lawrence f stengel financial disclosure report for stegel, lawrence f

8/3/2019 Lawrence F Stengel Financial Disclosure Report for Stegel, Lawrence F

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i , ~ o ~ 0 FINANCIAL DISCLOSURE REPORT R e p o r t R v q t , ir e d b y t h e E t h i c sin Government Act oi"1978n e v . 1 / 7 0 1 0 FOR CALENDAR YEAR 2009 ~s u .s . , app. L~ tot4H)|. Person Repo rting (last name. firsl, middle initial) 2. Court or Organization 3. Date of ReportStengel. Lawrence F. US DISTRICT COURT!EDPA 05/1312010

4. Title (Article III judges indicate active of senior status: 5a. Report Type (check appropriate type) 6. Reporting Periodmagistrate judges indicate full- or pazl-time} [] Nominatleri, D a t e 0 I ; 01/2009ARTICLE III, ACTIVE [] Initial [] A ..... I [] Final to12i31 !2009

~b. ~ Amended Report7. Chambers or Office A ddres , t 8. On the basis of the infl/rmation cuulaincd in this Report and an.,modifications pertaining therelo, it is, in my opinion ilt com plianceRoom 3809, U.S. Courthouse with applicable la~ and regularizing.601 Market StreetPhiladelphia. PA 1 9106 Re,,it,~,,ing O flicer Dale

IMPO RTANT NOTE S: Tire instructions accompanying this form must be fidlowe,L C omplete at l parts,checking the NON E box for each pa rt where you have no reportable information. Sign on last pa ge.

i . P O S 1 T I O N S . m < ~ o , a , x in d i v i d u a l only; see p p . 9 - 1 3 of filing in.,tructions.)~ (~ reportable positions.)O NE

POSITION NAME OF ORGANIZATION/ENTITYI.2.

l I . A G R E E M E N T S . m,,,,,,i,x individual ,,hi ,; seepp, t4-t6 ,fiting i~ N O N E (No reportable agreements.)

D A T E PA R T IE S A ND T E R MSI. 2004 Pennsyk.ania State Erupt%cos Retirement System - Monlhl~ annuity from vested retirement plan


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N .... f P ......R, :por~ing ] D a te o f Re por tFINANCIAL D I SC L O SU R E R E P O R T[ s t~ n g ~ , L ......e r .ag e 2 of 7

IIl. N O N - I N V E S T M E N T I N C O M E . C R e e o r , ~ . g in ~ i , ~ d u ~ a . Z ~ . . . . . . . . ~ . 17-24 of fiting in ...... i o n s 3A. Fl iers Non-lnvestment Income[~ NONE non-investmem income.)eportable

D A T E SOURCE AND TYPF INCOM E[yours , not spouses)I. 2009 Pennsylvania Slate Employee Retirement System - Fixed benefit from $~5,347.00vested retirement plan

2. 2009 Franklin and Marshall College -leaching $7,454.00

3.

4.

B. Spouses Non-lnvestment Income - if you were married during any porrion of the repor~ing year, complete this

[~ NONE (No reportable non-investment income.)D A T E SOURCE AND TYPE

1. 2009 Lancaster County Career & Technology Center - Nursing Instructor

2.

3.

4.

(hwlu,lcs those to spou se and dependent children; sce pp. 25 -27 o filling i~tructio~.)N O N E ~Vo reportable reimbtt~ements.)

~ D A T E ~ L OCA T I ON PUR PO SE IT EM S PA ID O R PR O VID E[)1.

3.4.

5.


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F I N A N C IA L D IS C L O S U R E R E P O R T ,~ . . . . Iage 3 of 7 S ~ e n g l , L a w r e n c e F . 0 5 / 1 3 / 2 0 1 0W. ~ 1 ~S. (Includes d, oxe to spouse a nd dependent children: see pp. 28.31 of fili,g inxtrucrions.)

N O N ~ (A% reportable g~s.)S O U R C E D F S C R I P T I O N VALU~

1.

3.4.5.

V I . L I A B I L I T ! E S . a , , ,~ l ~ d e , , h , ,~ e , ,i . ,r ~ . .. . .. . . d dependent children; see pp. 3 2 - 3 . t of filing i ....... tions,)N O N E (No reportable liabilities.)

C R E D I T O R D E S C R I P T I O N V A L U E C O D Et.2.3.4.

5.


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FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R ~ p o r t in g D a t e o f R e p o r tPage 4 of 7 S t c n g e l, L a w c e n c e F . 05/13/2010

VII. INVESTMENTS and TRUSTS - i ......... ~ ,, , ....... tion, (lnclude-, those of ~p ........ d d e p e n d e n t c h i ld r e n ; s e e p p . 3 4 ~ 0 o f f i l in g i n s t r u c t i o n ~ )N O N E (No reportable income, assels, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u u a l e n d(including t~st assets) ~cponing ~ri~ o f r e p o r t i n g p e r i o dP l a c e " ( X ) " u t t e r e ac h ~ s ~ 1 A m ou n t T ~ T e ( c . g , Value Value T y p e ( e . g ., [ Date ~ Value [Gain ~ I d c n f i l y o fC o d e 1 d i v . . r c n ~ C~c 2 M e th ( ~ bu~ sell mn~d~yy C~e 2 ~ Code 1 ~ buyer;sellere x e m p t f r o m p f i o r d i s c l o s u r e ~ {A-H ) ~ orir, c~ ( J - P ) C~e3 r e d e m p t i o n ) [ (J-P} (A-H~ :: ( i f p r i v a t e( Q _ ~ q ~ t r a n s a c l i o r , ~~ ....... ....... ~ ...... ~ ....... .. _

1. IRA E Dividet~d M

2. --Fidelity Prime Fund (money market) Closed 01/01/09 Kclosed3, Fidelity Treasut3 Fund opened with same None K T Open 0 I/01/09 K

funds4. -- GMAC Srnartnote A l m e r e s ~ J T5. --Air Products & Chemicals, INc. Sold 09/24:09 J B

6. --North American Palladium

7. --Nuance Communications8. --Liberty Media 1 lolding Corp Cap Corn SeeB9. --Mcdtronic Inc.

1 0 . --Torchmark CorpI I . --Moodys Corp A Dividcml J W1 2 . --Nisource Inc.13. --E.I. DuPont DeMours

1 4 . --Grecnbrier Companies1 5 . --Sirius Satellite Radio, Inc.1 6 . --Triuity IAD S Inc. Sold 0 2 / 2 6 / 0 9 J A1 7 . --Zohek Cos Inc.

P3 =$25.000,001 - $50.(XF,).OO0 p4 -Mote thaa $~0 ~(.000 I


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F IN A N C I AL D I S C L O S U R E R E P O R T N,me nf Per,on Reporting [ D,te of Repor,Page 5 of 7 Stengel, I,awrence F.]

05/13/2010

VI I. INVESTM ENTS an d TR U STS - i ........ ~,. t .......fions (Includes tho.~e of sp ......d dependent children: see pp 34-60 of filing in~ruaions.)~ N O N E (No reportable income, assets, or transactions.)Description of AS~IS Gross value at ~d [ Transactions during rep~ming period(including Ims~ assets) L ~poding ~ri~ l ofrcpoming perio~

~) (2 )PlaCe "(X)" after each a~t Amounl T}~e (e .g ., ~ alue Value T)~ (e.g,, Date Value Gain Identity of(A-II) or i~t.} : (J-P) ~ C(~e 3 redemption) ~ (J-P) ( A - H ) (ifprlvate[ ( Q - W ) transaction)

I g. --Fideiib Convertible Securities A Dividend J T

1 9 . - S i r i u s S a t e l l i t e R a d i o

2 0 . Proctor & Gamble A Dividend J T

P 3 ~ $ 2 5 .0 ( ~ ,L L q - $ 5 0 ,0 0 0 , ~ J 0 P 4 - M o r e t h a n $ 5 0 . 0 0 0 , 0 ~ J


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FINANCIAL DISCLOSURE REPORTPage 6 of 7

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (In,tica,epartofRep,,rt)


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FINANCIAL D ISCLOSU R E R E P OR T N .... fP ..... Reporting D a t e o f R e p o r tPage 7 of 7 Stengel, l,a~rencc F. 05/I 3/2010IX . C E R T IF IC A T ION .

I certify that all information given above (including information pertaining to my spouse and m inor or dependent children, if any) isaccurate, true, and com plete to the best of m y know ledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned income from outside employm ent and honoraria and the acceptance of gifts ~shich have been reported are iucompliance with the provisions of 5 I.!.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signatu[

NOTE: ANY IND IVIDUAL W ilO KNOVINGLY AND W II,FULLY FALSIFIES OR FALLS TO FILE Tills REPORT MA Y B E SUBJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signcd original and 3 additional copies to:

Committee on I-inancial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

lawrence f stengel financial disclosure report for stegel, lawrence f

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