november term, 2015 gerald black, et. al., petitioners
TRANSCRIPT
No. 15-1977
IN THE
November Term, 2015
GERALD BLACK, et. al.,
Petitioners,
v.
JAMES WALSH and CINDY WALSH,
Respondents.
On Writ of Certiorari to the
Court of Appeals for the Twelfth Circuit
BRIEF FOR RESPONDENTS
Attorneys for Respondent
Team 2416
ii
QUESTIONS PRESENTED
(1) Whether Pacifica Health & Safety Code § 124.1 violates the Establishment
Clause of the First Amendment.
(2) Whether the Due Process Clause of the Fourteenth Amendment is violated when
a public school forces select children to watch a public-health documentary it
reasonably knows will contravene the wishes of parents.
iii
TABLE OF CONTENTS
QUESTIONS PRESENTED .......................................................................................... ii
TABLE OF CONTENTS ............................................................................................... iii
TABLE OF AUTHORITIES .......................................................................................... v
OPINION BELOW ......................................................................................................... 1
CONSTITUTIONAL AND STATUTORY PROVISIONS INVOLVED ........................ 1
STATEMENT OF THE CASE ....................................................................................... 1
SUMMARY OF ARGUMENT ....................................................................................... 5
ARGUMENT .................................................................................................................. 8
I. STANDARD OF REVIEW. .................................................................................. 8
II. THE TWELFTH CIRCUIT CORRECTLY HELD THAT PACIFICA’S
HEALTH & SAFETY CODE § 124.1 VIOLATES THE ESTABLISHMENT
CLAUSE OF THE FIRST AMENDMENT. ............................................................... 9
A. Pacifica’s Amended Health Code Fails the Court’s Establishment Clause
Test in Lemon. ....................................................................................................... 10
1. Pacifica’s Amended Health Code Fails the Effects Prong of the Lemon
Test. .................................................................................................................... 11
2. Pacifica’s Amended Health Code Fails the Entanglement Prong of the
Lemon test. ......................................................................................................... 15
B. Pacifica’s Amended Health Code is an Unconstitutional State
Endorsement of Religion. ...................................................................................... 19
C. Pacifica’s Amended Health Code is Not a Permissible State
Accommodation of Religion ................................................................................... 21
D. Pacifica’s Amended Health Code Impermissibly Coerces Nonreligious
Objectors to Participate in Religious Exercise. .................................................... 25
iv
III. THE TWELFTH CIRCUIT CORRECTLY FOUND THAT THE
RESPONDENTS’ DUE PROCESS RIGHT TO REAR THEIR CHILDREN WAS
VIOLATED. .............................................................................................................. 26
A. The Violation of the Right to the Care, Custody, and Control of the
Respondents’ Children by a Public School Should be Subject to Heightened
Scrutiny. ................................................................................................................ 26
1. Respondents’ rights as parents in the care, custody, and control of their
children is a fundamental liberty interest because it is deeply rooted in our
nation’s history and is implicit in the concept of ordered liberty. ................... 27
B. The School District’s Violation of Respondents’ Fundamental Liberty
Interests as Parents Must Be Subject to Intermediate Scrutiny. ....................... 31
C. Petitioners Fail the Intermediate Scrutiny Test and Have Violated
Respondents’ Fundamental Right to the Care, Custody, and Control of Their
Children by Forcing the Walsh Children to Watch the Vaccination Video. ....... 34
1. The state interests pursued by the School District in application are not
important government interests. ...................................................................... 35
2. The School District’s showing of the Vaccination Video is not substantially
related to their alleged interest in furthering health awareness. ................... 38
CONCLUSION ............................................................................................................. 40
APPENDIX A ............................................................................................................. A-1
APPENDIX B ............................................................................................................. B-1
v
TABLE OF AUTHORITIES
U.S. Supreme Court Cases
Bd. of Educ. of Kiryas Joel Vill. Sch. Dist. v. Grumet, 512 U.S. 687 (1994) .. 21, 23, 24
Bethel School Dist. No. 403 v. Fraser, 478 U.S. 675 (1986) ....................................... 37
City of Cleburn, Tex. v. Cleburne Living Ctr., 471 U.S. 432 (1985) ........................... 32
Cnty. of Allegheny v. Am. Civil Liberties Union Greater Pittsburgh Chapter, 492 U.S.
573 (1989) ............................................................................................................ 15, 19
Corp. of Presiding Bishop of Church of Jesus Christ of Latter-day Saints v. Amos,
483 U.S. 327 (1987) .................................................................................................. 22
Cutter v. Wilkinson, 544 U.S. 709 (2005) ........................................................ 21, 22, 24
Edwards v. Aguillard, 482 U.S. 578 (1987) .......................................................... 36, 37
Estate of Thornton v. Caldor, Inc., 472 U.S. 703 (1985) ..................... 11, 12, 20, 21, 23
Everson v. Bd. of Ed. of Ewing Twp., 330 U.S. 1 (1947) .............................................. 9
Gillette v. United States, 401 U.S. 437 (1971) ...................................................... 17, 18
Ginsberg v. New York, 390 U.S. 629 (1968) ................................................................ 37
Griswold v. Connecticut, 381 U.S. 479 (1965) ............................................................ 30
Hobbie v. Unemployment Appeals Comm'n of Fla., 480 U.S. 136 (1987) .................. 22
Kramer v. Union Free Sch. Dist. 15, 395 U.S. 621 (1969) .......................................... 31
Larkin v. Grendel's Den, Inc., 459 U.S. 116 (1982) .................................. 11, 12, 13, 14
Lee v. Weisman, 505 U.S. 577, 587 (1992) ............................................................ 25, 36
Lemon v. Kurtzman, 403 U.S. 602 (1971) ................................................. 10, 11, 15, 17
Lynch v. Donnelly, 465 U.S. 668 (1984) ................................................................ 10, 19
Meyer v. Nebraska, 262 U.S. 390 (1923). .................................................... 7, 27, 30, 38
Moore v. City of East Cleveland, 431 U.S. 494 (1977) .................................... 28, 32, 33
vi
Pierce v. Society of the Sisters of the Holy Names of Jesus and Mary, 268 U.S. 510
(1925) .................................................................................................. 7, 27, 30, 35, 38
Planned Parenthood of Se. Pa. v. Casey, 505 U.S. 833 (1992) ................................... 30
Prince v. Massachusetts, 321 U.S. 158 (1944) ............................................................. 30
Roe v. Wade, 410 U.S. 113 (1973) ................................................................................ 31
Rosenberger v. Rector & Visitors of Univ. of Virginia, 515 U.S. 819 (1995) .. 11, 13, 14
Salve Regina College v. Russell, 499 U.S. 225 (1991) .................................................. 8
Santa Fe Indep. Sch. Dist. v. Doe, 530 U.S. 290 (2000)........................................ 19, 25
Santosky v. Kramer, 455 U.S. 745 (1982) ............................................................. 29, 33
Scott v. Harris, 550 U.S. 372 (2007). ............................................................................. 9
Troxel v. Granville, 530 U.S. 57 (2000) ............................................................. 7, 28, 33
United States v. Carolene Prod. 304 U.S. 144 (1938) ................................................. 35
United States v. Seeger, 380 U.S. 163 (1965) .................................................. 15, 16, 18
United States v. Virginia, 518 U.S. 515 (1996) ..................................................... 32, 35
Walz v. Tax Comm'n of City of New York, 397 U.S. 664 (1970) ........................... 11, 17
Washington v. Glucksberg, 521 U.S. 702 (1997) ............................................. 26, 27, 31
Welsh v. United States, 398 U.S. 333 (1970) ....................................... 14, 15, 16, 17, 18
Wisconsin v. Yoder, 406 U.S. 205 (1972) ..................................................... 7, 35, 37, 38
U.S. Court of Appeals Cases
Fields v. Palmdale School Dist., 427 F.3d 1197 (9th Cir. 2005) ................................ 39
Parker v. Hurley, 514 F.3d 87 (1st Cir. 2008) ....................................................... 36, 39
Constitutional Provisions
U.S. Const. amend. XIV ............................................................................................... 26
..........................................................................................................................................
1
OPINION BELOW
The unreported opinion of the United States Court of Appeals for the Twelfth
Circuit appears on pages 9-15 of the record. The unreported opinion of the United
States District Court of Pacifica appears on pages 1-8 of the record.
CONSTITUTIONAL AND STATUTORY PROVISIONS INVOLVED
The constitutional provisions at issue are the Establishment Clause of the
First Amendment, located at Appendix A, and the Due Process Clause of the
Fourteenth Amendment, located at Appendix B.
STATEMENT OF THE CASE
This case involves a dispute over whether a state’s change to the Health and
Safety Code, which eliminated a personal belief exemption to mandatory
immunization of school children, violates the Establishment Clause, and whether a
public school’s practice of forcing only unimmunized children to view documentaries
about vaccines violates the parent’s rights protected by the Due Process Clause.
West Beverly Elementary School
The West Beverly Elementary School is a public primary school in the city of
West Beverly Heights, Pacifica. R. at 1. As per state law, West Beverly Elementary
School is required to mandate certain immunizations before children are permitted
to enroll in the school. R. at 2. Twins Brenda Walsh and Brandon Walsh, aged 10,
will enter the fourth grade at the public school in fall of 2015. R. at 1. Their
2
parents, James and Cindy Walsh, (the “Respondents”) have long maintained
personal beliefs against immunizations. R. at 3.
The Vaccination Exemption
For years, the State of Pacifica has generally required all children enrolled in
school to undergo a series of vaccinations as a condition of attendance. R. at 1.
However, under Pacifica’s Health & Safety Code § 124, the state permitted
exemptions for medical reasons, religious reasons, or personal beliefs that are
opposed to immunizations. R. at 2. This “relatively generous exemption policy”
meant that burdens for securing an exemption were “minimal”. R. at 10.
After California’s recent outbreak of measles, one of the diseases preventable
by vaccination, much blame was placed on permissive exemption policies like
Pacifica’s. R. at 2. Indeed, the American Medical Association warned that states
should tighten exemptions in order to prevent further outbreaks, and it
recommended that states permit exemptions only for medical reasons. R. at 10.
In a reaction to California’s measles outbreak, R. at 2, Pacifica’s legislature
adopted a radically different exemption policy. R. at 10. The new policy, Pacifica’s
Health & Safety Code § 124.1, completely eliminates exemptions for nonreligious
people, except those who seek exemption for medical reasons. R. at 10. Religious
people, on the other hand, may still receive exemptions under the Code -- but they
may do so only if they qualify under the Code’s newly-adopted test of religious
beliefs. R. at 10. The Code in effect directs officers of the state to question the
content of a person’s religious beliefs to determine whether those beliefs are
3
genuinely religious under the statute. Pacifica determined that religious people are
all those and only those who believe in duties “superior to those arising from human
relations.” R. at 10. The statute expressly excludes those whose beliefs are better
described as “political, sociological, or philosophical views or merely a personal
moral code.” R. at 10.
The lead sponsor of the amendment to the Code explained why the law
excludes nonreligious people from obtaining an exemption: “[W]e value . . . religious
freedom in our state. No one in government can tell a citizen that his or her
understanding of God’s commands is in error.” R. at 3.
Believing that the amended statute is unconstitutional under the
Establishment Clause, the Walshes brought this action, seeking to prevent the
government from implementing the new statute.
The Vaccination Video
Pacifica requires students to be immunized before enrolling into a public
school. R. at 2. After the amendment to the Health and Safety Code, John Smith,
the Pacifica Superintendent, allowed school districts in the state to show The Truth
About Vaccines (the “Vaccination Video”), an alleged educational documentary. R.
at 3. The Vaccination Video targets elementary school children and combats what it
believes to be misperceptions about vaccines. R. at 3. The video features children of
“misinformed” parents, and shows how the children are able to teach their parents
“the error of their ways.” R. at 3. At the conclusion of the documentary, the
4
Vaccination Video urges children watching to take their newfound knowledge about
the benefits of vaccinations and bring it back to their family and friends. R. at 3.
Yvonne Teasley, the principle of West Beverly Elementary School, instituted
a new health protocol at West Beverly Elementary School, which prohibited
unvaccinated children from participating in school trips. R. at 3. While the
vaccinated children are participating in off-campus field trips, the segregated
children remaining participate in on-campus, indoor activities. R. at 3. Watching
the Vaccination Video is one of the indoor activities that Principle Teasley shows to
the unvaccinated children during the class’s off-campus field trips. R. at 3. In
September 2014, while the rest of the classroom visited the local petting zoo, the
Walsh children, without prior notice to their parents, were told to watch the
documentary. R. at 3.
Mr. and Mrs. Walsh have repeatedly used the personal-belief exemption from
the original Health and Safety Code. R. at 3. The Walshes have continuously kept
their children, Brandon and Brenda, involved in their decision to not vaccinate. R.
at 4. After watching the Vaccination Video during a school trip that the Walsh
children were not privy to, Brenda and Brandon questioned their parents’ authority
to not vaccinate, and directed a lack of respect to the family. R. at 4.
Procedural History
Respondents filed a complaint in the United States District Court for the
District of Pacifica. R. at 1. Respondents brought two claims. In the first, they
alleged that the State of Pacifica’s Health and Safety Code violates the
5
Establishment Clause of the First Amendment, and they sought declaratory and
injunctive relief to prevent the state from applying the statute on their school-aged
children. R. at 1. In the second, Respondents alleged that the West Beverly School
District’s practice of forcing unimmunized children to view documentary films about
vaccination is a violation of substantive Due Process under the Fourteenth
Amendment. R. at 1. Parties moved for summary judgment, R. at 1., and on
November 22, 2014, the District Court granted Respondents’ motion on the Due
Process claim, and Petitioners’ motion on the Establishment claim. R. at 6. On
July 3, 2015, the Twelfth Circuit reversed the District Court’s grant of summary
judgment to Petitioners on the Establishment Clause claim, and affirmed the grant
of summary judgment to Respondents on the Due Process Clause claim. R. at 9.
Petitioners sought review on certiorari, which this court granted on July 20, 2015.
R. at 16. This Court limited review to two issues: (1) whether Pacifica Health &
Safety Code § 124.1 violates the Establishment Clause of the First Amendment; and
(2) whether the Due Process Clause of the Fourteenth Amendment is violated when
a public school forces select children to watch a public-health documentary it
reasonably knows will contravene the wishes of parents. R. at 16.
SUMMARY OF ARGUMENT
I. Pacifica Health & Safety Code § 124.1 is an Unconstitutional
Establishment of Religion.
This Court has used a number of separate tests to determine whether the
government’s action constitutes an impermissible establishment of religion under
the First Amendment. The Court’s test in Lemon v. Kurtzman will invalidate any
6
federal or state action that lacks a secular purpose, advances religion as its primary
effect, or excessively entangles government and religion. Pacifica’s amended Health
& Safety Code clearly violates the second and third parts of this test. The Code has
the primary effect of advancing religion, because the benefits it casts on religion are
not merely the incidental effects of a general program of secular aims, and because
the Code apparently forsakes the interests of those ineligible for an exemption. The
Code also excessively entangles government and religion: it adopts as official state
policy a content-based religious test, one that requires the government to search the
hearts and minds of religious people. This Court has sometimes applied an
endorsement test to determine whether the government’s action is consistent with
the Establishment Clause. Pacifica’s Code fails the endorsement test, largely for
the same reasons that it advances religion in its primary effect. Pacifica cannot
rescue the statute by labeling it a harmless, neutral-minded accommodation for a
religious group, because the interests of the policy’s beneficiaries are assigned much
greater weight than the interests of nonbeneficiaries, who have no choice but to
absorb the risks of living with an undervaccinated population. For these reasons,
Pacifica’s amended exemption policy is an unconstitutional establishment of
religion.
II. The Vaccination Video Impedes on the Walshes’ Fundamental Due
Process Right to the “Care, Custody, and Control” of Their Children.
The Due Process Clause of the Fourteenth Amendment secures the rights of
parents to the “care, custody, and control” of their children. Troxel v. Granville, 530
7
U.S. 57, 65 (2000). The right to rear and direct the upbringing of children, even in
the expansive realm of education, has been a staple in our Due Process
jurisprudence since Meyer v. Nebraska, where the Supreme Court held that the
Nebraska legislature had materially interfered with “the calling of modern
language teachers,” and with the “power of parents to control the education of [their
children]” when it had prohibited the teaching of foreign languages. 262 U.S. 390,
401 (1923). The fundamental theory of liberty here rests on the notion that the
child is “not a mere creature of the statute.” Pierce v. Society of the Sisters of the
Holy Names of Jesus and Mary, 268 U.S. 510, 536 (1925). While there is also no
doubt that the state has a right and a responsibility to educate and impose
regulations, subject to judicial scrutiny, for the control and duration of the
education of children, the state’s interest in education “is not totally free from a
balancing process when it impinges on fundamental rights, such as those
specifically protected by [the Constitution] and the traditional interests of parents.”
Wisconsin v. Yoder, 406 U.S. 205, 213-14 (1972).
In this case, Respondents maintain a fundamental due process right, as
parents, to the care and custody of their children, even in a public school setting.
Any violation of this right by the West Beverly School District must, therefore, be
subject to heightened judicial scrutiny. By secluding Respondents’ children and
forcing them to watch an opinionated vaccination video, the School District has
violated the Respondents’ rights under the Due Process Clause. Therefore, this
Court should affirm the holding of the Twelfth Circuit Court of Appeals and find the
8
School District to be in violation of the Respondents Due Process right to rear their
children.
ARGUMENT
Respondents claim that Pacifica’s Health & Safety Code § 124.1 is an
unconstitutional violation of the Establishment Clause of the First Amendment.
Respondents further claim that the School District violated their parental rights
under the Due Process Clause of the Fourteenth Amendment by exposing their
children to a public-health documentary that it reasonably knew would contravene
their wishes. Respondents must prevail on the Establishment Claim, because the
amended Health Code effectively sponsors and endorses religion, subordinating the
interests of the general population to the interests of a particular religious group.
Further, Respondents must prevail on the Due Process claim, because the School
District violated the Walshes’ right to the rear their children by forcing the
segregated children to watch a persuasive video on the benefits of vaccination.
I. STANDARD OF REVIEW.
This Court is reviewing the decision of the United States Court of Appeals for
the Twelfth Circuit, which granted summary judgment in favor of the Respondents
on the Establishment Clause claim, as well as the Due Process Clause claim. (R. at
9.) The appropriate standard for view for this Court is de novo. Salve Regina
College v. Russell, 499 U.S. 225, 231-32 (1991). Summary judgment is appropriate
only where there is no genuine dispute as to any material fact and the movant is
entitled to judgment as a matter of law. Fed. R. Civ. P. 56(a). The facts must be
9
viewed in the light most favorable to the non-moving party. Scott v. Harris, 550
U.S. 372, 380 (2007).
II. THE TWELFTH CIRCUIT CORRECTLY HELD THAT PACIFICA’S
HEALTH & SAFETY CODE § 124.1 VIOLATES THE ESTABLISHMENT
CLAUSE OF THE FIRST AMENDMENT.
The Twelfth Circuit correctly held that Pacifica’s Health & Safety Code §
124.1 violates the Establishment Clause of the First Amendment, made applicable
to the states by the Fourteenth Amendment. Everson v. Bd. of Ed. of Ewing Twp.,
330 U.S. 1 (1947). Under the longstanding test adopted in Lemon v. Kurtzman, the
Establishment Clause absolutely forbids the kinds of state sponsorship of religion at
work in Pacifica’s amended Code. The Code violates the Lemon test in two ways:
first, the Code advances religion as its principal and primary effect; second, the
Code sponsors a religious belief test that thoroughly entangles the State of Pacifica
in the affairs of religion. If the Court relies instead on an endorsement test to
determine the constitutionality of the Code, it will find that the Code unmistakably
conveys a message of the state’s endorsement of religion. The District Court
believed that the law could be saved as a mere accommodation of a religious group,
but a closer analysis does not permit that conclusion, because Code operates to
advance the interests of one religious group at severe costs to the rest of the
population. Finally, the Code amounts to a kind of government coercion -- sincere,
nonreligious objectors to vaccinations, such as the Walshes, will have no choice but
to feign religious belief to gain the exemption. For these reasons, the Twelfth
Circuit’s judgment on the Walshes’ Establishment claim should be affirmed.
10
A. Pacifica’s Amended Health Code Fails the Court’s
Establishment Clause Test in Lemon.
Pacifica’s amendment to its Health & Safety Code, which eliminates the
personal belief exemption, does not survive the constitutional scrutiny of the Court’s
Establishment Clause test in Lemon v. Kurtzman, because its primary effect is the
sure and certain advancement of religion, and because it sponsors a religious belief
test that entangles the state and religion. In Lemon, the Court adopted a three-part
test to determine whether the government’s action is permitted under the
Establishment Clause: the act must have a secular purpose; its principal or primary
effect must neither advance nor inhibit religion; and it must not create excessive
entanglement of government and religion. Lemon v. Kurtzman, 403 U.S. 602
(1971). Pacifica’s amendment survives the highly permissive first prong of the
Lemon test, because even if the amendment’s purpose is primarily the advancement
of religion, the amendment satisfies the first prong if any credible secular purpose
can be supplied. Lynch v. Donnelly, 465 U.S. 668, 680 (1984) (“The Court has
invalidated legislation or governmental action on the ground that a secular purpose
was lacking, but only when it has concluded there was no question that the statute
or activity was motivated wholly by religious considerations.”). However, the
amendment clearly fails the second and third prongs of the Lemon test, those
concerning effects and entanglement.
11
1. Pacifica’s Amended Health Code Fails the Effects Prong
of the Lemon Test.
Pacifica’s Health & Safety Code § 124.1 confers a significant and exclusive
benefit on religious people because of their religious beliefs, and not merely as the
incidental or collateral effect of a general program. As such, the law clearly fails the
effects prong of the Lemon test. For a legislative act to survive the second prong of
the Lemon test, “its principal or primary effect must be one that neither advances
nor inhibits religion.” Lemon v. Kurtzman, 403 U.S. 602, 612 (1971). When
government action advances religion, its constitutionality under the effects prong
turns on whether the advancement is a primary effect or an incidental effect of the
action. See Rosenberger v. Rector & Visitors of Univ. of Virginia, 515 U.S. 819
(1995); see also Estate of Thornton v. Caldor, Inc., 472 U.S. 703 (1985); Larkin v.
Grendel's Den, Inc., 459 U.S. 116 (1982); Walz v. Tax Comm'n of City of New York,
397 U.S. 664 (1970).
Government action that benefits religious groups is permissible under the
second prong of the Lemon test when those benefits are merely the incidental effects
of a secular program. See Rosenberger v. Rector & Visitors of Univ. of Virginia, 515
U.S. 819 (1995); see also Walz v. Tax Comm'n of City of New York, 397 U.S. 664
(1970). In Walz, decided one year before Lemon, the Court sustained a New York
state law that exempted certain institutions from property taxation, including
houses of religious worship, hospitals, libraries, and playgrounds. The Court held
that the benefits to religious groups, though significant, are the permissible
incidental effects of the state’s general program to lend support to “beneficial and
12
stabilizing influences in community life.” Walz, 397 U.S. at 673. More recently, in
Rosenberger, where a public university provided printing services to student groups,
including sectarian student groups, the Court found no Establishment Clause
violation, because “[a]ny benefit to religion is incidental to the government's
provision of secular services for secular purposes on a religion-neutral basis.”
Rosenberger, 515 U.S. at 843-44 (emphasis added).
But government action whose primary effect is to advance religion is
impermissible. Estate of Thornton v. Caldor, Inc., 472 U.S. 703 (1985); Larkin v.
Grendel's Den, Inc., 459 U.S. 116 (1982). The analysis turns again on the question
of whether a reasonable observer could understand the religion-advancing effect as
merely the collateral effect of a policy with a religion-neutral objective. See Caldor,
472 U.S. 703; see also Larkin, 459 U.S. 116. When a legislative act confers benefits
on an explicitly religious basis, as Pacifica’s Health & Safety Code § 124.1 does, the
Court has considered whether the interests of different groups are weighed equally,
cf. Caldor, 472 U.S. 703, and whether a suitable, non-discriminating alternative
policy could have affected the same neutral governmental objective, cf. Larkin, 459
U.S. 116.
When a legislative act confers benefits to religious groups on an explicitly
religious basis, the act unconstitutionally advances religious interests, unless the
interests of nonbeneficiaries are weighed equally. Cf. Caldor, 472 U.S. 703. In
Caldor, a Connecticut law forbad employers to terminate Sabbath-observing
employees who demand not to work on the day they designate as their Sabbath. Id.
13
at 707. The law permitted only those who designate a Sabbath to claim the
entitlement, thus shifting the burdens of the accommodation to employers and non-
observing employees. Id. Invalidating the law, the Court held that the statute’s
“unyielding weighting in favor of Sabbath observers over all other interests” went
“beyond having an incidental or remote effect of advancing religion.” Caldor, 472
U.S. at 710.
Additionally, an act of this kind unconstitutionally advances religious
interests when a suitable, non-discriminating alternative policy could have affected
the same neutral governmental objective, cf. Larkin, 459 U.S. 116. In Larkin, a
Massachusetts law permitted churches to veto the liquor licenses of any
establishments within a certain distance of their church buildings. Id. at 117. The
Court found that the law impermissibly advanced religion in its primary effect. Id.
at 126. Though the legislature had a valid secular purpose in protecting “spiritual,
cultural, and education centers from the ‘hurly-burly’ associated with liquor
outlets,” that purpose could be “readily accomplished by other means.” Id. at 124.
Here the conclusion cannot be avoided that the primary effect of Pacifica’s
Health & Safety Code § 124.1 is the advancement of religion, because simply put,
the law is written with only one group’s interests in mind -- the religious group that
objects to vaccination. Unlike the government’s policies in Walz and Rosenberger,
where general programs incidentally conferred benefits on religious groups,
Pacifica’s amended Code targets the religious objector qua religious, despite the
plain and obvious truth that many nonreligious objectors are in every relevant way
14
similarly-situated to the religious objectors. As Justice Harlan wrote in the context
of selective conscientious objection, “[c]ommon experience teaches that among
‘religious’ individuals some are weak and others strong adherents to tenets and this
is no less true of individuals whose lives are guided by personal ethical
considerations.” Welsh v. United States, 398 U.S. 333, 358-59 (1970) (Harlan, J.,
concurring in the judgment).
Pacifica addressed concerns over its permissive exemption policy not by
adopting a sensible, even-handed amendment, but by categorically dismissing all
objections that are not related to “duties superior to those arising from human
relations.” R. at 8. Like the state legislature in Larkin, Pacifica’s legislature could
have adopted an alternative, non-discriminating policy to affect the same neutral
government objective. Such a policy would have aimed both to reduce the number
of children receiving exemptions and to accommodate those with sincere, deeply-
held, significant and personal beliefs against vaccination, who are gravely worried
about consequences to their children. A neutral policy of that kind would have
resembled the government’s policies in Walz and Rosenberger, because the benefits
conferred on religious objectors would have been incidental to the program of
exempting similarly-situated people with objections to vaccination.
Pacifica’s Health Code resembles the unconstitutional statute at issue in
Caldor, because the amended Health Code utterly forsakes the interests of
nonbeneficiaries. Not only are nonreligious objectors cast aside, but also
nonbeneficiaries generally absorb the risks of an undervaccinated population. This
15
is the intolerable result of a legislature that values the freedom of the religious over
the freedom of the rest of the population. Because its primary effect is the
advancement of religious interests, we must conclude that Pacifica’s Health &
Safety Code § 124.1 clearly fails the effects prong of the Lemon test.
2. Pacifica’s Amended Health Code Fails the Entanglement
Prong of the Lemon test.
Pacifica’s amendment, which newly adopts a narrow definition of “religious
belief,” is an unlawful entanglement of government and religion, because it
entangles government in essentially theological or religious debates, and invites
agents of the government to scrutinize the content of religious beliefs as opposed to
the function of those beliefs in the lives of adherents. The Establishment Clause,
“at the very least, prohibits government from appearing to take a position on
questions of religious belief . . . .” Cnty. of Allegheny v. Am. Civil Liberties Union
Greater Pittsburgh Chapter, 492 U.S. 573, 594 (1989). To determine whether a
belief qualifies as religious, the proper inquiry is never a subjective analysis of the
content of religious beliefs, but rather an objective determination of the role or
function of the beliefs in the lives of their adherents. Cf. Welsh v. United States, 398
U.S. 333 (1970); United States v. Seeger, 380 U.S. 163 (1965). When a policy
requires the government to inspect the content of beliefs in order to draw a line
between those that count as secular and those that count as religious, that policy
fails the entanglement prong of the Lemon test. Cf. Lemon v. Kurtzman, 403 U.S.
602 (1971).
16
Any serious attempt by the government to adopt a useful, content-based
definition of religion is bound to run afoul of the Establishment Clause, because
such a definition will likely be underinclusive. Welsh, 398 U.S. 333; Seeger, 380
U.S. 163. In Seeger, the Court considered the question of whether Mr. Daniel
Seeger’s belief against participating in war qualified as a religious belief under the
meaning of the Universal Military Training and Service Act. The Act defined
religious belief as “an individual's belief in a relation to a Supreme Being involving
duties superior to those arising from any human relation, but (not including)
essentially political, sociological, or philosophical views or a merely personal moral
code.” Seeger, 380 U.S. at 165. Mr. Seeger described his own belief as a “devotion to
goodness and virtue for their own sakes, and a religious faith in a purely ethical
creed.” Welsh, 398 U.S. at 338.
In its attempt to interpret the meaning of the Service Act, the Seeger Court
examined a variety of religious traditions, concluding that the diversity and broad
spectrum of bona fide religious beliefs reveal “the difficulties inherent in placing too
narrow a construction on the provisions of [the Act].” Seeger, 380 U.S. at 183.
Rather than declare the Service Act unconstitutional under the First Amendment,
the Seeger Court applied the rule of constitutional avoidance, interpreting the
language of the Service Act broadly to include any belief that is “sincere and
meaningful” and “occupies a place in the life of its possessor parallel to that filled by
the orthodox belief in God of one who clearly qualifies for the exemption.” Seeger,
380 U.S. at 166. The inquiry into religious belief became one about function. The
17
question was not what Mr. Seeger believed, but whether the “beliefs function as a
religion in [Seeger’s] life.” Welsh, 398 U.S. at 340 (emphasis added). The functional
definition, as opposed to a content-based definition, “avoids imputing to Congress an
intent to classify different religious beliefs, exempting some and excluding others.”
Seeger, 380 U.S. at 176. The functional definition also permitted the Court to
conclude that Mr. Seeger’s belief qualified him for an exemption under the statute.
Even if Congress could draw the lines between religious and secular, the
government’s very scrutiny and sorting of personal beliefs is itself violative of the
entanglement prong under Lemon. Indeed, in Lemon itself, the Court invalidated a
state practice of lending government support to secular functions of parochial
schools, in part because the government’s program “required the government to
examine the school’s records to determine how much of the total expenditures is
attributable to secular education and how much to religious activity.” Lemon, 403
U.S. at 620. The Court applied the entanglement prong, finding that the “state
inspection and evaluation of the religious content . . . is fraught with the sort of
entanglement that the Constitution forbids.” Id. The same rule applies when
government attempts to examine hearts and minds: government may not attempt
by a content-based test to determine the character of a persons’ beliefs and
affiliations without “entang[ling] [itself] in difficult classifications of what is or is
not religious.” Gillette v. United States, 401 U.S. 437, 457 (1971) (quoting Walz v.
Tax Commission, 397 U.S. 664, 698-99 (1970) (Harlan, J.)).
18
Pacifica’s amended Health Code is a content-based test of religion. The Code
permits exemptions only for those whose beliefs qualify as “sincere religious belief.”
R. at 8. The statute defines a religious belief as “one that arises from an
individual’s belief in duties superior to those arising from human relations, but does
not include essentially political, sociological, or philosophical views or a merely
personal moral code.” R. at 8.
Pacifica’s definition of religious belief is deeply flawed. First, as in Seeger,
where the government attempted a content-based definition of religion, Pacifica’s
definition is vastly underinclusive. Indeed some of the religious beliefs examined by
the Court in Seeger, including Mr. Seeger’s own belief, would not qualify under the
narrow content-based test in Pacifica’s Health Code, for Mr. Seeger’s belief bore no
relationship whatsoever to duties superior to those that arise from human relations.
See Welsh, 398 U.S. at 338. Second, Pacifica’s amendment invites -- indeed, it
requires -- agents of the state to commence the kind of scrutiny and sorting of
personal beliefs that the Court expressly condemned in Lemon and Gillette. It is no
stretch to imagine administrators at West Beverly Elementary School calling
hearings to question the beliefs of parents and their children in Pacifica. Such a
result is intolerable under the Establishment Clause, for it plainly violates the
entanglement prong of the Lemon test.
19
B. Pacifica’s Amended Health Code is an Unconstitutional State
Endorsement of Religion.
Pacifica’s amendment to its Health & Safety Code also confers symbolic
benefits on religion generally, because it has the impermissible effect of conveying a
message of the state’s endorsement of religion. The Court often applies an
endorsement test to determine whether the government’s action is consistent with
the Establishment Clause. Santa Fe Indep. Sch. Dist. v. Doe, 530 U.S. 290 (2000);
Cnty. of Allegheny v. Am. Civil Liberties Union Greater Pittsburgh Chapter, 492 U.S.
573 (1989); Lynch v. Donnelly, 465 U.S. 668 (1984) (O’Connor, J., concurring). The
prohibition on endorsement means this: that with regard to religion, nonreligion, or
other religious status, the government may not convey a message either that a
status is favored or preferred, Cnty. of Allegheny, 492 U.S. at 593, or that some
people, because of their religious status, are “insiders, favored members of the
political community,” Lynch, 465 U.S. at 688 (O’Connor, J., concurring). The Court
considers “the context in which a reasonable observer evaluates whether a
challenged governmental practice conveys a message of endorsement,” Cnty. of
Allegheny, 492 U.S. at 630, as well as the history, Santa Fe, 530 U.S. at 308.
In a concurring opinion, Justice O’Connor applied the endorsement test in
Estate of Thornton v. Caldor, Inc., concluding that Connecticut’s statute, which
“single[d] out Sabbath observers for special and . . . absolute protection without
according similar accommodation to ethical and religious beliefs and practices of
other private employees,” indeed conveyed to the objective observer an endorsement
20
of a religious position. Estate of Thornton v. Caldor, Inc., 472 U.S. 703, 711 (1985)
(O’Connor, J., concurring).
Here the government of Pacifica confers an impermissible, symbolic benefit
on religion generally and on one religious group in particular. Pacifica dropped the
exemption for nonreligious reasons but retained the exemption for religious reasons,
conveying the message to an objective observer that nonreligious reasons are less
worthy of the state’s respect. The history of the amendment adds to the concern,
because the state deliberately targeted those who claimed a nonreligious objection.
R. at 2. Indeed, the amendment’s lead sponsor in the Senate strongly implied that
freedom of a “religious” nature is more worthy of government protection than
freedom of a nonreligious nature, when he explained that, “[W]e value religious
freedom in our state. No one in government can tell a citizen that his or her
understanding of God’s commands is in error.” R. at 3.
The amendment also unmistakably signals that the interests of a religious
group, those who have a religious belief opposed to vaccination, are more important
than the interests of the rest of the population. The amended Health Code is
exactly like statute at issue in Caldor. Pacifica, like Connecticut, weighed the
interests of one group “over all other interests,” Caldor, 472 U.S. at 710, including
the public health. Moreover, Pacifica denied to nonreligious objectors any
consideration for their relevantly-similar personal beliefs. As in Caldor, one group
has been “single[d] out . . . for special and . . . absolute protection without according
similar accommodation to ethical . . . beliefs and practices” of others. Caldor, 472
21
U.S. at 711 (O’Connor, J., concurring). There simply is no reasonable interpretation
of Pacifica’s amendment other than this: that Pacifica favors and prefers religion to
nonreligion, an unconstitutional endorsement under the Establishment Clause.
C. Pacifica’s Amended Health Code is Not a Permissible State
Accommodation of Religion
Pacifica’s amended exemption policy assigns greater importance to the
interests of a religious group than to the rest of the population, overburdening those
who are not eligible for exemptions. As such, the amendment crosses the line from
permissible state accommodation of religion to unconstitutional establishment.
The District Court concluded that, even though Pacifica’s amendment
expressly targets a religious group for benefits, the amendment can be rescued by
the Court’s longstanding exception for religious accommodations. R. at 4. Indeed
the government may grant accommodations to religious groups in order to lift the
“special burdens” that legitimate exercises of state power place on their practice.
Bd. of Educ. of Kiryas Joel Vill. Sch. Dist. v. Grumet, 512 U.S. 687, 705 (1994).
However, the District Court overlooked the constitutional limits of accommodations
under the Establishment Clause. When granting a religious accommodation, the
government must not categorically weight the interests of the beneficiaries of such
accommodations over nonbeneficiaries. Estate of Thornton v. Caldor, Inc., 472 U.S.
703, 710 (1985). An accommodation “must be measured so that it does not override
other significant interests.” Cutter v. Wilkinson, 544 U.S. 709, 722 (2005). An
accommodation goes too far when it becomes a kind of “fostering of religion.” Corp.
22
of Presiding Bishop of Church of Jesus Christ of Latter-day Saints v. Amos, 483 U.S.
327, 335 (1987) (quoting Hobbie v. Unemployment Appeals Comm'n of Fla., 480 U.S.
136, 145 (1987)).
The government may sponsor a religious accommodation only if the
accommodation relieves a special burden on a religious group and does so with due
regard to other important interests. See Cutter, 544 U.S. 709; see also Amos, 483
U.S. 327. In Cutter, the Court reviewed the RLUIPA, a congressional act that
requires prisons to grant some accommodations to the religious practices of
prisoners, such as certain appearance mandates of their religions. Cutter, 544 U.S.
at 713. Overlooking the exception for religious accommodations, the prison argued
that the Act was an impermissible establishment, because it gave “greater
protection to religious rights than to other constitutionally protected rights.”
Cutter, 544 U.S. at 718. Rejecting the prison’s understanding of Establishment
doctrine, the Court reaffirmed the longstanding exception for such accommodations,
arguing that the Act permissibly “alleviate[d] exceptional government-created
burdens on private religious exercise.” Id. at 720 (emphasis added). Crucially,
however, the Court in Cutter found that the RLUIPA could stand only because it
granted accommodations in “an appropriately balanced way,” with “particular
sensitivity” to other interests, including the security concerns of prisons. Id. at 722.
An accommodation becomes a kind of unconstitutional establishment when
the government clearly assigns a different weight to the interests of a group because
of that group’s religious status, or treats the interests and concerns of a group as
23
more worthy of governmental protection. See Kiryas Joel, 512 U.S. 687; see also
Caldor, 472 U.S. 703. In Kiryas Joel, the State of New York carved out a school
district to accommodate a conservative religious group’s worry that some of its
children would otherwise suffer “fear and trauma . . . in leaving their own
community and being with people whose ways were so different.” Kiryas Joel, 512
U.S. at 692. Invalidating the accommodation, the Court held that there was “no
assurance that the next similarly situated group seeking a school district of its own
will receive one,” raising the worry that New York’s accommodation may “prefer one
religious to another, or religion to irreligion.” Kiryas Joel, 512 U.S. at 703.
Likewise in Caldor, where the state of Connecticut required employers to permit
Sabbath-observers a Sabbath day of their choosing, the Court held that the state
inequitably shifted the burdens of Sabbath-observers to nonbeneficiaries of the
policy, impermissibly treating the interests and concerns of the Sabbath-observers
above those of the rest of the population. Caldor, 472 U.S. 703. Thus, when the
government gives a benefit to a religious group for the purpose of alleviating what
would otherwise be an exceptional government-created burden on that group, the
government acts within the bounds of the Establishment Clause only if it treats the
interests of the group as no more worthy of accommodation than the interests of
similarly-situated other groups, regardless of religious status.
Here we are led to the inescapable conclusion that Pacifica’s amended Health
Code is not a permissible accommodation but an unconstitutional establishment of
religion, for two reasons: (a) the burdens of Pacifica’s mandatory vaccination policy
24
are not special or exceptional burdens of the kind that permit exclusive
accommodation; and (b) the amended vaccination policy clearly assigns greater
importance to the interests of a religious group than to the public interest or the
interests of nonbeneficiaries, overburdening them with the costs of one group’s
religious practice.
Simply put, the religious objectors to vaccination face no more of a burden
than the nonreligious objectors. Many nonreligious objectors are similarly
positioned in every important way: they deeply and personally object to
vaccinations; they fear for the very lives of their children; and as a matter of
conscience they cannot permit their children to submit to vaccination. The
vaccination policy of Pacifica is decidedly unlike the accommodation in Cutter,
where prison policies had placed exceptional burdens that fell uniquely on certain
religious prisoners.
The amended vaccination policy virtually mirrors the problems that the
Court found in Kiryas Joel and Caldor, in that it treats similarly-situated groups
differently, suggests a preference for religion over irreligion, and assigns less
importance to the interests of nonbeneficiaries, to the point of exposing their
children to an undervaccinated population. Indeed, the Court of Appeals rightly
directs our attention to the American Medical Association’s finding that the
government “should only grant exemptions . . . for medical reasons.” R. at 10. Thus
Pacifica’s “accommodation” to religious objectors is in fact an establishment: it is not
a corrective measure to alleviate an exceptional government-created burden, but a
25
facially-discriminatory law meant to benefit one religious group at a severe cost to
the rest of the population.
D. Pacifica’s Amended Health Code Impermissibly Coerces
Nonreligious Objectors to Participate in Religious Exercise.
Because Pacifica’s Health & Safety Code § 124.1 will undoubtedly force the
most sincere, nonreligious objectors to feign religion in order to gain the vaccine
exemption, the Code is an impermissible kind of coercion under the Establishment
Clause. “The government may not coerce anyone to support or participate in
religion or its exercise.” Lee v. Weisman, 505 U.S. 577, 587 (1992). This Court has
defined coercion broadly to include even state-sponsored “subtle coercive pressures.”
Weisman, 505 U.S. at 588; see Santa Fe Indep. Sch. Dist. v. Doe, 530 U.S. 290 (2000)
(finding that, despite the formally optional nature of participation, a public school’s
sanctioning of religious speech before sporting events amounted to a kind of
coercion, because students would feel social pressure to participate).
Pacifica’s amended Code applies a very direct kind of pressure to those who,
for nonreligious reasons, deeply and personally object to vaccinations, fearing for
the very lives of their children. Far greater than the pressure to participate in a
prayer before a football game, as in Santa Fe, Pacifica’s policy leaves some no choice
but to claim falsely an adherence to the favored religious position of the religious
objector. This amounts to an impermissible establishment of religion.
26
III. THE TWELFTH CIRCUIT CORRECTLY FOUND THAT THE
RESPONDENTS’ DUE PROCESS RIGHT TO REAR THEIR CHILDREN
WAS VIOLATED.
The Twelfth Circuit affirmed the District Court’s decision and held that the
School District violated the Walshes’ right to rear their children, a fundamental
right provided to them by the Due Process of the Fourteenth Amendment. The
majority of the Court found that, by secluding them from the rest of the classroom,
the School District improperly communicated its desired message to the students.
While the Twelfth Circuit correctly identified that heightened scrutiny was
appropriate level for fundamental rights violations, case law suggests that the more
fitting test in this case is intermediate scrutiny. The School District fails to meet
the constitutional requirements of the intermediate scrutiny test because the school
action is not substantially related to an important government interest.
A. The Violation of the Right to the Care, Custody, and Control of
the Respondents’ Children by a Public School Should be
Subject to Heightened Scrutiny.
The Due Process Clause of the Fourteenth Amendment provides that no state
shall “deprive any person of life, liberty, or property without due process of law.”
U.S. Const. amend. XIV, § 1. This provision, under judicial expansion, has come to
encompass several substantive-due-process rights afforded to individuals. The Due
Process Clause affords the most stringent protection to those rights that are so
fundamental that they are “objectively, deeply rooted in our nation’s history and
tradition,” and “implicit in the concept of ordered liberty.” Washington v.
Glucksberg, 521 U.S. 702, 721 (1997).
27
Heightened scrutiny, specifically, intermediate scrutiny, is the appropriate
test to be applied in this case because the violation of parental care over their
children is the violation of a fundamental right that is deeply rooted in our nation’s
history and our notion of ordered liberty. Therefore, to remain fully consistent with
Fourteenth Amendment Due Process Clause jurisprudence, as well as to protect the
purposes of the Due Process Clause, this Court must hold that the School District’s
act of showing the Vaccination Video should be subject to heightened scrutiny.
1. Respondents’ rights as parents in the care, custody, and
control of their children is a fundamental liberty interest
because it is deeply rooted in our nation’s history and is
implicit in the concept of ordered liberty.
A fundamental liberty interest – subjecting the state to heightened scrutiny –
is one that is found to be a continuous staple in our history and jurisprudence.
Washington v. Glucksberg, 521 U.S. 702, 721 (noting that “our Nation’s history,
legal traditions, and practices thus provide the crucial guideposts for responsible
decision-making that direct and restrain the Due Process Clause”). Parents’
interest in the care of their children is one of the oldest of the liberty interests
recognized by this Court. Beginning with the Meyer-Pierce cases, the Court, in a
span of two years, recognized that there is a liberty interest protected by the
Fourteenth Amendment in parents being able to raise and control their children. Id.
at 762. In Meyer v. Nebraska, the Court struck down the Nebraska law forbidding
foreign language studies until after the eighth-grade, holding that the state
legislature attempted to unjustly interfere with academic opportunities and the
28
“power of parents to control the education of their own.” 262 U.S. 390, 401 (1923).
Similarly, the Pierce Court found the Compulsory Education Act, which forced
parents to send their children to public school, violated the Due Process Clause and
conflicted with the “right of parents to choose schools where their children will
receive appropriate […] training.” Pierce v. Soc’y of Sisters, 268 U.S. 510, 572. The
Meyer-Pierce decisions in 1923 and 1925, respectively, gave rise to the notion that
the formerly private relationship between parent and child was a protected
substantive due process interest that the state could not arbitrarily infringe on.
This Court has also repeatedly found that the nuclear family relationship
enjoys “enhanced protection” in its substantive liberties. Moore v. City of East
Cleveland, 431 U.S. 494, 502 (1977). In Moore v. City of East Cleveland, this Court
found that the Constitution protected the sanctity of the family because “the
institution of the family is deeply rooted in this Nation’s history and tradition; it is
through this family that we inculcate and pass down many of our most cherished
values, moral and cultural.” Id. at 504.
Most recently, this Court crystallized the substantive due process right to
raise children in Troxel v. Granville. In Troxel, the Court recognized that parents
maintain a fundamental right to make decisions concerning the care, custody, and
control of their children, and that this right is afforded heightened protection
against government interference. 530 U.S. 57, 65 (2000). Although the statute at
issue in Troxel involved the right to petition a superior court for visitation rights
whenever visitation was in the best interest of the child, Justice O’Connor, in her
29
majority decision, spoke more broadly of the fundamental nature of parenting and
the “right of parents to establish a home and bring up children.” 530 U.S. 57, 65.
The Court further held that its decision in Troxel is not defined “[in] the precise
scope of the parental due process right in the visitation context.” Id. at 74. In this
case, therefore, the parenting relationship between the Walsh children and their
parents is similarly protected from arbitrary government intervention.
Analogous to the heightened scrutiny afforded to parents in substantive due
process cases, procedural due process infractions also award parents the protective
shield of heightened scrutiny. In Santosky v. Kramer, a case involving the rights of
parents in permanent neglect cases, the Court held that to sever the parent-child
relationship, the state must be held to the higher, intermediate standard of “clear
and convincing evidence” to support a finding of permanent neglect on the part of
the parent; to hold the state to the lower standard of “fair preponderance of the
evidence” is to break away from the longstanding “historical recognition that
freedom of personal choice in matters of family life is a fundamental liberty interest
protected by the Fourteenth Amendment.” 455 U.S. 745, 753 (1982). Although this
case involved procedural due process – which is not at issue here – the Court was
resolute in finding that because of the traditionally private nature of parenting, a
state must be subject to a higher degree of certainty before it takes steps to
interfere in the parent-child relationship. Id. Similarly, in this case, the
fundamental liberty interest of the Walsh parents does not “evaporate simply
30
because they have not been [what the State considers] model parents.” Id. Their
interest remains fundamental and deeply rooted in our nation’s history.
Finally, the issue underlying the relationship between the Walshes and the
School District involves a type of right to privacy from the state: privacy within the
home, privacy between parent and child, and privacy from bodily intervention, all of
which this Court has found, time and time again, to be fundamental and implicit in
the concept of ordered liberty. Griswold v. Connecticut, 381 U.S. 479, 500 (1965).
The Meyer-Pierce cases are, in this way, distinct from the type of parental-control
case the Walshes are involved in; the former involve laws about the extent (and
limits) of the general public school curriculum, imposed equally on all students; the
latter, however, involves a deeper intrusion into the privacy of the Walsh family,
and intended imposition on the bodily integrity of the Walsh children. The
autonomy concerns in this case, freedom from vaccination and freedom for parental
control over these health matters, are central to the liberties protected by the
Fourteenth Amendment as “the private realm of family life which the state cannot
enter.” Prince v. Massachusetts, 321 U.S. 158, 166 (1944); see also Planned
Parenthood of Se. Pa. v. Casey, 505 U.S. 833, 851 (1992) (noting that “at the heart of
liberty is the right to define one’s own concept of existence, of meaning, of the
universe, and of the mystery of human life.”). While there is no enumerated right to
privacy, the Supreme Court has established a line of reasoning that recognizes a
right of personal privacy: the right to marriage, the right to family relationships,
child rearing and education, and the right from unreasonable intrusion to bodily
31
integrity. Roe v. Wade, 410 U.S. 113, 153 (1973). The right to the privacy concerns
in this case are fundamental to our understanding of ordered liberty and implicit in
our nation’s history and tradition.
B. The School District’s Violation of Respondents’ Fundamental
Liberty Interests as Parents Must Be Subject to Intermediate
Scrutiny.
The Supreme Court’s long history of substantive due process analysis has led
to the conclusion that when the government interferes with certain fundamental
rights and liberty interests, “activities relating to marriage, procreation,
contraception, family relationships, child rearing and education,” the interference
must be justified with heightened scrutiny. Washington v. Glucksberg, 521 U.S.
702, 720. The types of rights that are given heightened scrutiny are those that are
deeply rooted in this Nation’s history and tradition, “such that neither liberty nor
justice would exist if they were sacrificed.” Id. Where these certain fundamental
rights are involved, the Court has required that infringement on these rights may
be justified by a compelling state interest, and that the legislation is “narrowly
drawn to express only the legitimate state interests at stake.” Roe v. Wade, 410
U.S. 113, 155; Kramer v. Union Free Sch. Dist. 15, 395 U.S. 621, 627 (1969). The
Supreme Court has regularly found that the regulation of family life is considered
an intrusion on a parent’s fundamental liberty interest. Id.
The Supreme Court has narrowly (and explicitly) decided which rights
infringements warrant the “highest of scrutiny,” strict scrutiny. However, in
instances where strict scrutiny is not explicitly applied but the Court still relies on a
32
“heightened protection” analysis, case law usually dictates that a form of
intermediate scrutiny, “or second order rational-basis review,” is applied. City of
Cleburn, Tex. v. Cleburne Living Ctr., 471 U.S. 432, 472 (1985). This heightened
review “approach[es] certain classifications skeptically, with judgment suspended
until the facts are in and the evidence is considered.” Id. The government, in those
instances of heightened scrutiny, must establish that the classification is
substantially related to important and legitimate objectives, and substantially
related to achieving those objectives. United States v. Virginia, 518 U.S. 515, 572
(1996). Intermediate scrutiny “seeks to assure that the hostility or thoughtlessness
with which there is reason to be concerned has not carried the day.” City of
Cleburn, Tex. v. Cleburne Living Ctr., 471 U.S. 432, 472
In Moore v. City of East Cleveland, where a local zoning ordinance was struck
down for violating a grandmother’s due process rights because it impeded on the
“sanctity of the family,” the Court’s analysis rested on the private nature of the
family. 431 U.S. 494, 504. When a law creates an intrusive regulation on family
life, “the usual judicial deference to the legislature is inappropriate.” Id. at 500.
The rational basis test is not appropriate when dealing with family life matters, and
“[the] Court must examine carefully the importance of the governmental interests
advanced and the extent to which they are served by the challenged regulation.” Id.
at 499. Moore crystallized the notion that the rational-basis test was not an
appropriate method to analyze cases where the state infringes on the sanctity of
family relations, and that a more searching analysis was required.
33
In Troxel v. Granville, as the most recent case involving child rearing, the
Court again found that the Due Process Clause provides heightened protection
against government interference with certain fundamental rights; child rearing and
the interest of parents in the care, custody and control of their children, the Court
continued, are perhaps the oldest of the fundamental liberty interests recognized by
the Courts to require heightened protection. 530 U.S. 57, 65 (2000). While the
Court did not explicitly apply strict scrutiny to the case, it found in its analysis of
the Washington statute that a more taxing standard, beyond the rational basis test,
applies. Id. The language of the Santosky v. Kramer decision, where the Court
struck down a part of a New York child negligence law, similarly found that the
lowest evidentiary standard, fair preponderance of the evidence, was
unconstitutional and that the “intermediate” evidentiary standard, clear and
convincing evidence, must be applied given the relationship between parent and
child, and the rights of parents in the care of their natural children. 455 U.S. 745,
753 (1982). After Moore, Troxel, and the heightened parallel evidentiary standard
established in Santosky, it follows, then, that the appropriate standard for
evaluating the constitutionality of cases that impede on a parent’s fundamental
liberty interest is greater than the rational basis test, but not quite strict scrutiny:
the intermediate scrutiny test.1
1 While intermediate scrutiny is frequently applied in gender discrimination places, the Court has applied
this standard in other instances. See Ward v. Rock Against Racism, 491 U.S. 781 (1989) (holding that
time, place, and manner regulations in a Free Speech context are subject to intermediate scrutiny, where
the restriction must serve a significant governmental interest).
34
Therefore, because the Walshes enjoy a fundamental liberty interest, implicit
in our concept of ordered liberty, in the care, custody, and control of their children, a
state intrusion by the School District on that interest must be subject to
intermediate scrutiny.
C. Petitioners Fail the Intermediate Scrutiny Test and Have
Violated Respondents’ Fundamental Right to the Care,
Custody, and Control of Their Children by Forcing the Walsh
Children to Watch the Vaccination Video.
By requiring the Walsh children to watch the Vaccination Video after
secluding them from the rest of the class, the School District violated the
Respondents’ right to the care, custody, and control of their children. The
appropriate test for evaluating the constitutionality of the School District’s action is
intermediate scrutiny. For the state’s intrusion to pass the intermediate scrutiny
test in this case, the School District must prove: (1) the challenged action furthers
an important government interest; (2) the challenged action is substantially related
to that interest. The School District fails the first prong of the intermediate
scrutiny test because the government interests pursued here are unwarranted
indoctrination, undermined parental authority, and punishment for a personal
belief. The School District also fails the second prong of the intermediate scrutiny
test because the Vaccination Video is not part of a general school curriculum, and
the secluded children cannot be reasonably expected to affect their parents’ personal
beliefs.
35
1. The state interests pursued by the School District in
application are not important government interests.
There is no question that the state, through the power of public schools, has
the right to regulate, supervise, and direct children. It is also undisputed that
“certain studies [that are] plainly essentially to good citizenship must be taught,
and nothing [should] be taught which is manifestly inimical to the public welfare.”
Pierce v. Soc’y of Sisters, 268 U.S. 510, 534 (1925). However, that power is not held
exclusively by the state; the Supreme Court has frequently found limitations on a
school’s right to govern, especially when it interferes with a parent’s right to rear
their children. Wisconsin v. Yoder, 406 U.S. 205, 235 (1972). To ensure that a
public school’s actions are within constitutional requirements, the school must have
an important government interest in pursuing the action. Unlike in a rational basis
analysis, the state’s interest in an intermediate scrutiny evaluation cannot be
hypothetical or “reasonably conceived” to achieve a specific purpose. United States
v. Carolene Prod. 304 U.S. 144, 147 (1938); United States v. Virginia, 518 U.S. 515,
572 (1996). Here, the School District alleges that The Truth About Vaccines was
implemented to teach children about the importance of vaccinations and for the
children to “know the truth about vaccines.” While furthering health awareness is a
reasonably conceivable interest, in its application, the School District’s primary
purpose in showing the Vaccination Video seemed to be to indoctrinate the
students, to undermine the parents’ authority, and to effectively punish students for
their parents’ beliefs, none of which are important government objectives.
36
The nature of a school system is such that “the state exerts great authority
and coercive power through mandatory attendance requirements and because of the
students’ emulation of teachers as role models and the children’s susceptibility to
peer pressure.” Edwards v. Aguillard, 482 U.S. 578, 584 (1987). For this reason,
the Courts have treated persuasive viewpoint efforts from teachers and school
officials with higher concern. See Lee v. Weisman, 505 U.S. 577, 588 (1992)
(observing that there are heightened concerns with protecting freedom of conscience
from subtle coercive pressure in the elementary and secondary public schools).
By showing the Vaccination Video to impressionable children, the School
District attempted to indoctrinate the students into approving vaccination efforts.
The Vaccination Video did not reflect an objective viewpoint on vaccination, nor was
it an informational documentary. Unlike the children in Parker v. Hurley, who read
books about a wide range of “family types,” one of which included gay couples, the
video here expressed one view point and went as far as to urge the Walsh children
to “spread the truth to [their] family.” 514 F.3d 87, 93 (1st Cir. 2008). This
distinction between exposure to objective, content-neutral material and the
subjective, opinionated Vaccination Video is precisely what causes “heightened
concern” among members of the Court; while the former’s purpose is to educate and
inform, the latter’s purpose is to force conformity to a certain lifestyle choice. In its
indoctrination of the impressionable, young children, the School District also
undermined the parents’ authority, another illegitimate state interest. This Court
has repeatedly recognized that parents’ authority to “direct the rearing of their
37
children is basic in the structure of our society.” Ginsberg v. New York, 390 U.S.
629, 639 (1968). The Walshes’ ability to play a “guiding role” in the upbringing of
their children is severely diminished when the purpose of the Vaccination Video
shown at West Beverly Elementary School is to urge parents to reconsider
vaccinations.2 While an inclination towards an idea or opinion may be the
unexpected effect of a public school policy, it runs contrary to this Court’s
jurisprudence to allow undermining of parents’ authority stand as one of the
primary purposes of a state policy. Wisconsin v. Yoder, 406 U.S. 205, 235; see also
Edwards v. Aguillard, 482 U.S. 578, 586 (1987) (holding that the school district’s
ban on instruction on the theory of evolution did not further academic freedom
because it fails to further the goal of “teaching all of the evidence.”).
Finally, the method by which the Vaccination Video is shown to the students
seems to imply that the actual driving force for the School District’s action was to
effectively punish students for their parents’ belief. While punishment for improper
behavior is within the realm of a school’s capacity under the theory of loco parentis,
illegitimate punishment, or, in this case, punishment for a parent’s personal belief
and unrelated to the child’s actions in school, falls outside that protected zone.
Bethel School Dist. No. 403 v. Fraser, 478 U.S. 675, 681, 683 (1986). First, the
School District secludes the unvaccinated students from “fun” activities, like going
to the zoo or other school trips. The seclusion from other children and the intimate
environment while watching the Vaccination Video creates a heightened pressure
2 According to the lower court decision, Brandon and Brenda Walsh inquired of their parents why they
were not vaccinated, and questioned Cindy Walsh’s competence and authority.
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on the impressionable children to feel: (1) that what their parents are doing is
wrong; and (2) that they are punished for their parents’ actions. Unlike the
students in any of the traditional school cases, Meyer-Pierce and Yoder, where the
school policies were uniformly applied to all students, the uniquely segregated
environment here exacerbates the punishment and indoctrination purpose of the
School District’s actions, neither of which is a substantial state interest sufficient to
satisfy the first prong of the intermediate scrutiny test.
2. The School District’s showing of the Vaccination Video is
not substantially related to their alleged interest in
furthering health awareness.
The second prong of the intermediate scrutiny test requires the state to show
that the challenged action is substantially related to the state’s purpose. Here, the
school alleges that the concern over “California-type outbreaks” motivated them to
educate the children of the dangers from lack of vaccination. However, relative to
the method by which the School District is pursuing this concern is not
substantially related to this alleged interest because the Vaccination Video is not
shown to the general school population or part of the general school curriculum, just
to a small segment of students.
The Vaccination Video not being shown to the general school audience shows
a glaring disconnect with the School District’s alleged objective: educating children
on the dangers of not vaccinating. In Fields v. Palmdale School Dist., where the
Ninth Circuit upheld a school’s right to include questions in the classroom about
sexual topics, the school survey policy was uniformly applied to the students, as
39
part of the general school curriculum. 427 F.3d 1197, 1200 (9th Cir. 2005).
Similarly, in Parker v. Hurley, the school teaching the various types of marriages,
as part of the class syllabus, was reasonably related to effective education and
pursuit of mental welfare to the students. 514 F.3d 87, 92. While persuasive
authority, the common trend among these cases is that the objectives are met
through uniform application to all students, giving less reason for the concern that
the school is pursuing a secondary agenda or an impermissible objective. In this
case, however, the School District’s segregated classroom environment gives the
“benefit” of vaccination education to only a few students, and not to the rest of the
classroom. The seclusion creates a disconnect between the School District’s alleged
objective – health education and education – and the result of the policy, where only
several “cherry-picked” students are privy to this educational exposure. Therefore,
the school’s showing of the Vaccination Video is not substantially related to their
alleged interest in furthering awareness of the danger of non-vaccination.
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CONCLUSION
For the foregoing reasons, Respondents respectfully request that this Court
(1) affirm the Twelfth Circuit’s summary judgment grant, finding the Health and
Safety Code §124.1 to be an unconstitutional violation of the Establishment Clause
of the First Amendment, and (2) affirm the Twelfth Circuit’s summary judgment
grant, finding that the School District violated the Walshes’ Due Process rights
pursuant to the Fourteenth Amendment.
Respectfully submitted,
Team 2416
Attorneys for Respondents.
A-1
APPENDIX A
First Amendment
United States Constitution
U.S. Const. amend. I
Congress shall make no law respecting an establishment of religion, or prohibiting
the free exercise thereof; or abridging the freedom of speech, or of the press; or the
right of the people peaceably to assemble, and to petition the Government for a
redress of grievances.
B-1
APPENDIX B
Due Process Clause of the Fourteenth Amendment
United States Constitution
U.S. Const. amend. XIV, § 1
All persons born or naturalized in the United States, and subject to the jurisdiction
thereof, are citizens of the United States and of the State wherein they reside. No
State shall make or enforce any law which shall abridge the privileges or
immunities of citizens of the United States; nor shall any State deprive any person
of life, liberty, or property, without due process of law; nor deny to any person
within its jurisdiction the equal protection of the laws.