temporal series of evi/modis to identify land converted to sugarcane
TRANSCRIPT
Revista Brasileira de Geografia Física 03 (2011) 562-574
Rocha, D. R. S.; Barbosa, H. A.; Silva, L. R. M. 562
ISSN:1984-2295
Revista Brasileira de
Geografia Física
Homepage: www.ufpe.br/rbgfe
A Gis Approach Using Remote Sensing Derived Products for Quantification of
Sugar Cane Productivity in Brazil
Diego Raoni da Silva Rocha1, Humberto Alves Barbosa
2, Leandro Rodrigo Macedo da Silva
3
1Universidade Federal de Alagoas (UFAL), Laboratory of Analysis and Processing of Satellite Images, Campus A. C.
Simões - Av. Lourival Melo Mota, s/n, Tabuleiro do Martins - Maceió - AL, CEP: 57072-970. E-mail:
[email protected]. 2Universidade Federal de Alagoas (UFAL), Laboratory of Analysis and Processing of Satellite Images, Campus A. C.
Simões - Av. Lourival Melo Mota, s/n, Tabuleiro do Martins - Maceió - AL, CEP: 57072-970. e-
mail:[email protected]. 3Universidade Federal de Alagoas (UFAL), Laboratory of Analysis and Processing of Satellite Images, Campus A. C. Simões - Av. Lourival Melo Mota, s/n, Tabuleiro do Martins - Maceió - AL, CEP: 57072-970. e-mail:
Artigo recebido em 15/08/2011 e aceite em 10/09/2011
R E S U M O
Este estudo teve como objetivo de desenvolver uma metodologia baseada na aplicação de produtos GEONETCast-
EUMETCast para estimativa da produtividade da cana-de-açúcar utilizando-se de um modelo agrometeorológico-
espectral. O estudo foi desenvolvido no município de Coruripe, localizado no estado de Alagoas, Brasil. O teste foi
realizado num período de cinco meses, abril a agosto, do ano de 2010. Conclui-se que a metodologia utilizada indica ser
útil para o apoio operacional de estimativa da produtividade da cana-de-açúcar, fornecendo valores médios de 37 a 40
t/ha.
Palavras-chave: Spot Vegetation, Meteosat-9, Produtividade Safra, Ilwis
A B S T R A C T
This study aimed to develop a GEONETCast-EUMETCast product-based method of estimating the productivity of cane
sugar using an agrometeorological-spectral model. The study was carried out in the Municipality of Coruripe, located in
the state of Alagoas, Brazil. The test was performed over the period of five months, from April to August of 2010. It
was concluded that the methodology is useful for developing estimates of operational support for the cane sugar
productivity, providing mean values of 37 to 40 t/ha.
Keywords: Spot Vegetation, Meteosat-9, Crop Yield, Ilwis
1. Introduction
1.1 The gap between science and practical
agricultural management
Current management practices in
Brazil in the field of agricultural management
are very often still based on outdated
knowledge and technology. Similarly to what
happens in many other regions of the world,
frequently scientists plan and develop their
methods in isolation, not grasping what is
really required by relevant stakeholders. On
the other hand, stakeholders are often
unaware of what science or knowledge-based
alternatives are available. Scientific research
is further isolated by lack of proven utility
*E-mail: [email protected] (Rocha, D. R. S.).
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and inadequate representation of results,
whilst agricultural policy and management is
isolated by legal and professional precedence.
1.2 Making crop modeling useful for
decision-making: what output is needed, and
what input data are required to achieve the
modelling goals
In the scientific community frequently
model performance is evaluated using
procedures and statistical indicators which do
not necessarily reflect the usefulness for
practical decision-making in the region of
interest. Improved awareness of stakeholders’
real needs can help scientists to better orient
their work. On the other hand, typical current
performance rates of crop modelling
applications in the region may not be
sufficient for practical decisionmaking.
Low model performance is often a
consequence of limited input data sets on
which the model application is based.
However, over the past decades an increasing
amount of potentially useful products derived
from remote sensing have become available,
but their potential for improving model
performance in the region has not been well
assessed yet.
1.3 Agro-meteorological parameters from
satellite remote sensing products and GIS
approach
Remote sensing images play an
important role in agricultural crop production
over large area, quantitatively and
nondestructively, because agricultural crops
are often difficult to access, and the cost of
ground based estimation of productivity can
be high. The recent development of
GEONETCast–EUMETCast data has
provided the capability to obtain frequent and
accurate measurements of a number of basic
agro-meteorological parameters (e.g.
evapotranspiration, surface albedo, surface
temperature, solar radiation, rainfall etc.). The
GEONETCast real-time data dissemination
system represents a global network of
communication satellite based data
dissemination system to distribute space-
based, air-borne and in situ data, metadata and
products to diverse user communities. The
satellite estimated agro-meteorological
parameters provide a complete and spatially
dense observations capability for assessing
regional vegetation potential productivity
(Barbosa et al., 2006; Barbosa et al., 2009).
With a Geographic Information System (GIS)
approach, it provides a framework to ingest in
the analysis the information of
agrometeorological parameters that influence
crop yield.
1.4 Sugar cane crops in Brazil
Agricultural production in the semi-
arid region of Brazil is characterized by
extensive, low investment subsistence
farming focused on limiting the impacts of
hydrological and policy risks. As a
consequence, agricultural, labor and natural
resource productivity has remained low,
however at high environmental costs,
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especially with respect to land degradation
and loss of natural resources and biodiversity.
Agriculture is the primary social and
productive economic sector in the semi-arid
Latin American countries and forms the basis
for rural welfare and food security, and the
platform for structural change and economic
take off towards sustainable socio-economic
development and growth. Sugar cane is one of
the most important cash crops in Brazil. It is
an annual crop with solid jointed stems and its
mode of photosynthesis is very efficient and
growth is quick. Brazil is the biggest grower
of sugarcane, which is used to produce sugar
and ethanol gasoline-ethanol blends gasohol
for transportation fuel. Its bio fuel industry is
a leader, a policy model for other countries,
and sugarcane ethanol is considered the most
successful alternative fuel to date.
1.5 General objective
The general objective of this
application is to increase the role of crop
modelling applications for estimating sugar
cane productivity in Brazil by incorporating
satellite remote sensing products to evaluate
estimation of productivity of sugar cane crops.
A number of tailored and GIS-compatible
products are generated and integrated to
quantify sugar cane productivity.
1.6 Specific objective
For this application products that are
disseminated through GEONETCast (NDVI
S–10, SPOT Vegetation DMP and ETp) are
used to develop a remote sensing based
approach to improve sugar cane productivity
estimation for the municipality of Coruripe,
located in Alagoas, Brazil. The study is
conducted for the period of April to August,
2010. The sugar cane productivity is derived
in 9 computational steps.
2. Methodology
2.1 Data Used
2.1.1 Local/Regional (in-situ) data
The application focuses on the sugar cane
plantation for the entire Coruripe
municipality, located in Alagoas State, Brazil.
The sugarcane parameters used are:
BF = Respiration Factor (0.5 for
temperatures ≥ 20°C and 0.6 for
temperatures <20°C), after Gouvêa
(2008);
APF = Agricultural Productivity
Factor (2.9), after Ruddorf (1985);
Ky= yield response factor, after
Doorenbos et al (1979);
Kc= Crop coefficient.
The crop coefficient is defined as the
ratio of crop evapotranspiration (Etc) with
respect to reference evapotranspiration (ET0).
Kc is crop specific and is depending on the
crop growth stage. Crop evapotranspiration at
any time during the growing season is the
product of reference evapotranspiration and
the crop coefficient, expressed as: ETc = ET0
* Kc. Crop coefficients have been developed
for nearly all crops by measuring crop water
use with lysimeters and dividing the crop
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water use by reference evapotranspiration for
each day during the growing season.
2.2 Products used from GEONETCast
The following data delivered through
GEONETCast has been used for the period
April to August, 2010:
Remote sensing images: SPOT
Vegetation–2 and SPOT–5, SEVIRI
instrument on METEOSAT–9;
Remote sensing based products:
o NDVI S10 (NDVI) and Dry
Matter Productivity (DMP)
having a spatial resolution of
1Km.;
o LSA–SAF ETp product for
South America.
Source of the data is the
GEONETCast ground receiving station
installed at the Laboratory of Analysis and
Processing of Satellite Images (LAPIS),
Federal University of Alagoas (UFAL) (see:
http://www.lapismet.com) and the SPOT
Vegetation products are obtained from the
archive, maintained by VITO (see:
http://free.vgt.vito.be/).
This application proposes to test a
remote sensing approach to quantify estimates
of sugar cane productivity over the Coruripe
municipality and sugar cane crop estimates
are computed for each map pixel using NDVI,
DMP and Etp images by applying radiative,
aerodynamic and energy balance physics
using 9 computational steps. The flow
diagram of the methodology to quantify sugar
cane productivity using these satellite derived
products is shown in figure 1.
2.3 Data pre-processing for quantification
sugar cane productivity
Ensure that you have unzipped the
exercise data and move using the ILWIS
navigator to this active working directory.
Close ILWIS and open ILWIS again and
ensure that the path to your active working
directory is correct. In order to minimize the
data load for this exercise all time series data
(NDVI, with and without status mask, DMP,
ETp_avg and ETp_std) have been pre-
processed and sub maps for the Coruripe
Municipality have been created. The pre-
processing steps are described in the
following section.
2.4 Step1: Input NDVI and DMP databases
using algorithm adapted from GEONETCast
Toolbox
To implement a methodology to
import both the NDVI and DMP time series
raster data into ILWIS, specific routines
available within the GEONETCast–Toobox
are adapted for import. Upon import also the
status mask was applied, to retain only the
map values that meet the flag criteria, such as
cloud free, land pixels, good radiometric
quality in the Red and NIR bands. For further
details see also Chapter 4.5.1.2 as well as
Maathuis et al, 2011.
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Figure 1: Flow chart of the methodology adapted
Open the MapList
“NDVI_Coruripe_Apr_Aug” and display the
time series as an animated map sequence,
using as Representation “NDVI1”. Note that
there are 15 maps and each map is
representing the decadal NDVI computed
using a Maximum Value Composite
Algorithm. Map layer 1 represents the 1st
decade of April 2010 and map layer 15 is the
last decade of August 2010. Move the mouse,
keeping the right mouse button pressed, over
the active map display window and note the
values. From the menu of the active map
display window, select the option “Layers =>
Add Layer” and select the Polygon Map
“coruripe”, in the Display Options window
unselect “Info” and select the option
“Boundary Only” and press “OK” to see the
municipal boundary. Close the Active map
window and now display the time series
“NDVI_SM” in a similar manner. Here the
status flags have been applied and those
pixels that did not meet the flag criteria have
been re-assigned as “no-data”, represented by
a “?”.
Step 2: Computation of FVC from NDVI
The FVC is the one biophysical
parameter that determines the contribution
partitioning between bare soil and vegetation
for surface evapotranspiration,
photosynthesis, albedo, and other fluxes
crucial to land–atmosphere interactions. The
NDVI needs to be converted to FVC. Here
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use is made of the formula proposed by
Muñoz et al (2005), see equation 1. The flag
corrected NDVI time series is going to be
used.
FVC = 1.1101 * NDVI - 0.0857 (Eq 1)
To carry out this calculation for each
NDVI map within the time series open from
the main ILWIS menu the option “Operations
=> Raster Operations => MapList
Calculation” and provide the information as
given in figure 6.2.
Press “Show” to execute the operation,
display the resulting time series as an
animated sequence, use as Representation
“fvc” and check the values obtained using the
mouse, keeping the right mouse button
pressed, over the active map display window.
Step 3: Computation of LAI from FVC
The LAI, defined, as the total one-
sided leaf area per unit ground area, is one of
the most important parameters characterizing
a canopy. Because LAI most directly
quantifies the plant canopy structure, it is
highly related to a variety of canopy
processes, such as evapotranspiration,
interception, photosynthesis and respiration.
The FVC is converted to Leaf Area Index
(LAI) by means of the formula proposed by
Norman et al (2003), see equation 2.
LAI = - 2Ln (1 – FVC) (Eq 2)
To carry out this calculation for each FVC
map within the time series open from the
main ILWIS menu the option “Operations =>
Raster Operations => MapList Calculation”
and provide the information as given in figure
6.3.
Press “Show” to execute the operation,
display the resulting time series as an
animated sequence, use as Representation
“lai” and check the values obtained using the
mouse, keeping the right mouse button
pressed, over the active map display window.
Now also check the command line history
from the main ILWIS menu by pressing the
“drop down” button on the right hand side of
the command line. Note the command line
string that has been used to create the LAI
time series. It is given by the following string:
LAI.mpl = maplistcalculate ("-2*ln(1-
@1)",0,14,FVC.mpl)
Check the expression, compare it with figure
6.2. Note that in the following sections the
command line expressions to calculate a
maplist will be given.
Step 4: Computation of growth factor from
LAI
Experimental evidence indicated that
the growth rate of several agricultural crop
species increases linearly with increasing
amounts of LAI, when soil water nutrients are
not limiting (Doorenbos and Kassam, 1979).
Berka et al (2003) developed a simple
approach for deriving the growth rate from
the LAI, see equation 3.
CGF = 0,515 – e ( - 0, 667 – (0,515 * LAI))
(Eq 3)
Where: CGF = Corrected Growth Factor and
LAI = Leaf Area Index.
To derive the Corrected Growth Factor (CGF)
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type the following equation on the ILWIS
command line:
CGF.mpl:=maplistcalculate("0.515-exp(-
0.667-(0.515*@1))",0,14,LAI.mpl)
Press “Enter” to execute the operation,
display the resulting CGF time series as an
animated sequence, use as Representation
“Pseudo” and check the values obtained using
the mouse, keeping the right mouse button
pressed, over the active map display window.
Step 5: Computation of maximum yield
potential (Yp)
The final equation that can be used to
derive maximum yield potential (Yp) is based
on an equation which includes evaporative
fraction corrected growth factor (CGF),
respiration factor (BF), agricultural
productivity factor (APF) and production of
dry matter (DMP) product.
Yp = CGF * BF * APF * DMP (Eq 4)
Where Yp is the maximum yield
potential (kg ha-1), BF is the respiration
factor (0.5 for temp. ≥ 20°C and 0.6 for temp
<20°C), APF is the agricultural productivity
factor (2.9) as described in Rudorff (1985)
and DMP is the Dry Matter Productivity
derived from Spot-Vegetation data. First
display using an animated sequence the time
series “DMP_04_08_coruripe” using as
Representation “Pseudo” and check the map
values using the mouse, keeping the right
mouse button pressed, over the active map
display window. Further information on this
product can be found in Bartholomé (2006),
the unit is kg/dry matter/ha/day. After you
have seen the animated sequence, close the
animation.
To calculate the maximum yield potential for
each time step, type the following expression
on the command line in the main ILWIS
menu:
Yp.mpl:=maplistcalculate("@1*0.5*10*2.9*
@2",0,14,CGF.mpl,DMP_04_08_Coruripe.m
pl)
Press “Enter” to execute the operation,
display the resulting CGF time series as an
animated sequence, use as Representation
“Pseudo” and check the values obtained using
the mouse, keeping the right mouse button
pressed, over the active map display window.
Note that the factor 10 in the expression
above is used to convert from kg/dry
matter/ha/day to kg/dry matter/ha/decade!
Step 6: Retrieval of evapotranspiration (ETp)
via LSA –SAF ETp product
The crop coefficient is defined as the
ratio of crop evapotranspiration, ETr, to
reference evapotranspiration, ETp. Kc is crop
specific depending on the crop growth stage
and details are given in table 6.1. Crop
evapotranspiration at any time during the
growing season is the product of reference
evapotranspiration and the crop coefficient as
given by equation 5.
ETr = ETp * Kc (Eq 5)
By use of the newly developed LSA–
SAF products, one is now able to obtain
frequent and accurate measurements of a
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number of basic agro-meteorological
parameters (e.g. surface albedo, surface
temperature, evapotranspiration). The satellite
estimated agro-meteorological parameters
have several advantages compared to
conventional measurements of
agrometeorological data using a scattered
ground meteorological observation network.
Open the map list “ETp_avg” and
display the time series as an animated
sequence, using as Representation “Pseudo”.
This maplist has been compiled processing
each 30 minutes LSA_SAF ET-product from
1 April to 31 August 2010. All products have
been added on a daily basis, corrected for the
time interval, as the product unit is expressed
in mm/hr, but the time step is half hourly
(therefore the daily sum has been divided by
2). For each decade the respective daily
products have been summed and the average
was computed to obtain the average ET per
decade. Also the standard deviation has been
computed and was aggregated to obtain the
decadal standard deviation. This map list is
called “ET_std. Display also this map list
using as Representation “Pseudo”.
To obtain the crop evapotranspiration
the following procedure has been adopted
using the time series ETp_avg and ET_std
data: For the months of April, May and June a
crop coefficient was used of 1.68:
ETr = (ETp_avg – ET_std) * 1.68 (Eq. 6)
For the months of July and August a crop
coefficient was used of 1.18:
ETr = (ETp_avg – ET_std) * 1.18 (Eq.
7)Type the following equations in the
command line of the main ILWIS menu and
press enter and “OK” to execute the
operations:
ed. From the main ILWIS menu, select “File
=> Create => MapList” and add all newly
created ETr* maps in a sequential order to the
right hand listing, using the “>” icon. Specify
as Map List name “ETr” and press “OK”.
Display the newly created map list “ETr” as
an animated sequence, using as
Representation “Pseudo”, check the map
values obtained.
Step 7: Estimation of sugar cane productivity
The sugarcane yield estimation model
over the growing season, on a decadal basis,
is accomplished by using an
agrometeorological model (Equation 8)
according to Doorenbos and Kassam (1979):
(Eq 8)
where Ye is the estimated yield (kg ha-1), Yp
the maximum yield (kg ha-1), ky the yield
response factor described in (Doorenbos and
Kassam, 1979); ETr the actual
evapotranspiration (mm) and ETp the
maximum evapotranspiration (mm).
Maximum yield (Yp) is established by the
genetic characteristics of the crop and by the
degree of crop adaptation to the environment
(Doorenbos and Kassam, 1979). The ky
factors used here are for April = 1.2, for May
= 1.3, for June = 1.2, for July = 1.1 and for
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August = 1.1. To calculate the estimated yield
the following equations have to be entered
from the command line on the main ILWIS
menu:
Ye1:=Yp_1*(1-1.2*(1-
(ETr1/etp_avg_0401_coruripe)))
In the Raster Map Definition window, set the
minimum value range to “0” and the
“Precision” to “0.01” and press “OK” to
execute the operation. Display the map
calculated and check the values obtained.
Note that each pixel represents and area of 1
km2 and the estimated yield is expressed in
kg ha-1! Repeat the Ye calculations for the
other decades using the following set of
equations (note the change of the Yp) and
keep on setting the minimum map value to
“0” and use as Precision “0.01”:
After all calculations are performed a
new map list has to be created. From the main
ILWIS menu, select “File => Create =>
MapList” and add all newly created Ye* maps
in a sequential order to the right hand listing,
using the “>” icon. Specify as Map List name
“Ye” and press “OK”. Display the newly
created map list “Ye” as an animated
sequence, using as Representation “Pseudo”,
check the map values obtained. Close all
active map windows.
Step 8: Local mask of estimated yield
The resulting map list of the estimated
yield (Ye) should be clipped to the mask of
the Coruripe municipality boundaries in the
State of Alagoas, Brazil. Right click with the
mouse button on the polygon map “coruripe”
and from the context sensitive menu, select
the option ”Polygon to Raster”, as
GeoReference select
“CFG_Coruripe_Apr_Aug_1”, leave the
Output Raster Map name as indicated by
default and press “Show”.
Display the map and note the content.
Close the map, right click with the mouse on
the RasterMap “coruripe” andfrom the
context sensitive menu, select the option
“Properties”. Note that the domain here is
specified as Identifier “coruripe” and although
when looking at the map content the “1”
which was indicated is representing an
identifier number but not a value. In order to
use this map in a calculation we have to
change it to a value. Type the following
expression in the command line of the main
ILWIS menu:
mask:=iff(coruripe="1",1,0)
Note that from the Raster Map
Definition window the domain given is now a
“value” domain. Press “OK” to execute the
operation. Display the map “Mask” and note
the content. Now we can use the mask to
extract the “Ye” for the Coruripe
Municipality. Type the following expression
on the command line in the main ILWIS
menu:
Ye_Coruripe.mpl:=maplistcalculate("i
ff(mask=1,@1,?)",0,14,Ye.mpl)
Press “Enter” to execute the operation,
display the resulting “Ye_Coruripe” time
series as an animated sequence, use as
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Representation “Pseudo” and check the values
obtained using the mouse, keeping the right
mouse button pressed, over the active map
display window.
Step 9: Total Yield Productivity using a sugar
cane crop mask
The time series “Ye_Coruripe”
corresponds to the estimated sugar cane yield
on a decadal basis. To estimate Total Yield
Productivity for whole time series, each
decadal period from the Map List
Ye_Coruripe should be accumulated. Enter
the following expression on the command line
to obtain the sum of the time series and press
enter to execute the operation:
Ye_sum:=MapMaplistStatistics(Ye_C
oruripe.mpl, Sum, 0, 14)
Finally to estimate total yield productivity the
average amount of water (76 %) withtout
stress is added to the sugar cane and the initial
weight of the sugar cane stems during
planting has to be added as well (here a value
is used of 15 ton/ha). Enter the following
expression on the command line to obtain the
Total Yield Productivity and press enter to
execute the operation:
Ye_total:=Ye_sum*1.76+15000
Right click with the mouse button on the
polygon map “sugarcane_mask” and from the
context sensitive menu, select the option
”Polygon to Raster”, as GeoReference select
“CFG_Coruripe_Apr_Aug_1”, leave the
Output Raster Map name as indicated by
default and press “Show”. Display the map
and note the content.
Open from the main ILWIS menu the option
“Operations => Raster Operations => Cross”.
Select the raster map with the total yield
productivity, here called “Ye_total” as 1st
Map. Select raster map “sugarcane_mask” as
2nd Map. Type “yield_mask” as Output Table
Figure 2. Ye-total for the cururipe area and cross results using a sugar cane mask and press
“Show”. Note the content of the cross table. The figure below shows the final results of the analysis,
using the boundaries of the municipality and the sugar cane mask as overly on the Ye_total map.
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3. Summary and Conclusions
For this exercise GEONETCast–
EUMETCast data (NDVI S-10, DMP SPOT
and ETo) is applied to test a remote sensing
approach to improve sugar cane Total Yield
Productivity over the Municipality of
Coruripe. The test is performed for the period
April to August, 2010 and the sugar cane
productivity is derived using nine
computational steps.
The results show that the methodology
adopted has three distinct advantages
compared to the generally accepted “kc x
ETo” method for computing ET. First
advantage is that the acreage of water-using
land is observed directly from the satellite
products, so accurate land use is implicit to
the process. Second, there is no need to
incorporate a crop type map to solve the
energy balance, so accurate records of
cropping patterns are not required.
These features overcome the typical
difficulty of assembling accurate records of
irrigated areas and cropping patterns,
especially for historical analyses. Thirdly, the
LSA-SAF ETo (aggregated) product can be
imported into a GIS for spatial analysis, either
alone or in combination with land use and
other spatial data, inherently accounting for
the effects of salinity, deficit irrigation or
water shortage, disease, poor plant stands and
other ET-reducing influences on the ET flux.
These influences are difficult to take into
consideration using the standard “kc x ETo”
computation. Furthermore the software tools
have demonstrated a great flexibility and ease
of use.
The results presented in this research
show the values of sugarcane production are
in the average range of 37 to 40 ton/ha at the
level of the municipality area during the test
period. The sugarcane area finally selected is
showing significantly higher values. This is a
first indication where the sugar cane areas can
be harvested. Results are very encouraging,
through a high spatial variability of crop yield
is found, suggesting adjustments are needed
to transform the original satellite data-based
scheme into satellite estimated agro-
meteorological parameters. Further studies are
required to analyse these results into more
detail as these depend for example on the
spatial resolution of the input background
fields, their physical content and many other
factors. Furthermore there is a need to use a
longer time series and analyse into more
detail the temporal response of e.g. the DMP
of the study area.
These finding present a first step
towards an operational use of ILWIS in Brazil
using NDVI S-10, DMP SPOT and ET0 for
operational estimating of sugar cane
productivity. This preliminary assessment
demonstrates the feasibility of the proposed
methodology to be useful in homogenous
areas with the same characteristics and to
focus on the control factors and incorporate
local information to enable better model
calibration and thus improve the results.
Revista Brasileira de Geografia Física 03 (2011) 562-574
Rocha, D. R. S.; Barbosa, H. A.; Silva, L. R. M. 573
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