

CORPBANCA

12th. Civil Court

of Santiago C-18221-2009

Complaint for recovery of damages brought in ordinary

proceedings

150

No. Parties Court: Rol - RUC - RIT Matter

15

CORPBANCA

Civil Court of

Tomé C-5037-2009

Complaint for the recovery of damages brought in ordinary

proceedings against the company Sociedad de Transportes

Terrestres EME Bus Ltda and against CorpBanca, for

damages caused by an accident on 20 May 2007.

16

- CORPBANCA

Civil Court of

Yungay C-35580-2010

Complaint for the creation of a right of way with regard to

the BRP identified as Lot 1, located at Anibal Pinto 70,

Yungay.

151

No. Parties Court: Rol - RUC - RIT Matter

17

CORPBANCA

10th. Civil Court

of Santiago C-9174-2010 Prejudicial measure to produce documents.

18

CORPBANCA

7th. Civil Court of

Santiago C-22480-2010 Compensation for damages

19

- CORPBANCA

12th. Civil Court

of Santiago C-27719-2010 Compensation for damages caused by traffic accident

20

12th. Civil Court

of Santiago C-27772-2010 Compensation for damages caused by traffic accident

152

No. Parties Court: Rol - RUC - RIT Matter

-

CORPBANCA

21

-

CORPBANCA

7th. Civil Court of

Santiago C-7761-2009 Compensation for damages caused by traffic accident

22

CORPBANCA

34th. Criminal

Court of Santiago

95285 Plenario

(Full Trial)

Compensation for damages Traffic accident caused on 29

April 2004

23

-

CORPBANCA

2th. Civil Court of

Santiago C-52991-2013 Compensation for damages caused by traffic accident

24

-

CORPBANCA

11th. Civil Court

of Santiago C-8115-2008 Compensation for damages caused by traffic accident

25

-

2th. Civil Court of

Rancagua C-13135-2009

joined to Rol 11710-Compensation for damages caused by traffic accident

153

No. Parties Court: Rol - RUC - RIT Matter

CORPBANCA 2008.

26

-

CORPBANCA

3rd Civil Court of

Temuco C-9045-2010 Compensation for damages caused by traffic accident

27

CORPBANCA

21st. Civil Court

of Santiago C-23224-2009 Compensation for damages caused by traffic accident

28

CORPBANCA

4th. Civil Court of

Talca C-1294-2011 Action for the recovery of damages

29

-

CORPBANCA

5th. Civil Court of

Talca C-5118-2011 Action brought for the recovery of damages

30

- CORPBANCA

28th Civil Court of

Santiago / 1st.

Civil Court of

Santiago.

C-18952-2008 / C-

25079-2009.

A motion for rendering of accounts is filed in summary

proceedings.

154

No. Parties Court: Rol - RUC - RIT Matter

31

-

CORPBANCA

Court of First

Instance of Illapel C-87439-2010

Complaint brought for unenforceability by prescription of

credit N° 28469985 - 28469993

32

-

CORPBANCA

4th. Civil Court of

Santiago C-17605-2011

Complaint for the recovery of damages brought in ordinary

proceedings

33

-

CORPBANCA

1st Civil Court of

Santiago C-14408-2011

Complaint for the recovery of damages brought in ordinary

proceedings

34

-

CORPBANCA

16th. Civil Court

of Santiago C-20523-2011

Complaint for the recovery of damages brought in ordinary

proceedings

35

-

CORPBANCA

14th. Civil Court

of Santiago C-18481-2011

Complaint for termination of agreement and recovery of

damages brought in ordinary proceedings

155

No. Parties Court: Rol - RUC - RIT Matter

36

-

CORPBANCA

14th Civil Court of

Santiago C-26361-2011

Complaint for the recovery of damages brought in ordinary

proceedings

37

- CORPBANCA

3rd Civil Court of

Temuco C-677-2011 Action of Quanti Minori and price refund

38

-

CORPBANCA

9th. Civil Court of

Santiago C-27224-2011 Statute of Limitations

39

-

CORPBANCA

1st. Civil Court of

Valdivia C-2768-2011

Complaint for termination of agreements and recovery of

damages brought in ordinary proceedings

40

-

CORPBANCA

2nd. Civil Court of

Rancagua C-422-2012

Complaint requesting the absolute nullity of award at

auction brought in ordinary proceedings

41

CORPBANCA

27th Civil Court of

Santiago V-40 Voluntary payment by consignment

156

No. Parties Court: Rol - RUC - RIT Matter

42

-

CORPBANCA

10th. Civil Court

of Santiago C-29010-2011

Action for termination of agreement and collection of

unpaid rents

43

- CORPBANCA

3rd. Civil Court of

Santiago C-5735-2012

Action for collection of moneys brought in summary

proceedings.

44

-

CORPBANCA

1st Civil Court of

Santa Cruz C-1037-2011 Action for dispossession / eviction

45

-

CORPBANCA

2th. Civil Court of

Valllenar C-426-2012 Action for nullity and replevin

46

-

CORPBANCA

27th Civil Court of

Santiago C-9966-2012 Complaint brought for boasting in summary proceedings

158

No. Parties Court: Rol - RUC - RIT Matter

50

-

CORPBANCA

1st Civil Court of

Antofagasta C-6305-2011 The enforcement action has been barred by limitation.

51 -

CORPBANCA

1st. Civil Court of

la Serena V-108-2012 Consignment by Expropriation

52

-

CORPBANCA

8th. Civil Court of

Santiago C-50344-2012 Complaint brought for the recovery of damages

53

- CORPBANCA

10th. Civil Court

of Santiago C-25756-2012 Complaint brought for the recovery of damages

54

CORPBANCA

6th. Civil Court of

Santiago C-12783-2011 Nullity of purchase and sale agreement

55

CORPBANCA

1st Civil Court of

Antofagasta C-5431-2012 Statute of Limitations

56

CORPBANCA

2th. Civil Court of

Calama C-461-2013 Statute of Limitations

159

No. Parties Court: Rol - RUC - RIT Matter

57

CORPBANCA

21st. Civil Court

of Santiago C-4410-2013

Nullity. Complaint seeking to declare the nullity of the

issuance of the promissory note

58

CORPBANCA

8th. Division of

the Court of

Appeals

C-40396-2012 Protection Remedy.

59

CORPBANCA

26th. Civil Court

of Santiago C-4420-2013 Complaint brought for the recovery of damages

60

CORPBANCA

3rd. Civil Court of

Santiago C-4410-2013

Complaint requesting the nullity of the promissory note

brought in ordinary proceedings

61

CORPBANCA

27th Civil Court of

Santiago C-27677-2012 Precautionary Prejudicial measure to produce documents.

62

CORPBANCA

15th. Civil Court

of Santiago C-22277-2012 Statute of Limitations

160

No. Parties Court: Rol - RUC - RIT Matter

63

-

CORPBANCA

22nd. Civil Court

of Santiago C-5932-2013 Complaint for the recovery of damages

64

-

CORPBANCA

2nd. Civil Court of

Quillota C-851-2013

Complaint for termination of agreements and recovery of

damages brought in ordinary proceedings

65

-

CORPBANCA

16th. Civil Court

of Santiago C-1077-2013 Statute of Limitations

66

-

CORPBANCA

16th. Civil Court

of Santiago C-6004-2013 Statute of Limitations

67

CORPBANCA

2nd. Local Police

Court of Temuco 28168.l. Complaint for infringement of Consumer's Law.

161

No. Parties Court: Rol - RUC - RIT Matter

68

2nd. Civil Court of

Talcahuano C-2103-2011 Production of Documents.

69

-

CORPBANCA

2nd. Civil Court of

Temuco C-6484-2012 Extinction of mortgages and prohibitions.

70

-

CORPBANCA

Umpire (Andrés

Echeverría

Bunster)

N.A.: domain of econdell.cl subject to arbitration

71

-

CORPBANCA

3rd. Civil Court of

Concepción C-1934-2013 Compensation for damages

72

(CORPBANCA)

3rd. Civil Court of

Osorno C-34361-2013

Ordinary proceedings for nullity of a mutuum (loan for

consumption) agreement secured by real estate mortgage

and replevin for a second mortgage with a general guaranty

clause

162

No. Parties Court: Rol - RUC - RIT Matter

73

-

CORPBANCA

16th. Civil Court

of Santiago C-7721-2013 Compensation for damages

74

CORPBANCA

Santiago Stock

Exchange C-67841-2013 Protection Resource.

75

CORPBANCA

2nd. Civil Court of

Temuco C-4607-2013 Preliminary proceedings to produce documents.

76

(CORPBANCA)

1st Civil Court of

Osorno C-534-2013

Ordinary proceedings for nullity of a mutuum (loan for

consumption) agreement secured by real estate mortgage

and action for dispossession

163

No. Parties Court: Rol - RUC - RIT Matter

77

CORPBANCA

18th Civil Court of

Santiago C- 5686-2013 Complaint brought for boasting in summary proceedings

78

CORPBANCA

15th. Civil Court

of Santiago C-5886-2013 Precautionary Prejudicial measure to produce documents.

79

CORPBANCA

14th Civil Court of

Santiago C-20368-2012 Precautionary Prejudicial measure to produce documents.

80

-

CORPBANCA

18th Civil Court of

Santiago C-36480-2013 Statute of Limitations

164

No. Parties Court: Rol - RUC - RIT Matter

81

CORPBANCA

1st. Civil Court of

Linares C-2074-2013 Statute of Limitations

82

CORPBANCA

1st. Civil Court of

Rancagua C-12920-2013 Statute of Limitations

83

-

CORPBANCA

27th Civil Court of

Santiago C-7921-2013

Complaint for the recovery of a minor sum of money

(collection of pesos)

84

-

CORPBANCA

2nd. Local Police

Court of Iquique 11.375-E

Criminal complaint brought for infringement of Consumer

Protection Law No. 19.496 and recovery of damages

165

No. Parties Court: Rol - RUC - RIT Matter

85

-

CORPBANCA

1) Local Police

Court of San

Fernando

2) Local Police

Court of Llay

Llay

3) Local Police

Court of Zapallar

4) Local Police

Court of Peñaflor

5) 1° Local Police

Court of Ñuñoa

6) 2° Local Police

Court of San

Antonio

7) 1° Local Police

Court of

Rancagua

8) 1° Local Police

Court of Linares

9) 1° Local Police

Court of Santiago

10) 3° Local

Police Court of

Maipú

11) Local Police

Court of Santa

1) 46-09-SG

2) Part N° 19006

(04/03/2010)

3) Part N° 19007

(04/03/2010)

4) 46.588-FF /2010

5) 24218-2011

6) 5716-11/EV

7) 94.413-2010 JPL

Rancagua

8) 28908

9) 24864-2012

10) 9332 - 2012

11) 62257-2012

12) 3183-2013 JPL

Penco.

13) Part N° 332 (18

November 2013)

Complaint brought for infringement of section 5,

subsection 3 of Supreme Decree No. 1122 enacted 19

October 1998 of the Ministry of Domestic Affairs, the

installation of 4 ATMs.

166

No. Parties Court: Rol - RUC - RIT Matter

Cruz

12) Local Police

Court of Penco

13) Local Police

Court of Estación

Central

167

No. Parties Court: Rol - RUC - RIT Matter

86

-

CORPBANCA

1st. Local Police

Court of Calera 655-2009

Complaint brought for infringement of Consumer

Protection Law No. 19.496, and compensation for damages

87

CORPBANCA

1st. Local Police

Court of Santiago 37160-1-2010/LM

Complaint for infringement of Consumer Law and

Personal Data Protection Law, without filing a civil

complaint

88

CORPBANCA

1st. Local Police

Court of Santiago

371604844-

2011/LM

Complaint brought for infringement of Consumer

Protection Law No. 19.496, and compensation for damages

168

No. Parties Court: Rol - RUC - RIT Matter

89

CORPBANCA

1st. Local Police

Court of Chillan 5970-2011

Complaint brought for infringement of Consumer

Protection Law No. 19.496, and compensation for damages

90

CORPBANCA

1st. Local Police

Court of Vitacura 276592-1-2011/LM

Complaint brought for infringement of Consumer

Protection Law No. 19.496, and compensation for damages

91

-

CORPBANCA

1st. Local Police

Court of La Calera 3434-2011

Complaint brought for infringement of Consumer

Protection Law No. 19.496, and compensation for damages

169

No. Parties Court: Rol - RUC - RIT Matter

92

CORPBANCA

3rd. Local Police

Court of Santiago 20045-2011

Complaint brought for infringement of Consumer

Protection Law No. 19.496, and compensation for damages

93

CORPBANCA

28° Civil Court of

Santiago 9127-2013 Claim of damages for informating an unexistant debt.

94

CORPBANCA

Local Police Court

of Conchali 3268-2012

Complaint brought for infringement of Consumer

Protection Law No. 19.496, and compensation for damages

170

No. Parties Court: Rol - RUC - RIT Matter

95

CORPBANCA

2nd. Local Police

Court of

Coquimbo

3385-2012 Complaint brought for infringement of Consumer

Protection Law No. 19.496, and compensation for damages

96

CORPBANCA

1st. Local Police

Court of Los

Angeles

3272-2012 Complaint brought for infringement of Consumer

Protection Law No. 19.496, and compensation for damages

97

CORPBANCA

2nd. Local Police

Court of Maipú 484-2012

Complaint brought for infringement of Consumer

Protection Law No. 19.496, and compensation for damages

98

CORPBANCA

2nd. Local Police

Court of Viña del

Mar

7043-2012 Complaint brought for infringement of Consumer

Protection Law No. 19.496, and compensation for damages

171

No. Parties Court: Rol - RUC - RIT Matter

99

-

CORPBANCA

2nd. Local Police

Court of Viña del

Mar

7293-2012 Complaint brought for infringement of Consumer

Protection Law No. 19.496, and compensation for damages

100

-

CORPBANCA

4th. Civil Court of

Santiago C-14980-2012 Statute of Limitations

101

2nd. Local Police

Court of Puerto

Montt

8073-2012 Complaint brought for infringement of Consumer

Protection Law No. 19.496, and compensation for damages

102

CORPBANCA

1st. Local Police

Court of Puerto

Montt

7054-2012 Complaint brought for infringement of Consumer

Protection Law No. 19.496, and compensation for damages

103

CORPBANCA

2nd. Local Police

Court of Puente

Alto

8073-2012 Complaint brought for infringement of Consumer

Protection Law No. 19.496.

173

No. Parties Court: Rol - RUC - RIT Matter

109

CORPBANCA

1st. Local Police

Court of Viña del

Mar

000202-2013 Forgery of Signature

110

CORPBANCA

1st. Local Police

Court of San

Miguel

1138-2012 Complaint brought for infringement of Consumer

Protection Law No. 19.496.

111

-

CORPBANCA

1st. Local Police

Court of Macul 355-2013

Complaint brought for infringement of Consumer

Protection Law No. 19.496, and compensation for damages

112

-

CORPBANCA

3rd. Local Police

Court of Macul 24548-2011

Complaint brought for infringement of Consumer

Protection Law No. 19.496.

174

No. Parties Court: Rol - RUC - RIT Matter

113

CORPBANCA

2nd. Local Police

Court of Las

Condes

1556-5-2013/LM Complaint brought for infringement of Consumer

Protection Law No. 19.496, and compensation for damages

114

-

CORPBANCA

1st. Local Police

Court of Vitacura 395291-11

Complaint brought for infringement of Consumer

Protection Law No. 19.496, and compensation for damages

115

CORPBANCA

2nd. Local Police

Court of Rancagua 127.859-2013

Complaint brought for infringement of Consumer

Protection Law No. 19.496, and compensation for damages

116

CORPBANCA

2nd. Local Police

Court of

Talcahuano

2110-2013-

2011/LM

Complaint brought for infringement of Consumer

Protection Law No. 19.496.

175

No. Parties Court: Rol - RUC - RIT Matter

117

-

CORPBANCA

2nd. Local Police

Court of Temuco 30629-2013

Complaint brought for infringement of Consumer

Protection Law No. 19.496, and compensation for damages

118

CORPBANCA

1st. Local Police

Court of Santiago 890-2013-2011/LM

Complaint brought for infringement of Consumer

Protection Law No. 19.496, and compensation for damages

119

CORPBANCA

2nd. Local Police

Court of Iquique 14790-E-2013 Infringement of the private guards' law

120

CORPBANCA

3rd. Local Police

Court of Temuco 96624-E-2013 Infringement of the private guards' law

121

CORPBANCA

Local Police Court

of Frutillar 96624-E-2013

Complaint against CorpBanca for maintaining property

with building located in an urban area in abandonment

conditions

176

No. Parties Court: Rol - RUC - RIT Matter

122

-

CORPBANCA

Local Police Court

of Huasco 30857-2013

Complaint brought for infringement of Consumer

Protection Law No. 19.496, and compensation for damages

123

-

CORPBANCA

1st. Local Police

Court of Santiago

15942-2013-

2011/LM

Complaint brought for infringement of Consumer

Protection Law No. 19.496, and compensation for damages

124

-

CORPBANCA

2nd. Local Police

Court of La Serena 7957-2012

Complaint brought for infringement of Consumer

Protection Law No. 19.496, and compensation for damages

125

CORPBANCA

1st. Local Police

Court of Rancagua 451364-2013

Complaint brought for infringement of Consumer

Protection Law No. 19.496, and compensation for damages

178

No. Parties Court: Rol - RUC - RIT Matter

130

-

CORPBANCA

1st. Local Police

Court of Ovalle 10805-2013

Complaint brought for infringement of Consumer

Protection Law No. 19.496, and compensation for damages

131

-

CORPBANCA

1st. Local Police

Court of Puente

Alto

492835-8-2013/LM Complaint brought for infringement of Consumer

Protection Law No. 19.496.

Labor Litigation proceedings

No. Parties Court Rol - RUC RIT Matter

1 CORPBANCA

6º Labor Court of Santiago 104-07 Fine Claim

2

CORPBANCA Labor Court of Temuco 82-2009

Unfair dismissal, nullity of

dismissal

179

No. Parties Court Rol - RUC RIT Matter

3

-

CORPBANCA

3° Court of Los Angeles 16.871 Unfair dismissal

4

CORPBANCA 8° Labor Court of Santiago 618-2008 Dismissal and charge of benefits

5

-

CORPBANCA

Collection Court of Santiago J-2586-2011 Executive procedure

180

No. Parties Court Rol - RUC RIT Matter

6

- CORPBANCA Labor Court of Rancagua 95.234 Dismissal and charge of benefits

7

CORPBANCA

1° Civil Court of Temuco 785-2009 Charge of benefits EST

8

CORPBANCA-

N/A N/A Fine claims

9

CORPBANCA Juzgado Cobranza Santiago A-30655-2006

Executive procedure for the claim

of previsional cotizations

181

No. Parties Court Rol - RUC RIT Matter

10

CORPBANCA-

Labor Court of San Fernado I-8-2013 Claim of administrative fine

11

Y

CORPBANCA

2° Labor Court of

Concepción 1582-2008

Unjustified dismissal and charge of

benefits

182

No. Parties Court Rol - RUC RIT Matter

12

CORPBANCA

Labor Court of Iquique O-180-2013 Injustified dismissal, nullity and

charge of benefits

13 CORPBANCA- S

Labor Court of San Miguel O-507-2013 Maternal Inmmunity deprivation

14 CORPBANCA 2° Labor Court of San

Fernando M-57-2013

Monitory, reintegrate worker with

maternal inmmunity and charge of

benefits

183

No. Parties Court Rol - RUC RIT Matter

15

CORPBANCA 1° Labor Court of Quillota O-27-2013

Injustified dismissal and damages

indemnization

16 -

CORPBANCA Labor Court of Puerto Montt O-247-2013

Injustified dismissal, and charge of

benefits

17

CORPBANCA-

Reconsideration of administrative

fine

184

Labor fines and administrative proceedings

No. Matter Plaintiff Defendant Court

1 Fee imposed for not having a registry of attendance

control of two collaborators CorpBanca

Labor Inspection

6th Jury of Labor of

Santiago

2 Unjustified dismiss, nullity of the dismiss and charge of

benefits

CorpBanca

Jury of Labor of

Temuco

3

Worker made turns from the saving account of a client

without the clients authorization and without following

the procedure

CorpBanca

Third Jury of Letras of

Los Ángeles

4 Dismissal and charge of benefits

CorpBanca

8th Jury of Labor of

Santiago

5 Executive charge

CorpBanca

Jury of Labor

Collection of Santiago

6 Unjustified dismissal and charge benefits

CorpBanca

Jury of Labor of

Rancagua

7 Charge of benefits EST

People

Enterprise EST Ltda.

(Subsidiary CorpBanca)

1st Civil Jury of

Temuco

8

Complaint of Fees N° 8034/09/1-1 y N° 8034/09/1-2,

which impose to CorpBanca two fees for 60 and 210

U.T.M

CorpBanca

Puerto Montt Labor

Inspection

Provincial Labor

Inspection of Puerto

Montt

185

No. Matter Plaintiff Defendant Court

9

Executive charge of previsional cotizations

CorpBanca

Jury of Labor

Collection of Santiago

10 Complaint of an administrative fee

CorpBanca

Provitional inspection of

Labor

Colchagua (San

Fernando)

Jury of Labor of San

Fernando

11

Nullity of the dismiss and charge of benefits

Society Avantte

Servicios Transitorios

(solidaria CorpBanca)

2nd Jury of Labor of

Concepción.

12 Unjustified dismiss, nullity of the dismiss and charge of

benefits

Manantiales Ltda

(sunsidiaria Rendic SA y

CorpBanca)

Jury of Labor of

Iquique

13 Monitory, reinstatement of worker subject of maternity

charter and charge of benefits

CorpBanca

2nd Jury of Labor of

San Fernando

14 Unjustified dismiss and indemnification of damages

(moral damages) CorpBanca

1st Jury of f Labor of

Quillota

15 Unjustified dismiss and charge of labor benefits

CorpBanca

Jury of Labor of Puerto

Montt

186

Leasing litigation proceedings

N° Parties Court Rol - RUC - RIT Matter

1

CORPBANCA 6º Civil Court Santiago 52991-09

Car accident with 2 deaths and 3

injured

2

CORPBANCA 12° Civil Court Santiago 27719-10

Car accident (date: 16 de enero

2007). Vehicle property of

CorpBanca, given in lease to

TRANS CAR S.A.

3

CORPBANCA

18° Civil Court Santiago 12777-2009

Car accident (date: 10/06/2008). 1

death. Truck given in lease to

JORQUERA TRANSPORTES.

4

-

CORPBANCA

20° Court Civil Santiago 16235-11

Car accident (date: 27/10/2009).

Serious injuries. Bus given in lease

to REDBUS URBANO S.A.

187

N° Parties Court Rol - RUC - RIT Matter

5

CORPBANCA

11° Civil Court Santiago 8115-2008

Car accident (date: 24/01/2008). 1

death. Truck given in lease to

ENRIQUE Y RENZO

CAVALIERI Y COMPAÑÍA

LIMITADA

6 -

CORPBANCA 2° Civil Court Concepción 9980-11

Car accident (date: 10/09/2011). 1

death. Truck given in lease to

ALDEBARÁN

CONSTRUCCIONES LIMITADA

7

- CORPBANCA 2° Civil Court Rancagua 11710-2008

Car accident (date: 08/12/2005). 1

injured. Van given in lease to DEL

REAL AUTOS S.A.

188

N° Parties Court Rol - RUC - RIT Matter

8

- CORPBANCA 12° Civil Court Santiago 27772-10

Car accident (date: 16/01/2007). 1

death.

9

-

CORPBANCA

2° Civil Court Concepcion 7517-2008

Car accident (date: 04/08/2005). 2

injured. Truck given in lease to

TRANSPORTES INNOCENTI

10

-

CORPBANCA

26° Civil Court Santiago 4874-2011

Car accident (date: 27/12/2005). 5

injured. Truck given in lease to

TRANSPORTES TRANS

CAVALLIERI LTDA.,

189

N° Parties Court Rol - RUC - RIT Matter

11 -

CORPBANCA 23° Civil Court of Santiago 13.844-09

Car accident (date: 30/11/2006). 1

injured. Bus given in lease to

SERVICIO DE TRANSPORTE DE

PERSONAS SANTIAGO S.A.

12

CORPBANCA 14° Civil Court of Santiago 4.296-11

Car accident (date: 31/03/2007). 1

death and 4 injured. Vehicle given

in lease to SOC FORESTAL

AGRÍCOLA Y TRANSPORTE

LOS CIPRESES LTDA.

13

CORPBANCA 7° Civil Court of Santiago 7761-09

Car accident (date: 13/11/2005). 1

injured. Bus given in lease to STP

SANTIAGO

190

N° Parties Court Rol - RUC - RIT Matter

14

21° Civil Court of Santiago 23224-09

Car accident (date: 08/08/2006). 1

injured. Vehicle given in lease to

TRANSPORTES CANTARES DE

CHILE S.A.

15

CORPBANCA

30° Civil Court of Santiago 4065-09

Car accident (date: 12/11/2008). 1

injured. Vehicle given in lease to

ACUARIOS M&M LTDA

16

CORPBANCA 23° Civil Court of Santiago 29171-12

Car accident (date: 12/08/2004). 1

death. Vehicle given in lease to

COMERCIAL MOLINA Y

MOLINA LIMITADA

191

N° Parties Court Rol - RUC - RIT Matter

17

-

CORPBANCA

27° Civil Court of Santiago 12449-13

Car accident (date: 18/05/2010). 1

death. Vehicle given in lease to

ACUÑA SALINAS, RUBÉN

Subsidiaries’ Proceedings: Administradora General de Fondos S.A. and Corredora de Seguros CorpBanca

N° Parties Court Rol - RUC - RIT Matter

1

-

ADMINISTRADORA GENERAL

DE FONDOS S.A.

12th Civil Court of

Santiago C-17811-2012 Action for the recovery of damages

2

-

ADMINISTRADORA GENERAL

DE FONDOS S.A.

9th Civil Court of

Santiago C-9302-2013

Action for the recovery of damages

and nullity

3

- CORPBANCA/

CORREDORA DE SEGUROS

14th Civil Court of

Santiago C-26.361-2011 Action for the recovery of damages

192

CorpBanca Colombia

Parties Court Rol – RUC

RIT Matter (Type of Process)

1

CORPBANCA COLOMBIA

JUZ. 14 CIVIL DEL CTO

DE B/QUILLA. 205-10.

N/A

ORDINARIO

2

.

CORPBANCA COLOMBIA

JUZ. 37 C.CTO DE

BTÁ.2011-526.

N/A

ORDINARIO

3

CORPBANCA COLOMBIA

JUZ. 1° C.CTO DE

B/QUILLA.131-2012

N/A

ORDINARIO

4

CORPBANCA COLOMBIA

JUZ. 20 CIVIL DEL CTO

DE BOGOTÁ. 275/2009.

N/A

ORDINARIO

5

CORPBANCA COLOMBIA

09/06/2006. JUZ. 1°

CIVIL DEL CTO.

SINCELEJO. 2002-056.

N/A

ORDINARIO

7

CORPBANCA COLOMBIA

08/05/2007. JUZ 35

CIVIL DEL CTO DE

BOGOTÁ. 2007-182.

N/A

ORDINARIO

8

CORPBANCA COLOMBIA

JUZ. 14 CIVIL DEL CTO

DE

MEDELLÍN.2012/488.

N/A

ORDINARIO

193

Parties Court Rol – RUC

RIT Matter (Type of Process)

9

CORPBANCA COLOMBIA

JUZ 8° CCTO DE

B/QUILLA.2012-261.

N/A

ORDINARIO

10

CORPBANCA COLOMBIA

JUZGADO 2° C CTO.

BUCARAMANGA.

1062-1999.

N/A

ORDINARIO

11

CORPBANCA COLOMBIA.

JUZ 20 C.CTO DE BTÁ

2013/166.

N/A

ORDINARIO

12

CORPBANCA COLOMBIA

12/12/2008. JUZ. 1°

CIVIL DEL CTO DE

MEDELLÍN. 2008-557.

N/A

ORDINARIO

13

CORPBANCA COLOMBIA O

JUZ. 9° CIVIL DEL CTO

DE MEDELLÍN. 2009-

477.

N/A

ORDINARIO

14

CORPBANCA COLOMBIA

JUEZ 14 CIVIL CTO DE

B/QUILLA. 143-10.

N/A

ORDINARIO

15

CORPBANCA COLOMBIA

JUZGADO 6° CIVIL

DEL CTO DE

MEDELLÍN. 2011-467

N/A

ORDINARIO

16

CORPBANCA COLOMBIA

25/09/2009. JUZ. 30

CIVIL DEL CTO DE

BOGOTÁ.2009-413.

N/A

ORDINARIO

194

Parties Court Rol – RUC

RIT Matter (Type of Process)

17

CORPBANCA COLOMBIA

JUZ. 1° CTO.

ARMENIA.2013/199

N/A

ORDINARIO

18

CORPBANCA COLOMBIA.

20/09/2000. JUZ 2°

C.CTO DE CALI. 2000-

055

N/A

ORDINARIO

19

CORPBANCA COLOMBIA

JUZ 23 CM. BTÁ. 2013-

0677

N/A

ORDINARIO

20

CORPBANCA COLOMBIA

JUZGADO 23 CIVIL

M/PAL DE

MEDELLÍN.2010-556

N/A

ORDINARIO

21

CORPBANCA COLOMBIA

2006-095. JUZ. 13

C.CTO DE CALI.

N/A

ORDINARIO

22

CORPBANCA COLOMBIA

JUZ. 6° CIVIL DEL CTO

DE IBAGUÉ

N/A ORDINARIO

23

CORPBANCA COLOMBIA

JUZ.9° C.M. DE

CÚCUTA.2013-192.

N/A

ORDINARIO

24

CORPBANCA COLOMBIA

JUZGADO 13

ADMINISTRATIVO DE

MEDELLÍN. 2010-99

N/A

ORDINARIO

197

Parties Court Rol – RUC

RIT Matter (Type of Process)

42

CORPBANCA COLOMBIA.

JUZGADO 15 CIVIL

DEL CTO. 2003-466.

N/A

ORDINARIO

42

CORPBANCA COLOMBIA

SFC

2013-075

N/A ORDINARIO

43

CORPBANCA COLOMBIA

20/08/2003. JUZ 11

CIVIL DEL CTO DE

CALI. 1197-99.

N/A

ORDINARIO

44

CORPBANCA COLOMBIA

01/03/2010 JUZ 5° CIVIL

MPAL DE C/GENA. 912-

2009

N/A

ORDINARIO

45

CORPBANCA COLOMBIA

25/06/1905. JUZ. 58

CIVIL M/PAL DE

BOGOTÁ.

N/A

ORDINARIO

46

CORPBANCA COLOMBIA

JUZ.47 C.MPAL DE

BTÁ. 2011-1174.

N/A ORDINARIO

47

CORPBANCA COLOMBIA

05/02/2007. JUZ. 2°

CIVIL MUNICIPAL DE

B/QUILLA. 009-2007

N/A

ORDINARIO

48

CORPBANCA COLOMBIA

JUZG. 18 C.M DE CALI.

2012-346

N/A

ORDINARIO

198

Parties Court Rol – RUC

RIT Matter (Type of Process)

49

CORPBANCA COLOMBIA

JUZ 70 CIVIL MPAL DE

BTÁ. 2011/775

N/A ORDINARIO

50

CORPBANCA COLOMBIA

13/06/2007. JUZ. 6°

CIVIL M/PAL DE

BOGOTÁ.

N/A

ORDINARIO

51

CORPBANCA COLOMBIA

036-2001. JUZ. 18 CIVIL

MPAL DE B/QUILLA

N/A

ORDINARIO

52

CORPBANCA COLOMBIA

25/11/2008. JUZ. 1°

CIVIL MUNICIPAL DE

MONTERÍA. 911-2008.

N/A

ORDINARIO

53

CORPBANCA COLOMBIA

JUZ. 11 CIVIL MPAL D

CALI. 2010/664.

N/A ORDINARIO

54

CORPBANCA COLOMBIA

JUZ. 73 C.M PILOTO DE

BTÁ. 734-2012.

N/A

ORDINARIO

55

CORPBANCA COLOMBIA

JUZ. 73 C.M. PILOTO

DE ORALIDAD DE

BTÁ. 2012-498.

N/A

ORDINARIO

56

CORPBANCA COLOMBIA

JUZ. 73 C.M PILOTO DE

LA ORALIDAD DE

BTÁ. 2012-328.

N/A

ORDINARIO

199

Parties Court Rol – RUC

RIT Matter (Type of Process)

57

CORPBANCA COLOMBIA

JUZGADO 56 C. MPAL

DE BTÁ. 2010-1877

N/A

ORDINARIO

58

CORPBANCA COLOMBIA

JUZ. 4 CM DE STA

MARTA. 377-2012.

N/A

ORDINARIO

59

CORPBANCA COLOMBIA

20/03/2002.JUZ. 25 C.M.

DE BTÁ.

N/A

ORDINARIO

60

CORPBANCA COLOMBIA.

308-2002. JUZ. 7° CIVIL

M/PAL DE B/QUILLA.

N/A

ORDINARIO

61

CORPBANCA COLOMBIA

JUZ. 6° CIVIL MPAL DE

PASTO. 2010-670.

N/A

ORDINARIO

62

CORPBANCA COLOMBIA

SFC 2013-0315

N/A

ORDINARIO

63

CORPBANCA COLOMBIA

JUZ. 16 CTO DE

BOGOTÁ.2011-786.

N/A

ORDINARIO

200

Parties Court Rol – RUC

RIT Matter (Type of Process)

64

CORPBANCA COLOMBIA

03/03/2007. JUZ 3°

CIVIL DEL CTO DE

ARMENIA.047-2007

N/A

ORDINARIO

65

CORPBANCA COLOMBIA

25/06/1999 JUZGADO

4° CCTO DE

BUCARAMANGA.21551

N/A

ORDINARIO

66

CORPBANCA COLOMBIA

JUZ CIVIL DEL CTO DE

DOSQUEBRADAS. 182-

2009.

N/A

ORDINARIO

67

CORPBANCA COLOMBIA

JUZGADO 1° CIVIL

DEL CTO D CALI.

2008/420.

N/A

ORDINARIO

68

CORPBANCA COLOMBIA

JUZ. 1° C.M. DE STA

MARTA. 060-2012.

N/A ORDINARIO

69

CORPBANCA COLOMBIA

JUZG. 2° CIVIL DEL

CTO DE CALI. 2011-

396.

N/A

ORDINARIO

70

CORPBANCA COLOMBIA S.I.C 13-100690-6.

N/A ORDINARIO

71

CORPBANCA COLOMBIA

[●]

N/A

ORDINARIO

72

CORPBANCA COLOMBIA

. JUZGADO 14

ADMINISTRATIVO DE

DESCONGESTIÓN

N/A

ACCIÓN DE NULIDAD

202

6

17/11/2006. JUZ. 09

CIVIL DEL CTO DE

BOGOTÁ.

N/A ACCIÓN POPULAR

14/12/2004. JUZ 14

CIVIL DEL CTO DE

BOGOTÁ. 2004-112.

N/A ACCIÓN POPULAR

7

15/12/2004. JUZ. 22

CIVIL DEL CTO DE

BOGOTÁ. 2004-098

N/A ACCIÓN POPULAR

8

05/09/2006 JUZ 8°

CIVIL DEL CTO DE

B/QUILLA. 2010-06.

N/A ACCIÓN POPULAR

204

17

2010-121 JUZG 6°

CIVIL DEL CIRCUITO

DE CARTAGENA.

N/A ACCIÓN POPULAR

18

OCTUBRE DE 2010

TRIBUNAL ADM. DEL

TOLIMA

N/A ACCIÓN POPULAR

19

JUZ. 2° CIVIL DEL

CTO DE PEREIRA.

209-2010.

N/A ACCIÓN POPULAR

20 JUZ. 3° CIVIL CTO DE

CALI. 2010/348 N/A ACCIÓN POPULAR

21

JUZGADO 34

ADMINIST. DE CALI.

2008/244

N/A ACCIÓN POPULAR

22 JUZGADO 6° CIVIL

DEL CTO DE IBAGUÉ N/A ACCIÓN POPULAR

CorpBanca Colombia Executive process

Parties Court Rol – RUC

RIT Matter (Type of Process)

1

JUZ. 12 C.CTO. 1991-

15015. N/A EJECUTIVO

2

JUZ 17 C.CTO

.2013/512. N/A EJECUTIVO

205

Threatened Administrative Proceddings CorpBanca Colombia

Parties Court Rol – RUC

RIT Matter (Type of Process)

1

CORPBANCA COLOMBIA .N/A N/A ORDINARY

2

CORPBANCA COLOMBIA

.N/A N/A ORDINARY

3

CORPBANCA COLOMBIA N/A N/A ORDINARY

Threatened Litigation CorpBanca Colombia

Parties Court Rol – RUC

RIT Matter (Type of Process)

1

CORPBANCA COLOMBIA .N/A N/A

ADMINISTRATIVE

INVESTIGATION

2

CORPBANCA COLOMBIA .N/A N/A

ADMINISTRATIVE

INVESTIGATION

206

CorpBanca Investment

Parties Court

Rol – RUC

RIT Matter (Type of Process)

1

CORPBANCA COLOMBIA

JUZGADO 14

ADMINISTRATIVO DE

DESCONGESTION

N/A

ACCIÓN DE NULIDAD

CorpBanca Trust

Parties Court Rol – RUC

RIT Matter (Type of Process)

1

CORPBANCA TRUST

. 05/03/2004. JUZGADO

39 CIVIL DEL CTO.

2003-547

N/A ORDINARIO

207

Threatened Litigation CorpBanca Trust

Parties Court Rol – RUC

RIT Matter (Type of Process)

1

CORPBANCA TRUST .N/A N/A ORDINARY

2

CORPBANCA TRUST .N/A N/A ORDINARY

3

CORPBANCA TRUST .N/A .N/A ORDINARY

4

CORPBANCA TRUST .N/A .N/A ORDINARY

5

CORPBANCA TRUST .N/A .N/A ORDINARY

6

CORPBANCA TRUST N/A N/A ORDINARY

7

CORPBANCA TRUST

N/A N/A ORDINARY

8

CORPBANCA TRUST N/A N/A ORDINARY

9

CORPBANCA TRUST N/A N/A ORDINARY

10

CORPBANCA TRUST N/A N/A ORDINARY

208

Parties Court Rol – RUC

RIT Matter (Type of Process)

11

CORPBANCA TRUST N/A N/A ORDINARY

12

CORPBANCA TRUST

N/A N/A ORDINARY

Helm Bank

Plaintiff

Court

Rol – RUC

RIT Matter (Type of Process)

1

HELM BANK

JUZGADO 19 CIVIL

DEL CIRCUITO DE

BOGOTA

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

CONTRACTUAL

2

HELM BANK

JUZGADO SUPERIOR

OCTAVO DE

VENEZUELA

N/A EJECUTIVO

209

Plaintiff

Court

Rol – RUC

RIT Matter (Type of Process)

3

HELM BANK.

JUZGADO 40 CIVIL

DEL CIRCUITO DE

BOGOTA

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

CONTRACTUAL

4

HELM BANK

JUZGADO 14 CIVIL

DEL CIRCUITO DE

MEDELLIN

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

EXTRACONTRACTUAL

5

HELM BANK

JUZGADO 13 CIVIL

DEL CIRCUITO DE

CALI

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

CONTRACTUAL

6

HELM BANK

JUZGADO 43 CIVIL

DEL CIRCUITO DE

BOGOTA

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

CONTRACTUAL

210

Plaintiff

Court

Rol – RUC

RIT Matter (Type of Process)

7

HELM BANK

JUZGADO 14 CIVIL

DEL CIRCUITO DE

BOGOTA

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

CONTRACTUAL

8

HELM BANK

JUZGADO 23 CIVIL

DEL CIRCUITO DE

BOGOTA

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

CONTRACTUAL

9

HELM BANK

TRIBUNAL

SUPERIOR DE

BOGOTÁ, SALA

CIVIL

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

CONTRACTUAL

10

HELM BANK

JUZGADO 20 CIVIL

DEL CIRCUITO DE

BOGOTA

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

CONTRACTUAL

11

HELM BANK.

JUZGADO 12 CIVIL

MUNICIPAL DE

CARTAGENA

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

CONTRACTUAL

12

HELM BANK

JUZGADO 7 CIVIL

DEL CIRCUITO DE

CALI

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

CONTRACTUAL

212

Plaintiff

Court

Rol – RUC

RIT Matter (Type of Process)

17

HELM BANK

JUZGADO 34

ADMINISTRATIVO

DE BOGOTA

N/A

ACCIONES POPULARES

DERIVADAS DE TEMAS

FINANCIEROS

18

HELM BANK

TRIBUNAL

ADMINISTRATIVO

DE IBAGUE

N/A

ACCIONES POPULARES

DERIVADAS DE TEMAS

FINANCIEROS

19

HELM BANK

JUZGADO 20 CIVIL

DEL CIRCUITO DE

BOGOTA

N/A

ACCIONES POPULARES

RELACIONADAS CON

INMUEBLES

20

HELM BANK

JUZGADO 24 CIVIL

DEL CIRCUITO DE

BOGOTA

N/A

ACCIONES POPULARES

RELACIONADAS CON

INMUEBLES

21

HELM BANK

JUZGADO 19 CIVIL

DEL CIRCUITO DE

BOGOTA

N/A

ACCIONES POPULARES

RELACIONADAS CON

INMUEBLES

213

Plaintiff

Court

Rol – RUC

RIT Matter (Type of Process)

22

HELM BANK

JUZGADO 3 CIVIL

DEL CIRCUITO DE

CARTAGENA

N/A

ACCIONES POPULARES

RELACIONADAS CON

INMUEBLES

23

HELM BANK

JUZGADO SEGUNDO

CIVIL DEL CIRCUITO

DE CARTAGENA

N/A

ACCIONES POPULARES

RELACIONADAS CON

INMUEBLES

24

HELM BANK

JUZGADO 1 CIVIL

DEL CIRCUITO

BUCARAMANGA

N/A

ACCIONES POPULARES

RELACIONADAS CON

INMUEBLES

25

HELM BANK

JUZGADO 3 CIVIL

DEL CIRCUITO DE

BUENA VENTURA

N/A

ACCIONES POPULARES

RELACIONADAS CON

INMUEBLES

214

Plaintiff

Court

Rol – RUC

RIT Matter (Type of Process)

26

HELM BANK

JUZGADO 1 CIVIL

DEL CIRCUITO N/A EJECUTIVO

27

HELM BANK

JUZGADO 9 CIVIL

MUNICIPAL DE

DESCONGESTIÓN DE

BOGOTÁ

N/A EJECUTIVO

28

HELM BANK

SUPERINTENDENCIA

DE SOCIEDADES -

PROCESOS

ESPECIALES

N/A

SUPERINTENDENCIA DE

SOCIEDADES - PROCESOS

ESPECIALES

29

HELM BANK

SUPERINTENDENCIA

DE SOCIEDADES -

PROCESOS

ESPECIALES

N/A

SUPERINTENDENCIA DE

SOCIEDADES - PROCESOS

ESPECIALES

30

HELM BANK SFC N/A SFC

31

HELM BANK

SFC N/A SFC

32

HELM BANK

SUPERINTENDENCIA

DE INDUSTRIA Y

COMERCIO

N/A SUPERINTENDENCIA DE

INDUSTRIA Y COMERCIO

Leasing litigations Helm Bank

215

Plaintiff Court Rol – RUC

RIT Matter (Type of Process)

1

HELM BANK

DESPACHO DE

DESCONGESTION

RISARALDA

N/A CONTENCIOSO

ADMINISTRATIVO

2

HELM BANK

JUZGADO 34

ADMINISTRATIVO

DE BOGOTA

N/A ACCION DE REAPARACION

DIRECTA

3

HELM BANK

JUZGADO 4 PENAL

DEL CIRCUITO DE

CALI

N/A PENAL (INCIDENTE DE

REPARACIÓN INTEGRAL)

4

HELM BANK

JUZGADO 6 CIVIL

MUNICIPAL DE

BUCARAMANGA

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

EXTRACONTRACTUAL

5

HELM BANK

JUZGADO 2 CIVIL

DEL CIRCUITO DE

IBAGUE

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

EXTRACONTRACTUAL

6

HELM BANK

JUZGADO

PROMISCUO DEL

CIRCUITO DE PLATO

MAGDALENA

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

EXTRACONTRACTUAL

216

Plaintiff Court Rol – RUC

RIT Matter (Type of Process)

7

HELM BANK

JUZGADO 6 CIVIL

DEL CIRCUITO DE

BUCARAMANGA

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

EXTRACONTRACTUAL

8

HELM BANK

JUZGADO 5 CIVIL

DEL CIRCUITO DE

SANTA MARTA

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

EXTRACONTRACTUAL

9

HELM BANK

TRIBUNAL

CONTENCISO

ADMINISTRATIVO

DEL VASLLE DEL

CAUCA

N/A CONTENCIOSO

ADMINISTRATIVO

10

HELM BANK

JUZGADO 2 DEL

CIRCUTO LA

DORADA CALDAS

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

EXTRACONTRACTUAL

11

HELM BANK

JUZGADO 6 CIVIL

DEL CIRCUITO DE

BUCARAMANGA

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

EXTRACONTRACTUAL

217

Plaintiff Court Rol – RUC

RIT Matter (Type of Process)

12

HELM BANK

JUZGADO 11 CIVIL

DEL CIRCUITO DE

BOGOTA

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

EXTRACONTRACTUAL

13

HELM BANK

JUZGADO 1 CIVIL

DEL CIRCUITO DE

PASTO

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

EXTRACONTRACTUAL

14

HELM BANK

TRIBUNAL

SUPERIOR DE

MEDELLIN SALA

CIVIL

N/A ORDINARIO DE SIMULACIÓN

15

HELM BANK

JUZGADO 34

ADMINISTRATIVO

DE BOGOTA

N/A ACCIÓN DE REPARACIÓN

DIRECTA

16

HELM BANK

JUZGADO 30 CIVIL

MUNICIPAL BOGOTA N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

EXTRACONTRACTUAL

218

Plaintiff Court Rol – RUC

RIT Matter (Type of Process)

17

HELM BANK

JUZGADO 2 CIVIL

DEL CIRCUITO

GARZON HUILA

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

EXTRACONTRACTUAL

18

HELM BANK

JUZGADO

PROMISCUO DEL

CIRCUITO PUERTO

LOPEZ

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

EXTRACONTRACTUAL

19

HELM BANK

FISCALIA TERCERA

LOCAL DE

BARRANQUILLA

N/A PENAL (INCIDENTE DE

REPARACIÓN INTEGRAL)

20

HELM BANK

JUZGADO CIVIL

MUNICIPAL DE

PUERTO TEJADA

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

EXTRACONTRACTUAL

21

HELM BANK

JUZGADO 12 CIVIL

MUNICIPAL IBAGUE N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

EXTRACONTRACTUAL

HELM BANK

JUZGADO 13 CIVIL

MUNICIPAL BOGOTA N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

EXTRACONTRACTUAL

219

Plaintiff Court Rol – RUC

RIT Matter (Type of Process)

22

HELM BANK

JUZGADO 52 CIVIL

MUNICIPAL BOGOTA N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

EXTRACONTRACTUAL

23

HELM BANK

JUZGADO 19 CIVIL

MUNICIPAL DE

BOGOTÁ

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

EXTRACONTRACTUAL

24

HELM BANK

JUZGADO 20 CIVIL

MUNICIPAL

MEDELLIN

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

EXTRACONTRACTUAL

25

HELM BANK

JUZGADO 2 CIVIL

MUNICIPAL

BUCARAMANGA

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

EXTRACONTRACTUAL

26

HELM BANK

JUZGADO 52 CIVIL

MUNICIPAL DE

BOGOTA

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

EXTRACONTRACTUAL

27

HELM BANK

JUZGADO 31

ADMINISTRATIVO

DE BOGOTA

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

EXTRACONTRACTUAL

220

Plaintiff Court Rol – RUC

RIT Matter (Type of Process)

28

HELM BANK

JUZGADO

PROMISCUO DEL

CIRCUITO CISNERO

ANTIOQUIA

N/A

ORDINARIO DE

RESPONSABILIDAD CIVIL

EXTRACONTRACTUAL

29

HELM BANK

JUZGADO 4 CIVIL

DEL CIRCUITO

MANIZALES

N/A ACCIÓN POPULAR

30

HELM BANK

CORPORACIÓN

AUTONOMA DE

CUNDINAMARCA

CAR

N/A VÍA GUBERNATIVA

31

HELM BANK

JUZGADO 16 CIVIL

DEL CIRCUITO

MEDELLIN

N/A ACCIÓN REIVINDICATORIA

32

HELM BANK

JUZGADO 10 CIVIL

DEL CIRCUITO

BARRANQUILLA

N/A ORDINARIO DE PERTENENCIA

33

HELM BANK

SALA CIVIL

TRIBUNAL DE

IBAGUE

N/A ORDINARIO DE PERTENENCIA

222

Plaintiff Court Rol – RUC

RIT Matter (Type of Process)

40

HELM BANK

JUZGADO 1

ADMINISTRATIVO N/A ACCIÓN POPULAR

41

HELM BANK

JUZGADO 47 CIVIL

MUNICIPAL BOGOTA N/A ORDINARIO

42

HELM BANK

JUZGADO 44

ADMINISTRATIVO

DE BOGOTÁ

N/A ACCIÓN POPULAR

43

HELM BANK

JUZGADO PENAL

DEL CIRCUITO

SOLEDAD

(ATLÁNTICO)

N/A PENAL (INCIDENTE DE

REPARACIÓN INTEGRAL)

44

HELM BANK

JUZGADO

PROMISCUO

MUNICIPAL DE

ULLOA (VALLE)

N/A PENAL (INCIDENTE DE

REPARACIÓN INTEGRAL)

Helm Trust

Parties Court Rol – RUC

RIT Matter (Type of Process)

223

1

HELM TRUST

JUZGADO SEXTO

CIVIL DEL CIRCUITO

DE CALI

N/A PROCESO CIVIL ORDINARIO

2

HELM TRUST.

JUZGADO PRIMERO

CIVIL DEL CIRCUITO

BOGOTÁ

N/A PROCESO CIVIL ORDINARIO

3

HELM TRUST

JUZGADO TRECE

CIVIL DEL CIRCUITO

DE CALI

N/A PROCESO CIVIL ORDINARIO

4

HELM TRUST

TRIBUNAL

ADMINISTRATIVO

DE

CUNDINAMARCA.

SECCIÓN PRIMERA.

N/A ACCIÓN POPULAR

5

HELM TRUST

PRIMERA

INSTANCIA N/A

PROCESO DE

RESPONSABILIDAD FISCAL

6

HELM TRUST

TRIBUNAL

ADMINISTRATIVO

DE CUNDINAMARCA

SECCIÓN TERCERA.

N/A ACCIÓN - PROCESO DE

REPARACIÓN DIRECTA

Helm Stockbrocker

Parties Court Rol – RUC

RIT Matter (Type of Process)

224

1

HELM STOCKBROCKER

CORTE SUPREMA DE

JUSTICIA-SALA DE

CASACIÓN

LABORAL

N/A ORDINARIO LABORAL

Helm Bank Panama

Parties Court Rol – RUC

RIT Matter (Type of Process)

1

11TH JUDICIAL

CIRCUIT MIAMI

FLORIDA

N/A DECLARATIVO

226

SECTION 3.1(n)

CorpBanca

None.

CorpBanca Colombia

None.

227

SECTION 3.1(o)(i)

CorpBanca

None

CorpBanca Colombia

1. CorpBanca Colombia has not been able to register the below trademarks before the Superintendence of Industry

and Commerce because said trademarks are registered by CorpGroup International (today Corp Invesntment Ltda). The assignment of said

trademarks to CorpBanca Colombia is currently underway. Currently there is a valid license agreement pursuant to which CorpBanca

Colombia shall be able to use all of such trademarks. Nothing provided herein shall be construed as a limitation to the agreements set forth

in Section 4.19 of this Agreement.

228

Helm Bank

Helm Bank and Helm Insurance have entered into a trademark license agreement and a Trademark Assignment Agreement with Helm Corporation

for the use of the trademarks currently in use.

229

SECTION 3.1(o)(ii)

Helm Trusts.

On December 24, 2013 Helm Trust was notified of the filing by Industrial Property Services S.A.S., of a request for the cancellation of the

Certificate of Registration No. 244627 corresponding to the mark CREDIVALOR. To date Helm Trust is answering pretension of the the

applicant. This brand identifies a collective investment fund.

230

SECTION 3.1(o)(ii)

231

SECTION 3.1(o)(iii)

Oppositions to trademarks requested by third parties by CorpBanca.

TRADEMARK TIPE

COBERAGE

CLASS

REGION

No.

REQ.PROGRESS

No. REG.

DATE REG

1 BANCAPITALES

FINANCIAL & CAPITAL

GROUP

Denominativa

Services

36 961597

In progress

- -

2 CREDICORP CAPITAL Mixed

Services

36 1031265

In progress

- -

3 CREDICORP CAPITAL Denominativa

Services

35 1031259

In progress

- -

4 CREDICORP CAPITAL Mixed

Services

35 1031251

In progress

- -

232

5 CREDICORP CAPITAL Denominativa

Services

36 1031258

In progress

- -

6 CREDICORP CAPITAL

TRUST

Mixed

Services

36 1031263

In progress

- -

7 CREDICORP CAPITAL

TRUST

Mixed

Services

35 1031237

In progress

- -

8 CREDICORP CAPITAL

TRUST

Denominativa

Services

35 1031243

In progress

- -

9 CREDICORP CAPITAL

TRUST

Denominativa

Services

36 1031235

In progress

- -

10 CREDICORP

SECURITIES

Mixed

Services

36 1031232

In progress

- -

233

11 CREDICORP

SECURITIES

Denominativa

Services

36 1031238

In progress

- -

12 CREDICORP

SECURITIES

Mixed

Services

35 1031248

In progress

- -

13 CREDICORP SECURITIES Denominativa

Services

35 1031245

In progress

- -

14 IC CORP Denominativa

Services

36 986279

In progress

- -

15 PROBANCA Denominativa

Productos

16 1051721

In progress

- -

16 PROBANCA Denominativa

Services

35, 36, 38, 41, 42,

45

1051722

In progress

- -

234

17 SALA CONDELL Mixed

Services

35, 41 957641

In progress - -

235

SECTION 3.1(o)(vi)

1.

TRADEMARK KIND

COVERAGE

CLASS

REGION

No. OF REQ.

DATE

STATUS

REGISTER

NUMBER

A N D

DAT E

EXPIRATION

1 Label 16 691006 741611

07-12-2015

Products 15-06-2005 07-12-2005

GrantedGrante

d

2 Label 36 691007 741612

07-12-2015

Services 15-06-2005 07-12-2005

GrantedGrante

d

3 Label 16 691008 741613

07-12-2015

Products 15-06-2005 07-12-2005

Granted

4 Label 36 691009 741614

07-12-2015

Services 15-06-2005 07-12-2005

Granted

5 Label 16 691010 741615

07-12-2015

Products 15-06-2005 07-12-2005

Granted

6 Label 36 691011 741616

07-12-2015

Servicios 15-06-2005 07-12-2005

Granted

7 Label 9 771107 802684

03-12-2017

Productos 25-04-2007 03-12-2007

Granted

8 Label 16 771108 802685

03-12-2017

Productos 25-04-2007 03-12-2007

Granted

9 Label 35 771109 802686

03-12-2017

Servicios 25-04-2007 03-12-2007

Granted

10 Label 36 771110 802687

03-12-2017

Servicios 25-04-2007 03-12-2007

Granted

11 Label 38 771111 802688

03-12-2017

Servicios 25-04-2007 03-12-2007

Granted

12 Label 39 771112 802689

03-12-2017

Servicios 25-04-2007 03-12-2007

Granted

13 Label 41 771113 802690

03-12-2017

Servicios 25-04-2007 03-12-2007

Granted

14 Label 42 771114 802691

03-12-2017

Servicios 25-04-2007 03-12-2007

Granted

15 Label 9 771115 802692

03-12-2017

Productos 25-04-2007 03-12-2007

Granted

16 Label 16 771116 802693

03-12-2017

Productos 25-04-2007 03-12-2007

Granted

17 Label 35 771117 802694

03-12-2017

Servicios 25-04-2007 03-12-2007

Granted

18 Label 36 771118 796945

20-09-2017

Servicios 25-04-2007 20-09-2007

Granted

19 Label 38 771119 802695

03-12-2017

Servicios 25-04-2007 03-12-2007

Granted

20 Label 39 771120 802696

03-12-2017

Servicios 25-04-2007 03-12-2007

Granted

21 Label 41 771121 802697

03-12-2017

Servicios 25-04-2007 03-12-2007

Granted

22 Label 42 771122 802698

03-12-2017

Servicios 25-04-2007 03-12-2007

Granted

23 Label 36 979462 990170

29-01-2023

Servicios 16-11-2011 29-01-2013

Granted

24 ADELCARD Mixta 35, 36 753139 783676

17-10-2016

Servicios 24-11-2006 17-10-2006

Granted

25 BANCALIDAD Denominativa 16 624929 693647

24-05-2014 Productos 16-10-2003 24-05-2004

Granted

26 BANCALIDAD Denominativa 36 624928 703930

23-09-2014 Servicios 16-10-2003 23-09-2004

Granted

27 BANCALIDAD CORPBANCA Denominativa 16 624927 693646

24-05-2014 Productos 16-10-2003 24-05-2004

Granted

28 BANCALIDAD CORPBANCA Denominativa 36 624926 693645

24-05-2014 Servicios 16-10-2003 24-05-2004

Granted

29 BANCAPITAL Denominativa 36 762760 799058

05-06-2017 Servicios 14-02-2007 05-06-2007

Granted

30 BANCO CONDELL Denominativa 16 734077 773882

05-12-2016 Productos 21-06-2006 05-12-2006

Granted

31 BANCO CONDELL Denominativa 35 734074 773885

05-12-2016 Servicios 21-06-2006 05-12-2006

Granted

32 BANCO CONDELL Denominativa 36 734075 773884

05-12-2016 Servicios 21-06-2006 05-12-2006

Granted

33 BANCO CONDELL Denominativa 38 734076 773883

05-12-2016 Servicios 21-06-2006 05-12-2006

Granted

34 BANCO CONDELL DE CORPBANCA Denominativa 9 898057 895925

01-09-2020 Productos 15-03-2010 01-09-2010

Granted

35 BANCO CONDELL DE CORPBANCA Denominativa 16 898058 897792

22-09-2020 Productos 15-03-2010 22-09-2010

Granted

36 BANCO CONDELL DE CORPBANCA Denominativa 35 898054 897790

22-09-2020 Servicios 15-03-2010 22-09-2010

Granted

37 BANCO CONDELL DE CORPBANCA Denominativa 36 898055 897791

22-09-2020 Servicios 15-03-2010 22-09-2010

Granted

38 BANCO CONDELL DE CORPBANCA Denominativa 38 898056 895923

01-09-2020 Servicios 15-03-2010 01-09-2010

Granted

39 BANCO CONDELL DE CORPBANCA Mixta 9 898062 895933

01-09-2020 Productos 15-03-2010 01-09-2010

Granted

40 BANCO CONDELL DE CORPBANCA Mixta 16 898063 897794

22-09-2020 Productos 15-03-2010 22-09-2010

Granted

41 BANCO CONDELL DE CORPBANCA Mixta 35 898059 897793

22-09-2020 Servicios 15-03-2010 22-09-2010

Granted

42 BANCO CONDELL DE CORPBANCA Mixta 36 898060 895926

01-09-2020 Servicios 15-03-2010 01-09-2010

Granted

43 BANCO CONDELL DE CORPBANCA Mixta 38 898061 895931

01-09-2020 Servicios 15-03-2010 01-09-2010

Granted

44 BANCO CORP Denominativa 36 880882 870863

24-01-2020 Servicios 09-10-2009 24-01-2010

Granted

45 BANCONDELL Denominativa 38 862598 857756

26-11-2019 Servicios 30-04-2009 26-11-2009

Granted

46 BANCONDELL Mixt

36 901398 886789

12-04-2020 Servicios 14-04-2010 12-04-2010

Granted

47 BANCONDELL Mixt

9 901400 886791

12-04-2020 Productos 14-04-2010 12-04-2010

Granted

48 BANCONDELL Mixt

35 901399 886790

12-04-2020 Servicios 14-04-2010 12-04-2010

Granted

49 BANCONDELL Denominativa 35 862597 857755

26-11-2019 Servicios 30-04-2009 26-11-2009

Granted

50 BANCONDELL Denominativa 16 880884 870865

11-01-2020 Productos 09-10-2009 11-01-2010

Granted

51 BANCONDELL Denominativa 36 880894 870875

03-01-2020 Servicios 09-10-2009 03-01-2010

Granted

52 BANCONDELL CONSUMO AL ROJO Frase de 36 628986 697259

09-07-2014 propaganda 21-11-2003 09-07-2004

Servicios Granted

53 BANLINEA BANCONDELL Denominativa 16 705991 761028

27-06-2016 Productos 05-10-2005 27-06-2006

Granted

54 BANLINEA BANCONDELL Denominativa 36 705992 761027

27-06-2016 Servicios 05-10-2005 27-06-2006

Granted

55 BANLINEA BANCONDELL Denominativa 38 705993 761026

27-06-2016 Servicios 05-10-2005 27-06-2006

Granted

56 BANMARKET Denominativa

Servicios

36 762759

14-02-2007

799059

23-06-2007

23-06-2017

Granted

57 CON FINANCIERA CONDELL, YO NI ME Frase de 36 981470 988391

22-01-2023 MOVI DE MI ESCRITORIO propaganda 28-11-2011 22-01-2013

Servicios Granted

58 CONDELL Denominativa

Servicios

38 890351

04-01-2010

883713

27-12-2009

27-12-2019

Granted

59 CONDELL Denominativa

Servicios

35 880888

09-10-2009

870869

03-01-2010

03-01-2020

Granted

60 CONDELL Denominativa

Productos

9 880895

09-10-2009

870876

03-01-2010

03-01-2020

Granted

61 CONDELL Denominativa 36 884862 870896

02-02-2020 Servicios 13-11-2009 02-02-2010

Granted

62 CONDELL Denominativa 16 884864 870898

02-02-2020 Productos 13-11-2009 02-02-2010

Granted

63 CONDELLMATICO Denominativa 36 880891 870872

03-01-2020 Servicios 09-10-2009 03-01-2010

Granted

64 CONDELLMATICO Denominativa 38 880893 870874

03-01-2020 Servicios 09-10-2009 03-01-2010

Granted

65 CONEXION DE CORPBANCA Denominativa 16 655900 770473

25-10-2016 Productos 06-08-2004 25-10-2006

Granted

66 CONEXION DE CORPBANCA Denominativa

Servicios

36 655901

06-08-2004

Granted

715794

24-01-2005

24-01-2015

67 CORFIN Mixta 35 816024 832041

30-03-2018 Servicios 17-04-2008 30-03-2008

Granted

68 CORFIN Mixta 36 816028 832044

30-03-2018 Servicios 17-04-2008 30-03-2008

Granted

69 CORFINSA SU BANCA FAMILIAR Mixta 16 816026 832042

30-03-2018 Productos 17-04-2008 30-03-2008

Granted

70 CORFINSA SU BANCA FAMILIAR Mixta 35 816025 832040

30-03-2018 Servicios 17-04-2008 30-03-2008

Granted

71 CORFINSA SU BANCA FAMILIAR Mixta 36 816027 832043

30-03-2018 Servicios 17-04-2008 30-03-2008

Granted

72 CORP BANCA OPORTUNIDADES Mixta 16 855443 853226

09-02-2019

Productos 19-02-2009 09-02-2009

Granted

73 CORP FONDOS MUTUOS SU Denominativa 36 811167 826160

30-01-2018 INVERSION INTELIGENTE Servicios 12-03-2008 30-01-2008

Granted

74 CORP LINE Denominativa 36 859865 855780

22-10-2019 Servicios 03-04-2009 22-10-2009

Granted

75 CORP MATICOS Denominativa 36 981644 948166

28-11-2021 Servicios 30-11-2011 28-11-2011

Granted

76 CORP MATICOS Denominativa 38 897794 883735

12-04-2020 Servicios 12-03-2010 12-04-2010

Granted

77 CORP SEGUROS Denominativa 38 959362 927642

18-05-2021 Servicios 30-06-2011 18-05-2011

Granted

78 CORPACCIONES Denominativa 36 796785 813135

26-11-2017 Servicios 23-11-2007 26-11-2007

Granted

79 CORPADMINISTRADORA DE

Denominativa 36 789501 809984

26-11-2017 MUTUOS Servicios 24-09-2007 26-11-2007

Granted

80 CORPASESORIA FINANCIERA Denominativa 36 782254 804567

17-10-2017 Servicios 25-07-2007 17-10-2007

Granted

81 CORPASESORIA FINANCIERA Denominativa 38 822778 836744

19-05-2018 Servicios 04-06-2008 19-05-2008

Granted

82 CORPBACK Denominativa 35 1004989 972255

17-07-2022 Servicios 27-04-2012 17-07-2012

Granted

83 CORPBANCA Denominativa 36 753791 783670

06-01-2017 Servicios 30-11-2006 06-01-2007

Granted

84 CORPBANCA Denominativa 16 782252 804565

17-10-2017 Productos 25-07-2007 17-10-2007

Granted

85 CORPBANCA Denominativa 35 767276 796731

27-08-2017 Servicios 22-03-2007 27-08-2007

Granted

86 CORPBANCA Denominativa

Servicios

38 767277

22-03-2007

Granted

796732

27-08-2007

27-08-2017

87 CORPBANCA Mixt

a

Productos

9 790301

28-09-2007

Granted

814616

22-04-2008

22-04-2018

88 CORPBANCA Mixt

16 790300 814615

22-04-2018 Productos 28-09-2007 22-04-2008

Granted

89 CORPBANCA Mixt

35 790299 814614

22-04-2018 Servicios 28-09-2007 22-04-2008

Granted

90 CORPBANCA Mixt

36 790298 821813

11-07-2018 Servicios 28-09-2007 11-07-2008

Granted

91 CORPBANCA Mixt

38 790297 814613

22-04-2018 Servicios 28-09-2007 22-04-2008

Granted

92 CORPBANCA Mixt

39 790296 814612

22-04-2018 Servicios 28-09-2007 22-04-2008

Granted

93 CORPBANCA Mixt

41 790295 814611

22-04-2018 Servicios 28-09-2007 22-04-2008

Granted

94 CORPBANCA Mixt

42 790294 814610

22-04-2018 Servicios 28-09-2007 22-04-2008

Granted

95 CORPBANCA Mixt

43 790293 814609

22-04-2018 Servicios 28-09-2007 22-04-2008

Granted

20

96 CORPBANCA Mixta 44 790292 824503

18-08-2018 Servicios 28-09-2007 18-08-2008

Granted

97 CORPBANCA Mixta 36 979463 988875

24-01-2023

Servicios 16-11-2011 24-01-2013

Granted

98 CORPBANCA A DISTANCIA Denominativa 36 1004805 990306

14-03-2022 Servicios 26-04-2012 14-03-2012

Granted

99 CORPBANCA A DISTANCIA Denominativa 38 897793 883734

12-04-2020 Servicios 12-03-2010 12-04-2010

Granted

100 CORPBANCA AGENCIA DE

VALORES Mixta 36 955895 953068

18-06-2022 Servicios 03-06-2011 18-06-2012

Granted

21

101 CORPBANCA ASESORIAS Mixta 36 955897 953070

18-06-2022 FINANCIERAS Servicios 03-06-2011 18-06-2012

Granted

102 CORPBANCA ASSET

MANAGEMENT Denominativa

Servicios

36 1002404

11-04-2012

En trámite

103 CORPBANCA ASSET

MANAGEMENT Mixta 36 1006973 1061309

05-12-2023 Servicios 11-05-2012 05-12-2013

Granted

104 CORPBANCA BANCA AUTOMOTRIZ Denominativa 36 880886 870867

03-01-2020 Servicios 09-10-2009 03-01-2010

Granted

105 CORPBANCA BANCA COMERCIO Denominativa 36 841608 847126

27-11-2018 EXTERIOR Servicios 20-10-2008 27-11-2008

Granted

22

106 CORPBANCA BANCA

CORPORATIVA Denominativa 36 880887 870868

03-01-2020 Servicios 09-10-2009 03-01-2010

Granted

107 CORPBANCA BANCA EJECUTIVA Denominativa 36 841612 847128

27-11-2018 Servicios 20-10-2008 27-11-2008

Granted

108 CORPBANCA BANCA EMPRESA Denominativa 36 841611 847129

27-11-2018 Servicios 20-10-2008 27-11-2008

Granted

109 CORPBANCA BANCA HIPOTECARIA Denominativa 36 841610 847131

27-11-2018 Servicios 20-10-2008 27-11-2008

Granted

110 CORPBANCA BANCA INVERSION Y Denominativa 36 841609 847127

27-11-2018 AHORRO Servicios 20-10-2008 27-11-2008

Granted

23

111 CORPBANCA BANCA JOVEN Denominativa 36 880880 870861

27-01-2020 Servicios 09-10-2009 27-01-2010

Granted

112 CORPBANCA BANCA MAYORISTA Mixta 36 955896 953069

18-06-2022 Servicios 03-06-2011 18-06-2012

Granted

113 CORPBANCA BANCA SENIOR Denominativa 36 880885 870866

14-01-2020 Servicios 09-10-2009 14-01-2010

Granted

114 CORPBANCA BANCA V.I.P. Denominativa 36 862600 857758

17-11-2019 Servicios 30-04-2009 17-11-2009

Granted

115 CORPBANCA BOARDING PASS Denominativa 36 907412 902167

09-11-2020 Servicios 31-05-2010 09-11-2010

Granted

24

116 CORPBANCA CAPITAL Denominativa 16 762299 796611

12-09-2017 Productos 09-02-2007 12-09-2007

Granted

117 CORPBANCA CAPITAL Denominativa 35 762300 796612

12-09-2017 Servicios 09-02-2007 12-09-2007

Granted

118 CORPBANCA CAPITAL Denominativa 36 762301 796613

12-09-2017 Servicios 09-02-2007 12-09-2007

Granted

119 CORPBANCA CONSUMO TOTAL Denominativa 38 822780 836743

19-05-2018 Servicios 04-06-2008 19-05-2008

Granted

120 CORPBANCA CONSUMO TOTAL Denominativa 36 822777 836745

19-05-2018 Servicios 04-06-2008 19-05-2008

Granted

25

121 CORPBANCA CORREDORES DE Mixta 36 951625 949484

07-05-2022 BOLSA Servicios 04-05-2011 07-05-2012

Granted

122 CORPBANCA CORREDORES DE Mixta 36 951627 949485

07-05-2022 SEGUROS Servicios 04-05-2011 07-05-2012

Granted

123 CORPBANCA CUENTA CONMIGO Denominativa 36 862599 857757

17-11-2019 Servicios 30-04-2009 17-11-2009

Granted

124 CORPBANCA CUENTACONMIGO Denominativa 36 862596 857754

26-11-2019 Servicios 30-04-2009 26-11-2009

Granted

125 CORPBANCA CULTURAPRO Denominativa 16 908590 905039

16-12-2020 Productos 08-06-2010 16-12-2010

Granted

26

126 CORPBANCA CULTURAPRO Denominativa 35 908591 905337

17-12-2020 Servicios 08-06-2010 17-12-2010

Granted

127 CORPBANCA CULTURAPRO Denominativa 36 908592 908079

19-01-2021 Servicios 08-06-2010 19-01-2011

Granted

128 CORPBANCA EXPRESS Denominativa 36 796787 813137

26-11-2017 Servicios 23-11-2007 26-11-2007

Granted

129 CORPBANCA FAST Denominativa 36 796788 813162

26-11-2017 Servicios 23-11-2007 26-11-2007

Granted

130 CORPBANCA FASTBANK Denominativa 36 884865 870899

22-02-2020 Servicios 13-11-2009 22-02-2010

Granted

27

131 CORPBANCA FONDOS MUTUOS Mixta 36 951626 948132

12-04-2022 Servicios 04-05-2011 12-04-2012

Granted

132 CORPBANCA FULL CONSUMO Denominativa 36 628979 697252

09-07-2014 Servicios 21-11-2003 09-07-2004

Granted

133 CORPBANCA FULL CONSUMO Mixta 36 656051 715793

24-01-2015

Servicios 09-08-2004 24-01-2005

Granted

134 CORPBANCA FULL CUENTA Denominativa 36 628980 697253

09-07-2014 Servicios 21-11-2003 09-07-2004

Granted

135 CORPBANCA FULL HIPOTECARIO Denominativa 36 628981 697254

09-07-2014 Servicios 21-11-2003 09-07-2004

Granted

28

136 CORPBANCA FULL INVERSIONES Denominativa 36 628982 697255

09-07-2014 Servicios 21-11-2003 09-07-2004

Granted

137 CORPBANCA FULL JOVEN Denominativa 36 628983 697256

09-07-2014 Servicios 21-11-2003 09-07-2004

Granted

138 CORPBANCA FULL MUJER Denominativa 36 628985 697258

09-07-2014 Servicios 21-11-2003 09-07-2004

Granted

139 CORPBANCA FULLSERVICE Denominativa 36 796786 813136

26-11-2017 Servicios 23-11-2007 26-11-2007

Granted

140 CORPBANCA GESTION DE Mixta 36 929016 925210

19-07-2021 INVERSIONES Servicios 12-11-2010 19-07-2011

Granted

29

141 CORPBANCA HOGAR Denominativa 36 944013 917348

02-02-2021 Servicios 11-03-2011 02-02-2011

Granted

142 CORPBANCA IACCIONES Denominativa 36 710049 772402

17-11-2016 Servicios 08-11-2005 17-11-2006

Granted

143 CORPBANCA IDIVISAS Denominativa 36 732820 772186

15-11-2016 Servicios 09-06-2006 15-11-2006

Granted

144 CORPBANCA IDOLAR Denominativa 36 710048 756720

21-04-2016 Servicios 08-11-2005 21-04-2006

Granted

145 CORPBANCA INVERSIONES Mixta 36 955898 953302

18-06-2022 Servicios 03-06-2011 18-06-2012

Granted

30

146 CORPBANCA IPACTOS Denominativa 36 710047 773344

11-12-2016 Servicios 08-11-2005 11-12-2006

Granted

147 CORPBANCA KIDBANK Denominativa 36 822776 836746

07-05-2018 Servicios 04-06-2008 07-05-2008

Granted

148 CORPBANCA MALL Denominativa 36 944012 917347

02-02-2021 Servicios 11-03-2011 02-02-2011

Granted

149 CORPBANCA MI BANCO Denominativa 36 944011 917346

02-02-2021 Servicios 11-03-2011 02-02-2011

Granted

150 CORPBANCA NET Denominativa 38 822784 836741

19-05-2018 Servicios 04-06-2008 19-05-2008

Granted

31

151 CORPBANCA OPORTUNIDADES Denominativa 36 843026 847124

14-12-2018 Servicios 30-10-2008 14-12-2008

Granted

152 CORPBANCA PREMIUM TRAVEL Denominativa 36 907635 902171

09-11-2020 Servicios 01-06-2010 09-11-2010

Granted

153 CORPBANCA PROYECTOS Denominativa 36 880883 870864

03-01-2020 INMOBILIARIOS Servicios 09-10-2009 03-01-2010

Granted

154 CORPBANCA SUPER Denominativa 36 811166 826161

30-01-2018 Servicios 12-03-2008 30-01-2008

Granted

155 CORPBANCA SUPER Mixta 36 828079 840614

30-06-2018

Servicios 08-07-2008 30-06-2008

Granted

32

156 CORPBANCA SUPER Denominativa 38 822782 836737

19-05-2018 Servicios 04-06-2008 19-05-2008

Granted

157 CORPBANCA SUPER, EL BANCO EN Frase de 36 809692 847142

25-02-2018 EL SUPERMERCADO propaganda 29-02-2008 25-02-2008

Servicios Granted

158 CORPBANCA SUPER, EL BANCO EN Denominativa 38 842627 846980

28-12-2018 EL SUPERMERCADO Servicios 28-10-2008 28-12-2008

Granted

159 CORPBANCA SUPER, EL BANCO EN Frase de 36 809693 826142

25-02-2018 SU SUPERMERCADO propaganda 29-02-2008 25-02-2008

Servicios Granted

160 CORPBANCA SUPERBANCA Denominativa 36 809690 826139

06-02-2018 Servicios 29-02-2008 06-02-2008

Granted

33

161 CORPBANCA UN GRAN BANCO Mixta 16 656052 715792

24-01-2015

Productos 09-08-2004 24-01-2005

Granted

162 CORPBANCA UN GRAN BANCO Mixta 35 656054 715790

24-01-2015

Servicios 09-08-2004 24-01-2005

Granted

163 CORPBANCA UN GRAN BANCO Mixta 36 656055 715789

24-01-2015

Servicios 09-08-2004 24-01-2005

Granted

164 CORPBANCA UN GRAN BANCO Mixta 38 656056 715788

24-01-2015

Servicios 09-08-2004 24-01-2005

Granted

165 CORPBANCA UN GRAN BANCO Mixta 42 656053 715791

24-01-2015

Servicios 09-08-2004 24-01-2005

Granted

34

166 CORPBANCA WEALTH MANAGEMENT Mixta

Servicios

35 1053103

09-04-2013

En trámite

167 CORPBANCA WEALTH MANAGEMENT Mixta

Servicios

36 1053104

09-04-2013

En trámite

168 CORPBANCA, EL SUPERMERCADO Frase de

DEL CREDITO propaganda

Servicios

36 809694

29-02-2008

Granted

826141

05-02-2008

05-02-2018

169 CORPBANCA, EL SUPERMERCADO Frase de

DEL DINERO propaganda

Servicios

36 809691

29-02-2008

Granted

847140

05-02-2008

05-02-2018

170 CORPBANCA, LA BANCA INTELIGENTE Denominativa

Servicios

38 822781

04-06-2008

Granted

836738

19-05-2008

19-05-2018

35

171 CORPBANCA, NUESTROS CLIENTES Frase de 36 849918 860840

17-09-2019 NUESTRA PASION propaganda 26-12-2008 17-09-2009

Servicios Granted

172 CORPBANCA, PORQUE SOMOS PRO, Frase de 16 908593 954397

03-07-2022 SOMOS EL MEJOR BANCO EN

CHILE

propaganda 08-06-2010 03-07-2012

Productos Granted

173 CORPBANCA, UN GRAN BANCO Frase de 16 656057 715787

24-01-2015 propaganda 09-08-2004 24-01-2005

Productos Granted

174 CORPBANCA, UN GRAN BANCO Frase de 35 656058 715786

21-12-2014 propaganda 09-08-2004 21-12-2004

Servicios Granted

175 CORPBANCA, UN GRAN BANCO Frase de 36 656059 715785

24-01-2015 propaganda 09-08-2004 24-01-2005

Servicios Granted

36

176 CORPBANCA, UN GRAN BANCO Frase de 38 656060 715784

24-01-2015 propaganda 09-08-2004 24-01-2005

Servicios Granted

177 CORPBANK Denominativa 16 782249 804562

17-10-2017 Productos 25-07-2007 17-10-2007

Granted

178 CORPBANK Denominativa 38 782251 804564

17-10-2017 Servicios 25-07-2007 17-10-2007

Granted

179 CORPBANK Denominativa 35 782250 804563

17-10-2017 Servicios 25-07-2007 17-10-2007

Granted

180 CORPCALIDAD Denominativa 16 624925 693644

24-05-2014 Productos 16-10-2003 24-05-2004

Granted

37

181 CORPCALIDAD Denominativa 36 624924 703929

23-09-2014 Servicios 16-10-2003 23-09-2004

Granted

182 CORPCAPITAL Denominativa 36 754101 789939

14-06-2017 Servicios 01-12-2006 14-06-2007

Granted

183 CORPCAPITAL Denominativa 9 798720 822473

22-07-2018 Productos 06-12-2007 22-07-2008

Granted

184 CORPCAPITAL Denominativa 16 798719 822472

22-07-2018 Productos 06-12-2007 22-07-2008

Granted

185 CORPCAPITAL Denominativa 35 798718 820812

30-06-2018 Servicios 06-12-2007 30-06-2008

Granted

38

186 CORPCAPITAL Denominativa 38 798717 822471

22-07-2018 Servicios 06-12-2007 22-07-2008

Granted

187 CORPCAPITAL Denominativa 41 798716 822470

22-07-2018 Servicios 06-12-2007 22-07-2008

Granted

188 CORPCAPITAL Denominativa 42 798715 822469

22-07-2018 Servicios 06-12-2007 22-07-2008

Granted

189 CORPCAPITAL Mixt

9 798714 822468

22-07-2018 Productos 06-12-2007 22-07-2008

Granted

190 CORPCAPITAL Mixt

16 798713 822467

22-07-2018 Productos 06-12-2007 22-07-2008

Granted

39

191 CORPCAPITAL Mixt

35 798712 820811

30-06-2018 Servicios 06-12-2007 30-06-2008

Granted

192 CORPCAPITAL Mixt

36 798711 820810

30-06-2018 Servicios 06-12-2007 30-06-2008

Granted

193 CORPCAPITAL Mixt

38 798710 822466

22-07-2018 Servicios 06-12-2007 22-07-2008

Granted

194 CORPCAPITAL Mixt

41 798709 822465

22-07-2018 Servicios 06-12-2007 22-07-2008

Granted

195 CORPCAPITAL Mixt

42 798708 822464

22-07-2018 Servicios 06-12-2007 22-07-2008

Granted

Página

196 CORPCAPITAL ADMINISTRADORA

Denominativa 35 884153 886723

14-06-2020 FONDOS MUTUOS Servicios 09-11-2009 14-06-2010

Granted

197 CORPCAPITAL ADMINISTRADORA

Denominativa 36 884154 886724

14-06-2020 FONDOS MUTUOS Servicios 09-11-2009 14-06-2010

Granted

198 CORPCAPITAL ASESORIAS Mixta 36 798707 820809

30-06-2018 FINANCIERAS Servicios 06-12-2007 30-06-2008

Granted

199 CORPCAPITAL ASESORIAS Denominativa 35 884151 886721

14-06-2020 FINANCIERAS Servicios 09-11-2009 14-06-2010

Granted

200 CORPCAPITAL ASESORIAS Denominativa 36 884152 886722

14-06-2020 FINANCIERAS Servicios 09-11-2009 14-06-2010

Granted

Página

201 CORPCAPITAL CORREDORA DE Denominativa 35 884155 886725

14-06-2020 BOLSA Servicios 09-11-2009 14-06-2010

Granted

202 CORPCAPITAL CORREDORA DE Denominativa 36 884156 886726

14-06-2020 BOLSA Servicios 09-11-2009 14-06-2010

Granted

203 CORPCAPITAL CORREDORES DE Mixta 36 798706 820808

30-06-2018 BOLSA Servicios 06-12-2007 30-06-2008

Granted

204 CORPCAPITAL FONDOS MUTUOS Mixta 36 798705 820807

30-06-2018 Servicios 06-12-2007 30-06-2008

Granted

205 CORPCAPITAL WEALTH Denominativa 35 884157 886727

14-06-2020 MANAGEMENT Servicios 09-11-2009 14-06-2010

Granted

Página

206 CORPCAPITAL WEALTH Denominativa 36 884158 886728

14-06-2020 MANAGEMENT Servicios 09-11-2009 14-06-2010

Granted

207 CORPCONSUMO Denominativa 36 782257 804570

16-10-2017 Servicios 25-07-2007 16-10-2007

Granted

208 CORPCORREDORES Denominativa 36 782255 804568

16-10-2017 Servicios 25-07-2007 16-10-2007

Granted

209 CORPCORREDORES DE BOLSA Mixta 36 786907 807419

12-12-2017

Servicios 30-08-2007 12-12-2007

Granted

210 CORPCORREDORES DE BOLSA Denominativa 38 822786 836739

19-05-2018 Servicios 04-06-2008 19-05-2008

Granted

Página

211 CORPCREDITOS Denominativa 36 782259 804572

17-10-2017 Servicios 25-07-2007 17-10-2007

Granted

212 CORPEQUITY Denominativa 36 802941 820440

12-12-2017 Servicios 14-01-2008 12-12-2007

Granted

213 CORPFACTORING Denominativa 36 782256 804569

16-10-2017 Servicios 25-07-2007 16-10-2007

Granted

214 CORPFACTORING Denominativa 38 822783 836736

19-05-2018 Servicios 04-06-2008 19-05-2008

Granted

215 CORPFONDOS MUTUOS Denominativa 36 782253 804566

17-10-2017 Servicios 25-07-2007 17-10-2007

Granted

Página

216 CORPFONDOS MUTUOS Denominativa 38 822779 836747

19-05-2018 Servicios 04-06-2008 19-05-2008

Granted

217 CORPITO Denominativa 36 691005 759328

26-05-2016 Servicios 15-06-2005 26-05-2006

Granted

218 CORPLEASING Denominativa 36 785452 807275

13-11-2017 Servicios 21-08-2007 13-11-2007

Granted

219 CORPLEASING Denominativa 38 822785 836740

19-05-2018 Servicios 04-06-2008 19-05-2008

Granted

220 CORPLEGAL Denominativa 16 744392 780692

26-02-2017 Productos 14-09-2006 26-02-2007

Granted

Página

221 CORPLEGAL Denominativa

Servicios

36 744393

14-09-2006

Granted

780693

26-02-2007

26-02-2017

222 CORPLEGAL Mixt

16 951628 940059

05-12-2021 Productos 04-05-2011 05-12-2011

Granted

223 CORPLEGAL Mixt

36 951629 949486

07-05-2022 Servicios 04-05-2011 07-05-2012

Granted

224 CORPLEGAL Mixt

45 951630 940060

05-12-2021 Servicios 04-05-2011 05-12-2011

Granted

225 CORPMAS INGRESO Denominativa 36 782258 804571

17-10-2017 Servicios 25-07-2007 17-10-2007

Granted

Página

226 CREDITO ROJO BANCONDELL Denominativa 36 628984 697257

09-07-2014 Servicios 21-11-2003 09-07-2004

Granted

227 CUENTACONMIGO Denominativa 36 862601 857759

10-11-2019 Servicios 30-04-2009 10-11-2009

Granted

228 CULTURAPRO Denominativa 16 908587 905037

16-12-2020 Productos 08-06-2010 16-12-2010

Granted

229 CULTURAPRO Denominativa 35 908588 905038

16-12-2020 Servicios 08-06-2010 16-12-2010

Granted

230 CULTURAPRO Denominativa 36 908589 908080

19-01-2021 Servicios 08-06-2010 19-01-2011

Granted

Página

231 CHEQUERA ELECTRONICA Denominativa 16 703723 766480

05-09-2016 BANCONDELL Productos 15-09-2005 05-09-2006

Granted

232 CHEQUERA ELECTRONICA Denominativa 35 703724 766481

05-09-2016 BANCONDELL Servicios 15-09-2005 05-09-2006

Granted

233 CHEQUERA ELECTRONICA Denominativa 36 703725 766482

05-09-2016 BANCONDELL Servicios 15-09-2005 05-09-2006

Granted

234 DIGICORP Denominativa 16 688893 745523

09-01-2016 Productos 30-05-2005 09-01-2006

Granted

235 DIGICORP Denominativa 36 688892 745524

09-01-2016 Servicios 30-05-2005 09-01-2006

Granted

Página

236 ETRADER DE CORPBANCA Mixta

Servicios

35 1084774 29-11-2013

En trámite

237 ETRADER DE CORPBANCA Mixta

Servicios

36 1084775 29-11-2013

En trámite

238 ETRADER DE CORPBANCA Mixta

Servicios

38 1084784 29-11-2013

En trámite

239 FINANCIERA CONDELL Denominativa 38 880889 870870

03-01-2020 Servicios 09-10-2009 03-01-2010

Granted

240 FINANCIERA CONDELL Denominativa 35 881504 870879

29-12-2019 Servicios 16-10-2009 29-12-2009

Granted

Página

241 FINANCIERA CONDELL Denominativa 9 881505 870880

29-12-2019 Productos 16-10-2009 29-12-2009

Granted

242 FINANCIERA CONDELL Denominativa 36 884863 870897

02-02-2020 Servicios 13-11-2009 02-02-2010

Granted

243 FINANCIERA CONDELL Mixta 36 700348 750933

15-02-2016 Servicios 22-08-2005 15-02-2006

Granted

244 FINANCIERA CONDELL, POR LA Frase de 36 981471 991362

01-02-2023 GENTE DE TRABAJO propaganda 28-11-2011 01-02-2013

Servicios Granted

245 FONO BANCONDELL Denominativa 38 880890 870871

03-01-2020 Servicios 09-10-2009 03-01-2010

Granted

Página

246 FONO CONDELL Denominativa 38 880892 870873

03-01-2020 Servicios 09-10-2009 03-01-2010

Granted

247 FONOCORP Denominativa 36 907781 892838

12-07-2020 Servicios 02-06-2010 12-07-2010

Granted

248 FONOCORP Denominativa 38 902625 888733

07-06-2020 Servicios 23-04-2010 07-06-2010

Granted

249 FREEDOM CLUB CORPBANCA Mixta 35 884848 943230

25-01-2022

Servicios 13-11-2009 25-01-2012

Granted

250 FREEDOM CLUB CORPBANCA Mixta 36 884849 960166

27-08-2022

Servicios 13-11-2009 27-08-2012

Granted

Página

251 FREEDOM CLUB CORPBANCA Mixta 41 884850 886731

14-06-2020

Servicios 13-11-2009 14-06-2010

Granted

252 GIROMATICA Denominativa 16 824112 836733

30-07-2018 Productos 12-06-2008 30-07-2008

Granted

253 INTERNET BANKING CORPBANCA Frase de 36 699999 783616

04-04-2017 propaganda 18-08-2005 04-04-2007

Servicios Granted

254 MEGACORP Denominativa 36 873209 864612

27-09-2019 Servicios 05-08-2009 27-09-2009

Granted

255 MUNDO BLUE Denominativa 16 737837 776663

05-01-2017 Productos 27-07-2006 05-01-2007

Granted

Página

256 MUNDO BLUE Denominativa 36 737839 797391

27-09-2017 Servicios 27-07-2006 27-09-2007

Granted

257 MUNDO BLUE DE CORPBANCA Denominativa 16 737838 776664

05-01-2017 Productos 27-07-2006 05-01-2007

Granted

258 MUNDO BLUE DE CORPBANCA Denominativa 36 737840 776665

05-01-2017 Servicios 27-07-2006 05-01-2007

Granted

259 OPORTUNIDADES CORPBANCA Denominativa 35 880881 870862

24-01-2020 Servicios 09-10-2009 24-01-2010

Granted

260 OPORTUNIDADES CORPBANCA Denominativa 16 842626 849318

28-12-2018 Productos 28-10-2008 28-12-2008

Granted

Página

261 UNICORP Denominativa

Servicios

36 1064999

02-07-2013

En trámite

262 WORLD CLASS FUNDS,

Denominativa 36 948339 933559

03-10-2021 FONDOS MUTUOS Servicios 08-04-2011 03-10-2011

Granted

263 WWW.CORPBANCA.CL Denominativa 38 834062 842701

28-08-2018 Servicios 21-08-2008 28-08-2008

Granted

264 WWW.CORPBANCASUPER.CL Denominativa 38 834065 841956

13-08-2018 Servicios 21-08-2008 13-08-2008

Granted

265 WWW.CORPFACTORING.CL Denominativa 38 834063 841958

13-08-2018 Servicios 21-08-2008 13-08-2008

Granted

266 WWW.CORPLEASING.CL Denominativa

Servicios

38 834064

21-08-2008

Granted

842698

13-08-2008

13-08-2018

In respect with Colombia, the trademarks “CorpBanca” and “Corp-Banca” (both Class No. 36) are

property of Corp Investment Limited, and their use has been permitted by it to CorpBanca

Colombia or Helm Insurance as applicable.

SECTION 3.1(p)

CorpBanca

None.

CorpBanca Colombia

None

NAME LAST NAME POSITION

CorpBanca Colombia

ID NAME COMPANY POSITION

HELM BANK

ID NAME COMPANY POSITION

SECTION 3.1(q)(ii)

Certain regulatory amendments to Section 12-4 of the Recopilación Actualizada de Normas

of the Superintendencia de Bancos e Instituciones Financieras caused CorpBanca to exceed the

limits set forth in Section 84 No. 2 of the Chilean Banking Law.

SECTION 3.1(r)

CorpBanca

CorpBanca has entered into sale and lease agreements with Rentas Inmobiliarias S.A. or branches

for a total amount of UF 1,800,000 (approximately USD $78,989,927). Please refer to chart of

section 3.1(d)(ii) 2 of this Disclosure Letter.

CorpBanca Colombia

None

SECTION 3.1(s)

CorpBanca

i) Engagement letter issued by Merril Lynch, Pierce, Fenner and Smith Incorporated and

accepted by CorpBanca, dated November 12, 2013.

ii) Engagement letter issued by Goldman, Sachs & Co, accepted by CorpBanca on December

23, 2013

CorpBanca Colombia

None.

SECTION 3.1(t)

CorpBanca

None.

CorpBanca Colombia

None.

SECTION 3.1(u)

CorpBanca

CorpBanca has filed a claim for the appointment of an arbitrator before the Civil Court of Santiago

under Rol number requesting specific performance of an agreement with

The disputed amount is of US$ .

CorpBanca Colombia

None.

SECTION 3.1(v)

CorpBanca

1. The following agreements:

Supplier Tax Paying

Number Agreement

Signing

Date

Termina

tion

Date

Party

CORP GROUP

HOLDING

INVERSIONES

LIMITADA

96.953.290-5

Services Agreement, as

amended regarding

consultancy related to

definitions and strategic

planning in new

businesses, including

acquisitions in Chile as

well as abroad and in

management controls.

27/03/12

10 years

starting

from

closing

date.

CorpBan

ca

CORPGROUP

INTERHOLD

S.A.

96.758.830-K

Services Agreement, as

amended, regarding

professional and technical

advice in finance, legal,

studies, as amended.

06/07/01

10 years

starting

from

closing

date.

CorpBan

ca

CORPGROUP

INTERHOLD

S.A.

96.758.830-K

Professional And

Technical Advise In

Finance, Capital Markets,

Real Estate And

Operations, as amended.

10/04/08

10 years

starting

from

closing

date.

CorpBan

ca

INMOBILIARIA

EDIFICIO CORP

GROUP S.A.

99.522.360-0

Advertising Related To

Construction Of The

Cultural Center, as

amended.

15/11/10 Indefinit

e

CorpBan

ca

INMOBILIARIA

EDIFICIO CORP

GROUP S.A.

99.522.360-0 Corpgroup Building Lease. 28/09/06 18/08/28 CorpBan

ca

INMOBILIARIA

EDIFICIO CORP

GROUP S.A.

99.522.360-0 Lease Of Corporate

Parking Lots

01/02/201

1

Indefinit

e

CorpBan

ca

Supplier Tax Paying

Number Agreement

Signing

Date

Termina

tion

Date

Party

INMOBILIARIA

EDIFICIO CORP

GROUP S.A.

99.522.360-0 Sponsorship 28/01/11

10 years

starting

from the

deffinitiv

e

approval

of works

by the

relevant

Municipa

lity.

CorpBan

ca

CORP

RESEARCH S.A 76.742.230-K

Professional And

Technical Advice Service

With Personell Of Its Own

Dependance Or With

Professionals Hired For

Such Porpuse In Order To

Perform The Following

Tasks: Pricing Of Shares

Of Corporations;

Elaboration Of National

And International Stock

Portfolio According To

Risk Objectives And

Return; Support Research

In Finance And

Economics.

02/01/08

5 years

starting

from

approval

of the

Chilean

Merger

by SBIF

CorpBan

ca

CORP

RESEARCH S.A 76.742.230-K

Rate Modifications For

Profesional Technical

Advise.

01/10/10 Indefinit

e

CorpBan

ca

PROMOSERVIC

E S.A. 96.669.790-3

Promotion And Diffusion

Of Products. 27/07/01

Indefinit

e

CorpBan

ca

PROMOSERVIC

E S.A. 96.669.790-3

Servise Of Home Delivery

Of Products Requested In

Exchange By Clients

Holders Of Visa,

Mastercard And

Redcompra Cards Issued

01/08/01 Indefinit

e

CorpBan

ca

Supplier Tax Paying

Number Agreement

Signing

Date

Termina

tion

Date

Party

By CorpBanca.

RECAUDACION

ES Y

COBRANZAS

S.A.

96.754.900-2

Service Of Judicial And

Extrajudicial Collection

Services, Mortgage Loans

With Letters Of Credit,

Renegotiations Of Credit

With Or Without

Collateral; Recovery

Strategy Of Portfolio In

Judicial Collection,

Without Trial And Off

Consumer Loans And

Waivers.

01/10/96 Indefinit

e

CorpBan

ca

RECAUDACION

ES Y

COBRANZAS

S.A.

96.754.900-2

Annez II: Physical

Withdrawal Of Chacks

Within The Metropolitan

Región From Offices Of

Companies Which Have

Celebrated Agreements

Entered Into With

CorpBanca Destined To

Workers To Hire Credits

With The Bank.

01/04/07 Indefinit

e

CorpBan

ca

RECAUDACION

ES Y

COBRANZAS

S.A.

96.754.900-2 Financial, Comercial And

Tax Advice. 28/11/08 31/12/11

CorpBan

ca

RECAUDACION

ES Y

COBRANZAS

S.A.

96.754.900-2 Modifications To Sub-

Lease Agreement. 12/06/09

Indefinit

e

CorpBan

ca

RECAUDACION

ES Y

COBRANZAS

96.754.900-2 Reimbursement Of

Expenses From 2009 Party

Corresponding To

18/08/09 Indefinit

e

CorpbBa

nca

Supplier Tax Paying

Number Agreement

Signing

Date

Termina

tion

Date

Party

S.A. Instacob’s Workers.

RECAUDACION

ES Y

COBRANZAS

S.A.

96.754.900-2 Recovery Services

Agreement 23/12/09

Indefinit

e

CorpBan

ca

RECAUDACION

ES Y

COBRANZAS

S.A.

96.754.900-2 Lease CorpBanca

Huérfanos. 11/11/10 31/05/17

CorpBan

ca

RECAUDACION

ES Y

COBRANZAS

S.A.

96.754.900-2 Lease Agreement 01/06/06 01/06/09 CorpBan

ca

RECAUDACION

ES Y

COBRANZAS

S.A.

96.754.900-2

Annex For Regularization

Of 3 Invoices Of Pending

Payment.

26/12/12 31/12/16 CorpBan

ca

RECAUDACION

ES Y

COBRANZAS

S.A.

96.754.900-2 Amendment To Sub-Lease

Agreement 27/09/12

Indefinit

e

CorpBan

ca

RECAUDACION

ES Y

COBRANZAS

S.A.

96.754.900-2 Lease Of “FFVV”

Vaiparaiso. 01/08/12

31/07/20

13

CorpBan

ca

CORP IMAGEN

Y DISEÑO S.A. 76.118.395-8

Contract Of Advise In

Corporate Image Matters 01/12/10

5 years

starting

from

approval

of the

Chilean

Merger

by SBIF.

CorpBan

ca

Supplier Tax Paying

Number Agreement

Signing

Date

Termina

tion

Date

Party

CORP IMAGEN

Y DISEÑO S.A. 76.118.395-8

Amendment To Contract

Of Advise In Corporate

Image Matters

20/12/12 31/12/20

13

CorpBan

ca

ECR

EVALUADORA

CRESER S.A.

76.113.552-k Advisory Agreement and

Annex

Agreement

:02/01/201

2; Annex:

04/03/201

3

N/A CorpBan

ca

ECR PRONEXO

S.A. 99.544.110-1

Advisory Agreement and

Annex

Agreement

:

02/01/201

3;

Annex:04/

06/2013

N/A CorpBan

ca

2. Agreement with CorpGroup Chile for the advisory to CorpBanca on SOX related matters,

approved by CorpBanca's board of directors on August 27, 2013.

3. Intermediate Routing Agreements (Contratos de enrutamiento intermediado) entered into

by and among CorpBanca Investment Valores S.A. and CorpBanca Casa de Bolsa as of

October 18, 2013.

4. Trademark License Agreement entered into by and among Corp Investments LTD as

Licensor and CorpBanca Colombia as and Helm Corredor de Seguros S.A. as Licensees on

August 6, 2013 as amended.

5. Section 3.1(k)(i)(G) of this Disclosure Letter is herein incorporated by reference.

6. CorpBanca Colombia loans with legal representatives and board members.

ID Name

CorpBanca Colombia loans with officers (Vicepresidentes que no son representantes

legales).

Name

Helm Bank

Passive products:

Identificacion

Number Name Detail

identification Number Detail

Services Agreements

who was member of the Board of Directors of Helm Bank is shareholder

and officer of

Supplier No.

Contract Service Termination date

12-0025

CONTRATO DE OUTSOURCING PARA

VENTA DE SERVICIOS INTEGRALES

PARA EL FUNCIONAMIENTO DE LA

PLATAFORMA DE

MICROINFORMATICA DE HELM

(HELP DESK)

31/01/2015

10-0268

SERVICIOS CUSTOMER SUPPORT

DATA CENTER (CENTRO ALTERNO

DE CONTINGENCIA)

01/03/2015

13-0115

CONTRATO PARA LA COMPRA DE

LIBRERÍA FISICA Y SERVIDORES

BLADES HP

03/12/2013

13-0041 CONTRATO DE SOPORTE

LICENCIAMIENTO VMWARE 15/03/2014

12-0025

CONTRATO DE VENTA DE

SERVICIOS INTEGRALES PARA EL

FUNCIONAMIENTO DE LA

PLATAFORMA MICROINF. (SOPORTE

REMOTO A EQUIPOS AUTOSERVICIO

CAJEROS,

MULTIFUNCIONALES,DEPOSITARIOS

Y KIOSKOS EN TODO EL PAIS)

31/01/2015

12-0025

CONTRATO DE VENTA DE

SERVICIOS INTEGRALES PARA EL

FUNCIONAMIENTO DE LA

PLATAFORMA MICROINF. (SOPORTE

UNIVERSIDADES EN TODO EL PAIS)

31/01/2015

12-0025

CONTRATO DE VENTA DE

SERVICIOS INTEGRALES PARA EL

FUNCIONAMIENTO DE LA

PLATAFORMA MICROINF.

(ARRIENDO DE 10 LICENCIAS DE

ARANDA SERVICES DESK)

31/01/2015

12-0118

CONTRATO DE SOPORTE PARA

UNIDADES DE AA APC Y PARA

UNIDAD DE AA CHILLER

23/06/2014

Loans board of directors members.

Identificati

on

Number

Name Position

Identificati

on

Number

Name Position

Loans officers

Identification

Number Name Position

Identification

Number Name Position

Helm Bank Panama:

Contract with affiliates:

Counterpart Type of contract

HELM BANK

CAYMAN

OPERATIVE OUTSOURCING

IT OUTSOURCING

Passive Products.

Idebtification

Number Name Product

Helm Bank Cayman:

Counterpart Type of contract

Helm Securities Panamá:

Agreements with officers.

Counterparty Contract Custody

Helm Stockbrocker:

Couterparty Detail

Passive Products:

Name Identification

Number

Investments in Colombia through Helm

Stockbrocker

EN HCB PERO NO TIENE

INVERSIONES

Officers

Name Identification Number

Section 4.2

CorpBanca Colombia

See Section 3.1(e) of this Disclosure Letter.

SECTION 4.2 (i)(a)

Merger between Helm Bank Colombia S.A. and CorpBanca Colombia S.A. is currently in process.

SECTION 4.2 (i)(b)

According to its dividends policy, the dividend to be fixed by the Shareholders Meeting of CorpBanca

on March 2014 for Fiscal Year 2013 will amount to at least 50% of its net profits.

SECTION 4.2 (i)(c)

The budget of CorpBanca for 2014, contemplates certain investments which may be deemed to be

considered as a material, in connection with letters (c) and (d) of this Section (i.e. the opening of 13

branches).

SECTION 4.2 (i)(d)

(i) Please note that CorpBanca Securities Inc. is a company that is in process of obtaining regulatory

licenses from FINRA and the Federal Reserve.

(ii) Please note that CorpBanca will file a request before the SFC in order to obtain authorization to

establish a representative office in Colombia.

(iii) Please not that CorpBanca intends to open the following branch offices during 2014:

For Banco Condell: 10;

For private banking: 1 new branch office in el Golf

For SMEs: one new branch office in San Felipe; and

For retail banking: one new branch office in Los Trapenses.

CorpBanca Colombia

See Section 3.1 (e)

SECTION 4.2 (i)(e)

(ii) The Board of Directors of CorpBanca in meeting held on August 27, 2013has approved the

assignment and sale of portfolio of Corporate Banking and Large Business (up to

US$1,200,000,000).

(iii)

(iv) The following asset is to be sold out of the ordinary course of business

(Please see next page)

TAX PAYER

No. NAME MATURITY DATE

OUTSTANDING

AMOUNT CURRENCY RATE

Section 4.2 (i)(g)

CorpBanca’s restructures or changes to its investment securities portfolio, its derivatives portfolio or in its

interest rate exposure, or the manner in which the portfolio may be classified or reported in the Ordinary

Course of Business consistent with past practice.

Section 4.2 (i)(h)

CorpBanca

None.

CorpBanca Colombia

See Section 3.1(e)

Section 4.2 (i)(i)

CorpBanca pays an annual bonus to certain of its executive officers that is not included in the

employment agreements of its executives, but is provisioned in the financial statements. For the

fiscal year 2013 CorpBanca will pay an annual bonus (payable on February, 2014) of up to

. For the fiscal year 2014, it shall pay an annual bonus (payable on

February, 2015) that is estimated to be up to ; which, in the case of the CEO, the annual

bonus shall accrue on a monthly basis and shall be payable upon the Chilean Effective Time.

Please note that two collective bargaining processes are expected to take place on December 2014.

Depending on the results of such processes, the aforementioned conditions may change. Moreover,

it is highly likely that “end-of-conflict bonuses” may be paid in case such bargaing processes are

successful.

Corpbanca shall implement a retention plan for an aggregate amount of , of which

will be discretionally allocated by CorpBanca’s chairman among CorpBanca’s

employees and consultants and the remaining will be allocated as jointly agreed by

CorpBanca’s and Itaú Chile’s CEOs among CorpBanca’s employees.

Section 4.2 (i)(j)

CorpBanca has filed a claim for the appointment of an arbitrator before the Civil Court of

Santiago under number requesting specific performance of an agreement with

The disputed amount is of

Section 4.2 (i)(k)

CorpBanca

No

CorpBanca Colombia

See Section 3.1 (e)

Section 4.2 (i)(l)

CorpBanca

None.

CorpBanca Colombia

See Section 3.1 (e)

Section 4.2 (i)(m)

CorpBanca

None.

CorpBanca Colombia

See Section 3.1 (e)

Section 4.2 (i)(n)

(i) Please note that Helm Bank Cayman is a company in liquidation as part of the conditions

imposed by the Superintendence of Banks and Financial Institutions (Superintendencia de Bancos

e Instituciones Financieras) for the approval of the acquisition of Helm Bank Colombia S.A.

(ii) Please note that CorpBanca Agencia de Valores S.A. is currently in liquidation process.

Section 4.2 (i)(o)

CorpBanca

None.

CorpBanca Colombia

See Section 3.1 (e).

SECTION 4.14 (a)

None

[ITAÚ DISCLOSURE LETTER NOT INCLUDED]