lawrence m mckenna financial disclosure report for 2009

8/3/2019 Lawrence M McKenna Financial Disclosure Report for 2009

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~o.zo i, FLNANCIAL DISCLOSURE REPORT R e p o r t a e q u i r e d b y t h e E t h i c sin Government Act of 1978ll i l ~ ~:1 ~ : ~] ~ ll l, FOR CALENDAR YEAR 2009 (~ u.s .c, app. i f loi-LII)L P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i d d l e i n i t i a l) 2 . C o u r t o r O r g a n i z a t i o n 3 . D a t e o f R e p o r tM c K _ E N N A , L A W P - L E N C E M . Sou the rn D i s t r ic t o f New York 0 6 / 2 9 / 2 1 ) I 0

4. Title ( .m~icle 1:1I judges ind icate active o r senior s tatu s; 5a. Re po r t T ype (c h e e k appro pr ia te type ) 6. R e po r t in g Pe r io dmagisaa~e judges i~dicate f i tl l- or parx-time)F-~ Nomination. Date 0 ]/01/2009

DJsla-JctJudge(SenJor) ~ Initial [] Annual [] Final to12/31/20095b. [] ~Lroended Report

7 . Cham b e r s o r O f t i n e Ad d r e s s 8 . On t h e ba s i s o f th e i n f o rma t i o n c o n t a i n e d i n t h i s R e po r t a n d a n ymo d i f i e o t i o n s p e r t a i n i n g t h e r e t o , i t i s , i n my o p i n i o n , i n c o mp l i a n c eUnited States D is tr ic t Court w i t h appl icable l a w s a n d r e g u l a t i o n s .500 Pear] Street (1640)New York, N.Y. 10007 Rev ie~w ing Of f i cer D a t e

Ih. IPORTANT NOTES: The ins truct ions accompanying thi s form must be fo l lo~ ,ed~ Complete al l par ts ,check ing the NONE box for each p art where you have no reportable in format ion. S ign on lastpage .

N O N E (No repormble positions.)POS IT ION N AM E OF OR GAN IZAT ION /EN T IT Y

I I . A G R E E M E N T S . (Reporting indlvidual anly; see pp. 14-16 of flling instructiong) .~_~ : C22NONE (No reportable a~eements.) ~ :: ~ ~;,.

DA~ PARTIES A~ TE~S ~ 2. ~ ~

2. ~


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FI~N~NCIAL DISCLOSURE REPORT .~ .... of Person Reporting Date of ReportPage 2 of 1 0 M ~ K E N N A , L A W R E N C E M . 0 6 / 2 9 / 2 0 1 0

I I I . N O N - I ~ . ~ V E S T M E N T L N C O M E . ~ R . , o a ~ g individual andspouse; see pp. 17-24 of filing instructions.)A. Filers Non-Investment Income

NONE ~o reportable non-invesonent income.)D A T E SOL~.Cg A~ T~ ~COM~(yo~s, not spouses)

1.2.

3.

4.

~. ~ 0~$~S Non-IlI~$~t ~fl~oI~ - If you ~ere ~ied during a~ potion of the teporti~ year,(Dollar ~mount not requirgd ~cept for~ N O N E ( N o reportable non-inves~nent incomeQ

D A T ~ SO~CE A~ T~E1. 2009 Sellemploy ed ( a~er)~

2 .3.

4.

I V . R E I M B U R S E M E N T S - ~.~o,,=,io,,, t,,agi.s,/ooa, ,.1,~,.~[!~ch;de.~" those to spouse attd dependent children; see pp. 25-27 ql~ling inst~ctio~.)

NONE (No reportable reimbursements.)SOI~ ~ LO~ P~OSE ~PA~ OR ,pROVIDED

l.2 .3.4.5.


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FIiNANCIAL DISCLOSURE REPOR T! ~ .... ~ P . . . . .

R ~ p o ~ a ~ ~ ~o~,Page 3 of 1 0 M~A, LA~NCE M. 0 6 / 2 9 1 2 0 1 0

V . G I F T S . a~,, ~o,, ,o ~ ...... ~ ~,~,,, ,~,,,,; ,,~ ~. 2~ ~ ~ of ~ ~,~,~o~.~NONE ~ reportable g~s.)

~ DESC~TION ~1.2 .3.4.5.

V I . L I A B I L I T I E S . a , , , ,~ , ,d e ~ - t h o , . , e : . w . . . .. . . ~ dependent c h i l d r e m s c e p p . 3 2 - 3 3 of filing instructiott~.)N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

2.3.4,

5.


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Iame of Person ReportingF IN A NCI A L D I S CL O S U R E R EP OR T ! MeKENNA, LAWRENCE M.Page 4 of 10~ NONE ~ re~o~able income, assets, or ~at~actions.)

l. CITIBANK (Chec~ng) No~ J T

.." ~MIG~NT SAV~GS B~NK (Savings). A lmer~st K T

3. b~S P.~ W~BBER ~T~ MONEY A Interest J T~ (now DEPOSIT ACCT))

4. LORD ABBETT ~CO~ FLr~ CLASS A h ~ t e r e s t J T5. LORD .~ BE~" GROWTH N one J TOPPORTUNITIES (~)6. ~TRIA (Co~on) A Div iden d J T7. ~ M ( Co m m o n ) A Div id end ~ T

B I OSO N I CS ( Co ~ o n ) N one ~ T

1 0 . SONO~N (Co~on) N one J TI. MERCK (Commo n) (Stock In ves t . Plan) A Div iden d J T

1 2 . C]SCO SYSTEMS (Co mm o n ) N one ./ T1 3 . A VAY A (Common) N on e J T1 4 . ,~SFROPOWER ( C o m m o n ) N one J T1 5 . MONSANTO (Co mmo n ) A Div iden d J T

1 6 . EASTMAN KODAK (Comm on) (S tock fnv None J T So ld 1 0 / 0 2 , , 0 9 : J APlan)17. H .J . HEFNZ (Common ) ( S t o ck I nv . P lan ) [ N one J T

( S~ Co l umn C2) U =B ook V a lu e . V =Other W =Ezt~mate~


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FINASNCIAL DISCLOSURE REPORT ~ m ~Page 5 of 10 ~A, LA~NCE M. 0 6 / 2 9 / 2 0 1

V I I . I N V E S T m e N T S ~ d T R U S T S - ~ ........ t , , . t . . . .. . t i o ns a nc tu a e s tho s e o f sp . . . . . . d de p e nde nt c h f f dre n; se e p p . 34-60 o f f i l l ng i nswu c do ns . )NONE 0Vo reportable income, assets, or tra~aetions0"

Descfipdon.ofAssets I n come d~g [ Gross valueat ~d[ Tm~ct ions d~ng reponingper iod( i n e l u d i n g ~ s t z g s e t s ) r~n i ng pe r i~P l a c e " ~ X ) " : a f l e r e a c h ~ s e t - ~mo~t ", ..,

J,C0d~!t ~om ~6or discl. .... C o d e 2

]1 8 , FEDEX (Common) (Stock Inves t Plan) A Div iden d ] J T~ 1 9 . E ~ ON M O B I L (C o m m o n ) A Div iden d J T

2 0 . HONDA MOTORS (Common ) A Div iden d J T2 l. GOOGLE (Common ) N one K T2 2 . ,~ CArEL-LU~NT (ADR) N o n e S T

2 3 , W IL L ~ BL A ~ IN T L GR O W T H F~T D A Div iden d l T( .FUND)~ 2 4 . DAVIS NY VEN~ F~D (.FLED) A Div iden d d T

2 5 . DELAWARE INTI, VALU E EQIJI rY A Div iden d J T S o l d 09/17/09 J AF U N D ( FU N D )2 6 . T. ROWE PRICE VALUE FUND (FUND ) A Div iden d J T

2 7 . JANU S ADV ISOR FORTY FUN D (FL, "ND A Div iden d J T2 8 . GAMCO GROWTH FLrND (FUND ) A N o n e J T2 9 . DWS CORE PLUS rN CO/vlE FUN D A Div id end J T( F U N D )3 0 . PIMCO HIGH YIELD FUN D (FUN D,) A Div id end J T

3 1 . AMERICAN CENTURY INTL (BOND) A Div iden d J T3 2 . ROYCE TOTAL RETURN FUN D (FUND ) A Div iden d J T3 3 . CITIBANK DEPOSIT PROGRAM A Interest J T3 4 . SB MONEY FUN DS (2?ASH PORT. A Div id end J T0rUbrD)

C =$2,501 - $5.000 D ~$5;001 z $15,000 E =$15,001 - 550.090

~ . ~ 3 = $ 2 5 , ~ , ~ 1 , - $ 5 0 ; ~ ) 0 , 0 0 0~ 3 . V a h ) e M c t h ~ C o d e s Q "-Appr~sa l R : C o s t (Real Esta te Only)~ (S e e C ol umn C 2) U =B ook V a lu e V =Other W =Es t ima t~


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FIN~NCIAL DISCLOSURE REPORT N .... r P . . .. . R . p n r ~ , , g . ~ , e o r a e p o , ~Page 6 of t 0 M c K E N N A , L A W R E N C E M . 0 6 / 2 9 / 2 0 1 0

V II. INV EST~MENTS and TRUSTS - ~ ....... ~, t~ ..... ao,s a~c~.a~s ,~o~ o i~,ro~,~ ~da~~, ~,~; ~ p ~. z4-~0N O N E (No reportable income, ~sets, or transactiot~.)

A. [ B. c. D .De s cdp t i~ o f As~ , Incom :dunng ~ G r o s s v a l u e a t e n d T r a n s a c ti o n s d ~ i n g r e p o ~ M g p e r o d~iuclud~g ~st assets) r~ i n~ ,pe f i od , otre~mng pe~odPlac~ "(X)" a~r each~set lain ~ t I Ty~ (e:g., Value J VMu ~ %~e (e:g,, [ Date. Value ~ Gain Idemi~ ofexempt from pfior~selo~e J C0do 1 ~ dive, ren~ ~ C~e 2. , M e t h o d b u y ; s e l l , m~dd(~ C~e 2 ~ Code I buy~ise er[ (A-H) ~ o rm t : ) ( J - P ) Code3 [ r e d e m p t i o n ) [ (J-P) , (A-~) ] (ifpfivae

3 5 . DU PONT 4.50 PFD A Div iden d ~ T[ 3 6 . FIRST ENERGY (Con~on ) A Div iden d J T[ 3 7 . KRAFT (Common) A Div iden d J T38." " LSI LOGIC (Commo n) N o n e J T~9 . DREYFUS PREM~R E~RG~G A Div iden d J T: ~ETS (F~d) ,

4 0 . ~V:~TA BANK (CD) A Interest K T Matured 08/07/09 K A ,I4 I. PIMCO TOT~ ~U~N FLeD (F~D) A Div iden d J T4 2 . PHILIP Mo RRIs (Co mm o n ) A Div iden d J T43 ALLIANZ 8,375% (BOND) A Div iden d K T4 4 .

M A R ~ T S ~ IN G L O E ~ E R ( F u N D ) E ~ R G ~ GA Div iden d J T

45. HARDING LOE~ER EMERGING A Div iden d J TMAR~TS (F~D)4 6 . ~O~ ,~BE~~EVELOPING" A Div iden d ] TGROWTH (FUND )

4 7 . LORD ABBETT AFFIL~TED (FUND ) A Div iden d J T4 8 . BANK OF BARODA (CD) A Interest K T Matured 02/27/09 K

4 9 . FIRST REGIONAL BA~.CA (CD) A Interest J T Matured 11/30/095 0 . CIT1GROUP 8.50% (PFD ) A Interest K T E X C ~ . 07/30i09 K5 1 . NATIONAL cITY BANK {}H (CD) A l r t t e r e s t K T Matured 0~27i09 K

( S e e ~ b lu m n C 2 ) U = B o o k V a l ue V = O t h ~ w =~timar~ ~


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Page 7 o f 1 0 [ McKENN A, LAWI~NCE. M. 0 6 / 2 9 / 2 0 1 0VII . INV ESTMENT S and TRUS TS - i~ ....... i .~ tt .... t i t m a" ( Inc ludes" ~o se o f n f f . . . . . . d depend~nt c hi ldren; se~ pp . 34~0 o f f i l ing in . . . . . l ions .)

N O N E ~ro reportable income, assets, or transacao~.)A. B. " ...... ~ ......... ~ ........................... ... ........................... .

Dese6pt ion o f Asse~ l n com e d u r i ng Gros s va lue a t end ~ Tr~s a e t io n s d~S n g r e po ~n g p e r i o d( i a c I ud ing ~ s t a s s e s ) r epo~ng pe r iod ofre~ing pefod ~ex em p t e om p 6o r d i s c l o s u r e . div., rear, C~de 2 Method bu~, sel l ; Imm~d~" Co~e 2 Code I buyer i s el er

52. F~ST BANK PUERTO RICO (CD) I n t e r e s t Buy 53. CAPM~ BANK (CD) A I n t e r e s t K T Buy 02/25/0954 . C~71"IOROUP, inC. A ~ter~st K T E X G ~ . 07/30709 K A55. ALABAMA P~WER (BOND) A I n t e r e s t K T Buy 08718/0956. ENTERGY TEXAS (BOND) A I n t e r e s t K T B u y 08/18/09}7. STERL~G SAV. BK. (CD) A I n t e r e s t K T Buy 08718~09~58. NORTHSHO~~OMNTY. BK. (CD) A In te r e s t K . T B u y 08/18/09

59. ~l. ELEC. P0~ER (BOND) A I n t e r e s t K T Buy 08/~/0960 . CITIGRO~, ~C. A I n t e r e s t K T S o ld 08/06/09 K A61, F/RST BANK PUERTO RICO (CD) A I n t e r e s t K T Redeemed 08/20/09 K A62 . _&M. EX~. FSB (CD) A I n t e r e s t J T B u y 1~02/09

, 63. D~S PACE GOVT. FIXED ~C. (FUND) A I n t e r e s t J T Buy 09/21/0964 . ......UBS PACE INTER. FI~D ~C. (FUND) A I n t e r e s t J T Buy 09/21/0965 . UBS PACE ST~VIEGIC FLXED ~rC. A I n t e r e s t J T Buy 09/21/09 I(Fl JND)66 . ~]S PACE SMA[.t.~ED VALUE A N o n e J T ~uy 09/21/09(FUND)67. UBS PACE MO~Y MARKET (.FUND) A I n t e r e s t J T Bu y 09/21/09 68, UBS PAC~ HIGI~ YIelD (~ND) A I n t e r e s t J T Buy 09/21/09


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FENANCIAL DISCLOSU~ REPORT [ n ~ m ~ o ~ l e ~ o ~ ~ p o . i. ~P a g e 8 o f t 0I M ~ E N N A , L A W ~ N C E ~ I . [

06/29/2010

V H . ~ W ES T ~ N T S a n d T R U S T S - ~ ....... ~ , tramactions (Includes thoJe of sp ....... d dependent children; see pfl. 34-60 of filing instructions.)~ NO~ (No reportable income, assets, or oa~ac(ioqs.)~ ................Z~?--. ........................ ~ . . . . . . . . . . . . ~ . . . .. . . ~ . . . . . .. . ......................~? . . . . . . . . . . . . . .. . . . . . . . . . . . . . .. . .Description of~ts Income d~ng ~ G~ss v~ue at end Transactions d~ng~po~g period(including ~st"assets) reining period: i of~poaing-..~, .~ ...... ~ ........~ ......... ~ ....

lawrence m mckenna financial disclosure report for 2009

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