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The pathophysiological sequelae of primary spinal cord injury (SCI) include edema, spinal cord swelling, reduced blood flow, and local tissue ischemia resulting in further cellular necrosis culminating in the appearance of a tissue void (cavity). Biodegradable scaffolds can be implanted within the necrotic lesion to fill this void and provide structural support to the surrounding viable tissue while serving as a locus for appositional healing. 1,2 Here we present results of Neuro-Spinal Scaffold implantation into the contused spinal cord of rats and pigs, as well as a clinical update on our safety and feasibility study of Neuro-Spinal Scaffold implantation into acute, neurologically complete (AIS A) spinal cord injured patients. METHODS CONCLUSION NEURO-SPINAL SCAFFOLD DESIGN Figure 1: Images of a porous, cylindrical Neuro-Spinal Scaffold. a.) Macroscopic view of a 3mm (diameter) x 10mm (length) device b.) SEM of cross-sectional porosity c.) SEM of circumferential porosity. PLGA-PLL polymer Neuro-Spinal Scaffold Fabrication PLGA (50:50) with a terminal acid functional group was reacted to poly(L-lysine) (PLL) similar to a previously published method. 3 Cylindrical, porous PLGA-PLL implants were then fabricated using a solvent casting – porogen leaching (SCPL) process as described previously. 1 Scaffolds were terminally sterilized using electron beam radiation. Porcine Contusion Spinal Cord Injury Model – Surgical Feasibility Gottigen pigs (n=4) were contused at T10 with a 50 g weight dropped from 40 cm, followed by a 100 g compression for 5 minutes as described previously. 4 At 4, 6 and 24 hours following injury, the necrotic injury center was gently debrided following myelotomy and the Neuro-Spinal Scaffold was implanted. Intraparenchymal pressure measurements were obtained during the surgical implantation at 24 hours post-injury. REFERENCES Rat Contusion Spinal Cord Injury Model – Preservation of Spinal Architecture A spinal T10 contusion injury was created in Sprague-Dawley rats (n=52) with a Precision Systems IH Impactor (220 kDyn). Scaffolds (1.0 mm diameter, 2.0 mm length) were surgically implanted at the lesion site between 24 and 72 hours later. Rats were sacrificed at 12 weeks and histomorphometric analysis was performed on H&E stained sections. 1. TengYD, Lavik EB, Qu X, Park KI, Ourednik J, Zurakowski D, et al: Proc Natl Acad Sci U S A 99:3024-3029, 2002 2. Pritchard CD, Slotkin JR, Yu D, Dai H, Lawrence MS, Bronson RT, et al: J Neurosci Methods 188:258-269, 2010. 3. Bertram JP, Jay SM, Hynes SR, Robinson R, Criscione JM, Lavik EB: Acta Biomater 5:2860-2871, 2009. 4. Lee JH, Jones CF, Okon EB, Anderson L, Tigchelaar S, Kooner P, et al: A novel porcine model of traumatic thoracic spinal cord injury. J Neurotrauma 30:142-159, 2013. PILOT CLINICAL TRIAL Durotomy Debridement Scaffold Implantation a.) b.) c.) a.) b.) Figure 3: Histology (H&E) of collected necrotic neural tissue a.) 24 hrs (10x magnification), and b.) 24 hrs (40x magnification of black box in a.) post-injury. Scale bars represent 200 μm (a) and 50 μm (b). Figure 2: Intraoperative images following durotomy (first column), saline irrigation illustrating cavitation (second column), and scaffold implantation (third column) at a.) 4 hrs b.) 6 hrs and c.) 24 hrs post contusion injury. White arrows in the first column highlight the spontaneous evacuation of necrotic neural tissue. Normal IPP 24 hr Post Injury Durotomy Piotomy / Myelotomy Pial Closure Expansion Duraplasty 0 10 20 30 Intraparenchymal Pressure (mmHg) Neuro-Spinal Scaffold placement a.) b.) Figure 4: Acute intraparenchymal pressure monitoring during scaffold implantation. a.) Schematic of pressure measurement methodology b.) Pressure measurements following discrete surgical steps related to scaffold implantation at 24 hrs post contusion. A 1F pressure probe was inserted within 2cm of the injury site for all measurements. Data points calculated from continuous data averaged over one minute. The Neuro-Spinal Scaffold Acts as a Physical Substrate to Preserve Spinal Cord Architecture in a Rat Contusion Model Remodeled Tissue Volume (mm 3 ) Control Scaffold 0.0 0.5 1.0 1.5 2.0 * Cavity Volume (mm 3 ) Control Scaffold 0 2 4 6 * White Matter Width (mm) Control Scaffold 0.0 0.2 0.4 0.6 * Cyst Reduction White Matter Sparing Remodeled Tissue Figure 5: Neuro-Spinal Scaffold preserves spinal architecture. a.) Representative longitudinal sections from control (n=14) and scaffold implanted rats (n=38), b.) histomorphometric analysis (values are means ± S.E.M, *P<0.05). a.) b.) The purpose of this study is to evaluate whether the scaffold is safe and feasible for the treatment of complete functional SCI and gather exploratory evidence of clinical effectiveness. Key Inclusion Criteria: AIS A (T3-T12/L1) 18-65 years of age Non-penetrating contusion injury < 4 days since injury Pilot Study of Clinical Safety and Feasibility of the PLGA Poly-L-Lysine Scaffold for the Treatment of Complete (AIS A) Traumatic Acute Spinal Cord Injury (NCT02138110) b.) a.) Figure 6: First-in-human surgical implantation of Neuro-Spinal Scaffold. a.) Intraoperative image of acute cavity allowing for ease of scaffold implantation b.) Intraoperative ultrasound following scaffold implantation. Control Scaffold-Treated Clinical Update 4 of 5 Pilot subjects enrolled to date Subject 1 (T11) converted to AIS C at 1 month post-injury and demonstrated continued LEMS improvement at 6 months Subject 2 (T7) remains AIS A with marked sensory improvement Subject 3 (T4) converted to AIS B at 1 month post-injury Subject 4 (T3) was enrolled/implanted in August 2015 No adverse events related to the Neuro-Spinal Scaffold No serious adverse events associated with the surgical procedure Acute necrosis and spinal cord cavitation occurs rapidly following contusion injury in both pre-clinical models and human injury allowing for ease of Neuro-Spinal Scaffold implantation. Surgical implantation of the Neuro-Spinal Scaffold results in intraparenchymal pressure normalization in a porcine contusion model. Implantation of the Neur0-Spinal Scaffold preserves the spinal cord architecture in a rat contusion model which may provide a neuropermissive environment for neural regeneration. Preliminary clinical findings are promising, however further investigation is required to elucidate and confirm the therapeutic effect. a.) b.) c.) BENEFITS OF SURGICAL IMPLANTATION OF AN INVESTIGATIONAL BIODEGRADABLE NEURO-SPINAL SCAFFOLD IN V ARIOUS ANIMAL MODELS OF A CUTE SPINAL CORD CONTUSION INJURY : CLINICAL TRANSLATION Alex A. Aimetti, Ph.D. 1 , James D. Guest, M.D., Ph.D. 2 , Nicholas Theodore, M.D. 3 , Domagoj Coric, M.D. 4 , Lorianne Masuoka, M.D. 1 , Simon W. Moore, Ph.D. 1 , Richard T. Layer, Ph.D. 1 , Thomas R. Ulich, M.D. 1 1 InVivo Therapeutics Corporation, Cambridge, MA, USA 2 Department of Neurosurgery, University of Miami, Miami, FL, USA 3 Division of Neurological Surgery, Barrow Neurological Institute, St. Joseph’s Hospital and Medical Center, Phoenix, AZ, USA 4 Department of Neurosurgery, Carolinas Medical Center, Carolina Neurosurgery and Spine Associates, Charlotte, NC, USA INTRODUCTION PRE-CLINICAL RESULTS Surgical Feasibility of Neuro-Spinal Scaffold Implantation in a Porcine Model of Acute Contusion Spinal Cord Injury

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The pathophysiological sequelae of primary spinal cord injury (SCI)include edema, spinal cord swelling, reduced blood flow, and localtissue ischemia resulting in further cellular necrosis culminating inthe appearance of a tissue void (cavity). Biodegradable scaffoldscan be implanted within the necrotic lesion to fill this void andprovide structural support to the surrounding viable tissue whileserving as a locus for appositional healing.1,2 Here we presentresults of Neuro-Spinal Scaffold implantation into the contusedspinal cord of rats and pigs, as well as a clinical update on our safetyand feasibility study of Neuro-Spinal Scaffold implantation intoacute, neurologically complete (AIS A) spinal cord injured patients.

METHODS

CONCLUSION

NEURO-SPINAL SCAFFOLD DESIGN

Figure 1: Images of a porous, cylindrical Neuro-Spinal Scaffold. a.) Macroscopic view of a 3mm (diameter) x 10mm (length) device b.) SEM of cross-sectional porosity c.) SEM of circumferential porosity.

PLGA-PLL polymer

Neuro-Spinal Scaffold FabricationPLGA (50:50) with a terminal acid functional group was reacted to poly(L-lysine) (PLL)similar to a previously published method.3 Cylindrical, porous PLGA-PLL implants werethen fabricated using a solvent casting – porogen leaching (SCPL) process as describedpreviously.1 Scaffolds were terminally sterilized using electron beam radiation.

Porcine Contusion Spinal Cord Injury Model – Surgical Feasibility Gottigen pigs (n=4) were contused at T10 with a 50 g weight dropped from 40 cm, followedby a 100 g compression for 5 minutes as described previously.4 At 4, 6 and 24 hoursfollowing injury, the necrotic injury center was gently debrided following myelotomy andthe Neuro-Spinal Scaffold was implanted. Intraparenchymal pressure measurements wereobtained during the surgical implantation at 24 hours post-injury.

REFERENCES

Rat Contusion Spinal Cord Injury Model – Preservation of Spinal ArchitectureA spinal T10 contusion injury was created in Sprague-Dawley rats (n=52) with a PrecisionSystems IH Impactor (220 kDyn). Scaffolds (1.0 mm diameter, 2.0 mm length) weresurgically implanted at the lesion site between 24 and 72 hours later. Rats were sacrificedat 12 weeks and histomorphometric analysis was performed on H&E stained sections.

1. TengYD, Lavik EB, Qu X, Park KI, Ourednik J, Zurakowski D, et al: Proc Natl Acad Sci U S A 99:3024-3029, 20022. Pritchard CD, Slotkin JR, Yu D, Dai H, Lawrence MS, Bronson RT, et al: J Neurosci Methods 188:258-269, 2010.3. Bertram JP, Jay SM, Hynes SR, Robinson R, Criscione JM, Lavik EB: Acta Biomater 5:2860-2871, 2009.4. Lee JH, Jones CF, Okon EB, Anderson L, Tigchelaar S, Kooner P, et al: A novel porcine model of traumatic thoracic spinal cord injury. J Neurotrauma 30:142-159, 2013.

PILOT CLINICAL TRIAL

Durotomy DebridementScaffold

Implantation

a.)

b.)

c.)

a.)

b.)

Figure 3: Histology (H&E) of collected necroticneural tissue a.) 24 hrs (10x magnification), andb.) 24 hrs (40x magnification of black box in a.)post-injury. Scale bars represent 200 µm (a)and 50 µm (b).

Figure 2: Intraoperative images following durotomy (first column), salineirrigation illustrating cavitation (second column), and scaffold implantation (thirdcolumn) at a.) 4 hrs b.) 6 hrs and c.) 24 hrs post contusion injury. White arrows inthe first column highlight the spontaneous evacuation of necrotic neural tissue.

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a.) b.)

Figure 4: Acute intraparenchymal pressure monitoring during scaffold implantation. a.) Schematic of pressure measurement methodologyb.) Pressure measurements following discrete surgical steps related to scaffold implantation at 24 hrs post contusion. A 1F pressure probewas inserted within 2cm of the injury site for all measurements. Data points calculated from continuous data averaged over one minute.

The Neuro-Spinal Scaffold Acts as a Physical Substrate to Preserve Spinal Cord Architecture in a Rat Contusion Model

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Figure 5: Neuro-Spinal Scaffold preserves spinal architecture. a.) Representative longitudinal sections from control (n=14) and scaffoldimplanted rats (n=38), b.) histomorphometric analysis (values are means ± S.E.M, *P<0.05).

a.)

b.)

The purpose of this study is to evaluate whether the scaffold is safe and feasible for thetreatment of complete functional SCI and gather exploratory evidence of clinical effectiveness.

Key Inclusion Criteria:•AIS A (T3-T12/L1) • 18-65 years of age • Non-penetrating contusion injury • < 4 days since injury •

Pilot Study of Clinical Safety and Feasibility of the PLGA Poly-L-Lysine Scaffold for the Treatment of Complete (AIS A)

Traumatic Acute Spinal Cord Injury (NCT02138110)

b.)a.)Figure 6: First-in-human surgical implantation of Neuro-Spinal Scaffold. a.) Intraoperative image of acute cavityallowing for ease of scaffold implantation b.) Intraoperative ultrasound following scaffold implantation.

Control Scaffold-Treated

Clinical Update• 4 of 5 Pilot subjects enrolled to date• Subject 1 (T11) converted to AIS C at 1 month post-injury and demonstratedcontinued LEMS improvement at 6 months• Subject 2 (T7) remains AIS A with marked sensory improvement• Subject 3 (T4) converted to AIS B at 1 month post-injury• Subject 4 (T3) was enrolled/implanted in August 2015• No adverse events related to the Neuro-Spinal Scaffold• No serious adverse events associated with the surgical procedure

Acute necrosis and spinal cord cavitation occurs rapidly followingcontusion injury in both pre-clinical models and human injury allowingfor ease of Neuro-Spinal Scaffold implantation.

Surgical implantation of the Neuro-Spinal Scaffold results inintraparenchymal pressure normalization in a porcine contusion model.

Implantation of the Neur0-Spinal Scaffold preserves the spinal cordarchitecture in a rat contusion model which may provide aneuropermissive environment for neural regeneration.

Preliminary clinical findings are promising, however further investigationis required to elucidate and confirm the therapeutic effect.

a.) b.) c.)

BENEFITS OF SURGICAL IMPLANTATION OF AN INVESTIGATIONALBIODEGRADABLE NEURO-SPINAL SCAFFOLD IN VARIOUS ANIMAL MODELS OF

ACUTE SPINAL CORD CONTUSION INJURY: CLINICAL TRANSLATIONAlex A. Aimetti, Ph.D.1, James D. Guest, M.D., Ph.D.2, Nicholas Theodore, M.D.3, Domagoj Coric, M.D.4, Lorianne Masuoka, M.D.1,

Simon W. Moore, Ph.D.1, Richard T. Layer, Ph.D.1, Thomas R. Ulich, M.D.1

1InVivo Therapeutics Corporation, Cambridge, MA, USA 2Department of Neurosurgery, University of Miami, Miami, FL, USA 3Division of Neurological Surgery, Barrow Neurological Institute, St. Joseph’s Hospital and Medical Center, Phoenix, AZ, USA 4Department of Neurosurgery, Carolinas Medical Center, Carolina Neurosurgery and Spine Associates, Charlotte, NC, USA

INTRODUCTION PRE-CLINICAL RESULTSSurgical Feasibility of Neuro-Spinal Scaffold Implantation in

a Porcine Model of Acute Contusion Spinal Cord Injury