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    Anthropometric Nutrition and

    Mortality Surveys

    MINDANAO,PHILIPPINES

    MUNICIPALITIES OF ARAKAN AND PRESIDENT ROXAS,NORTH COTABATO,REGION XII

    AND

    MUNICIPALITY OF KAPATAGAN,LANAO DEL SUR,ARMM

    October-December 2010

    Bernardette Cichon

    Funded by :

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    ACKNOWLEDGEMENTS

    Firstly ACF would like to thank the municipalities of President Roxas, Arakan and Kapatagan

    for their help in the implementation of these surveys in particular:

    - Hon. Mayor Jaime Mahimpit, Mayor of the municipality President Roxas

    - Hon. Mayor Gerardo B. Tuble, Mayor of the municipality of Arakan- Hon. Mayor Nashrudin B Maglangit, Mayor of the municipality of Kapatagan

    Much appreciation is also extended to the DoH-ARMM and the DoH-Region XII.

    ACF would also like to thank the surveyors for their hard work, as well as the barangay

    officials, health workers and families who provided valuable information and allowed the

    survey teams to measure their children.

    Last but not least ACF thanks AECID for funding this survey and the upcoming project.

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    TABLE OF CONTENTSAcknowledgements...............................................................................................................................2

    Table of contents...................................................................................................................................3

    List of Tables..........................................................................................................................................6

    List of Figures.........................................................................................................................................9

    List of Abbreviations............................................................................................................................10

    Executive Summary .............................................................................................................................11

    Background......................................................................................................................................11

    Objectives ........................................................................................................................................11

    Methodology ........................................................................................................................................11

    Results..............................................................................................................................................12

    Recommendations...........................................................................................................................14

    1. Background......................................................................................................................................15

    1.1. General .....................................................................................................................................15

    1.2. Nutrition ...................................................................................................................................16

    1.3. Food Security ............................................................................................................................17

    1.4. Water and Sanitation................................................................................................................18

    1.5. Infant and Young Child Feeding................................................................................................19

    1.6. Health Care ...............................................................................................................................20

    1.7. Nutrition programmes..............................................................................................................20

    2. Objectives........................................................................................................................................22

    Main Objective.................................................................................................................................22

    Specific Objectives:..........................................................................................................................22

    3. Methodology ...................................................................................................................................23

    3.1. Type of Survey ..........................................................................................................................23

    3.2. Taget Population.......................................................................................................................23

    3.3. Sample Size ...............................................................................................................................23

    3.4. Sampling Methodology.............................................................................................................28

    3.4.1. Arakan ......................................................................................................................................28

    3.4.2. Kapatagan and President Roxas...............................................................................................28

    3.5. Special Cases.............................................................................................................................29

    3.6. Data Analysis.............................................................................................................................30

    3.7. Training .....................................................................................................................................30

    3.8. Supervision ...............................................................................................................................31

    3.9. Data Collection.........................................................................................................................31

    3.9.1. Variables collected as part of the anthropometric survey: .....................................................31

    3.9.2. Variables collected as part of the retrospective mortality survey:..........................................32

    3.10. Indicators ...............................................................................................................................32

    3.11. Limitations and Potential Bias ................................................................................................35

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    4. Results .............................................................................................................................................36

    4.1 Anthropometric and Mortality Survey of the Municipality of President Roxas.......................36

    4.1.1. Description of the Sample........................................................................................................36

    4.1.2. Age and Sex Distribution..........................................................................................................36

    4.1.3. Acute Malnutrition...................................................................................................................37

    4.1.3. Acute malnutrition according to Muac Measurements...........................................................394.1.4. Chronic Malnutrition................................................................................................................40

    4.1.5. Underweight ............................................................................................................................41

    4.1.6. Diarrhea ...................................................................................................................................42

    4.1.7. Measles vaccination coverage .................................................................................................43

    4.1.8. Deworming coverage...............................................................................................................43

    4.1.9. Vitamin A supplementation coverage .....................................................................................43

    4.1.10. Mortality Rates.......................................................................................................................44

    4.2 Anthropometric and Mortality Survey of the Municipality of Arakan...................................44

    4.2.1. Description of the Sample........................................................................................................44

    4.2.2. Age and Sex Distribution..........................................................................................................45

    4.2.3. Acute Malnutrition...................................................................................................................46

    4.2.4. Acute malnutrition according to Muac Measurements...........................................................48

    4.2.5 Chronic Malnutrition.................................................................................................................49

    4.2.6. Underweight ............................................................................................................................50

    4.2.7. Diarrhea ...................................................................................................................................51

    4.2.8. Measles vaccination coverage .................................................................................................51

    4.2.9. Deworming coverage...............................................................................................................52

    4.2.10. Vitamin A supplementation coverage ...................................................................................52

    4.2.11. Mortality Rates.......................................................................................................................52

    4.3 Anthropometric and Mortality Survey of the Municipality of Kapatagan................................53

    4.3.1. Description of the Sample........................................................................................................53

    4.3.2. Age and Sex Distribution..........................................................................................................54

    4.3.3. Acute Malnutrition..................................................................................................................55

    4.3.4. Acute malnutrition according to Muac Measurements...........................................................57

    4.3.4. Chronic Malnutrition................................................................................................................58

    4.3.5. Underweight ............................................................................................................................59

    4.3.6 .Diarrhea ...................................................................................................................................60

    4.3.7. Measles vaccination coverage .................................................................................................60

    4.3.8. Deworming coverage...............................................................................................................61

    4.3.9. Vitamin A supplementation coverage .....................................................................................61

    4.3.10. Mortality Rates.......................................................................................................................61

    5. Discussion.. ...................................................................................................................................62

    5.1. Acute Malnutrition...................................................................................................................62

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    5.2. Stunting....................................................................................................................................64

    5.3. Underweight .............................................................................................................................65

    5.4. Health........................................................................................................................................65

    6. Recommendations ..........................................................................................................................66

    7. References.......................................................................................................................................68

    8. Annexes ...........................................................................................................................................69Annex 1: Map of Mindanao....................................................................................................69

    Annex 2. Map of Region XII (indicating location of the municipalities of Arakan and

    President Roxas).....................................................................................................................70

    Annex 3. Map of ARMM (Indicating location of the municipality of Kapatagan) ..................70

    Annex 4: Map of the municipality of Arakan .........................................................................71

    Annex 5: Map of the municipality of President Roxas ...........................................................72

    Annex 6: Map of the municipality of Kapatagan....................................................................73

    Annex 7. Anthropometric survey data form ..........................................................................74

    Annex 8. Household enumeration data collection form for a death rate calculation survey

    (one sheet/household)...........................................................................................................75

    Annex 9. Cluster selection for the municipality of President Roxas ......................................76

    Annex 10. Cluster Selection for Kapatagan............................................................................76

    Annex 11. Plausibility Report Municipality of President Roxas .............................................77

    Annex 12. Plausibility Report Municipality of Arakan............................................................88

    Annex 13. Plausibility Report Municipality of Kapatagan ......................................................97

    Annex 14. Anthropometric survey results according to NCHS standards

    (Municipality of President Roxas) ........................................................................................109Annex 15. Anthropometric survey results according to NCHS standards

    (Municipality of Arakan).......................................................................................................111

    Annex 16. Anthropometric survey results according to NCHS standards

    (Municipality of Kapatagan).................................................................................................113

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    Table 4.13: Deworming Coverage (municipality of President Roxas, October/November

    2010).........................................................................................................................................43

    Table 4.14: Vitamin A supplementation (municipality of President Roxas, October/November

    2010)43

    Table 4.15: Births and deaths by age groups (municipality of President Roxas, October/November

    2010)44

    Table 4.16: Characteristics of the sample (municipality of Arakan, November 2010)..45

    Table 4.17: Distribution of age and sex of the anthropometric sample (municipality of Arakan,November 2010).......................................................................................................................45

    Table 4.18: Prevalence of acute malnutrition based on weight-for-height z-scores (and/or oedema)

    and by sex (municipality of Arakan, November 2010)..............................................................46

    Table 4.19: Prevalence of acute malnutrition by age, based on weight-for-height z-scores and/or

    oedema (municipality of Arakan, November 2010)..................................................................47

    Table 4.20: Distribution of acute malnutrition and oedema based on weight-for-height z-scores

    (municipality of Arakan, November 2010)................................................................................47

    Table 4.21: MUAC distribution (municipality of Arakan, November 2010)..48

    Table 4.22: Prevalence of stunting based on height-for-age z-scores and by sex (municipality of

    Arakan, November 2010)..........................................................................................................49

    Table 4.23: Prevalence of stunting by age based on height-for-age z-scores (municipality of Arakan,November 2010).......................................................................................................................49

    Table 4.24: Prevalence of underweight based on weight-for-age z-scores by sex (municipality of

    Arakan, November 2010)..........................................................................................................50

    Table 4.25: Prevalence of underweight by age, based on weight-for-height z-scores and oedema

    (municipality of Arakan, November 2010)................................................................................50

    Table 4.26: Association between diarrhoea and malnutrition (municipality of Arakan, November

    2010)51

    Table 4.27: Measles Vaccination Coverage (municipality of Arakan, November 2010)51

    Table 4.28: Deworming Coverage (municipality of Arakan, November 2010)52

    Table 4.29: Vitamin A supplementation (municipality of Arakan, November 2010)..52

    Table 4.30: Births and deaths by age groups (municipality of Arakan, November2010)....................53Table 4.31: Characteristics of the sample (municipality of Kapatagan, November/December

    2010)53

    Table 4.32: Distribution of age and sex of the anthropometric sample (municipality of Kapatagan,

    November/December 2010).....................................................................................................53

    Table 4.33: Prevalence of acute malnutrition based on weight-for-height z-scores (and/or oedema)

    and by sex (municipality of Kapatagan, November/December 2010)......................................55

    Table 4.34: Prevalence of acute malnutrition by age, based on weight-for-height z-scores and/or

    oedema (municipality of Kapatagan, November/December 2010)..........................................55

    Table 4.35: Distribution of acute malnutrition and oedema based on weight-for-height z-scores

    (municipality of Kapatagan November/December 2010)........................................................ 56

    Table 4.36: MUAC distribution (municipality of Kapatagan, November/December 2010)57Table 4.37: Prevalence of stunting based on height-for-age z-scores and by sex (municipality of

    Kapatagan, November/December 2010)..................................................................................57

    Table 4.38: Prevalence of stunting by age based on height-for-age z-scores (municipality of

    Kapatagan, November/December 2010)..................................................................................58

    Table 4.39: Prevalence of underweight based on weight-for-age z-scores by sex (municipality of

    Kapatagan November/December 2010)...................................................................................59

    Table 4.40: Prevalence of underweight by age, based on weight-for-height z-scores and oedema

    (municipality of Kapatagan November/December 2010).........................................................59

    Table 4.41: Association between diarrhea and malnutrition (municipality of Kapatagan,

    November/December 2010)60

    Table 4.42: Measles Vaccination Coverage (municipality of Kapatagan, November/December

    2010)...61

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    Table 4.43: Deworming Coverage (municipality of Kapatagan, November/December 2010).61

    Table 4.44: Vitamin A supplementation (municipality Kapatagan, November/December 2010).61

    Table 4.45: Births and Deaths by age groups (municipality of Kapatagan, November/December

    2007).........................................................................................................................................61

    Table 8.1: Prevalence of acute malnutrition based on weight-for-height z-scores (and/or oedema)

    and by sex (municipality of President Roxas, October-November 2010).108

    Table 8.2: Prevalence of acute malnutrition by age, based on weight-for-height z-scores and/or

    oedema (municipality of President Roxas, October-November 2010)108Table 8.3: Distribution of acute malnutrition and oedema based on weight-for-height z-scores

    (municipality of President Roxas, October-November 2010)108

    Table 8.4: Prevalence of underweight based on weight-for-age z-scores by sex (municipality of

    President Roxas, October-November 2010).108

    Table 8.5: Prevalence of underweight by age, based on weight-for-height z-scores and oedema

    municipality of President Roxas, October-November 2010).109

    Table 8.6: Prevalence of stunting based on height-for-age z-scores and by sex (municipality of

    President Roxas, October-November 2010).109

    Table 8.7: Prevalence of stunting by age based on height-for-age z-scores (municipality of President

    Roxas, October-November 2010).109

    Table 8.8: Mean z-scores, Design Effects and excluded subjects (municipality of President Roxas,October-November 2010)..109

    Table 8.9: Prevalence of acute malnutrition based on weight-for-height z-scores (and/or oedema)

    and by sex (municipality of Arakan, November 2010)110

    Table 8.10: Prevalence of acute malnutrition by age, based on weight-for-height z-scores and/or

    oedema (municipality of Arakan, November 2010).110

    Table 8.11: Distribution of acute malnutrition and oedema based on weight-for-height z-scores

    (municipality of Arakan, November 2010).110

    Table 8.12: Prevalence of underweight based on weight-for-age z-scores by sex (municipality of

    Arakan, November 2010)110

    Table 8.13: Prevalence of underweight by age, based on weight-for-height z-scores and oedema

    (municipality of Arakan, November 2010).111Table 8.14: Prevalence of stunting based on height-for-age z-scores and by sex (municipality of

    Arakan, November 2010)111

    Table 8.15: Prevalence of stunting by age based on height-for-age z-scores (municipality of Arakan,

    November 2010)..111

    Table 8.16: Mean z-scores, Design Effects and excluded subjects (municipality of Arakan, November

    2010).111

    Table 8.17: Prevalence of acute malnutrition based on weight-for-height z-scores (and/or oedema)

    and by sex (municipality Kapatagan, November/December 2010)..112

    Table 8.18: Prevalence of acute malnutrition by age, based on weight-for-height z-scores and/or

    oedema (municipality Kapatagan, November/December 2010)112

    Table 8.19: Distribution of acute malnutrition and oedema based on weight-for-height z-scores(municipality Kapatagan, November/December 2010).112

    Table 8.20: Prevalence of underweight based on weight-for-age z-scores by sex (municipality

    Kapatagan, November/December 2010).112

    Table 8.21: Prevalence of underweight by age, based on weight-for-height z-scores and oedema

    (municipality Kapatagan, November/December 2010).113

    Table 8.22: Prevalence of stunting based on height-for-age z-scores and by sex (municipality

    Kapatagan, November/December 2010).113

    Table 8.23: Prevalence of stunting by age based on height-for-age z-scores (municipality Kapatagan,

    November/December 2010)113

    Table 8.24: Mean z-scores, Design Effects and excluded subjects (municipality Kapatagan,

    November/December 2010)113

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    LIST OF FIGURESFigure 4.1:Population age and sex pyramid (Municipality of President Roxas October/November

    2010).........................................................................................................................................37

    Figure 4.2: Distribution of weight-for-height z-scores (Muncipality of President Roxas,

    October/November 2010)39

    Figure 4.3: Distribution of height-for-age z-scores (Municipality of President Roxas,

    October/November 2010)41

    Figure 4.4:Population age and sex pyramid (Municipality of Arakan, November 2010)...................46

    Figure 4.5: Distribution of weight-for-height z-scores (Muncipality of Arakan, November 2010)48

    Figure 4.6: Distribution of height-for-age z-scores (Municipality of Arakan, November 2010)..50

    Figure 4.7:Population age and sex pyramid (Municipality of Kapatagan, November/December

    2010)......... . .............................................................................................................................54

    Figure 4.8: Distribution of weight-for-height z-scores (Municipality of Kapatagan,

    November/December 2010)..56

    Figure 4.9: Distribution of height-for-age z-scores (Muncipality of Kapatagan, November/December

    2010)58

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    LIST OF ABBREVIATIONS

    ACF-SAECID

    AFP

    ARMM

    BHC

    BHW

    BNS

    CDR

    DHS

    DoH

    ENAFGD

    FNRI

    FS

    GAM

    HH

    INGO

    IYCF

    LGU

    MAM

    MERN

    MILF

    MUAC

    MSF

    NCHS

    NGOs

    NNC

    NNS

    NPA

    OTP

    PD

    RHU

    RR

    SAM

    SMART

    UN

    UNFPA

    UNICEF

    WASH

    WHO

    WFP

    Action Contre la Faim - SpainAgencia Espaola de Cooperacin Internacional para el Desarrollo

    Armed Forces of the Philippines

    Autonomus Region of Muslim Mindanao

    Barangay Health Centre

    Barangay Health Workers

    Barangay Nutrition Scholars

    Crude Death Rate

    Demographic and Health Surveys

    Department of Health

    Emergency Nutrition AssessmentFocus Group Discussion

    Food and Nutrition Research Institute

    Food Security

    Global Acute Malnutrition

    Households

    International Non-governmental Organisations

    Infant and Young Child Feeding

    Local Government Units

    Moderate Acute Malnutrition

    Mindanao Emergency Response Network

    Moro Islamic Liberation Front

    Mid Upper Arm Circumference

    Mdecins sans Frontires

    National Centre for Health Statistics

    Non-governmental Organisation

    National Nutrition Council

    National Nutrition Survey

    New Peoples Army

    Outpatient Therapeutic Programme

    Positive Deviance

    Rural Health Unit

    Risk Ratio

    Severe Acute Malnutrition

    Standardized Monitoring and Assessment of Relief and Transitions

    United Nations

    United Nations Population Fund

    United Nations Childrens Fund

    Water, Sanitation and Hygiene

    World Health Organisation

    World Food Programme

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    EXECUTIVE SUMMARY

    BACKGROUND

    All types of malnutrition are a problem in the Philippines. This is caused by inadequateconsumption of food, inadequate access to health care and sanitation facilities as well as

    food insecurity. In April 2010, ACF-S carried out a rapid assessment in Central Mindanao

    and decided, with support from AECID, to launch a four year integrated Food Security,

    Nutrition and Water and Sanitation programme in three municipalities, namely the

    municipality of Kapatagan, Lanao del Sur, ARMM and the municipalities of President Roxas

    and Arakan in the Province of North Cotabato, Region XII. These surveys serve as a baseline

    survey for this programme.

    OBJECTIVES

    MAIN OBJECTIVE

    To assess nutritional status of children aged 6-59 months and the retrospective

    mortality rate of the population in the municipalities of Arakan, President Roxas and

    Kapatagan.

    SPECIFIC OBJECTIVES:

    - Determine the prevalence of acute malnutrition among children aged 6-59 months

    in the three municipalities1.

    - Determine the rates of stunting and underweight among children aged 6-59

    months.

    - Determine the crude death rate of children under 5 and the general population

    (over a recall period of approximately 5 months in Arakan and President Roxas and

    3 months in Kapatagan).

    - Determine the coverage of vitamin A supplementation in the last 6 months.

    - Determine coverage of measles vaccination among children aged 9-59 months.

    - Determine coverage of deworming among children 12-59 months in last 6 months.

    - Determine prevalence of diarrhea in the 2 weeks before the survey.

    METHODOLOGY

    In the municipalities of President Roxas and Kapatagan a two-stage cluster survey was

    carried out. In Arakan simple random sampling was used since population lists were

    available. All three surveys were carried out using the SMART methodology. The target

    population for the anthropometric survey was all children aged 6-59 months. The target

    population for the mortality survey was the entire population. The recall period for the

    mortality surveys was 145, 152 and 88 days for President Roxas, Arakan and Kapatagan,

    respectively. For the two cluster surveys households were selected using simple random

    sampling at the second stage.

    1Since the new WHO growth standards are being used in the Philippines, malnutrition rates in the main part of the report will be

    presented according to WHO standards. Results according to NCHS standards will be presented in the Annexes.

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    The total sample size calculated was of 768 children and 1704 HH (57 clusters of 30

    households) in Presidents Roxas, 354 children and 784 households in Arakan and 560 and

    1241 HH (62 clusters of 20 HH) in Kapatagan. During the surveys 3 clusters in President

    Roxas and 6 in Kapatagan became inaccessible due to security reasons. This lead to a total

    sample size of 1620 HH and 953 children in President Roxas, and 1112 HH and 903 children

    in Kapatagan. The household list provided for the municipality of Arakan was more

    inadequate than first expected and a total of 756 HH (398 children) were visited during the

    survey.

    RESULTS

    GAM was 10.3%, 5.9% and 6.9% and SAM 2%, 0.9% and 1% in the muncicipalities of

    President Roxas, Arakan and Kapatagan, respectively (see table 1). Malnutrition rates

    according to MUAC measurements were a lot lower, namely 1.3%, 1.5% and 1.1% in

    President Roxas, Arakan and Kapatagan, respectively (see table 2).

    While acute malnutrition rates in Arakan and Kapatagan are below the 10% alert level,

    rates of stunting are very high2

    (see table 3).

    Data collected about prevalence of diarrhea and coverage of basic health services are

    shown in tables 4-7.

    Retrospective mortality rates in the three municipalities are shown in table 8. While

    mortality rates in Kapatagan are higher than those in the other two municipalities, all are

    under alert level.

    Table 1: Prevalence of acute malnutrition in the municipalities of President Roxas, Arakan,

    Kapatagan (October-December 2010)

    Table 2: MUAC distribution in the municipalities of President Roxas, Arakan and Kapatagan

    (October December 2010)

    President Roxas

    n = 851

    Arakan

    n =329

    Kapatagan

    n = 807

    MUAC < 115 0.2% (n=2) 0.3% (n=1) 0% (n=0)

    MUAC >115 & 125 & 135 92.7% (n=789) 90.9% (n=299) 91.6 (n=739)

    2According to the WHO classification 40% of stunting is considered very high. (WHO global database on Child Growth and Malnutrition

    available at: http://whqlibdoc.who.int/hq/1997/WHO_NUT_97.4.pdf)

    President Roxas

    n = 861

    Arakan

    n = 338

    Kapatagan

    n = 829

    Prevalence of GAM

    (

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    Table 3: Prevalence of stunting based on height-for-age z-scores (municipalities of

    President Roxas, Arakan and Kapatagan, October-December 2010)

    President Roxas

    n = 860

    Arakan

    n = 334

    Kapatagan

    n = 806

    Prevalence of stunting

    (

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    Table 7: Coverage of deworming in 12-59 months old children (municipalities of President

    Roxas, Arakan and Kapatagan, October-December 2010)

    Deworming Coverage President Roxas Arakan Kapatagan

    Yes 33.8% 73.3% 34.8%

    No 62.3% 23.9% 62.5%

    Dont know 3.9% 2.7% 2.7%

    Total 100% 100% 100%

    Table 8. Mortality rates (municipalities of President Roxas, Arakan and Kapatagan, October-

    December 2010)

    RECOMMENDATIONS

    - Set up OTPs in all three municipalities. Since rates are highest in President Roxas, this

    municipality should be the priority.

    - Because of the large difference in malnutrion rates according to MUAC and weight-

    for-height, the possibility of using weight-for-height in active case finding instead of

    MUAC to avoid missing many of the severe cases should be discussed.

    - Substantial effort should be made towards reducing stunting over the next four years.

    Stunting should be prevented through the community based component of the

    programme (PD/Hearth, nutrition education and campaigns).

    - Advocate for improved coverage of basic health services, such as immunizations,

    vitamin A supplementation in particular in the municipality of Kapatagan.

    - Since prevalence of acute malnutrition is not alarming, funds limited and the main

    focus of the programme should be prevention of stunting, the option of reducing the

    frequency and of SMART surveys and carrying out a coverage survey instead should

    be considered.

    Mortality Rates (deaths/10.000people/day)

    Age President Roxas Arakan Kapatagan

    Crude Mortality Rate 0.15

    (95% CI: 0.09-0.25)

    0.12

    (95%CI=0.06-0.26)

    0.27

    95%CI=0.15-0.51).

    Under five Mortality

    Rate

    0.21

    (95% CI= 0.07-0.66)

    0

    (95% CI=0-0.54).

    0.45

    (95% CI=0.14-1.52)

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    1.BACKGROUND

    1.1.GENERAL

    Mindanao is the second largest of the Philippines 7107 islands and is located in the southof the country (see map in Annex 1). It has a total population of 21.6 million (as of August

    2007) [1], 61% of which are catholic, 20% are Muslim, the remaining 9% have other

    christian faiths or indegenous beliefs [2]. Mindanao consists of regions IX, X, XI, XII, XIII and

    ARMM, which are further divided into 26 provinces, 422 muncipalities and 33 cities [1].

    While Muslims are a minority in the Philippines, in the Autonomous Region of Muslim

    Mindanao (ARMM) they make up 90% of the population [2].

    Despite an abundance of natural resources, ARMM and Region XII (also known as Central

    Mindanao) are among the poorest in the country [3], which can partly be attributed to

    political instability in the region. Mindanao has been affected by a conflict that consists of a

    conflict between the AFP and MILF3, AFP and NPA4 as well as political and clan based

    rivalries (Rido), for the last four decades. The conflict between AFP and MILF last flamed up

    after the failed signing of a Memorandum of Agreement on Ancestral Domain in August

    2008 and left more than 500,000 people displaced in the provinces of Lanao del Sur

    (ARMM), Maguindanao (ARMM) and North Cotabato (Region XII) [4].

    Many people in Central Mindanao do not have access to adequate healthcare, water and

    sanitation facilities and nutritious food causing widespread malnutrition. In addition to

    political instability, droughts, floods, poor productivity, under-investment in rural

    infrastructure, unequal land and income distribution, high population growth and the low

    quality of social services lie at the root of rural poverty in Central Mindanao [4].

    In April 2010 ACF carried out a rapid assessment in Central Mindanao and decided, with

    support from AECID, to launch an integrated Food Security, Nutrition and Water and

    Sanitation programme in three municipalities with the overall objective to contribute to

    poverty reduction in these areas. The municipalities chosen for this programme are the

    municipality of Kapatagan in Lanao del Sur, ARMM as well as the municipalities of Arakan

    and President Roxas in the province of North Cotabato, Region XII (see maps in Annex 2-6).

    Some information about the three municipalities is shown in the table 1.1 below. There are

    no IDPs resulting from the 2008 violence in the three chosen municipalities. However one

    of the barangays (Salat) in President Roxas was affected by a local conflict, leading to

    population displacement. This barangay was excluded from the survey.

    Table 1.1. Municipalities of Arakan, President Roxas and Kapatagan [3,5,6,7]

    Arakan President Roxas Kapatagan

    Number of

    barangays5

    28 25 15

    Total land area 69,432 hectares 61,825 hectares 11,640 Hectares

    Total Population 47,000 (2007 estimate) 43,133 (2007 estimate) 10777 (2010 estimate)

    3 The MILF or Moro Islamic Liberation Front is a muslim separatist group.4

    The militant wing of the communist party of the Philippines.5

    Barangay is the Filipino term for village or district.

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    Population

    Groups

    Illongo (59%)

    Cebuano (20%)

    Manobo (7%)

    Bagobo (7%)

    Other (7%)

    Illongo (47%)

    Cebuano(24%)

    Ilocano (16%)

    Teroray (3.5%)

    Manobo (5.0%)Other (4.5%)

    Maranao (91%)

    Illongo (2.5%)

    Cabuano (2%)

    Iranon (1%)

    Other (3.5%)

    Poverty

    Incidence6

    55% 55% 59%

    1.2.NUTRITION

    All types of malnutrition (stunting, underweight, acute malnutrition, micronutrient

    deficiencies and nutrition related chronic diseases) are a problem in the Philippines.

    Malnutrition is more common in Mindanao than in other parts of the Philippines and FGDscarried out as part of the rapid assessment in April 2010 have revealed that it is recognized

    as a problem by both the population and health workers.

    Surveys and assessments carried out in ARMM and Region XII have generally shown that

    rates of acute malnutrition range from 5-10% (see table 1.2.).

    Although acute malnutrition rates do currently not reach the emergency cut off of 15%, it

    is, nevertheless, considered to be a concern by the local health authorities, INGOs and UN

    agencies, especially since the presence of aggravating factors such as political instability,

    droughts and floods, inadequate water and sanitation and widespread food insecurity

    mean that rates of acute malnutrition could increase quite dramatically over a short periodof time.

    Rates of stunting and underweight are high and range from 20-50% and 26.6-31.5%,

    respectively (see table 1.2.) In addition to survey data, underweight data is available at

    municipal level from Operation Timbang. Operation Timbang or Operation Weighing Scale

    is a government run initiative that aims to measure children regularly using the weight-for-

    age indicator. However this data is often questionable because of faulty equipment and

    lack of representativeness of the sample. According to data collected as part of operation

    Timbang in 2009, 9.6%, 20.5% and 13% of children are underweight in the muncipalities of

    President Roxas, Arakan and Kapatagan, respectively.

    Table 1.2. Overview of available data about acute malnutrition [8, 9, 10, 11, 12]

    Date Type of Survey Organisation Acute

    Malnutrition

    Stunting Underweight

    2006 Baseline Nutrition

    and food security

    Assessment in

    Mindanao

    UNICEF/WFP/

    FNRI

    Lanao del Sur:

    5.9%

    North Cotabato:

    8.3 %

    North

    Cotabato:

    21.9 %

    Lanao del

    Sur: 37.7%

    North

    Cotabato:

    26.6%

    Lanao del

    Sur: 28.5%

    6Data for poverty incidence is at provincial level

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    2008 National Nutrition

    Survey

    FNRI Region XII: 5.4%

    ARMM 9.6%

    - -

    January-

    March

    2009

    Joint Emergency

    Nutrition and Food

    Security Assessment

    of the conflict-affected Persons in

    Central Mindanao7

    UNICEF/FNRI 9.8% GAM

    2.2% SAM8

    47.3% 39.9%

    March

    2010

    Follow-up

    Emergency Nutrition

    Assessment9

    Save the

    Children

    GAM: 7.8%

    SAM: 1.1%10

    50.2% 31.5%

    With regard to micronutrient deficiencies, anemia in particular is a problem. According to

    the National Nutrition Survey in 2003, 32.4% of 6 month to 5 year old children suffered

    from iron deficiency anemia, and 66.2% in children 6-11 months indicating a severe public

    health problem for children of weaning age [12]. The Baseline Nutrition and Food Security

    Assessment carried out in 2006 showed an anemia prevalence of 43.4% in Lanao del Sur

    and 38.4% in North Cotabato [13]. According to the 2003 National Nutrition survey Iodine

    deficiency was 35.8% and Vitamin A deficiency was 40.1% [12].

    In addition to undernutrition, nutrition related chronic diseases including cardiovascular

    disease, hypertension and diabetes were found to be a concern according to health records

    provided by the municipalities. The Philippines are therefore affected by the so-called

    double burden of malnutrition.

    Malnutrition in Mindanao is caused by a combination of factors including: inadequateaccess to food, inadequate sanitation facilities and access to clean water, inadequate

    dietary diversity and disease. 20% of children in Philippines are born with low birthweight

    [13], indicating that malnutrition in some cases starts before birth and that nutrition for

    mothers before, during and after pregnancy is a concern. Access to health care also

    appears to be a problem especially in terms of cost, lack of staff and distance to health

    centres [13,15]. The underlying conflict and poverty as well as a recent drought caused by

    the el Nino phenomenon also impacts on malnutrition rates. These factors will be discussed

    in more detail below.

    1.3. FOOD SECURITY

    Mindanao has been regarded as the food basket of the Philippines and yet, food

    insecurity is wide spread. It has been estimated that in times of peace one in four

    households in Mindanao is severely food insecure [14].

    Agriculture is main source of income for the population [5,6,7,15]. The land is fertile and

    ideal for year round crop production. The main crops produced include: coconut, banana,

    sugar cane, corn, rice, pineapple, rubber, mango, sweet potato and coffee [5,6,7,10].

    7This assessment covered the conflict affected population of Lanao Del Norte, Lanao Del Sur, Maguindanao and North Cotabato.

    8 WHO Standards9

    Carried out in Save the Children in their project areas (19 muncipalities in Maguindanao and North Cotabato)10

    WHO Standards

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    Farmers in Mindanao face many problems meaning that they are unable to produce food

    to the lands full potential. Many do not have access to irrigation system, fertilizers,

    pesticides and improved seeds, mainly due to lack of financial resources. In addition many

    lack knowledge of improved farming practices. Farm inputs are expensive and since savings

    are generally low, farmers are forced to buy farm inputs on credit. These credits usually

    have to be paid back to the traders at high interest rates meaning that a large proportion of

    their income usually goes directly to the traders to pay off debt.

    Moreover, access to post harvest facilities such as storage, threshers and solar dryers are a

    problem. Farmers that do not have access to post harvest facilities have to pay for use of

    storage facilities or sell their produce straight after the harvest at low prices, again

    reducing their income. Many farmers are tenants which means that they are not in control

    of what they plant and have to give a large proportion of their income to the landowners as

    payment for the rent of the land cultivated [10,15].

    In addition to the problems faced by many farmers, food insecurity is caused by lack of

    financial and physical access to food. Markets are far away for a large proportion of thepopulation, access is difficult in the rainy season

    11and transport expensive. FGDs carried

    out in April 2010 by ACF revealed that many families do not have enough money to buy

    food for their families and can only afford 1-2 meals per day. Households usually consume

    rice, vegetables or fish. If rice and other foods are not available, which is often the case,

    households substitute it with root crops such as sweet or wild potato or cassava. Meat is

    usually only consumed at special occasions [15]. If income is low families are forced to

    reduce quality and quantity of food eaten which can have a long term impact on nutritional

    status and health, especially for young children.

    1.4.WATER AND SANITATION

    Access to safe water is a problem in Lanao del Sur and North Cotabato, particularly in rural

    communities. 39.7% and 99.8% of the population in Lanao del Sur and North Cotabato,

    respectively have access to safe water [16]. There are however big differences between

    municipalities within these provinces and locations within the muncipalities. Those in rural

    areas further away from the centre of the municipalities and the indigenous population are

    the most vulnerable to unsafe water sources. A study conducted by ACF in 2005 indicated

    that Lanao del Sur is among the worst off with regard access to safe water and ranking 75th

    out of 82 provinces in the Philippines [17]. Access to safe water is better in Arakan and

    President Roxas than in Kapatagan, with 32.4% and 15% of the population getting water

    from a doubtful source [18]. Springs are the main source of water in all areas. Spring water

    is generally considered safe but many springs are unprotected and so water often gets

    contaminated during the rainy season due to overflowing and in the dry season water

    often runs out [15,17].

    Hygiene and sanitation facilities as well as hygiene practices are a cause for concern in the

    area. 14.6% and 51% of households have access to sanitary facilities in Lanao del Sur and

    North Cotabato, respectively [16]. Access to sanitary facilities differs between areas and

    11

    The wet or rainy season also known as first monsoon lasts from May until September. A second monsoonexists between november and february, this is however not considered as wet season since rainfall is small

    compared to the first monsoon.

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    ethnic groups and is worse among the indigenous people [17]. In addition to poor access to

    safe water and hygiene and sanitation facilities, poor sanitation practices are also major

    cause of disease and the resulting malnutrition. FGDs carried out by ACF as part of the

    rapid assessment in April 2010 revealed that while the population was aware that

    handwashing is essential for good health and practice it regularly when soap and water are

    available, the latter two are, however, often lacking. At the time of these surveys a more

    detailed WASH assessment was being carried out by ACF that will shed more light on the

    situation.

    1.5.INFANT AND YOUNG CHILD FEEDING

    Adequate infant and young child feeding is crucial for health as well as mental and physical

    development of children. WHO recommends exclusive breastfeeding for the first six months

    of life followed by progressive introduction of safe and nutritious complementary food with

    continued breastfeeding until the age of two years [19]. Breastmilk is a safe and convenient

    food that provides all the energy and nutrients a child needs as well as antibodies to protect

    the child from infection. Breastfeeding is therefore particularly important in an environment

    where access to safe water and sanitation facilities are a concern. The risk of disease and

    thus malnutrition for young children increases when they start interacting more with their

    environment (crawling and walking) and are being weaned from breastmilk to

    complementary foods.

    Previous assessments in Mindanao have expressed a concern with regard to infant feeding

    practices [10, 11, 13]. According to the DHS survey 2008, 40.5% and 52.3% of children 6-23

    month old children were adequately fed according to infant feeding recommendations in

    ARMM and region 12 respectively. Similarly a short survey carried out as part of ACFs rapidassessment in April 2010 revealed that many mothers do not have access to adeqaute

    information about infant feeding and as a result only 35.7%, 25% and 16.6% of

    respondents infants and young children were adequately fed12

    in Arakan, President Roxas

    and Kapatagan, respectively [15].

    According to the latest DHS survey 34% of under six months old children were exclusively

    breastfed at national level and dietary diversity was lower than recommended13

    . In

    addition to lack of knowledge about IYCF practices and financial means to provide

    nutritious food for their children, cultural beliefs play an important role. In Kapatagan it

    was stated that feeding children with water with sugar for the first 3 days after delivery,before starting to breastfeed, is a common practice in Maranao women. It is believed that

    this cleanses the body [15].

    Inadequate infant and young child feeding practices explain the finding of surveys that

    acute malnutrition is higher in the 6-24 months group [9, 10]. The UNICEF/WFP survey

    carried out in early 2009 showed that while GAM was just under 10%, in the younger age

    group (6-24 months) it was over 22% [10]. Similar results were demonstrated by the 2008

    NNS where at national level GAM was 6.1% but 14% in those 12-23 months [9].

    12Here defined as: children under six months that are exclusively breastfed; children between 6-24 months who are breastfed and

    receive the minimum number of meals (2 times for six to eight months old children; 3 times for bf 9-24 months old children, 4 times 6-24

    months old non breastfed children) and the minimum number of food groups.

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    1.6.HEALTH CARE

    Disease increases energy and nutrient needs, reduces appetite and in case of diarrhea

    reduces nutrient absorption. Morbidity rates, in particular diarrhea, are therefore often

    related to prevalence of malnutrition. The assessment carried out by WFP/UNICEF showed

    that 72% of acutely malnourished children had been ill in the previous 2 weeks [10].

    The most common diseases in the three municipalities include upper respiratory tract

    infection, fever/flu, diarrhea, hypertension, intestinal parasitism, diabetes, pulmonary TB,

    anemia and skin diseases[5,6,7,15]. Underfive mortality was 34 and 94 per 1000 live births

    in region XII and ARMM respectively [13].

    Access to health facilities in the three municipalities is a concern. There are rural health

    units (RHUs) in the centre of the municipalities and a few baranagay health stations.

    Barangay Health stations are present in most barangays in Arakan and President Roxas, but

    in Kapatagan there is only one in addition to the RHU. Medicines and staff are often

    lacking, doctors are rarely available and midwives or BHWs and BNSs are usually

    overworked. In addition high cost of treatment and transport makes it impossible for some

    families to seek care [13, 15]. If money is not enough, people tend to go see a traditional

    healer. There are 3 hospitals within reach from Arakan and President Roxas: a private

    hospital in Antipas, the government run hospital in Kidapawan and the German Doctors

    hospital in Buda and two within reach from Kapatagan: Malabang hospital and the hospital

    in Cotabato City. However, most can not afford to pay for the transport to get there.

    Appropriate care for women and children is crucial to preventing childhood malnutrition.

    Women need care before during and after pregnancy. According to the DHS survey only a

    small amount of women receive appropriate pre-natal care [13]. Currently a largeproportion of girls and women deliver their children at home [7, 13], and during FGDs many

    mentioned that they learn about child care and infant feeding either from a relative of have

    to teach themselves.

    Immunization rounds are usually carried out every month by nurses or BHWs that visit the

    BHCs [15]. According to latest DHS survey vaccination coverage needs to be improved since

    30.6% and 77% of children have received all basic vaccinations in ARMM and Region 12

    respectively [13].Similarly measles vaccination coverage was 24.5 % In Lanao del sur 75%

    in North Cotabato according to the 2006 Baseline Nutrition and food security assessment

    [8].

    1.7.NUTRITION PROGRAMMES

    In Mindanao a number of stakeholders are working towards improving nutritional status of

    the population. These include the Department of Health, the National Nutrition Council, UN

    agencies (UNICEF and WFP) as well as a number of NGOs (MERN, the Assissi Foundation

    and PIE for Life) and INGOs (Save the children, MSF, The Committee of German Doctors and

    ACF).

    The government has made a significant effort towards tackling malnutrition by establishing

    the Barangay Nutrition Scholar (BNS) scheme14

    . In Arakan and President Roxas these are

    14BNSs are community volunteers that receive a basic training in nutrition. They are involved in Operation Timbang and provide

    information about health and nutrition to the community.

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    present in nearly every barangay. In Kapatagan this scheme is currently in the initial stages.

    The National Nutrition Council was a key player in setting this up.

    In 2007 the NNC created the anti-hunger task-force. The anti-hunger taskforce conducts

    training, advocacy and education with regard to malnutrition. Their priorities include

    infant feeding and treatment for SAM.

    The health centres carry out quarterly growth monitoring as part of what is known as

    Operation Timbang (Operation weighing scale). In order to combat micronutrient

    deficiencies the government provides iron supplements and conducts universal vitamin A

    supplementation twice a year. The vitamin A supplementation rounds, also known as

    Garantisadong Pambata, are accompanied by other basic health services, such as

    deworming and immunisation

    According to the DHS survey carried out in 2008 coverage of vitamin A supplementation in

    the six months before the survey for 6-59 months old children was 48% and 72.7 % in

    ARMM and Region 12 respectively and 46% of women received a vitamin A supplement

    postpartum. Coverage of deworming was 29.3% in ARMM and 42.6% in Region XII [13].

    Iron supplementation coverage among children remains low: according to the DHS survey15.6% and 25.4% of 6 to 59 months old children received iron supplements in the 7 days

    preceding the survey in ARMM and Region 12 respectively.

    UNFPA has built a birthing clinic in Kapatagan in order to provide adequate facilities

    especially in far flung areas. PIE for life has recently started community nutrition workshops

    in the barangay Kapatagan proper. The Assisi Foundation is involved with Water and

    Sanitation programmes in Kapatagan and have recently started a supplementary feeding

    programme in the barangay Minimao, Kapatagan.

    WFP and the Department of Education provide supplementary food and Save the Childrenand UNICEF are providing SAM treatment in some municipalities with support from the

    DoH and local partners. SAM treatment is however not available in the three municipalities

    chosen for ACF activities. The Committee of German doctors runs a hospital in Buda where

    SAM treatment is available and is reachable from Arakan and President Roxas. Transport to

    the hospital is however too expensive for most families and most parents are not able to

    stay in the hospital with their children for long periods of time.

    It is for this reason that ACF has chosen these 3 municipalities for a new four year

    integrated Nutrition, Food Security and Water and Sanitation programme. The objective of

    this programme is to make SAM treatment available in the communities, according to the

    CMAM strategy promoted by WHO/UNICEF, and to prevent all types of malnutritionthrough community based activities including PD Hearth, Nutrition Education as well as

    WASH and FS interventions. The anthropometric and mortality surveys carried out from

    October to December 2010 serve as a baseline for this project.

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    2. OBJECTIVES

    MAIN OBJECTIVE

    To assess nutritional status of children aged 6-59 months and the mortality rate of the

    population in the municipalities of Arakan, President Roxas and Kapatagan.

    SPECIFIC OBJECTIVES:

    - Determine the prevalence of acute malnutrition among children aged 6-59 months in the

    three municipalities15.- Determine the rates of stunting and underweight among children aged 6-59 months.

    - Determine the crude death rate of children under 5 and the general population (over a

    recall period of approximately 5 months in Arakan and President Roxas and 3 months in

    Kapatagan).

    - Determine the coverage of vitamin A supplementation in the last 6 months.

    - Determine coverage of measles vaccination among children aged 9-59 months.

    - Determine coverage of deworming among children 12-59 months in last 6 months.

    - Determine prevalence of diarrhea in the 2 weeks before the survey.

    15Since the new WHO growth standards are being used in the Philippines, malnutrition rates in the main part of the report will be presented according to

    WHO standards. Results according to NCHS standards will be presented in the Annexes.

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    3.METHODOLOGY

    3.1. TYPE OF SURVEY

    Three anthropometric and mortality surveys were carried out. One in the municipality

    of Kapatagan, Autonomus Region of Muslim Mindanao, one in the municipality of

    President Roxas and one in the municipality of Arakan, Province of North Cotabato

    Region XII according to the SMART (Standardized Monitoring and Assessment of Relief

    and Transitions) methodology.

    Data collection was carried out from 29th

    of October- 2nd

    of December over a total of

    27 working days. Data on malnutrition and mortality rates were collected

    simultaneously.

    Since household lists were available for the municipality of Arakan and the area

    covered by the survey is relatively small, simple random sampling was used to selectHHs. The HH lists were compiled in 2009, and since there are no IDPs in the area and

    no major population movements have taken place since 2009 it was believed that

    these lists were adequate enough.

    In President Roxas and Kapatagan household lists were too incomplete and

    unavailable, respectively, to enable simple random sampling. A two stage cluster

    survey was therefore carried out in these municipalities with the barangays as the

    primary sampling unit. For barangays that contained more than one cluster and/or

    more than 250 HH, a segmentation was carried out (see section 3.4). Within clusters

    households were selected using simple random sampling.

    The surveys cover the whole of each municipality, however 1 barangay in President

    Roxas (Salat), and one in Kapatagan (Matimos) had to be excluded before the start of

    the survey for security reasons. Maps of each municipality are shown in Annexes 3-6.

    3.2.TARGETPOPULATION

    The target population for the anthropometric survey was all children aged between 6

    and 59 months of age because they represent the most vulnerable portion of the

    population. The target group for the mortality survey included the whole population.

    The mortality questionnaire was administered in all households even those with no

    children aged 6-59 months. Where possible the head of the household was chosen asthe primary respondent. If he or she was unavailable the mothers or carers of the

    children were asked. The anthropometric and mortality questionnaire can be found in

    Annex 7 and 8. The questionnaires used were standard ENA questionnaires slightly

    adapted to this survey. The questionnaires were in English and interviews were carried

    out in the local language.

    3.3. SAMPLE SIZE

    Since it is impossible to measure the entire population a representative sample of the

    population was selected for the survey. The sample size calculation for the

    anthropometric and mortality components for all three surveys was carried out using

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    ENA software (Emergency Nutrition Assessment)16

    . The sample size calculations for all

    three surveys are shown in tables 3.1-3.6.

    The calculated sample sizes consisted of 784 households in Arakan, 1704 households

    for President Roxas and 1241 for Kapatagan. Since simple random sampling was used

    in Arakan the sample size there was much smaller.

    The number of HH to be visited for the mortality survey was slightly lower than for the

    anthropometric survey. Nevertheless, the mortality questionnaire was completed in all

    HH, even those without children.

    Table 3.1: Sample size calculation for the anthropometric survey in the municipality of

    Arakan

    16September 2010 Version.

    17Population in Arakan according to the 2009 community census was 41,619. An annual population growth of 1.95%

    (http://www.nscb.gov.ph/pressreleases/2006/27April06_PR-2006-04-SS2-03_popnprojection.asp) was added to estimate the population

    number for 2010. In order to quality check the results of the 2009 community census, this value was compared to the results of the 2007

    census plus annual population growth which lead to a similar result (41026)18

    Since the estimated target population is less than 4500, the correction for small population size was applied in ENA.

    Amount Source/Justification

    Total population 42430 2009 community census ofArakan plus annual population

    growth17

    % of children under 5 11.6%National average according to

    the DHS survey (2008).

    Estimated number of children

    under five4922

    Estimated number of children

    between 6-59 months (90% of

    all under five year old

    children)

    443018

    Average HH size 4.8

    According to DHS survey (2008)

    and HH community census of

    Arakan

    Estimated prevalence 10%

    Estimation based on a number

    of surveys carried out in the

    region between 2006 and 2010

    (see section 1.2)

    Precision 3%

    Design effect 1Since cluster sampling is not

    used the design effect is one

    Non response (HH) 10%Number of children 354

    Number of HH to be visited 784

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    Table 3.2: Sample size calculation for the anthropometric survey in the municipality of

    President Roxas

    Amount Source/Justification

    Total population

    44,668 2009 community census plusannual population growth

    19,20

    % of children under 5 11.6%National average according to

    the DHS survey (2008).

    Estimated number of children

    under five5181

    Estimated number of children

    between 6-59 months4663

    90% of all under five year old

    children

    Average HH size 4.8 According to DHS survey (2008)

    Estimated prevalence 10%

    Estimation based on a number

    of surveys carried out in the

    region between 2006 and 2010(see section 1.2)

    Precision 3%

    Design effect 2

    The population was believed to

    be heterogeneous but the

    design effect was unknown. A

    design effect of two was

    therefore chosen by default.

    Non response (HH) 10%

    Number of children 768

    Number of HH to visit 1704

    0.5011 children aged 6-59

    months per HH.

    768/0.5011=1533 HH.

    Plus 10% for non response =

    1704

    Number of clusters 57

    Number of clusters chosen so

    that each team can finish one

    cluster per day

    Number of HH per cluster 30Number of HH divided by

    Number of clusters.

    19Population in President Roxas according to the 2009 community census was 43,814. An annual population growth of 1.95%

    (http://www.nscb.gov.ph/pressreleases/2006/27April06_PR-2006-04-SS2-03_popnprojection.asp) was added to estimate the population

    size for 2010. In order to quality check the results of the 2009 community census, this value was compared to the results of the 2007

    census plus annual population growth which lead to a similar result according to which it was 43262.20

    Data excludes the barangay of Salat, since this one could not be visited due to security reasons. 1284 persons had to be excluded.

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    Table 3.4: Sample size calculation for the anthropometric survey in the municipality of

    Kapatagan

    Amount Source/Justification

    Total population19,713

    2007 population census +

    anuual population growth21,22

    % of children under 5 11.6%National average according to

    the DHS survey (2008).

    Estimated number of children

    under five2287

    Estimated number of children

    between 6-59 months (90% of

    all under five year old

    children)

    205823

    Average HH size 4.8 According to DHS survey (2008).

    Estimated prevalence 10%

    Estimation based on a number

    of surveys carried out in the

    region between 2006 and 2010(see section 1.2)

    Precision 3%

    Design effect 2

    The population was believed to

    be heterogeneous but the

    design effect was unknown. A

    design effect of two was

    therefore chosen by default.Non response (HH) 10%

    Number of children 560

    Number of HH to visit 1241Number of children/ number of

    children per HH +10%

    Number of clusters 62

    Number of clusters chosen so

    that each team can finish one

    cluster per day

    Number of HH per cluster 20Number of HH divided by

    Number of clusters.

    21Population in Kapatagan according to the 2007 Census was 18.603 (excluding the Barangay of Matimos). Annual population growth rate

    in Philippines is 1.95% according to the National Statistical coordination board

    (http://www.nscb.gov.ph/pressreleases/2006/27April06_PR-2006-04-SS2-03_popnprojection.asp).22

    The Barangay of Matimos had to be excluded due to security reasons.23

    Since the target population is less than 4500, the correction for small population sizes was applied in ENA

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    Table 3.4: Sample size calculation for the mortality survey in the municipality of Arakan

    Amount Source/Justification

    Estimated mortality rate

    (deaths/10000/day)

    0.13/10000/

    day

    CDR= 4.8/1000/year24

    population

    according to UN data

    Precision 0.1Design effect 1

    Non response (HH) 10%

    Recall period (days) 152

    Calculated from independence day (14th

    of June) until the midpoint point of the

    survey (11th of November)

    Sample size 3068

    Number of HH to visit 682 Sample size/average HH size

    Table 3.5: Sample size calculation for the mortality survey in the municipality of

    President RoxasAmount Source/Justification

    Estimated mortality rate

    (deaths/10000/day) 0.13/10000/dayCDR= 4.8/1000 population/ year

    25

    according to UN data

    Precision 0.12

    Design effect 2

    Non response (HH) 10%

    Recall period (days) 145

    Calculated from Independence Day

    (14th of June) until the Midpoint of

    the survey (4th of November)Sample size 4375

    Number of HH to visit 911 Sample size/ average HH size

    Table 3.6: Sample size calculation for the mortality survey in the municipality of

    Kapatagan

    Amount Source/Justification

    Estimated mortality rate

    (deaths/10000/day)0.13/10000/day CDR= 4.8/1000

    26according to UN data

    Precision 0.125Design effect 2

    Non response (HH) 10%

    Recall period (days) 88 days

    Calculated from National Heroes Day

    (30th of August) until the midpoint

    of the survey (25th of November)

    Sample size 5353

    Number of HH to visit 1239 Sample size/ average HH size

    24http://data.un.org/Data.aspx?d=PopDiv&f=variableID%3A65

    25http://data.un.org/Data.aspx?d=PopDiv&f=variableID%3A65

    26http://data.un.org/Data.aspx?d=PopDiv&f=variableID%3A65

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    3.4. SAMPLING METHODOLOGY

    In order to be able to project the results of the survey sample onto the whole

    population, the sample must be representative of the whole population. A sample is

    believed to be representative of the population if every household in that population

    has the same chance of being selected. Random sampling enables us to do this. Twodifferent survey types and thus different kinds of sampling methodologies were used.

    For Arakan, simple random sampling, the best and simplest method was used. For

    Kapatagan and President Roxas a two-stage sampling methodology was used since the

    population data available were not recent, reliable and detailed enough. Both methods

    are described in more detail below. In each selected household all children aged

    between 6-59 months were measured and the mortality questionnaire was filled out.

    3.4.1.ARAKAN

    Each HH in this municipality was assigned a number. The ENA software was then used

    to randomly select the needed number of HHs to be visited. The list of households is

    not included in the Annexes but is available upon request.

    3.4.2.KAPATAGAN AND PRESIDENT ROXAS

    Selection of Clusters

    The ENA software was used to select clusters. All barangays and their population were

    entered into ENA and clusters were then selected according to probability proportional

    to size in order to ensure that each HH has the same chance of being selected. Cluster

    allocations for both municipalities are shown in Annex 9 and 10.

    Selection of HHs

    Within each cluster a total of 30 and 20 HH were selected for President Roxas andKapatagan, respectively, using simple random sampling. The teams started by

    numbering all HH in the cluster at the beginning of each day. Once all HHs in the

    cluster were given a number the adequate number of HH to be visited was chosen

    using simple random sampling. The definition of a household is all people living under

    the same roof and sharing the same meal.

    Barangays that had more than one cluster were divided into equal parts and each part

    contained 1 cluster. For clusters that were bigger than 250 HH a segmentation was

    carried out and one segment was chosen at random.

    Steps for segmentation are shown below:

    1.Division of the cluster into equal parts of no more than 250 HH together with the

    chief.

    2.Calculation of the cumulative population of all segments

    Example:

    Cumulative population

    Segment A = 150 150

    Segment B = 200 350

    Segment C = 150 500

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    3.Choice of a segment:

    A number is chosen at random using a random number table. For example if the

    cumulative population is 500, a random number between 1 and 500 has to be

    chosen. If the randomly chosen number is between 1 and 150 segment A should be

    chosen, if the number is between 150 and 350 segment B etc.

    4.Within each segment the HH will be numbered and the adequate number of HHs

    will be chosen at random using simple random sampling, as described above.

    3.5. SPECIAL CASES

    If the home was empty

    If the residents were absent, the teams returned to the households at the end of the

    day. If the family was still absent the mortality questionnaire was filled out with the

    help of the neighbours and the children were marked as absent. If the neighbours

    were unable to provide information the household was marked as absent.

    If the home was completely abandoned, the teams tried to out why. If the home is

    empty because all members had died or the family left because of a death, the

    questionnaires were filled out with the help of the neighbours answers. In this case

    the household was part of the households in the cluster and was not replaced by

    another one.

    If another event caused the family to abandon the home, the teams noted it down but

    did not give a number to this family in the questionnaires. For the survey in Arakan,

    where simple random sampling was used, the teams made a note if a selected address

    no longer existed. The households were not replaced with another one intially.

    However, the survey officer pre-selected an extra 10% of households, these would be

    visited only if the household lists were so inadequate that more than 10% of HH no

    longer existed or were inaccessible.

    Households without children

    If a selected household did not have any children between 6-59 months of age, the

    mortality questionnaire was filled out.

    Absent children

    If children were absent the reason behind the childs absence was identified. If the

    child (or children) was close to the home, the surveyors asked someone to go and get

    the child. If the child was expected to return before the survey team left the barangay,the team revisited the household at the end of the day to measure the child. If the

    child was not found before the team left the village, the child was given a number and

    marked as absent.

    Children in nutritional or health centres

    If children were located in health centres within reach the survey team were supposed

    to visit the child in the health centre. If this was not possible the child was given an ID

    number and marked as absent.

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    Disabled children

    Disabled children were included in the survey. If a physical deformity prevented the

    measurement of childs weight or height, the child was given an ID number and the

    data was recorded as missing.

    Homes that could not be visited

    If the residents of the household refused to participate in the survey or could not

    participate the family was not replaced by another household.

    Not enough households in the village

    If after visiting all the households in a cluster area it was determined that there were

    not enough households to complete the cluster, the closest neighbouring barangay or

    sitio was supposed to be used to complete the cluster. The same sampling

    methodology was applied for the remaining households.

    Houses with several women and their children

    In case of polygamous families it was determined whether they can be considered asone household or more. The definition of a HH is living under the same roof and

    sharing meals. If it was determined that there were several HH each one was assigned

    a number and one was chosen randomly.

    3.6.DATA ANALYSIS

    Data was entered into the ENA software27

    . Data analysis was carried out using ENA,

    Excel and EPI info28

    . Anthropometric measurements were compared to the new WHO

    growth standards to determine the malnutrition rates. Malnutrition rates according to

    NCHS standards can be found in Annexes 14-16. Data cleaning was done by the survey

    officer at the end of each survey. Boundaries for SMART flags were defined as -3SD to

    +3SD of the survey population.

    3.7. TRAININGA total of 12 surveyors were recruited. These, together with 9 ACF nutritionists,

    received a total of four days of training between the 20th

    and 28th

    of October 2010.

    The training consisted of 2 days theoretical training and 2 days of practical training.

    Topics included in the theoretical training were: Malnutrition, anthropometry, survey

    methodology, the use of weight-for-height tables, events calendar and survey

    questionnaires.

    The practical part of the training consisted of a standardisation test and a field test.

    During the standardisation test each surveyor practiced anthropometric

    measurements on ten children. During the field test all teams visited 1 barangay in the

    municipality of President Roxas to practice HH selection, measurements and filling out

    of questionnaires.

    At the end of the training all surveyors had to pass a test to evaluate the quality of the

    training and the comprehension of the surveyors. Results of the written test as well as

    the standardisation test influenced the composition of the teams and the role of each

    surveyor within a team. Teams were composed of three people, one team leader and

    two measurers.

    27Emergency Nutrition Assessment, September 2010 version.

    28EPI Info version 3.5.1., August 2008.

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    The team leaders were in charge of ensuring that the correct methodology for

    household selection was followed, presenting the objectives to the local authorities

    and families, conducting the interviews and filling out questionnaires.

    The measurers took anthropometric measurements, evaluated presence of nutritional

    oedema and were responsible for the material.

    3.8. SUPERVISION

    The teams were supervised by the survey officer during the survey. During the first

    two surveys the survey officer accompanied the teams every day. Supervision was

    reduced during the last survey in order to allow time for data collection and analysis.

    In addition the survey officer entered data at the end of every day in order to quality

    check the data and enable improvement of the teams during the survey.

    3.9 DATA COLLECTION

    3.9.1.VARIABLES COLLECTED AS PART OF THE ANTHROPOMETRIC SURVEY:

    Sex: The sex of all children was entered in the anthropometric questionnaire and

    coded m for male and f for female.

    Age: The age of the children was recorded in months. The parents were asked to show

    the surveyors a proof of age. If this is not possible the surveyors used the events

    calendar to ensure that the age stated by the parents was correct.

    Weight: Weight was measured using electronic scales. The children were measured

    naked. If it was not possible to measure a child naked the team leader indicated

    this on the questionnaire. Weight was recorded to the nearest 100g. Every daybefore the departure the teams tested the scales with a standard weight of 5 kgs.

    Height: Height was measured using plastic height boards produced by the company

    Seca. Children taller than 87cm were measured standing up and those shorter

    than 87cm were measured lying down.

    Oedema: The measurers checked children for oedema by applying pressure with the

    thumbs to both feet for three seconds. Children were considered to suffer from

    oedema if an imprint was left on both feet for at least a few seconds. In the

    questionnaire oedema was coded Y for yes and N for no.

    MUAC: MUAC measurements were taken on all children taller than 65cm. MUAC was

    measured on the left arm at midpoint between shoulder and elbow using acoloured MUAC tape. MUAC was measured in mm to the nearest mm.

    Measles Vaccination Coverage: The survey teams asked the mother to see the

    vaccination card, in order to find out whether the child has been vaccinated. If

    the mother did not have the card she was asked whether the child has been

    vaccinated. The response was coded as follows : 1=vaccination confirmed by

    card, 2=vaccination confirmed by mother, 3=no and 4=dont know.

    Morbidity: The surveyors asked the mother or guardian whether the child suffered

    from diarrhea in the two weeks prior to the survey. The response was coded as

    follows : 1=yes, 2=no and 3=dont know.

    Vitamin A supplementation: The mother was asked whether the child has received avitamin A supplement in the last 6 months before the survey. The response was

    coded as 1=yes, 2=no and 3=dont know.

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    Deworming: The mothers were asked whether children received deworming

    treatment. The response was coded as 1=yes, 2=no and 3=dont know.

    3.9.2.VARIABLES COLLECTED AS PART OF THE RETROSPECTIVE MORTALITY SURVEY:

    The recall period covered by the retrospective mortality surveys differed between the

    three surveys and is stated in tables 3.4-3.6 above.

    In all households the mortality interview was conducted with the head of the

    household or the mother of the children. The following information was recorded:

    -The sex, age and number of people that were part of the households at the beginning

    of the recall period.

    -The number of people that left and joined the households since the beginning of the

    recall period.

    -The number of births during the recall period.

    -The number of deaths during the recall period.

    -The cause of death: Diarrhea, fever, measles, difficulty breathing, malnutrition,violence or other. Diarrhea was defined as the passing of three liquid stools per day

    with or without blood. Suspicion of measles was be defined as a rash accompanied by

    fever and cough.

    -Location of death: Current location, during migration, in place of last residence or

    other.

    3.10. INDICATORS

    Weight-for-Height

    The prevalence of acute malnutrition (or wasting) was determined using the weight-forheight-index as an indicator of current nutritional status. A childs nutritional status is

    estimated by comparing it to the weight-for-height curve of a reference population (WHO

    growth standards29

    ). This curve has a normal shape and is characterized by the median

    weight and its standard deviation (SD or z-score).

    The weight-for-height index of a child from the sample was expressed in z-scores for

    WHO standards and in z-scores and % of the median for NCHS standards. In addition a

    child was also considered to suffer from SAM if he/she had bilateral oedema. Table 3.7

    below shows the definition of acute malnutrition.

    Table 3.7: Definition of severity of acute mlanutrition according to weight-for-height, MUAC

    and Oedema

    Moderate Acute malnutrition (MAM)

    z-score% of the Median (for NCHS standards

    only)

    W/H

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    W/H

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    Vitamin A coverage rate

    The vitamin A supplementation coverage rate was calculated as follows:

    Number of children having received a vitamin A

    supplement in the last 6 months

    Vitamin A coverage Rate = x 100

    Total number of children aged 6-59 months in the sample

    Deworming coverage

    The deworming coverage will be calculated for all children aged between 12-59

    months as follows :

    Number of vaccinated children aged 12-59 months x 100

    Deworming Coverage Rate=

    Total number of children aged 12-59 months in the sample

    Retrospective mortality Rate

    Determination of the mortality rate gives a good indication of the sanitary conditions

    in the surveyed area. The mortality rate for children under 5 and for the whole

    population was calculated according to the following formula:

    Crude Mortality Rate (CMR) = 10,000/a*f/ (b+f/2-e/2+d/2-c/2), where:

    a = Number of recall days (see tables 4-6)

    b = Number of current household residents

    c = Number of people who joined householdd = Number of people who left household

    e = Number of bi