cbok data extract request july 3, 2007 this is a product of iia research foundation and the use of...

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CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright Law.

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Page 1: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

CBOK DATA EXTRACT REQUEST

July 3, 2007

This is a product of IIA Research Foundation and the use of this product is

subject to the protection of Copyright Law.

Page 2: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Data Extract Request

• Question #s:– 38 (Std 1300 only)– 39 (PA 1300 only)– 41– 52– 43– 44– 50 (o. and p.)

• Factors/Definitions– COQ International

2007– Output for global,

North America, and Quality Affiliate Group

Page 3: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Details of Quality AffiliatesCPQ1b (Q-2-A-1): IIA AFFILIATE

57 1.9 1.9 1.9

177 5.9 5.9 7.8

84 2.8 2.8 10.6

102 3.4 3.4 14.0

97 3.2 3.2 17.3

62 2.1 2.1 19.3

94 3.1 3.1 22.5

40 1.3 1.3 23.8

235 7.8 7.8 31.7

131 4.4 4.4 36.0

57 1.9 1.9 37.9

11 .4 .4 38.3

456 15.2 15.2 53.5

66 2.2 2.2 55.7

4 .1 .1 55.9

60 2.0 2.0 57.9

91 3.0 3.0 60.9

112 3.7 3.7 64.6

45 1.5 1.5 66.1

5 .2 .2 66.3

5 .2 .2 66.5

464 15.5 15.5 82.0

249 8.3 8.3 90.3

52 1.7 1.7 92.0

239 8.0 8.0 100.0

2995 100.0 100.0

3. ARGENTINA

4. AUSTRALIA

5. AUSTRIA

10. BELGIUM

15. BRAZIL

18. CHINA

20. COLOMBIA

22. COSTA RICA

34. FRANCE

35. GERMANY

45. INDIA

46. INDONESIA

48. ITALY

50. JAPAN

51. KENYA

59. MALAYSIA

61. MEXICO

63. NETHERLANDS

69. NORWAY

70. OMAN

78. PHILIPPINES

87. SOUTH AFRICA

88. SPAIN

90. SWEDEN

92. CHINESE TAIWAN

Total

ValidFrequency Percent Valid Percent

CumulativePercent

Page 4: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Adequacy of Standard 1300 - Global

CPQ38(Q45-A-4): Is guidance from IIA standards adequate? AS 1300 QualityAssurance and Improvement

4625 49.4 77.3 77.3

307 3.3 5.1 82.4

376 4.0 6.3 88.7

674 7.2 11.3 100.0

5982 63.9 100.0

3384 36.1

9366 100.0

Yes

No

Do not use

I do not know

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 5: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Adequacy of Standard 1300-Global

Page 6: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Compliance with Standard 1300- Global

CPQ38(Q45-B-4): Organization's compliance with AS 1300 Quality Assurance andImprovement

2360 25.2 40.0 40.0

2105 22.5 35.7 75.7

712 7.6 12.1 87.8

719 7.7 12.2 100.0

5896 63.0 100.0

3470 37.0

9366 100.0

Yes, full compliance

Yes, partial compliance

No, not in compliance

I do not know

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 7: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Compliance with Standard 1300- Global

Page 8: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Adequacy of Standard 1300- North America

CPQ38(Q45-A-4): Is guidance from IIA standards adequate? AS 1300 QualityAssurance and Improvement

1859 52.1 75.4 75.4

94 2.6 3.8 79.3

100 2.8 4.1 83.3

411 11.5 16.7 100.0

2464 69.0 100.0

1105 31.0

3569 100.0

Yes

No

Do not use

I do not know

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 9: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Adequacy of Standard 1300- North America

Page 10: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Compliance with Standard 1300 – North America

CPQ38(Q45-B-4): Organization's compliance with AS 1300 Quality Assurance andImprovement

1147 32.1 47.4 47.4

615 17.2 25.4 72.9

216 6.1 8.9 81.8

440 12.3 18.2 100.0

2418 67.8 100.0

1151 32.2

3569 100.0

Yes, full compliance

Yes, partial compliance

No, not in compliance

I do not know

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 11: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Compliance with Standard 1300 – North America

Page 12: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Adequacy of Standard 1300 – Quality Affiliates

CPQ38(Q45-A-4): Is guidance from IIA standards adequate? AS 1300 QualityAssurance and Improvement

1625 54.3 80.3 80.3

120 4.0 5.9 86.2

138 4.6 6.8 93.0

141 4.7 7.0 100.0

2024 67.6 100.0

971 32.4

2995 100.0

Yes

No

Do not use

I do not know

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 13: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Adequacy of Standard 1300 – Quality Affiliates

Page 14: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Compliance with Standard 1300- Quality Affiliates

CPQ38(Q45-B-4): Organization's compliance with AS 1300 Quality Assurance andImprovement

694 23.2 34.6 34.6

868 29.0 43.2 77.8

301 10.1 15.0 92.8

144 4.8 7.2 100.0

2007 67.0 100.0

988 33.0

2995 100.0

Yes, full compliance

Yes, partial compliance

No, not in compliance

I do not know

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 15: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Compliance with Standard 1300- Quality Affiliates

Page 16: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Adequacy of PA-1300 Global

CPQ39(Q46-A-4): Are practice advisories adequate? AS 1300 Quality Assuranceand Improvement

3683 39.3 77.2 77.2

260 2.8 5.5 82.7

825 8.8 17.3 100.0

4768 50.9 100.0

4598 49.1

9366 100.0

Yes

No

Do Not Use

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 17: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Adequacy of PA-1300 Global

Page 18: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Adequacy of PA-1300 North America

CPQ39(Q46-A-4): Are practice advisories adequate? AS 1300 Quality Assuranceand Improvement

1488 41.7 78.2 78.2

77 2.2 4.0 82.2

338 9.5 17.8 100.0

1903 53.3 100.0

1666 46.7

3569 100.0

Yes

No

Do Not Use

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 19: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Adequacy of PA-1300 North America

Page 20: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Adequacy of PA-1300Quality Affiliates

CPQ39(Q46-A-4): Are practice advisories adequate? AS 1300 Quality Assuranceand Improvement

1297 43.3 77.6 77.6

100 3.3 6.0 83.6

275 9.2 16.4 100.0

1672 55.8 100.0

1323 44.2

2995 100.0

Yes

No

Do Not Use

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 21: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

QA & IP in accordance with 1300 - Global

CPQ41(Q48): Does your Internal Audit Function have a quality assessment and improvementprogram in place in accordance with The IIA International Standard 1300?

2384 25.5 32.7 32.7

1596 17.0 21.9 54.6

1670 17.8 22.9 77.5

533 5.7 7.3 84.8

1104 11.8 15.2 100.0

7287 77.8 100.0

2079 22.2

9366 100.0

Yes, currently in place

To be put in place withinthe next twelve months

No plans to put in place inthe next twelve months

Your quality assuranceprogram is not inaccordance with Sta

I do not know

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 22: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

QA & IP in accordance with 1300 - Global

Page 23: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

QA & IP in accordance with 1300 – North America

CPQ41(Q48): Does your Internal Audit Function have a quality assessment and improvementprogram in place in accordance with The IIA International Standard 1300?

1182 33.1 40.5 40.5

602 16.9 20.7 61.2

507 14.2 17.4 78.6

146 4.1 5.0 83.6

478 13.4 16.4 100.0

2915 81.7 100.0

654 18.3

3569 100.0

Yes, currently in place

To be put in place withinthe next twelve months

No plans to put in place inthe next twelve months

Your quality assuranceprogram is not inaccordance with Sta

I do not know

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 24: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

QA & IP in accordance with 1300 – North America

Page 25: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

QA & IP in accordance with 1300 – Quality Affiliates

CPQ41(Q48): Does your Internal Audit Function have a quality assessment and improvementprogram in place in accordance with The IIA International Standard 1300?

704 23.5 28.9 28.9

545 18.2 22.4 51.3

653 21.8 26.8 78.2

223 7.4 9.2 87.3

308 10.3 12.7 100.0

2433 81.2 100.0

562 18.8

2995 100.0

Yes, currently in place

To be put in place withinthe next twelve months

No plans to put in place inthe next twelve months

Your quality assuranceprogram is not inaccordance with Sta

I do not know

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 26: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

QA & IP in accordance with 1300 – Quality Affiliates

Page 27: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Standard 1311- GlobalCPQ42(Q49): When was your Internal Audit Function last subject to a formal internal qualityassessment, periodic or ongoing, in accordance with The IIA International Standard 1311?

588 6.3 8.1 8.1

1712 18.3 23.6 31.7

540 5.8 7.4 39.1

94 1.0 1.3 40.4

89 1.0 1.2 41.6

2571 27.5 35.4 77.0

522 5.6 7.2 84.2

1150 12.3 15.8 100.0

7266 77.6 100.0

2100 22.4

9366 100.0

Scheduled to becompleted prior toJanuary 1, 2007 but not y

Within the last 12 months

1-3 years ago

4-5 years ago

More than 5 years ago

Never

The internal review wasnot done in accordancewith Standard

I do not know

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 28: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Standard 1311 - Global

Page 29: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Standard 1311 – North America

CPQ42(Q49): When was your Internal Audit Function last subject to a formal internal qualityassessment, periodic or ongoing, in accordance with The IIA International Standard 1311?

263 7.4 9.0 9.0

751 21.0 25.8 34.9

246 6.9 8.5 43.3

37 1.0 1.3 44.6

42 1.2 1.4 46.0

823 23.1 28.3 74.3

107 3.0 3.7 78.0

639 17.9 22.0 100.0

2908 81.5 100.0

661 18.5

3569 100.0

Scheduled to becompleted prior toJanuary 1, 2007 but not y

Within the last 12 months

1-3 years ago

4-5 years ago

More than 5 years ago

Never

The internal review wasnot done in accordancewith Standard

I do not know

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 30: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Standard 1311 – North America

Page 31: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Standard 1311 – Quality Affiliates

CPQ42(Q49): When was your Internal Audit Function last subject to a formal internal qualityassessment, periodic or ongoing, in accordance with The IIA International Standard 1311?

195 6.5 8.0 8.0

554 18.5 22.8 30.9

163 5.4 6.7 37.6

34 1.1 1.4 39.0

27 .9 1.1 40.1

952 31.8 39.2 79.3

250 8.3 10.3 89.7

251 8.4 10.3 100.0

2426 81.0 100.0

569 19.0

2995 100.0

Scheduled to becompleted prior toJanuary 1, 2007 but not y

Within the last 12 months

1-3 years ago

4-5 years ago

More than 5 years ago

Never

The internal review wasnot done in accordancewith Standard

I do not know

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 32: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Standard 1311 – Quality Affiliates

Page 33: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Standard 1312 - GlobalCPQ43(Q50): When was your Internal Audit Function last subject to a formal external quality

assessment in accordance with The IIA International Standard 1312 on externalassessments?

550 5.9 7.6 7.6

1194 12.7 16.5 24.1

693 7.4 9.6 33.6

151 1.6 2.1 35.7

121 1.3 1.7 37.4

2884 30.8 39.8 77.2

359 3.8 5.0 82.1

1297 13.8 17.9 100.0

7249 77.4 100.0

2117 22.6

9366 100.0

Scheduled to becompleted prior toJanuary 1, 2007 but not y

Within the last 12 months

1-3 years ago

4-5 years ago

More than 5 years ago

Never

The external review wasnot done in accordancewith Standard

I do not know

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 34: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Standard 1312 - Global

Page 35: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Standard 1312 – North America

CPQ43(Q50): When was your Internal Audit Function last subject to a formal external qualityassessment in accordance with The IIA International Standard 1312 on external

assessments?

238 6.7 8.2 8.2

580 16.3 20.0 28.2

318 8.9 11.0 39.2

70 2.0 2.4 41.6

56 1.6 1.9 43.5

896 25.1 30.9 74.5

67 1.9 2.3 76.8

673 18.9 23.2 100.0

2898 81.2 100.0

671 18.8

3569 100.0

Scheduled to becompleted prior toJanuary 1, 2007 but not y

Within the last 12 months

1-3 years ago

4-5 years ago

More than 5 years ago

Never

The external review wasnot done in accordancewith Standard

I do not know

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 36: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Standard 1312 – North America

Page 37: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Standard 1312 –Quality Affiliates

CPQ43(Q50): When was your Internal Audit Function last subject to a formal external qualityassessment in accordance with The IIA International Standard 1312 on external

assessments?

181 6.0 7.5 7.5

357 11.9 14.8 22.2

190 6.3 7.9 30.1

46 1.5 1.9 32.0

39 1.3 1.6 33.6

1103 36.8 45.6 79.2

154 5.1 6.4 85.6

348 11.6 14.4 100.0

2418 80.7 100.0

577 19.3

2995 100.0

Scheduled to becompleted prior toJanuary 1, 2007 but not y

Within the last 12 months

1-3 years ago

4-5 years ago

More than 5 years ago

Never

The external review wasnot done in accordancewith Standard

I do not know

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 38: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Standard 1312 –Quality Affiliates

Page 39: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Quality Assessment and Review Tools- Currently Used

GlobalCPQ50(Q57-A-15): Indicate the extent the Internal Audit Function uses or plans to usethe following audit tools / techniques on an audit engagement: o. The IIA's Quality

Assessment Review tools /Currently Used

2994 32.0 46.6 46.6

1338 14.3 20.8 67.4

1120 12.0 17.4 84.9

674 7.2 10.5 95.4

298 3.2 4.6 100.0

6424 68.6 100.0

2942 31.4

9366 100.0

Not Used

Moderately Used

Average Use

Very Much Used

Extensively Used

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 40: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Quality Assessment and Review Tools- Currently Used

Global

Page 41: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Quality Assessment and Review Tools- Currently Used

North AmericaCPQ50(Q57-A-15): Indicate the extent the Internal Audit Function uses or plans to usethe following audit tools / techniques on an audit engagement: o. The IIA's Quality

Assessment Review tools /Currently Used

1018 28.5 39.6 39.6

536 15.0 20.8 60.4

532 14.9 20.7 81.1

328 9.2 12.7 93.8

159 4.5 6.2 100.0

2573 72.1 100.0

996 27.9

3569 100.0

Not Used

Moderately Used

Average Use

Very Much Used

Extensively Used

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 42: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Quality Assessment and Review Tools- Currently Used

North America

Page 43: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Quality Assessment and Review Tools- Currently Used

Quality Affiliates

CPQ50(Q57-A-15): Indicate the extent the Internal Audit Function uses or plans to usethe following audit tools / techniques on an audit engagement: o. The IIA's Quality

Assessment Review tools /Currently Used

1063 35.5 49.0 49.0

459 15.3 21.2 70.2

364 12.2 16.8 87.0

204 6.8 9.4 96.4

78 2.6 3.6 100.0

2168 72.4 100.0

827 27.6

2995 100.0

Not Used

Moderately Used

Average Use

Very Much Used

Extensively Used

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 44: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Quality Assessment and Review Tools- Currently Used

Quality Affiliates

Page 45: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Quality Assessment and Review Tools- Next 3 Yrs

GlobalCPQ50(Q57-B-15): Indicate the extent the Internal Audit Function uses or plans to usethe following audit tools / techniques on an audit engagement: o. IIA's Quality Ass.

Review tools Plan to use in the next 3 years

976 10.4 20.3 20.3

1139 12.2 23.7 44.1

1319 14.1 27.5 71.6

931 9.9 19.4 91.0

434 4.6 9.0 100.0

4799 51.2 100.0

4567 48.8

9366 100.0

Not Used

Moderately Used

Average Use

Very Much Used

Extensively Used

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 46: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Quality Assessment and Review Tools- Next 3 Yrs

Global

Page 47: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Quality Assessment and Review Tools- Next 3 Yrs

North AmericaCPQ50(Q57-B-15): Indicate the extent the Internal Audit Function uses or plans to usethe following audit tools / techniques on an audit engagement: o. IIA's Quality Ass.

Review tools Plan to use in the next 3 years

361 10.1 18.2 18.2

403 11.3 20.4 38.6

594 16.6 30.0 68.6

405 11.3 20.5 89.1

216 6.1 10.9 100.0

1979 55.4 100.0

1590 44.6

3569 100.0

Not Used

Moderately Used

Average Use

Very Much Used

Extensively Used

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 48: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Quality Assessment and Review Tools- Next 3 Yrs

North America

Page 49: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

Quality Assessment and Review Tools- Next 3 Yrs

Quality AffiliatesCPQ50(Q57-B-15): Indicate the extent the Internal Audit Function uses or plans to usethe following audit tools / techniques on an audit engagement: o. IIA's Quality Ass.

Review tools Plan to use in the next 3 years

366 12.2 23.0 23.0

416 13.9 26.1 49.2

411 13.7 25.8 75.0

286 9.5 18.0 93.0

112 3.7 7.0 100.0

1591 53.1 100.0

1404 46.9

2995 100.0

Not Used

Moderately Used

Average Use

Very Much Used

Extensively Used

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 50: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

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Quality Assessment and Review Tools- Next 3 Yrs

Quality Affiliates

Page 51: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

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TQM- Current UsageGlobal

CPQ50(Q57-A-16): Indicate the extent the Internal Audit Function uses or plans to usethe following audit tools / techniques on an audit engagement: p. Total quality

management techniques Currently Used

3098 33.1 48.6 48.6

1397 14.9 21.9 70.5

1115 11.9 17.5 87.9

545 5.8 8.5 96.5

225 2.4 3.5 100.0

6380 68.1 100.0

2986 31.9

9366 100.0

Not Used

Moderately Used

Average Use

Very Much Used

Extensively Used

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

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TQM- Current UsageGlobal

Page 53: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

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TQM – Current UsageNorth America

CPQ50(Q57-A-16): Indicate the extent the Internal Audit Function uses or plans to usethe following audit tools / techniques on an audit engagement: p. Total quality

management techniques Currently Used

1087 30.5 42.5 42.5

603 16.9 23.6 66.0

517 14.5 20.2 86.2

256 7.2 10.0 96.2

96 2.7 3.8 100.0

2559 71.7 100.0

1010 28.3

3569 100.0

Not Used

Moderately Used

Average Use

Very Much Used

Extensively Used

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 54: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

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TQM – Current UsageNorth America

Page 55: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

TQM – Current UsageQuality Affiliates

CPQ50(Q57-A-16): Indicate the extent the Internal Audit Function uses or plans to usethe following audit tools / techniques on an audit engagement: p. Total quality

management techniques Currently Used

1145 38.2 53.5 53.5

432 14.4 20.2 73.6

341 11.4 15.9 89.5

163 5.4 7.6 97.2

61 2.0 2.8 100.0

2142 71.5 100.0

853 28.5

2995 100.0

Not Used

Moderately Used

Average Use

Very Much Used

Extensively Used

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 56: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

TQM – Current UsageQuality Affiliates

Page 57: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

TQM – Next 3 YrsGlobal

CPQ50(Q57-B-16): Indicate the extent the Internal Audit Function uses or plans to usethe following audit tools / techniques on an audit engagement: p. Total quality

management tech/Plan to use in the next 3 years

1432 15.3 30.0 30.0

1168 12.5 24.5 54.5

1177 12.6 24.7 79.1

698 7.5 14.6 93.8

297 3.2 6.2 100.0

4772 51.0 100.0

4594 49.0

9366 100.0

Not Used

Moderately Used

Average Use

Very Much Used

Extensively Used

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 58: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

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TQM – Next 3 YrsGlobal

Page 59: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

TQM – Next 3 YrsNorth America

CPQ50(Q57-B-16): Indicate the extent the Internal Audit Function uses or plans to usethe following audit tools / techniques on an audit engagement: p. Total quality

management tech/Plan to use in the next 3 years

609 17.1 30.8 30.8

432 12.1 21.8 52.6

549 15.4 27.7 80.3

272 7.6 13.7 94.1

117 3.3 5.9 100.0

1979 55.4 100.0

1590 44.6

3569 100.0

Not Used

Moderately Used

Average Use

Very Much Used

Extensively Used

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 60: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

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TQM – Next 3 YrsNorth America

Page 61: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

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TQM – Next 3 YrsQuality Affiliates

CPQ50(Q57-B-16): Indicate the extent the Internal Audit Function uses or plans to usethe following audit tools / techniques on an audit engagement: p. Total quality

management tech/Plan to use in the next 3 years

513 17.1 32.5 32.5

425 14.2 26.9 59.5

327 10.9 20.7 80.2

221 7.4 14.0 94.2

91 3.0 5.8 100.0

1577 52.7 100.0

1418 47.3

2995 100.0

Not Used

Moderately Used

Average Use

Very Much Used

Extensively Used

Total

Valid

SystemMissing

Total

Frequency Percent Valid PercentCumulative

Percent

Page 62: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

www.theiia.org/cbok

TQM – Next 3 YrsQuality Affiliates

Page 63: CBOK DATA EXTRACT REQUEST July 3, 2007 This is a product of IIA Research Foundation and the use of this product is subject to the protection of Copyright

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• Q2_A_1=4 or Q2_A_1=5 or Q2_A_1=48 or Q2_A_1=59 or Q2_A_1=87 or Q2_A_1=90 or Q2_A_1=3 or Q2_A_1=10 or Q2_A_1=15 or Q2_A_1=18 or Q2_A_1=92 or Q2_A_1=34 or Q2_A_1=35 or Q2_A_1=45 or Q2_A_1=50 or Q2_A_1=51 or Q2_A_1=61 or Q2_A_1=69 or Q2_A_1=78 or Q2_A_1=88 or Q2_A_1=20 or Q2_A_1=22 or Q2_A_1=46 or Q2_A_1=70 or Q2_A_1=63