lawrence m mckenna financial disclosure report for 2010

8/3/2019 Lawrence M McKenna Financial Disclosure Report for 2010

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AO IORev. 1/2010FINANCIAL DISCLOSURE REPORTFOR CALENDAR Y EAR 2010

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Person R eport ing ( last name, f i rst , middle ini t ia l )M c K E N N A , L A W R E N C E M .

4 . T i l le (Art ic le 111 judges ind icate ac t ive o r sen io r s tatu s;magis t r a t e judges indica te fu l l - o r par t - t ime)

D i s t r i ct J u d g e ( S e n i o r )

7 . Ch amb ers o r O f f i ce A ddre ssUni ted S ta tes Dis t r ic t Cour t5 0 0 P e a r l S t r e e t ( 1 6 4 0 )N e w Y o r k , N . Y . 1 0 0 07

2. Cour t o r Organ iza t i onS o u t h e r n D i s t r i c t o f N e w Y o r k

5a. Repor t Typ e (check appropr i a t e type)] Nominat ion , D a t e[] Initial [] Annual [] Final5b. [] Amended Report

3. Date of Repor t08/02/2011

6. Reporting Per iod01 /01 /201 0

to12/31/20108. On t h e b a s i s o f t h e i n fo r m a t i on con t a i ne d i n t h i s R e por t a nd a nym od i f i ca t ions p e r t a in i ng t h e r e t o , i t i s , i n m y op i n i on , i n com pl i a ncewi t h ap p l i c ab l e l aws an d r eg u l a t i o n s .

Reviewing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,checking the NONE bo x for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . C n c p o , l n ~ i n d l v i d a a l o n l y ; se c p p . 9 - 1 3 of filing instructions.)1----] N O N E (No reportable positions.)POSITION

1 . A D M I N I S T R A T O R

I I . A G R E E M E N T S . m e , o r ~ i n g individual only; seepp. 14-16 of filing instructions.)~ N O N E ( N o reportable agreements.)

D A T E PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 10

N a m e o f P e r s o n R e p o r t in gMcKENNA, LAWRENCE M.

Date of Report08/02/2011

I l l . N O N - I N V E S T M E N T I N C O M E . t R e p o r , l n g i n d i v i d u a l a n d s p o u s e ; s e e p p . 1 7 - 2 4 of f!ling instructions.)A. Filers Non-Investm ent Income~-] N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE

2.

3.

4.

INCOME(yours, not s p o u s e s )

B . S p o u s e s N o n - l n v e s t m e n t I n c o m e - if you were m arried during anyportlon of the reporting year, complete this section.(Dollar am ount not required except for honoraria.)

D NONE (No reportable non-investment income,)

1 . 2010

2.

3.

4.

DATE SOURCE AND TYPES e l f - e m p l o y e d ( a w y e r ) ~

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)~-1 N O N E (No reportable reimbursements.)

2.3.4.5.

SOURCE D A T E S . LOCATION PURPOSE ITEMS PAID OR PROVIDE


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 1 0Name of Person Reporting

M c K E N N A , LA W R E N C E M .Date of Report

08/02/2011

V . G I F T S . a , c l ~ d e s t l ~ o s e t o s ~ o ~ s e u n a d e p e n a e n , e h l /d r e n ; s e e p v . : S - 3 1 of filing instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTIONI.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a ,, c l u d e s th o s e o : s ro u s e u n a a e ~ , e n d e n t children; see p p . 3 2 - 3 3 of fillng instructions.)N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION!.2.3.4.

5.

V A L U E C O D E


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FINANCIAL DISCLOSURE REPORTPage 4 of ! 0

N a m e o f P e r s o n R e p o r t in gMcKENNA, LAWRENCE M.

Date of Report08/02/201 l

V I I . I N V E S T M E N T S a n d T R U S T S - i. c o m e , valuc, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)---] N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )

Place " (X)" af ter each assetexempt f rom pr ior d i sc losure

I n c o m e d u r i n gr e p o r t i n g p e r i o d

(l) (2)A m o u n t Type (e.g.,Code l d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

( 1 ) ( 2 )V a lu e V a lu e

C o d e 2 M e th o d( J - P ) C o d e 3( Q - W )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(l ) (2) (3) (4)Type (e.g., D a t e Value G a i n Identity of

b u y , s e l l , m m / d d / y y C od e 2 C o d e 1 b u y e r / s e l l e rr e d e m p t i o n ) (J-P) ( A - H ) (if private

t r a n s a c t i o n )

1 . C I T I B A N K ( C h e c k in g ) N o n e K T2. EMIGRANT SAVINGS BANK (Savings) A Interest K T3. UBS PAIINE WEBBER RET. MONEY A InterestFUND (now DEPOSIT ACCT))4. LORD ABBETT INCOME FUND CLASS A I n t e r e s tC (FUND)5. LORD ABB ETT GROWTH NoneOPPORTUNITIES (FUND)6. A L T R I A ( C o m m o n ) N o n e

K T

T

Sold 09/20/10 J ASold 09/20/10 J A

7. IBM (Comm on) A Dividend

8. BIOSONICS (Comm on) None

J

JTT

Sold 02/11/10 J A

9. M C I W O R L D ( C o m m o n ) N o n e

1 0 . S O N O R A N ( C o m m o n ) N o n e

J

J

T

T A1 1 . M E R C K ( C o m m o n ) ( S t o c k In v e s t . P la n ) A D i v i d e n d J T Sold 02/11/10 J A1 2 . CISCO SYSTEMS ( C o m m o n ) N o n e T13 . A V A Y A ( C o m m o n ) N o n e T1 4 . A S T R O P O W E R ( Co m m o n ) N o n e T1 5 . M O N S A N T O ( C o m m o n ) A D i v i d e n d

16 . E A S T M A N K O D A K ( C o m m o n ) ( S t o ck I n v . N o n eP l a n )1 7 . H . J. H E I N Z ( C o m m o n ) ( S t o c k In v . P l a n ) N o n e

J

J

J

T

TT

S o l d 10/11/10 J AS o l d 10/11/10 J A

1 . In co m e Ga in Co d e s : A = $1 ,000 o r le s s B = $1 ,001 - $ 2,500(S e e Co lu mn s B 1 a n d D 4 ) F = $ 50,001 - $ 100,000 G =$100,001 - $1,000;0002. V alu e C o d es J = $1 5,000 o r less K =$15,001 - $50,000(See Colum ns C I and D3 ) N = $250,001 - $ 500,000 O = $ 500,001 - $ 1,000,000

P3 =$ 25,000,001 - $50.000,0003. Va lu e M e tho d Co d e s Q = A p p ra isa l R ~Co s t (Re a l Es ta te O n ly )(See C o lu m n C 2) U = Bo o k V a lu e V = O th cr

C =$2 ,501 - $5 ,000H 1 =$1,000,001 - $ 5,000,000L =$50,001 - $100,000P 1 -$1,000.001 - $5,000,000P 4 M o r e t h a n $ 5 0 , 0 00 , 0 0 0S = A s s e s s m e n tW = E s t i m a t e d

D =$5,001 - $15,000H2 =More than $5,000,000M =$100,001 - $250,000P2 =$5,000,001 - $ 25,000.000T - C a s h M a r k e t

E =$15,001 - $50,000


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Name of Person ReportingMcKENNA, LAWRENCE M.

Date of R e p o r t08/02/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D N O N E (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" after each assetexempt from prior disclosure

In c o m e d u r i n g G r o s s v a lu e a t e n dr e p o r t in g p e r i o d 0 f r e p o r t i n g p e r i o d(1) (2)(l) (2 ) (1 )

A m o u n t T y p e ( g ~ ; Value V a l u e . Type (e.g.,C o d e 1 d i V l , r e n t , C o d e 2 M e t h o d b u y , s e l l ,(AH)~ or int.)(J-P) C o d e 3 r e d e m p t i o n )

[ (Q-W)

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4) ( 5 )

Date V a lu e Ga in Ident i ty ofm m / dd / yy C o d e 2 C ode I b u y er / se l l e r(J -P ) (A -H) (if p riv a te

t r ansact ion)

1 8 . F E D E X ( C o m m o n ) ( S t o ck I n v e s t. P l a n ) A D i v i d e n d J Sold 10/11/10 J A1 9 . E X X O N M O B I L (C o m m o n ) A D i v i d e n d J20 . H O N D A M O T O R S ( C o m m o n ) A D i v i d e n d J

21 . G O O G L E ( C o m m o n ) N o n e K22 . ALCATEL-LUCENT (ADR) None J23 . W I L L IA M B L A IR 1 N T L G R O W T H F U N E A D i v i d e n d(FUND)24 . D A V I S N Y VE N T U R E F U N D ( F U N D ) A D i v i d e n d

JJ

T

TSold 09/20/10 J A

S o l d 09/20/10 J A25 . T . R O W E P R I C E V A L U E F U N D ( F U N D ) A D i v i d e n d J S o l d 09/20/10 J A26 . JANUS ADVISOR FORTY FUND (FUND~ A Dividend J

27 . G A M C O G R O W T H F U N D ( F U N D ) A N o n e J S o l d 09/20/20 J A28 . D W S C O R E P L U S I N C O M E F U N D A D i v i d e n d( F U N D )29 . P I M C O H I G H Y I E L D F U N D ( F U N D ) A D i v i d e n d

JJ

TT

S o l d 9/20/10 J AS o l d 9/20/10 J A

30 . A M E R I C A N C E N T U R Y I N T L (B O N D ) A D i v i d e n d J S o l d 9/20/10 J A3 I. R O Y C E T O T A L R E T U R N F U N D ( F U N D ) A D i v i d e n d J S o l d 9/20/10 J A32. C IT IB AN K D EP O SIT P R O GR A M A In ter es t J S o ld 9/20/1 0 J A33 . S B M O N E Y F U N D S C A S H P O R T . A D i v i d e n d( F U N D )34 . D U P O N T 4 . 5 0 P F D A D i v i d e n d

JJ

TT

S o l d 9/20/10 J A

1 . In co m e Ga in Co d e s : A = $ 1 ,000 o r le ss B = $1 ,0 0 1 - $2 ,5 0 0 C =$2 ,501 - $5 ,000 D = $5 ,0 0 1 - $ 1 5 .0 0 0(Se e C o lu m ns B 1 a n d IM ) F =$ 50,001 - $ 1 00,000 G = $1 00,001 - $ 1 ,000,000 HI =$1,000,001 - $5,000,000 H2 = M o re tha n $5 ,0 0 0 ,0 0 02. V alue Codes J = $1 5,000 o r le s s K = $ 1 5,001 - $ 50,000 L =$50,001 o $100,000 M = $1 0 0 ,0 0 1 - $2 5 0 ,0 00( S e e C o l u m n s C 1 a n d D 3 ) N = $ 250,001 - $500,000 O =$ 500,001 - $1 ,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $ 25,000,000P 3 = $25,000,001 - $50,000,000 P 4 = M o re tha n $ 50,000,000i 3. Va lu e M e tho d Co d e s Q = A p p ra isa l R = Co s t (Re a l Es ta te O n ly ) S = A s s e s s m e n t T = C a s h M a r k e t( S e e C o l u m n ( 2) U =Book V alue V = O t h e r W = E s t i m a t e d

....E ~$15 ,001- $50 ,000


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N a m e o f P e r s o n R e p o r t in gM c K E N N A , L A W R E N C E M .


V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m e , v a l u e , tr a n s a c , io n s a . c l u d e s th o s e of spouse and dependent children; s e e p p . 3 4 - 6 0 of fillng instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" after each assetexempt from prior disclosure

35 . F I R S T E N E R G Y (C o m m o n )36 . K R A F T ( C o m m o n )37 . L S I L O G I C (C o m m o n )

38 . D R E Y F U S P R E M I E R E M E R G IN GM A R K E T S (F u n d )39 . P I M C O T O T A L R E T U R N F U N D ( F U N D )4 0. P H I L I P M O R R I S ( C o m m o n )4 1 , ALLIANZ 8,375% (BOND)42 . H A R D I N G L O E V N E R E M E R G I N GMARKETS (FUND)43 . LORD ABBETT DEVELOPINGG R O W T H ( F U N D )44. LORD ABBETTAFFILIATED ( F U N D )4 5. C I T I G R O U P 8 . 5 0 % ( P F D )46 . F I R S T B A N K P U E R T O R I C O (CD)47 . C A P M A R K B A N K (CD)4 8. C IT IGR O UP , IN C.4 9. A LA BA MA PO W ER (B O ND )

50 . E N T E R G Y T E X A S (BOND)51 . S T E R L I N G S A V . B K . ( C D )


(l) [ (2)~mount I Type (e.g.,C o d e 1 ] d i v . , r e n t ,( A - H ) o r i n t . )

A Dividend

A Dividend

None

A DividendA Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Interest

A Interest

A Interest

A Interest

A Interest

A Interest

A Interest

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) l (2) -

Value I ValueC o d e 2 M e th o d(J-P) C o d e 3( Q - W )

J TJ T

J T

J TJ TJ T

K T

J TJ T

J T

K T

K T

K T

K T

K T

K TK T

( 1 )Type (e.g.,

b u y , s e l l ,r e d e m p t i o n )

T r a n s a c t io n s d u r i n g r e p o r l i n g p e r i o d

D a t e Value I Gain I Identity ofmm/dd/yy Code 2 Code 1 b u y e r / s e l l e r(J-~~

(if privatet r a n s a c t i o n )

Sold 09/20/10 J ASold 09/20/10 J A

S o l d 09/20/10 J AS o ld 09/20/1 0 J A

S o ld 09/20/1 0 J AS o l d 09 /20/10 KS o ld 09/20/1 0 K AS o l d 09/20/10 K AS o ld 07 /3 0/09 K AS o ld 08 /09 /1 0 K A

S o l d 08/9 /10 K AS o ld 0 8/9/1 0 K A

1 . In co m e Ga in Co d e s: A = $1 ,000 o r le s s( S e e C o l u m n s B I a n d D 4 ) F =$50,001 - $100,0002. V a lu e C o d e s J = $ 1 5,000 o r le s s( Se e C ol um n s C 1 an d D 3) N = $2 50, 00 1 - $ 500 ,0 00

P3 =$ 25,000,001 - $ 50,000,0003 . V a l u e Method C o d e s Q = A p p r a i s a l( S e e C o l u m n C 2 ) U = B o o k Va lu e

B = $1 ,001 - $2,500 C = $2,501 - $ 5,000 D = $5,001 - $1 5,000 E 251 5,001 - $50,000G =$100,001 - $1,000.000 H 1 = $ 1 ,0 00 ,0 01 - $ 5 ,0 00 ,0 00 H 2 = M or e th a n $ 5, 00 0, 00 0K = $1 5,001 - $50,000 L = $50,001 - $1 00,000 M = $1 00,001 - $ 250,000O =$ 500 ,0 01 - $ 1, 00 0, 000 P I = $1 ,0 00, 00 1 - $ 5, 00 0, 000 P2 =$ 5,000,001 - $25,000,000P 4 = M o re tha n $5 0 ,0 00 ,0 00R = C o s t ( R e a l E s t a t e O n l y ) S = A sse s sme n t T = C a s h M a r k e tV = O t h e r W = E s t i m a t e d


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Name of Person R e por t i ngM c K E N N A , LA W R E N C E M .

Date of Report08/02/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i.co.,e, vat.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D N O N E (No reportable income, assets, or transactions.)


Place " (X)" af ter each assetexempt f rom pr ior d i sc losure


(1) (2)A m o u n t Type (e.g.,C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

52 . N O R T HS HO R E C O M NT Y . BK . (C D) A In ter es t53 . A M . E L E C . P O W E R ( B O N D ) A In ter es t54 . A M . E X P . F S B (CD) A In ter es t

55 . U B S P A C E G O V T . F I X E D I N C . ( F U N D ) A In ter es t56 . U B S P A C E I N T E R . F I X E D I N C . ( F U N D ) A In ter es t57 . U B S P A C E S T R A T E G I C F I X E D I N C . A In ter es t( F U N D )58 . U B S P A C E S M A L L / M E D V A L U E N o n e(F UND)59. U BS PA C E M O N EY M A RK ET (F U ND ) A In ter es t6 0. U BS P A CE HI GH YI EL D (F U N D ) A In ter es t

6 1. U BS P A C E I NT L EQ U I TY (F U N D ) N o n e62 . U B S P A C E M U N I . F I X E D I N C . (F U N D ) A In ter es t

,63. G R O W T H F U N D O F A M E R I C A (F U N D ) N o n e64 . I B M (C o m m o n ) A In ter es t65 . P A C E S T R A T E G I C F I X E D I N C . (F U N D ) A In ter es t66 . U B S S M A L L / IV I E D C O . G R O W T H N o n eE Q U I T Y F U N D67 . U B S L A R G E C O . V A L U E E Q U l T Y F U N E N o n e6 8. U B S I NT L EM E R G. M A R K E T S E Q U lT Y N o n eF U N D

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(l) (2)

Value V a l u eC o d e 2 M e t h o d

( J - P ) C o d e 3( Q - W )

K T

K T

J T

J TJ TJ TJ T

J T

J T

J TJ T

J TJ T

J T

J

J

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(1) (2) (3) (4) (5)T ype (e .g ., Da te V a lu e Ga in Ident i ty ofb uy , s e l l , m rrdd d/y y C od e 2 C o d e 1 b u y er / se l l e rr edempt ion) ( J - P ) (A-H) (if privatet r ansact ion)

S o l d 08/9/10

Sold 08/09/10

S o l d 8/9/10 J A

S o l d 09/20/10S o ld 2/1 /1 0Bu y 09/20/10Bu y 09/20/10Bu y 09/20/10Bu y 09/20/10

JJ

AA

1 . I n co me G a in Co d e s : A = $1 ,000 o r le s s B = $ 1 ,001 - $2,500 C =$2 ,501 - $5 ,000 D = $5,001 - $1 5,000 E = $ 1 5,001 - $ 50,000( S e e Columns B I a n d 1 9 4 ) F =$50,001 - $ 1 00,000 G = $1 00,001 - $ 1 ,000,000 H I = $ 1 .000,001 - $5,000,000 H 2 =M ore thar~ $5,000,0002, V alue Codes J = $1 5 ,0 0 0 o r l e s s K = $15,001 - $ 50,000 L = $ 50,001 - $1 00,000 M =$ 1 00,001 - $250,000(Se e C o lu m ns C 1 a n d D 3) N = $250,001 - $500,000 O = $500,001 - $ 1 ,000,000 PI -$1 ,000 ,001 - $5 ,000 ,000 P2 =$ 5,000.001 - $25,000,000

P3 = $25,000,001 - $50,000,000 P4 -M o re than $50 ,000 ,0003. Va lu e M e tho d Co d e s Q = A p p ra isa l R = Co s t (Re a l Es ta te O n ly ) S = A s s e s s m e n t T = C a s h M a r k e t( S e e C o l u n m C 2 ) U =Book V alue V = O t h e r W = E s t i m a t ed


8/10


N a m e o f P e r s o n R e p o r t i n gMcKENNA, LAWRENCE M.


V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)[~ N O N E (No reportable income, assets, or transactions.)


Place "(X)" after each assetexempt f rom pr ior d i sc losure

I n c o m e d u r i n gr e p o r t in g p e r i o d

(I) (2)A m o u n t Type (e.g.,C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(1) (2)Value ValueC o d e 2 M e th o d(JP) C o d e 3

.... (Q-W)

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(1 ) (2) (3) (4) (5)Type (e .g . , D a t e V a lu e Ga in Ident i ty ofb u y se l l , m m / dd / yy C o d e 2 Code 1 b u y er / se l l e r

r edempt ion) (J-P) (A -H) (if p riv a tet r ansact ion)

69. U BS GL O BA L F IX E D IN C O M E F U ND N o n e J Bu y 09/20/107 0 . D OM . RE S. IN C. V A. B ON D None K B u y 08/12/107 1. U BS BA N K U SA D EP O SI T A C CO U N T A In ter es t K Bu y 09/20/10

7 2. P A C E I N T L E M E R G IN G M A R K E T S A D i v i d e n d J T Bu y 08/31/107 3. P A C E L A R G E C O . V A L U E ( F U N D ) A D i v i d e n d J T Bu y 08/31/107 4 . P A C E L A R G E G O . GR O W T H ( F U N D ) A D i v i d e n d J T Bu y 08/31/107 5.7 6.7 7 .

7 8.7 9.80 .

1 . Incom e Gain ( odes : A = $1 .0 0 0 o r l e s s B =$ 1.001 - $2,500 C =$2 ,501 - $5 ,000 D =$5,001 - $15,000 E =$15,001 - $50,000(Se e C o lu m ns B 1 a n d D 4 ) F =$50,001 - $ 1 00,000 G = $ 1 00,001 - $1 ,000,000 H 1 = $1 ,000,001 - $5,000,000 H2 = M o re tha n $ 5,000,000

2. V alu e C o d e s J = $1 5,000 o r less K = $ 1 5,001 - $ 50,000 L = $ 50,001 - $1 00,000 M = $ 1 00,001 - $250,000( S e e C o l u m n s C 1 a n d D 3 ) N = $ 250,001 - $500,000 O = $ 500,001 - $1 ,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $ 25,000,000P3 =$ 25,000,001 - $ 50,000,000 P4 =M ore than $50 ,000 ,0003 . V alue M ethod Codes Q = A p p ra isa l R =Cost (R ea l Es ta te Only) S = A s s e s s m e n t T = C a s h M a r k e t( S e e C o l u m n ( 2) U =Book V alue V = O th e r W = E st im a te d


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FINANCIAL DISCLOSURE REPORTPage 9 of 10N a m e o f P e r so n R e p o r t i n gM c K E N N A , L A W R E N C E M .

D a t e o f R e p o r t08/02/2011

V II I. A D D IT I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicatepart of Report.)

T h e e s t a t e l i s t e d i n I . l h a s n o a s s e t s .


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N a m e o f Pe r s on R e por t i ngM c K E N N A , L A W R E N C E M .

D a t e o f R e por t08/02/201 I

IX. CERTIFICATION.1 c e r t i f y th a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o th e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i tt i n g n o n - d i s c l o s u r e .1 f u r t h e r c e r ti fy t h a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e ~ v i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d Ju d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature

N O T E : A N Y I N D IV I D U A L W H O K N O W I N GL Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B JE C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

FILING INSTRUCTIONSMail signed original and 3 additional copies to:Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

lawrence m mckenna financial disclosure report for 2010

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