visual identification and spatial location in alzheimer’s disease

12
Visual identification and spatial location in AlzheimerÕs disease Annamarie Stehli Nguyen, * Charles Chubb, and F. Jacob Huff Departments of Cognitive Sciences (AS and CC) and Neurology (FJH), Institute for Brain Aging and Dementia, University of California, Irvine, 19722 MacArthur Blvd., Suite 150, Irvine, CA 92612, USA Accepted 7 October 2002 Abstract Twelve patients with AlzheimerÕs disease (AD) and 15 healthy elderly control subjects were shown sets of luminance-defined letters, texture-defined letters, luminance-defined squares, and texture-defined squares. They were asked to name the letters or point to the target square on each page. The stimuli were graded into four levels of difficulty based on the amount of contrast between the figure and the background. Performance was measured in terms of the maximum level of difficulty at which the participant correctly identified or located the three figures. Contrary to expectations, no significant difference was found between the performance of AD patients and control subjects on texture discrimination tasks vs. luminance discrimination tasks. However, results indicate that AD patients are impaired in performing a task requiring them to locate a texture-defined target of known shape in a noisy background field. By contrast, AD patients show no significant deficit in a task requiring them to locate a texture-defined shape in a known location. This argues that the observed deficit in the location task is not due to a failure in the system that discriminates target texture from background texture (since both location and identification tasks require the same textural discriminations), but rather to an impairment of the system responsible for ‘‘finding things’’ (i.e., locating known targets at unknown locations). This obser- vation suggests that AD patients may suffer selective damage to the dorsal ‘‘Where’’ pathway, which is responsible for localizing objects in space. Ó 2003 Elsevier Science (USA). All rights reserved. Keywords: Vision; AlzheimerÕs disease; Spatial location 1. Introduction Visual impairments continue to be widely overlooked as major symptoms of AlzheimerÕs disease (AD) despite the fact that in recent years both behavioral and neu- ropathological studies have demonstrated that visual processes are not spared in patients with the disease (Cronin-Golomb, 1995). Mendez, Mendez, Martin, Smyth, and Whitehouse (1990) asserts that two major reasons for such a dismissal are: (1) inconsistencies among AD vision studies and (2) that patients with AD typically have normal visual acuity and thus do not complain of visual problems explicitly. Cronin-Golomb argues, however, that visual problems can in fact be found in the majority of AD patients. Therefore, she maintains that assessments of their visual ability should be considered useful in terms of providing new diag- nostic information and as a source of insight into the dynamics of the diseaseÕs more renowned cognitive and functional symptoms. Perhaps the strongest evidence that visual dysfunc- tion is an important issue for AlzheimerÕs research are case studies such as the one presented by Levine, Lee, and Fisher (1993), which suggests the existence of an actual variant of the disease characterized chiefly by visual impairments. The patient exhibited extensive vi- sual dysfunction including losses of peripheral vision, spatial skills, and visuomotor ability. These underlying deficits were manifested in many forms including im- paired eye–hand coordination, disorientation, mis- matching of clothes, inappropriate object selection, and extreme driving problems (Levine et al., 1993). Consis- tent with Cronin-GolombÕs (1995) assertion, the patient had normal visual acuity for the first several years, demonstrated little awareness as to the extent of his vi- sual problems, and tended to dismiss his problems with ‘‘every-day tasks’’ as being a result of fatigue, other Brain and Cognition 52 (2003) 155–166 www.elsevier.com/locate/b&c * Corresponding author. Fax: +949-824-1811. E-mail address: [email protected] (A. Stehli Nguyen). 0278-2626/03/$ - see front matter Ó 2003 Elsevier Science (USA). All rights reserved. doi:10.1016/S0278-2626(03)00031-9

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Brain and Cognition 52 (2003) 155–166

www.elsevier.com/locate/b&c

Visual identification and spatial location in Alzheimer�s disease

Annamarie Stehli Nguyen,* Charles Chubb, and F. Jacob Huff

Departments of Cognitive Sciences (AS and CC) and Neurology (FJH), Institute for Brain Aging and Dementia, University of California,

Irvine, 19722 MacArthur Blvd., Suite 150, Irvine, CA 92612, USA

Accepted 7 October 2002

Abstract

Twelve patients with Alzheimer�s disease (AD) and 15 healthy elderly control subjects were shown sets of luminance-defined

letters, texture-defined letters, luminance-defined squares, and texture-defined squares. They were asked to name the letters or point

to the target square on each page. The stimuli were graded into four levels of difficulty based on the amount of contrast between the

figure and the background. Performance was measured in terms of the maximum level of difficulty at which the participant correctly

identified or located the three figures. Contrary to expectations, no significant difference was found between the performance of AD

patients and control subjects on texture discrimination tasks vs. luminance discrimination tasks. However, results indicate that AD

patients are impaired in performing a task requiring them to locate a texture-defined target of known shape in a noisy background

field. By contrast, AD patients show no significant deficit in a task requiring them to locate a texture-defined shape in a known

location. This argues that the observed deficit in the location task is not due to a failure in the system that discriminates target

texture from background texture (since both location and identification tasks require the same textural discriminations), but rather

to an impairment of the system responsible for ‘‘finding things’’ (i.e., locating known targets at unknown locations). This obser-

vation suggests that AD patients may suffer selective damage to the dorsal ‘‘Where’’ pathway, which is responsible for localizing

objects in space.

� 2003 Elsevier Science (USA). All rights reserved.

Keywords: Vision; Alzheimer�s disease; Spatial location

1. Introduction

Visual impairments continue to be widely overlooked

as major symptoms of Alzheimer�s disease (AD) despitethe fact that in recent years both behavioral and neu-

ropathological studies have demonstrated that visual

processes are not spared in patients with the disease

(Cronin-Golomb, 1995). Mendez, Mendez, Martin,

Smyth, and Whitehouse (1990) asserts that two major

reasons for such a dismissal are: (1) inconsistenciesamong AD vision studies and (2) that patients with AD

typically have normal visual acuity and thus do not

complain of visual problems explicitly. Cronin-Golomb

argues, however, that visual problems can in fact be

found in the majority of AD patients. Therefore, she

maintains that assessments of their visual ability should

be considered useful in terms of providing new diag-

* Corresponding author. Fax: +949-824-1811.

E-mail address: [email protected] (A. Stehli Nguyen).

0278-2626/03/$ - see front matter � 2003 Elsevier Science (USA). All rights

doi:10.1016/S0278-2626(03)00031-9

nostic information and as a source of insight into the

dynamics of the disease�s more renowned cognitive andfunctional symptoms.

Perhaps the strongest evidence that visual dysfunc-

tion is an important issue for Alzheimer�s research are

case studies such as the one presented by Levine, Lee,

and Fisher (1993), which suggests the existence of an

actual variant of the disease characterized chiefly by

visual impairments. The patient exhibited extensive vi-

sual dysfunction including losses of peripheral vision,spatial skills, and visuomotor ability. These underlying

deficits were manifested in many forms including im-

paired eye–hand coordination, disorientation, mis-

matching of clothes, inappropriate object selection, and

extreme driving problems (Levine et al., 1993). Consis-

tent with Cronin-Golomb�s (1995) assertion, the patienthad normal visual acuity for the first several years,

demonstrated little awareness as to the extent of his vi-sual problems, and tended to dismiss his problems with

‘‘every-day tasks’’ as being a result of fatigue, other

reserved.

156 A. Stehli Nguyen et al. / Brain and Cognition 52 (2003) 155–166

people�s mistakes, or bad environmental conditions(Levine et al., 1993).

It was later clinically established that for the most

part the patient�s trouble with reading, calculating

numbers, disorientation, and several other functions,

was a result of the visual impairment as opposed to

being memory or language based. Although memory

and language disabilities became evident as the disease

progressed, the degeneration of this patient�s visualabilities continued to be the dominant form of impair-

ment (Levine et al., 1993). The results of the post-mor-

tem examination of this patient confirmed that he had

been correctly diagnosed with Alzheimer�s Dementia.

Interestingly, extensive atrophy and the highest density

of neurofibrillary tangles and senile plaques were found

in the occipitoparietal region which is considered to be

very important for higher-order visual processing (Le-vine, et al.). Conversely, the hippocampus and amyg-

dala, which are typically the main sites of atrophy (and

known to be crucial areas for memory function), were

only mildly deteriorated (Levine et al.). This pattern of

degeneration strongly confirmed the clinical impression

that much of the patient�s exhibited cognitive and be-

havioral deficiencies could be attributed to his visual

impairments.Although the discussed case study represents an ex-

treme case of visual dysfunction as a result of AD,

current research has shown that similar deficits can be

found in most ‘‘typical’’ Alzheimer�s patients as well.

For example, in summarizing her work, Cronin-Golomb

(1995) reports finding selective losses of visual capacities

such as contrast sensitivity, color perception, and ste-

reoacuity in AD patients which can be differentiatedfrom losses associated with normal aging or such other

age-related conditions as Parkinson�s disease. Similarly,Mendez et al. (1990) found that all of their AD subjects

demonstrated impairments in basic figure-ground tasks

and that high percentages of the patients also performed

significantly worse than normals on other complex vi-

sual tasks such as recognition of common objects, color

recognition, spatial localization, and visual synthesis. Inaddition, Katz and Rimmer (1989) reported that brain

studies of Alzheimer�s patients have revealed high

numbers of neurofibrillary tangles and neuritic plaques

in the visual association and higher-order visual asso-

ciation areas of cortex even in patients whose primary

deficits are not visual.

Besides seeking evidence supporting the claim that

most Alzheimer�s patients suffer from visual impairment,Cronin-Golomb (1995) has been interested in evaluating

the extent to which the difficulties exhibited by AD pa-

tients on cognitive tasks and in daily life, can be at-

tributed to such visual disturbances. In a direct

approach to this issue, an analysis was run in which

performance on the visual tasks (e.g., color discrimina-

tion, contrast sensitivity, and motion detection), were

independent variables with the dependent variables be-ing the performance on the cognitive tasks (e.g., Boston

Naming Test and Luria Mental rotation) (Cronin-Go-

lomb). It was found that some of the vision tasks ac-

counted for up to 50% of the variance in cognitive test

performance with some vision-cognitive test combina-

tions demonstrating the predictive ability of the vision

test to be better than that of dementia severity (Cronin-

Golomb). Although vision performance did not out-shine dementia severity as a predictive source in all

cases, these findings support the usefulness of visual

tasks as diagnostic tools and the idea that at least some

of the cognitive deficits exhibited by Alzheimer�s pa-

tients reflect visual-perceptual problems.

Because of its importance for success in everyday

tasks, spatial vision has been the focus of much Alz-

heimer�s research. One specific capacity that has receiveda great deal of attention from researchers is spatial

contrast sensitivity, also known as contrast sensitivity. It

is thought that measurement of contrast sensitivity

provides a more complete evaluation of visual dys-

function than do tests of visual acuity. One reason this

has been proposed is that adequate spatial vision re-

quires the ability to process both coarse and fine spatial

patterns. Standard visual acuity tests (e.g., Snellen acu-ity) fail to isolate these dependencies of visual perfor-

mance on spatial scale. In addition, it has been shown

that losses in the ability to perceive spatial contrast can

exist despite the maintenance of normal visual acuity,

suggesting that contrast sensitivity may be a more sen-

sitive measure of visual function (Katz & Rimmer, 1989;

Nissen et al., 1985).

The traditional way of assessing contrast sensitivity isthrough the use of test stimuli comprising sinusoidal

gratings of light and dark bars that vary in contrast

(Nissen et al., 1985). Spatial frequency is thus defined as

the number of pairs or cycles of light and dark bars per

degree of visual angle, with high frequencies corre-

sponding to fine patterns and low frequencies corre-

sponding to coarse patterns. In Nissen et al.�s task,

subjects were presented with stimuli of five differentspatial frequencies and were asked for each one whether

or not they saw stripes. The assessment of contrast

sensitivity was calculated by considering the mean con-

trast of stimuli for which the subjects answered yes and

that for which they answered no. The finding was that

the Alzheimer�s patients exhibited lower sensitivity to allfrequencies.

Cronin-Golomb et al. (1991) used both a computer-ized forced-choice method and a chart format to assess

contrast sensitivity. Results for both methods showed

Alzheimer�s patients to be less sensitive to contrast than

elderly controls at all frequencies with more patients

demonstrating impairment at low frequencies as op-

posed to higher frequencies. This was true for patients at

all severity levels (Cronin-Golomb et al.).

A. Stehli Nguyen et al. / Brain and Cognition 52 (2003) 155–166 157

Although contradictory results in terms of contrastsensitivity have been presented by other authors, both

Cronin-Golomb (1995) and Katz and Rimmer (1989)

attribute such inconsistencies to crucial methodological

differences such as subject selection and task type. Katz

and Rimmer suggested that the exhibition of decreased

contrast sensitivity by Alzheimer�s patients seems likelybecause of its consistency with findings of reduced ax-

onal diameter in large-diameter ganglion cells (magno-cellular cells) that have proven to be essential for

transmitting contrast sensitivity information.

Another capacity of spatial vision that is thought to

be crucial for successful object recognition and orien-

tational stability is that of figure-ground or spatial dis-

crimination (Carlson, 1994). As previously mentioned,

Mendez et al. (1990), found figure-ground tasks to be

especially troublesome for Alzheimer�s subjects. Suchtasks involve the ability to differentiate the object from

the background (in terms of their retinal images) based

on some perceptual characteristic (Regan & Hong,

1994). As Regan and Hong asserted, the stimuli most

often used in these tasks are those for which the contrast

between figure and ground is defined by their respective

luminance levels. However, spatial discrimination can

also be assessed by manipulating several other percep-tual characteristics. An example is the discrimination of

numbers based on color properties that is required for

success on the standard Ishihara Color Plates primarily

used to diagnose color blindness (in McCleary, Shankle,

Mulnard, & Dick, 1996).

McCleary et al. (1996) used Ishihara plates to eval-

uate figure-ground processing in dementia patients. It

was found that although prior research has shown thatAD does not disrupt red–green vision, the non-color

blind Alzheimer�s subjects made significantly more er-

rors on red–green plates than normals. This suggested

that the processing deficits were due to form discrimi-

nation problems and not problems perceiving color per

se (McCleary et al.). In addition to correlating highly

with dementia severity, performance on the number

naming task was significantly worse for Alzheimer�spatients than for subjects with other forms of dementia.

McCleary et. al. interpreted these findings as indicating

that brain structures involved in the recognition of

common but visually complex objects (like the numbers

in the task) are specifically affected by AD. These suc-

cessful results combined with the simplicity of the task

suggests that such stimuli may provide a useful diag-

nostic tool for AD.As a kind of extension of McCleary et al.�s (1996)

work, the present research introduced a task much like

the number-naming Ishihara task but using different

figure-ground stimuli. Specifically, the present task was

designed to assess the ability of AD patients and

age-matched normal controls to recognize both lumi-

nance-defined and texture-defined letters. Regan and his

colleagues have conducted several experiments involvingtexture-defined letters proving such stimuli to be ade-

quate for figure discrimination tasks (e.g., Regan &

Hong, 1994; Regan & Simpson, 1995).

Many current models of visual processing draw a

crucial distinction between first-order vs. second-order

stimuli (e.g., Arsenault, Wilkinson, & Kingdom, 1999;

Bergen & Landy, 1991; Graham, 1994; Lu & Sperling,

1996; Sutter & Graham, 1995). Sinusoidal gratings (suchas are used in testing contrast sensitivity) are examples

of first-order stimuli. The detection and/or classification

of such stimuli requires the visual system to perform an

accounting of the relative average light levels in different

regions of the visual field. To detect a sinusoidal grating,

for example, the observer must be able to sense that

more light emanates from the bright bars than from the

dark bars. Such computations are basic to all of spatialvision. Indeed V1 simple cells, the first functional level in

the cortical hierarchy of visual processing, are devoted

specifically to the task of sensing such patterns of lu-

minance in the visual field.

However, the visual system is able to draw many

distinctions (to detect boundaries, gradients and other

sorts of qualitative modulations of the stimulus field)

that are based not on differences in average luminance,but on other second-order properties. Consider, for ex-

ample, Fig. 1c. This figure shows one of the second-order

stimuli used in the experiment reported here. Prior to any

conscious effort on the part of the observer, the visual

system extracts the shape of the texture-defined square

from the field of background texture. Note, however,

that there is no difference in average luminance between

the square and the background. To detect the square, thevisual system must detect that the pattern of luminance

within the square is systematically different from that of

the background. This task requires that (i) first-order

sensors be used to discriminate individual black bars

from the background (based on luminance differences),

and then (ii) higher level neurons process the output

from these first-order sensors in order to detect the

presence and discriminate the shape of the texture-de-fined square. Although it is by no means clear that there

exists a unique cortical region responsible for all second-

order processing, V4 has been implicated in some sorts

of second-order judgments (e.g., Carlson, 1994).

Because texture-based discrimination logically re-

quires processing beyond that required for luminance-

based discrimination (Huxlin &Merigan, 1998; Merigan,

1996), we conjectured texture-based discriminationmight be more vulnerable to effects of AD than analo-

gous discriminations featuring luminance-defined stim-

uli. If this were true, then texture-defined stimuli (and

other second-order stimuli), might provide a diagnostic

tool enabling earlier detection of AD than tests using

first-order stimuli. In addition, because each of the

processes is proposed to take place in different areas of

Fig. 1. (a) Hundred percentage contrast version of luminance-defined (LD) letter F; (b) 80% contrast version of luminance-defined (LD) letter F; (c)

100% contrast version of texture-defined orientation (TDo) letter F; (d) 80% contrast version of texture-defined orientation (TDo) letter F; (e) 100%

contrast version of texture-defined granularity (TDg) letter F; (f) 80% contrast version of texture-defined granularity (TDg) letter F.

158 A. Stehli Nguyen et al. / Brain and Cognition 52 (2003) 155–166

visual cortex, patterns of performance by Alzheimer�spatients could provide important insight as to the cor-

tical progression of the disease.

2. Materials

2.1. General features of stimuli

All stimuli were printed onto standard 8.5 in.� 11 in.

(21.59 cm� 27.94 cm) pages. The entire stimulus field

was a square with one side equaling 7 in. (17.78 cm) inlength. Stimuli were composed of textures generated by

painting different sorts of micropatterns into a regular

grid of small square regions, called texels (for texture

elements). For each stimulus (in all conditions), the

density of the texels remained the same. There were 48

texels per side of the square stimulus field giving a

density of about 49 texels per square inch (about 9 per

square centimeter). The stimuli were presented to theparticipants at arms length (about 30 in.; 76.20 cm). At

this viewing distance the entire display subtended 13.30�

A. Stehli Nguyen et al. / Brain and Cognition 52 (2003) 155–166 159

of visual angle in width, with each texel subtending16.2min.

2.2. Stimulus conditions

Six different sorts of stimuli were used in this exper-

iment. Stimuli differed with respect to (i) task type (two

types) and (ii) discrimination type (three types). The two

types of tasks employed were an identification task anda location task. In the identification task, on each ex-

perimental trial the participant attempted to identify a

letter occurring in the middle of the display. In the lo-

cation task, the participant attempted to find and point

to a small, square target region at an unknown location

in the stimulus field. Thus, in the identification task,

there was no uncertainty about stimulus location (it was

always in the center of the display), whereas in the lo-cation task, there was no uncertainty about target

identity (it was always a square of the same fixed size).

Each stimulus (irrespective of task type) comprised

two regions filled with different textures, a target region

and a background region. The type of discrimination

required by a given stimulus was determined by the

textures used to define the target and background re-

gions. In the luminance-defined (LD) conditions, thetexture filling the target region had higher mean lumi-

nance than the texture filling the background. In the

texture-defined (orientation) (TDo) conditions, the pre-

dominant orientation of the texture filling the target

region was up-and-to-the-right, while the orientation of

the background texture was down-and-to-the-right. In

the texture-defined (granularity) (TDg) conditions, the

texture filling the target region was finer grained, onaverage, than the background texture. The TDo and

TDg conditions require a purely second-order discrim-

ination because the space-average luminance is con-

stant across both subfields (i.e., all texels have the same

space-average luminance). Conversely, the LD stimuli

require a purely first-order discrimination because tex-

ture element form is constant across both subfields

(see Figs. 1 and 2).For each of our six experimental conditions, there

were four levels of difficulty. Task difficulty was in-

creased by increasing the similarity of the textures used

to define the target vs. background regions. Every tex-

ture used in this study was a mixture of at most two

types of micropatterns. The two types of micropatterns

used to generate the textures in LD stimuli differed in

luminance (one being gray, the other black) but wereotherwise identical (both were small bars, diagonally

oriented up-and-to-the-right). In the easiest level of the

LD condition, all of the micropatterns filling the target

region were gray, whereas all of the micropatterns in the

background were black. In this case, the difference be-

tween target and background is maximally salient; ac-

cordingly we refer to this as the 100% contrast level. The

task is made more difficult by intermixing the two typesof micropatterns, both in the target region and the

background. Thus, for example, by allowing 10% of the

micropatterns in the target region to be black and 90%

to be gray, while 10% of the background micropatterns

are gray and 90% are black, we obtain a contrast level

equal to 90%� 10% ¼ 80%.

More generally, by allowing X% if the micropatterns

in the target region to be black and ð100� X Þ% to begray, while X% of the background micropatterns are

gray and ð100� X Þ% are black, we obtain a contrast

level equal to ð100� 2X Þ%. Thus, for X% ¼ 50%, con-

trast level drops to 0%, at which point the textures in

target and background become identical, and the task

becomes impossible. The four levels of contrast used in

the current study, for both identification and location

tasks, were 100, 80, 60, and 40%.In the TDo conditions, for both the identification and

location tasks, all textures were composed of two types

of micropatterns: one type was a small black bar ori-

ented up-and-to-the-right (55 counterclockwise from

horizontal); the other was a small black bar oriented up-

and-to-the-left (125 counterclockwise from horizontal).

Each bar subtended 14.32min of visual angle in length

at the standard viewing distance, and 2.39min in width.Crucially, both types of micropattern had the same total

luminance. Levels of difficulty were introduced in the

same fashion into the TDo conditions as the LD

conditions. In the 100% contrast condition, all micro-

patterns in the target region were oriented up-and-

to-the-right, whereas all background micropatterns

were oriented up-and-to-the-left. More generally, in the

ð100� 2X Þ% contrast condition, ð100� X Þ% of micro-patterns in the target region were oriented up-and-to-

the-right, while X% were oppositely oriented; at the

same time, ð100� X Þ% of the background micropat-

terns were oriented up-and-to-the-left, while X% were

oppositely oriented. The four levels of contrast, for both

identification and location tasks, were 100, 80, 60, and

40%.

Similarly, in the TDg conditions, for both the iden-tification and location tasks, all textures were composed

of two types of micropatterns: one type comprised a

single black (square) granule; the other type comprised

four smaller square granules, separated in space. Each

larger granule subtended 7:16� 7:16 min2 of arc. Eachsmaller granule subtended 3:58� 3:58 min2. The total

area subsumed by the four smaller granules was equal to

that subsumed by the single larger granule. Thus, thetotal luminance of the four-granule micropattern was

equal to that of the single-granule micropattern. Levels

of difficulty were introduced in the same fashion into the

TDg conditions as the LD and TDo conditions. In the

100% contrast condition, exclusively four-granule

micropatterns were painted into the target region,

whereas only single-granule micropatterns were assigned

Fig. 2. (a) Hundred percentage contrast version of luminance-defined (LD) patch; (b) 80% contrast version of luminance-defined (LD) patch; (c)

100% contrast version of texture-defined orientation (TDo) patch; (d) 80% contrast version of texture-defined orientation (TDo) patch; (e) 100%

contrast version of texture-defined granularity (TDg) patch; and (f) 80% contrast version of texture-defined granularity (TDg) patch.

160 A. Stehli Nguyen et al. / Brain and Cognition 52 (2003) 155–166

to the background. As for the TDo and LD stimuli, the

four levels of contrast used for the TDg stimuli, for both

identification and location tasks, were 100%, 80%, 60%,

and 40%.

2.3. Identification task stimuli

In the identification test, the target region took the

shape of a block, capital letter, and was centered in the

stimulus field. Only 11 letters were used; however, par-

ticipants were not informed of this restriction. The 11

letters used were D, E, F, H, J, L, M, U, W, X, and Y.

The letters shared an equal height of 4.875 in.

(12.3825 cm) and were capitalized. Nine of the 11 letters

(as well as their order) were selected at random for each

contrast level-discrimination type combination.

2.4. Location task stimuli

In the location task, the target patch was a 1 in.

(2.54 cm) square (subtending 1.9� in width at the stan-

dard viewing distance) located at a randomly selected

A. Stehli Nguyen et al. / Brain and Cognition 52 (2003) 155–166 161

location within the background field. For each dis-crimination type, and each contrast level, nine stimuli

were generated.

2.5. Letter naming stimuli

For a control task in which subjects were asked to

name normally printed letters, the stimuli consisted of a

series of letters using a font size of 18. Ten of the letterswere printed in black on a white background, and the

other 10 were printed in white on a black background.

3. Hypotheses and method of analysis

In each of the identification and location tasks, all

participants and controls were shown a series ofstimuli of increasing difficulty for each of the LD,

TDo, and TDg discrimination types. In the identifica-

tion task, for each page presented, the participants

were asked to name the letter they saw. In the location

task, participants were asked to point to the small

square. Performance was measured in terms of the

maximum level of difficulty (which corresponds to the

minimum level of contrast) at which the participantcould still correctly respond. The main analysis was a

comparison of performance between the Alzheimer�spatients vs. normals for each type of discrimination in

each task.

It was expected that for all three discrimination types,

the Alzheimer�s patients would reach threshold at a

lower level of difficulty than normals. This prediction

was based on the findings of the studies previously dis-cussed which have shown Alzheimer�s patients to (1)

perform worse than controls on other figure-ground

tasks (Mendez et al., 1990; McCleary et al., 1996) and

(2) demonstrate a decreased ability to perceive spatial

contrast (Cronin-Golomb et al., 1991; Nissen et al.,

1985). It was also anticipated that the difference between

the Alzheimer�s patients� performance and the controls�might be greater for the TDo and TDg conditionscompared to the LD conditions. This expectation

stemmed from the authors� conjecture that cognitive

functions involved in processing second-order stimuli

may be affected by AD earlier than those responsible for

processing first-order stimuli. Such a result would sug-

gest that second-order stimuli could be useful in devel-

oping a perceptual diagnostic tool. In addition, because

processing of first-order and second-order stimuli areproposed to take place in different areas of visual cortex,

this finding would be highly relevant to Alzheimer�sbrain studies.

A control task was also given. This was a simple letter

naming task designed to assess the ability of the par-

ticipants to recognize normally printed, high contrast

letters and name them correctly.

Thus, this study was designed to contribute to severaltheoretical issues involving the role of visual perception

studies to the research on Alzheimer�s disease. Particu-larly, this study investigates the usefulness of second-or-

der visual stimuli as diagnostic tools for AD. In addition,

it is thought that the results should be able to provide

important information as to the progression of the

disease through visual cortex, and the degree to which

cognitive symptoms of AD are a reflection of perceptiondeficits.

3.1. Subjects

A total of 16 patients and 15 elderly controls were

tested for this experiment. The patients were obtained

from the UC Irvine Alzheimer�s Dementia Research

Center. All patients that come to this center receivestandard physical, neurological, neuropsychological,

and neuroimaging tests as part of the center�s standardassessment battery. Most of the patients participating in

this task did so during one of their first visits to the

center. Confirmation of the diagnosis of possible or

probable AD was made following the completion of the

comprehensive evaluation. Data for three patients were

not analyzed because these patients had not received aclinical diagnosis of probable or possible AD at the time

of data analysis. Four patients received mixed diagno-

ses, meaning that both AD and some other dysfunction

were listed as the primary diagnoses. Data analysis in-

cluded these four subjects. All diagnoses were made

according to NINCDS criteria.

Participants in all stages of dementia severity, as

measured by Mini Mental State Exam (MMSE) scores(Folstein, Folstein, & McHugh, 1975), were invited to

participate. Data for one patient were excluded due to

failure to comprehend basic instructions and task com-

ponents. The control participants were obtained from

the subject pool of elderly controls that is also main-

tained by the UC Irvine AD Research Center.

The mean age for the patients was 79 years ðn ¼ 12Þand the controls had a mean age of 75 s ðn ¼ 15Þ. Bothgroups had a mean education level of 15 years. The

MMSE scores in the patient group ranged from 6 to 28

with a mean of 19.9. Control subjects� scores ranged

from 27 to 30, with a mean of 28.7. Exclusion criteria for

both groups included: corrected Snellen visual acuity of

less than 20/50, the presence of an uncorrected astig-

matism, history of psychiatric illness, and a failure to

comprehend English.All participants signed a consent form pertaining to

this study that was separate from consent given for the

standard tasks at the UC Irvine AD Research Center. It

was made clear that participation in this task was vol-

untary, and that a choice not to participate would not

affect their eligibility for, or the quality of the services

they receive at the center.

162 A. Stehli Nguyen et al. / Brain and Cognition 52 (2003) 155–166

3.2. Procedure

Testing the Alzheimer�s patients took place at the UCIrvine AD Research Center. The control patients had a

choice of being tested at the research center or in their

homes. For the patients, testing occurred between sec-

tions of their standard evaluation. For the control par-

ticipants, a separate appointment was made for the task.

All participants were asked to complete each of the taskcomponents unless they appeared to be abnormally

frustrated or agitated.

Participants were first given the preliminary letter

naming task in which the series of 20 normally printed

letters (10 black on white and 10 white on black) were

shown one at a time after instructing the participant to

name the letter they saw on each page. The number

correct out of 10 for each type was recorded.After the naming task, the identification task was ad-

ministered. First the participant was presented with the

series of LD letters. These stimuli had four levels of deg-

radation and were presented using a staircase approach.

Starting with the highest level of contrast, letters within

the level were presented, and the participant was asked to

name the letter they saw on each page. If they correctly

named three letters (in any order) within the level, theymoved on to the next level. This was continued for each

level. When they missed three in a row within a level, they

were finished. The participant�s response to each stimuluswas marked as either correct or incorrect. The final score

assigned to a participant was the greatest level of difficulty

at which the participant was able to respond correctly to

three stimuli. The five possible scores were 0, 1, 2, 3, and 4.

A score of 0 indicates that the participant was unable torespond correctly to three stimuli even at the easiest level

(in actuality, this score was never given). A score of 1 in-

dicates that the participant was able to respond correctly

to three stimuli at the easiest level, but missed three in a

row at level 2. To achieve a score of 4, a participant had to

respond correctly to three stimuli at the hardest level. This

procedurewas repeated exactly using theTDo stimuli and

then the TDg stimuli.The final task administered was the location task. For

this task the participants were asked to point to the

square or patch in the stimulus field that was different

from the background. The assessment procedure and

scoring system were the same as those used for the

identification task. Also, participants completed the

discrimination types in the same order as in the identi-

fication task: LD first, then TDo, and TDg last.For each subject, the entire procedure took about 15–

30 min.

4. Results

Data were analyzed for 12 patients and 15 controls.

The dependent variable in each of our six experimental

conditions was the maximum level of difficulty at whichthe participant responded correctly to three stimuli. The

five possible scores were 0, 1, 2, 3, and 4.

It became clear during the experiment that the cali-

bration of the TDg stimuli created a ceiling effect for the

scores in both the identification and location tasks (all

patients performed very well on these tasks). Therefore,

data analysis was only carried out for the LD identifi-

cation, LD location, TDo identification, and TDo lo-cation tasks. Results for the LD and TDo location tasks

are given in Fig. 3; results for the LD and TDo letter

identification tasks are given in Fig. 4.

We chose to treat the dependent variable, achieve-

ment level, as ordinal in our analysis rather than as

metric. Because the processes mediating performance

are not known, this conservative option seemed prudent.

Accordingly, we used the sample median as our teststatistic rather than the mean. Thus, a bootstrap pro-

cedure was used to evaluate the difference between the

median score for patients and the median score for

controls in the various conditions. In accordance with

standard bootstrapping procedure, we simulated our

experiment 1000 times, each time randomly resampling

the empirically obtained data to generate the simulated

data set. For each simulated data set, the median for thepatients was calculated and compared to the calculated

median of the controls. This produced a proportion of

the 1000 comparisons in which the patient median was

greater than or equal to the control median. This pro-

portion was taken to estimate the p-value of the null

hypothesis that the patient population median is no

lower than the control population median. This proce-

dure was carried out for: (a) LD identification, (b) LDlocation, (c) TDo identification, and (d) TDo location.

Table 1 gives the estimated p values for each of these

four conditions.

Patients were found to be significantly impaired

compared to controls in the LD location task. Specifi-

cally, in all but six out of 1000 simulated data sets the

patient median was strictly less than that of the controls.

The primary data for the location task using LD stimuliin AD patients and control subjects are illustrated in

Figs. 3a and b.

5. Discussion

The motivation of this resea rch was to evaluate the

ability of Alzheimer�s patients, compared to controls, toperform figure-ground tasks featuring first-order and

second-order stimuli. We know at the outset the patients

were of mixed etiologies and varying severity which may

have contributed to the results obtained. Contrary to

our hypothesis the patients did not perform significantly

worse on all of the tasks presented. It had also been

predicted that the difference in performance between

Fig. 4. Histograms for (a) controls� performance with luminance-defined (LD) letter naming; (b) patients� performance with luminance-defined (LD)letter naming; (c) controls� performance with texture-defined orientation (TDo) letter naming; and (d) patients� performance with texture-defined

orientation (TDo) letter naming.

Fig. 3. Histograms for (a) controls� performance with luminance-defined (LD) patch location; (b) patients� performance with luminance-defined (LD)patch location; (c) controls� performance with texture-defined orientation (TDo) patch location; and (d) patients� performance with texture-defined

orientation (TDo) patch location.

A. Stehli Nguyen et al. / Brain and Cognition 52 (2003) 155–166 163

Table 1

Probability that patients� median score is less than controls� medianscore as estimated by bootstrap procedure

Stimulus type Task type

Letter naming Patch location

Luminance .020 .994��

Texture(o) .356 .755

Note. Data were analyzed for 12 patients and 15 controls.** p < :01.

164 A. Stehli Nguyen et al. / Brain and Cognition 52 (2003) 155–166

normals and patients would be especially prominent in

the tasks involving the second-order stimuli (i.e., the

TDo stimuli). The obtained results did not support this

hypothesis, and instead suggested that the AD patients

were not suffering from any selective primary visual

deficits involving the processing of first-order or second-

order stimuli. This finding is similar to the results found

by McCleary et al. (1996) in evaluating performance onthe Ishihara tasks. Because it had been established that

the patients were not color blind, it was stated that the

errors made by patients must be attributed to other

types of deficits. That is to say that the processes nec-

essary for color vision were not selectively impaired by

the disease. Similarly in the present experiment it seems

that other features of the stimuli and task had more

impact on performance than did luminance or textureper se.

Surprisingly, the data suggest that AD patients may

be selectively impaired on the location task, as com-

pared with the identification task, where little evidence is

seen of any impairment. Although results for the TDo

location task fail to reach statistical significance, they

tend strongly in the same direction as the LD location

task. Moreover, it should be noted that (i) the (strictlyordinal) statistical test used here is much weaker than

corresponding (metric) tests comparing means, and (ii)

the scale of stimulus difficulty we used includes only four

levels of contrast. This implies that there are very few

possible values for the median to take, further restricting

the power of our statistical test.

In light of these observations, the significance of the

results of the LD location task is remarkable. However,a glance at the raw data (see Figs. 3a and b) shows why

the difference between patient and control performance

achieves statistical significance: only two out of 12 of the

AD patients succeeded at the most difficult level; how-

ever, 12 out of 15 controls succeeded at this level.

There are several possible mechanisms that may ac-

count for this deficit. Mendez et al. (1990) reported that

AD patients have problems with figure-ground tasks.However, the fact that a significant difference between

patients and controls was evident only for the location

task and not for the identification task suggests that

figure-ground discrimination per se cannot account for

the results. Because the identification task posed no

extraordinary challenge to the AD patients, we infer

that the perceptual apparatus is intact that draws dis-tinctions between the textures composing the back-

ground and the target for all types of discriminations

required in this study.

This suggests that it is the search for the target that is

somehow impaired in the AD patients. The location task

requires the observer to distribute his/her attention

broadly over the stimulus field in order to single out that

region that spontaneously emerges as the most likelytarget patch candidate. It may be that AD patients have

difficulty distributing their attention sufficiently broadly

over space, and are thus forced to adopt a sub-optimal,

serial search strategy using a restricted attentional win-

dow. In this case, one might expect AD patients to ex-

hibit a different, perhaps more variable, pattern of eye

movement fixations in performing the location task than

do normal controls. Alternatively, it may be that ADpatients are able to distribute their attention in the re-

quired manner, but that the mechanism that triggers the

emergence of the target is somehow compromised, so

that a higher signal-to-noise ratio is required to detect

the target. In general, the impairment suggested by these

results is consistent with the finding of impaired spatial

attention in AD in several previous studies using

other location–detection and visual alerting tasks(Buck, Black, Behrmann, Caldwell, & Bronskill, 1997;

Greenwood, Parasuraman, & Alexander, 1997; Nebes &

Brady, 1989).

The current results are highly suggestive, given the

emerging evidence that visual processing splits into

distinct streams, one concerned with object identifica-

tion (the ‘‘What’’ stream), and the other concerned with

localizing objects in space (the ‘‘Where’’ stream) (Carl-son, 1994; Lennie, 1980; Livingstone & Hubel, 1994;

Merigan, Freeman, & Meyers, 1997; Ungerleider &

Mishkin, 1982). In the ventral ‘‘What’’ stream, infor-

mation is channeled through VI into inferior temporal

cortex. In the dorsal ‘‘Where’’ stream, information is

channeled through VI into parietal cortex. The identi-

fication task involves ‘‘identity uncertainty’’: the patient

must decide which letter of the alphabet is on the page.In controls, to successfully complete the location task,

one does not have to identify or classify the figure. In-

stead, the uncertainty in the task is locational in that one

must find where the figure is in the stimulus field. Thus,

the results suggest that the ability to process locational

information may be selectively impaired by AD. Thus

the results of the current experiment may suggest that

AD patients suffer from a selective deficit involving the‘‘Where’’ pathway. Although visual cortex (Broadman

areas 17 and 18) contains relatively few neurofibrillary

tangles in AD (Braak, Braak, & Kalus, 1989; Arnold,

Hyman, Flory, Damasio, & Van Hoesen, 1991),

documentation of DNA damage in visual cortex neu-

rons suggests that they may degenerate by tangle-inde-

pendent mechanisms and that oxidative damage may

A. Stehli Nguyen et al. / Brain and Cognition 52 (2003) 155–166 165

contribute to such mechanisms (Su, Deng, & Cotman,1997). The parietal cortex contains relatively more

neurofibrillary tangles which correlates with the degree

of impairment in spatial attention (Buck et al., 1997).

AD patients also exhibit increased losses of neurons

from the magnocellular layer of the lateral geniculate

nucleus (LGN) (Katz & Rimmer, 1989). As explained by

Carlson (1994), while the ‘‘What’’ system receives input

from both the parvocellular and magnocellular layers,the ‘‘Where’’ system receives most of its input from the

magnocellular layer. The magnocellular layer also me-

diates contrast sensitivity over the lower spatial fre-

quencies (Katz & Rimmer, 1989), which has been shown

to be impaired in many AD patients (e.g., Cronin-Go-

lomb et al., 1991; Nissen et al., 1985). These observa-

tions suggest that the results of the current study may

reflect selective damage to the magnocellular layer of theLGN in AD patients, rather than damage to parietal

cortex. In this case we should expect AD patients to be

selectively impaired at motion judgments, which are

thought to be mediated exclusively by the magnocellular

pathway.

Some authors feel that the ‘‘Where’’ pathway in vi-

sual cortex plays a large role in guiding people�s actionsin relation to objects in the visual field (Goodale andMilner in Carlson, 1994). The hypothesis that the

‘‘Where’’ pathway in visual cortex suffers selective

damage in AD receives support from case studies of

patients with behavioral symptoms involving incorrect

object selection and disorientation (Levine et al., 1993;

Katz & Rimmer, 1989). Thus, further work to investi-

gate the relationship between Alzheimer�s disease and

damage to the ‘‘Where’’ pathway may provide insight asto how this neurological damage is reflected in behavior.

Acknowledgments

The authors thank Julene Johnson, Ph.D., and other

clinical staff of the Institute for Brain Aging and De-

mentia for assessment and referral of subjects. This

study was supported by Alzheimer Disease Research

Center grants from the State of California and the

National Institute on Aging, Carl W. Cotman, Ph.D.,

Principal Investigator.

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Further reading

Nothdurft, H. C., & Parlitz, D. (1993). Absence of express saccades to

texture or motion defined targets. Vision Research, 33, 1367–1383.