time-dependent density functional theory for ultrafast electron … · 2013-03-14 ·...
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Kazuhiro YABANA
Center for Computational Sciences, University of Tsukuba
Time-dependent density functional theory for ultrafast electron dynamics in solid
Computational approaches to nuclear many-body problems and related quantum systems
Feb. 12-16, 2013, RIKEN, Wako, Japan
First-principles computational approach for Frontiers of Laser Sciences
TDDFT: First-principles tool for electron dynamics simulation
Absorption cross section
Collision of atoms and ions
E S0 S1
S2
+Ze
Electronic excitation + + + + + +
- - - - - -
E(t)
hν
3hν
e-
Multiple ionization
Intense, ultra-short Laser pulses
Linear response regime (Perturbation theory)
Nonlinear, nonperturbative regime (Initial value problem)
e- e-
soft X ray (High harmonic generation)
Dielectric function
Coherent phonon Electron-hole plasma Optical breakdown
Conductance of nano-wire
( )ωσ
Laser-solid interaction
Coulomb explosion
( ) ( )[ ] ( ) ( )
( ) ( )2,,
,,,,
∑=
+=∂∂
ii
iextKSi
trtr
trtrVtrhtrt
i
ψρ
ψρψ
Theoretical description of light-matter interactions
[ ] ( )EEDD ωε==
Constitution relation Electromagnetism: Maxwell equation for macroscopic fields, E, D, B, H
Quantum Mechanics: Perturbation theory to calculate linear susceptibilities, ε(ω)
Ultra-short laser pulses require real-time description
Strong electric field induces nonlinear electron dynamics
( ) ( ) ( )','', trEttdttrDt
−= ∫ ε
( ) ( ) ( ) ( )( ) ( ) ( )
+−−+−= ∫∫∫ '',','',''''4','', 2 trEtrEttttdtdttrEttdttrDttt
χπε
A standard description
In current frontiers of optical sciences,
Nanosized material requires nonlocal description in space ( ) ( ) ( )','',',', trEttrrdttrD
t −= ∫ ε
4
CONTENTS
1. A frontier in light - matter interaction : intense and ultrafast - Theories and computations required in current optical sciences - 2. Real-time and real-space calculation for electron dynamics in solid - time-dependent band calculation, treatment of boundaries. - 3. Electron dynamics in solid for a given electric field - Dielectric function and optical breakdown, … - 4. Coupled Maxwell + TDDFT multiscale simulation - First-principles simulation for macroscopic electromagnetic field in intense regime, Dense electron-hole plasma induced by intense laser pulses -
Frontiers in Optical Sciences: Intense field
Nuclear reaction, Particle Acceleration
QED Vacuum breakdown
Relativistic Classical
Nonrelativistic Quantum
Nonlinear electron dynamics
G. Mourou
Phenomena in intense laser pulses irradiated on bulk materials
21513 W/cm1010 − Laser intensity
Vacuum breakdown
Laser acceleration
Electron-hole plasma Optical breakdown Laser machining
Coherent phonon
HHG
Nonrelativistic Quamtum mechanics
Relativistic Classical mechanics
Nonlinear optics
eE(t)z z
nucleiby field electric Internal pulselaser by field electric External
≈
7
Frontiers in Optical Sciences: Ultrafast dynamics
s10 15− Time
Nucleon motion in nucleus
s10 18− s10 23−s10 12−
Attosecond Femtosecond Picosecond
Real-time observation of valence electron motion E. Goulielmakis et.al, Nature 466, 739 (2010).
Shortest laser pulse 80 as (2008)
Period of electron orbital in Hydrogen, 150as
Period of Ti-sapphire laser pulse
Period of Optical phonon (Si, 64 fs)
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𝑇ph : Period of optical phonon
M. Hase, et al. Nature (London) 426, 51 (2003)
pump probe
𝛥𝛥 𝑡𝛥
∝ 𝑒−Γ𝑡 sin Ωph𝑡 + 𝜙
Pump-Probe Measurement: Coherent Phonon
Intense 1st pulse excites electrons and atoms. Weak 2nd pulse measure change of reflectivity.
Optical microscope image of waveguides written inside bulk glass by a 25-MHz train of 5-nJ sub-100-fs pulses, C.B. Schaffer et.al, OPTICS LETTERS 26, 93 (2001)
R.R. Gattass, E. Mazur, Nature Photonics 2, 220 (2008).
Micromachining – waveguide- Nanosurgery
Ablation of a single mitochondrion in a living cell. N. Shen et.al, Mech. Chem. Biosystems, 2, 17 (2005).
Femto-technology: nonthermal machining by femtosecond laser pulses
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CONTENTS
1. A frontier in light - matter interaction : intense and ultrashort - Theories and computations required in current optical sciences - 2. Real-time and real-space calculation for electron dynamics in solid - time-dependent band calculation, treatment of boundaries. - 3. Electron dynamics in solid for a given electric field - Dielectric function and optical breakdown, … - 4. Coupled Maxwell + TDDFT multiscale simulation - First-principles simulation for macroscopic electromagnetic field in intense regime, Dense electron-hole plasma induced by intense laser pulses -
3D real-space grid representation, high order finite difference
Time evolution: 4-th order Taylor expansion
( ) ( ) ( ) ( ) ( ) 4,!
1exp0
=
∆
≈
∆
=∆+ ∑=
Nti
tthk
ti
tthtt iKS
N
ki
KSi ψψψ
Calculation in real-time and real-space
Time-dependent Kohn-Sham equation
( ) ( )[ ] ( ) ( ) ( )2,,,,, ∑==∂∂
iiiKSi trtrntrtrnhtr
ti ψψψ
( )[ ] ( ) ( )[ ] ( )trVtrnrr
erdrVm
trnh extxcionKS ,,'
'2
,2
22
++−
++∇−= ∫ µ
Norm-conserving pseudopotential
12
Two key issues
Use (spatially uniform) vector potential instead of (spatially linear) scalar potential to express macroscopic electric field.
Boundary effect (macroscopic shape effect) needs to be considered from outside of the theory.
We assume a long wavelength limit, lattice const. << light wavelength
Electron dynamics in a unit cell under time-dependent, spatially uniform field
Treatment of optical electric field
We can manage them by the appropriate choice of gauge.
Employing a vector potential replacing the scalar potential, one may recover the periodicity of the Hamiltonian
( ) ( ) ( )ztEdtctAztE
tA
cE
t
ˆ''
1
∫=⇔=
∂∂
−∇−=
φ
φ
( ) ( ) ( ) ( )ttrVtAcep
mt
ti ψψ
+
−=
∂∂ ,
21 2
Electron dynamics in crystalline solid under spatially uniform field
( )zteE
z
( )zVScalar potential spoils spatial periodicity of the Hamiltonian
( )zteE
( ) )(rharh ≠+
( ) ( ) ( )tretartrhtarh nkaki
nk ,,),(,
ψψ =+=+
Time-dependent, spatially uniform electric field
Time-dependent Bloch function
a
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( ) ( ) ( ) ( )
( ) ( )2
2
,,
,,21,
∑=
+
−+=
∂∂
nkkn
knkn
trutrn
trutrVtAcekip
mtru
ti
( ) ( )( ) ( )trutaru
truetr
nknk
nkrki
nk
,,,,
=+=ψ
Equation for time-dependent Bloch function
( ) ( ) ( ) ( )ttrVtAcep
mt
ti nknk ψψ
+
−=
∂∂ ,
21 2
( ) ( )ztEdtctAtA
cE
t
ˆ''1∫=
∂∂
−=
Transverse
+ + + + + + + + + + + + + + +
-------------- Longitudinal
)()( tAtA ext= ( )tAtAtA onpolarizatiext += )()(
Treatment of Polarization (Macroscopic Shape of Sample) - We solve electron dynamics in a unit cell inside a crystalline solid. - The electric field in the unit cell depends on macroscopic geometry of the sample. - We need to specify the ‘macroscopic geometry’ in the calculation.
Optical response of thin film
~ onpolarizatiext EEE +=
( )tEext
( )tAtAtA onpolarizatiextr += )()(
Time-dependent Kohn-Sham equation
Case of longitudinal geometry: Treatment of induced polarization
( ) ( )trjrddt
tAd
cell
onpolarizati ,4
)(2
2
∫ΩΩ
=π
2
2
21
∑=
+−
+∇−=
∂∂
ii
ixc
iii
n
nEeA
cei
mti
ψ
ψδ
δφψψψ
∑
−
+=
iii ccA
cep
mj ..
21 * ψψ
Equation for polarization
dielectrics “parallel-plate-capacitor with dielectrics”.
( ) ')'(
)(1)(
∫−=
∂∂
−=
tdttEctA
ttA
ctE
( )trj ,
( )tA
Bertsch, Iwata, Rubio, Yabana, Phys. Rev. B62(2000)7998.
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17
CONTENTS
1. A frontier in light - matter interaction : intense and ultrafast - Theories and computations required in current optical sciences - 2. Real-time and real-space calculation for electron dynamics in solid - time-dependent band calculation, treatment of boundaries. - 3. Electron dynamics in solid for a given electric field - Dielectric function and optical breakdown, … - 4. Coupled Maxwell + TDDFT multiscale simulation - First-principles simulation for macroscopic electromagnetic field in intense regime, Dense electron-hole plasma induced by intense laser pulses -
Electron dynamics in bulk silicon under pulse light
Ground state density (110) Density change from the ground state (110)
I= 3.5×1014 W/cm2, T=50 fs, ħω=0.5 eV Laser photon energy is much lower than direct bandgap.
Elec
tric
Fiel
d (a
.u.)
403020100Time (fs)
-Blue0Green
Red +
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19
Linear response: Two methods to calculate dielectric function from real-time electron dynamics
Transverse geometry Longitudinal geometry
( ) ( )
( ) ( )
( ) ( )ω
ωσπωε
σωσ
σ
ω
i
tedt
dtdA
cttdttJ
ti
t
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1''
+=
=
−−=
∫
∫ ( ) ( ) ( )( ) ( )
( ) ( ) ( )
( )( )( )tAedt
tAedt
tAttdttA
tJdt
tAd
tAtAtA
extti
totti
ext
t
tot
pol
polexttot
ω
ω
ωε
ε
π
∫∫
∫
=
−=
=
+=
−
1
'''
4
1
2
2
For an impulsive external field,
( ) ( ) ( ) ( )tkctAtktE θδ −== ,
( ) ( )tktJ σ= ( ) ( )tkdt
dAc
tE tottot
11 −=−= ε
Comparison of numerical results for dielectric function of Si by two methods - Green : longitudinal - Red : transverse Re[ε]
Im[ε] J(t)/A0
Spatial grid: 16^3 k-points : 8^3 Distortion strength: A0 = 0.01 (longitudinal) 0.0005 (transverse)
Dielectric function of Si in TDDFT (ALDA) Transverse calculation
Dielectric function by TDDFT (ALDA) is not accurate enough. 21
Instantaneous pulse field is applied at t=0, the induced current as a function of time.
G. Onida, L. Reining, A. Rubio, Rev. Mod. Phys. 74(2002)601.
PRL107, 186401 (2011) S. Sharma, J.K. Dewhurst, A. Sanna, E.K.U. Gross, Bootstrap approx. for the exchange-correlation kernel of time-dependent density functional theory Limited to linear response regime.
Most successful but Beyond Kohn-Sham framework Dots: experiment Dash-dotted: RPA Solid: Bethe-Salpeter
TDDFT (ALDA)
GW approx. + Bethe-Salpeter
TDDFT with hybrid (nonlocal) functional
Good results for small gap materials, Less satisfactory for large gap materials. J. Paier, M. Marsman, G. Kresse, Phys. Rev. B78,121201 (2008)
Intense laser pulse on solid
21513 W/cm1010 − Laser intensity
Vacuum breakdown
Laser acceleration
Electron-hole plasma Optical breakdown Laser machining
Coherent phonon
HHG
Nonrelativistic Quamtum mechanics
Relativistic Classical mechanics
Nonlinear optics
eE(t)z z
nucleiby field electric Internal pulselaser by field electric External
≈
5 x 1014 W/cm2
1 x 1015 W/cm2
2 x 1015 W/cm2
Calculation for diamond laser frequency: 3.1eV, below bandgap (4.8 eV)
Eext(t) vs Etot(t) As the laser intensity increases,
-0.6
-0.4
-0.2
0.0
0.2
0.4
0.6
Electric field (au)
1000 800 600 400 200 0
time (au)
ext2d15_400 tot2d15_400
-0.2
-0.1
0.0
0.1
0.2
Electric field (au)
1000 800 600 400 200 0
time (au)
ext1d15_400 tot1d15_400
-0.2
-0.1
0.0
0.1
0.2
Electric field (au)
1000 800 600 400 200 0
time (au)
ext5d14_400 tot5d14_400 Weak field:
Dielectric dynamics
Threshold for breakdown
T. Otobe, M. Yamagiwa, J.-I. Iwata, K.Y. T. Nakatsukasa, G.F. Bertsch, Phys. Rev. B77, 165104 (2008)
At a certain intensity, resonant energy transfer is observed.
exttot EE 1−= ε
exttot EE 1−≠ ε
Band gap
valence band
conduction band X X
X X
Resonant energy transfer (1x1015 W/cm2, 3.1eV, 40fs)
Eext(t)
Etot(t)
Number of excited electrons
Energy transfer from laser to diamond
Incident laser frequency = plasma frequency of excited electrons Plasma frequency for 0.4/atom
( ) eV40
4≈
=
επω
mnex
p
exceeds the frequency of laser pulse, 3.1eV
diamond
25
Resonant intensity is higher than measured optical breakdown threshold
Resonance starts 7x1014 W/cm2 (16fs)
Two photon
Calculated threshold: 6J/cm2 Measured threshold: 0.63±0.15 J/cm2
D.H. Reitze et.al, Phys. Rev. B45, 2677(1992)
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27
When nonlinear effects are important, neither longitudinal or transverse calculation is sufficient.
Up to now , we considered electron dynamics under a given field
Next step is to consider dynamics of both electrons and electromagnetic fields simultaneously.
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CONTENTS
1. A frontier in light - matter interaction : intense and ultrafast - Theories and computations required in current optical sciences - 2. Real-time and real-space calculation for electron dynamics in solid - time-dependent band calculation, treatment of boundaries. - 3. Electron dynamics in solid for a given electric field - Dielectric function and optical breakdown, … - 4. Coupled Maxwell + TDDFT multiscale simulation - First-principles simulation for macroscopic electromagnetic field in intense regime, Dense electron-hole plasma induced by intense laser pulses -
Usually, light-matter interaction is described by
[ ] ( )EEDD ωε==
Constitution relation Electromagnetism: Maxwell equation for macroscopic fields, E, D, B, H
Quantum Mechanics: Perturbation theory to calculate linear susceptibilities, ε(ω)
As the light intensity increases, nonlinear effects appear
[ ] ( ) ( ) ( ) +++== 3322 44 EEEEDD πχπχωε
Extreme intensity of laser pulse
We need to solve couple Maxwell + Schroedinger dynamics.
Quantum mechanics is useful to calculate nonlinear susceptibilities as well.
( )tri ,ψ( ) ( )trBtrE ,,,
external field
polarization
[μm] [nm] Different spatial scales
We introduce two spatial grids and achieve “multiscale simulation”
Maxwell equation describing electromagnetic field
Time-dependent density-functional theory describing electron dynamics
Two spatial scales
We need to solve couple Maxwell + Schroedinger dynamics.
Maxwell eq. Propagation z-direction, polarization x-direction
x
z ( ) ( ) ( )
( ) ( )xtzAtrA
tzAz
tzAtc
z
ˆ,,
0,, 2
2
2
2
2
=
=∂∂
−∂∂
ε
We consider a problem: Laser pulse irradiation normal on bulk Si
Index of refraction ε=n
2
11
+−
=nnR
Reflectance
Velocity of wave
ncv =
Vacuum
ε=16
eV55.1,nm800 == ωλ
Si
Laser frequency below direct bandgap
31
A/c
[µm]
Macroscopic grid
Multiscale simulation: Formalism
( ) ( ) ( )tZJc
tZAZ
tZAtc
,4,,12
2
2
2
2π
=∂∂
−∂∂
Macroscopic grid points(μm) to describe macroscopic vector potential
ZeionZ
Zixc
ZiZZiZi
enenn
EeAcei
mti
,2
,,,
2
,
421
−−=∇
+−
+∇−=
∂∂
πφ
ψδ
δψφψψ
( ) Anc
emi
j
jrdtZJ
Zei
ZiZiZiZiZe
Ze
,*,,,
*,,
,
42
),(
πψψψψ −∇−∇=
=
∑
∫Ω
At each macroscopic points, Kohn-Sham orbitals are prepared, and described in microscopic grids.
Exchange of information by macroscopic current and macroscopic vector potential. ( )tZA ,
( )tZJ ,
Zi ,ψ
At each macroscopic grid point, We consider a unit cell and prepare microscopic grid.
K. Yabana, T. Sugiyama, Y. Shinohara, T. Otobe, G.F. Bertsch, Phys. Rev. B85, 045134 (2012).
I=1010W/cm2
Z=0 [µm]
[µm]
Z=0.8 [µm] Z=1.6 [µm]
Propagation of weak pulse (Linear response regime, separate dynamics of electrons and E-M wave)
Vacuum Si Laser frequency:1.55eV: lower than direct bandgap 2.4eV(LDA)
33
A/c
34
I=1010W/cm2
Propagation of weak pulse (Linear response regime, separate dynamics of electrons and E-M wave)
[µm]
Vacuum Si Laser frequency:1.55eV: lower than direct bandgap 2.4eV(LDA)
Electron excitation energy per unit cell volume
A/c
35
Maxwell+TDDFT vs Maxwell only (constant ε)
Red = Maxwell + TDDFT Green = Maxwell
Si Vacuum
( ) ( ) 160,, 2
2
2
2
2 ==∂∂
−∂∂ εε tzA
ztzA
tc
εcv =
In linear regime, dispersion of dielectric function Induces Phase velocity vs group velocity Chirp effect is also seen
+
=
ωε
εωε
dd
cvg
21
[µm]
A/c
Z=0 [µm]
[µm]
Z=0.8 [µm] Z=1.6 [µm]
I =5 x 1012W/cm2
Vacuum Si
More intense laser pulse Maxwell and TDKS equations no more separate.
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37
I = 5 x 1012W/cm2
More intense pulse (2-photon absorption dominates)
[µm]
Vacuum Si Laser frequency:1.55eV: lower than direct bandgap 2.4eV(LDA)
Electron excitation energy per unit cell volume
A/c
38
Vector potential and electronic excitation energy after the laser pulse splits into reflected and transmitted waves
39
Dense electron-hole plasma generation at the surface modifies dielectric properties at the surface.
K. Sokoowski-Tinten, D. von der Linde, Phys. Rev. B61, 2643 (2000)
Si
Pump-probe
λ=625nm, 100fs pulse Strong pump-pulse excites electrons at the surface, forming dense electron-hole plasma
Drude model fit
( )
+
−=
τωω
πεε
imne
n phgsph
14*
2
m*=0.18, τ=1fs
Probe-pulse measures change of Dielectric properties. Reflectivity
change
Pump-pulse intensity
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I=1x1011W/cm2, hv=1.55eV
“Numerical Pump-Probe Experiment”
Si Vacuum
Excited electron density at the surface
2-photon absorption
We can calculate excited electron density at the surface by pump-pulse / reflectivity of probe pulse
Reflectivity of probe pulse
( )
+
−=
τωω
πεε
imne
n phgsph
14*
2
Fit by Drude model
41
Performance at K-Computer in Kobe (in early access)
Computational Aspects Large computational resources required for multi-scale calculation
1,000 cores, 10 hours (SGI Altix, U. Tokyo) 20,000 cores, 20 min (K-computer, Kobe) macroscopic grid: 256 microscopic grid: 16^3 k-points 8^3 -> 80 (too small) time step: 16,000
Future Prospects: Multi-dimensional wave propagation
At present, 1-dim propagation (macroscopic grid) Si, diamond: 1,000 cores, 10 hours 20,000 cores, 20 min (K-computer, Kobe) SiO2 (α-quartz) 30,000 cores, 2 hours
Oblique incidence, 2-dim
50×
3-dim - Self focusing - Circular polarization A million of macro-grid points
000,1×need to wait next generation supercomputers
Electron dynamics in bulk periodic solid by real-time TDDFT - First-principles description of electron dynamics in femto- and atto-second time scale - Applications to - dielectric function (linear response) - coherent phonon generation - optical breakdown Coupled Maxwell + TDDFT multi-scale simulation - Promising tool to investigate laser-matter interaction - Requires large computational resources, a computational challenge Further developments necessary - Surface dynamics, electron emission - Collision effects (electron-electron, electron-phonon)
Summary
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