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Improving Child Welfare Outcomes Through Systems of Care SYSTEMS OF CARE: GUIDE FOR STRATEGIC PLANNING

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Page 1: Improving Child Welfare Outcomes Through …centerforchildwelfare.fmhi.usf.edu/kb/socsrvc/Improving...Improving Child Welfare Outcomes Through Systems of Care S Systems of Care: A

Improving Child Welfare Outcomes Through Systems of CareSYSTEMS OF CARE: GUIDE FOR STRATEGIC PLANNING

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Improving Child Welfare Outcomes Through Systems of Care

SYSTEMS OF CARE: A GUIDE FOR STRATEGIC PLANNING

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�Improving Child Welfare Outcomes Through Systems of Care Systems of Care: A Guide for Strategic Planning

Table of Contents

Introduction ........................................................................................................................................... 1

CHAPTER1 SystemsofCare:SystemicChangeandChildWelfareOutcomes............................... 3

CHAPTER2 SystemsofCarePrinciples:ApplicationinthePlanningProcess............................... 7

CHAPTER3 StrategicPlanProcess:ActivitiesforSystemsofCareInitiatives................................ 9

3.1 Identifying and Refining the Target Population ................................................................... 9

3.2 Assessing Needs and Strengths ......................................................................................... 9

3.3 Building a Collaborative Governance Structure ............................................................... 11

3.4 Identifying Vision, Mission, Goals, Objectives, Actions, and Outcomes ......................... 12

3.5 Identifying and Planning Future Activities ......................................................................... 12

3.6 Structuring a Local Evaluation .......................................................................................... 12

3.7 Creating a Strategic Plan ................................................................................................... 13

Conclusion ......................................................................................................................................... 15

Appendices ......................................................................................................................................... 17

A: Example from the Field: Planning ..................................................................................... 19

B: Create Collaborative Decision-Making Mechanisms ........................................................ 21

C: Example from the Field: Governance ............................................................................... 22

D: Develop Values, Vision, and Mission ................................................................................ 23

E: Incorporate Systems of Care Principles ........................................................................... 24

F: Developing a Logic Model ................................................................................................ 31

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Improving Child Welfare Outcomes Through Systems of Care Systems of Care: A Guide for Strategic Planning

Introduction

T he Technical Assistance and Evaluation Center for Systems of Care is working with the Administration for Children and

Families, Children’s Bureau to provide support to grantees developing systems of care in their communities for children and families involved in the child welfare system. This document provides information and materials that can be especially valuable during the first year of designing a system of care, when strategic plans are developed and refined.

This document contains an overview of the Improving Child Welfare Outcomes Through Systems of Care initiative, including some of the major activities and milestones, and presents procedures any community can use to support the planning and development process for designing a system of care. Included are models that have been helpful in similar systems of care initiatives.

The following sections are included in the document:

SystemsofCare:SystemicChangeandChildWelfareOutcomes. This section discusses the initiative’s focus on systemic change and its impact on child welfare outcomes.

SystemsofCarePrinciples:ApplicationinthePlanningProcess. This section presents seven major actions that communities may be engaged in during the planning phase, and describes the application of systems of care principles to planning efforts.

StrategicPlanProcess: ActivitiesforSystemsofCareInitiatives. This section discusses the seven major planning actions in detail, including the purpose and suggested activities for each. In addition, it suggests a format for the strategic plan document communities might create.

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�Improving Child Welfare Outcomes Through Systems of Care Systems of Care: A Guide for Strategic Planning

T he Improving Child Welfare Outcomes Through Systems of Care grant initiative was created to address child welfare needs and

issues raised in Child and Family Service Reviews (CFSRs), statewide assessments, final reports, and/or Program Improvement Plans (PIPs).

One of the priorities of the Improving Child Welfare Outcomes Through Systems of Care initiative is lasting systemic change. The effort is unique in that it:

Focuses on strategic planning and interagency infrastructure development as a means to influence policies, systems, agencies, and direct practices

Allocates resources that allow recipients the time and funds needed to design a system of care that will benefit children, youth, and families involved with child welfare and partner agencies

Goals of the Improving Child Welfare Outcomes Through Systems of Care initiative are:

To implement systemic change that will fundamentally transform the child welfare system’s policies, practices, and relationships with other child- and family-serving agencies

To implement and test new and promising approaches to support children and families

CHAPTER 1 Systems of Care: Systemic Change and Child Welfare Outcomes

To make lasting improvements that incorporate systems of care principles within the culture of child welfare agencies and the conceptual framework within which services are delivered

To work collaboratively with partner agencies to ensure child and family safety, permanency, and well being

To determine the applicability of the systems of care framework within child welfare1

Strategies for change may occur at multiple levels, including legislative, policy, system, organization, management, and frontline direct practice.

Exhibit 1 gives an overview of the development of systems of care over a 5-year period, begin-ning with planning and moving to implementation of system change. This exhibit provides a frame-work for planning systems of care activities. It is not a precise calendar and communities can reach successive stages at different times depending on local needs and conditions.

1 U.S. Department of Health and Human Services, Administra-tion for Children and Families, Children’s Bureau. (2003). Ap-plication package to request financial assistance (RFA): Child abuse and neglect discretionary activities: FY 2003; 2003B.2 Improving Child Welfare Outcomes Through Systems of Care, Washington, DC, pp. 64–65..

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� Improving Child Welfare Outcomes Through Systems of Care Systems of Care: A Guide for Strategic Planning

Exhibit 2 provides a more detailed view of Year 1 activities and accomplishments, resulting in communities having well-grounded strategic plans to guide systems of care development. Exhibit 2 builds on the experience of prior systems of care and other successful initiatives that embody similar principles. Communities that have undertaken these activities in their planning process produced

strategic plans that were responsive to commu-nity needs and strengths and paved the way for successful implementation.

Exhibits 1 and 2 provide a framework for the sections that follow. These sections provide more detailed information on the activities and results.

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Exhibit 1. Planning to Implement Systems of Care

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�Improving Child Welfare Outcomes Through Systems of Care Systems of Care: A Guide for Strategic Planning

In creating and implementing systems of care, State, county, and local agencies partner with families and communities to address the

diverse needs of children and families involved in child welfare and other service systems. Their efforts are guided by several fundamental princi-ples: community-based services; child, youth, and family involvement; interagency collaboration; cultural competence; individualized, strengths-based care; and accountability.

During the first year of designing a system of care, communities will be involved in various planning activities that will prepare them to begin imple-mentation of ongoing infrastructure development, system reform, and systems of care implementa-tion in subsequent years. Seven major actions that communities may undertake as part of a strategic planning process are:

Identifying and refining the target population

Assessing the needs, gaps, and strengths of child-serving systems and the community they serve

Building collaborative decision-making structures on two levels:

The initiative level (developing a governance structure and engaging those who need to be involved in initiative planning and implementation)The agency and system level (ensuring mechanisms are in place so child-serving agencies can communicate and involve families and community representatives)

CHAPTER 2 Systems of Care Principles: Application in the Planning Process

Identifying vision, mission, goals, objectives, activities, and outcomes for the initiative

Identifying and planning the activities necessary to achieve goals

Structuring a local evaluation

Creating a strategic plan

The strengths and needs of communities and participating agencies can determine whether one or more of these, or other, activities are focused on during the planning phase. The planning process should reflect systems of care principles and address how they will be incorporated into the community’s strategic plan.2

Systems of care principles are evident in planning activities in the following ways:

Community-based: The strategic plan clearly demonstrates how tasks and activities associated with infrastructure development and system change will facilitate provision of home- and community-based services and supports. The strategic plan reflects the development of local decision-making processes, with a description of key links to State government.

2 See Appendices A-C for information learned from communi-ties involved in systems of care about the issues to address and indicators and questions that can inform the systems of care planning and development phase. Adopted from Wash-ington Business Group on Health. (1999). Site capability review work sheet: National resource network for child and family mental health services. Washington, DC: Author.

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� Improving Child Welfare Outcomes Through Systems of Care Systems of Care: A Guide for Strategic Planning

Child,Youth,andFamilyInvolvement:Stakeholders involved in planning include parents and youth who currently are or have been involved in the child welfare system. The strategic plan clearly reflects full family and youth participation in the planning, implementation, and ongoing operation of the system of care.

InteragencyCollaboration: The planning process engages State and community agencies in the public, private, and faith-based sectors, including child welfare, juvenile justice, mental health, education, substance abuse, health, and (if separate) the agency responsible for serving Native American families. The initiative’s strategic plan should clearly reflect interagency collaboration by designating which agency, individual, or interagency mechanisms are responsible for completing tasks associated with strategies, objectives, and goals.

CulturalCompetence: Stakeholders creating the strategic plan should represent the diversity and culture of the community. The strategic plan clearly reflects how cultural competence is incorporated into all aspects of systems of care development.

IndividualizedandStrengths-based:The planning process focuses on the unique needs, strengths, and challenges of the specific community and clearly reflects how stakeholders will work as partners to build on individual and collective strengths. Plans for providing individualized, strengths-based services to children and families will be addressed and prioritized.

Accountability: The planning process utilizes data to inform stakeholders of community needs, strengths, and challenges. The strategic plan reflects accountability by describing reporting mechanisms and timelines for monitoring community progress toward strategies, objectives, and goals.

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�Improving Child Welfare Outcomes Through Systems of Care Systems of Care: A Guide for Strategic Planning

P lanning should be ongoing and accommo-date shifts in a community’s environment. Planning activities such as conducting

needs assessments and establishing stakehold-er groups lay the foundation for implementation activities such as changes to the system of care infrastructure and the accompanying service deliv-ery system.

This section presents processes and activities communities can follow in carrying out the seven major strategic planning actions.

3.1 Identifying and Refining the Target Population

Purpose

Identifying and refining the target population provides all constituents and stakeholders with information about the intended target population and solicits their assistance in determining if refine-ments are necessary.

SuggestedActivityConduct formal and informal meetings or focus groups with stakeholders and other interested individuals to provide information regarding the systems of care initiative and its intended target population. Discussion about the selection process, with information about the target population, may be presented with opportunity for dialogue among attendees regarding the need for refinement.

3.2 Assessing Needs and Strengths

Purpose

Assessments of needs and strengths can be formal or informal and may focus on different parts of agencies and communities, including community environments, service delivery and access, service funding structures, and Federal, State, and local policies and mandates. The primary purpose of any assessment is information gathering for a future activity. While assessments typically are conduct-ed early in an initiative, it can be useful to conduct certain assessments later or to perform ongoing assessments. The following are suggested areas for assessments:

Assessingcommunitiesandenvironmentalfactors. Identify and assess the characteristics, strengths, and needs of the target population within the context of the community. Community assessments may evaluate the target population’s access to services, nontraditional or informal supports, and environmental strengths, weaknesses, opportunities, and threats (community economic and social conditions). The assessment may survey families and professionals, which can serve to raise community awareness of systems of care. Activities can include:

Needs assessmentsInterviews, focus groups, and public forumsEnvironmental strengths, weaknesses, opportunities, and threats (SWOT) analysis

CHAPTER 3 Strategic Plan Process: Activities for Systems of Care Initiatives

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�0 Improving Child Welfare Outcomes Through Systems of Care Systems of Care: A Guide for Strategic Planning

Assessingservicedeliveryandaccess.Gather information about services available to the target population including location and hours of operation, sources of funding, cost, intensity, target population for particular services, and accommodations for special populations. This activity can be conducted within a particular agency or among all agencies that serve the target population and may take the form of a service map. Activities can include:

Needs assessmentsService mapping activity

Assessingresources(agencyandsystemfinancialstructures). Evaluate interagency fiscal strategies for purchasing services (cost reimbursement, fee for service, capitation, case rate). This activity can be conducted within an agency, but is most useful when used to assess all service providers for a target population. Activities can include:

Resource mapping activityAnalysis of current fiscal utilization

Assessingcollaboration. Identify the individual strengths of stakeholders and agencies for collaborating on an initiative of major size and scope. Collaboration is an essential component of systems of care and assessing collaborative strengths and weaknesses should be carried out early in the initiative. Activities can include:

Stakeholder assessmentEnvironmental SWOT analysisMarket analysis

Assessingpoliciesandprocedures.Review policies relevant to the target population, which can be agency mandates, restrictions from public or private funders, or State and Federal laws. Learning how State or Federal policies may affect or be affected by the systems of care initiative can be critical for sustainability. Activities can include:

Legislative policy analysisOrganizational policy analysisMulti-agency policy and procedure analysis

SuggestedActivitiesConduct an environmental SWOT analysis, an in-depth review of the internal and external environment affecting the initiative, which provides baseline information for identifying strengths, challenges, opportunities, and threats in a tribal community, State, county, city, or neighborhood, including policy, system, agency, or direct service.

Conduct a needs assessment, surveying families and professionals, to obtain information for mapping out a strategy for developing the system of care. Carrying out a needs assessment also demonstrates to the community that stakeholders are launching innovative approaches to service delivery. (See Appendix A for a description of one county’s approach to needs assessment.)

Schedule interviews, focus groups, and public forums to gather information on what various stakeholder groups want in a model system of care. Hold public forums so stakeholders can learn personally what community members want for their system of care. Public forums also help identify people to include on an advisory board. Place meeting announcements in local newspapers to encourage community participation.

Questions could include:

What do you like about the current system?

What do you dislike?

If you could make changes, what would they be?

What characteristics would a model system of care have?

How would you like to contribute to designing and implementing the system of care?

Conduct a service mapping activity, gathering information on the types of resources (services and supports) available to the target population. The activity should capture details on the service or support’s location, hours of operation, sources of funding, cost to recipients, length of stay, target population, accommodations for specialized populations (hearing or visually impaired, non-English speaking, non-ambulatory).

1.

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4.

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��Improving Child Welfare Outcomes Through Systems of Care Systems of Care: A Guide for Strategic Planning

Conduct a market analysis, obtaining agency, organization, finance, and productivity data to formulate a set of questions to prompt stakeholder creativity for establishing the system of care as a sustainable method for policy, system, and practice change. The results can be the basis for continued analysis, coalition building, and action planning specifically related to systems of care infrastructure development.

Conduct an assessment of collaborating agencies, gathering information about individuals, groups, or coalitions in a community whose authorized leadership can influence the initiative’s outcome. The activity should incorporate the name of the individual, group, or coalition; mission (if applicable); level of influence; whether they are elected, appointed, or volunteers; their knowledge of pertinent issues; and strengths and challenges associated with including them in the systems of care initiative early or in the long term. This activity will help to inform building a collaborative governance structure.

Conduct a policy and procedure analysis to collect information regarding Federal, State, county, and city legislation guiding the administration of child-serving systems, including actions, laws, and regulations governing public agencies and funding. In addition, policies and procedures of specific child-serving agencies should be assessed to identify those that hinder or support systems of care development and implementation.

3.3 Building a Collaborative Governance Structure

Purpose

Collaboration among child-serving agencies and families is fundamental to effective systems of care. Communities should develop mechanisms for stakeholders to become involved in all aspects of systems of care design, system change, and infra-structure development. A collaborative governance structure will guide activities and bridge relation-ships among families, neighborhoods, community organizations, and public agencies. (See Appendix B for guidance on creating a collaborative gover-nance structure.) The governance structure should

be dynamic, reflecting the work carried out and possibly changing over time.

While each community will choose to shape its system of care differently, a well-defined inter-agency organization structure should emerge. The elements may include:

The structure of the governing body (establishing boards, committees)Decision-making processes and oversightIdentification and roles of participants Formal links between the initiative governing body and agenciesEstablished methods for including leaders who can advance the change process

SuggestedActivitiesCreate an advisory board that represents all stakeholders of the system of care including providers; higher education; parents and youth; local and State cross-agency administrators for education, child welfare, mental health, juvenile justice, substance abuse, health, developmental disabilities, and Temporary Assistance for Needy Families; faith community; State, county, and local political leaders; advocacy organizations; and businesses. The group could number 25–30 people and should represent every segment of the community that will be affected by systems of care. (See Appendix C for a description of one county’s approach to developing an advisory board.)

Develop memoranda of understanding, which are legal documents that detail the roles, responsibilities, and relationships among project stakeholders.

Develop a communications plan that outlines protocols for communication between participants, State and local governments, the public, elected officials, current and potential funders, families, and other audiences identified by stakeholders. The communications plan covers marketing, public education, information management, and media relations strategies.

Create a newsletter to communicate systems of care developments. A newsletter can inform stakeholders of events in their States,

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�2 Improving Child Welfare Outcomes Through Systems of Care Systems of Care: A Guide for Strategic Planning

communities, and elsewhere, address challenging issues, and recognize the achievements of local people who have supported children and families successfully through their work.

Hold a news conference to announce the systems of care initiative. In planning for the news conference, solicit participant ideas about characteristics of a model system of care, recruit volunteers for the advisory committee, develop an interagency agreement that outlines how participants will work together, and articulate systems of care principles. During the news conference, representatives of involved agencies can discuss ways they will collaborate to implement a productive system of care.

Create a sustainability plan that details how the initiative will continue beyond the Federal funding period. The plan should address the community’s definition of sustainability, resource development activities, market analysis techniques, and the impact of current activities on the future of the system of care.

3.4 Identifying Vision, Mission, Goals, Objectives, Actions, and Outcomes

Purpose

The core elements of a strategic plan should focus on the needs and strengths of the local commu-nity and be rooted in systems of care principles. Each systems of care initiative may define the elements differently, but individuals and agencies in a community should develop them collabora-tively and apply them consistently. (See Appendix D for guidance on developing values, vision, and mission.) The following definitions may be helpful as communities identify these elements:

Vision: The image stakeholders have for what they want the system of care to be.

Mission: The purpose of the system of care.

Goals: Achievements planned for the coming years that support the vision, mission, and systems of care principles from a strategic perspective.

Objectives: Specific targets that indicate goals are being achieved.

ActionItems/Strategies: Steps to be taken to progress toward goals.

Outcomes: Quantifiable or measurable results of actions.

SuggestedActivityFoster stakeholder dialogue and common ground among key individuals by acknowledging and developing a shared vision and principles, which will help stakeholders remain focused when challenges emerge.

3.5 Identifying and Planning Future Activities

Purpose

Future activities should address policy, legisla-tive, systemic, organizational, management, and frontline direct practice changes across agencies. Effective strategic planning will result in clear links between major activities and the systems of care vision, mission, goals, and objectives. To ensure progress toward a system of care, the six systems of care principles should be incorporated into planning each activity. (See Appendix E for guidance on incorporating systems of care princi-ples into activities.)

SuggestedActivityCreate a logic model to link planned activities to initiative goals and objectives and to anticipated outcomes. (See Appendix F for guidelines for developing a logic model.)

3.6 Structuring a Local Evaluation

Purpose

One of the core principles of systems of care is accountability to ensure systems of care and servic-es delivered to the target population are effective and to identify areas for improvement or change. A local evaluation will help pinpoint systems of care elements that are working and for whom, as well as systems of care aspects that are not functioning as intended.

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��Improving Child Welfare Outcomes Through Systems of Care Systems of Care: A Guide for Strategic Planning

SuggestedActivitiesIdentify an experienced local evaluator with knowledge of child welfare practice to launch the evaluation.

Develop an evaluation committee that includes representatives from agencies involved in systems of care, the evaluator, families, youth, and other key individuals who will ensure the evaluation is accepted locally and conducted to provide the most useful information for systems of care development. The committee should be responsible for designing and implementing evaluation activities and determining the best method for disseminating and applying findings.

Create a logic model to help identify processes for planned activities that are expected to lead to improvements in service delivery and the well-being of children and families. The logic model can be used to identify issues or outcomes of greatest interest and the processes or contributing factors that might be examined in an evaluation.

Identify key research questions or the needs or problems the evaluation will address to maximize its usefulness.

Identify the research design to determine whether a needs assessment, process evaluation, outcome evaluation, or impact evaluation will be most relevant. Ensure the evaluation sample—whether it includes children, families, frontline workers, agencies, or other systems of care stakeholders—and the timing of the study are appropriate for answering the questions of interest.

Identify outcomes, indicators, and measures of areas of interest. Determine what achievement is anticipated, what will indicate whether it has been attained, and what specific information will demonstrate the outcome was realized.

Develop and implement a data collection plan. The evaluation committee should develop a plan for collecting data that will answer the research questions, and the local evaluator and the evaluation team should ensure data collection is implemented as planned.

Identify key conclusions from the evaluation. Once the evaluation is completed, the local evaluator and the rest of the evaluation

committee should determine how the evaluation answered the research questions and describe key conclusions.

Develop and implement a dissemination plan. The evaluation committee should determine the best strategy for disseminating findings to achieve the desired goals (raising funds, educating local or State legislatures, recommending changes in agency or interagency policy or practice).

3.7 Creating a Strategic Plan

Purpose

Incorporating planning results into a synthesized document can help communities shift efforts from planning to implementation of the systems of care infrastructure. In a strategic plan, a commu-nity can link its needs with Federal, State, or local policies and mandates (CFSRs, PIPs), and connect systems of care principles to values, mission, goals, objectives, and future activities. The strategic plan should address how activities will produce change (outcomes) in policy (State and/or local), systems, organizations and agencies, individual managers and supervisors, individual direct practice workers, and families. The strategic plan also should outline how the community will use local and national research and work to ensure sustainability.

A thorough strategic plan assesses the community in understandable terms that can inform decision-makers and serve as baseline measures for monitoring progress. Planning documents should include a blueprint of individual and organizational responsibilities, and present timelines for realizing strategies, objectives, and goals.

Prioritized actions should include target dates for the agency or individuals with lead responsibility, and should represent a range of strategies such as policy and systems change, practice change, inter-agency collaboration, infrastructure design, and new methods for financing and purchasing servic-es. Strategies should be recommended to influence policy, legislative, system, organization, manage-ment, and frontline service delivery change.

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��Improving Child Welfare Outcomes Through Systems of Care Systems of Care: A Guide for Strategic Planning

Conclusion

O ne of the most important steps in build-ing systems of care is laying a solid foundation of information through the

development of a strategic plan. Although planning effectively can take significant time and resources, which are rare commodities in human services work, strategic planning will pull together the input, ideas, and objectives of diverse constituent groups into a vision of what can happen in a community. Involving more individuals in planning systems of care will increase their investment and help ensure effective systems of care will be sustained.

Communities may pursue a diverse roster of strategic planning activities during the start-up phase of their systems of care work. Despite varied approaches, the commitment of all stakeholders to thorough strategic planning of systems of care will be vital to positioning communities to begin creation of a solid infrastructure, system reform, and full systems of care implementation that hold tremendous promise for a positive impact on the lives of children and families involved in the child welfare system.

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��Improving Child Welfare Outcomes Through Systems of Care Systems of Care: A Guide for Strategic Planning

Appendices

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��Improving Child Welfare Outcomes Through Systems of Care Systems of Care: A Guide for Strategic Planning

APPENDIx A: Example from the Field: Planning

Site

Department of Human Services, Jefferson County, Colorado

Strategy/ApproachWhatWasDoneandWhoWasInvolvedOne aspect of infrastructure development we considered important was to recognize and utilize the substantial resources already available within Jefferson County to support and sustain implemen-tation of systems of care principles. Communication about systems of care principles and anticipated activities across the various Jefferson County divisions and departments by project staff in the first grant year led to the identification of a number of potential collaborative projects. One such oppor-tunity concerning community needs assessment was initiated in the summer of 2005.

The referral address geomapping project mapped the areas of greatest need in Jefferson County, based on the geographic concentration of child welfare child abuse and neglect referrals. The systems of care research analyst presented this proposal to Family to Family staff within child welfare and to the Global Information Systems geomapping expert at Jefferson County’s Long-Range Planning Department. The Family to Family initiative in Jefferson County is currently involved in strategic planning for the Building Community Partnerships component of the project. Systems of care is collaborating with and supporting these efforts, as we are also initiating targeted commu-nity outreach activities. Family to Family staff agreed to collaborate and assist in verifying refer-ral address data in the Statewide Automated Child Welfare Information System (SACWIS) in prepara-tion for geomapping. The research analyst met with the mapping expert on map formatting and map overlay possibilities (from already existing county census data).

TimeFrameInitial meetings took place in the summer of 2005 and the first maps of child welfare child abuse and neglect referral addresses by ethnicity of children

in the home were produced in December 2005. The first set of maps showing two key areas of high need (Lakewood and Arvada, overlaid on census income data and showing ethnicity of children) have been presented to various groups by the systems of care project manager and research analyst, and by child welfare program managers to generate discussion about how we may collabo-rate to address the needs of these communities. Presentation audiences include those within child welfare and the Department of Human Services, as well as community groups.

WhyThisApproachWasSelectedThe referral address geomapping project will provide both systems of care and Family to Family with a valuable tool to identify high need areas of the county in which to target efforts in build-ing community partnerships. Such maps will also enhance future planning on the assignment of child welfare caseworkers according to geographic area and ethnicity. In addition, the original maps (based on August 2005 data) will serve as a baseline of the density of greatest need in the county (and ethnic diversity of the referrals), against which future geo-maps could be compared to evaluate the effectiveness of systems of care and Family to Family based services.

SystemsofCarePrinciples

The systems of care team has always been attentive to potential interagency collaboration opportunities. Such opportunities, when realized in collaborative planning and implementation, are much more likely to result in long-term sustainability, as multiple parties have a stake in their success and benefit from their products. In addition, translating the wealth of available child welfare data into usable accountability products is a challenge, but when wedded to creative community thinking and feedback, can be among the most productive and sustainable elements of systems of care grant activities.

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20 Improving Child Welfare Outcomes Through Systems of Care Systems of Care: A Guide for Strategic Planning

LessonsLearnedFacilitatorsFacilitators to this process included frequent, concise, and in-depth communication between interested parties that helped to distinguish what the benefits of collaboration would be for each. This helped representatives of each party take the message to their respective units and manag-ers to facilitate buy-in at different levels of the organization.

BarriersOnce maps were produced and presented, some initial misconceptions developed regarding what they represented and the ease with which they could be produced. The systems of care research

analyst created an informational letter that summarized key details. This letter was given to all potential presenters and the details were reviewed individually with them to ensure that the map information was not misrepresented and was utilized appropriately. The research analyst is currently gathering feedback from stakeholders about additional elements that could be overlaid or added to the maps to tailor them to specific planning efforts (e.g., school attendance areas, child welfare core services providers). These ideas are being developed and we hope to contin-ue the geomapping project throughout the life of the grant and beyond.

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2�Im

prov

ing

Chi

ld W

elfa

re O

utco

mes

Thr

ough

Sys

tem

s of C

are

Sys

tem

s of

Car

e: A

Gui

de fo

r S

trat

egic

Pla

nnin

g

AP

PEN

DIx

B:

C

reate

Collab

ora

tive D

ecis

ion-M

akin

g M

echanis

ms

1

Inte

nt: T

o es

tabl

ish

a co

llabo

rativ

e de

cisi

on-m

akin

g st

ruct

ure

that

gui

des

the

deve

lopm

ent o

f sys

tem

s of

car

e an

d se

rves

as

a br

idge

bet

wee

n in

divi

dual

fam

ilies,

nei

ghbo

rhoo

ds, c

omm

unity

org

aniz

atio

ns, a

nd p

ublic

age

ncie

s.

Issu

es to

Add

ress

In

dica

tors

K

ey Q

uest

ions

S

take

hold

ers

repr

esen

ting

the

targ

eted

co

mm

unity

are

act

ive

parti

cipa

nts.

A

met

hod

is in

pla

ce fo

r ide

ntify

ing

and

sele

ctin

g ke

y st

akeh

olde

rs in

volv

ed in

all

aspe

cts

of s

yste

ms

of c

are

deve

lopm

ent.

A

stru

ctur

e is

defi

ned

and

deve

lope

d ex

plai

ning

how

sta

keho

lder

s w

ill w

ork

as

partn

ers

to a

ddre

ss th

e ne

eds

and

prio

ritie

s id

entifi

ed b

y th

e co

mm

unity

.

A

gove

rnan

ce b

ody

prov

ides

ove

rsig

ht fo

r sy

stem

s of

car

e ac

tiviti

es.

D

iver

se p

oint

s of

vie

w a

re a

dequ

atel

y re

pres

ente

d so

info

rmed

dec

isio

ns c

an b

e m

ade.

S

imila

r ini

tiativ

es in

the

Sta

te o

r com

mun

ity

are

awar

e of

how

thei

r effo

rts m

ay b

e jo

ined

w

ith th

ose

of th

e sy

stem

s of

car

e in

itiat

ive.

A pa

rtici

pato

ry p

lann

ing

proc

ess

is in

pla

ce

invo

lvin

g st

akeh

olde

rs.

Fam

ilies

who

hav

e be

en in

volv

ed in

the

child

w

elfa

re s

yste

m a

re a

ctiv

e pa

rtici

pant

s in

all

stak

ehol

der g

roup

s, in

clud

ing

the

gove

rnan

ce

body

.

Rol

es a

nd re

spon

sibi

litie

s of

sta

keho

lder

gr

oups

are

iden

tified

and

dis

sem

inat

ed to

pa

rtici

pant

s.

Key

indi

vidu

als

from

the

Sta

te a

nd c

omm

unity

ar

e on

boa

rd (e

lect

ed o

ffici

als,

nei

ghbo

rhoo

d le

ader

s, p

rivat

e, c

orpo

rate

, and

faith

-bas

ed

sect

ors,

chi

ld-s

ervi

ng a

genc

ies,

fund

ers)

.

Gro

ups

incl

ude

prov

en le

ader

s w

ho c

an

adva

nce

the

chan

ge p

roce

ss.

Sta

te a

nd c

omm

unity

initi

ativ

es w

ith s

imila

r m

issi

ons

and

goal

s ar

e aw

are

of th

e sy

stem

s of

car

e in

itiat

ive.

Mec

hani

sms

exis

t for

info

rmin

g ch

ild w

elfa

re

agen

cies

of p

rogr

ess

to d

emon

stra

te th

e ap

plic

abili

ty o

f sys

tem

s of

car

e to

the

CFS

R

proc

ess.

Is th

e pr

oces

s fo

r ide

ntify

ing

stak

ehol

ders

re

flect

ive

of s

yste

ms

of c

are

prin

cipl

es?

Are

line

s of

acc

ount

abili

ty c

lear

?

Are

sta

keho

lder

gro

ups

cultu

rally

and

et

hnic

ally

repr

esen

tativ

e of

the

targ

et

popu

latio

n?

Are

com

mun

icat

ion

met

hods

est

ablis

hed?

Are

legi

slat

ors

repr

esen

ted

in s

ome

capa

city

?

Whe

re a

nd w

hen

will

gro

ups

mee

t and

how

w

ill fa

mili

es b

e ac

com

mod

ated

?

Are

mem

bers

of t

he g

over

nanc

e bo

dy d

irect

ly

linke

d to

dec

isio

n-m

aker

s in

thei

r age

ncie

s?

If no

t, ho

w w

ill li

nks

be m

ade?

Can

sta

keho

lder

gro

ups

be in

tegr

ated

with

ex

istin

g co

aliti

ons

that

hav

e si

mila

r mis

sion

s?

� Sou

rce:

Was

hing

ton

Bus

ines

s G

roup

on

Hea

lth. (

1999

). Si

te c

apab

ility

revi

ew w

ork

shee

t: N

atio

nal r

esou

rce

netw

ork

for c

hild

and

fam

ily m

enta

l hea

lth s

ervi

ces.

Was

hing

ton,

DC

: Aut

hor.

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22 Improving Child Welfare Outcomes Through Systems of Care Systems of Care: A Guide for Strategic Planning

APPENDIx C: Example from the Field: Governance

Site

Alamance County, North Carolina

Goal

To provide leadership in the integration of agency services in establishing a systems of care approach to working with children and families in Alamance County.

Strategy/Approach

Developed a Children’s Executive Oversight Committee. There exist five statutorily mandated child-serving committees in Alamance County: the Community Child Protection Team, the Juvenile Crime Prevention Council, the School Based Child and Family Team Support Initiative, Community Collaborative for Children and Families, and Smart Start Board. These committees actively engage in work to ensure that services are provided to children and families identified as high risk. Each committee has designated administrative member-ship (e.g., superintendent of schools, District Court judge, Department of Social Services director) that overlaps with each of the other committees. Given the time commitment, each of the administrators was sending designees to represent them. This committee will bring the administrators together three or four times per year to receive updates on the work of each committee, to continue to work

toward better integration of community systems, and to provide ongoing leadership and advoca-cy for children and families across systems. Committee members include chief district court judge, superintendent of schools, county commis-sioner, director of Department of Social Services, director of the Health Department, director of the Mental Health Center, chief court counselor, and the chief of police. Bringing people together was a slow process of building relationships over a 1-year time period as it became clear that we needed to bring decision-makers together to provide leader-ship for this change process.

SystemsofCarePrinciples

Developing this leadership committee is a collabo-ration between community-based agencies and, just as importantly, their respective administrators.

LessonsLearned

Building relationships takes time.

BarriersAdministrators do not always know or understand how they are interdependent.

Territory is difficult to share.

WhatMightHaveBeenDoneDifferentlyStart earlier in this process.

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2�Im

prov

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Chi

ld W

elfa

re O

utco

mes

Thr

ough

Sys

tem

s of C

are

Sys

tem

s of

Car

e: A

Gui

de fo

r S

trat

egic

Pla

nnin

g

AP

PEN

DIx

D:

Develo

p V

alu

es,

Vis

ion,

and

Mis

sio

n1

Inte

nt: T

o id

entif

y co

mm

on v

alue

s am

ong

com

mun

ity s

take

hold

ers

invo

lved

in d

evel

opm

ent o

f sys

tem

s of

car

e an

d in

corp

orat

e th

em in

to v

isio

n an

d m

issi

on s

tate

men

ts th

at a

re p

art o

f a s

trate

gic

plan

.

Issu

es to

Add

ress

Indi

cato

rs

Key

Que

stio

ns

Com

mon

mis

sion

, vis

ion,

and

val

ues

are

esta

blis

hed

for t

he in

itiat

ive.

Th

e S

tate

, cou

nty,

city

, co

mm

unity

, nei

ghbo

rhoo

d,

fam

ilies

, for

mal

and

info

rmal

ag

enci

es, p

rovi

ders

of s

ervi

ces,

fu

nder

s of

ser

vice

s, a

nd o

ther

in

tere

sted

par

ties

are

awar

e of

an

d in

volv

ed in

the

initi

ativ

e.

In

clus

ive

plan

ning

pro

cess

es

and

com

mun

icat

ion

met

hods

are

us

ed to

col

labo

rativ

ely

deve

lop

the

valu

es, v

isio

n, a

nd m

issi

on

of th

e in

itiat

ive

and

ensu

re

full

parti

cipa

tion

of in

divi

dual

s in

vest

ed in

sys

tem

s of

car

e de

velo

pmen

t.

S

take

hold

ers

are

prov

ided

with

info

rmat

ion

on

syst

ems

of c

are.

Sys

tem

s of

car

e pr

inci

ples

ar

e su

ppor

ted

by s

take

hold

ers.

S

yste

m re

form

is a

ddre

ssed

in p

lann

ing.

P

lann

ing

proc

ess

is in

clus

ive

of o

ther

in

itiat

ives

with

sim

ilar f

ocus

, goa

ls, a

nd

obje

ctiv

es to

dec

reas

e du

plic

atio

n of

effo

rt.

Valu

es id

entifi

ed b

y st

akeh

olde

rs a

re ti

ed

to s

yste

ms

of c

are

prin

cipl

es th

roug

h an

incl

usiv

e pr

oces

s, re

sulti

ng in

the

form

aliz

atio

n of

uni

fied

com

mun

ity v

alue

s.

Visi

on a

nd m

issi

on s

tate

men

ts a

re c

reat

ed

and

diss

emin

ated

to th

e co

mm

unity

.

A st

rate

gic

plan

and

oth

er p

lann

ing

docu

men

ts a

re c

reat

ed a

nd d

isse

min

ated

to

the

com

mun

ity.

The

valu

es, v

isio

n, a

nd m

issi

on a

re

refle

cted

in th

e w

ork

activ

ities

, tas

ks, a

nd

func

tions

ass

ocia

ted

with

sys

tem

s of

car

e de

sign

, sys

tem

cha

nge,

and

infra

stru

ctur

e de

velo

pmen

t.

Pla

nnin

g pr

oces

ses

and

the

stra

tegi

c pl

an a

re

cons

iste

nt w

ith s

yste

ms

of c

are

prin

cipl

es.

Pro

cess

es a

re in

pla

ce to

mon

itor w

heth

er

the

prin

cipl

es a

re in

corp

orat

ed in

to g

rant

ee

activ

ities

, tas

ks, a

nd fu

nctio

ns.

Stru

ctur

e of

the

initi

ativ

e re

flect

s sy

stem

s of

ca

re p

rinci

ples

(fam

ily in

volv

emen

t, cu

ltura

l co

mpe

tenc

e, in

tera

genc

y co

llabo

ratio

n).

How

will

an

incl

usiv

e pl

anni

ng p

roce

ss b

e en

sure

d?

Are

sys

tem

s of

car

e pr

inci

ples

evi

dent

in th

e va

lues

, mis

sion

, vis

ion,

goa

ls, o

bjec

tives

, and

st

rate

gies

of t

he in

itiat

ive?

Is th

e pl

anni

ng p

roce

ss re

flect

ive

of s

yste

ms

of c

are

prin

cipl

es (s

treng

ths-

base

d, fa

mily

-fo

cuse

d, c

ultu

rally

com

pete

nt)?

Doe

s th

e pl

anni

ng p

roce

ss in

clud

e a

met

hod

for u

pdat

ing

the

stra

tegi

c pl

an a

nnua

lly to

re

flect

evo

lvin

g en

viro

nmen

tal c

ondi

tions

?

Is th

e co

mm

unity

aw

are

of h

ow e

nviro

nmen

tal

cond

ition

s m

ay a

ffect

dev

elop

men

t of

syst

ems

of c

are

(pol

icie

s, fu

ndin

g ch

ange

s,

staf

f tur

nove

r, ch

ange

s in

lead

ersh

ip)?

How

will

the

plan

be

diss

emin

ated

?

� Sou

rce:

Was

hing

ton

Bus

ines

s G

roup

on

Hea

lth. (

1999

). Si

te c

apab

ility

revi

ew w

ork

shee

t: N

atio

nal r

esou

rce

netw

ork

for c

hild

and

fam

ily m

enta

l hea

lth s

ervi

ces.

Was

hing

ton,

DC

: Aut

hor.

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2�Im

prov

ing

Chi

ld W

elfa

re O

utco

mes

Thr

ough

Sys

tem

s of C

are

Sys

tem

s of

Car

e: A

Gui

de fo

r S

trat

egic

Pla

nnin

g

AP

PEN

DIx

E:

In

corp

ora

te S

yste

ms o

f C

are

Pri

ncip

les

1

SySt

emS

of

car

e Pr

inc

iPle

: Co

mm

un

ity-

Ba

sed

Inte

nt: T

o in

volv

e th

e co

mm

unity

as

partn

ers

in s

yste

ms

of c

are

deve

lopm

ent a

nd p

lann

ing

to e

nsur

e in

vest

men

t, ow

ners

hip,

and

co

mm

itmen

t, re

sulti

ng in

long

-term

sus

tain

abilit

y of

the

initi

ativ

e.

Issu

es to

Add

ress

Indi

cato

rsK

ey Q

uest

ions

S

tate

and

com

mun

ity s

take

hold

ers

are

invo

lved

in p

lann

ing.

M

echa

nism

s ex

ist f

or o

ngoi

ng p

artic

ipat

ion

from

the

Sta

te a

nd c

omm

unity

.

S

tate

and

com

mun

ity a

re a

war

e of

the

initi

ativ

e an

d un

ders

tand

its

rele

vanc

e to

the

child

wel

fare

sys

tem

, chi

ldre

n an

d fa

mili

es,

and

the

com

mun

ity a

t lar

ge.

C

omm

unity

stre

ngth

s an

d re

sour

ces

are

inco

rpor

ated

into

the

plan

ning

doc

umen

t an

d ar

e co

nsis

tent

ly in

clud

ed in

act

iviti

es

asso

ciat

ed w

ith s

yste

ms

of c

are

desi

gn,

syst

em c

hang

e, a

nd in

frast

ruct

ure

deve

lopm

ent.

Le

ader

s w

ithin

the

Sta

te/c

ount

y/ci

ty/tr

ibal

co

mm

unity

are

aw

are

of th

e in

itiat

ive

and

supp

ort i

ts im

plem

enta

tion.

C

urre

nt in

itiat

ives

with

sim

ilar m

issi

ons

are

invo

lved

in a

ctiv

ities

, tas

ks, a

nd fu

nctio

ns

asso

ciat

ed w

ith s

yste

ms

of c

are

deve

lopm

ent.

Sta

te a

nd c

omm

unity

lead

ers

are

invo

lved

in

plan

ning

and

are

mem

bers

of t

he s

take

hold

er

grou

ps.

Ele

cted

offi

cial

s pa

rtici

pate

in a

nd/o

r are

aw

are

and

supp

ortiv

e of

the

initi

ativ

e an

d ar

e ro

utin

ely

info

rmed

of p

rogr

ess

and

area

s in

w

hich

they

can

be

activ

ely

invo

lved

to m

ove

the

deve

lopm

ent p

roce

ss fo

rwar

d.

A ne

eds

asse

ssm

ent h

as b

een

done

to

dete

rmin

e th

e cu

rren

t sta

te o

f the

com

mun

ity

as it

rela

tes

to th

e ch

ild w

elfa

re ta

rget

po

pula

tion.

A pl

an is

in p

lace

for o

ngoi

ng c

omm

unic

atio

n w

ith th

e S

tate

and

com

mun

ity.

Res

ourc

es a

re m

appe

d (fu

ndin

g, p

eopl

e,

tech

nolo

gy).

Com

mun

ity e

ffort

is li

nked

to S

tate

and

loca

l go

vern

men

t dec

isio

n-m

aker

s.

How

is th

e ef

fort

linke

d to

key

lead

ers

and

deci

sion

-mak

ers?

Is th

e in

itiat

ive

perc

eive

d as

a S

tate

effo

rt?

As

a co

mm

unity

effo

rt? O

r is

it as

soci

ated

w

ith o

ne a

genc

y or

indi

vidu

al?

How

are

th

ese

perc

eptio

ns b

eing

inco

rpor

ated

into

the

plan

ning

pro

cess

and

the

stra

tegi

c pl

an?

Wha

t defi

nes

sust

aina

bilit

y of

the

effo

rt?

How

will

the

stak

ehol

ders

kno

w th

e ef

fort

was

a s

ucce

ss?

Wha

t out

com

es a

re

expe

cted

? D

oes

ever

yone

invo

lved

sha

re

the

expe

ctat

ions

? H

ow d

o th

ey m

atch

with

ou

tcom

es fo

r sim

ilar i

nitia

tives

?

Wha

t nee

ds to

be

done

to e

nsur

e S

tate

/co

mm

unity

/age

ncy/

triba

l ow

ners

hip

of th

e in

itiat

ive?

Who

has

the

auth

ority

to le

ad th

e ef

fort?

How

w

as th

is d

eter

min

ed?

Wha

t are

the

stre

ngth

s an

d ch

alle

nges

ass

ocia

ted

with

this

dec

isio

n?

� Sou

rce:

Was

hing

ton

Bus

ines

s G

roup

on

Hea

lth. (

1999

). Si

te c

apab

ility

revi

ew w

ork

shee

t: N

atio

nal r

esou

rce

netw

ork

for c

hild

and

fam

ily m

enta

l hea

lth s

ervi

ces.

Was

hing

ton,

DC

: Aut

hor.

Page 31: Improving Child Welfare Outcomes Through …centerforchildwelfare.fmhi.usf.edu/kb/socsrvc/Improving...Improving Child Welfare Outcomes Through Systems of Care S Systems of Care: A

2�Im

prov

ing

Chi

ld W

elfa

re O

utco

mes

Thr

ough

Sys

tem

s of C

are

Sys

tem

s of

Car

e: A

Gui

de fo

r S

trat

egic

Pla

nnin

g

SySt

emS

of

car

e Pr

inc

iPle

: ch

ild, y

ou

th, a

nd F

am

ily

invo

lvem

ent

Inte

nt: T

o pa

rtner

with

fam

ilies

who

hav

e be

en in

volv

ed in

chi

ld w

elfa

re a

nd re

pres

ent t

he ta

rget

ed c

omm

unity

in a

ll ac

tiviti

es,

task

s, a

nd fu

nctio

ns a

ssoc

iate

d w

ith s

yste

ms

of c

are

deve

lopm

ent.

Issu

es to

Add

ress

Indi

cato

rs

Key

Que

stio

ns

Par

ticip

atin

g fa

mili

es re

pres

ent t

he ta

rget

ch

ild w

elfa

re p

opul

atio

n.

Fa

mili

es w

ith c

urre

nt o

r pas

t chi

ld w

elfa

re

invo

lvem

ent h

ave

equa

l aut

horit

y ov

er

deci

sion

-mak

ing

and

syst

ems

of c

are

deve

lopm

ent.

Fa

mili

es a

re d

irect

ly in

volv

ed in

the

plan

ning

pr

oces

s as

act

ive

parti

cipa

nts

to c

ompl

ete

actio

ns a

nd s

trate

gies

ass

ocia

ted

with

re

achi

ng th

e in

itiat

ive’

s go

als

and

obje

ctiv

es.

Fa

mili

es a

re p

rovi

ded

ongo

ing

reso

urce

s an

d tra

inin

g to

pro

mot

e th

eir p

artic

ipat

ion

in

the

initi

ativ

e at

all

leve

ls o

f sys

tem

s of

car

e de

sign

, sys

tem

cha

nge,

and

infra

stru

ctur

e de

velo

pmen

t.

B

arrie

rs to

fam

ily in

volv

emen

t are

iden

tified

an

d ad

dres

sed

on a

n on

goin

g ba

sis.

Fa

mily

inpu

t and

exp

erie

nce

are

stre

ngth

s fo

r pl

anni

ng, p

ublic

aw

aren

ess,

and

sus

tain

abili

ty

effo

rts.

Pol

icie

s, d

ocum

ents

, and

pro

cess

es re

flect

th

e sy

stem

s of

car

e pr

inci

ple

of fa

mily

in

volv

emen

t.

Mee

tings

are

can

cele

d if

fam

ilies

can

not

atte

nd.

Fam

ilies

with

cur

rent

or p

ast c

hild

w

elfa

re in

volv

emen

t are

repr

esen

ted

on

all s

take

hold

er g

roup

s an

d in

tera

genc

y m

echa

nism

s de

sign

ed to

dev

elop

sys

tem

s of

ca

re fo

r the

targ

eted

com

mun

ity.

Fam

ilies

pro

vide

trai

ning

and

orie

ntat

ion

to

othe

r sta

keho

lder

s an

d vi

ce v

ersa

.

Acc

omm

odat

ions

are

mad

e to

incl

ude

fam

ilies

in

pla

nnin

g an

d ot

her a

ctiv

ities

suc

h as

m

eetin

g tim

es, l

ocat

ions

and

dat

es, s

tipen

ds

for t

ime

spen

t in

mee

tings

, foo

d, c

hild

care

, an

d tra

nspo

rtatio

n.

Fam

ilies

with

cur

rent

or p

ast c

hild

wel

fare

ex

perie

nce

are

part

of th

e ev

alua

tion

team

.

Fam

ilies

are

invo

lved

in p

ublic

aw

aren

ess

activ

ities

and

pro

vide

info

rmat

ion

to e

lect

ed

offic

ials

as

part

of a

sus

tain

abili

ty p

lan.

How

hav

e fa

mily

mem

bers

bee

n re

crui

ted

to

parti

cipa

te in

the

effo

rt?

How

are

fam

ilies

dire

ctly

invo

lved

in p

lann

ing,

ev

alua

tion,

nee

ds a

sses

smen

t, in

frast

ruct

ure

deve

lopm

ent,

and

train

ing?

Is th

ere

a pl

an fo

r con

tinuo

usly

incr

easi

ng

or m

aint

aini

ng fa

mily

invo

lvem

ent i

n th

e in

itiat

ive?

Are

fam

ilies

incl

uded

in m

eetin

gs a

nd

conf

eren

ces

atte

nded

by

othe

r sta

keho

lder

s?

Wha

t typ

es o

f tra

inin

g an

d or

ient

atio

n do

fa

mili

es re

ceiv

e to

hel

p th

em p

artic

ipat

e ef

fect

ivel

y as

par

tner

s in

sys

tem

s of

car

e de

sign

, sys

tem

cha

nge,

and

infra

stru

ctur

e de

velo

pmen

t?

How

will

fam

ilies

be

wel

com

ed a

nd s

uppo

rted

on a

n on

goin

g ba

sis?

How

will

fam

ilies

be

prov

ided

mat

eria

ls f

or

info

rmin

g el

ecte

d of

ficia

ls a

nd p

olic

ymak

ers

abou

t the

initi

ativ

e an

d its

ben

efits

to c

hild

w

elfa

re?

Page 32: Improving Child Welfare Outcomes Through …centerforchildwelfare.fmhi.usf.edu/kb/socsrvc/Improving...Improving Child Welfare Outcomes Through Systems of Care S Systems of Care: A

26Im

prov

ing

Chi

ld W

elfa

re O

utco

mes

Thr

ough

Sys

tem

s of C

are

Sys

tem

s of

Car

e: A

Gui

de fo

r S

trat

egic

Pla

nnin

g

(SyS

tem

S o

f c

are

Prin

ciP

le:

inte

ra

gen

Cy

Co

lla

Bo

rat

ion)

Inte

nt: T

o de

velo

p m

echa

nism

s fo

r int

erag

ency

invo

lvem

ent,

enab

ling

shar

ed a

ctiv

ities

, tas

ks, a

nd fu

nctio

ns a

ssoc

iate

d w

ith

syst

ems

of c

are

deve

lopm

ent,

and

to s

uppo

rt la

stin

g sy

stem

cha

nge

amon

g ch

ild-s

ervi

ng a

genc

ies.

Issu

es to

Add

ress

Indi

cato

rsK

ey Q

uest

ions

C

hild

-ser

ving

age

ncie

s ar

e in

volv

ed in

ac

tiviti

es, t

asks

, and

func

tions

ass

ocia

ted

with

sys

tem

s of

car

e de

sign

, sys

tem

cha

nge,

in

frast

ruct

ure

deve

lopm

ent,

and

sust

aina

bilit

y.

A

dire

ct li

nk a

nd o

ngoi

ng c

omm

unic

atio

n ha

ve b

een

esta

blis

hed

betw

een

child

-ser

ving

ag

ency

sta

keho

lder

s, fa

mili

es, a

nd s

taff

of th

e in

itiat

ive.

R

epre

sent

ativ

es fr

om a

var

iety

of f

undi

ng

sour

ces

are

invo

lved

in th

e in

itiat

ive,

incl

udin

g S

tate

Med

icai

d, S

CH

IP, T

itle

IV-B

and

IV-E

, pr

ivat

e fo

unda

tions

, and

loca

l gov

ernm

ent.

P

rovi

ders

of s

ervi

ces

to th

e ch

ild w

elfa

re

targ

et p

opul

atio

n ar

e in

volv

ed in

the

initi

ativ

e.

In

tera

genc

y ap

proa

ches

are

bei

ng u

sed

to

mak

e de

cisi

ons

and

deve

lop

syst

ems

of c

are.

Chi

ld-s

ervi

ng a

genc

ies

are

repr

esen

ted

in

activ

ities

ass

ocia

ted

with

sys

tem

s of

car

e de

velo

pmen

t.

A co

mm

unic

atio

n pl

an is

est

ablis

hed

targ

etin

g ke

y st

aff a

nd d

ecis

ion-

mak

ers

from

pa

rtici

patin

g S

tate

and

com

mun

ity c

hild

-se

rvin

g ag

enci

es.

Mec

hani

sms

are

in p

lace

for i

nteg

ratio

n of

re

sour

ces

(peo

ple,

fund

s, te

chno

logy

).

Inte

rage

ncy

agre

emen

ts a

nd m

emor

anda

of

unde

rsta

ndin

g ar

e in

pla

ce.

Res

ourc

e m

appi

ng h

as b

een

done

.

Stra

tegi

es a

re in

pla

ce fo

r inv

olvi

ng c

hild

w

elfa

re a

genc

y le

ader

ship

.

The

syst

em o

f car

e is

iden

tified

as

a ca

taly

st fo

r sys

tem

cha

nge

by a

genc

ies

and

indi

vidu

als

parti

cipa

ting

in th

e in

itiat

ive.

Pot

entia

l pol

icy

issu

es a

re id

entifi

ed, w

ith a

pl

an fo

r add

ress

ing

them

.

How

will

com

petin

g ag

ency

prio

ritie

s be

id

entifi

ed a

nd a

ddre

ssed

to d

evel

op a

co

mm

on v

isio

n fo

r the

initi

ativ

e?

How

will

com

petit

ion

amon

g ag

enci

es fo

r fu

ndin

g be

add

ress

ed?

How

are

dec

isio

ns m

ade

by in

tera

genc

y gr

oups

(for

med

for a

ctiv

ities

ass

ocia

ted

with

sy

stem

s of

car

e de

velo

pmen

t) ap

plie

d to

day

-to

-day

ope

ratio

ns o

f the

gra

ntee

age

ncy?

How

is c

omm

unic

atio

n m

anag

ed?

How

are

con

flict

s re

solv

ed?

Wha

t oth

er in

tera

genc

y co

aliti

ons

or g

roup

s ex

ist a

nd h

ow c

an th

ere

be in

tegr

atio

n to

de

crea

se d

uplic

atio

n of

effo

rt?

Are

ther

e cl

early

map

ped

reso

urce

s?

Are

all

partn

ers

in a

gree

men

t abo

ut w

hy

syst

em c

hang

e is

nee

ded?

Are

all

partn

ers

equa

lly c

omm

itted

to th

e in

itiat

ive?

Page 33: Improving Child Welfare Outcomes Through …centerforchildwelfare.fmhi.usf.edu/kb/socsrvc/Improving...Improving Child Welfare Outcomes Through Systems of Care S Systems of Care: A

2�Im

prov

ing

Chi

ld W

elfa

re O

utco

mes

Thr

ough

Sys

tem

s of C

are

Sys

tem

s of

Car

e: A

Gui

de fo

r S

trat

egic

Pla

nnin

g

SySt

emS

of

car

e Pr

inc

iPle

: C

ult

ur

al

Co

mpe

ten

Ce

Inte

nt: T

o in

corp

orat

e cu

ltura

l com

pete

nce

into

eve

ry a

spec

t of s

yste

ms

of c

are

plan

ning

and

dev

elop

men

t, re

sulti

ng in

last

ing

syst

em c

hang

e.

Issu

es to

Add

ress

Indi

cato

rs

Key

Que

stio

ns

All

indi

vidu

als

invo

lved

in th

e in

itiat

ive

unde

rsta

nd th

e cu

ltura

l div

ersi

ty o

f the

chi

ld

wel

fare

targ

et p

opul

atio

n an

d im

plic

atio

ns fo

r sy

stem

s of

car

e de

sign

, sys

tem

cha

nge,

and

in

frast

ruct

ure

deve

lopm

ent.

P

artic

ipan

ts a

re c

omm

itted

to c

ultu

ral

com

pete

nce

in a

ll as

pect

s of

sys

tem

s of

car

e de

sign

, pla

nnin

g ac

tiviti

es, s

yste

m c

hang

e,

and

infra

stru

ctur

e de

velo

pmen

t.

C

ultu

rally

spe

cific

ser

vice

pro

vide

rs a

nd

nont

radi

tiona

l age

ncie

s ar

e in

volv

ed in

the

initi

ativ

e.

P

artic

ipan

ts re

pres

ent t

he c

ultu

ral d

iver

sity

of

the

child

wel

fare

targ

et p

opul

atio

n.

C

ultu

ral c

ompe

tenc

e is

refle

cted

in th

e po

licie

s an

d pr

oced

ures

of c

hild

-ser

ving

ag

enci

es a

nd s

ervi

ce p

rovi

ders

.

A cu

ltura

l com

pete

nce

asse

ssm

ent i

s co

nduc

ted

with

a p

lan

for a

ddre

ssin

g th

e fin

ding

s.

Cul

tura

l com

pete

nce

is re

flect

ed in

mat

eria

ls,

polic

ies,

pro

cedu

res,

pla

nnin

g pr

oces

ses,

m

eetin

gs, a

nd c

onfe

renc

es.

Writ

ten

mat

eria

ls a

re a

vaila

ble

to p

artic

ipan

ts

in th

eir p

rimar

y la

ngua

ge.

Inte

rpre

ters

are

pro

vide

d to

indi

vidu

als

for

who

m E

nglis

h is

a s

econ

d la

ngua

ge.

Cul

tura

l com

pete

nce

train

ing

is p

rovi

ded

on

a co

ntin

uous

bas

is fo

r ind

ivid

uals

invo

lved

in

syst

ems

of c

are

deve

lopm

ent.

Lead

ers

from

eth

nic

com

mun

ities

are

act

ive

parti

cipa

nts

in th

e in

itiat

ive

and

are

com

mitt

ed

to s

usta

inin

g it.

Cul

tura

lly c

ompe

tent

pol

icie

s, p

roce

dure

s,

and

proc

esse

s ar

e in

pla

ce.

Has

an

asse

ssm

ent o

f cul

tura

l com

pete

nce

been

don

e? I

f so,

has

a p

lan

been

dev

elop

ed

for a

ddre

ssin

g th

e ar

eas

iden

tified

as

need

ing

impr

ovem

ent?

How

will

act

iviti

es, t

asks

, and

func

tions

that

ad

dres

s cu

ltura

l com

pete

nce

be m

anag

ed

and

by w

hom

? H

ow w

as th

is d

ecid

ed?

Wha

t ste

ps h

ave

been

take

n to

beg

in a

cu

ltura

l com

pete

nce

train

ing

effo

rt fo

r the

co

mm

unity

, and

how

will

this

be

inte

grat

ed

into

the

stak

ehol

der g

roup

s an

d ch

ild-s

ervi

ng

agen

cies

?

How

has

the

cultu

ral c

ompe

tenc

e of

the

man

agem

ent a

nd g

over

nanc

e bo

dy o

f the

in

itiat

ive

been

ass

esse

d? W

hat a

re c

ritic

al

area

s ne

edin

g im

prov

emen

t? H

ow w

ill is

sues

be

reso

lved

?

Do

fam

ilies

from

the

targ

eted

com

mun

ity

have

acc

ess

to c

ultu

rally

com

pete

nt s

ervi

ce

prov

ider

s? I

f not

, wha

t can

be

done

to

impr

ove

this

?

Page 34: Improving Child Welfare Outcomes Through …centerforchildwelfare.fmhi.usf.edu/kb/socsrvc/Improving...Improving Child Welfare Outcomes Through Systems of Care S Systems of Care: A

2�Im

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ing

Chi

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elfa

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utco

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Thr

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Sys

tem

s of C

are

Sys

tem

s of

Car

e: A

Gui

de fo

r S

trat

egic

Pla

nnin

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SySt

emS

of

car

e Pr

inc

iPle

: in

div

idu

ali

zed a

nd s

tren

gth

s-B

ase

d

Inte

nt:

To fo

cus

on th

e co

mm

unity

’s u

niqu

e ne

eds,

stre

ngth

s, a

nd c

halle

nges

so

actio

ns to

dev

elop

sys

tem

s of

car

e w

ill bu

ild

on th

e in

divi

dual

and

col

lect

ive

stre

ngth

s of

sta

keho

lder

s, a

nd p

lans

for p

rovi

sion

of i

ndiv

idua

lized

, stre

ngth

s-ba

sed

care

will

be

addr

esse

d an

d pr

iorit

ized

.

Issu

es to

Add

ress

Indi

cato

rs

Key

Que

stio

ns

Pla

nnin

g fo

cuse

s on

the

com

mun

ity’s

st

reng

ths,

nee

ds, a

nd c

halle

nges

as

iden

tified

thro

ugh

a pa

rtici

pato

ry p

roce

ss

incl

udin

g fa

mili

es, n

eigh

borh

oods

, co

mm

unity

org

aniz

atio

ns, a

nd a

genc

y re

pres

enta

tives

.

S

kills

, abi

litie

s, a

nd e

xper

tise

of

stak

ehol

ders

and

com

mun

ity m

embe

rs a

re

ackn

owle

dged

as

an e

ssen

tial r

esou

rce

from

whi

ch to

bui

ld th

e sy

stem

of c

are.

P

lann

ing

incl

udes

a g

oal f

or in

corp

orat

ing

stre

ngth

s-ba

sed

asse

ssm

ents

and

in

terv

entio

ns fo

r the

targ

et p

opul

atio

n.

P

lann

ing

for t

he in

itiat

ive

focu

ses

on

com

mun

ity c

apac

ity b

uild

ing.

The

initi

ativ

e’s

plan

cle

arly

refle

cts

how

st

akeh

olde

rs w

ill w

ork

as p

artn

ers

to b

uild

on

thei

r ind

ivid

ual a

nd c

olle

ctiv

e st

reng

ths

to

addr

ess

com

mun

ity n

eeds

and

prio

ritie

s.

An

inve

ntor

y of

com

mun

ity s

treng

ths

and

asse

ts h

as b

een

com

plet

ed.

A ne

eds

asse

ssm

ent h

as id

entifi

ed

chal

leng

es a

nd b

arrie

rs th

at n

eed

to b

e ad

dres

sed.

Ser

vice

map

ping

has

det

erm

ined

whi

ch

serv

ice

prov

ider

s al

read

y m

ay b

e im

plem

entin

g st

reng

ths-

base

d in

terv

entio

ns.

The

initi

ativ

e’s

plan

des

crib

es h

ow to

use

th

ese

prov

ider

s to

bui

ld th

e ca

paci

ty o

f oth

er

prov

ider

s.

Do

plan

ning

act

iviti

es re

flect

a s

treng

ths-

base

d or

ient

atio

n?

How

are

com

mun

ity a

sset

s an

d st

reng

ths

inco

rpor

ated

into

the

initi

ativ

e’s

plan

?

How

will

sta

keho

lder

s be

trai

ned

on s

treng

ths-

base

d in

terv

entio

ns?

How

will

trai

ning

occ

ur

with

in c

hild

-ser

ving

age

ncie

s fo

r var

ious

or

gani

zatio

nal l

evel

s of

sta

ff, in

clud

ing

adm

inis

trato

rs, s

uper

viso

rs, a

nd d

irect

car

e w

orke

rs?

How

will

ser

vice

pro

vide

rs b

e tra

ined

?

How

can

cro

ss-tr

aini

ng o

ccur

bet

wee

n ex

istin

g pr

ovid

ers

of s

treng

ths-

base

d ca

re a

nd p

rovi

ders

re

quiri

ng s

kill

build

ing

in th

is a

rea?

How

will

tra

inin

g be

pro

vide

d on

a c

ontin

uous

bas

is?

Page 35: Improving Child Welfare Outcomes Through …centerforchildwelfare.fmhi.usf.edu/kb/socsrvc/Improving...Improving Child Welfare Outcomes Through Systems of Care S Systems of Care: A

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Chi

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CC

ou

nta

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Inte

nt: T

o cr

eate

dat

a co

llect

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and

repo

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mec

hani

sms

for c

ontin

uous

mon

itorin

g of

com

mun

ity p

rogr

ess

tow

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goal

s an

d ob

ject

ives

.

Issu

es to

Add

ress

Indi

cato

rs

Key

Que

stio

ns

Man

agem

ent a

nd a

dmin

istra

tive

activ

ities

, ta

sks,

resp

onsi

bilit

ies,

role

s, a

nd fu

nctio

ns

are

iden

tified

and

des

crib

ed.

Th

e in

itiat

ive’

s go

vern

ance

bod

y ha

s th

e ca

paci

ty, c

apab

ility

, and

aut

horit

y to

mak

e de

cisi

ons

base

d on

the

data

, inf

orm

atio

n, a

nd

repo

rts p

rovi

ded.

Th

e in

itiat

ive’

s pl

an is

flex

ible

eno

ugh

to

be m

odifi

ed w

hen

ther

e ar

e ch

ange

s in

the

envi

ronm

ent o

r the

dat

a in

dica

te a

ltern

ativ

e ac

tion

or s

trate

gies

are

nee

ded

to a

ddre

ss a

n is

sue.

Fe

edba

ck lo

ops

and

com

mun

icat

ion

met

hods

ha

ve b

een

crea

ted

and

diss

emin

ated

to th

e S

tate

and

com

mun

ity.

Th

e ev

alua

tion

plan

and

act

iviti

es a

re

unde

rsto

od a

nd s

uppo

rted

by s

take

hold

ers.

E

valu

atio

n ou

tcom

es a

re ro

utin

ely

pres

ente

d to

sta

keho

lder

gro

ups.

Dat

a ar

e us

ed in

a

sust

aina

bilit

y pl

an fo

r inf

orm

ing

polic

ymak

ers,

ag

ency

lead

ers,

med

ia, a

nd e

lect

ed o

ffici

als.

A qu

ality

impr

ovem

ent p

lan

is c

reat

ed.

Con

tinuo

us q

ualit

y im

prov

emen

t ind

icat

ors

for

syst

ems

of c

are

plan

ning

and

impl

emen

tatio

n ha

ve b

een

esta

blis

hed.

An

eval

uatio

n pl

an is

dev

elop

ed.

Mea

ns fo

r col

lect

ing,

mon

itorin

g, a

nd s

harin

g da

ta a

nd in

form

atio

n ha

ve b

een

esta

blis

hed.

Sta

keho

lder

s ha

ve a

gree

d on

a s

et o

f m

easu

res

for e

valu

atin

g pr

ogre

ss.

Link

s be

twee

n th

e en

tity

stor

ing

data

and

the

stak

ehol

ders

hav

e be

en c

reat

ed.

A pl

an fo

r dis

sem

inat

ing

info

rmat

ion

to k

ey

cons

titue

nts

is in

pla

ce.

The

initi

ativ

e m

akes

nec

essa

ry c

hang

es

in d

irect

ion

base

d on

dat

a re

ceiv

ed.

The

gove

rnan

ce b

ody

has

appr

oved

of a

nd

com

mun

icat

ed th

e ch

ange

s.

Use

of d

ata

is a

ddre

ssed

in s

usta

inab

ility

pl

anni

ng.

Dat

a ar

e pr

ovid

ed to

chi

ld w

elfa

re a

genc

y le

ader

s to

info

rm th

em o

f pro

gres

s an

d pr

ovid

e in

form

atio

n on

the

initi

ativ

e.

Who

has

aut

horit

y to

mak

e de

cisi

ons

base

d on

the

data

pro

vide

d to

initi

ativ

e pa

rtici

pant

s?

How

will

dat

a be

man

aged

and

sha

red

with

co

nstit

uent

s?

Hav

e pe

rform

ance

mea

sure

s be

en

esta

blis

hed

to m

onito

r the

initi

ativ

e’s

prog

ress

?

Hav

e al

l sta

keho

lder

s be

en in

volv

ed in

de

cisi

ons

rega

rdin

g de

sire

d in

itiat

ive

outc

omes

?

Are

line

s of

acc

ount

abili

ty c

lear

am

ong

stak

ehol

ders

and

initi

ativ

e pa

rtici

pant

s?

How

do

stak

ehol

ders

defi

ne s

ucce

ss?

How

do

stak

ehol

ders

agr

ee to

mea

sure

su

cces

s?

Who

are

sta

keho

lder

s ac

coun

tabl

e to

?

Can

exi

stin

g qu

ality

man

agem

ent p

roce

sses

be

mod

ified

for t

his

initi

ativ

e?

How

can

dat

a be

use

d in

pub

lic a

war

enes

s ac

tiviti

es a

nd p

rese

ntat

ions

to k

ey in

divi

dual

s to

enh

ance

sus

tain

abili

ty?

Page 36: Improving Child Welfare Outcomes Through …centerforchildwelfare.fmhi.usf.edu/kb/socsrvc/Improving...Improving Child Welfare Outcomes Through Systems of Care S Systems of Care: A
Page 37: Improving Child Welfare Outcomes Through …centerforchildwelfare.fmhi.usf.edu/kb/socsrvc/Improving...Improving Child Welfare Outcomes Through Systems of Care S Systems of Care: A

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Page 38: Improving Child Welfare Outcomes Through …centerforchildwelfare.fmhi.usf.edu/kb/socsrvc/Improving...Improving Child Welfare Outcomes Through Systems of Care S Systems of Care: A
Page 39: Improving Child Welfare Outcomes Through …centerforchildwelfare.fmhi.usf.edu/kb/socsrvc/Improving...Improving Child Welfare Outcomes Through Systems of Care S Systems of Care: A

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Page 41: Improving Child Welfare Outcomes Through …centerforchildwelfare.fmhi.usf.edu/kb/socsrvc/Improving...Improving Child Welfare Outcomes Through Systems of Care S Systems of Care: A

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