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Maziwa Zaidi / MoreMilkiT Project Mid-‐term Review: Final report
1 Brief outline of project context and objectives
The four-‐year Irish Aid-‐funded More Milk in Tanzania (MoreMilkiT) project, currently in its third year, aims to improve rural lives in Tanzania through dairy value chain development. The project contributes to the overall Irish Aid Tanzania goal of achieving inclusive growth, and reduced poverty and vulnerability, and it supports the value chains development work being undertaken by the CGIAR Research Program on Livestock and Fish led by ILRI. The project is in line with Tanzania’s Agricultural Sector Development Strategy (ASDS) and Program (ASDP) insofar as it supports the strengthening of the institutional framework for agricultural development, the creation of a favourable climate for commercial activities, and the improvement of input and output markets.
The project’s objectives are: 1. Develop scalable value chains approaches with improved organizations
and institutions serving smallholder male and female households 2. Generate and communicate evidence on business and organizational
options for increasing participation of resource poor men and women in dairy value chains
3. Inform policy on appropriate role for smallholder-‐based value chains in dairy sector development.
The project essentially targets pre-‐commercial marginalized smallholder cattle keepers whose participation in the dairy value chain has been minimal. Adapted dairy market hubs (DMH), derived from elements of an approach of facilitating market linkages and collective action that has been used in other East African countries to successfully target this group of farmers, is the project’s fundamental approach to achieving the above objectives. The project is piloting DMH in 30 sites in Morogoro and Tanga regions.
2 Terms of Reference
The full Terms of Reference (TOR) for the Mid Term Review (MTR) are in Annex A. In brief, the TOR asked the review team to assess:
• conformity of the implemented work with the project’s research and piloting objectives
• how the project is fostering learning in relation to expected outputs and outcomes
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• the project’s contribution to Irish Aid’s Country Strategy Paper (CSP) objectives
• research areas that are not currently being addressed • the relevance of existing partnerships for implementation of activities • review management structure and implications • any data gaps and issues around data handling and sharing.
Irish Aid’s CSP goal, outcome and objective relevant to MoreMilkiT are, respectively: ‘inclusive growth, reduced poverty and vulnerability’, ‘rural poor are more income secure’ and ‘improved livelihoods of smallholders and pastoralists’. As funder of the project, Irish Aid expect to see development at project sites – i.e. functioning dairy market hubs (DMH) adapted to local contexts – from which evidence and lessons can be drawn. ILRI asked the MTR team also to consider whether the project has achieved an appropriate balance between research and development.
3 Approach and methods for the MTR
The review team -‐ Chris Garforth, Leonard Oruko and Jean Ndikumana – visited Tanzania 6 – 10 July 2015. After a briefing at ILRI office with the project partners in Dar es Salaam (and Nairobi via Webex), they visited four project sites in Tanga and Morogoro Regions, accompanied by staff from the main implementing partners, ILRI, Heifer International Tanzania (HIT) and Faida MaLi (FM). Insights from the field, including from focus group discussions with farmers and other local stakeholders, were supplemented by review of project documents and key informant interviews. Preliminary findings were presented to the project partners on 10 July. A summary report was submitted to ILRI project leader on 13 July. This final report is the third of the three MTR deliverables (the first being the slides presented at the de-‐brief meeting on 10 July).
4 Field visits
We report here on discussions held at four project sites with Maziwa Zaidi group members, service providers and other stakeholders. The sites were selected by the project team to show the range of contexts in which the project operates, with contrasting production systems and local market arrangements for milk. From further discussions with the project team members, we believe the specific local successes and challenges are indicative of what is happening in the project more generally.
4.1 Wena village, Bumbuli District, Tanga Region
The Maziwa Zaidi group in Wena (registered as ‘Uwamazawe’) started on October 18, 2013. Currently, the group has 118 members including 82 men and 36 women. Its constitution was registered on December 16, 2013. The MTR team held a group discussion with six group members, the Village Chairman and Village Executive Officer, and the District Livestock Officer, plus Maziwa Zaidi project partners.
The group activities are built on achievements from a previous Heifer Tanzania project which started in 2001 and introduced improved dairy animals and
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promoted a zero grazing system. The productivity of the animals has declined mainly due to inadequate feeding but also to increased inbreeding as no new blood of improved animals has been brought into the village herd. Artificial insemination was already practiced before the Maziwa Zaidi project started but there was low adoption due to high cost.
The milk is sold in Bumbuli town through a collection centre, which has a chilling facility, run by a producers association (UWATABU). The milk is sold to the collection centre at TShs 600 per litre and the group feels that the price is too low as if sold directly to consumers the price goes up to TShs 1000 per litre1.
So far, the group has signed a contract with two service providers who will provide their services on credit basis; they are a provider of AI services and a provider of other inputs including feeds and veterinary drugs. Implementation of the two contracts has not yet started. The AI service provider indicated that he will honour the contract by using money received from producers who will directly pay for the service. This arrangement is unsustainable. This is also an indication that the project has not yet succeeded in linking the milk trader with the service provider2. During our discussion with the provider who signed the contract, he did not mention that he could establish his revolving fund through the milk trader. There is a need for the project to link the service providers contracted with credit service providers to ensure they can efficiently provide the services as per the contracts. Getting the contracts signed is not enough. The project has to monitor whether the arrangement is operational or not, and if not to find out why and work with the group and other actors to make it so. If and when it becomes operational, the project should be identifying what lessons can be drawn that should be documented and fed into the learning process.
The group has benefited from trainings on forage establishment and management and on milk shed construction by HIT and on dairy entrepreneurship by Faida MaLi.
The group has been sensitized to buy improved heifers and by the time of the MTR team visit, the group had collected money from a number of farmers to buy the animals; potential suppliers have already been identified but the project has not yet identified an expert to help in selecting the best animals. Although this is already in FM’s workplan, it seems to be taking too long to arrange with the risk that the momentum within the group and the DMH will be lost. 1 It is not uncommon for producer prices in informal value chains to be higher than in formal value chains because of the lower transaction and other costs involved. The comment from the group does not, however, acknowledge the stability provided by formal arrangements particularly in a situation where output is increasing beyond a level that can be absorbed readily by the local informal market. 2 As ILRI commented in response to the draft MTR report, this is ‘a sign that our “check-‐off” arrangement is not yet properly understood by this service provider because the idea is not to use money collected from the producer but from the milk trader, so the producer pays indirectly through milk as collateral’.
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Project success in Wena
The project has developed excellent partnerships with the local authorities at village and district level. It has managed to secure commitment of the district council to contribute financially to the provision of AI services to the group members as well as to other producers in the district.
The project implementation approach which is based on village specific plans is very participatory and promising to achieve expected outcomes and impact.
The facilitation of linkages between the group members and service providers is an excellent step in establishing a functional Dairy Marketing Hub.
Areas for improvement
With less than two years to the end of the project, the project has not yet established a functional DMH in Wena and therefore the progress is not satisfactory. For instance, the contracted AI and input services providers have not yet started operating. The project should facilitate the linking of the service providers to the collection centre to operationalize the check-‐off system. The AI and inputs service providers contracted by the group should also be supported by the project to secure support from a credit provider so that they have the required revolving fund to support the group members.
The project should put more emphasis on the feeding component of the production system. Experience from elsewhere including at the project site of Manyinga or in Central Kenya indicates that once market is available and producers are making money, they are willing to invest in improved feeding packages. Demonstrations to enhance adoption of feeding packages will aim at showing that in a situation whereby market is not a limiting factor, improved feeding packages will result in increased milk yield translated into increased income for producers. This is a powerful incentive for farmers to invest into improved feeding packages. Currently, producers are left to use the trial and error approach to establish the right feeding packages for their crossbred animals. Adaptive research to enhance adoption of the most effective feeding packages using feed resources available on farm as well as agro-‐industrial by-‐products available in the area should quickly be initiated for the remaining period of the project. Feeding innovations adopted by other project villages such as Manyinga village in Mvomero district where farmers are also practicing zero grazing using crossbred animals and have adopted innovations introduced by Sokoine University should be introduced in Wena. The feed resource base should be expanded through introduction of new forage species particularly forage legumes. The introduction of a user-‐friendly forage chopper locally made should be considered, building on the experience from TALIRI Mabuki. The chopper will not only minimize fodder losses in the zero grazing units but also will improve fodder intake and digestibility. The process of buying improved heifers for producers who have already raised the required amount of money should be fast tracked to ensure farmers can quickly improve the overall productivity of their animals. This is also likely to
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have a motivational effect on other producers in the group and the community, thus helping to establish the usefulness of DMH. Although Faida MaLi has conducted a gross margin analysis on dairy production in the project villages, ILRI research team should leverage its body of knowledge on agricultural market analysis to provide a more nuanced economic analysis of the dairy production by this and other groups and advise on the best management practices and policies that will ensure profitability of the dairy production units.
The project should strengthen the value chain approach for the project implementation including issues of post harvest handling, hygiene and standards and marketing to improve the market value of the produced milk and increase income for the smallholder producers. Value addition such as promoting smallholder cottage processing should be considered if the project is able to secure a second phase3.
4.2 Masatu village, Handeni District, Tanga Region
Situated in Handeni district, the village group is mainly composed of farmers practicing extensive livestock production based on indigenous breeds although out of the 1000 animals in the village, 40 animals are improved crossbreeds. Some farmers own up to 200 animals but the majority of group members own 1 to 10 indigenous animals.4 The group started in January 2013 and was registered in December 2013. It has 85 members comprising 51 men and 34 women.
The group has not yet entered into contracts with input providers (e.g. for drugs, veterinary services) but they are reporting to have negotiated as a group a credit system whereby group members receive from a supplier acaricides and other veterinary drugs on credit terms and the money is reimbursed by the group once funds are available.
There is no AI service available. The few crossbreed animals in the village are from improved bulls.
Animal feeding is based on communal grazing on commonly owned grazing land and the overall milk yield from the indigenous animal is 1 to 1.5 litres per day. The crossbreeds are also grazing but receive a supplement composed of crop residues and maize bran. The average milk yield ranges between 5 and 12 litres per day. The animals graze on the communal grazing area throughout the year (i.e. there is no seasonal migration).
3 Discussions with milk producers at all project sites indicated that local value addition is important for them, both because of the opportunity to capture more of the value that is currently added further along the chain and because of the possibility of increasing shelf life for their product locally. 4 We recognize that there is a tendency for livestock owners, particularly in extensive systems, to underreport herd size, so these figures should be treated with caution.
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The major portion of milk produced is sold individually directly to consumers. However, there are a number of milk traders collecting milk from group members to sell it to a milk collection centre with chilling facilities in Korogwe. The group chairman is one of the traders. Major constraints to livestock production in the village are Tick and Tick Borne Diseases (TTBDs) mainly East Coast Fever (ECF) and Trypanosomiasis caused by tsetse flies. TTBDs are controlled using a common dipping tank located 4 km from the village and managed by a ward group. Users pay a fee of TSHs 100 per animal per use. Manual spraying is commonly used when animals are not taken to the dipping tank. Acaricides and other drugs are supplied by an input provider or bought from veterinary pharmacies.
The group have already benefited from HIT training on feeding and animal husbandry and on group dynamics (legal registration) as well as from a Faida MaLi training on entrepreneurship skills.
The group has a keen interest in improving their local animals using improved bulls but there are very few improved bulls in the village. They are aware that improved animals give more milk and provide higher income than the indigenous breeds. They are requesting that the project facilitate access to AI. Members of the group interviewed indicated that the group is expecting that the project buy improved animals for them and expressed disappointment that the project has not yet done so. They consider that although some training has taken place, “the project has not yet started”. This reflects a misunderstanding of the nature, objectives and scope of the project, probably informed by experience of previous interventions involving asset transfers or subsidies; but it is perhaps also due to lack of, or slow, specific follow-‐up to challenges and opportunities identified in the field.
Project success in Masatu
The training on dairy production and entrepreneurship. The participatory identification of constraints and priorities for project interventions, through site specific planning.
The partnership between ILRI, HIT and Faida MaLi.
Areas for improvement
The operationalization of the DMH concept is progressing, albeit slowly. According to FM a veterinary service provider has now been contracted and a number of milk traders are buying milk from producers, including a collector owning a vehicle who is ferrying collected milk to Korogwe town. These developments were not reported to us in our group discussion with the
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producers, perhaps reflecting the challenge of keeping all group members up to date with progress in implementing the actions in the SSP.5 The project should prioritise the interventions taking into consideration what can be done with potential for impact during the remaining period. For instance, the major constraints to livestock production and marketing along the value chain are issues related to diseases on the production segment of the value chain, post harvesting conservation as a large quantity of milk is spoiled before reaching the market due to poor hygiene in milk handling and poor organization in milk collection and marketing. Those factors affect negatively the quantity and quality of milk reaching the market. In order to organize a functional DMH, priority in that particular village should be (i) to establish strong linkages between producers and providers of health services and veterinary drugs while ensuring that the dipping tank is fully operational (the group to sign a contract with a veterinary services provider facilitated by the project to access credit); (ii) improving milk handling practices (i.e. containers, cooling facilities; transport facilities) to minimize milk spoilage from the farmers to the collection centre; (iii) facilitate the establishment of a milk collection centre not too far from the village and promoting organizations and policies that will improve access of the milk produced to the markets, thereby increasing producers’ income from milk marketing. While the SSP for this, and all other project sites, contains a list of interventions to address priorities identified in consultation with milk producers and other stakeholders, it should not be regarded as a static document. Particularly given the short time period for the remainder of the project, SSPs should be reviewed to identify appropriate prioritization, focusing on those activities that have the greatest probability of establishing DMH in locally appropriate forms. Lessons from other project sites can also be used for adapting interventions identified in SSPs. For the remaining period before project completion, issues related to provision of AI, improved forages and value addition (cottage processing) should be put on hold as no short-‐term impact can be achieved in the context of this project site.
4.3 Manyinga village, Mvomero District, Morogoro Region
Manyinga village Maziwa Zaidi group started in July 2013 building on an existing innovation platform established by the former project Milkit which ended in December 2014. The group consists of 71 members, made up of 38 males and 33 females. The group is keeping a mixture of improved and local cattle and the improved animals are kept under zero grazing. The improved animals originate from a HIT project from the early 1990s.
5 At the time of writing this report, it was not clear if the veterinary service provider who is already providing service on credit terms to group members has been formally contracted to provide services to the group, and if so under what financing arrangements.
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The average number of animals per household is two to three and farmers have already adopted feeding packages innovations introduced by researchers from SUA during the implementation of a previous project (Milkit). The feeding rations are based on fodder, maize bran and cotton seed cake. Milk yield reaches 8l/animal per day for some farmers. Different types of forage species including Napier, Desmodium, Leucaena, Gliricidia and Calliandra species have been introduced on farm. The group has been introduced to the use of a forage chopper in preparing feed rations using innovation platforms. However, the animals do not respond significantly to improved feeding due to continued inbreeding6 as no improved animals have been introduced in the village after the HIT project.
The group has signed a contract with an input service provider supplying mineral licks, veterinary services, drugs and AI7.
The milk marketing is not organized as group members sell their milk to neighbours, nearby shops and kiosks in Manyinga. Currently, group members manage to sell all their milk at a price of 1000 TShs per litre. While this works well for producers while supply and local demand are in balance, the uptake of productivity-‐enhancing technology will increase the potential viability of organized, collective marketing.
Major diseases affecting livestock production in the village are East Coast Fever (ECF), Foot and Mouth Disease (FMD) and Lumpy skin disease. Farmers control the diseases through spraying acaricides for ECF and buying drugs at local veterinary pharmacies. Farmers have benefited from HIT training on construction of milk sheds and pasture establishment and management and from training on entrepreneurship by Faida MaLi.
The group is keen on acquiring improved animals and five members have already paid money for the group to buy improved heifers for them. The group has organized a committee of farmers who have benefited from the various trainings carried out by the project and previously by the Milkit project which is coordinating training of new farmers to enhance adoption of the various dairy production innovations.
Project success in Manyinga
The project has built on previous experience from Heifer and Milkit projects. Farmers have adopted innovations for dairy production under zero grazing particularly feeding packages and diseases control.
6 ILRI contest this point; however the problem of inbreeding in a herd where for a long time there is no import of new blood should not be underestimated. 7 ILRI note that, according to the group secretary, AI has not been taken up by producers under this contract because of the perceived high cost (Ts35,000).
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The partnership between ILRI, HIT and Faida MaLi is strong and the project is involving local administration and extension services at village and district level. The project has strengthened capacity among group members through training on the various aspects of dairy production.
Areas for improvement
The situation in Manyinga is quite unique as currently all milk is directly sold to consumers at a fairly high price. A contract was signed with a service provider who is already supplying inputs on credit. No collective milk marketing is currently needed. However, the situation might change if milk production continues to increase due to the planned purchase of more productive animals and the expected enhanced adoption of productivity enhancing technologies (improved feeding; increased use of AI; improved husbandry practices). A milk marketing study should be carried out to find out whether, with the anticipated increase in milk production, a milk collection centre could be necessary as well as the involvement of milk traders. The research team could design a simple milk recording tool for farmers to record milk yield based on the feeding packages to draw lessons for up-‐scaling the feeding innovations to similar project groups such as in Lushoto and Bumbuli districts where similar conditions of zero grazing prevail.
4.4 Wami Dakawa village, Mvomero District, Morogoro Region
Called Tenabo Kibaya, the group was established in 2013 and started activities in 2014. It has 50 members, comprising 30 men and 20 women.
The group is practicing extensive production system with an average of 15 animals per household. The highest number of animals for a household is 400. The feeding is communal grazing and water scarcity particularly during dry seasons is a major concern. Farmers have contributed money to dig a shallow well as a livestock drinking water reservoir.
The group has benefited from training courses on animal husbandry but the planned training on entrepreneurship was not carried out as farmers did not turn up the day the course was planned to be organized.
Before the Maziwa Zaidi project began, no other dairy project had been implemented in the village.
During the dry season, migration in search of fodder and water is practised.
One of the major constraints to livestock production is disease particularly ECF and trypanosomiasis. ECF is controlled through spraying acaricides while trypanosomiasis is controlled through drugs. The drugs are bought at Dakawa and the farmers treat their animals themselves. There is no dipping tank and each farmer sprays his animals weekly to prevent ECF.
Milk is sold at Dakawa at TShs 1000 per litre when sold directly to consumers. The price is TShs 600 per litre for traders or farmers supplying the chilling centres. They are paid 10 days after delivery. Some traders are collecting milk at
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TShs 400-‐500 per day per litre to sell it to three milk collection centres in Dakawa at TShs 600 per litre. Facilities of the milk collection centres belong to Tanga Fresh. During the dry season, there is not enough milk and the chilling plant are closed 3-‐4 months a year. The milk price also varies from 500 TShs per litre during the rainy season to TShs 740 per litre during the dry season. Twenty four traders have been trained on milk health quality control and certified by the Tanzania Dairy Board. One of the major challenges for the project is market as it is not organized, some producers selling their milk to milk collectors or directly to the collection centres while others manage to sell directly to consumers at a significantly higher price (TShs 1000 per litre). The market is therefore not yet perceived as a problem by most producers, which limits the options for DMH models in this context. Although the market is not yet properly organized, producers manage to sell all their milk. They indicated that in order to increase milk production, the project should facilitate access to dipping tanks, improved cows, forage seed and genuine veterinary drugs as the ones generally sold are not genuine.
Project success in Dakawa
The project has mobilized farmers, extension services and local authorities for a participatory implementation of the project.
There is a strong partnership between HIT, Faida MaLi, ILRI and extension services in the project implementation.
Areas for improvement
The pillars for a functional DMH are not yet in place as no contracts have been signed between the group and the service providers. FM report that their efforts to help the group develop contracts with service providers and milk traders have been met with lack of interest, with group members not turning up to pre-‐arranged meetings. This begs the question of whether the project should continue to devote scarce resources to working with a group where there is apparently so little commitment.
Although the market is there, there is no milk trader contracted as an actor in a functional DMH. Farmers are expecting the project to provide improved animals, AI, dipping tank and improved fodder species but the extensive livestock production system and the agro-‐ecological conditions of the village (pronounced drought and migration for water and grazing resources during drought periods) are not favourable to intensive livestock production i.e. under zero grazing. Introducing improved fodder, improved animals or AI do not have potential for impact as the indigenous breeds which are dominating the system cannot be economically reared into an intensive production system characterized by high inputs in terms
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of feed and veterinary services. The dry conditions are also not favourable to introducing improved forages8. As in Masatu village of Handeni district, the project should more focus on improving milk collection, milk handling and post harvest conservation to minimize post harvest milk spoilage due to lack of hygiene and poor handling practices to increase the quantity of milk reaching the market. This is a specific window to increase smallholder farmers’ income from selling their milk. There is a need for the ILRI, HIT and Faida MaLi team to identify priorities to be addressed for the remaining 15 months of the project to make sure some impact can be achieved by the end of project. This can be done by focusing mainly on diseases control at the production segment of the value chain and at post harvest handling and milk marketing. For diseases control, the Maziwa Zaidi group should develop a strong partnership and sign a contract with a veterinary services provider and the project should facilitate the provider to access credit so that he or she can support the smallholder producers. Pastoralists in the village seem to be not very keen in participating in project activities as indicated by their lack of interest in responding to Faida MaLi's invitation to participate in training on dairy entrepreneurship.
4.5 Key observations and issues arising from the field visits
For various reasons, the project started slowly and changes to annual work plans (including the decision to embark on site specific planning) further delayed some of the fieldwork focused on establishing DMH. Nonetheless, ILRI’s reports to Irish Aid on progress against approved work plans show that progress has indeed been made. The most recent report shows DMH ‘established’ at ten of the 30 project sites and ‘operational’ at four. This is indicative of the commitment and collaboration of the project partners in working with groups towards setting the institutional foundations for DMH (formation, training and registration of groups; identifying appropriate service providers and traders; negotiating the details of contracts between DMH actors). However, in terms of the overall project ambitions, there is still a long way to go before DMH are established in the majority of project sites and those already established are fully operational and delivering benefits to milk producing households. Overall, the degree of progress seen is understandable given the realities the project has faced on the
8 ILRI suggest that the lack of potential for impact of these technologies should not be assumed and that data are currently under analysis to determine the frontiers to commercial dairy production in Tanzania. However there is no need to analyse data to understand that forage production is not cost effective under extensive livestock production such as in the Wami Dakawa village where each family has a large number of indigenous animals under communal grazing and practising migration. Artificial insemination will result in improved offspring that are not adapted to the prevailing conditions (fodder and water scarcity, diseases, poor/no housing etc.) and therefore they will not survive under such conditions.
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ground but one might have expected more DMH to be operational by this stage, after two years of post-‐inception project implementation. Although part of the slower than expected progress can be attributed to the challenges in establishing functional partnerships due to bureaucratic processes in signing contracts in the relevant institutions at the beginning of the project, the MTR team feel that there could have been more focused integration in the field between the project partners. HIT and FM are highly experienced partners and have been working well in their respective fields. To some extent the training (by HIT) has been detached from the enterprise development and establishment of business linkages work of FM. Closer coordination and integration of the various work streams in the field (training, business development, (action) research) would help to give appropriate focus towards achieving project outputs.
There should be a greater focus on problem solving and mentoring of groups, rather than on further training, during the remaining period of the project life. The project already has in place a good set of procedures for enabling sharing of experiences and challenges, through monthly Skype meetings, joint quarterly work planning and bi-‐annual review and planning meetings: it is important that these are properly focused on identifying what needs to be done, month by month, at each project site, to take DMH forward. To this end ILRI, as the institution accountable to Irish Aid, needs to play a pro-‐active role in ensuring that all field activities are undertaken in a complementary way. ILRI should review the level and nature of its human resources allocated to field implementation, including reviewing the decision to step back from the Field Coordinator role. There is no question that the current partners are entirely appropriate for the project; more attention is needed, though, on the overall management and guidance of all partners’ activities to ensure maximum collective focus on achieving project outputs. Partnership with credit providers to support the operations of milk traders, services and inputs providers have not received adequate attention during the project implementation; these are key actors to sustain the DMH operations and without working capital it will be difficult for them to provide contracted services.9 ILRI visibility in the field is very low. Most farmers talked mostly about HIT, less about Faida MaLi but quite rarely about ILRI. As the lead partner in the project, there is a need for a greater presence of ILRI staff in the field to supervise fieldwork and be more visible. We understand that the project partners all agreed to promote ‘Maziwa Zaidi’ as the label under which all project activities were being carried out, rather than the brands of the individual partners. In
9 The AI services provider contracted in Wena indicated during our meeting that he would be providing the services to Maziwa Zaidi members using money collected from non-‐ group members who will pay cash for the service. Although we did not discuss the issue at the other three villages visited, the participation of a financial services provider to support the inputs and services providers is crucial to the success of the DMH.
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reality, though, farmers talk about the activities in terms of the organisations they see in the field. The research component of the project is not visible at village level, although the donor (Irish Aid) feels that there is more research than development in the project implementation. Lessons from bottlenecks encountered in the field in the course of the project implementation should be articulated to inform appropriate adaptive research to support the project. The inputs from SUA, in the form of recommendations and advice based on research, were not clearly manifest in the field yet they can contribute significantly to streamline adaptive and up-‐scaling research to support the development project component, for example the use of research findings through action research at village level to enhance adoption of appropriate innovations by smallholder dairy producers.
Thirty villages seem to be too large a number taking into consideration human resources available for the project implementation particularly from the ILRI side. One option to consider is to reduce the number of villages covered by the project taking into consideration village typology based on poverty level, the production system to be addressed, the challenges and potential for impact during the remaining project life period.
At each of the short listed villages, activities to be carried out should also be prioritized to ensure the priorities can be successfully implemented before project end. The priorities should be based on what can and should be done along the value chain to increase the quantity and quality of milk reaching the market, the market efficiency and increased income for the smallholder farmers through milk marketing in a functional DMH. The partnerships developed between ILR, HIT, Faida MaLi and the local administration at village and district level are very good and the participatory nature of the project implementation is commendable. It is however very important that ILRI enhance its presence in the field to ensure more efficient coordination of field activities for proper implementation of the work plans. This should probably be done through the recruitment of a field manager located at ILRI office in Morogoro.
5 Key Evaluation Questions
5.1 Progress towards project outcome and objectives
The project has three stated objectives. On the basis of our review of project documents and discussions, we conclude that important progress has been made towards achieving these, though much remains to be done. It is, however, too soon to assess progress towards the outcome to which these objectives are expected to contribute (enhanced income security through enhanced access to demand-‐led dairy market business services and viable organizational options).
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Objective 1: Develop scalable value chains approaches with improved organization and institutions serving resource-‐poor male and female households in dairy value chains
Establishment of producer groups (some of which are based on pre-‐existing groups), and contracts with service providers and traders, are the main ‘improved organization and institutions’ in evidence to date. It is now important that these structures begin to function to improve the forward and backward market linkages within the value chain (VC) that are at the heart of the DMH concept.
Site specific plans (SSPs) have helped define specific activities towards establishment of DMH in each of the project sites, but in doing so have generated activities and expectations not covered in the project proposal and budget. Lessons from this can already be drawn for future projects; for example that SSPs could usefully be done much earlier in a project, perhaps during an initial inception phase; that project budgets should be flexible enough to allow a project team to address priority actions identified; and that facilitation and protocols of the SSP process should be modified to focus on constraints and actions specifically related to DMH development. The follow up to SSPs has not been sufficient to maintain momentum at all sites towards DMH establishment. There are issues here of focus, targeting, the level of presence in the field and the overall pace of follow up. In some sites there seem to be specific bottlenecks to further progress that could reasonably have been addressed in the time available. As recognised in the project proposal and by all partners, the successful adaptation of the DMH concept to extensive cattle systems represents a big challenge, but one that needs to be addressed. It will be important in the remaining months of the project to focus, in these project sites, on what can be achieved to increase the offtake of existing milk production (through better post-‐milking handling, contracts with input suppliers and milk traders) and not to spend project resources on longer term aspirations identified in the SSPs such as improving genetic make up of herds and establishing fodder pastures in contexts where local land tenure arrangements make it impossible in the short term.
The sites where the DMH concept is furthest developed are those where there is a prior history of project intervention and a relatively well-‐developed milk collection and aggregation system. A challenge facing the project is to generate evidence on whether DMH can be established in sites with a less favourable set of circumstances.
Objective 2: Generate and communicate evidence on business and organizational options for increasing participation of resource-‐poor male and female households in dairy value chains
Evidence will come from sites where there are functional DMH which are making a difference to milk producers. As these are not yet in place at most sites, it is too early to expect definitive evidence. The project has put in place the monitoring procedures to provide the quantitative data from which evidence can be drawn
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at the end of the project (the annual monitoring survey), including evidence on the participation of resource poor farmers and the gender distribution of participation and benefits. The MTR team feels that additional qualitative investigation will be needed to provide evidence on the process and the benefits and constraints as perceived by producers and other value chain actors.
The project has developed a communication strategy to guide its communication of evidence with relevant audiences, stakeholders and decision makers. This is a useful first step, but does not go far enough, in terms of identifying who will do what, when and how in order to put the strategy into effect. In this further elaboration of communication plans, it will be important to achieve an appropriate balance between communication products (reports, policy briefs, flyers) and ongoing face to face interaction with those in a position to use the evidence to make a difference within the dairy sector.
The establishment of the Dairy Development Forum (DDF) has been an important element in ensuring ownership of the project vision and aspirations by key dairy / livestock sector stakeholders. Under the aegis of Tanzania Dairy Board (TDB) it has potential to be a sustainable forum for contributing to ongoing policy discussions and one of the vehicles for communicating MoreMilkiT findings to decision makers in the public, private and NGO/CSO sectors. Observations made during the MTR, from discussions and project documentation, have raised issues about the use of evidence:
● whether performance reporting could be improved through more concise reports that draw out key lessons to inform project actions and learning
● whether the current MLE framework is sufficiently aligned to the reality of the project on the ground, including the more evolutionary approach to DMH design that has developed since the start of the project
● whether lessons from the initial VC diagnostic studies during the Inception Phase have been identified and shared
● what insights from the 2013 Baseline Survey can usefully be shared beyond what is already in the public domain through CGIAR Livestock and Fish Research Programme Briefs10 (which do a good job of summarizing findings from the Baseline Survey but do not draw out lessons and implications for the design / development of DMH)
● it is not clear what learning questions lie behind the research design and sample structure for the panel in the annual Monitoring Survey.
10 Milk production, utilization and marketing channels in Tanga and Morogoro regions of Tanzania (Brief 8); and Availability and accessibility of livestock related technology and inputs in Tanzania (Brief 7)
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Objective 3: Inform policy on appropriate role for pro-‐poor smallholder-‐based informal sector value chains in dairy sector development
The project enters its final two years at a time when policy stakeholders are actively seeking ideas, evidence and information for the future development of the dairy sector and the livestock sector more generally. The project has a lot to offer and could usefully review its plans for sharing information for the remainder of the project, including initial lessons (e.g. about the design and implementation of the process of establishing locally-‐appropriate adapted DMH), the feeding of project team learning (through its regular review and planning meetings) into policy processes, and lessons derived at the end of the project from the evidence gathering activities under Objective 2.
Progress towards project outputs
There is insufficient data so far to indicate what progress has been made towards many of the anticipated outputs at household and village level, which include increases in milk production and prices, and an increase in the number of women and men accessing inputs. In terms of gender inclusiveness, there is already evidence that the project is on track to achieve the expected level of female participation in DMH / dairy groups of 30%.
A key output that will determine the success or failure of the DMH concept is the operation of business development service (BDS) providers at hub sites (Output 1.1 in PRF). The fact that some are in operation, and contracted to dairy groups, at some sites shows there is potential. However the experience to date shows that intensive facilitation is often needed to take the arrangement forward from the level of goodwill and intention to formal arrangements and from there to effective functioning. This is an area in which more human resources need to be deployed at field level in the project.
The use of farm household survey data to populate indicators on progress towards outputs appears to be problematic. Some of the figures that have been put forward by the project to indicate progress are a case in point. In the April – December 2014 report to Irish Aid Tanzania, comparisons are made between pre-‐project figures (based on the Baseline survey in 2013) and data from the first monitoring survey in 2014. These figures may not reflect an actual increase in the proportion of cattle owning households deriving income from milk, and a 50% increase in milk production per household, since there are considerable differences in the sample structure and methodology for the two surveys. The section on measurement learning and evaluation provides more detailed diagnostics on this and strategies for measuring and documenting progress.
5.2 Partnership and management
Partnership arrangements in project are largely adequate. Save for the lag in leveling expectations of farmers and the implementation team, the present partnership arrangement is likely to deliver on the project objectives. Typical of proof of concept initiatives, the current resource envelope somewhat limits the flexibility of the project team to course-‐correct and respond to emerging issues.
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The field operational management support function should be strengthened if more resources were to be made available. Additional talent adept at field level implementation, problem solving and mobilization of partners should be brought in. The ILRI post-‐doc would then be freed to focus on conceptualizing analytical pieces, synthesizing and documenting merging evidence and lessons.
5.3 Balance between research and development
The structure of the project objectives should not be seen as separating the ‘development’ (Objective 1) from the ‘research’ (Objective 2) elements of MoreMilkiT. They are inseparable. The research agenda that will generate evidence about the viability of adapted DMH and the process of their establishment depends upon effective action in the field to stimulate and facilitate functioning DMH. And development intervention at this pilot scale needs research to draw out lessons and generate evidence that will lead to benefits at a much wider scale in future interventions in the sector. The quality and capability of ILRI as a team of researchers and as a research institution is not in question here: what is essential is that the research agenda is appropriately aligned to the objective of generating evidence about the VC approaches (i.e. DMH models) emerging within the project. In this regard, the MTR team suggests the project partners consider whether:
a) the process of DMH establishment is being documented appropriately to generate useful evidence
b) the annual household panel survey should be supplemented by rigorous participatory / qualitative research in the field.
For the remainder of the project, it is important to articulate clear research questions relevant to drawing out lessons about the establishment of DMH and the participation of resource poor households – in addition to the ‘impact evaluation’ questions identified in the project proposal around volume of milk, household incomes, etc. There are some apparent differences in perceptions between donor and ILRI, and among implementing partners, about the role and focus of research within the project. One contributing reason may be that the proposal is not written as a research project proposal (it has no research questions [only ‘impact evaluation’ questions on p.27] and no hypotheses)11; this is appropriate to the aspirations of the project where the research is focused on generating evidence but ongoing dialogue is needed to clarify the interaction within the project between ‘research’ and ‘development’. The MTR team would encourage the project to ensure that field implementation is making full use of ILRI, SUA and others’ science in support of producers and producer groups (e.g. around nutritional value of feedstuffs, and feeding strategies for different types of dairy cattle).
11 This difference in perception is seen also in the TOR for the MTR, which refer to progress towards answering the ‘three research questions’ and meeting the ‘three research objectives’.
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6 Fostering learning in relation to the research objectives
The MTR team reviewed two key sets of documents in relation to the fostering of learning, following these up with discussions with project team members: the project results and MLE frameworks, and the communication strategy. As indicated in the paragraphs below, these were felt to be ‘works in progress’, in the sense that they had not been developed to the point at which they can be effective tools for learning.
6.1 Measurement, Learning and Evaluation12
There was adequate planning for measurement, learning and evaluation. A logical theory of change (TOC) was developed, based on the Project results framework (RF) that was submitted to Irish Aid. The MoreMilkiT project team identified the primary MLE objective as that of generating objective evidence of performance in a timely fashion, by tracking a core set of relevant indicators, within a limited resource envelope (Box 1).
The MLE framework provides a clear rationale for tracking progress towards achievement of results at output and outcome levels, with a range of relevant sets of indicators at each level. However, the next logical step of identifying a core set of indicators that, when taken together, would demonstrate progress towards achievement of the desired outcome and objectives within 3-‐4 years is yet to be taken. Accordingly, the 15 or so indicators put forth in the MLE framework could easily be collapsed into six and tracked through special studies and dairy hub records. A trivial point that may have been overlooked in the results framework is that of turning project objectives into results. More importantly though is the need to identify a specific set of core indicators for each of the three objectives and their associated outputs (Table 1). Table 1 Indicators of project objectives
Objectives (from Project Results Framework) Indicators (from Project Results Framework), with comments (in red) from MTR team
Objective 1: Develop scalable value chains approaches with improved organizations and institutions serving smallholder male and female households
-‐Number of functional DMH developed-‐Does this mean the more the better? Suppose you only develop 1 in each of the three zones (agro-‐pastoral, intensive and pastoral)? The number of DMH does not necessarily indicate improved organizations and institutions serving smallholders.
Objective 2: Generate and communicate evidence on business and organizational options for increasing participation of resource poor men and women in dairy value chains
-‐No. of project reports, knowledge products, focused on lessons from project-‐Actionable recommendations might be better than this; and effectiveness of communication can only be assessed at the receiving end, not by how much communication activity takes place
12 MLE in MoreMilkiT project documents usually refers to ‘Monitoring, Learning and Evaluation’. In this report, we use it in its more current sense of ‘Measurement, Learning and Evaluation’.
Box 1 Why MLE Evidence to assess whether we’re on track in a timely manner, in a cost effective way; generate data and information that is useful for project clients: farmers, hubs, BDS providers, project, donor. How MLE What we can afford; in terms of budget and time for staff, farmers and other stakeholders Areas to avoid Too many indicators of little relevance to the goal; M&E seen as ‘beans counting’; biased data or evidence; data and analysis ready too late or not targeted to the right people. Source: adapted from MoreMilkiT MLE Framework
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Objective 3: Inform policy on appropriate role for smallholder-‐based value chains in dairy sector development
- No. of policies/regulation in place to increase the role of smallholder-‐based value chains in the dairy industry
- No. of non-‐state organisations representing male and female smallholder farmers in policy processes at national & local level
- No. of organisations supported to conduct policy advocacy (This set of indicators might not provide sufficient evidence of progress or achievement)
The summary performance measurement plan does not provide a clear value proposition to justify the investments in the specific studies. It is not immediately obvious that the value chain assessment and the farm household baseline survey speak to specific indicators yet they generate information on existing dairy hubs, herd size, membership of a group etc. The column on “approach” could provide a summary of the assessment design as opposed to “quantitative or qualitative” categorization. The project team may also wish to review the use of “qualitative vs quantitative” given the complementarity in the analytical products from the two approaches13 (Table 2). Table 2 Summary of Performance Measurement Plan (from MoreMilkIT Monitoring, Learning and Evaluation Framework 2014) with MTR team comments and suggestions in red italics
Type of assessment
Main objective Indicators Approach and expected results
Lead partner
Frequency Status of completion
Value chain assessment
To identify constraints and opportunities for 1st best bet identification. These studies provide baseline values for key performance indicators as well
Attributes of functional value chains
Qualitative. Value chain analysis or rapid value chain analysis focusing on xxx value chain actors
ILRI Done once Done, August and September 2012
Baseline survey, household level
To measure level of outcome and impact indicators at project start
Dairy technologies and practices uptake: feed, AH, management, breeding Use of purchased inputs and services: milk marketing; purchase of feed; etc… Use of hub purchased services, whether on check off or not; Milk yield Price of milk, inputs and services
Quantitative ILRI Done once Done, November 2012 to January 2013
Monitoring of activities
To assess implementation of activities, also for accountability purposes
Activity milestones monitored
Workplan will be used
All partner
Reporting done bi -‐annually
On going
Monitoring of outputs (at farmers, groups and business providers level)
To assess how the activities delivered the expected results at farmers, groups and business providers
-‐ # farmers who have joined groups, by age and gender -‐ # farmers groups
Template-‐ draft here Draft protocol
All partner
Done bi-‐ annually
Draft template, need revision and testing; protocols
13 Measurement entails more than numeric quantification of performance.
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levels formed, membership structure and leadership structure -‐ # individuals trained, by type of training, age and gender -‐ # BDS providers linked to hub
to be completed
Monitoring of trends of outcomes and impact-‐ farm level
To assess farmers uptake of technologies and dairy income To assess farmers use of hub services
Identify indicators-‐see the examples from farm household survey above
Quantitative, panel survey of cattle keepers Structured survey done annually. Main sources of data for farm level research. This statement provides a clear value proposition for the survey
ILRI Done annually Tools & protocol to be developed (draft in embedded doc)
Monitoring of trends of outcomes and impact-‐ hub and community levels
To assess DMH status in terms of organization, business entity and providers of inputs & services
See indicators specific to hub operations
Qualitative (MSC?) and quantitative Use the EADD stage gate tool as starting point Conducted annually Main sources of data for hub level research
ILRI Done annually Tools & protocol to be developed (draft in embedded doc)
Monitoring of trends of outcomes and impact-‐ regional/ country level
To assess change in policy and mindsets of key decision makers
There should be some relevant indicators
Qualitative, KII ILRI Done annually Tools & protocol to be developed (draft in embedded doc)
Mid term evaluation
To review progress to date and allow wider range of stakeholders to provide feedbacks
Review and learning function as opposed to actual tracking
Qualitative, relying on monitoring data
External
Done once
Final evaluation To assess quantitatively impact of the interventions on key outcome and impact indicators
An impact evaluation study conducted internally or a review similar to the mid-‐term review?? Quantitative
External
Done once-‐will the project commissioned external impact evaluation study?
Although the project proposal makes mention of a “stage-‐gate tool” for tracking DMH performance, its application is not borne out in any of the status reports. In addition, the MLE framework does not specify a clear outcome and impact evaluation agenda. The project sampling protocol suggests that a “rigorous with and without” evaluation plan is anticipated following the establishment of a counterfactual, given the mention of control and treatment villages. The protocol also recognizes the potential for self-‐selection bias, contamination and attrition in the sample. The sample size determination suggests that a power calculation has been conducted on the sample. Beyond the above, there is no mention of the
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evaluation design and plan for its implementation, going forward. This leads to the following questions:
● Did the project team consider some form of randomization in the evaluation design?
● If so is it really possible to observe some form of change in the outcome variable within 3 years?
● If no to the above, are there other forms of evaluation design that would provide sufficient evidence of directional change on the outcome variables of interest?
By the same token, the learning agenda is not well articulated in the MLE framework. It is evident that the project has a robust activity implementation tracking and reporting framework. A monthly review and dialogue session via Skype is held regularly, in addition to a physical convening of all project team members every six months. These sessions represent functional review and learning mechanisms / platforms. The role of mid-‐term review and end of programme review as learning events is not reflected in the MLE framework.
An independent mid-‐term review such as the present one could serve primarily as a feeder to the learning function, drawing on data and information from the internal MLE activities and perception of project partners; an independent final evaluation should serve the same purpose. In the MLE framework, the aim of the final evaluation is reported as “to assess quantitatively impact of the interventions on key outcome and impact indicators”. It is not clear whether an independent study will be commissioned or a SPIA (CGIAR’s Standing Panel on Impact Assessment) type impact evaluation will be conducted by ILRI itself. It might be more helpful for ILRI to design and conduct an impact evaluation and present the results for review by an independent panel.
In keeping with the CGIAR standards, the project provides detailed progress reports with supporting data. Worthy of note is the Monitoring and Evaluation draft 1 report of 2015. Deriving from sound analytics, the report speaks to key household and DMH / community level output and outcome indicators. Equally informative although less targeted are the various research and progress reports such as the Progress Report for the Period January-‐December 2014 submitted to Irish Aid. Unfortunately, not all the stakeholders view these performance reports through a similar lens14. Feedback from one of the key stakeholders revealed that some of the reports cited above do not relay the expected message; that of stating the baseline scenario or progress towards achievement of results. The reporting style, especially the messaging appears to be customized to the research community rather than to development practitioners. Undeniably, the development practitioners acknowledge that the reports are quite comprehensive. However, the typical practice among the research community of illustrating facts with statistical data would appear to generate voluminous reports that are less appealing to those from non-‐research 14 The verdict above comes from a team of agricultural research experts who have designed and managed results measurement systems.
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backgrounds. Instead, the development practitioners expect summarized factual information with simple graphical illustrations where necessary. The Information brief: Mid-‐term Progress of the MoreMilkiT Research Project of July 15 2015 prepared for the present review is a good attempt at this. More importantly, the messaging could aim to inform or influence certain decisions or actions, as opposed to disseminating knowledge. This is an important feedback that should inform future communication plans.
Way forwards
Much thought has gone into the design of the results measurement and learning system; much less of the documentation has been done. The emerging MLE good practice guidelines would suggest that given the complex nature of interventions and the diverse learning needs of stakeholders, a detailed results measurement and learning strategy should have been documented and endorsed by all the project partners. Having articulated the desirable characteristics of the project MLE system (Box 1), a “non-‐bean counting” MLE strategy could identify key strategic learning questions and, building on the RF and TOC, specify a few evaluation questions to guide research activities going forward15.
The present project could be framed primarily as a development intervention with a research component whose objective is to generate evidence on what works. Based on this framing, most of the proposed activities to be implemented by ILRI could be classified as evaluative research.
“Aim is to provide proof-‐of-‐concept on how marginalised groups can be targeted successfully. If the project successfully establishes the proof-‐of-‐concept for this type of pro-‐poor DMH-‐based strategy, it will serve to guide and accelerate implementation of future larger-‐scale dairy
development projects.” MoreMilkiT Proposal. In a typical proof-‐of-‐concept setting, the measurement and learning agenda should prioritize capture and documentation of processes, lessons and results during the design and implementation phase. Given the time and resource constraints, only a limited number of strategic learning questions to inform the evaluative research topics should be pursued. By the same token, the evaluative research design should aim to generate valid results within the shortest time possible. Accordingly, far from being a “cherry-‐picking” process, the identification of priority evaluation research activities should be inclusive and transparent, informed by objective and rigorous selection criteria. Re-‐examining and building on the already identified research questions, some of the learning points for consideration could include the following.
● What does it take to set up a dairy marketing hub in the diverse production systems and how have the initial assumptions panned out in different research sites?
15 Discussions with ILRI staff and perusal of project documents point to interesting strategic learning questions not packaged explicitly as such.
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● Is the Hub concept a more effective organizing principle and platform for knowledge and technology brokerage and if so, is it likely to better catalyse adoption and impact?
● Are there any additional costs to farmers arising from joining / being a member of a DMH? Framed differently, is it possible that direct sales to individuals reflect an “optimizing” behaviour on the part of producers, given the prevailing demand and supply dynamics?
● Is it necessarily true that the present constraints to increased productivity could be addressed by product aggregation and inter-‐linked transactions? Framed differently, do the assumptions around development of sustainable DMH obtain in any of the sites?
In order to respond to some of the above, the project should review the current analytical agenda. The present strategy for results measurement / evaluative research appears to rely heavily on farm-‐household level data to generate valid empirical evidence. In the absence of complementary approaches to tracking indicators, this strategy could easily result in the “data and analysis ready too late or not targeted to the right people” – a result that the project team have stated they want to avoid. Going forward, possible options for consideration include the following, bearing in mind that as staff members of a research organization, ILRI staff need to conduct rigorous research for peer reviewed publication.
● Populating baseline values for priority key performance indicators through analysis of existing secondary data and simulation modeling. This analysis could speak to the key question “what does it take to have a functioning DMH in Tanzania?”
● Broadening the gender analysis to provide pointers to the inclusive growth objective i.e. what are the micro-‐level indicators of inclusive growth in the project context?
● Conducting some choice experiments to establish the potential outcomes of key interventions.
In keeping with the above, any suggestion to change the reporting format to meet the needs of all stakeholders would create a false choice dilemma. To the contrary, the project should review its communication and knowledge management strategy; in addition to the detailed technical reports, the project should generate focused messages for targeted audiences. In this regard, the project team should avoid the typical “Policy Briefs Trap”. As indicated earlier, the focus should be on providing actionable recommendations and identifying an appropriate medium and forum for delivery in order to evoke the desired response. The MTR team has no concerns on the process of data collection and quality of data being collected (ILRI is a reputable research organization). We do feel, though, that the available data collected to date could be used more effectively to
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provide clear messages as opposed to what seems to be the present strategy of waiting for the results at the end of the project.
6.2 Communications strategy
ILRI and partners have developed a communications strategy for the Maziwa Zaidi programme as a whole16. This is based on an adaptation of the communications strategy of an ASARECA Soil and Water Management network. It does not seem to be based on a thorough analysis of MoreMilkiT stakeholders’ information and communication needs; nonetheless it is a useful first step in developing a strategic approach to communication for MoreMilkiT. Before it can become an operational tool, however, much more detail needs to be elaborated, including details on who will do what, when, and how – and the cost and funding sources of the different communication activities. We are not aware of a specific budget line for communication and knowledge sharing activities in the project documentation. Without earmarked financial and human resources for communication, with clear management responsibilities for ensuring communication activities happen, the strategy is likely to remain largely a paper exercise.
7 Contribution to Irish Aid Tanzania CSP objectives
Irish Aid CSP output and objectives in relation to MoreMilkiT are for smallholder farmers and pastoralists to achieve greater income security and improved livelihoods. The project is already enhancing market access via DMH at some project sites and is showing potential to increase income and market participation of resource-‐poor households. The project’s recently developed Theory of Change suggests how this might lead to increased incomes and improved livelihoods. The next 18 months are an opportunity to show that the DMH can contribute to the CSP objectives. ILRI should engage in dialogue with Irish Aid to clarify and manage expectations about how far along the impact pathway one might reasonably expect to move before the end of the project.
The project has less than two years to run, with 18 months available (July 2015 to December 2016) to complete field implementation in respect of DMH establishment and a further six months to complete data analysis, distilling evidence and writing up. Irish Aid has agreed in principle, in response to a request from ILRI, to make an additional 200,000 euros available subject to the MTR confirming that a viable plan is in place to direct that funding at completing the establishment of DMH and generating evidence to inform future policy.
ILRI has shared with the MTR team their proposal on how the additional funds might be used. This proposal focuses heavily on additional training and on feeding demonstrations, with a small proportion of the funds allocated to ‘additional learning activities’ – which comprise research on the causes of land conflicts and on the contribution of DMH to improved mother and child
16 Maziwa Zaidi Research for Development Projects: Strategy for Communication and Knowledge Sharing, June 2014
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nutrition, and identification of variants to DMH approaches and institutions that ensure sustained participation and benefit by women. Our view, based on analysis of the challenges to project implementation and progress in the field, is that while the proposal focuses appropriately on field implementation, it is not sufficiently focused on what needs to happen to deliver functioning DMH which will be making a difference to producers by the end of the project. Already a lot of training has been delivered – training that is appreciated by the participants and has succeeded in building technical and managerial capacity. The main need now in the field is for mentoring of groups, facilitating discussions between groups and existing and potential BDS providers, understanding local milk market situations and identifying, in dialogue with local stakeholders, realistic ways of improving smallholders’ participation in the market, trouble-‐shooting bottlenecks around the working of contracts and access to services, liaising with local governments and strengthening coordination of field activities through employment of a project manager as strongly recommended by Irish Aid. These and other personnel intensive activities are more important at this stage than feeding demonstrations and additional training.
8 Conclusions and Lessons Learnt
There is an effective and committed partnership in place for implementation of the project. Regular interactions through review and planning meetings, and monthly Skype meetings, help to sustain the partnership and maintain its focus on the project activities and outputs. Establishment of the Dairy Development Forum (DDF) has been an important element in ensuring ownership of the project vision and aspirations by key dairy / livestock sector stakeholders. Under the aegis of Tanzania Dairy Board (TDB) it has potential to be a sustainable forum for contributing to ongoing policy discussions and one of the vehicles for communicating MoreMilkiT findings to decision makers in the public, private and NGO/CSO sectors.
Important steps towards the establishment of functioning dairy market hubs (DMH) have been completed in the field. Field implementation got off to a slow start and the pace of DMH development varies considerably among the 30 project sites. However there is now experience in the field, ranging from possibly four sites where the hub concept is operational to situations where various challenges and bottlenecks have delayed progress towards an adapted DMH being established. From this experience, evidence can already be generated to inform the project and other interested parties about how to go about establishing adapted DMH in different contexts.
These steps include: ● awareness and sensitisation about the project and the potential of DMH
arrangements is high among producers at the project sites ● producer groups have been organized at all 30 sites and most of them
have already been registered. ● site specific planning has taken place at all sites
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● contracts between producer groups and input / service providers have been signed at several sites
● training on technical topics (e.g. animal husbandry; feeding) and institutional topics (e.g. group formation, leadership and governance) has been delivered at all sites by HIT and FM.
Site specific planning was not in the original project proposal. While the idea behind it is sound, in terms of ensuring project activities are addressing constraints and opportunities that are owned and understood by producers and other stakeholders, it has also created challenges of its own: delays in implementing field activities towards DMH establishment while the participatory planning and synthesis was done, raising producer expectations, and insufficient budget available to carry through all the activities identified in the plans.
The project has succeeded in leveraging support from local governments (LG) at several sites, ranging from active participation by LG extension and technical staff in project activities to commitment of financial and human resources to increase the level of available service provision in some sites. In keeping with a ‘research for development’ ethos, the implementation team has been flexible in respect to the DMH models being piloted. Rather than impose pre-‐determined models, the institutional arrangements have been allowed to evolve in response to local realities and potential. The original set of criteria for considering a DMH to be in place have been modified appropriately (e.g. so that a ‘check-‐off’ arrangement is not longer an essential feature).
Progress has not been as fast as anticipated. This is partly because of administrative delays in various aspects of the start up of the project but is also because insufficient human resource has been devoted to addressing field level bottlenecks in the development of DMH. This in turn is partly because of the tensions between the research and the development aspects and interpretations of the project. The recruitment of a development-‐focused project manager will contribute to rapidly redress the situation. While the project is focused appropriately on learning and important research outputs are already in place, there is not enough reflection and documentation of the processes involved in establishment of DMH in different market and production system contexts. The learning agenda is currently too focused on quantitative household surveys and targeted research studies, and not enough on qualitative exploration of on-‐going processes.
To sum up, the project is well conceptualized with almost ideal partnership arrangements. Although there are implementation challenges, the project team is working hard to address these. Owing to the stage of development of results measurement and learning, and then communication strategies, the project has had less policy influence than it otherwise might have done. The MTR team’s view is that, with an appropriate focus on field support for the emerging DMH for the remainder of the project, MoreMilkiT can generate important lessons on the
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potential for increasing participation of small-‐scale milk producers in value chains in Tanzania.
9 Recommendations
The MTR team recommends that the project partners:
1) consider whether to reduce the number of sites from 30 to a number that can be handled well given the time and resources available, and if so the criteria for doing so – bearing in mind the need to retain a range of contexts in which different forms of adapted DMH can develop
2) in all contacts with farmer groups, seek to develop an understanding of the scope and nature of the project, specifically that it is not a vehicle for externally funded asset transfer
3) allocate time in the regular discussions and reviews among project partners to identify lessons that can be documented from current, ongoing activities so that appropriate learning can shared between partners and across project sites and to avoid the loss of insight that occurs when trying to identify detailed lessons about process at the end of a project
4) revise the proposal to Irish Aid for additional funding to include the appointment of an experienced development-‐focused project manager for the remainder of the project who can ensure the required momentum of activity in the field is sustained and that emerging bottlenecks are addressed quickly
5) identify what the priority activities are in the field for the next 18 months (to December 2016)
6) identify what needs to be done in order to draw lessons from the DMH experience by June 2017
7) draw up clear, costed plans for engagement and dialogue around lessons for policy – as part of a revised communication and knowledge sharing strategy.
A-‐1
Annex A
More Milk in Tanzania (MoreMilkiT) Project Terms of Reference for External Mid-‐Term Review
1 Background
1.1 Overview of the Project
In 2012 Irish Aid provided funds to ILRI to support the CGIAR Research Program on Livestock and Fish in Tanzania. The initial funding for 1-‐year inception phase of collaborative research the project identified appropriate entry points and initiated partnerships for a subsequent 4-‐year research-‐for-‐development (R4D) phase targeted at promoting a more pro-‐poor development orientation and improving rural based livelihoods through milk. The objectives of the inception phase were to:
1) Assess the current status of the Tanzanian dairy sector and identify appropriate entry points and partners for promoting a more pro-‐poor development orientation;
2) Develop a strategy for strengthening the policy environment to better support pro-‐poor dairy development, capitalizing on on-‐going engagement with key policy actors and previous successes in Kenya and Uganda, and
3) Identify sites appropriate for piloting pro-‐poor dairy development interventions that have been successful elsewhere in East Africa, and assess how those interventions need to be adapted to the Tanzanian context.
Following achievement of these objectives, ILRI and partners embarked on the follow up 4-‐year phase with additional funding from Irish Aid. The objectives of second phase were selected to contribute to Irish Aid (IA) Tanzania Country Strategy Paper (CSP) Goal for 2011-‐15 of Inclusive Growth, Reduced Poverty and Vulnerability, through Outcome 1 -‐ Rural Poor are more Income Secure -‐ and Objective 1 -‐ Improved livelihoods of smallholders and pastoralists -‐ of the CSP. The project objectives are as follows:
Goal: Inclusive growth and reduced poverty and vulnerability among dairy-‐dependent livelihoods in selected rural areas in Tanzania
Outcome: Rural poor are more income secure through enhanced access to demand-‐led dairy market business services and viable organisational options. Contributing objectives:
1. Develop scalable value chains approaches with improved organization and institutions serving resource-‐poor male and female smallholder dairy households
A-‐2
2. Generate and communicate evidence on business and organizational options for increasing participation of resource-‐poor male and female households in dairy value chains
3. Inform policy on appropriate role for pro-‐poor smallholder-‐based informal sector value chains in dairy sector development.
The first objective covers piloting activities to ensure development of vibrant, well organized, and sustainable dairy market hubs (DMH) delivering demand-‐led inputs and services to both female and male livestock keepers; strengthening DMH governance through capacity building; and, assessments for improving the performance of the smallholder dairy value chains. The second objective aims to ensure that after the DMH have been established and as they become operational, they are used as platforms for generating and communicating evidence on business and organisational options for increased participation of resource poor men and women in the dairy value chains, and they are supported to become viable and sustainable dairy value chain development models through strengthening of their governance and making necessary adjustments to meet emerging demands. The third objective aims to develop and disseminate lessons for sustainable value chain development through evidence-‐based research, monitoring and evaluation, and to draw recommendations for scaling out.
1.2 Target groups and pilot sites
The project is primarily targeted at pre-‐commercial marginalised smallholder cattle-‐keeping men and women who do not currently participate fully in dairy value chains. Geographic sites that were identified as ideal for piloting interventions and drawing inferences for scaling are in Morogoro Region (Kilosa and Mvomero districts) and in Tanga Region (Handeni and Lushoto districts). Kilosa and Handeni districts represent mostly pre-‐commercial rural production for rural consumption; while Mvomero and Lushoto districts represent relatively more commercial rural production for urban consumption. These criteria are guiding several studies along the spectrum from pre-‐commercial producers with limited market access to those better-‐linked to more vertically coordinated value chains that may reach as far as Dar es Salaam. The project identified 30 villages with a total of about 4800 cattle keepers for targeting over the 4-‐year period in these districts. The main concept that the project aims to prove is that pre-‐commercial men and women can be targeted successfully.
The project supported the development of a long term impact pathway up to 2023 for the Livestock &Fish (L&F) program and Agriculture for Health and Nutrition (A4NH) CRPs in Tanzania, referred to locally as Maziwa Zaidi. A number of complementary projects contributing to these CRPs have been encouraged to carry out their research activities in the same sites for synergy under Maziwa Zaidi. For example, two projects that have just ended (IFAD funded feeds innovation and BMZ/GIZ funded Safe Food Fair Food) worked in these pilot sites.
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Map of MoreMilkiT pilot sites in Morogoro and Tanga
Approaches for hub interventions that emphasize improving access to inputs and services through business development services and “check-‐off” arrangements are being implemented17. The entry points have a strong emphasis on check-‐offs due to the widely acknowledged paucity of credit, which our own investigations during the inception phase confirmed. While some proposed DMH revolve around collective bulking and marketing, the main DMH construct that has been identified through sites specific planning as the most suitable for piloting in these sites revolve around milk traders without collective bulking and marketing by producers themselves. This kind of DMH has never been trialled elsewhere before and is the key adaptation in this project.
1.3. Partnerships The project is managed by ILRI and implemented with Sokoine University of Agriculture (SUA), Tanzanian Dairy Board (TDB), Heifer Project International, and a local NGO known as Faida Market Linkages (Faida MaLi). Additionally, the project engages various tertiary stakeholders through the national Dairy Development Forum (DDF) as a mechanism to strengthen relationships and to co-‐create solutions around common problems.
17 A “check-‐off” is a system for interlocking transactions where farmers access the desired inputs or services on credit with their milk delivery as collateral; and the cost of the services is eventually repaid through retained earnings from milk delivery to the buyer
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Illustration of a Dairy Market Hub for provision of inputs and services on credit without collective bulking and marketing
2. Purpose of the review
The focus of this review is on assessing the conformity of the implemented work with the project’s research and piloting objectives and support to the L&F Program objectives in Tanzania. The aim of the review is to evaluate how the project is fostering learning in view of achieving the expected outputs and outcomes, and proposing recommendations to rectify, if necessary, any shortcomings. The review will also evaluate how the project is contributing to the Irish Aid (IA) Tanzania Country Strategy Paper (CSP) objectives. The review will identify important research areas that are currently not addressed, examine the relevance of existing partnerships for the implementation of the activities, and evaluate the appropriateness of available human resources to implement the project. The review team will pay particular attention to the DMH approaches and explore whether the project has considered adequately learning experiences from past similar programs in the region and progress towards achieving the intended outcomes. It will also review the current management structure and its implications on the research project. Identification of data gaps and issues of data handling and sharing among partners will also be part of the review. The results of the review will allow the MoreMilkiT management and implementers to make necessary adjustments. 3. Key evaluation questions Progress towards outcomes
• What progress has been made towards the MoreMilkiT project objectives and expected outcomes? What can realistically be achieved within the
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given time frame? Specifically, what can be achieved in relation to generating evidence on changes from interventions on the following:
o milk production o milk prices o gender o income o possible influences on nutrition (even though not a project focus) o perceptions of the beneficiaries of the project o influencing policy, and o visioning beyond project time-‐frame
• How relevant and feasible is the current field research approach to achieve the three research objectives?
• To what extent has the project built on experiences of past projects in the region in terms of the DMH approaches being trialed? How can this be improved?
• Which data gaps exist and need provision of scientific evidence for achieving the three research objectives? How can they be addressed?
• Which issues exist around data management and how they can be addressed?
• Which research areas are missing or need to be strengthened (economics, gender, scaling approaches, communication…)? How can the gaps be filled?
Partnership & management • How adequate are the available human and financial resources to the
successful implementation of the project? Which expertise and activities needs to be strengthened?
• Are the current research and development partnerships adequate for a successful project?
• How effective is the collaboration, coordination, and working relationship among key partners?
• How is the project supporting and contributing to the CGIAR Research Program on Livestock and Fish?
Lessons learned • Which lessons have been learned so far? • How should the research be further developed in the remaining time to
end of the project or subsequent phase?
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4. Review methodology
It is envisaged that the review team will employ a mixed-‐methods approach to ensure that the findings will respond to the purpose of the review and answer the key evaluation questions. The approach will include but may not be limited to:
• Document Reviews: project documents on the project and the L&F wikispaces and website as well as materials assembled by the project management and partners (e.g., baseline data, monitoring data, research protocols, project reports, L&F program reviews etc ), since the start of the project
• Key Informant Interviews: Managers and researchers of the project based in ILRI-‐Nairobi and in Tanzania (Morogoro and Dar es Salaam), L&F program director, ILRI senior management, Irish Aid
• Focus Group Discussions: with tertiary stakeholders (e.g., DDF members) or value chain actors associated with the project. (It is anticipated that the quantitative monitoring data being gathered by the project is adequate for quantitative assessments)
• Stakeholder Analysis: will be used to determine the effectiveness of partnerships and institutional collaborations forged between ILRI and partners
• Field visits: to project sites in Morogoro and Tanga
5. Review team composition
The review team shall consist of 3 persons with different technical expertise. Core expertise required is:
• Livestock production economics • Social science (socio-‐economics, social geography, gender) • Agri-‐business and • Growing market access for smallholders • Managing multi-‐partner agricultural research projects • Monitoring and evaluation • Livestock expertise in Eastern Africa
6. Review period It is envisaged that the review will take place during June/July 2015 as follows?
• Document reviews: early-‐June 2015, 1 day • Field visit to meet key informants: mid June 2015, 2 days • De-‐briefing report writing: last week of June 2015, 1 day • Draft Report writing: last week of June 2015, 1 day
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• Final Report writing: early July 2015, 1 day 7. Logistics The MoreMilkiT project leader will be responsible for all logistics. 8. Deliverables Based on the above stated purpose and key evaluation questions the review team will submit the following deliverables:
• a short written report on its findings (not more than 5 pages) for presentation at the debriefing meeting; this report shall focus on issues posed by this ToR
• a draft concise report of not more than 35 pages on its findings and recommendations (to be checked by the MoreMilkIT team for factual correctness)
• a final report of not more than 35 pages .