building an infrastructure for archival research

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  • Building an Infrastructure for Archival Research

    ANNE GILLILAND1 and SUE MCKEMMISH21Department of Information Studies, University of California, Los Angeles, CA, USA(E-mail:; 2Caulfield School of Information Technology, Monash

    University, Melbourne, Australia (E-mail:

    Abstract. This article chronicles the rapid expansion since 1990 of research withinarchival science and characterizes contemporary archival research culture. It examines

    the role and state of key factors that have led to the development of the existing researchinfrastructure, such as growth in doctoral education, forums for presenting and pub-lishing research, the numbers and size of graduate archival education programs,

    availability of diverse funding for research, transdisciplinary and international researchcollaborations, and application of innovative research methods and tools appropriatefor investigating increasingly complex and wide-ranging research questions. An

    Appendix articulates and names archival research methods, including those derived andadapted from other disciplines, with a view to adding to the literary warrant forarchival research methods, promoting the rigorous application of research design andmethods, and providing sources for the teaching of research methods for professional

    and research careers. The article concludes with recommendations about how to sustainand extend the emerging research front.

    Keywords: archival research culture, research paradigms, research design, researchmethods


    Research plays an indispensable role in ensuring the growth and generalwell-being of any eld. It builds theories and models that provideframeworks for practice, as well as explain and describe the contextswithin which practice operates. It develops the elds knowledge baseand skills, and leads to a heightened understanding of its ethos andsocietal roles and how these have evolved over time. It promotes criticalenquiry and analysis, as well as reection upon and evaluation of thetheories, literature and practices of the eld and their development overtime. This results in increased rigour and sophistication in how theelds central precepts and practices are conceptualized and articulated.Research also helps to facilitate standardization, planning and assess-ment by identifying and building benchmark data within and across re-search areas, institutional settings, and local and national jurisdictions.

    Archival Science (2004) 4: 149197 Springer 2006DOI 10.1007/s10502-006-6742-6

  • In this article we characterize contemporary archival research cul-ture1 and explore emergent research infrastructures in terms of theresearch paradigms, designs, methods and techniques being employed.Specifically, the article identifies factors that have led to the develop-ment of this research culture. It then articulates and names archivalresearch methods, including those derived and adapted from otherdisciplines with a view to adding to the literary warrant for archi-val research methods, promoting the rigorous application of researchdesign and methods, and providing sources for the teaching ofresearch methods for professional and research careers.

    Characterizing Contemporary Archival Research Culture2

    The past 15 years have seen unprecedented growth in the develop-ment of an archival research consciousness in the academy and inpractice, as well as in scholarly awareness that the construct of thearchive, and recordkeeping more generally, provides a rich locus forresearch and theorising. What has resulted is an unparalleled diversityof what is being studied and how.

    In an article rst published in 1998, Carole Couture and DanielDucharme analysed archival literature written in English and Frenchbetween 1988 and 1998 that reflected upon the status of various fieldsof research in archival science (rather than literature reporting uponresearch being conducted). Couture and Ducharme drew upon 38texts in order to develop a typology of research in the fields of archi-val science. The article also includes several typologies of researchareas within the field of managing electronic records. Couture andDucharmes typology is included in Table I.3

    1 This paper uses the term archival throughout to include all aspects of archival science asmore traditionally understood through the life cycle model, as well as all aspects of the crea-tion, management, use, and social embeddedness of records that are delineated in the recordscontinuum model. The concept of archival research is similarly broadly construed and alsoincludes research on archival and recordkeeping topics being undertaken by researchers inancillary fields.2 This section of the article draws on papers presented at the Asian Pacific Conference on ArchivalEducators at Renmin University, Beijing, in April 2004 (by Gilliland-Swetland), and at theRecordkeeping Educators and Trainers Forum, Australian Society of Archivists AnnualConference, Sydney, in August 2002 (by Gilliland-Swetland and McKemmish), and published inAnne Gilliland-Swetland, Building the Research Front in Archival Studies, Shangxi Archives 3(2004): 1216. The examples provided in this section are mainly drawn from North America andAustralia as the authors are more familiar with developments in these areas.3 Couture, C. and Ducharme, D., Research in Archival Science: A Status Report, Archivaria 59(Spring 2005): 4167.


  • The following, non-exhaustive list of major and emergent areas ofarchival research is derived from an examination and categorization ofliterature reporting on archival research over the past decade (see TableII). This list, while it captures under different rubrics many of the sameresearch fields and content identified by Couture and Ducharme, illus-trates how broad as well as granular archival research engagement hasbecome. Moreover, if we consider that most of these areas can beapproached on at least three levels building, evaluating, and reflectingupon the potential range of research engagement is truly extensive.

    Table I. Typology of Research Fields in Archival Science, 198898 (Couture and Ducharme)

    Research field Content description

    1. The object and aim

    of archival science

    Archives as object (information/document/record)Goal: preservation, access,administrative efficiency, etc.

    Usefulness of archives2. Archives and society Role and place of archival science in society

    Archival science as a disciplineArchival science as a profession

    3. The history of archives

    and of archival science

    History of archivesDevelopment of the principles andfoundations of archival science

    4. Archival functions Record creation, appraisal, acquisition,arrangement, description, preservation, accessibility

    5. The management of

    archival programs

    and services

    Theory and practice of organizationsProgram planning and evaluationManagement, marketing and public relations

    6. Technology Information science as pertaining to archivesInformation, telecommunication, andnetwork systems

    7. Types of media and

    archives: electronic records

    Audiovisual, electronic, iconographic,and textual archives

    Microforms and other media or types of archives8. Archival environments Government institutions

    Teaching and research institutionsReligious institutionsOther institutions

    9. Specific issues related

    to archives

    EthicsAccess to information and privacyOthers


  • Although the breadth and innovation of this research is very excit-ing, there is scope for more depth, and especially a need for researchthat builds upon existing studies, and, as appropriate, develops andrevisits benchmark or comparative data. The eld too often relies upona single study of a particular phenomenon without encouraging addi-tional studies that might provide alternative or supporting data, or con-solidating what has already been discovered by pooling research eorts,e.g. through the formation of clusters of or forums for researchersengaged in similar types of research.4 When we add to this landscapethe dynamic of archival globalization as manifested through the devel-opment and application of international standards and archival andrecordkeeping law and policy, increasing trans-national and trans-juris-dictional research collaborations, and a heightened concern for address-ing the needs of the subaltern, several additional topics stand out as

    Table II. Identification of Major and Emergent Areas of Archival Research Engagement, 19952005 (Gilliland and McKemmish)

    Archival education

    Archival history

    Archival media

    Archival practice

    Archival research methods and techniques

    Archival systems

    Archival theory, ideas and concepts

    Archival tools and technology

    Archival use and usability (by specific user groups)

    Archives and recordkeeping metadata

    Archives and recordkeeping policy

    Development of descriptive models and schemas

    Electronic recordkeeping

    Ethnography of archival collaboration

    Ethnography of archival practice

    Ethnography of the archive

    Impact on the record of organizational and technological change and vice versa

    Psychology and ethnology of recordkeeping and use, including socialization

    into document creation and use

    Sociology and politics of the record and recordkeeping

    4 Examples of two areas where attempts have been made to bring together researchers working inthe same area to create such clusters are recordkeeping metadata (The Recordkeepng MetadataForum) and archival user studies (Ax-Snet).


  • emerge


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