office of national response national emergency grants (neg) performance and reporting summit

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OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

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Page 1: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

OFFICE OF NATIONAL RESPONSE

NATIONAL EMERGENCY GRANTS (NEG)

Performance and Reporting Summit

Page 2: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

Speakers

Kim PowellOffice of National Response

Employment and Training Administration

Page 3: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

Agenda

Background What’s New in NEG Performance Framework Key Terms and ConceptsDiscussion Forum

Page 4: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

National Emergency Grants

National Emergency Grants (NEGs), are discretionary awards that are intended to:– Temporarily expand the service capacity

at the state and local levels to respond to specific events

– Provide time-limited funding assistance in response to significant economic events

Page 5: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

NEG Program Purpose

Minimize the negative economic and employment impacts of dislocation from plants closings, global competition and natural disasters

Training and retraining dislocated workers on new technologies and high-growth, high demand industries to enable them to earn industry certifications and become reemployed

Page 6: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

Four Types of NEGs

Regular National Emergency Grants– BRAC– RIGs

Disaster GrantsTrade Dual-EnrollmentHealth Coverage Tax Credit (HCTC)

Page 7: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

Funding

$1.5 billion annually in WIA Dislocated Worker funding

Secretary of Labor holds 20% of dislocated worker funds in reserve for national emergency grants, demonstrations and technical assistance

Page 8: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

NEG Awards

Funding by Category– Regular

– Disaster

– BRAC

BRAC

Disa

ster

Dual

Enro

llmen

t

Regu

lar HCTC

RIG

$249,810$2,500,000

$23,970,913

$5,995,453

$19,415,163

$16,778,262

PY2006 NEG New Awards

Page 9: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

NEG Awards

PY 2006 NEG RESULTS

Type of Neg Number of New Awards Funds Awarded

BRAC 7 $16,778,262

Disaster 7 $19,415,163

Dual Enrollment 9 $5,995,453

Regular 12 $23,480,883

HCTC 3 $2,813,713

RIG 1 $249,810

TOTALS 39 $68,733,284

Total Funds Awarded for PY 2006 $119,316,635

Page 10: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

Performance Results

Measures: NEG Dislocated Worker

Entered Employment

71% 83.4%

Retention 89% 87.8%

Earnings Change -$989 $478

Page 11: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

What’s New in NEG

Regional Innovations Grants (RIGs)– RIGs are limited National Emergency Grant

Resources. Set aside to assist state workforce agencies and local Workforce Investment Boards (WIBs)

– Funding is to be used to develop a comprehensive, integrated, strategic regional plan based on WIRED principles with a focus on current or future unanticipated economic events

– Awards will be limited to $250,000 for any one regional project with a grant period of 18 months

– Applications are taken on a rolling basis

Page 12: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

What’s New in NEG

WISPR Impact– Quarterly access to performance

outcomes will inform management and decision-making for NEGs

– Common measure outcome data by project

Page 13: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

What’s New in NEG

ETA is conducting a review of NEG data – Conduct a review to better understand

data collection, processing and reporting issues

– Develop reporting and definitions guidance

– Audience input today!

Page 14: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

Performance Accountability Framework

Grant Management– NEG Quarterly Progress Report

Fiscal Accountability– NEG Quarterly Financial Status Report

Performance Outcomes – WIA Quarterly Report – WIA Annual report – WIASRD

Page 15: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

NEG Quarterly Progress Report

A Grant Management toolETA Form 9104Project-level reporting Submitted through NEG e-system

Page 16: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

Financial Status Report

Provides Quarterly Financial Status ETA Form 9099/9130Project-level reportingSubmitted through EBSS

Page 17: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

Common Measure Performance Outcomes

WIA Quarterly Report & WIA Annual Report– ETA Form 9090– State-level data – Submitted through EBSS

WIASRD– Participant-level data

Page 18: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

NEG Quarterly Progress Report:Key Terms and

Concepts

Page 19: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

NEG Quarterly Progress Report

All NEG participants should be reported – Those served only by a NEG– Those served by a NEG and co-enrolled in

WIA

HCTC funded by NEG funds should be reported in NEG e-system

Page 20: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

NEG Quarterly Progress Report

Report format used for all four types of NEGs

One report required per NEG project

All fields are cumulative from the NEG start date

Completion of fields based on the type of NEG– Electronic system will only ask for fields appropriate

to project type, for example, health coverage payments only applies to Trade Act Health Insurance NEGs

Due 45 days after the end of the quarter

Page 21: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

NEG Quarterly Progress Report

• Reported through the NEG e-system

• Click “Begin” next to “Quarterly Performance Report”

Page 22: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

Key Terms and Concepts

Sample Elements of the QPR:– Total participants– Receiving Intensive Services– Enrolled in NEG-funded training– Receiving NEG-funded supportive services– Receiving Needs-Related Payments– Employed in Temporary Disaster Relief Program– Total Exits– Total Entering Employment at Exit– Total Expenditures at Grantee level– Total Expenditures at Project Operator Level

(including service providers of Project Operator)– Total Project Expenditures

Page 23: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

Key Terms and Concepts

Receiving Intensive Services– 20CFR 663.200 and WIA Sec. 134(d)(3)(C)

• Examples include assessments, career plans, counseling, career planning

– Includes services wholly or partially-funded by the NEG

Enrolled in NEG-Funded Training

– 20CFR 663.300 and WIA Sec. 134(d)(4)(D)

– Includes training wholly or partially-funded by the NEG

Receiving NEG-Funded Supportive Services

– Included services wholly or partially-funded by the NEG

Page 24: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

Key Terms and Concepts

Total Participants– Number of eligible individuals who have

received services funded by the NEG– Includes NEG-only and co-enrolled

participants receiving services from a partner program

– Note, the service fields do not sum because a participant may receive more than one service

Page 25: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

Key Terms and Concepts

Exit – Total cumulative exiters

• positive and negative outcomes

– Definition is the same for NEG e-system and the WIASRD:• A participant has not received a WIA program

or partner-funded service for 90 consecutive calendar days, has no gap in service, and is not scheduled for future services

Page 26: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

Key Terms and Concepts

Entering Employment at Exit

– The cumulative number of participants who have ceased to receive services funded by the NEG and who have entered employment within the grant period.

Page 27: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

Discussion Forum

Page 28: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

Discussion Forum

Issues pertaining to definitions

Challenges in collecting participant information

Process used to estimate participation levels for the grant

Process and data sources used in performance measure calculations

Other success factors used to measure NEG performance

Page 29: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

Resources

NEG Web site:– http://www.doleta.gov/neg

ETA Performance:– http://www.doleta.gov/performance/results

Page 30: OFFICE OF NATIONAL RESPONSE NATIONAL EMERGENCY GRANTS (NEG) Performance and Reporting Summit

Contact Information

Kim Powell, Grant SpecialistPhone: 202-693-3726E-Mail: [email protected]

Mindy Feldbaum, Division ChiefPhone: 202-693-3382E-Mail: [email protected]