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Transboundary Water Management: Lessons from Recent Projects and Programs Shawki Barghouti, Ladisy Komba Chengula, and Catherine Gwin Water Week 2007 March 1, 2007 INSERT PICTURE HERE INSERT PICTURE HERE

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Page 1: Transboundary Water Management: Lessons from Recent ...siteresources.worldbank.org/EXTWAT/Resources/4602122-1213366294492/... · Transboundary Water Management: Lessons from Recent

Transboundary Water Management: Lessons from Recent Projects and Programs

Shawki Barghouti, Ladisy Komba Chengula, and Catherine GwinWater Week 2007

March 1, 2007

INSERT PICTURE HEREINSERT PICTURE HERE

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Regional Approaches Are Increasingly Important for Water Resources Management

• Population and development pressures threaten sustainability of rivers, lakes, and surrounding land areas

• Over 60 percent of global freshwater flows across national borders

• About half the world’s land area and population are located in transboundary water basins

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Countries’ multiple — often competing —uses of water make regional approaches

highly challenging

• Uses of water –for irrigation, energy, industry, and consumption--tend to involve trade-offs

• Each use has distinct technical dimensions—related to such problems as scarcity, pollution, and cycles of flooding and drought

• So tensions are common among upstream and downstream countries and among groups, such as farmers, fishermen, industrial businesses, and energy suppliers

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The World Bank Supports Regional Water Programs in All Regions

• 13 major programs supported over the past 10 years

• The bulk in Africa (6) and Europe and Central Asia (3), with one in each of the other Regions

• Financed mainly by the Global Environmental Facility (GEF)

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Regional Programs Have Large Development Potential

IEG’s Main Evaluation Findings:• Regional programs can deliver strong development

results

• Their success and sustainability depends on strong ownership by all participating countries.

• Three ways to foster that country ownership are:Identify costs and benefits of a regional program for each individual countryEstablish governance arrangements that ensure country voiceImplement nationally; coordinate regionally

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TRANSBOUNDARY WATER MANAGEMENT

““Lessons from the Lake Victoria Environmental Lessons from the Lake Victoria Environmental Management Project (LVEMP)Management Project (LVEMP)””

March 1, 2007March 1, 2007

By Ladisy K. ChengulaBy Ladisy K. ChengulaSr. Natural Resources Management SpecialistSr. Natural Resources Management Specialist

The World BankThe World Bank

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Facts about Lake Victoria BasinFacts about Lake Victoria Basin• Population – 35 million; of which 3 million

depend on the Lake for their livelihood• Lake Basin countries – Burundi, Kenya,

Rwanda, Tanzania, and Uganda• Lake Victoria – Second largest freshwater body

in the World at approximately 68,800 Km2

• Lake Victoria shares – Tanzania 49%, Uganda 46%, and Kenya 6%

• Nile Perch exports – valued at over US$300 –450 million per annum

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Additional facts about the Lake Additional facts about the Lake Victoria Basin Victoria Basin ……

34.7100%193,000 Total

1945.616%30,880 Uganda

705.644%84,920 Tanzania

3366.911%21,230 Rwanda

32112.522%42,460 Kenya

3134.17%13,510 Burundi

Population Density

Population (million)

Share of the Basin

Area

Catchment Area (Km2) Country

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LVEMPLVEMP’’s Timeline s Timeline ……• 1994: Tripartite Agreement signed by Kenya, Tanzania,

and Uganda for joint implementation of LVEMP• 1994 – 1997: LVEMP preparation period with high

participation and ownership by countries • 1997 – 2003: LVEMP implementation with credit from

the World Bank (WB = US$35.7m) and grant from Global Environment Facility (GEF = US$35.9m)

• 2003: LVEMP stocktaking exercise to assess the achievements at original Project Closing Date

• 2003 – 2005: LVEMP extension period with WB supplemental credit (US$14.7m)

• 2006 – 2007: Bridging finance (EU = Euro 2.5m and Sida = SEK 10m); and on going preparation of LVEMP 2 by Burundi, Kenya, Rwanda, Tanzania, and Uganda

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LVEMPLVEMP’’s Longs Long--term Development term Development Objectives are to Objectives are to ……..

• Maximize the sustainable benefits to riparian communities from using resources within the basin to generate food, employment and income, supply safe water, and sustain a disease free environment;

• Conserve biodiversity and genetic resources for the benefit of the riparian communities, as well as the global community; and

• Harmonize national management programmes in order to achieve, to the maximum extent possible, the reversal of increasing environmental degradation.

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LVEMP 1LVEMP 1’’s Development s Development Objectives were to Objectives were to ……..

• Provide the necessary information to improve management of the lake ecosystem

• Establish mechanisms of cooperative management by three countries

• Identify and demonstrate practical, self-sustaining remedies

• Build capacity for lake ecosystem management

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• Fisheries management• Fisheries research• Fisheries extension (including community

micro-projects), policies, and laws• Fisheries Levy Trust• Water hyacinth control• Water quality and ecosystem management• Industrial and municipal waste management• Land use and wetland management• Institutional framework

The main project components The main project components of LVEMP 1 were of LVEMP 1 were ……

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Highlights of main Highlights of main achievements of LVEMP 1 achievements of LVEMP 1 ……

• Provided vital information for improving management of the lake ecosystem

• Established mechanisms of cooperative management

• Identified and demonstrated practical self-sustaining remedies

• Built capacity for lake ecosystem management

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Provided information for improving Provided information for improving management of ecosystemmanagement of ecosystem ……

• Declining fish stocks and biodiversity (3 main Spp.)• Sustainable Nile perch catch is between 220,000 and

235,000 tons per annum• Fish species thought to be extinct in Lake Victoria have

taken refugia in satellite lakes• Point-sources of pollution are important, but are not the

main sources of lake phosphorus and nitrogen• Atmospheric deposition of phosphorus and nitrogen is

the main cause of lake eutrophication • Constructed wetlands enhance water quality• Biological control (through weevils) reduces water

hyacinth in the lake, but is less effective in rivers

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Established mechanisms of Established mechanisms of cooperative management cooperative management ……

• Tripartite Agreement for the collaborative management of Lake Victoria basin (August 1994) – joint implementation of LVEMP

• Revival of East African Co-operation (1996)• Lake Victoria Fisheries Organization (1997) established as

specialized institution of the EAC• East African Community Treaty (November 1999) – Article 114

provided legal basis for a body to manage Lake Victoria Basin • EAC Development Strategy (1997 – 2000): Declared Lake Victoria

Basin as an Economic Growth Zone• EAC Lake Victoria Development Program Unit established (2001) • EAC Lake Victoria Vision and Strategy Framework (January 2004) • Protocol on Sustainable Development of the Lake Victoria Basin

signed (November 2003) and ratified (November 2004)• Lake Victoria Basin Commission (LVBC) and Council of Ministers

on Lake Victoria established (July 2005)

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Identified and demonstrated practical Identified and demonstrated practical selfself--sustaining remediessustaining remedies ……

• Supported co-management of natural resources - Beach Management Units, Participatory Forest Management

• Supported participatory approaches in planning and implementing micro-projects - improving fish landing sites, rural/shore roads, health centers, schools

• Supported community-based water hyacinth control -weevils multiplied by fishing/shore communities, NGOs, environmental societies, and primary schools

• Supported community-based integrated soil and water management interventions - afforestation, erosion control, protection of water sources/springs

• Piloted constructed wetlands to demonstrate their effectiveness in reducing point-sources pollution

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Built capacity for lake ecosystem Built capacity for lake ecosystem management management ……

• Supported collaborative applied research and monitoring of environmental parameters

• Upgraded research facilities at key institutions – fish and water quality laboratories

• Provided graduate training to academic and research staff – PhD (21), MSc (73), and short-courses

• Piloted “Cleaner Production” technologies – reducing industrial wastes on site

• Supported public education and awareness raising campaigns - community-study tours/exchange programs, parliamentarians seminars/tours

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Despite these achievements Despite these achievements environmental threats still exist environmental threats still exist ……

• Declining water levels: Caused by persistent drought; and over-abstraction of water for power generation

• Unsustainable fishing practices: Changes in fish species biodiversity (500+ to three dominant Spp); and declining stocks of Nile perch fishery

• Increasing water pollution: Leading to changes in lake chemical and bio-physical characteristics; eutrophication and its effects; nutrients balance problem; and health problems

• Resurgence of water hyacinth: As a result of declining water level; re-introduction from Rwanda/Burundi through Kagera river; and failure of the weevils to establish in riverine water hyacinth

• Increased wetlands degradation: Because of declining water level; and agricultural and urban development

• Watershed degradation: Due to unsustainable agricultural practices e.g., cultivation on slopes, and deforestation

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From 2001 From 2001 –– 2005 the gap between 2005 the gap between lake discharges and AC widened lake discharges and AC widened ……

Lake Victoria Water Abstraction for Power Generation 1990-2005

0

500

1000

1500

2000

2500

3000

3500

4000

4500

1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005

Years

Dis

char

ges

0

1

2

3

4

5

6

7

8

9

10

11

12

13

14

Lake

Lev

els

Agreed Curve Total Cross Dam Lake Levels

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Declining lake level had economic Declining lake level had economic and environmental impacts and environmental impacts ……

• Modifications of major ports and urban water supply infrastructure e.g., piers, and water intakes

• Increased cost of marine transport systems• Reduced efficiency of hydropower generation due to falling

head of the reservoir/lake• Lost refugia of endemic fish species, thought to be extinct in

the main lake, due to drying littoral zone wetlands• Extended lake shores area attracted agricultural activities• Retreating fish landing sites impacted quality, and hence

threatened the Nile perch export market, and livelihood• Resurgence of water hyacinth in near shore shallow waters• Lake Victoria level declined by 2.3 m between 1998 and

2005, implying loss of habitat of some fish species

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Wagon ferry terminal at Mwanza Wagon ferry terminal at Mwanza South port left hangingSouth port left hanging……

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Closed slipway shipbuilding and Closed slipway shipbuilding and repair facility at Kisumu port repair facility at Kisumu port ……

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Fishing industry is also impacted Fishing industry is also impacted by declining water levels by declining water levels ……

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Extended fish landing beaches are Extended fish landing beaches are compromising hygiene compromising hygiene ……

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Lake level recovered by 65 cm but Lake level recovered by 65 cm but discharges are still above AC discharges are still above AC ……

Lake Level Trend Decem ber 2005 to February 11th 2007

9.70

9.90

10.10

10.30

10.50

10.70

10.90

11.10

11.30

11.50

12/01

/2005

12/16

/2005

12/31

/2005

01/15

/2006

01/30

/2006

02/14

/2006

03/01

/2006

03/16

/2006

03/31

/2006

04/15

/2006

04/30

/2006

05/15

/2006

05/30

/2006

06/14

/2006

06/29

/2006

07/14

/2006

07/30

/2006

08/14

/2006

08/29

/2006

09/13

/2006

09/28

/2006

10/13

/2006

10/28

/2006

11/12

/2006

11/27

/2006

12/12

/2006

12/27

/2006

01/11

/2007

01/26

/2007

02/10

/2007

Period

Daily

Lak

e Lev

el, m

AD

20

30

40

50

60

70

80

90

100

110

Daily

Disc

harg

e, Mi

llion

M3

Lake Level, m AD Total D ischarge Across OW FS Agreed Curve New Release Policy (At rate of 850/750 cum ecs ) (effective 6/02/06 & 7/08/06)

Interim W ater Release Increm ent to Test Unit 15 at K iira

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Bank/GEF support is needed to Bank/GEF support is needed to implement joint actions to implement joint actions to ……

• Ensure that Uganda’s hydropower generation is based on the “agreed curve” or negotiated “operational policy”

• Develop other potential hydropower sites; and invest in alternative sources of energy, including thermal, natural gas, and solar

• Implement the proposed East African Power Master Plan (PPA)• Study the hydrology of the Lake Victoria basin to form the basis

of future hydropower investments and allocation of water resources

• Develop and implement a Regional Water Resources Management Plan (WRMP) under the LVEMP 2

• Establish a regional institution under the EAC/LVBC, to coordinate the management of the Lake Victoria basin water resources

• Develop an M&E framework and MIS for the sustainable utilization of the water resources

• Build capacity of the regional and national water resources management institutions

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Support is also needed to address Support is also needed to address other environmental threats other environmental threats ……

• Unsustainable fishing practices: Changes in fish species biodiversity (500+ to three dominant spp); and declining stocks of Nile perch fishery

• Increasing water pollution: Leading to changes in lake chemical and bio-physical characteristics; eutrophication and its effects; nutrients balance problem; and health problems

• Resurgence of water hyacinth: As a result of declining water level; re-introduction from Rwanda/Burundi through Kagera river; and failure of the weevils to establish in riverine water hyacinth

• Increased wetlands degradation: Because of declining water level; and agricultural and urban development

• Watershed degradation: Due to unsustainable agricultural practices e.g., cultivation on slopes, and deforestation

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Overfishing of Nile perch is Overfishing of Nile perch is manifested in the following manifested in the following ……

• Catch per unit effort (CPUE) for Nile perch has decreased from 80 Kg to 45 Kg per boat per day

• Number of improved operational fishing gears e.g., motor boats etc., has increased

• Propensity for use of ‘illegal’ gears has increased • Standing stock of Nile perch has decreased from 650,000

tons (1999/2000) to 540,000 tons (2004/2005)• Current Nile perch yield of 200,000 – 290,000 tons per year

exceeds the maximum sustainable yield (MSY) of about 235,000 tons/year

• Age/size at maturity has declined

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• Adopting the Precautionary Principle until such time as information allows more targeted management intervention

• Improving strategies for monitoring and assessment of the status of the fisheries as the basis for better management

• Strengthening regulatory framework and enforcement to ensure better fishing practices

• Reducing post harvest losses and develop mechanisms to add value of the fish exports

Riparian countries should address Riparian countries should address overfishing problem by overfishing problem by ……

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Point and nonPoint and non--point pollutions have point pollutions have changed the lake ecosystem changed the lake ecosystem ……

• Presence of high level of nutrients in the lake e.g., current TPlevels are three times higher than during 1960-61 period

• Increased algal biomass as evidenced by high chlorophyll levels (3-8 times) and primary productivity (2 times)

• Occurrence of frequent Cyanobacteria Spp blooms• Increased turbidity resulting from sediment loading and

biological activity in-lake, thus reducing transparency• Depletion of oxygen which is severe (anoxic conditions) and

prolonged in pelagic bottom waters • Reduced silicon levels as demand by Si requiring algae (e.g.,

diatoms) has exceeded the re-supply from the catchment• Increased lake eutrophication due to P and N deposition • Loss of fish habitat due to deteriorating oxygen conditions

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But atmospheric deposition is the But atmospheric deposition is the main cause of eutrophication main cause of eutrophication ……

10050,915100967,700TOTAL

31,69014,300Point

78757,000Biological N-fixation

189,247438,800Rivers

7939,97817167,600Atmospheric Deposition

%TPTP (tons/year)%TNTN (tons/year)Pollution Source

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• Rehabilitate wastewater treatment plants and construct wetlands to reduce discharge of untreated effluent

• Establish Equatorial Atmospheric Deposition Network to track down main sources of P and N

• Implement Integrated Pest Management Plans to reduce agro-chemicals entering the lake

• Implement participatory Integrated Watershed Management Plans to reduce sediment loads, increase land cover, diversify and intensify agricultural production

• Promote Cleaner Production technologies to reduce industrial wastes/effluents

Lake basin countries should control Lake basin countries should control point and nonpoint and non--point pollution point pollution ……

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Increasing inflow of water hyacinth Increasing inflow of water hyacinth from the Kagera river from the Kagera river ……

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• Building capacity of biological control of water hyacinth in Burundi and Rwanda

• Researching on biological agents which can control water hyacinth in river systems

• Continuing with monitoring, surveillance, and biological control of water hyacinth in hot spots

• Involving fishing/shore communities in control of water hyacinth

Lake basin countries should jointly Lake basin countries should jointly control water hyacinth by control water hyacinth by ……

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Increasing encroachment of littoral Increasing encroachment of littoral wetlands for agriculture wetlands for agriculture ……

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Increasing watershed degradation Increasing watershed degradation due to poor land use practices due to poor land use practices ……

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• Invest in soil and water conservation –stabilization of soils, prevention of erosion, hydraulic structures for water management

• Invest in intensification of agriculture and sustainable natural resources use – increase productivity of farming systems, livestock and rangeland, and forest management

• Invest in public education and awareness of costs and benefits of sustainable natural resources management

Lake basin countries should adopt Lake basin countries should adopt SLM practices to reduce impactSLM practices to reduce impact……

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Weak policies and institutional Weak policies and institutional framework are key constraints framework are key constraints ……

• Policies, legislations, and regulatory standards for natural resources utilization and environmental management are not harmonized

• A Protocol on Sustainable Lake Victoria Development signed in November 2003 and ratified in November 2004 has no been internalized and implemented by the EAC Partner States

• Capacity of the national natural resources and environmental management institutions to regulate resources utilization is low

• Lake Victoria Basin Commission (LVBC) established in July 2005 has no capacity for managing transboundary natural resources

• Lake Victoria Fisheries Organization established under LVEMP needs to be strengthened

• Regional Management Information System (MIS) and information sharing protocols need to be developed

• Mechanisms for sustainable financing of Lake Victoria Basin management need to be developed and implemented

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In summary lessonsIn summary lessons--learnt from learnt from implementing LVEMP are implementing LVEMP are ……

• Applied research is critical for understanding environmental threats of the basin ecosystem – but must be targeted and prioritized

• Basin-wide approach is necessary for addressing key environmental concerns – absence of Burundi and Rwanda under LVEMP 1

• Strong regional institutions are imperative for coordinating management of transboundary natural resources – LVBC was not operational until July 2005, and is still weak

• Institutional sustainability could be enhanced by implementing the project through government structures instead of PCUs

• Community involvement and participation is critical especially in watershed management – but there is a need to create incentives for upstream countries (Burundi and Rwanda) to participate

• Environmental benefits must have strong links to improved livelihoods of the local communities

• Regional projects require greater clarity of objectives, resultsframework, and responsibilities of national institutions

• Regional projects are vulnerable to failure of partners

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THANK YOUTHANK YOU

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Common Themes and Lessons From Regional

Water Programs

Shawki BarghoutiMarch 1, 2007

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Common challenges confronting regional water

programs:

Water quality, pollution, salinity, scarcity, floods, habitat losses,

conflict and drought

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Broad Development Objectives of regional programs:

• Achieve sustainable water resources management in the riparian countries,

• Protect the environment and public goods in the water basin,

• Sustained health, economic growth and poverty reduction and conflict resolution in riparian countries,

• Engage the beneficiaries: farmers, communities, fishermen, industries and municipalities.

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Common Components::

• Generate knowledge and update information and data about shared water systems,

• Utilize modern knowledge systems to design sustainable water development plans,

• Build institutional capacity in the water sector at national and regional levels,

• Pilot measures for improved water management and associated development projects.

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Achievements:

• Improve research and technology development, data collection, analysis, and monitoring of water resources. Improved information system did not always influence policy.

• Enhance capacity building including policy analysis, harmonization of laws, regulations and management of water use and application,

• Limited success in conflict resolution and in facilitating political agreements to better manage joint water resources.

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Factors affecting performance:

• Strong country commitment,• Conducive political environment• Matching development objectives to regional

and national capacities,• Clear definition of role and responsibilities of

regional and national institutions,• Transparent and sustainable governance.

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Partnerships

• National and local beneficiaries contributed in kind and cash,

• Donors focused on selected national and regional themes of public goods with short term commitments. Each donors follows its own implementation procedures,

• Bank focused on local and national benefits, with long term plans,

• Bank supported related national investment operations to complement regional program objectives,

• Bank needs to work with other donors to incorporate regional programs in CASs in riparian countries.

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Partnership with GEF

• GEF was an instrumental partner in all regional water programs,

• GEF initiated and financed operations to support regional water public goods,

• Bank focused on poverty reduction and enhancing economic growth in riparian countries,

• Differences in mission objectives and operations reduced Bank/GEF effectiveness.

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Factors reducing effectiveness of Bank/GEF partnership

• GEF commits funds for the short term and is only a catalytic player to enhance regional cooperation,

• GEF contracts several implementing agencies with different operational requirements, complicating procurements and financing systems

• The Bank supports long term development objectives,

• Achieving regional results requires long time, usually beyond GEF commitments.