semiotics of gesture
TRANSCRIPT
Some issues in the semiotics of gestureGöran Sonesson,Department of semiotics,Lund University
Abstract: Semiotics is basically about differences and similarities between different vehicles for conveying meaning. On one hand, questions formulated in other semiotic domains maybe of interest to the study of pictures; on the other hand, answers to these questions within the study of gesture are important to general semiotics. Here we will be looking at the nature of signs as opposed to other meanings, as well as to actions. We will also scrutinize indexicality as contiguity andas directionality, as well as whether it precedes or results from the act of signification. Without going deeply into the nature of the iconic scale, we will consider the relevance to gesture of the distinction between primary and secondary iconicity, and of the hierarchies of the world taken for granted.
Some of the domains that now form part of semiotics, such as,
most notably, the semiotics of pictures, had hardly been
studied at all before the revival of semiotic theory in the
middle of the last century. Gesture, however, has been the
focus of a long tradition from Condillac to Efron, and played a
part even, in a sense, in ancient rhetoric. Nevertheless, also
the study of gesture received a new impetus at the same time
as, and in part due to, the re-emergence of semiotics.
Therefore, there is every reason to remind also the students of
gesture not to lose track of the task of semiotics as a global
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discipline: to compare different semiotic resources, in order
to determine their differences and similarities.
In the present case, that means determining the place of
gesture among other kinds of semiotic resources. All students
of gesture, it must be admitted, do not necessarily feel
inclined to address the big questions concerning the nature of
semiosis and of its different kinds. Yet it is not only the
Peircean ethics of terminology, but also the practical purpose
of semiotic inquiry, which require all scholars not to use
established terms in new meanings, or to avoid introducing new
terms for notions already entrenched in semiotic theory. This
would suppose a minimum of contact between those working in
general semiotics, and the students of specific domains, such
as gesture studies.
1. Signs and other meanings1.2. On the notion of signEven though the scope of meaning is nowadays sometimes taken
to be wider than the notion of sign (cf. Sonesson 1989), there
is every reason to investigate whether some particular kind of
semiotic resource, such as gesture, consists of signs or some
other type of meaning, or perhaps contains both signs and other
meanings. Signs, or some particular kind of signs, are
conceivable only mastered by children at a relatively mature
age, and are possibly not accessible at all to other kinds of
animals. A concept of sign is needed to pursue this question
experimentally (Cf. Sonesson 2012a; Hribar et al., in press;
Zlatev et al., in press).
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To structuralists, from Saussure to Eco, it was easy to
determine whether something was a sign or not. Signs were
conventional. Thus, Eco tried to show that putative iconic
signs (by which he mostly meant pictures) were actually
conventional; indeed, he even hinted that there must be
something conventional to indexical signs (such as pointing).
Saussure himself mused that miming could be of the nature of
signs, since it must imply a rudiment of conventionality.
Nowadays, most semioticians would probably recognize that
convention enters into every kind of meaning. Hjelmslev
required all signs to be made up of smaller combinatories of
elements that as such were meaningless, that is, which had
“double articulation”. Eco therefore argued that iconic signs
must be made up of meaningless iconemes, and Birdwhistell
claimed to have found kinemes in gestures. Both ideas have long
since been shown to be untenable (Cf. Sonesson 2010a).
We are left with the Saussurean definition, according to
which a sign consists of a signifier and a signified, or the
Peircean one, which states that signs are formed out of
representamen, object, and interpretant – but we are offered no
means to tell whether any particular item, or even a dyad or
triad of items, answers to any of these labels. There is of
course the common sense notion, often invoked by Peirce,
according to which one of these things “stands for” (one of)
the other(s) – but it is not clear what this means. Searle
(1995: 43ff) describes the constitutional rules giving rise to
what he calls institutional reality, including signs, using the
formula “X counts as Y in C”. This may really characterise the
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kind of meaning with which chessmen are endowed, to the extent
that they are all, in an extended sense, pawns in the game. As
Saussure taught us, an array of buttons are enough to
distinguish the different bundles of possible movements that
the chessmen embody. Traditional chessmen, however, also look
like kings, queens, horses, and so on, and in this respect they
are like language, which, in spite of what Saussure seems to
say, also refer us to the world of our experience (Cf. Sonesson
2009a; 2010b).
We need to define a notion of sign based on our intuitive
understanding of what a sign is: it should include words among
the signs, and it should at least exclude perception (though
Peirce would not agree with the latter). I have put together
such a definition, inspired in the work of the phenomenologist
Edmund Husserl and the psychologist Jean Piaget (Sonesson
1989). It starts from Husserl’s idea that perception is imbued
with meaning. It is not only that everything we see has its own
shape, its colours, and its parts. If we look at a cube, we
necessarily perceive it from a certain angle, showing certain
sides entirely, others in part, and yet others not at all, and
revealing some of its properties, but as long as we see it as a
cube, the others sides and properties are part of what we see.
Yet the part of the cube which we most directly see is normally
also what is the focus of our attention, at least as long as we
do not start to wonder whether the object is really hollow on
the other side, or the like. Different variations are possible
here, which I have discussed elsewhere (Cf. Sonesson 2011;
2012b). However, in the case of a sign, there clearly must be
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one item which is most directly given but not in focus, namely
the expression, and another item which is indirectly given, yet
in focus, viz. the content (and/or the referent). Nevertheless,
the same situation might perhaps occur even in the case where
we would not like to say there is any sign present: if I look
at the side of the cube which is directly present to me while
concentrating hard on how it may look from the hidden side.
Another criterion is needed, and it can be found in Piaget’s
notion of semiotic function, which is defined by
differentiation. As such, the criterion of differentiation is
not very clear, so I believe it must be applied to the result
of using the other criteria, which means that, like the latter,
it cannot be a sufficient criterion. Applying differentiation
to the relation between an item which is directly given but not
in focus and another item which is in focus but indirectly
given, there seems to be mainly two possibilities: it can be
spatio-temporal or categorical. I can turn the cube over to
have a look at its other sides, but this is not possible in the
case of a sign. There is no spatio-temporal continuity. I can
collect the cube together with cubes into a class of cubes, but
it does not make sense to do the same thing with expression and
content. They form part of different categories.
Words (including those of ”sign language”) are clearly signs
in this sense, and so are pictures (Sonesson 1989; 2010a;
2011). In the case of everyday gestures, there can be no doubt
that emblem fulfil these criteria, as do Efron’s (1972[1941])
kinetographic and iconographic gestures (Cf. Kendon 2004).
Other cases so far seem less clear.
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1.2. Sign and groundAccording to the classical division of signs made by Peirce
(following upon many other thinkers who made similar
distinctions in other terms), there are three kinds of signs:
icons, indices, and symbols. In very general (non-Peircean)
terms, iconicity is the relation between two items that is
based on (an experience of) similarity between one or several
properties of the items; and indexicality is a relation founded
on a contiguity (or neighbourhood) existing between two items
or properties thereof. If such a neighbourhood exists between
two things that are experienced as being parts of the same
whole, we may more specifically call this relation factoriality
(Cf. Sonesson 1989, 49ff.; 1998). Finally, if there is neither
similarity nor contiguity between the two items involved, but
some kind of regularity, which may be a simple habit, an
explicit convention, or something in between, we have to do
with symbolicity. Peirce thinks of all these as signs, because
his notion of sign is very broad (as he realised late in life),
more or less equivalent to any kind of meaning, including
perception. Contiguity and factoriality are present everywhere
in the perceptual world without as yet forming signs: we will
say, in that case, that they are mere indexicalities. An index,
then, must be understood as indexicality (an indexical relation
or ground) plus the sign function. Analogously, the perception
of similarities (which is an iconic ground) will give rise to
an icon only when it is combined with the sign function. No
matter what Peirce may have meant, it makes more systematic and
evolutionary sense to look upon iconicity and indexicality as
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being only potentials for something being a sign. Iconicity,
indexicality, and symbolicity merely describe that which
connects two objects; they do not tell us whether the result is
a sign or not (Table 1).
Table. 1. The relationship between principles, grounds, andsigns, from the point of view of Peirce (adding a Thirdness of
ground from Sonesson’s point of view).
Firstness Secondness Thirdness
Principle Iconicity — —
Ground Iconic ground Indexicality =indexical ground
Symbolicity = symbolic ground
Sign Iconic sign (icon)
Indexical sign(index)
(Symbolicity = symbolic ground =) symbolic sign (symbol)
The sign thus defines a principle of relevance, which Peirce,
in his earlier texts, called a ground, but other factors, such
as attention, may pinpoint other such principles. These
considerations allow us to separate the study of the
phylogenetic and ontogenetic emergence of iconicity,
indexicality and symbolicity from that of the corresponding
signs (cf. Sonesson 1998, 2001). Thus, in a recent study
(Zlatev et al., forthcoming), we found that indexical vehicles,
such as pointing and markers, were understood much earlier by
children than iconic vehicles such as pictures and scale-
models. This could mean that indices are easier to understand
than icons, but an alternative explanation is that indexicality
may function to indicate something, which was the task at hand,
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without having sign character, whereas an iconicity without
sign character would only be another item of the same category.
Further experiments have to be conceived in order to separate
these two interpretations.
1.3. To interpret the world and to change itNot all ”visible actions” count as ”utterances”, as Kendon
(2004) puts it, that is, as signs. Mukařovský (1978)
distinguishes between actions that have the function to change
the world, and those that merely change the interpretation of
the world; and Greimas (1972) opposes praxis and gesture in
similar terms. Vygotsky (1978) similarly separates technical
and psychological tools. Nevertheless, Rodriguez & Moro (1999)
and Andrén (2010) have observed that bodily movements with
props may still function as gestures rather actions. On the
other hand, it is conceivable that some gestures making use of
no props could be seen as actions rather than signs. Many years
ago, when I directed a group analysing video clips from French
television (Sonesson 1981; cf. Sonesson 2009b), I suggested the
extension of what I called the proxemic model to the study of
gesture. In proxemics, which studies the meaning of distances
between two or more subjects, movement does not serve to convey
a content, but to create a space, whether intimate or public or
somewhat in between. These spaces do not really exist in the
physical world, of course, but they are real in the human
Lifeworld, or at least in some varieties of it.
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Fig. 1. Differential valorisation of spatial relation,
according to the position of the palm : relation to the ground(1), relation to the above (2) relation to the back (3 ),
inclusion of the other (4a) pointing outside of own space (4b)
The multinational group which I headed in Paris in the late
seventies and early eighties, which analysed the gestures of
French marketers, agreed that the meaning of many hand
movements occurring in front of the chest considered as a scene
should be understood as ways of relating either to the chest
itself, to the ground, and to the other person. Today I don’t
know how much to make of this multinational consensus. However,
in Kendon’s (2004:248ff) recent discussion of “palm down” and
“palm up” gestures, there are certainly some which, in
particular cultures, have gained an emblematic meaning, but
others could be understood rather as creators of spatial
relationships, and so could these same emblematic gestures,
outside of their domain of validity – similarly to how we
understood them in our “proxemic model” (Sonesson 1981; 2009b).
It is not obvious how one would show that a particular kind of
gesture fits better in with the action model than with the sign
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model, but maybe those who dedicate themselves to the study of
gesture would do well to integrate also the action model into
their analytical toolkit.
2. Grounding indexicality2.1. Indexicality and directionIn Peirce’s work, there are many other definitions of the
three kinds of signs than the ones referred to above, but, as I
have argued elsewhere (Sonesson 1989), these three are the only
ones which seem able to exhaust the universe of signs,
considered from the particular perspective of motivating the
content from the expression. It is, in particular, in the case
of indices that Peirce seems to propose many other criteria,
which do not yield the same result, notably causality, which,
as I have shown elsewhere (Sonesson 1998), would delimit a much
more narrow group of signs. Although Peirce never explicitly
defines the index by means of direction, the choice of the term
index, clearly suggests that, like the pointing finger,
indexicality serves to mark a direction, and this also seems to
be how the term has been understood in much of the
psychological literature. Starting out from semiotics, however,
I have argued that signs showing a direction are only a
subcategory of those relying on contiguity (Sonesson 1989: 47;
1998). In fact, an arrow or a pointing finger may be just as
contiguous to something at its beginning as to something at its
end, and yet both would normally be understood as signs only of
what is at their end – and indeed in a particular spot at the
end. Interestingly, René Thom (1973) conceives indexicality in
terms of the forward thrust of the arrow-head as imagined in
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water or the sentiment of its slipping from our hands. Since
this is very much a distinction in the spirit of Gestalt
psychology, I suggested we should use the term vectoriality to
describe it. Directionality may however be a more familiar
term, and can be used as long as it is understood that his is
not simply indexicality.
It seems natural for an indexical sign incorporating
vectoriality to be easier to grasp than on without any
vectoriality. In an experiment (Zlatev et al, forthcoming), we
tried to separate mere contiguity from vectoriality
(directionality), in the form of a marker and pointing,
respectively. Four chimpanzees were tested at Lund University
Primate Research Station Furuvik and three groups of children
at the Humanities Laboratory, Lund University. In the majority
of the cases the results for the apes failed to reach
significance. Still, there was a tendency for indexical signs
to be more often correctly interpreted than iconic signs.
Preliminary results for the children show the same tendency and
thus support the hypothesis that 18-month olds most often
understand pointing and more rarely markers, while only some
24-month olds understand the iconic signs. The 30-months olds
usually understand all four types of signs. In our study, the
difference between pointing and marker was not significant, but
that may have been because we did not manage to hide completely
the action by means of which the marker was placed, which has
its own directionality. This poses the question whether it is
contiguity or directionality that accounts for pointing and
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marker being easier to grasp than picture and replica. Other
studies are necessary to separate these two criteria.
2.2. Contiguity assumed or createdThere is an ambiguity in the use of the term indexicality,
which, as far as I know, was never noted before I did (Sonesson
1989; 1998): the items involved may either be contiguous at
some moment before the act of signification, or they may become
so precisely at the moment, and because of, the act of
signification. In other words, the contiguity may be currently
perceptible and actually perceived, as in the case of an arrow
pointing the way, or it may have existed at a time anterior to
the time of perception, as in the case of footprints, or
photography. Elsewhere, I have suggested that we could speak of
performative or abductive indices, according as the contiguity is
created by the sign itself, or, conversely, is a condition for
the use of the sign (cf. Sonesson 1989; 1998). Indeed, an arrow
or a pointing finger works by creating a neighbourhood which
did not exist before to the thing they point to, but the
footprints can be interpreted because we know beforehand about
the relationship between feet and the different kinds of
surfaces on which they are susceptible to leave their marks.
There is no independently existing category of pointed-out
objects, but there certainly is a category of feet, which (if
we take this only to mean human feet) can be differentiated
into big feet and small feet, male feet and female feet,
flatfeet and feet of traditional Chinese women, etc. The former
are performative, because they create the relationship they are
about (following Austin’s classic definition); they latter are
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abductive, because they rely on our ability to draw conclusions
from one singular fact to another on the foundation of habitual
relationships (following Peirce’s characterization of
abduction).
In this sense, pointing is of course performative, but so is
the marker. It may seem, therefore, that gesture can only
convey indexicality abductivily through the intermediary of
iconicity: thus, for instance, in Mallery’s (1972[1881])
example of the content woman being indicated by the palm held
at a small height, the position of the palm is iconic for
height, but height is connected to woman by abductive
indexicality. Nevertheless, abbreviated gestures may be said to
rely on abductive indexicality by themselves, as in the
classical interpretation of pointing as being an abbreviation
of reaching.
3. Iconicity3.1. The scale of iconicityAs I have pointed out elsewhere (Sonesson 2001), iconicity,
in the Peircean sense, goes well beyond depiction, as thus
beyond McNeill’s (2005:39) ”iconic gestures”, to include his
“metaphoric gestures”, some emblems, and perhaps all beats. In
the following, I will take this for granted and go on to
discuss more complicated issues of iconicity.
The idea of a “scale of iconicity” first seems to have been
introduced by Charles Morris (1946): in this sense, a film is
more iconic of a person than is a painted portrait because it
includes movement, etc. Abraham Moles (1981) constructed a
scale comprising thirteen degrees of iconicity from the object
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itself (100%) to its verbal description (0%). Such a conception
of iconicity is problematic, not only because distinctions of
different nature appear to be amalgamated, but also because it
takes for granted that identity is the highest degree of
iconicity and that the illusion of perceptual resemblance
typically produced, in different ways, by the scale model and
the picture sign is as close as we can come to iconicity
besides identity itself (cf. Sonesson 1998). Nevertheless, on a
very general level, e.g. in the simple case of distinguishing
drawings, black-and-white photographs, and colour photographs,
this idea has been confirmed by psychological experiments,
including our own (Cf. Hribar et al., in press). Kendon (2004:
2) rightly takes exception to what McNeill (2005:5) calls
“Kendon’s continuum”, which is the application of the iconicity
scale to gesture, as well as to the “expanded” version proposed
by Gullberg (1998). The results from both the study of pictures
and that of gesture thus suggest that we should rather consider
a number of different parameters on which expression and
content may vary. The general issue seems to big an issue to
analyse here, but we will have a look at two related notions.
3.2. Primary and secondary iconicity.A distinction can be made between two kinds of iconical
signs: those that become signs because they are iconic, and
those that are understood as iconic because they are signs (cf.
Sonesson 1994, 2008, 2010a, 2010c). In other terms, a primary
iconic sign is a sign in the case of which the perception of a
similarity between an expression E and a content C is at least
a partial reason for E being taken to be the expression of a
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sign the content of which is C. That is, iconicity is really
the motivation (the ground) or, rather, one of the motivations
for positing the sign function. A secondary iconic sign, on the
other hand, is a sign in the case of which our knowledge that E
is the expression of a sign the content of which is C, in some
particular system of interpretation, is at least a partial
reason for perceiving the similarity of E and C. Here, then, it
is the sign relation that partially motivates the relationship
of iconicity. Pictures are of course primary iconical signs, in
this sense. To be exact, they are primary iconical signs to
human adults, for there is every reason to believe that they
are no signs at all, but simply objects as such, to apes and to
children below the age of 2 or 3 years. Secondary iconical
signs, however, are often identical to the object itself, but
in some context, such as a shop-window or an exhibition, they
may be turned into signs of themselves.
There are two ways in which iconicity may be secondary:
either there is too much iconicity for the sign to work on its
own, such as objects becoming signs of themselves in some
capacity, or there is too little iconicity for the sign
function to emerge without outside help. Thus, iconicity may be
said to be secondary, because of depletion, or because of
profusion. A car, which is not a sign on the street, becomes a
sign at a car exhibition, as does Duchamp’s urinal in a museum.
In other cases, the sign function must precede the perception
of iconicity, because there is too little resemblance without
it, as in the manual signs of the North American Indians,
which, according to Mallery (1972[1881]: 94f.), seem reasonable
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when we are informed about their meaning. This is also the case
with “droodles” such as the sketch that may either be seen as a
olive dropping into a martini glass or as a close-up of girl in
scanty bathing suit, or some third thing, according to the
label that is attached. While both scenes, and many more, are
possible to discover in the drawing, both are clearly
underdetermined by it.
Adopting my terms, de Cuypere (2008) claims that linguistic
iconicity is exclusively secondary. Supposing this to be true,
would it apply also to gesture? Mallery’s example, quoted
above, would seem to suggest so. Nevertheless, no matter what
similarities there may be between language and gesture (and in
particular “sign languages”), gesture resembles pictures in
being founded on a system of transformations from perceptual
experience, which language is not (or very marginally so). More
specifically, gesture and pictures both share in the sensory
modality which dominates human perception, visuality, to which
we are fairly accustomed to translate other domains of our
experience. On the other hand, it may seem that gesture must
rely on secondary iconicity, both because of too much
iconicity, and too little. If we primarily look upon human arms
as technical tools, in Vygotsky’s sense, the iconicity that
they may convey as gestures would necessarily have to be
secondary, because of the difficulty of seeing arms as anything
else than arms. At the same time, the similarity between
perceptual experience and what may be mimicked using the arms
would normally seem to be at the level of droodles, because of
the constraints intrinsic to the shapes of the arms themselves.
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Thus, gesture appears to be based on secondary iconicity,
because of both depletion and profusion. If so, this suggests
that the two categories of secondary iconicity delineated above
are not exclusive. As far as I know, there are no empirical
studies bearing on this issue. This is especially unfortunate,
because already the reasoning above shows that the distinction
between primary and secondary iconicity cannot account for the
facts, even at the level of intuitions. Nonetheless, there has
to be a dialectics of theory and praxis. Before the
distinction, however faulty, has been put to any empirical
test, it does not make much sense to revise it.
3.3. The dominance hierarchyA prerequisite for signs working at all, and for iconical
signs in particular, would seems to be the hierarchy of
dominance which is part and parcel of the Lifeworld, the “world
taken for granted”. Elsewhere (Sonesson 1989), I have suggested
that there are in fact two such hierarchies, one which is more
abstract, and which accounts for some objects serving more
naturally as expressions in signs than others, and another
which is more concrete, and indeed more directly relative to
human beings, their bodies and other properties, and which
serves to explain why the effect of iconicity can be brought
off much more simply in the case of certain contents. In the
first case, I have indicated that a two-dimensional object
functions more readily as the expression of a three-dimensional
content than the reverse; that something static more easily can
signify something which is susceptible of movement than the
opposite; and that an inanimate object could more easily stand
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for an animate one than the other way round. DeLoache (2000)
has independently invoked the first principle when explaining
why pictures are more easily interpreted by children than
scale-models; and Mandler (2004) has shown that very small
children are aware of the distinction between animate and
inanimate objects. The second, more concrete, but somewhat
overlapping, scale suggests that very little information is
needed to convey the idea of a face; somewhat more for a human
being; a little more for an animal; and somewhat more again for
an object which is not an animal but which is susceptible of
movement. There is ample proof that human faces are indeed very
high up on this scale (cf. Messer 1994). We are presently in
the process of investigating whether the other surmises can be
substantiated in the case of pictures. The idea would not
necessarily be that these hierarchies are innate; they may
result from communalities in the human situation. In any case,
I would suppose them to be universal.
We can so far only speculate what relevance these scales may
have to gesture. Unlike the case of pictures, the expression of
gesture is always made out of the same material, arms and hands
and marginally some other body parts. All these are three-
dimensional objects. Clearly these three-dimensional objects
may stand for other three-dimensional objects and even, in the
limiting case, for two-dimensional ones. This is in
contradiction to the first hierarchy. Gesture is also unlike
pictures in having an expression plane that is normally in
movement (although some movements, notably in the case of
emblems and pointing, may really only serve to move hands into
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a position which is the real carrier of the content). Perhaps
the inclusion of movement is a facilitating factor here. If so,
this would be an interesting result from the point of view of
general semiotics, not only to the semiotics of gesture.
Nevertheless, that fact that arms and hands, which are a direct
part of human embodiment, contradicts general principles of the
Lifeworld, does not necessarily show that these principles are
invalid in the general case.
It is not clear how much can be made of the second hierarchy
in the case of gesture. As I suggested above, the shapes of
arms and hands impose severe constraints on the iconicity of
gestures; it is really on the level of droodles. Again, the
movement that gesture incorporates certainly serves to liberate
it partly from those constraints. It is at present an empirical
question whether gesture may yet profit from the principles of
the second hierarchy in their rendering of faces, human beings,
animals, and moving bodies, and/or other objects of the
Lifeworld.
4. Conclusion.We have looked at some issues that loom large in general
semiotics and in the semiotics of pictures, to evaluate their
relevance to the semiotic of gesture. The answers to many of
these queries seem unclear at the moment, but it may be
worthwhile for students of gesture to incorporate these issues
into their future investigations. In any case, any such answers
would be of immense interest to comparative semiotics.
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Sonesson, Göran 2009a New considerations on the proper study ofman – and, marginally, some other animals, Cognitive Semiotics, 4 (Spring2009), 133-168.
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Zlatev, Jordan, Alenkær Madsen, Elainie, Lenninger, Sara, Persson, Tomas,Sayehli, Susan, Sonesson, Göran, & van de Weijer, Joost
forthcoming Understanding communicative intentionsand semiotic vehicles by children and chimpanzees. Cognitive Development
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