quilter investors voting policy report q4 2019 · against management recommendation. 2 company name...
TRANSCRIPT
Quilter Investors Voting Policy Report Q4 2019
1
The tables below, accessed via the embedded links show voting according to the policy of Quilter Investors. The tables are sorted by company
name, date of the AGM and/or EGM, and are followed by a resolution number. The records date from 2015 because that is when we, as a
company, began to give proxy voting instructions.
The tables show, for each resolution, how our voting policy (see link below) has been applied to the resolution. The table may also contain,
particularly in some of the more controversial examples, or where we may have a reason to vote against a resolution, a brief summary as to
why we voted in a particular way. For UK companies, we would also draw clients’ attention to our statement on compliance with the UK
stewardship code (see link below), which notes our practice and policy regarding engagement with the companies in which we invest on our
client’s behalf, in addition to voting.
Past performance is not a guide to future performance and may not be repeated. The value of investments and the income
from them may go down as well as up and investors may not get back any of the amount originally invested. Because of this,
an investor is not certain to make a profit on an investment and may lose money. Exchange rate changes may cause the value
of overseas investments to rise or fall.
This communication is issued by Quilter Investors Limited (“Quilter Investors”), Millennium Bridge House, 2 Lambeth Hill, London, United
Kingdom, EC4V 4AJ. Quilter Investors is authorised and regulated by the Financial Conduct Authority.
This communication is for information purposes only. Nothing in this communication constitutes financial, professional or investment advice
or a personal recommendation. This communication should not be construed as a solicitation or an offer to buy or sell any securities or
related financial instruments in any jurisdiction. No representation or warranty, either expressed or implied, is provided in relation to the
accuracy, completeness or reliability of the information contained herein, nor is it intended to be a complete statement or summary of the
securities, markets or developments referred to in the document.
Any opinions expressed in this document are subject to change without notice and may differ or be contrary to opinions expressed by other
business areas or companies within the same group as Quilter Investors as a result of using different assumptions and criteria.
Related links:
https://quilterinvestors.com/Documents/Literature/corporate/policies/18394-qi-voting-policy.pdf
https://quilterinvestors.com/Documents/Literature/corporate/policies/18376-qi-uk-stewardship-code.pdf
Summary chart of voting patterns:
Breakdown of management resolution
voted against
Breakdown of shareholder
proposals supported
Percentage of meetings where we
supported management
There were no shareholder
proposals this quarter.
22%
22%
22%
34%
Audit and accounts
Board structure
Capital structure
Corporate transactions
Remuneration
Shareholder rights/company articles
Other business
71%
29%
With management recommendation
Against management recommendation
2
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 1 Accept Financial
Statements and Statutory
Reports
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 2 Approve Remuneration
Report
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 3 Elect Andrew Bell as
Director
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 4 Elect Caroline Kemsley-
Pein as Director
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 5 Re-elect Michael Wrobel
as Director
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 6 Re-elect Paul Craig as
Director
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 7 Re-elect Calum Thomson
as Director
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 8 Reappoint Ernst & Young
LLP as Auditors
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 9 Authorise the Audit
Committee to Fix
Remuneration of Auditors
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 10 Approve Final Dividend For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 11 Approve Special Dividend For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 12 Authorise Issue of Equity For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 13 Authorise Issue of Equity
without Pre-emptive
Rights
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 14 Authorise Market
Purchase of Ordinary
Shares
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 15 Authorise the Company
to Call General Meeting
with Two Weeks' Notice
For For
Hipgnosis Songs
Fund Ltd.
Guernsey Special 17/10/2019 1 Authorise Issue of Equity
without Pre-emptive
Rights in Connection with
the Placing Programmes
For For Understand and
agree with rationale
for further issuance
The Renewables
Infrastructure
Group Ltd.
Guernsey Special 17/10/2019 1 Amend Investment Policy For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 1 Accept Financial
Statements and Statutory
Reports
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 2 Approve Remuneration
Report
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 3 Re-elect Philip Remnant
as Director
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 4 Re-elect Simon Barratt as
Director
For For
3
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 5 Re-elect Robert Holmes
as Director
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 6 Re-elect Martin Morgan
as Director
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 7 Re-elect Samantha Wren
as Director
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 8 Reappoint
PricewaterhouseCoopers
LLP as Auditors
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 9 Authorise the Audit
Committee to Fix
Remuneration of Auditors
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 10 Approve Dividend
Payment Policy
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 11 Authorise Issue of Equity For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 12 Authorise Issue of Equity
without Pre-emptive
Rights
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 13 Authorise Market
Purchase of Ordinary
Shares
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 14 Authorise Market
Purchase of the Preferred
Stock
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 15 Authorise the Company
to Call General Meeting
with Two Weeks' Notice
For For
SPDR
Bloomberg
Barclays US
Corporate Bond
UCITS ETF
Ireland Annual 25/10/2019 1 Accept Financial
Statements and Statutory
Reports
For For
SPDR
Bloomberg
Barclays US
Corporate Bond
UCITS ETF
Ireland Annual 25/10/2019 2 Ratify
PricewaterhouseCoopers
as Auditors
For For
SPDR
Bloomberg
Barclays US
Corporate Bond
UCITS ETF
Ireland Annual 25/10/2019 3 Authorise Board to Fix
Remuneration of Auditors
For For
4
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
SPDR
Bloomberg
Barclays US
Corporate Bond
UCITS ETF
Ireland Annual 25/10/2019 4 Review the Company's
Affairs
For For
SPDR
Bloomberg
Barclays US
Corporate Bond
UCITS ETF
Ireland Annual 25/10/2019 5 Transact Other Business For Against Shareholders do not
know in advance
what business may
be considered
under this item
SPDR S&P Euro
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 1 Accept Financial
Statements and Statutory
Reports
For For
SPDR S&P Euro
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 2 Ratify
PricewaterhouseCoopers
as Auditors
For For
SPDR S&P Euro
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 3 Authorise Board to Fix
Remuneration of Auditors
For For
SPDR S&P Euro
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 4 Review the Company's
Affairs
For For
SPDR S&P Euro
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 5 Transact Other Business For Against Shareholders do not
know in advance
what business may
be considered
under this item
SPDR S&P UK
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 1 Accept Financial
Statements and Statutory
Reports
For For
SPDR S&P UK
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 2 Ratify
PricewaterhouseCoopers
as Auditors
For For
SPDR S&P UK
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 3 Authorise Board to Fix
Remuneration of Auditors
For For
SPDR S&P UK
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 4 Review the Company's
Affairs
For For
SPDR S&P UK
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 5 Transact Other Business For Against Shareholders do not
know in advance
what business may
be considered
under this item
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 1 Accept Financial
Statements and Statutory
Reports
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 2 Approve Remuneration
Report
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 3 Re-elect Sir Laurie
Magnus as Director
For For
5
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 4 Re-elect Ian Barby as
Director
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 5 Re-elect John Burgess as
Director
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 6 Re-elect David Melvin as
Director
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 7 Re-elect Susannah Nicklin
as Director
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 8 Re-elect John Singer as
Director
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 9 Appoint Ernst & Young
LLP as Auditors
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 10 Authorise the Audit
Committee to Fix
Remuneration of Auditors
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 11 Authorise Issue of Equity For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 12 Authorise Issue of Equity
without Pre-emptive
Rights
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 13 Authorise Market
Purchase of Ordinary
Shares
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 14 Authorise the Company
to Call General Meeting
with Two Weeks' Notice
For For
NB Global
Floating Rate
Income Fund
Ltd.
Guernsey Special 04/11/2019 1 Authorise Market
Purchase of Shares
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 1 Accept Financial
Statements and Statutory
Reports
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 2 Approve Remuneration
Report
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 3 Re-elect Steve Smith as
Director
For Against Over boarding
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 4 Re-elect Jim Prower as
Director
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 5 Re-elect Alan Sippetts as
Director
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 6 Reappoint KPMG LLP as
Auditors
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 7 Authorise Board to Fix
Remuneration of Auditors
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 8 Approve Dividend
Payment Policy
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 9 Authorise Market
Purchase of Ordinary
Shares
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 10 Authorise the Company
to Call General Meeting
with Two Weeks' Notice
For For
Ground Rents
Income Fund
PLC
United
Kingdom
Special 08/11/2019 1 Approve Matters Relating
to the Relevant
Distributions
None For
Ground Rents
Income Fund
PLC
United
Kingdom
Special 08/11/2019 1 Approve Capital
Reduction
For For
6
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
Ground Rents
Income Fund
PLC
United
Kingdom
Special 08/11/2019 2 Approve Cancellation of
Share Premium Account
For For
Raven Property
Group Ltd.
Guernsey Special 08/11/2019 1 Approve Market Purchase
of Ordinary Shares
Pursuant to the Tender
Offer
For For
Infrastructure
India Plc
Isle of
Man
Annual 14/11/2019 1 Accept Financial
Statements and Statutory
Reports
For Against The Board lacks
independent
representation
Infrastructure
India Plc
Isle of
Man
Annual 14/11/2019 2 Approve Payment of
Directors' Fees
For For
Infrastructure
India Plc
Isle of
Man
Annual 14/11/2019 3 Ratify Baker Tilly Isle of
Man LLC as Auditors
For Against The Company has
not disclosed the
selection process
undertaken
Infrastructure
India Plc
Isle of
Man
Annual 14/11/2019 4 Authorise Board to Fix
Remuneration of Auditors
For For
Infrastructure
India Plc
Isle of
Man
Annual 14/11/2019 5 Re-elect Robert Venerus
as Director
For Against Board
independence
issues
Infrastructure
India Plc
Isle of
Man
Annual 14/11/2019 6 Re-elect Madras
Ramachandran as
Director
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 1 Elect Chairman of
Meeting
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 2 Accept Financial
Statements and Statutory
Reports
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 3 Approve Remuneration
Policy
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 4 Ratify Deloitte LLP as
Auditors
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 5 Authorise Board to Fix
Remuneration of Auditors
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 6 Re-elect Richard Burrows
as Director
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 7 Re-elect Helen Green as
Director
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 8 Re-elect Paul Le Page as
Director
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 9 Re-elect Christopher
Waldron as Director
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 10 Authorise Market
Purchase of Ordinary
Shares
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 11 Authorise Issue of Equity For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 12 Authorise Issue of Equity
Conditional to the Passing
of Resolution 11
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 13 Authorise Reissuance of
Repurchased Shares
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 14 Authorise Issue of Equity
without Pre-emptive
Rights
For For
7
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 15 Authorise Issue of Equity
without Pre-emptive
Rights Conditional to the
Passing of Resolution 14
For Against Proposed amount
exceeds
recommended limits
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 1 Accept Financial
Statements and Statutory
Reports
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 2 Approve Remuneration
Report
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 3 Re-elect David Warr as
Director
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 4 Re-elect John Falla as
Director
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 5 Ratify Deloitte LLP as
Auditors
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 6 Authorise Board to Fix
Remuneration of Auditors
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 7 Authorise Market
Purchase of Ordinary
Shares
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 8 Authorise Issue of Equity
without Pre-emptive
Rights
For Against Proposed amount
exceeds
recommended limits
Vanguard FTSE
Emerging
Markets UCITS
ETF
Ireland Annual 10/12/2019 1 Accept Financial
Statements and Statutory
Reports and Review the
Company's Affairs
For For
Vanguard FTSE
Emerging
Markets UCITS
ETF
Ireland Annual 10/12/2019 2 Ratify
PricewaterhouseCoopers
as Auditors and Authorise
Their Remuneration
For For
Vanguard FTSE
Japan UCITS ETF
Ireland Annual 10/12/2019 1 Accept Financial
Statements and Statutory
Reports and Review the
Company's Affairs
For For
Vanguard FTSE
Japan UCITS ETF
Ireland Annual 10/12/2019 2 Ratify
PricewaterhouseCoopers
as Auditors and Authorise
Their Remuneration
For For
Vanguard FTSE
North America
UCITS ETF
Ireland Annual 10/12/2019 1 Accept Financial
Statements and Statutory
Reports and Review the
Company's Affairs
For For
Vanguard FTSE
North America
UCITS ETF
Ireland Annual 10/12/2019 2 Ratify
PricewaterhouseCoopers
as Auditors and Authorise
Their Remuneration
For For
Vanguard UK
Gilt UCITS ETF
Ireland Annual 10/12/2019 1 Accept Financial
Statements and Statutory
Reports and Review the
Company's Affairs
For For
8
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
Vanguard UK
Gilt UCITS ETF
Ireland Annual 10/12/2019 2 Ratify
PricewaterhouseCoopers
as Auditors and Authorise
Their Remuneration
For For
Vanguard USD
Corporate Bond
UCITS ETF
Ireland Annual 10/12/2019 1 Accept Financial
Statements and Statutory
Reports and Review the
Company's Affairs
For For
Vanguard USD
Corporate Bond
UCITS ETF
Ireland Annual 10/12/2019 2 Ratify
PricewaterhouseCoopers
as Auditors and Authorise
Their Remuneration
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 1 Accept Financial
Statements and Statutory
Reports
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 2 Approve Final and Special
Dividend
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 3 Re-elect Andy Irvine as
Director
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 4 Elect Claire Boyle as
Director
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 5 Re-elect Dean Buckley as
Director
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 6 Re-elect Nigel Foster as
Director
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 7 Re-elect Nicky McCabe as
Director
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 8 Approve Remuneration
Report
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 9 Reappoint Ernst & Young
LLP as Auditors
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 10 Authorise Board to Fix
Remuneration of Auditors
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 11 Authorise Issue of Equity For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 12 Authorise Issue of Equity
without Pre-emptive
Rights
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 13 Authorise Market
Purchase of Ordinary
Shares
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 14 Approve Continuation of
Company as Investment
Trust
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 1 Accept Financial
Statements and Statutory
Reports
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 2 Approve Remuneration
Report
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 3 Elect Kate Cornish-
Bowden as Director
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 4 Re-elect Peter Rigg as
Director
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 5 Re-elect Alexa Coates as
Director
For For
9
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 6 Re-elect Paul Meader as
Director
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 7 Ratify
PricewaterhouseCoopers
CI LLP as Auditors
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 8 Authorise Board to Fix
Remuneration of Auditors
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 9 Approve Company's
Dividend Policy
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 10 Adopt New Articles of
Incorporation
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 11 Authorise Market
Purchase of Ordinary
Shares
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 12 Authorise Issue of Equity
without Pre-emptive
Rights
For For
Honeycomb
Investment
Trust Plc
United
Kingdom
Special 16/12/2019 1 Approve Continuation of
Company as Investment
Trust
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 1 Accept Financial
Statements and Statutory
Reports
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 2 Approve Remuneration
Report
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 3 Elect Andrew Bell as
Director
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 4 Elect Caroline Kemsley-
Pein as Director
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 5 Re-elect Michael Wrobel
as Director
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 6 Re-elect Paul Craig as
Director
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 7 Re-elect Calum Thomson
as Director
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 8 Reappoint Ernst & Young
LLP as Auditors
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 9 Authorise the Audit
Committee to Fix
Remuneration of Auditors
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 10 Approve Final Dividend For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 11 Approve Special Dividend For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 12 Authorise Issue of Equity For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 13 Authorise Issue of Equity
without Pre-emptive
Rights
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 14 Authorise Market
Purchase of Ordinary
Shares
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 15 Authorise the Company
to Call General Meeting
with Two Weeks' Notice
For For
10
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
Hipgnosis Songs
Fund Ltd.
Guernsey Special 17/10/2019 1 Authorise Issue of Equity
without Pre-emptive
Rights in Connection with
the Placing Programmes
For For Understand and
agree with rationale
for further issuance
The Renewables
Infrastructure
Group Ltd.
Guernsey Special 17/10/2019 1 Amend Investment Policy For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 1 Accept Financial
Statements and Statutory
Reports
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 2 Approve Remuneration
Report
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 3 Re-elect Philip Remnant
as Director
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 4 Re-elect Simon Barratt as
Director
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 5 Re-elect Robert Holmes
as Director
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 6 Re-elect Martin Morgan
as Director
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 7 Re-elect Samantha Wren
as Director
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 8 Reappoint
PricewaterhouseCoopers
LLP as Auditors
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 9 Authorise the Audit
Committee to Fix
Remuneration of Auditors
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 10 Approve Dividend
Payment Policy
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 11 Authorise Issue of Equity For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 12 Authorise Issue of Equity
without Pre-emptive
Rights
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 13 Authorise Market
Purchase of Ordinary
Shares
For For
11
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 14 Authorise Market
Purchase of the Preferred
Stock
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 15 Authorise the Company
to Call General Meeting
with Two Weeks' Notice
For For
SPDR
Bloomberg
Barclays US
Corporate Bond
UCITS ETF
Ireland Annual 25/10/2019 1 Accept Financial
Statements and Statutory
Reports
For For
SPDR
Bloomberg
Barclays US
Corporate Bond
UCITS ETF
Ireland Annual 25/10/2019 2 Ratify
PricewaterhouseCoopers
as Auditors
For For
SPDR
Bloomberg
Barclays US
Corporate Bond
UCITS ETF
Ireland Annual 25/10/2019 3 Authorise Board to Fix
Remuneration of Auditors
For For
SPDR
Bloomberg
Barclays US
Corporate Bond
UCITS ETF
Ireland Annual 25/10/2019 4 Review the Company's
Affairs
For For
SPDR
Bloomberg
Barclays US
Corporate Bond
UCITS ETF
Ireland Annual 25/10/2019 5 Transact Other Business For Against Shareholders do not
know in advance
what business may
be considered
under this item
SPDR S&P Euro
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 1 Accept Financial
Statements and Statutory
Reports
For For
SPDR S&P Euro
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 2 Ratify
PricewaterhouseCoopers
as Auditors
For For
SPDR S&P Euro
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 3 Authorise Board to Fix
Remuneration of Auditors
For For
SPDR S&P Euro
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 4 Review the Company's
Affairs
For For
SPDR S&P Euro
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 5 Transact Other Business For Against Shareholders do not
know in advance
what business may
be considered
under this item
SPDR S&P UK
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 1 Accept Financial
Statements and Statutory
Reports
For For
12
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
SPDR S&P UK
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 2 Ratify
PricewaterhouseCoopers
as Auditors
For For
SPDR S&P UK
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 3 Authorise Board to Fix
Remuneration of Auditors
For For
SPDR S&P UK
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 4 Review the Company's
Affairs
For For
SPDR S&P UK
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 5 Transact Other Business For Against Shareholders do not
know in advance
what business may
be considered
under this item
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 1 Accept Financial
Statements and Statutory
Reports
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 2 Approve Remuneration
Report
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 3 Re-elect Sir Laurie
Magnus as Director
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 4 Re-elect Ian Barby as
Director
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 5 Re-elect John Burgess as
Director
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 6 Re-elect David Melvin as
Director
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 7 Re-elect Susannah Nicklin
as Director
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 8 Re-elect John Singer as
Director
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 9 Appoint Ernst & Young
LLP as Auditors
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 10 Authorise the Audit
Committee to Fix
Remuneration of Auditors
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 11 Authorise Issue of Equity For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 12 Authorise Issue of Equity
without Pre-emptive
Rights
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 13 Authorise Market
Purchase of Ordinary
Shares
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 14 Authorise the Company
to Call General Meeting
with Two Weeks' Notice
For For
NB Global
Floating Rate
Income Fund
Ltd.
Guernsey Special 04/11/2019 1 Authorise Market
Purchase of Shares
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 1 Accept Financial
Statements and Statutory
Reports
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 2 Approve Remuneration
Report
For For
13
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 3 Re-elect Steve Smith as
Director
For Against Over boarding
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 4 Re-elect Jim Prower as
Director
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 5 Re-elect Alan Sippetts as
Director
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 6 Reappoint KPMG LLP as
Auditors
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 7 Authorise Board to Fix
Remuneration of Auditors
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 8 Approve Dividend
Payment Policy
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 9 Authorise Market
Purchase of Ordinary
Shares
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 10 Authorise the Company
to Call General Meeting
with Two Weeks' Notice
For For
Ground Rents
Income Fund
PLC
United
Kingdom
Special 08/11/2019 1 Approve Matters Relating
to the Relevant
Distributions
None For
Ground Rents
Income Fund
PLC
United
Kingdom
Special 08/11/2019 1 Approve Capital
Reduction
For For
Ground Rents
Income Fund
PLC
United
Kingdom
Special 08/11/2019 2 Approve Cancellation of
Share Premium Account
For For
Raven Property
Group Ltd.
Guernsey Special 08/11/2019 1 Approve Market Purchase
of Ordinary Shares
Pursuant to the Tender
Offer
For For
Infrastructure
India Plc
Isle of
Man
Annual 14/11/2019 1 Accept Financial
Statements and Statutory
Reports
For Against The Board lacks
independent
representation
Infrastructure
India Plc
Isle of
Man
Annual 14/11/2019 2 Approve Payment of
Directors' Fees
For For
Infrastructure
India Plc
Isle of
Man
Annual 14/11/2019 3 Ratify Baker Tilly Isle of
Man LLC as Auditors
For Against The Company has
not disclosed the
selection process
undertaken
Infrastructure
India Plc
Isle of
Man
Annual 14/11/2019 4 Authorise Board to Fix
Remuneration of Auditors
For For
Infrastructure
India Plc
Isle of
Man
Annual 14/11/2019 5 Re-elect Robert Venerus
as Director
For Against Board
independence
issues
Infrastructure
India Plc
Isle of
Man
Annual 14/11/2019 6 Re-elect Madras
Ramachandran as
Director
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 1 Elect Chairman of
Meeting
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 2 Accept Financial
Statements and Statutory
Reports
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 3 Approve Remuneration
Policy
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 4 Ratify Deloitte LLP as
Auditors
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 5 Authorise Board to Fix
Remuneration of Auditors
For For
14
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 6 Re-elect Richard Burrows
as Director
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 7 Re-elect Helen Green as
Director
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 8 Re-elect Paul Le Page as
Director
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 9 Re-elect Christopher
Waldron as Director
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 10 Authorise Market
Purchase of Ordinary
Shares
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 11 Authorise Issue of Equity For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 12 Authorise Issue of Equity
Conditional to the Passing
of Resolution 11
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 13 Authorise Reissuance of
Repurchased Shares
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 14 Authorise Issue of Equity
without Pre-emptive
Rights
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 15 Authorise Issue of Equity
without Pre-emptive
Rights Conditional to the
Passing of Resolution 14
For Against Proposed amount
exceeds
recommended limits
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 1 Accept Financial
Statements and Statutory
Reports
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 2 Approve Remuneration
Report
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 3 Re-elect David Warr as
Director
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 4 Re-elect John Falla as
Director
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 5 Ratify Deloitte LLP as
Auditors
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 6 Authorise Board to Fix
Remuneration of Auditors
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 7 Authorise Market
Purchase of Ordinary
Shares
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 8 Authorise Issue of Equity
without Pre-emptive
Rights
For Against Proposed amount
exceeds
recommended limits
Vanguard FTSE
Emerging
Markets UCITS
ETF
Ireland Annual 10/12/2019 1 Accept Financial
Statements and Statutory
Reports and Review the
Company's Affairs
For For
Vanguard FTSE
Emerging
Markets UCITS
ETF
Ireland Annual 10/12/2019 2 Ratify
PricewaterhouseCoopers
as Auditors and Authorise
Their Remuneration
For For
15
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
Vanguard FTSE
Japan UCITS ETF
Ireland Annual 10/12/2019 1 Accept Financial
Statements and Statutory
Reports and Review the
Company's Affairs
For For
Vanguard FTSE
Japan UCITS ETF
Ireland Annual 10/12/2019 2 Ratify
PricewaterhouseCoopers
as Auditors and Authorise
Their Remuneration
For For
Vanguard FTSE
North America
UCITS ETF
Ireland Annual 10/12/2019 1 Accept Financial
Statements and Statutory
Reports and Review the
Company's Affairs
For For
Vanguard FTSE
North America
UCITS ETF
Ireland Annual 10/12/2019 2 Ratify
PricewaterhouseCoopers
as Auditors and Authorise
Their Remuneration
For For
Vanguard UK
Gilt UCITS ETF
Ireland Annual 10/12/2019 1 Accept Financial
Statements and Statutory
Reports and Review the
Company's Affairs
For For
Vanguard UK
Gilt UCITS ETF
Ireland Annual 10/12/2019 2 Ratify
PricewaterhouseCoopers
as Auditors and Authorise
Their Remuneration
For For
Vanguard USD
Corporate Bond
UCITS ETF
Ireland Annual 10/12/2019 1 Accept Financial
Statements and Statutory
Reports and Review the
Company's Affairs
For For
Vanguard USD
Corporate Bond
UCITS ETF
Ireland Annual 10/12/2019 2 Ratify
PricewaterhouseCoopers
as Auditors and Authorise
Their Remuneration
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 1 Accept Financial
Statements and Statutory
Reports
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 2 Approve Final and Special
Dividend
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 3 Re-elect Andy Irvine as
Director
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 4 Elect Claire Boyle as
Director
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 5 Re-elect Dean Buckley as
Director
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 6 Re-elect Nigel Foster as
Director
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 7 Re-elect Nicky McCabe as
Director
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 8 Approve Remuneration
Report
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 9 Reappoint Ernst & Young
LLP as Auditors
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 10 Authorise Board to Fix
Remuneration of Auditors
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 11 Authorise Issue of Equity For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 12 Authorise Issue of Equity
without Pre-emptive
Rights
For For
16
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 13 Authorise Market
Purchase of Ordinary
Shares
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 14 Approve Continuation of
Company as Investment
Trust
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 1 Accept Financial
Statements and Statutory
Reports
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 2 Approve Remuneration
Report
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 3 Elect Kate Cornish-
Bowden as Director
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 4 Re-elect Peter Rigg as
Director
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 5 Re-elect Alexa Coates as
Director
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 6 Re-elect Paul Meader as
Director
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 7 Ratify
PricewaterhouseCoopers
CI LLP as Auditors
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 8 Authorise Board to Fix
Remuneration of Auditors
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 9 Approve Company's
Dividend Policy
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 10 Adopt New Articles of
Incorporation
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 11 Authorise Market
Purchase of Ordinary
Shares
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 12 Authorise Issue of Equity
without Pre-emptive
Rights
For For
Honeycomb
Investment
Trust Plc
United
Kingdom
Special 16/12/2019 1 Approve Continuation of
Company as Investment
Trust
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 1 Accept Financial
Statements and Statutory
Reports
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 2 Approve Remuneration
Report
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 3 Elect Andrew Bell as
Director
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 4 Elect Caroline Kemsley-
Pein as Director
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 5 Re-elect Michael Wrobel
as Director
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 6 Re-elect Paul Craig as
Director
For For
17
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 7 Re-elect Calum Thomson
as Director
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 8 Reappoint Ernst & Young
LLP as Auditors
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 9 Authorise the Audit
Committee to Fix
Remuneration of Auditors
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 10 Approve Final Dividend For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 11 Approve Special Dividend For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 12 Authorise Issue of Equity For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 13 Authorise Issue of Equity
without Pre-emptive
Rights
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 14 Authorise Market
Purchase of Ordinary
Shares
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 15 Authorise the Company
to Call General Meeting
with Two Weeks' Notice
For For
Hipgnosis Songs
Fund Ltd.
Guernsey Special 17/10/2019 1 Authorise Issue of Equity
without Pre-emptive
Rights in Connection with
the Placing Programmes
For For Understand and
agree with rationale
for further issuance
The Renewables
Infrastructure
Group Ltd.
Guernsey Special 17/10/2019 1 Amend Investment Policy For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 1 Accept Financial
Statements and Statutory
Reports
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 2 Approve Remuneration
Report
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 3 Re-elect Philip Remnant
as Director
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 4 Re-elect Simon Barratt as
Director
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 5 Re-elect Robert Holmes
as Director
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 6 Re-elect Martin Morgan
as Director
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 7 Re-elect Samantha Wren
as Director
For For
18
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 8 Reappoint
PricewaterhouseCoopers
LLP as Auditors
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 9 Authorise the Audit
Committee to Fix
Remuneration of Auditors
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 10 Approve Dividend
Payment Policy
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 11 Authorise Issue of Equity For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 12 Authorise Issue of Equity
without Pre-emptive
Rights
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 13 Authorise Market
Purchase of Ordinary
Shares
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 14 Authorise Market
Purchase of the Preferred
Stock
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 15 Authorise the Company
to Call General Meeting
with Two Weeks' Notice
For For
SPDR
Bloomberg
Barclays US
Corporate Bond
UCITS ETF
Ireland Annual 25/10/2019 1 Accept Financial
Statements and Statutory
Reports
For For
SPDR
Bloomberg
Barclays US
Corporate Bond
UCITS ETF
Ireland Annual 25/10/2019 2 Ratify
PricewaterhouseCoopers
as Auditors
For For
SPDR
Bloomberg
Barclays US
Corporate Bond
UCITS ETF
Ireland Annual 25/10/2019 3 Authorise Board to Fix
Remuneration of Auditors
For For
SPDR
Bloomberg
Barclays US
Corporate Bond
UCITS ETF
Ireland Annual 25/10/2019 4 Review the Company's
Affairs
For For
SPDR
Bloomberg
Barclays US
Corporate Bond
UCITS ETF
Ireland Annual 25/10/2019 5 Transact Other Business For Against Shareholders do not
know in advance
what business may
be considered
under this item
19
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
SPDR S&P Euro
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 1 Accept Financial
Statements and Statutory
Reports
For For
SPDR S&P Euro
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 2 Ratify
PricewaterhouseCoopers
as Auditors
For For
SPDR S&P Euro
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 3 Authorise Board to Fix
Remuneration of Auditors
For For
SPDR S&P Euro
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 4 Review the Company's
Affairs
For For
SPDR S&P Euro
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 5 Transact Other Business For Against Shareholders do not
know in advance
what business may
be considered
under this item
SPDR S&P UK
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 1 Accept Financial
Statements and Statutory
Reports
For For
SPDR S&P UK
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 2 Ratify
PricewaterhouseCoopers
as Auditors
For For
SPDR S&P UK
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 3 Authorise Board to Fix
Remuneration of Auditors
For For
SPDR S&P UK
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 4 Review the Company's
Affairs
For For
SPDR S&P UK
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 5 Transact Other Business For Against Shareholders do not
know in advance
what business may
be considered
under this item
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 1 Accept Financial
Statements and Statutory
Reports
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 2 Approve Remuneration
Report
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 3 Re-elect Sir Laurie
Magnus as Director
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 4 Re-elect Ian Barby as
Director
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 5 Re-elect John Burgess as
Director
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 6 Re-elect David Melvin as
Director
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 7 Re-elect Susannah Nicklin
as Director
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 8 Re-elect John Singer as
Director
For For
20
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 9 Appoint Ernst & Young
LLP as Auditors
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 10 Authorise the Audit
Committee to Fix
Remuneration of Auditors
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 11 Authorise Issue of Equity For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 12 Authorise Issue of Equity
without Pre-emptive
Rights
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 13 Authorise Market
Purchase of Ordinary
Shares
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 14 Authorise the Company
to Call General Meeting
with Two Weeks' Notice
For For
NB Global
Floating Rate
Income Fund
Ltd.
Guernsey Special 04/11/2019 1 Authorise Market
Purchase of Shares
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 1 Accept Financial
Statements and Statutory
Reports
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 2 Approve Remuneration
Report
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 3 Re-elect Steve Smith as
Director
For Against Over boarding
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 4 Re-elect Jim Prower as
Director
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 5 Re-elect Alan Sippetts as
Director
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 6 Reappoint KPMG LLP as
Auditors
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 7 Authorise Board to Fix
Remuneration of Auditors
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 8 Approve Dividend
Payment Policy
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 9 Authorise Market
Purchase of Ordinary
Shares
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 10 Authorise the Company
to Call General Meeting
with Two Weeks' Notice
For For
Ground Rents
Income Fund
PLC
United
Kingdom
Special 08/11/2019 1 Approve Matters Relating
to the Relevant
Distributions
None For
Ground Rents
Income Fund
PLC
United
Kingdom
Special 08/11/2019 1 Approve Capital
Reduction
For For
Ground Rents
Income Fund
PLC
United
Kingdom
Special 08/11/2019 2 Approve Cancellation of
Share Premium Account
For For
Raven Property
Group Ltd.
Guernsey Special 08/11/2019 1 Approve Market Purchase
of Ordinary Shares
Pursuant to the Tender
Offer
For For
Infrastructure
India Plc
Isle of
Man
Annual 14/11/2019 1 Accept Financial
Statements and Statutory
Reports
For Against The Board lacks
independent
representation
21
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
Infrastructure
India Plc
Isle of
Man
Annual 14/11/2019 2 Approve Payment of
Directors' Fees
For For
Infrastructure
India Plc
Isle of
Man
Annual 14/11/2019 3 Ratify Baker Tilly Isle of
Man LLC as Auditors
For Against The Company has
not disclosed the
selection process
undertaken
Infrastructure
India Plc
Isle of
Man
Annual 14/11/2019 4 Authorise Board to Fix
Remuneration of Auditors
For For
Infrastructure
India Plc
Isle of
Man
Annual 14/11/2019 5 Re-elect Robert Venerus
as Director
For Against Board
independence
issues
Infrastructure
India Plc
Isle of
Man
Annual 14/11/2019 6 Re-elect Madras
Ramachandran as
Director
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 1 Elect Chairman of
Meeting
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 2 Accept Financial
Statements and Statutory
Reports
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 3 Approve Remuneration
Policy
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 4 Ratify Deloitte LLP as
Auditors
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 5 Authorise Board to Fix
Remuneration of Auditors
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 6 Re-elect Richard Burrows
as Director
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 7 Re-elect Helen Green as
Director
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 8 Re-elect Paul Le Page as
Director
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 9 Re-elect Christopher
Waldron as Director
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 10 Authorise Market
Purchase of Ordinary
Shares
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 11 Authorise Issue of Equity For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 12 Authorise Issue of Equity
Conditional to the Passing
of Resolution 11
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 13 Authorise Reissuance of
Repurchased Shares
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 14 Authorise Issue of Equity
without Pre-emptive
Rights
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 15 Authorise Issue of Equity
without Pre-emptive
Rights Conditional to the
Passing of Resolution 14
For Against Proposed amount
exceeds
recommended limits
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 1 Accept Financial
Statements and Statutory
Reports
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 2 Approve Remuneration
Report
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 3 Re-elect David Warr as
Director
For For
22
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 4 Re-elect John Falla as
Director
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 5 Ratify Deloitte LLP as
Auditors
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 6 Authorise Board to Fix
Remuneration of Auditors
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 7 Authorise Market
Purchase of Ordinary
Shares
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 8 Authorise Issue of Equity
without Pre-emptive
Rights
For Against Proposed amount
exceeds
recommended limits
Vanguard FTSE
Emerging
Markets UCITS
ETF
Ireland Annual 10/12/2019 1 Accept Financial
Statements and Statutory
Reports and Review the
Company's Affairs
For For
Vanguard FTSE
Emerging
Markets UCITS
ETF
Ireland Annual 10/12/2019 2 Ratify
PricewaterhouseCoopers
as Auditors and Authorise
Their Remuneration
For For
Vanguard FTSE
Japan UCITS ETF
Ireland Annual 10/12/2019 1 Accept Financial
Statements and Statutory
Reports and Review the
Company's Affairs
For For
Vanguard FTSE
Japan UCITS ETF
Ireland Annual 10/12/2019 2 Ratify
PricewaterhouseCoopers
as Auditors and Authorise
Their Remuneration
For For
Vanguard FTSE
North America
UCITS ETF
Ireland Annual 10/12/2019 1 Accept Financial
Statements and Statutory
Reports and Review the
Company's Affairs
For For
Vanguard FTSE
North America
UCITS ETF
Ireland Annual 10/12/2019 2 Ratify
PricewaterhouseCoopers
as Auditors and Authorise
Their Remuneration
For For
Vanguard UK
Gilt UCITS ETF
Ireland Annual 10/12/2019 1 Accept Financial
Statements and Statutory
Reports and Review the
Company's Affairs
For For
Vanguard UK
Gilt UCITS ETF
Ireland Annual 10/12/2019 2 Ratify
PricewaterhouseCoopers
as Auditors and Authorise
Their Remuneration
For For
Vanguard USD
Corporate Bond
UCITS ETF
Ireland Annual 10/12/2019 1 Accept Financial
Statements and Statutory
Reports and Review the
Company's Affairs
For For
Vanguard USD
Corporate Bond
UCITS ETF
Ireland Annual 10/12/2019 2 Ratify
PricewaterhouseCoopers
as Auditors and Authorise
Their Remuneration
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 1 Accept Financial
Statements and Statutory
Reports
For For
23
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 2 Approve Final and Special
Dividend
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 3 Re-elect Andy Irvine as
Director
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 4 Elect Claire Boyle as
Director
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 5 Re-elect Dean Buckley as
Director
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 6 Re-elect Nigel Foster as
Director
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 7 Re-elect Nicky McCabe as
Director
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 8 Approve Remuneration
Report
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 9 Reappoint Ernst & Young
LLP as Auditors
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 10 Authorise Board to Fix
Remuneration of Auditors
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 11 Authorise Issue of Equity For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 12 Authorise Issue of Equity
without Pre-emptive
Rights
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 13 Authorise Market
Purchase of Ordinary
Shares
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 14 Approve Continuation of
Company as Investment
Trust
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 1 Accept Financial
Statements and Statutory
Reports
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 2 Approve Remuneration
Report
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 3 Elect Kate Cornish-
Bowden as Director
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 4 Re-elect Peter Rigg as
Director
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 5 Re-elect Alexa Coates as
Director
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 6 Re-elect Paul Meader as
Director
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 7 Ratify
PricewaterhouseCoopers
CI LLP as Auditors
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 8 Authorise Board to Fix
Remuneration of Auditors
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 9 Approve Company's
Dividend Policy
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 10 Adopt New Articles of
Incorporation
For For
24
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 11 Authorise Market
Purchase of Ordinary
Shares
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 12 Authorise Issue of Equity
without Pre-emptive
Rights
For For
Honeycomb
Investment
Trust Plc
United
Kingdom
Special 16/12/2019 1 Approve Continuation of
Company as Investment
Trust
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 1 Accept Financial
Statements and Statutory
Reports
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 2 Approve Remuneration
Report
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 3 Elect Andrew Bell as
Director
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 4 Elect Caroline Kemsley-
Pein as Director
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 5 Re-elect Michael Wrobel
as Director
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 6 Re-elect Paul Craig as
Director
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 7 Re-elect Calum Thomson
as Director
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 8 Reappoint Ernst & Young
LLP as Auditors
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 9 Authorise the Audit
Committee to Fix
Remuneration of Auditors
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 10 Approve Final Dividend For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 11 Approve Special Dividend For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 12 Authorise Issue of Equity For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 13 Authorise Issue of Equity
without Pre-emptive
Rights
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 14 Authorise Market
Purchase of Ordinary
Shares
For For
The Diverse
Income Trust Plc
United
Kingdom
Annual 09/10/2019 15 Authorise the Company
to Call General Meeting
with Two Weeks' Notice
For For
Hipgnosis Songs
Fund Ltd.
Guernsey Special 17/10/2019 1 Authorise Issue of Equity
without Pre-emptive
Rights in Connection with
the Placing Programmes
For For Understand and
agree with rationale
for further issuance
The Renewables
Infrastructure
Group Ltd.
Guernsey Special 17/10/2019 1 Amend Investment Policy For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 1 Accept Financial
Statements and Statutory
Reports
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 2 Approve Remuneration
Report
For For
25
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 3 Re-elect Philip Remnant
as Director
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 4 Re-elect Simon Barratt as
Director
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 5 Re-elect Robert Holmes
as Director
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 6 Re-elect Martin Morgan
as Director
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 7 Re-elect Samantha Wren
as Director
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 8 Reappoint
PricewaterhouseCoopers
LLP as Auditors
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 9 Authorise the Audit
Committee to Fix
Remuneration of Auditors
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 10 Approve Dividend
Payment Policy
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 11 Authorise Issue of Equity For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 12 Authorise Issue of Equity
without Pre-emptive
Rights
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 13 Authorise Market
Purchase of Ordinary
Shares
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 14 Authorise Market
Purchase of the Preferred
Stock
For For
The City of
London
Investment
Trust Plc
United
Kingdom
Annual 24/10/2019 15 Authorise the Company
to Call General Meeting
with Two Weeks' Notice
For For
SPDR
Bloomberg
Barclays US
Corporate Bond
UCITS ETF
Ireland Annual 25/10/2019 1 Accept Financial
Statements and Statutory
Reports
For For
26
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
SPDR
Bloomberg
Barclays US
Corporate Bond
UCITS ETF
Ireland Annual 25/10/2019 2 Ratify
PricewaterhouseCoopers
as Auditors
For For
SPDR
Bloomberg
Barclays US
Corporate Bond
UCITS ETF
Ireland Annual 25/10/2019 3 Authorise Board to Fix
Remuneration of Auditors
For For
SPDR
Bloomberg
Barclays US
Corporate Bond
UCITS ETF
Ireland Annual 25/10/2019 4 Review the Company's
Affairs
For For
SPDR
Bloomberg
Barclays US
Corporate Bond
UCITS ETF
Ireland Annual 25/10/2019 5 Transact Other Business For Against Shareholders do not
know in advance
what business may
be considered
under this item
SPDR S&P Euro
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 1 Accept Financial
Statements and Statutory
Reports
For For
SPDR S&P Euro
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 2 Ratify
PricewaterhouseCoopers
as Auditors
For For
SPDR S&P Euro
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 3 Authorise Board to Fix
Remuneration of Auditors
For For
SPDR S&P Euro
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 4 Review the Company's
Affairs
For For
SPDR S&P Euro
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 5 Transact Other Business For Against Shareholders do not
know in advance
what business may
be considered
under this item
SPDR S&P UK
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 1 Accept Financial
Statements and Statutory
Reports
For For
SPDR S&P UK
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 2 Ratify
PricewaterhouseCoopers
as Auditors
For For
SPDR S&P UK
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 3 Authorise Board to Fix
Remuneration of Auditors
For For
SPDR S&P UK
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 4 Review the Company's
Affairs
For For
27
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
SPDR S&P UK
Dividend
Aristocrats
UCITS ETF
Ireland Annual 25/10/2019 5 Transact Other Business For Against Shareholders do not
know in advance
what business may
be considered
under this item
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 1 Accept Financial
Statements and Statutory
Reports
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 2 Approve Remuneration
Report
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 3 Re-elect Sir Laurie
Magnus as Director
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 4 Re-elect Ian Barby as
Director
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 5 Re-elect John Burgess as
Director
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 6 Re-elect David Melvin as
Director
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 7 Re-elect Susannah Nicklin
as Director
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 8 Re-elect John Singer as
Director
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 9 Appoint Ernst & Young
LLP as Auditors
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 10 Authorise the Audit
Committee to Fix
Remuneration of Auditors
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 11 Authorise Issue of Equity For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 12 Authorise Issue of Equity
without Pre-emptive
Rights
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 13 Authorise Market
Purchase of Ordinary
Shares
For For
Pantheon
International Plc
United
Kingdom
Annual 30/10/2019 14 Authorise the Company
to Call General Meeting
with Two Weeks' Notice
For For
NB Global
Floating Rate
Income Fund
Ltd.
Guernsey Special 04/11/2019 1 Authorise Market
Purchase of Shares
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 1 Accept Financial
Statements and Statutory
Reports
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 2 Approve Remuneration
Report
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 3 Re-elect Steve Smith as
Director
For Against Over boarding
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 4 Re-elect Jim Prower as
Director
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 5 Re-elect Alan Sippetts as
Director
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 6 Reappoint KPMG LLP as
Auditors
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 7 Authorise Board to Fix
Remuneration of Auditors
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 8 Approve Dividend
Payment Policy
For For
28
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 9 Authorise Market
Purchase of Ordinary
Shares
For For
AEW UK Long
Lease REIT Plc
United
Kingdom
Annual 05/11/2019 10 Authorise the Company
to Call General Meeting
with Two Weeks' Notice
For For
Ground Rents
Income Fund
PLC
United
Kingdom
Special 08/11/2019 1 Approve Matters Relating
to the Relevant
Distributions
None For
Ground Rents
Income Fund
PLC
United
Kingdom
Special 08/11/2019 1 Approve Capital
Reduction
For For
Ground Rents
Income Fund
PLC
United
Kingdom
Special 08/11/2019 2 Approve Cancellation of
Share Premium Account
For For
Raven Property
Group Ltd.
Guernsey Special 08/11/2019 1 Approve Market Purchase
of Ordinary Shares
Pursuant to the Tender
Offer
For For
Infrastructure
India Plc
Isle of
Man
Annual 14/11/2019 1 Accept Financial
Statements and Statutory
Reports
For Against The Board lacks
independent
representation
Infrastructure
India Plc
Isle of
Man
Annual 14/11/2019 2 Approve Payment of
Directors' Fees
For For
Infrastructure
India Plc
Isle of
Man
Annual 14/11/2019 3 Ratify Baker Tilly Isle of
Man LLC as Auditors
For Against The Company has
not disclosed the
selection process
undertaken
Infrastructure
India Plc
Isle of
Man
Annual 14/11/2019 4 Authorise Board to Fix
Remuneration of Auditors
For For
Infrastructure
India Plc
Isle of
Man
Annual 14/11/2019 5 Re-elect Robert Venerus
as Director
For Against Board
independence
issues
Infrastructure
India Plc
Isle of
Man
Annual 14/11/2019 6 Re-elect Madras
Ramachandran as
Director
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 1 Elect Chairman of
Meeting
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 2 Accept Financial
Statements and Statutory
Reports
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 3 Approve Remuneration
Policy
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 4 Ratify Deloitte LLP as
Auditors
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 5 Authorise Board to Fix
Remuneration of Auditors
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 6 Re-elect Richard Burrows
as Director
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 7 Re-elect Helen Green as
Director
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 8 Re-elect Paul Le Page as
Director
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 9 Re-elect Christopher
Waldron as Director
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 10 Authorise Market
Purchase of Ordinary
Shares
For For
29
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 11 Authorise Issue of Equity For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 12 Authorise Issue of Equity
Conditional to the Passing
of Resolution 11
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 13 Authorise Reissuance of
Repurchased Shares
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 14 Authorise Issue of Equity
without Pre-emptive
Rights
For For
UK Mortgages
Ltd.
Guernsey Annual 02/12/2019 15 Authorise Issue of Equity
without Pre-emptive
Rights Conditional to the
Passing of Resolution 14
For Against Proposed amount
exceeds
recommended limits
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 1 Accept Financial
Statements and Statutory
Reports
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 2 Approve Remuneration
Report
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 3 Re-elect David Warr as
Director
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 4 Re-elect John Falla as
Director
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 5 Ratify Deloitte LLP as
Auditors
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 6 Authorise Board to Fix
Remuneration of Auditors
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 7 Authorise Market
Purchase of Ordinary
Shares
For For
Hadrian's Wall
Secured
Investments Ltd.
Guernsey Annual 09/12/2019 8 Authorise Issue of Equity
without Pre-emptive
Rights
For Against Proposed amount
exceeds
recommended limits
Vanguard FTSE
Emerging
Markets UCITS
ETF
Ireland Annual 10/12/2019 1 Accept Financial
Statements and Statutory
Reports and Review the
Company's Affairs
For For
Vanguard FTSE
Emerging
Markets UCITS
ETF
Ireland Annual 10/12/2019 2 Ratify
PricewaterhouseCoopers
as Auditors and Authorise
Their Remuneration
For For
Vanguard FTSE
Japan UCITS ETF
Ireland Annual 10/12/2019 1 Accept Financial
Statements and Statutory
Reports and Review the
Company's Affairs
For For
Vanguard FTSE
Japan UCITS ETF
Ireland Annual 10/12/2019 2 Ratify
PricewaterhouseCoopers
as Auditors and Authorise
Their Remuneration
For For
Vanguard FTSE
North America
UCITS ETF
Ireland Annual 10/12/2019 1 Accept Financial
Statements and Statutory
Reports and Review the
Company's Affairs
For For
30
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
Vanguard FTSE
North America
UCITS ETF
Ireland Annual 10/12/2019 2 Ratify
PricewaterhouseCoopers
as Auditors and Authorise
Their Remuneration
For For
Vanguard UK
Gilt UCITS ETF
Ireland Annual 10/12/2019 1 Accept Financial
Statements and Statutory
Reports and Review the
Company's Affairs
For For
Vanguard UK
Gilt UCITS ETF
Ireland Annual 10/12/2019 2 Ratify
PricewaterhouseCoopers
as Auditors and Authorise
Their Remuneration
For For
Vanguard USD
Corporate Bond
UCITS ETF
Ireland Annual 10/12/2019 1 Accept Financial
Statements and Statutory
Reports and Review the
Company's Affairs
For For
Vanguard USD
Corporate Bond
UCITS ETF
Ireland Annual 10/12/2019 2 Ratify
PricewaterhouseCoopers
as Auditors and Authorise
Their Remuneration
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 1 Accept Financial
Statements and Statutory
Reports
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 2 Approve Final and Special
Dividend
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 3 Re-elect Andy Irvine as
Director
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 4 Elect Claire Boyle as
Director
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 5 Re-elect Dean Buckley as
Director
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 6 Re-elect Nigel Foster as
Director
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 7 Re-elect Nicky McCabe as
Director
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 8 Approve Remuneration
Report
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 9 Reappoint Ernst & Young
LLP as Auditors
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 10 Authorise Board to Fix
Remuneration of Auditors
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 11 Authorise Issue of Equity For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 12 Authorise Issue of Equity
without Pre-emptive
Rights
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 13 Authorise Market
Purchase of Ordinary
Shares
For For
Fidelity Special
Values Plc
United
Kingdom
Annual 12/12/2019 14 Approve Continuation of
Company as Investment
Trust
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 1 Accept Financial
Statements and Statutory
Reports
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 2 Approve Remuneration
Report
For For
31
Company
Name Country
Meeting
Type
Meeting
Date
Proposal
Number Proposal Description
Mmgt
Rec
OMGI vote
instruction Vote Note
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 3 Elect Kate Cornish-
Bowden as Director
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 4 Re-elect Peter Rigg as
Director
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 5 Re-elect Alexa Coates as
Director
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 6 Re-elect Paul Meader as
Director
For For
Schroder
Oriental Income
Fund Ltd.
Guernsey Annual 12/12/2019 7 Ratify
PricewaterhouseCoopers
CI LLP as Auditors
For For