the immunity of international organisations and why it should be restricted
TRANSCRIPT
Title: The Immunity of International Organisations and why it
should be restricted.
Introduction
The development and increasing significance of international
organisations, and their roles in diverse fields has brought
to the fore the issue of the feasibility of the rules
regulating their operation as they relate to the needs of
modern justice. The scope of the application of organisational
immunity in particular, has been debated upon and has been
addressed by the courts with increasing frequency.1 Presently,
the need to protect international organisations is seen as the
main concern in the regulation of their immunities.2 This was
also regarded as the basis for sovereign immunity for States
for some time, until it became generally accepted that a State
could submit to the jurisdiction of the courts of other States
1Council of Europe Report on the Privileges and Immunities of InternationalOrganisations (1970). The report notes the various privileges and immunities granted to organisations, ‘those which are most open to criticism are immunities from jurisdiction’ (Council of Europe Report, 71).2 E. Gaillard and I. Pingel-Lenuzza, ‘International Organisations and Immunity From Jurisdiction: To Restrict or To Bypass’ (2002) 51 ICLQ, 1.
1
in an increasing range of circumstances.3 This development was
not entirely foreseeable judging from the writings and case-
law of nineteenth and early twentieth century. It was often
held that there could be no distinction based on the nature of
the activities of the State, since State activities by
definition, involved the exercise of its sovereignty.4 For even
acts that could be performed by individuals, a State could not
be subjected to the jurisdiction of domestic courts ‘without
striking an intolerable blow on its dignity’.5 However, the
expansion of the rights and privileges of States coupled with
the increase in the number of disputes they were involved in
and the growth and support of the principle of legality led to
the desertion of this crude conception of the requirements of
sovereignty, and the adoption of the principle of restrictive
State immunity. Nevertheless, the doctrine of restrictive
State immunity does not address the unique needs of
international organisations.6 As a result, a different model
was adopted; the principle of ‘functional immunity’. This
3 Ibid4 Ibid5 Ibid, the decision by the US Supreme Court in The Schooner Exchange v McFaddon, 7 us 116, 137 (1 Cranch) makes a clear statement on this principle.6 M. Singer, ‘Jurisdictional Immunity of International Organisations: HumanRights and Functional Necessity Concerns’ (1995-96) 36 VJIL 53, 56.
2
principle posits that international organisations are entitled
to such immunities as will enable them exercise their
functions in the fulfilment of their purposes.7 The principal
argument advanced to justify this immunity, particularly with
respect to States in which their headquarters are located is
that organisations have no territory, therefore their
independence and efficiency can only be guaranteed by granting
them functional immunity in carrying out their purposes.8
However, many commentators, courts and international
organisations have taken the principle of functional immunity
to illogical limits.9 This broad conception of immunity of
international organisations now presents difficulties similar
7 C. Amerasinghe, Principles of the Institutional Law of International Organizations (Cambridge: Cambridge University Press, 2005) “370”; J. Klabbers, An Introduction to International Institutional Law (Cambridge: Cambridge University Press,2002) “148”; P. Sands and P. Klein, Bowetts Law of International Institutions (London:Sweet and Maxwell, 2002) “487”. 8 n 2 above, 4.9 Based on the Conventions conferring immunity on international organisations, bilateral agreements between the organisation and host states and sometimes, customary law, judges seem bound to grant immunity toany organisation that requests it. The benefit of such immunity may be refused in some cases. For instance, it may be refused on the basis that the organisation waived its immunity, though such waiver is rare. (n 2 above, 2). Similarly, alternative dispute settlement mechanisms are either weak or non-existent. Pingel-Lenuzza observes, “according to the dominant theory, it is the existence of these alternative means of dispute resolution that justifies the absolute character of the immunity of international organisations, for the reason that they neutralize this absolute character.”(n 2 above, 2-3).
3
to those of State immunity under traditional international
law.10
This essay analyses and critiques the application of the
principle of functional immunity of international
organisations, stressing that normative and non-normative
factors require a revision of the existing application of
immunity.
To place the arguments in perspective, the first section
discusses the sources of functional immunity.
Sources of functional Immunity
Immunity conferring agreements date back to the beginning of
the nineteenth century.11 By the 1940’s, several immunity-
10 Robert Jennings has stated that arguments in the context of internationalorganisations “which make recourse even by analogy to the legal position ofsovereigns is wholly unnecessary and illogical”. R. Jennings, Foreword to P. Bekker, The Legal Position of Intergovernmental Organizations: a functional necessity analysisof their legal status and immunities. (Boston: Martinus Nijhoff, 1994) “v, vii”. However, this statement surely depends on the prescribed analogy that is drawn. Although the doctrine of restrictive State immunity cannot be applied en bloc to international organisations, appropriate comparisons can be drawn.11 J. Kunz, ‘Privileges and Immunities of International Organisations’ (1947) 41 AJIL, 828-830.
4
conferring instruments proliferated the international arena.12
This section discusses different conventional sources that
confer immunity on international organisations.
Constitutions: Constitutions are common instruments that
contain provisions on organisational immunity.13 Reflecting the
importance of immunity in constituent instruments, Article 105
of the United Nations Charter confers immunity on the United
Nations ‘as necessary for the fulfilment of its purposes and
independent exercise of its functions.’14 Similarly, the
charter of the Organisation of American States stipulates that
the organisation ‘shall enjoy in the territory of each Member
State, the capacity, privileges and immunities as are
necessary for the exercise of its functions and the
accomplishment of its purposes.15 This broad scope of immunity
is the first obstacle that opponents of absolute immunity face12 n 6 above, 68.13 ‘clauses concerning privileges and immunities can be found in the constituent instruments of almost every international organization…the constituent instruments of most international organisations now existing provide for at least the basic privileges and immunities of the organization.’ Bekker, n 10 above, “123”.14 Article 105 ‘has ever since served as a model for similar provisions in the legal instruments of a wide variety of international organisations.’ Bekker, n 10 above, “127”.15 Charter of the Organisation of American States, 1609 U.N.T.S 119, art 103. Art 104 further states, ‘the Representatives of the governments of thecouncil, the personnel of their Delegations, as well as the Secretary General and the Assistant Secretary General of the Organization, shall enjoy the privileges and immunities necessary for the independent performance of their duties.’
5
in their intellectual combat.16 Constitutions are autonomous
structures meant to achieve localized expectations.17 This is
clear during the negotiation and adoption. They are prepared
through a process of deliberation and bargaining where the
Member States seek to frame organisations in ways that reflect
their orientation.18 The UN Charter aptly captures this model.
It claims that its objective is to rescue humanity from the
scourge of war; however, it would be naïve to believe that the
drafters had the complete benevolence toward humanity when
they prepared it.19 In the first instance, it is a victors’
charter, which is the reason why only five States are
entrusted with veto powers. In reconciling this with the
issue of organisational immunity, one has to call to mind the
limited number of statesmen responsible for the drafting of
the Charter. According to Bekker in his analysis on the travaux
preparatoires of Article 104 of the Charter;
The report of the Rapporteur of
Subcommittee IV/220 as approved by the16 K. Tesfagabir, ‘The State of Functional Immunity of International Organisations and Their Officials and Why It should be streamlined’ (2011) 10 Chinese Journal of International Law, 101.17 Ibid18 Ibid19 Ibid20 An offshoot Commission tasked to prepare the functioning provisions of the organisation.
6
Committee, paragraph 1 laid down a rule
binding all member States from the date the
Charter would enter into effect. The
Committee further opined that the rule set
forth in paragraph 1 should apply in any
circumstances, its authority being in no
way subordinate to the exercise by the
General Assembly of its power, under
paragraph 3 of draft article 105, to make
recommendations or propose conventions to
the member State for determining the
details of the application of paragraphs 1
and 2.21
This observation on the work of Committee IV/2 exposes how
provisions on immunity are drafted and the importance
organisations attach to them. The Commission’s final
submission is fashioned in a way that organisations may escape
the questioning of their immunity in retrospect. The
Rapporteur wrote:
21 Bekker, n 10 above, “125”. (emphasis added).
7
The draft article proposed by the Committee
does not specify the privileges and
immunities respect for which it imposes on
Member States…the terms indicate in a
general way all that could be necessary to
the realization of the purposes of the
Organisation…it would moreover have been
impossible to establish a list valid for
all the Member States…but if there is one
certain principle it is that no member
state may hinder in any way the working of
the Organisation or take any measures the
effect of which might be to increase its
burdens, financial or other.22
Some may argue that this does not typify the wider segment of
international organisations, which are not established to
balance delicate issues of power and politics as the UN. It is
a legitimate concern therefore it should be considered.
However, the analysis is accompanied by a caveat. First, the
22 ‘This principle has provided the basis for unjustifiably broad claims of jurisdictional immunity on the ground that any judgement against an international organization by a municipal court would constitute a ‘disposition’ of the organisation’s collective fund.” n 6 above, 85.
8
provision on immunity is a guidepost to many organisations.
Therefore, it is inevitable that they consciously or
unconsciously “bear the stain of the delicate craftsmanship of
the provision.”23 On the contrary, Brower writes, “article 105
gave birth to a more limited breed of international immunities
based on the functional necessity doctrine. The functional
necessity doctrine’s underlying premise is simple and flows
from reciprocal notions of good faith”.24 There is no doubt
about the “limited breed” nature of functional immunity. It is
supposed to serve a limited purpose. However, this is not
exactly reflected in practice. As long as immunity is
concerned international organisations have been unfaithful in
contrast to Brower’s “good faith” expectation, in their
international dealings.25 This is apparent in the tenacity of
international organisations in claiming broad immunity.
It is therefore important that caveats are embodied in the
immunity clauses of constitutions. This can also be done in
other instruments such as multilateral agreements. Xxxx a few
will be sampled hereunder....
23 n 16 above, 102.24 C. H. Brower, ‘International Immunities: Some Dissident Views on the Roleof Municipal Courts’ (2000) 41 VJIL, 3-5.25 n 10 above, 128.
9
General Multilateral Agreements on Immunity (GMAI): GMAI
supplement constitutional provisions on immunity.26 They
provide specific rules on how organisations should consummate
its functional immunity. GMAI also shed light on the intention
of Member States and how they conceive immunity.27 The UN
General Convention on the Privileges and Immunities of the UN28
is one of the widely ratified immunity instruments.29 It
contains detailed provisions on the immunity of the UN and its
officials. Article II, Section 2 confers “immunity from every
form of legal process” to the UN. This article led to debates
as to its consistency with the UN Charter. The Charter confers
immunity on the UN “as are necessary for the fulfilment of its
purposes”. Some interpret the article to expand the limits of
the Charter while others say the General Convention clause is
at par with the immunity provision in the Charter.30 However,
it is more practicable that the Charter prevail over the
Convention. Also, if reference is made to the travaux preparatoires
26 n 10 above, 129.27 n 16 above, 103.28 Hereinafter referred to as the General Convention.29 Convention on the Privileges and Immunities of the United Nations, 1946. 1 UNTS. 15.30 n 16 above, 103.
10
of Article 105, it buttresses the fact that the Charter is
construed along the lines of functional immunity, which is
limited immunity.
The UN in many cases has asserted that it benefits from
absolute immunity. Courts are divided on this issue. While
some interpret both instruments as providing the UN with
absolute immunity, others stress that immunity applies only in
situations that obstruct the execution of its functions.31
The General Convention also confers immunity on officials and
experts of the UN.32 The application of these types of immunity
(like any immunity regime) suggests that they are alternative
dispute resolution mechanisms. Article II, Section 29 of the
General Convention states that “the United Nations shall make
provisions for the appropriate modes of settlement of…disputes
arising out of contract or other disputes of a private law
character to which the United Nations is a party”.33 Some claim
that the UN has implemented Article 29 by including
31 Ibid32 Article V, Section 18, states that officials enjoy immunity from jurisdiction only with respect to their official acts and words spoke or written in an official capacity. Article VI Section 22 and 23 provides immunity to experts in missions of the UN who assume specific and temporarymandates from the UN. This class of immunity is also limited to official functions during the mission. 33 n 38 above, art. III, Section 29.
11
arbitration clauses in lease agreements, purchase contracts,
established public liability insurance against personal injury
and so forth.34 True, yet, they do not address claims that may
result from ‘public actions’. An example is the sanction-
imposing procedure of the Security Council.35 This will be
discussed in the preceding sections.
As previously mentioned, the UN immunity regime has served as
a beacon to other organisations. For instance, the General
Agreement on Privileges and Immunities of the council of
Europe (1949) has an identical provision. It states that “the
Council, its property and assets, wheresoever located and by
whomsoever held, shall enjoy immunity from every form of legal
process”. An identical provision can also be seen in Article
II of the Agreement on Privileges and Immunities of the OAS.36
Bilateral Agreements: Another conventional source of
organisational immunity is bilateral agreements. They control
the interaction of international organisations at domestic
34 n 6 above, 85.35 R. Wilde, ‘Accountability and International Actors in Bosnia and Herzegovina, Kosovo and East Timor’ (2006) 7 ILSA JICL, 456.36 Agreement on Privileges and Immunities of the Organization of American States, 1949.
12
levels, providing detailed and clear cut accommodating rules.37
Bilateral agreements are platforms where States could
conveniently negotiate restrictive immunity regimes which
allow them to be in better negotiating positions than in
multilateral settings.38 However, this is not usually evident
in practice.39 Bilateral agreements of note include the France-
International Police Organisation (INTERPOL) and AU-Ethiopia
headquarters agreements. The France-INTERPOL agreement confers
immunity on INTERPOL in contracts and motor vehicle accidents
but not in private interactions.40 The agreement commendably
included dispute settlement mechanisms41 that were missing or
loosely framed in other agreements.42 Conversely, the
headquarters agreement between the AU and Ethiopia
incorporates a different immunity regime. It integrates both
37 Bekker, n 10 above,136; Klabbers, n 7 above, “161”; H. Schermers and M. Blokker (eds), International Institutional Law (Leiden: Martinus Nijhoff , 2003) “1072” and “1114” ; A. Muller, International Organisations and their Host States (Leiden: Martinus Nijhoff 1995). “151”.38 n 16 above, 106.39 It seems as though international organisations, in many cases, manage to adopt favourable agreements. This is evident in terms of the robust disputesettlement mechanisms. 40 Agreement between INTERPOL and the Government of the French Republic regarding INTERPOLs Headquarters in France, 3 November 1982 (as amended), GA Res AGN/51/RES/1.41 Ibid, article 24. The Permanent Court of Arbitration has jurisdiction overissues that emanate from the head quarters agreement.42 Several headquarters agreements provide dispute settlement procedures forissues that arise from the head quarters agreement.
13
functional and mainstream immunity.43 Following the agreements,
the immunity accorded to diplomats by virtue of the Vienna
Convention on Diplomatic relations is tantamount to the
immunity enjoyed by the AU officials.44 Though diplomatic
immunity and organisational immunity share some communality,
it is unfitting to put them in one context as such broad
immunity may jeopardize local interests.45
Customary International Law: There is controversy as to
whether customary international law is a source of
organisational immunity. As previously noted, immunity
developed along conventional sources and its development has
been concretised by the UN immunity regime. With universal
ratification of the General Convention, the functional
immunity regime of the UN may have attained the status of
43 Agreement between the AU and the Federal Republic of Ethiopia on the Headquarters of the African Union, 25 April 2008. Article 4 of the convention states, “The General Convention and the Vienna Convention shall be applicable mutatis mutandis to the AU, the Commission and its property, funds and assets, the headquarters, premises and facilities of the Commission”.44 Ibid. Article 14 states that “the Chairperson, the Deputy Chairperson, theCommissioners and Officials of the Commission of Professional 4 (P4) rank and above shall have, in respect of themselves, their spouses and dependentchildren such privileges and immunities as are accorded under the Vienna Convention and the General Convention.”45 Amerasinghe, n 7 above, “315”.
14
customary international law.46 This notwithstanding, one has to
go beyond the customary status of the UN and examine whether
the entire subject, on its own right, has attained customary
status.47 Bekker argues that the status of the General
Convention does not reflect the customary status of functional
immunity as a whole. Conversely, Brower ties the “customary”
status of the General Convention to the whole jurisprudence of
functional immunity.48 However, there is no tangible “evidence
that shows the relationship as more than a mere borrowing of
ideas”.49 This should also be measured up with the cynicism
others hold on the customary nature of the entire immunity
regime. For example, Schermers states “the uncertainty about
the lack of its precise scope and content decreases somewhat
the utility of customary international law as a solid legal
basis for granting privileges and immunities to international
organisations in general”.50 Similarly, Singer writes,
‘although customary law on the jurisdictional immunity of the
United Nations is relatively well developed, there is little
persuasive evidence of customary norms delimiting the
46 n 16 above, 107.47 Ibid. Scholarship is divided on this issue.48 n 24 above, 22-23.49 n 16 above, 108.50 Schermers, as quoted in Bekker n 10 above, 123.
15
jurisdictional immunities of other specific international
organisations, or of international organisations in general.’51
One must also consider, even in relation to the UN, which area
of immunity has attained customary status. There should also
be a distinction between the customary nature of functional
immunity and the scope of such immunity. This is because the
assumption of customary international law is usually silent on
its scope. For instance, the customary nature of the UN’s
immunity does not necessarily reflect the extent of its
immunity.52 Xxxx introduce or hint on the next subheading.
Domestic Legislation: Like bilateral agreements, domestic
legislation regulates the interaction of an organisation in a
domestic context.53 They incorporate principles that are
embodied in international immunity instruments, and contain
detailed provisions and domesticate important issues that are
common to these instruments.54 An example of such instrument is
the International Organisation Immunities Act (IOIA) which
51 n 6 above, 98.52 n 16 above, 108.53 Ibid54 Ibid
16
governs functional immunity in the United States.55 It states
the immunities of international organisations within the
country. The immunity clause provides that “international
organisations shall enjoy the same immunity from suit and any
form of judicial process as is enjoyed by foreign
governments”.56 This has led to the discussion on whether the
provision bears jure imperi-jure gestitionis distinction. Nevertheless,
the governance of immunity at a domestic level is a delicate
issue as the government has to maintain a balance between
domestic and international interests.57
The previous section exposes the tendency for international
organisations to claim broad immunity contrary to the basic
tenet of functional immunity that dictates immunity must fit
the functional needs of an organisation.58 As a result, certain
practical difficulties arise.
Problems of Functional Immunity
55 United States International Organisations Immunities Act, 29 December 1945, 22 U.S.C., Section 288.56 Ibid. Section 2, paragraph B.57 n 16 above, 109.58 n 2 above, 2.
17
As it is widely argued, international organisations are
justified in claiming restrictive immunity for functional
purposes. However, it is difficult to read this in the
prevailing practice as they often tend to claim absolute
immunity.59 This section shows the extent to which
organisations claim immunity beyond ordinary limits. It also
demonstrates how the functionality rationale is losing its
validity due to broad claims.
In Dupree Associates Inc v OAS60, the plaintiffs sued the secretariat
of the OAS seeking damages for breach of service contract. The
secretariat asked that the case be dismissed on the ground of
organisational immunity, stating that the IOIA provides
international organisations the same level of immunity
(absolute immunity) as sovereigns. In rejecting the
defendant’s argument, the court stated that the legal action
arose from a commercial activity of the organisation;
therefore the organisation could not claim immunity.61 This
rationale was visited by the US District court in US v Melekh,62
59 A. Reinisch and U. Weber, ‘In the Shadow of Waite and Kennedy: The Jurisdictional Immunity of International Organisations, the Individuals Right of Access to the Courts and Administrative Tribunals as Alternative Means of Dispute Settlement’, (2004) 1 IOLR, 59.60 Dupree Associates Inc. v OAS [1982] 63 ILR, 92.61 Ibid 62 US v Melekh, 190 F.Supp. 67 (S.D.N.Y. 1960).
18
where the defendant, a citizen of Russia, was charged for acts
of espionage.63 The court rejected the defendants’ contention
that the immunity granted by Article 105 of the UN Charter is
“similar to the immunity granted ambassadors and public
ministers through the civilised world, including specifically
immunity from jurisdiction.” It stated that the alleged acts
that formed the basis of the indictment were not “necessary
for the fulfilment of the UN purposes, nor were they
“necessary for the independent exercise” of the functions of
Member States representatives and UN officials “in connection
with the UN Organisation.”64
Melekh shows how functional immunity may be stretched to
illogical limits. In the same vein, it endorses a restrictive
reading of the immunity provision.
Italian courts have also challenged this broad application of
immunity. In INPDAI v FAO65 the plaintiff who rented a building
to the defendant in Rome requested that the defendant pay a
higher rent. The FAO rejected to the jurisdiction of the court
stating that they had immunity from legal action. The Court
63 Ibid 64 Ibid65 Instituto Nazionale di Previdenza Per 1 Dirigent Di AziEnde INDUSTRIALI (INPDAI) v FAO, (1982) UNJYB, 234.
19
rejected the objection stating that FAO cannot claim immunity
in private contracts as the one in issue.
In BRSAK v the UN et al66, the UN and some top officials were sued
for sexual harassment in the US District court. The
defendants’ objected to the court on grounds of absolute
immunity. The court ruled in the defendants favour. This
decision was affirmed on appeal on similar grounds. The court
interpreted the UN charter and the General Convention to
confer absolute immunity on the UN. There is difficulty in
relating this decision to the functionality argument when the
necessity of the alleged act is put against the function of
the organisation.
In Mothers of Srebrenica67, the Dutch government argued that the UN
is immune from suit in a case relating to a compensation claim
for an alleged failure of the latter to prevent the commission
of genocide. The court held that the “absolute immunity” of
the UN is established in “international law practice”. Though
the customary status of the UN immunity is not widely66 BRSAK v the UN et al (2008) S.D.N.Y, 318 (During the proceedings, the US District Attorney for Southern District of New York wrote to the Court supporting the immunity claim of the UN and its officials. According to theletter, “…the UN…is absolutely immune from suit and legal process in the absence of an express waiver”. 67 Mothers of Srebrenica et al v State of the Netherland and UN, The District Court of TheHague, Judgement of July 2008.
20
disputed,68 the court should have, first, tried to discern UN
immunity from conventional sources. Because, as previously
mentioned, the assumption of customary law may not help in
determining the extent of immunity. The court should also have
examined the functional utility, instead of taking a wholesale
approach of immunity in respect of the alleged conduct.
These cases expose an exaggerated reading, and in some
instances application of functional immunity. However, what
really comes to mind is the delusion as to the meaning of
functional immunity. The notion of functional immunity is an
elusive one. Though very appealing at face value for its
apparent reasonableness, its precise standard of application
is less than clear. Thus it is susceptible to different
interpretations.69 Regrettably, the ICJ has not substantively
dealt with the scope of functional immunity nor has it on a
primary basis decided if it is absolute or restrictive.70 The
closest the ICJ has come to these addressing these issues was
in the two advisory opinions it rendered relating to the68 That is if that is what the court is referring to.69 Muller for example writes, “an international organisation is entitled to immunities to the extent that it requires them for the effective fulfilmentof its tasks”, n 37 above, “151”; Singer argues, “an organisation is entitled to no more privileges and immunities than it strictly needs”, n 7 above, 68; Bekker, on the other hand, favours immunity that is commensuratewith the object of an organisation, n 10 above, 114.70 n 16 above, 114.
21
application of the General Convention to the two special
Rapporteursxxx of the UN. It nevertheless did not shed much
light on the issue and ended up painting an unclear picture.71
Human Rights and Functional Immunity:
A new frontier for challenging immunity defences is human
rights. These defences have been evident in disputes involving
both states and international organisations.72 Human rights in
the context of international organisations can be seen in two
cases. First, an ordinary activity of an international
organisation may fall below human rights standards. An example
is the criticism of the Security Council sanction imposing
procedures.73 Listing or delisting of terrorist-supporting
entities,74 and compensation claims.75 The ordinary activities
of international organisations may also affect individual71 Applicability of Article VI, Section 22, of the Convention on the Privileges and Immunities of the UN Advisory Opinion, ICJ Reports 1989, 177; Differences relating to Immunity from legal process of a Special Rapportuer of the Commission on Human Rights, Advisory Opinion, ICJ Reports1999, 62.72 L. Caplan, ‘State Immunity, Human Rights and Jus Cogens: A critique of the Normative Hierarchy Theory’, (2003) 97 AJIL, 741-791; A. Orakhelashvili, Peremptory Norms of International Law (Oxford: Oxford University Press, 2006), “320-358.” 73 B. Fassbender, ‘Targeted Sanction Imposed by the UN Security Council and Due Process Rights’ (2006) 3 IOLR, 437-485.74 R. Wessel, ‘Editorial: The UN, the EU and Jus Cogens’ (2006) 3 IOLR, 1-6.75 n 67 above .
22
group rights.76 Secondly, the very act of claiming immunity
interfaces with human rights, particularly the right of access
to court.77
In these two instances, immunity is at cross purposes with
human rights. These can be resolved by looking at these norms
in the vertical structure of international law.78 Human rights
are values which are at the top of municipal and international
protection. There is a growing trend that advocates their non-
derogable character.79 Additionally, the fact that the
customary status of immunity is to an extent, disputed
solidifies the opposite argument.80 It should be noted that the
mere assumption of customary law is not a test for jus cogens.
The contrary, however, proves the ability of States to
dissent, a notion alien to jus cogens.81 The connection between
human rights and international organisations’ action came
under scrutiny in Kadi,82 where there was an application for the
76 E. Carrasco and A. Guernsey, ‘The World Bank’s Inspection Panel: Promoting true Accountability through Arbitration’, (2008) 41 Cornell ILJ, 578.77 This is largely the case with employment disputes. See A. Reinisch, ‘The Immunity of International Organisations and the Jurisdiction of Their Administrative Tribunals’, (2008) 7 Chinese JIL, 283-306.78 n 16 above, 118.79 Orakhelashvili, n 72 above, “53”.80 n 16 above, 119.81 n 79 above.82 Kadi v Council of the European Union and Commission of the European Communities [2005] ECR II-3649.
23
abrogation of the European Council Regulation that gives
effect to Security Council Resolution 1267 (1999).83 The
Resolution empowers UN Member States to impose sanctions on
persons and entities associated with Al-Qaeda and the Taliban
government. The European Council, following the Resolution
froze the assets of the applicants. The applicants claimed
that the Resolution was in violation of their Right to fair
hearing.84 The Court of first instance rejected the applicants’
argument stating that the Regulation was ordained by the
Security Council. Therefore, the Commissions law is
subordinate to Security Council resolution in accordance with
Articles 24 and 103 of the UN Charter.85 The court treated the
right to fair trial as a disposable norm, by reasoning that
the relevant Resolution aims at preserving peace and
security.86 The Court then linked this with the possibility of
derogating the right to fair trial for emergency reasons in a
domestic legal system.87 This reasoning could place many
83 European Council Regulation, No. 881/ 2002 of May 2002.84 Ibid85 In a rather bold move, the Court stated, “the Court is empowered to check, indirectly, the lawfulness of the Resolutions of the Security Council in question with regard to jus cogens, understood as a body of higherrules of public international law binding on all subjects of international law, including the bodies of the United Nations, and from which no derogation is possible.” Ibid, 226.86 Ibid 87 Ibid., 245, 247 and 286.
24
Security Council Resolutions outside the reach of judicial
scrutiny, because the Council’s resolutions mostly relate to
issues of international security at global hotspots that
require emergency sessions.
The Grand Chamber of the European Court of Justice88 criticized
the judgement for considering the claim as a challenge to the
Resolution of the Security Council.89 The Court noted
…immunity from jurisdiction for the
contested regulation with regard to the
review of its compatibility with
fundamental rights, arising from the
alleged absolute primacy of the
resolutions of the Security Council to
which that measure is designed to give
effect, find any basis in the place that
obligations under the Charter of the
United Nations would occupy in the
hierarchy of norms within the community
88 In a carefully choreographed decision to avoid implications of reviewing Security Council’s action.89 Kadi and Al Barakaat International Foundation v Council of the European Union and Commission of the European Communities [2008] ECR I-0000.
25
legal order if those obligations were to
be classified in that hierarchy.
In an important move, the Court understood that neither the
possibility of application nor the review and re-examination
procedures of the Sanction Committee guaranteed a right to
fair trial.90
This decision is at par with the Waite and Kennedy rule
developed by the European Court of Human rights, where the
Court may exercise jurisdiction in the absence of reasonable
“alternative dispute settlement”.
Though the Kadi Cases do not involve issues of immunity, they
demonstrate that immunity has procedural and substantive
relevance in cases that involve international organisations.
Domestic courts can adopt the wisdom of Kadi, they need to
sense the human rights imperatives of granting broad immunity.
Similarly, individuals should be entitled to challenge
domestic instruments that implement decisions of
organisations. This would enable courts to safeguard
fundamental rights of individuals and also shape the behaviour
of organisations from the shadows.91
90 Ibid, 322.91 n 16 above, 121.
26
Conclusion
The glaring problem in the discourse of organisational
immunity is the absence of uniform understanding of functional
immunity. International organisations are taking functional
immunity to irrational limits. This has the potential of
clashing with higher norms of international law. A
rectification of this interface is pertinent. The increasing
roles of international organisations further compel a revision
of the jurisprudence of functional immunity. International
organisations have greatly evolved, their interaction with the
external environment is on too large a scale to ignore.
It has been stated that organisations claim immunity for
efficiency reasons, to enable them meet their objectives.
Efficiency should not just be limited to the judicious
performance of organisational objectives. Compromising human
rights and being unwilling to remedy it, or defaulting from a
legal process, cannot be, by any measure, a positive
27
indication of efficiency. Using the efficiency argument to
claim immunity and not employing it both internally and
externally is not only irrational but immoral. It is time that
we face the pessimism that restrictive immunity is associated
with. Arguments that call for a restrictive immunity should
not be seen as a cynical approach to them and what they stand
for. Rather, they should be seen as a call to international
organisations to give up old habits and act as responsible and
reliable members of the international society.
Bibliography
Books
A. Muller, International Organisations and their Host States (Nijhoff
1995).
A. Orakhelashvili, Peremptory Norms of International Law (Oxford:
Oxford University
C. Amerasinghe, Principles of the Institutional Law of International
Organisations (Cambridge: Cambridge University Press, 2005).
28
H. Schermers and M. Blokker (eds), International Institutional Law
(Leiden: Martinus Nijhoff, 2003).
J. Klabbers, An Introduction to International Institutional Law (Cambridge:
Cambridge University Press, 2002).
P. Bekker, The Legal Position of Intergovernmental Organisations: A functional
Necessity Analysis of their Legal Status and Immunities (Boston:
Martinus Nijhoff, 1994).
P. Sands and P. Klein (eds), Bowetts Law of International Law (London:
Sweet and Maxwell, 2002).
Press, 2006).
Journals and Articles
C. H. Brower, ‘International Immunities: Some Dissident Views
on the Role of Municipal Courts’ (2000) 41 VJIL.
E. Gaillard and I. Pingel-Lenuzza, ‘International
Organisations and Immunity from Jurisdiction: To Restrict
or to Bypass’ (2002) 51 ICLQ.
J. Kunz, ‘Privileges and Immunities of International
Organisations’ (1947) 41 AJIL.
29
K. Tesfagabir, ‘The State of Functional Immunity of
International Organisations and their Officials and Why
It Should be Streamlined’ (2011) 10 Chinese Journal of
International Law.
M. Singer, ‘Jurisdictional Immunity of International
Organisations: Human Rights and Functional Necessity
Concerns’ (1995-95) 56 VJIL 53.
R. Wilde, ‘Accountability and International Actors in Bosnia
and Herzegovina, Kosovo and East Timor’ (2006) 7 ILSA
JICL.
A. Reinisch and U. Weber, ‘In the Shadow of Waite and Kennedy:
The Jurisdictional Immunity of International
Organisations, the Individuals Right of Access to the
Courts and Administrative Tribunals as Alternative means
of Dispute Settlement.’ (2004) 1 IOLR.
L. Caplan, ‘State Immunity, Human Rights and Jus Cogens: A
Critique of the Normative Hierarchy Theory’ (2003) 97
AJIL.
30
B. Fassbender, ‘Targeted Sanctions Imposed by the United
Nations Security Council and Due Process Rights’ (2006) 3
IOLR.
R. Wessel, ‘Editorial: The UN, the EU and Jus Cogens (2006) 3
IOLR.
E. Carrasco and A. Guernsey, ‘The World Bank’s Inspection
Panel: Promoting True Accountability through Arbitration’
41 Cornell ILJ (2008).
A. Reinisch, ‘The Immunity of International Organizations and
the Jurisdiction of Their Administrative Tribunals’ 7
Chinese Journal of International Law.
Case Law
BRSAK v the UN et al [2008] SDNY, 318.
Dupree Associates Inc. v OAS [1982] 63 ILR, 92.
Instituto Nazionale di Previdenzia Per 1 Dirigent Di AziEnde INDUSRIALI (INPDAI) v
FAO, Supreme Court of Cassation [1982] NNJYB 234.
Kadi and Al-Barakaat International Foundation v Council on the European Union
and Commission of the European Communities [2008] ECR I-0000.
31
Kadi v Council of the European Union and Commission of the European
Communities [2005] ECR II-3649.
Mothers of Srebrenica et al v State of the Netherland and the UN, The District
Court of the Hague, Judgement of 10 July 2008.
The Schooner Exchange v McFaddon, 7 us 116, 137 (1 Cranch).
US v Melekh, 190 1 Supp. 67 (SDNY 1960).
Conventions, Statutes and Reports
Agreement between INTERPOL and the Government of the French
Republic regarding INTERPOLs Headquarters in France, 3
November 1982 (as amended).
Agreement between the African Union and the Federal Republic
of Ethiopia on the Headquarters of the African Union in
Ethiopia, 25 April 2008.
Agreement on the Privileges and Immunities of the Organisation
of American States, 15 May 1949.
Charter of the Organisation of American States, 30 April 1948.
Charter of the United Nations, 24 October 1945.
32
Convention on the Privileges and Immunities of the United
Nations, 13 February 1946.
Council of Europe Report on the Privileges and Immunities of
International Organisations 1970).
European Council Regulation No.881/2001 of May 2002.
United States International Organizations Immunities Act, 29
December 1945.
33