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1 PHYS 534 (Fall 2008) Lecture 2 Introduction to Microfabrication 1 Srikar Vengallatore, McGill University How are Microsystems Designed? Market need C t Evaluation Creativity Concept Embodiment D t il of competition & experience Modeling and Analysis Manufacturing considerations In house Management 2 Product Specification Detail In-house expertise Management decisions

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1

PHYS 534 (Fall 2008)

Lecture 2

Introduction to Microfabrication

1Srikar Vengallatore, McGill University

How are Microsystems Designed?

Market need

C tEvaluationCreativity

Concept

Embodiment

D t il

of competitiony

& experience

Modeling andAnalysis

Manufacturingconsiderations

In house Management

2

Product Specification

DetailIn-house expertise

Managementdecisions

2

Structural Embodiment Phase of Design

•Selection of materials, structures, and shapes to optimize performance and reliability.

•Is electrostatic actuation optimal?

•Is a torsional hinge optimal?

•Is aluminum the best material?

3

•Is sputtering the best methodto deposit aluminum?

But,….Structural Design is Severely Constrained

by Process Limitations

Micro Engine

4

MACRO Engine

3

5Kalpakjian and Schmid

Silicon MicroengineMetallic vs. Ceramic Materials

Patterning

Starting Material: Substrate (wafer)

What is the Origin of the Process Limitations?

PhotolithographyE-beam lithography

Processes

g

Additive Processes

SubtractiveProcesses

EvaporationSputteringCVDElectrodeposition

g p yIon beam lithographySoft lithography

Wet etchingDry etchingPlasma etching

6

Package Microdevice

ElectrodepositionWafer bondingDRIE

Polishing

4

Microfabrication differs from macro-machining in several ways:

•Material removal is by selective corrosion

•Structural thin films are not available from a catalog.I t d h t t th fil b f h i itInstead, we have to create the film before shaping it

•Defining a pattern follows a process that resemblesPhotography (of the old-fashioned type using photosensitivefilms)

7

•Massively parallel manufacture

•Simultaneous manufacture and assembly

Catalog of Manufacturing Processes

Patterning Techniques: Photolithography, Microstamping,Electron/ion beam lithography,Soft lithography,…

Additive processes: Thin-film deposition, wafer bonding,oxidation, epitaxy, …..

Subtractive processes: Wet etching, dry etching, ion milling,

8

p g, y g, g,deep reactive ion etching,…

5

Starting Material: Substrate

•Typical characteristics:

•Shape: Circular plates (also called wafers)p p ( )

•Size: ~1 mm thickness~10 cm diameter

9

Common Substrate Materials

•Single crystal silicon

•Single crystal Quartz (silicon oxide) •Commercially

•Amorphous silica glasses

•Pyrex

•Gallium arsenide

CommerciallyAvailable

10

•SiC

•……

6

How are Silicon Wafers Specified?

Chemistry: Purity; Dopant concentration

Electrical Properties: Resistivity

Geometry: Diameter;

Thickness;

Total thickness variations;

Surface finish and polish;

B d

11Virginia Semiconductor (http://www.virginiasemi.com/) and many others

Bow and warpage;

Crystallographic Orientation;

Primary & secondary flats

Specification of Chemistry

Impurities: Carbon, oxygen, heavy metals,…

Typically, O2: 5 – 25 ppmC: 1 5 ppmC: 1 – 5 ppmMetals: < 1 ppb

Some impurities are intentionally added in small,well-defined, quantities

12

e de ed, qua es

Such impurities are called DOPANTS

7

Crystallography of Substrates

Based on atomic arrangement, materials can be

Amorphous

Single Crystals

13

Polycrystalline

Grain boundary

[Ohring]

Unit Cells of Cubic Crystals

Simple Cubic

Body Center Cubic (BCC)

14

Face Center Cubic (FCC)

8

Directions of a Cubic Crystals

z [0,0,1]

y

Unit Distance

[0,1,0]

[1,0,1]

15

x [1,0,0]

[1,1,0]

Miller indices of Crystal Planes

[0,0,1]

[1,0,0]

[0,1,0]

Recipe: 1. Determine intercepts on each axis 1, 1, ∞

16

2. Take reciprocals of these numbers 1, 1, 0

3. Reduce to smallest integers (110)

9

Examples of Low Index Planes

17[Senturia]

Two Important Results for Cubic Crystals

Result 1. Plane (h k l) has unit normals [h k l]

(1 1 0)

[0,1,0]

[0,0,1] (1 1 0)

18

[1,0,0] [1 1 0]

Notation: {1 0 0} indicates a family of (1 0 0) planes<1 0 0> indicates a family of [1 0 0] directions

10

Two Important Results for Cubic Crystals

Result 2. The angle (γ) between two planes with indices(h1 k1 l1) and (h2 k2 l2) is given by

22

22

22

21

21

21

212121coslkhlkh

llkkhh++++

++=γ

Example: (i) The angle between (100) and (111) is

19

011 7.543

1cos31001cos ==⎥⎦

⎤⎢⎣

⎡ ++= −−γ

Crystallography of Single-Crystal Silicon Wafers

Look for the primary flat

(111) Wafers

(100) Wafers

20[Maluf]

11

Representation of a Simple Process Flow

1 mm

10 cm

21

Golden Rule of Process Representation:

NOTHING is EVER drawn to scale!

Thin-Film Deposition

1 mm

Thin Film

22

Thin Film1 μm

12

Photolithographic Patterning

•Apply thin layer of photosensitive polymer

Photoresist(~ 1 μm thick)

23

•Selectively expose to light using a RETICLE

Patterning Using Photolithography

Opaque coating

24

Transparent plate

•Reticles are also called Photo-masks: Commercially available

13

25Exposure to Ultraviolet Radiation

Exposed photoresistis soluble

26

Development of Exposed Photo-resist(Use solvent)

14

Etching: Selective Corrosion to Remove Material

Chemical 1: Removes Blue only

27

Chemical 2: Removes only red

28

15

Next: A Surface-Micromachining Process..

•Addition, Patterning & Selective Removal of Thin Films

Silicon Oxide

29[Maluf]

Silicon

Silicon oxide

Deposit polysilicon thin film

30

16

Pattern and etchpolysilicon

Photoresist

Mask

polysilicon

polysilicon

31

SiliconOxide

[Maluf]

Sacrificial Oxide

Release the structure

32[Maluf]

17

2-d Representation of Process Flows

33

Again, Not to Scale!

2-d Representation of Process Flow(Photolithographic details not shown)

34Substrate Silicon Oxide Polysilicon

18

Interpretation of Floating Structures

Silicon Light Machines

35

•Examine different cross-sections to find anchoring locations

BULK MICROMACHINING: Selective Removal Material from Substrate

36(Maluf)

19

37

Clarifies angleof this surface

Pattern

Starting Material: Substrate (wafer)

Overview of Microdevice Manufacture

PhotolithographyE-beam lithography

Processes

Pattern Formation

Additive Processes

SubtractiveProcesses

EvaporationSputteringCVDElectrodeposition

g p yIon beam lithographySoft lithography

Wet etchingDry etchingPlasma etching

38

Package Microdevice

ElectrodepositionWafer bondingDRIE

Polishing

20

Lithos: Stone graphy: to write

Photolithography: Pattern transfer using photons

H d S f UV di ti ( li )Hardware: Source of UV radiation (aligner)

Reticle (master pattern)

Photoresist (polymer)

Chemical solvents

39

Chemical solvents

Basic Steps in Photolithography

CoatPhotoresist

Expose toUltraviolet radiation

Develop

40

mask

21

Spin Coating and the Importance of Low Viscosity

Centrifugal forces vs. Viscosity

photoresist

1000 – 8000 rpm10 – 30 s

41

ω

Partial evaporation of solvent during spin coating

How thin must the photoresist be?

•Depends on details of process flow

•To create small features (<1.0 μm), use thin resists (1.0 μm)

•For bulk micromachining, use thick (~10 μm) photoresist layer

42

Rule of ThumbPhotoresist thickness scales with feature size

22

Two Types of Photoresists

Exposed regions become soluble

Exposed regionsbecome insoluble

43POSITIVE resist NEGATIVE resist

Mechanisms linked to Bond Formation/Destruction

Before Exposure

After Exposure

44Positive Resist Negative Resist

23

Examples of Positive & Negative Resists

Positive: PMMA (poly methyl methacrylate)

DQN (diaquinone ester + phenolic novolak)DQN (diaquinone ester + phenolic novolak)

Negative: bis(aryl)azide rubber resists

45

•Photoresists are commercially available

[Madou]

Photolithographic Aligners

Source of Radiation

Focusing optics

Tooling for Alignment

46[Senturia]

24

ALIGNER

http://www.physics.mcgill.ca/nanotools/

ALIGNER

47

Pattern

Starting Material: Substrate (wafer)

Overview of Microdevice Manufacture

PhotolithographyE-beam lithography

Processes

Pattern Formation

Additive Processes

SubtractiveProcesses

EvaporationSputteringCVDElectrodeposition

g p yIon beam lithographySoft lithography

Wet etchingDry etchingPlasma etching

48

Package Microdevice

ElectrodepositionWafer bondingDRIE

Polishing

25

THIN FILM USUALLY IMPLIES….

•Deposited on substrate & subsequently processed

•Lateral film dimensions much larger than thickness.

•Thin Films vs. Thick Films:

Thin films 0.1 μm < hfilm < 2 μm

Thick films 5 μm < hfil < 50 μm

49

Thick films 5 μm < hfilm < 50 μm

THIN FILM PROCESSING TECHNIQUES

Wet (Solution) Dry (Vapor)

•Spin casting •Evaporation

•Electrodeposition

•Sol-gel & colloidaltechniques

•Sputter-deposition

•Chemical vapor deposition (CVD)

50

•Pulsed-laser deposition

•Oxidation

26

GENERIC VAPOR-DEPOSITION PROCESSSource of atoms (target)

Vapor of atoms

vacuum

substrate

Vapor of atoms

51Nucleation Growth Coalescence

QUALITY OF DEPOSITED FILMS

Geometry: Thickness & Thickness uniformityLateral dimensions & uniformityConformality vs. Line-of-sight coatingsConformality vs. Line of sight coatings

Kinetics: Rate of film growth

Chemistry: Fidelity of compositionCompositional uniformity

52

Mechanical stress: Intrinsic (growth-related)

27

GEOMETRIC PARAMETERS

Lateral uniformity &Thickness uniformity

No lateral uniformityThickness uniformity

lateral uniformityNo thickness uniformity

53

y y

No lateral uniformityNo thickness uniformity

CONFORMALITY OF COATING•Ability to coat topographic featuresi.e., ability to conform to surface features

Top surface Sidewall

54CONFORMAL NON-CONFORMAL

28

Material Addition Using Wafer Bonding

Wafer 1

•Direct Wafer Bonding

Wafer 2

•Intermediate Wafer Bonding

55Metal; Glass; Oxide; Polymer

High Strength Bonding is Possible(Bonded regions as strong as lattice!)

56

29

IR Image of Bond Formation

57

•Relatively simple process to implement

Pattern

Starting Material: Substrate (wafer)

Overview of Microdevice Manufacture

PhotolithographyE-beam lithography

Processes

Pattern Formation

Additive Processes

SubtractiveProcesses

EvaporationSputteringCVDElectrodeposition

g p yIon beam lithographySoft lithography

Wet etchingDry etchingPlasma etching

58

Package Microdevice

ElectrodepositionWafer bondingDRIE

Polishing

30

Example 1: Development of Photoresist (Wet Etching)

Key Concept: Material Removal by Chemical Corrosion

Exposed photoresist

59

Exposed photoresistis soluble

How to Design a Etch Process

•What etchants (chemicals/plasma) should I use?

H l ill th t k (i KINETICS)?•How long will the process take (i.e., KINETICS)?

I th t h ISOTROPIC ANISOTROPIC?

•Is the etch SELECTIVE?(i.e., what materials can I work on?)

60

•How do I detect completion of etch process?(i.e., END – POINT DETECTION)

•Is the etch ISOTROPIC or ANISOTROPIC?(i.e., what SHAPES can I make?)

31

Kinetics: Diffusion vs. Reaction Control

61(Madou)

Diffusion-Limited vs. Reaction-Limited

Diffusion-Limited Kinetics:-Rate of arrival of reactants controls rate of reaction

-Improve by stirring, gas evolution, etc.

Reaction-Limited Kinetics:-Rate of interfacial reaction controls reaction rate

62

-Control using temperature, catalyst, etc.

32

Selectivity of Etch

masking layer

Substrate to be etched

SubstrateofrateEtchySelectivit

63

LayerMaskingofrateEtchfySelectivit =

Sacrificial Material

Substrate

Structural Material

Selectivity is Critical for Surface Micromachining

Substrate

REQUIREMENT:

Et h S ifi i l M t i l

64

Etch Sacrificial Materialwithout damaging Substrateor Structural Materials

[Maluf]

33

Isotropic vs. Anisotropic Etches

Isotropic

65AnisotropicEtch front

Gases and Plasma are also used for Etching

•Vapor Phase Dry Etching (non-plasma)

•Plasma-assisted Dry Etching

-Ion Milling (Focused Ion-Beam Milling)

-Ashing

66

-Reactive-Ion Etching

-Deep Reactive-Ion Etching

34

Pattern

Starting Material: Substrate (wafer)

Overview of Microdevice Manufacture

PhotolithographyE-beam lithography

Processes

Pattern Formation

Additive Processes

SubtractiveProcesses

EvaporationSputteringCVDElectrodeposition

g p yIon beam lithographySoft lithography

Wet etchingDry etchingPlasma etching

67

Package Microdevice

ElectrodepositionWafer bondingDRIE

Polishing

Approach to Learning Microfabrication

•This is an area of very active research

•Focus on: Fundamental principles + Established methods•Focus on: Fundamental principles + Established methods

•Learn ideas, but also a few crucial details

•Learn by assimilation: Case Studies

•Learn to find information

68

Learn to find information.