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    Amount of Fading Revisited

    Yan Li and Shalinee Kishore

    Abstract

    The fading statistics in various diversity systems are uniquely determined by the distribution

    of the signal-to-noise ratio (SNR) of combined signals. In this study, the amount of fading

    (AF), introduced in [1] as a unified measure of the severity of fading, is revisited and utilized to

    parameterize the SNR distribution. Specifically, two approaches are proposed, approximating the

    SNR as Gaussian and Gamma distributions. The approximated SNR distributions are then used

    to evaluate various conventional performance measures: Shannon capacity, outage probability

    and average error rates. The accuracy of these approximations based on the AF implies that

    systems with the same AF have roughly the same performance, given the receiver is optimally

    designed. Therefore a complicated system can be equivalent to a much simpler diversity system.

    This equivalence can be used to simplify certain theoretical analysis. As illustrations, applications

    to receive antenna diversity and multiuser diversity are investigated; the results confirm this claim

    and establish the broader utility of the AF.

    I. Introduction

    The random, time-varying channel characteristics between a transmitter and a receiver

    pose many challenges to reliable wireless communications. A key challenge lies in variable

    fading of the received signal power which can lead to variable performance over the commu-

    nication link. Diversity methods attempt to counter this disparity; in particular, they focus

    on reducing the fluctuations of received signal power to overcome the unreliability caused by

    poor fading conditions. In order to evaluate the performance of various diversity schemes,

    different fading measures have been introduced and investigated.

    The authors are with the Department of Electrical and Computer Engineering, Lehigh University, Bethlehem, PA18015, USA. (Email: {liyan,skishore}@lehigh.edu). This research was supported by the National Science Foundationunder CAREER Grant CCF-03-46945.

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    Average signal-to-noise ratio (SNR) at the diversity combiner output is a useful and

    perhaps the simplest performance measure. However, this performance criterion does not

    adequately capture diversity benefits as it ignores the variation of the received SNR. To

    account for its variance, we need to look at performance measures which take into account

    higher moments of the SNR.

    In 1979, Charash introduced a measure of the severity of the fading channel [1], referred

    to as the amount of fading (AF), which can be computed using only the first and second

    central moments of the SNR at the diversity combiner output. This measure was gener-

    alized by Simon and Alouini when describing the behavior of diversity combining systems

    over correlated log-normal fading channels [2]. Another measure, diversity factor (DF) wasintroduced by Awoniyi, Mehta and Greenstein [3] to study the impact of dispersive channels

    on the throughput of code division multiple access (CDMA) schemes. Calculable for any

    channel delay profile, it captures the effective number of equal mean gain paths offered

    by a delay profile to a RAKE receiver. In [5] and [6], this definition was used to quantify

    the uplink and downlink user capacities of a hierarchical cellular CDMA system in various

    multipath environments. We note here that the DF is simply the reciprocal of the AF. The

    normalized standard deviation, defined by Win and Winters in [4], is another quantity with

    a definition similar to that of the AF.

    Although the AF is widely used as an alternative performance criterion (e.g. [7] [11]),

    there is, to the best of our knowledge, no answer to the following questions: Does the AF,

    which depends only on the first two moments of the combined output SNR, accurately

    reflect the behavior of the diversity combining techniques and capture the statistics of the

    fading channels? If the answer is yes, then what is the relationship between the AF andother conventional performance measures, such as Shannon capacity, outage probability,

    etc.? We try to give some answers to these questions in the paper. Specifically, we answer

    these questions by proposing approximations to the distribution of the output SNR in terms

    of AF which are valid in a variety of scenarios. With these approximations at hand, we then

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    compute other conventional performance measures as functions of AF.

    The rest of the paper is outlined as follows: Section II describes the system model and

    provides the definition of AF. Section III contains the theoretical results of approximations

    to the distribution of the output SNR. Based on these results, we study the relationships

    between AF and other performance criteria in Section IV. As illustrations to our theoretical

    results, some applications are investigated and the numerical results are given in Section V.

    We summarize the contributions of this paper in Section VI.

    II. System Model

    In this study, we use the following standard notations: superscripts T for vector transpose,

    for conjugate and for transpose conjugate; E[] for expectation and V ar[] for variance.The complement of a set S will be denoted by S.

    We consider a simplified fading channel model with L-branch diversity

    Yl = alX+ Nl, l = 1, 2,...,L, (1)

    where Yl is the processed received signal of the l-th sub-channel or diversity branch (out of

    L); X is the scalar transmitted signal with power constraint

    E[|X|2] = P; (2)

    {al}Ll=1 are the mutually independent fading coefficients; and {Nl}Ll=1 are the independent,identically distributed (i.i.d.) complex Gaussian noise (plus interference in multiuser environ-

    ments under the standard Gaussian assumption) components with zero-mean and variance

    N0/2 per dimension. In addition, we assume the channel state information (CSI) is known

    at the receiver thus enabling coherent detection.

    For simplicity, we can rewrite (1) in the vector form

    Y = AX+N, (3)

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    where Y= [Y1, Y2,...,YL]T, A = [a1, a2,...,aL]

    T and N= [N1, N2,...,NL]T.

    Among different types of diversity combiners, e.g., generalized selection combiner (GSC),

    equal-gain combiner (EGC), etc., the optimal one is the maximal ratio combiner (MRC).

    The output Z of the MRC can be written as

    Z = AY

    =Ll=1

    al Yl. (4)

    In this paper, we focus primarily on this type of an MRC system.

    A. Definition of the AF

    Let denote the total instantaneous SNR at the combiner output,

    =Ll=1

    |al|2PN0

    =Ll=1

    l, (5)

    where l =

    |al|2P

    N0 is the instantaneous SNR on the l-th sub-channel. The AF is defined as

    AF V ar[]

    E2[]

    =

    Ll=1 V ar[|al|2]Ll=1 E[|al|2]2 . (6)

    Note that AF 1 and that it is the reciprocal of the diversity factor defined in [3].

    III. Approximations to the Distribution of the Output SNR

    The distribution of the MRC output SNR depends on the fading environment. As an

    example, let us consider the simplest case in which all L subchannels experience Rayleigh

    fading. The distribution of is given in [14, p.847] and depends on whether the L branches

    experience i.i.d. fading or have different means. Let E[] = and let k denote the mean

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    SNR of branch k.

    1) When {k}Lk=1 are all the same, we can denote c = k = /L. Then, we have theprobability density function (pdf) of as

    f() =1

    (L)LcL1e/c

    G(; L, c), (7)

    where () is a complete gamma function defined as

    (a)

    0

    ta1etdt. (8)

    The pdf in (7) describes the density of a Gamma random variable with the shape parameter

    L and the scale parameter c. It is straightforward to show that E[] = and V ar[] = 2/L,

    implying that AF = 1/L for this system.

    2) When {k}Lk=1 are distinct, the pdf of is

    f() =

    Lk=1

    kk

    e/k , (9)

    where

    k =L

    i=1,i=k

    kk i . (10)

    Under such fading conditions, it can be shown that AF > 1/L (see Appendix I for proof).

    In comparing case 1 and 2 above, we find that in Rayleigh channels, uniform i.i.d. fading

    over the L branches leads to lower AF than the non-uniform case. Therefore, for the same ,

    uniform fading has lower variation about this mean SNR, implying a smaller probability of

    deep fades and a smaller probability of high instantaneous SNRs than non-uniform fading.

    In many diversity schemes (e.g., RAKE reception), smaller values of AF are desirable for

    a fixed as they yield a fewer instances of deep fades. On the other hand, in multiuser

    diversity systems with some M users, larger AF values are desirable for a fixed value of

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    at the receiver. The reason is because multiuser diversity capacity grows with max, the

    instantaneous value of the maximum received SNR among the M users. Specifically, when the

    value of AF is large so is the probability that max is high, leading to a higher overall capacity

    for the system. We see therefore that the parameter AF is in fact related to the performance

    of a diversity scheme. It is the goal of this paper to give more explicit descriptions of the

    relationship between AF and conventional performance metrics (like capacity).

    To do so, we begin by developing approximations to the output SNR distributions as

    functions of AF. It is difficult to solely use AF to characterize the exact distribution of the

    output SNR since it is comprised only of the first and second moments of the SNR. However,

    we argue here that the AF is accurate enough to reflect the statistics of the fading channelunder various conditions. For example, when L is large, the central limit theorem (CLT)

    applies and we have:

    Proposition 1 (Gaussian Approximation (GA)): The distribution of the MRC combiner

    output SNR tends to a Gaussian with mean and variance AF 2, s.t.

    f() 1

    2 AF exp

    ( )2

    2AF 2

    N(; , AF 2) (11)

    given the Lindeberg condition [15, p.256] is satisfied. The condition requires that the indi-

    vidual variances {V ar[k]}Lk=1 are small as compared to their sum AF 2, i.e., that for any > 0

    V ar[k]

    AF 2 < , k = 1,...,L, (12)

    for L sufficiently large.

    For other diversity combining techniques (for instance, GSC), various CLTs involving the

    asymptotic normality ofL-statistics or trimmed sum of order statistics are needed; they are

    usually complicated and beyond the scope of our discussion here.

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    As implied by the Lindeberg condition, GA works well for nearly equal-power and diversity-

    rich environments. However, in many fading environments the powers on different sub-

    channels may vary dramatically. Furthermore, the supported levels of diversity may be

    restricted, for instance, due to the affordable receiver complexity. Under such conditions when

    the CLT does not hold, the Gamma distribution is found to be a better approximation to the

    output SNR for Nakagami-m fading channels than the Gaussian distribution. Nakagami-m

    distribution, named and proposed by Nakagami (1943) from his large-scale experiments on

    rapid fading in long-distance propagation, has a pdf

    f(r) =2mmr2m1

    (m)m

    e(m/)r2

    M(r; m, ), (13)

    where r is the received signal amplitude, = E[r2], and m is called the fading figuredefined

    as

    m =2

    E[(r2 2)2] 1

    2, always. (14)

    To come up with the Gamma approximation, we use the following lemma proposed by

    Nakagami [13].

    Lemma 1 (Sum of Squares of m-Variables): Let {ri}ni=1 be a sequence of independent Nak-agami m-variables distributed according to M(ri, mi, i) and define

    R2 =Li=1

    r2i . (15)

    Then, we have approximately

    f(R) M

    R; oM,ni=1

    i

    , (16)

    where

    oM =

    ni=1

    i

    2/

    ni=1

    imi

    . (17)

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    For more details on Lemma 1, readers are referred to [13, p.20].

    Now consider a diversity system where all sub-channels experience Nakagami-m fading so

    that k Mk, mk, k. Since =Lk=1 k, we have via Lemma 1,

    f(

    ) M

    ; oM,

    Lk=1

    k

    = M (

    ; oM, ) , (18)

    where

    oM = L

    k=1k2

    /

    Lk=1

    kmk . (19)

    From (14) we have

    mk =k

    E[(k k)2]=

    kV ar[k]

    . (20)

    By substituting (20) into (19) we have

    oM =

    Lk=1

    k

    2/

    Lk=1

    V ar[k]

    = 2/V ar[]

    = 1/AF. (21)

    Finally, we obtain the approximate pdf of as

    g() = f()2

    =1

    (AF1)

    AF 1/AF

    exp

    AF

    = G(; 1/AF, AF ). (22)

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    G(; 1/AF, AF ) is a Gamma distribution with the shape parameter 1/AF and the scaleparameter AF . Recall that the output SNR follows the Gamma distribution with theshape parameter L and the scale parameter /L when all the L sub-channels experience

    i.i.d. Rayleigh fading. Subsequently, we have the following proposition:

    Proposition 2 (Gamma Approximation (GaA)): A MRC diversity combining system over

    Nakagami-m fading channel with the amount of fading AF can be approximated by a

    Rayleigh fading channel with DF i.i.d. paths, where DF = 1/AF. In other words, the

    distribution of the combiner output SNR can be approximated by a Gamma distribution

    with the shape parameter DF and the scale parameter /DF.

    IV. Interrelations between the AF and Other Performance Criteria

    In this section, we study the relationships between the AF and other performance measures

    by applying our propositions.

    Given the channel realization A is known at the receiver and the channel input X is

    a circularly symmetric complex Gaussian with zero-mean and variance P, the maximum

    mutual information between the input X and the combiner output Z can be achieved as

    Imax = maxE[|X|2]P

    I(X; Z)

    = log(1 + ). (23)

    Two important information theoretical measures are related to Imax: Shannon capacity and

    outage probability.

    A. Shannon Capacity

    When the channel is ergodic, the Shannon capacity is simply the expectation of Imax.

    From Shannons capacity function we have

    C = E[log(1 + )] . (24)

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    The first order approximation

    C1 log(1 + ), (25)

    is the simplest approximation. It can, for example, be used as the capacity upper bound,

    which directly comes from Jensens inequality

    E[log(1 + )] log (1 + ) . (26)

    The equality in (26) holds if and only if = with probability of 1 and corresponds to a

    non-fading AWGN environment.

    Given that the tail probability of is small enough, we can obtain a reliable second order

    approximation:

    C2 log(1 + ) AF2

    1 +

    2. (27)

    In Appendix II the derivation of (27) is given, which shows the second order approximation

    is applicable for any combining scheme and accurate enough in most practical fading cases

    in which AF 1. We verify this via numerical results in Section V.Alternatively, if we approximate as a Gaussian, we have

    CGA =

    R+

    log(1 + )N(; , AF 2)d. (28)

    If we approximate as a Gamma, we have

    CGaA = R+log(1 + )G(; AF1, AF )d. (29)

    All the capacity approximations (27)(29) yield functions of AF.

    B. Outage Probability

    When the fading is slow varying and can be considered as fixed for all uses of the channel,

    the maximum mutual information is not equal to the channel capacity anymore. In this

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    case the Shannon capacity in the strict sense is zero: no matter how small the rate is,

    there is a non-zero probability that the channel is incapable of supporting it even for very

    long code length (outage event). There is a tradeoff between the supportable data rate R

    (bits/channel use) and the outage probability Pout(R). Based on GA, the outage probability

    can be approximated as

    Pout(R) = Pr(log2(1 + ) R)

    = Q

    + 1 2R

    AF

    , (30)

    where Q() is defined as

    Q(x)

    x

    12

    et2/2dt. (31)

    Based on GaA, the outage probability can be approximated as

    Pout(R) =

    2R10

    G(, AF1, AF , )d

    =

    1

    AF,

    2R 1AF

    , (32)

    where (a, x) is a incomplete Gamma function defined as

    (a, x) 1

    (a)

    x0

    ta1etdt. (33)

    C. Average Error Probability

    Average error probability is another widely used performance measure. Given the channel

    realization, the conditional error probability can be typically formulated as

    Ps() = MQ

    M

    , (34)

    where M and M depend on the type of the modulation.

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    The average error probability is simply

    Ps = E[Ps()]

    = E

    MQ

    M

    . (35)

    By applying an alternate representation of Q function obtained by Craig [16],

    Q(x) =1

    /20

    exp

    x22sin2

    d, (36)

    we have

    Ps =M

    /20

    E

    exp M2sin2 d

    =M

    /20

    M

    M2sin2

    d, (37)

    where M(s) E[es] is the moment generating function (MGF) [12] of .

    Based on GA, M(s) can be approximated as

    M(s) = exps +AF 2s2

    2 , (38)and hence we have

    Ps =M

    /20

    exp

    M2sin2

    +AF 2M2

    8sin4

    d. (39)

    Based on GaA we have

    M(s) = 1/ (1 AF s)1/AF , (40)

    and

    Ps =M

    /20

    1 1

    1 + 2sin2

    AFM

    1/AFd. (41)

    Thus, we can evaluate the average error probability by a single integral with finite limits.

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    It is worth discussing here the limiting behavior of our approximations to the tail error

    probabilities. First, our approximations asymptotically converge to the true values as the

    average SNR increases, since both the approximations and the true values tend to be

    zero. However, this asymptotic equality does not hold in the exponent. For example, as a

    well-known result, the outage or error probability for Rayleigh fading is asymptotically equal

    to 1/L. We can easily show that the approximation based on GaA is asymptotically equal

    to 1/DF = 1/1/AF 1/L. For this reason, we cannot expect to have tight approximationfor high SNRs in the logarithm domain.

    V. Applications and Numerical Results

    A. Spatially Correlated Antenna Diversity

    For simplicity, we consider a single-input multiple-output (SIMO) system equipped with

    one transmit antenna and L receive antennas. Extensive discussions on the AF in multiple-

    input multiple-output (MIMO) systems can be found in [11]. Following conventional nota-

    tions, we denote the channel coefficients as H= [h1, h2, ...hL]T. When the receive antennas

    are spatially correlated, H can be represented as a product form

    H = R1/2Hw, (42)

    where Hw is a circularly symmetric complex Gaussian vector with i.i.d. zero-mean and unit

    variance entries, andR is the covariance matrix representing the receive antenna correlations.

    In particular, we assume that uniform linear arrays (ULA) are employed at the receiver end.

    Thus, for a rich scattering environment, the receive covariance matrix R has the following

    Toeplitz structure

    R =

    1 R (2) (L1)

    1 (L2)

    . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

    L1 L2 L3 1

    .

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    The AF can be obtained by

    AF =V ar [|H|22]E2 [|H|22]

    , (43)

    where | |2 denotes 2-norm. Given the AF, we can then apply our theoretical results.Fig. 1 shows the simulated Shannon capacity of the SIMO channels as (a) the function

    of the number of antennas for various values of SNR per antenna and a fixed correlation

    coefficient = 0.5; (b) the function of the correlation coefficient for SNR per antenna = 5

    dB and various values ofL. In addition, we plot in both cases the capacity estimated by the

    GA, GaA and second order approximation respectively. The curves match the simulation

    results very well, except for the gaps between the simulation and the GA approximations

    when is large or L is small. On the other hand, the GaA works well even if L is small, as

    long as the sub-channel fading characteristics can be described by Nakagami-m distribution.

    This advantage is more clearly demonstrated in Fig. 2, in which we plot the simulated and

    approximated outage probability as the function of the SNR per antenna for L = 2 and 8,

    respectively. When L = 2, the GA fails, but the GaA still matches the simulation results.

    In Fig. 1 we also note that the second order approximation to the Shannon capacity tightly

    follows the GaA results.

    B. Multiuser Diversity Scheduling Gain

    The basic idea of multiuser diversity (MD) scheduling is to assign radio resources (power,

    bandwidth, antenna, etc.) to the sole user with the highest Imax, i.e., the user that can best

    utilize these resources to achieve the highest individual throughput.

    Our baseline reference is a Round-Robin (RR) scheduler. Given K users, the maximum

    average data rate that can be achieved is

    DRR = E

    Kk=1 I

    (i)max

    K

    =

    Kk=1 C

    (i)

    K, (44)

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    where the superscript (i) denotes the i-th user.

    With an MD scheduler, the maximum average data rate that can be achieved is

    DMD = E

    max(I(i)

    max : i = 1,...,K)

    . (45)

    Since I(i)max = log(1 + (i)) is a strictly increasing function of (i), we have

    max(I(i)max) = log

    1 + max((i))

    . (46)

    Let

    max

    max({i} : i = 1,...,K). (47)

    Thus, we have

    DMD = E[log(1 + max)] . (48)

    By applying our propositions, the approximations to the pdf fi and the cumulative dis-

    tribution function (cdf) Fi of (i) are obtained. Then, the pdf of max can be expressed

    as

    f(max) =Ki=1

    wi(max)fi(max), (49)

    where

    wi(max) =K

    j=1,j=i

    Fj(max). (50)

    Knowing the pdf ofmax, we can substitute it into (48) to approximate DMD. We then define

    the multiuser diversity gain as

    GMD =DMDDRR

    . (51)

    The accuracy of our proposed approximations to the multiuser diversity gain can be seen

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    in Fig. 3. To simplify simulation, we have chosen all users have the same multipath Rayleigh

    fading channels with the classic exponentially decaying multipath intensity profile (MIP) of

    the form

    i =eiLl=1 e

    l , (52)

    where is a small positive constant that determines the steepness of the power decay.

    Fig. 3 shows the multiuser diversity gain as a function of the number of total users for (a)

    various values of and a fixed number of resolvable paths, L = 10; (b) various values of L

    and fixed = 0.2. We again see the approximations based on GaA matches the simulation

    curves very well. The approximation curves based on GA diverge when the is large, e.g.,

    = 1.2, or L is small, e.g., L = 2. The reason for this divergence is that the Lindeberg

    condition is not satisfied for large or small L.

    VI. Conclusions

    We used the AF to parameterize two types of approximate distributions of the com-

    bined signal SNR for the optimal diversity combining receiver. Specifically, the GA works

    for nearly equal-power and diversity-rich environments. A typical working scenario is the

    asymptotic analysis of the multiple antenna system. The GaA requires that all sub-channels

    experience Nakagami-m fading. Since the Nakagami-m distribution is a generalization of

    many frequently-used fading models (such as Rayleigh fading, Ricean fading and so on),

    the GaA is valid and applicable for a wide-ranging cases. Given these approximated SNR

    distributions, we then evaluated various conventional performance measures. For the cal-

    culation of Shannon capacity, we proposed an additional approach which computes the

    second order approximation of C as a function of AF. Our approximations based on the

    AF imply that systems with the same AF have roughly the same performance, assuming

    the receiver is optimally designed. Thus, certain theoretical analysis of complicated systems

    can be simplified by examining equivalent, simpler diversity systems. Although most of our

    results have been derived for MRC receivers, we note that the reliability of the second

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    order approximation to capacity implies that receiver optimality assumption can be relaxed

    in some circumstances. As illustrations, applications to the receive antenna diversity and

    multiuser diversity were investigated. The results further confirm our claim and establish

    the broader utility of the AF.

    Appendix I

    For the Rayleigh fading channel with L-branch diversity, the amount of fading is given as

    AF 1/L with equality if and only if the fades on all diversity branches are independent,identically distributed.

    Proof: From Schwartzs inequality we have

    (T 1)2 ||22 |1|22, (53)

    where 1 is a L 1 vector with each element equal to 1 and = [1, 2,..., k]T. The equalityholds if and only if = 1 with a constant. With this observation we can bound AF as

    AF =

    Ll=1 l

    2

    Ll=1 l2

    =||22

    (T 1)2

    1|1|22= 1/L. (54)

    Thus, AF = 1/L when the L fading paths have equal mean powers and AF > 1/L, otherwise.

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    Appendix II

    Derivation of the second order approximation to the Shannon capacity

    Let us define

    E1 C C1

    =

    R+

    log

    1 +

    1 +

    f()d (55)

    and

    E2

    t

    log

    1 +

    1 +

    f()d, (56)

    where

    t =

    R+| 1 + 2 . (57)Then, it is easy to show

    | |1 +

    1 if t< 1 otherwise.

    Thus, we have

    E1 E2 t

    1 +

    12

    1 +

    2f()d (58)

    and

    E2 >

    t

    1 +

    12

    1 +

    2f()d

    E3, (59)

    where the approximation and the inequality follow the facts that log(1 + x) x 12

    x2 for

    |x| < 1 and log(1 + x) > x 12x2 for x 1.

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    Given that the tail probability of is small such that |E2| C and |E3| C, we have

    C = C1 + (E1 E2) + E2

    C1 + (E1 E2) + E3

    C1 +R+

    1 +

    12

    1 +

    2f()d

    = log(1 + ) AF2

    1 +

    2 C2. (60)

    Hence, we obtain the second order approximation.

    Intuitively, the tail probability Pr(t) is small if the AF is small since the standard

    deviation of is

    AF. However, even when AF = 1, which corresponds the Rayleigh

    flat fading case, we observe that |E2| C and |E3| C.For Rayleigh fading, is exponentially distributed with the pdf

    f() =1

    exp

    . (61)

    Thus, we have

    C = exp

    1

    Ei

    1

    , (62)

    E2 = exp

    1 + 2

    log2 exp

    1

    Ei

    2(1 + )

    , (63)

    and

    E3 =

    12

    1 + 2

    exp

    1 + 2

    , (64)

    where Ei() is the exponential integral function defined as

    Ei(x) x

    etdt

    t. (65)

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    Both |E2|/C and |E3|/C are bounded functions of : E2/C = E3/C = 0 when = 0 or = +, max(|E2|/C) 0.085 when is around 2.92 dB and max(|E3|/C) 0.063 when is around 1.34 dB.

    Thus, in most practical fading cases in which AF < 1, the condition that |E2| C and|E3| C is satisfied. This condition ensures the accuracy of the second order approximation.In addition, the derivation does not make use of the MRC assumption, which implies that

    the second order approximation is applicable for any diversity scheme.

    References

    [1] U. Charash, Reception through Nakagami fading multipath channels with random delays, IEEE Trans.

    Commun., vol. 27, pp. 657670, Apr. 1979.

    [2] M. Alouini and M. Simon, Dual diversity over log-normal fading channels, Proc. IEEE Int. Conf. Commun.ICC01, Helsinki, Finland, June 2001.

    [3] O. Awoniyi, N. B. Mehta and L. J. Greenstein, Characterizing the orthogonality factor in WCDMA downlinks,

    IEEE Trans. Wireless Commun., vol. 2, pp. 621625, July 2003.

    [4] M. Win and J. Winters, Analysis of hybrid selection/maximal-ratio combining in Rayleigh fading,IEEE Trans.

    Commun., vol. 47, pp. 17731776, Dec. 1999.

    [5] S. Kishore, et al, Uplink user capacity in a CDMA system with hotspot microcells: effects of finite transmit

    power and dispersion, To appear IEEE Trans. Wireless Commun., 2005.

    [6] S. Kishore, et al, Downlink user capacity in a CDMA macrocell with a hotspot microcell, Proc. of Global

    Telecommunications Conf. GLOBECOM03,, vol. 3, pp. 15, Dec. 2003.

    [7] C. Chen and L. Wang,A unified capacity analysis for wireless systems with joint antenna and multiuser diversity

    in Nakagami fading channels, Proc. IEEE Int. Conf. Commun. ICC04, vol. 27, no 1, pp. 35233527, June 2004.

    [8] K. Yao, M. Simon and E. Biglieri, A unified theory on the modeling of wireless communication fading channel

    statistics, Proc. Conf. Info. Sci. Sys. CISS04, Princeton, NJ, Mar. 2004.

    [9] N.C. Sagias, et al, Performance analysis of switched diversity receivers in Weibull fading, Electronics Letters,

    vol. 39, pp. 14721474, Oct. 2003.

    [10] N.C. Sagias, et al, Performance analysis of dual selection diversity in correlated Weibull fading channels, IEEE

    Trans. Commun., vol. 57, pp. 10631067, July 2004.

    [11] B. Holter, et al, On the amount of fading in MIMO diveristy systems, IEEE Trans. Wireless Commun., to

    appear.

    [12] M. Simon and M. Alouini, Digital Communications over Fading Channels: A Unified Approach to Performance

    Analysis, John Wiley & Sons, Inc. 2000.[13] M. Nakagami, The m-distribution: A general formula of intensity distribution of rapid fading, Statistical

    Methods in Radio Wave Propagation, W. C. Hoffman, Ed. Pergamon Press Inc., 1960.

    [14] J. Proakis, Digital Communications, Fourth Edition, McGraw-Hill, Inc., 2000.

    [15] W. Feller, An Introduction to Probability Theory and Its Applications, Volume II, John Wiley & Sons, Inc., 1966.

    [16] J. Craig, A new, simple, and exact result for calculating the probability of error for two-dimensional signal

    constellations, Proc. IEEE Milit. Commun. Conf. MILCOM91, McLean, VA, Oct. 1991.

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    1 2 3 4 5 6 7 8 9 101

    1.5

    2

    2.5

    3

    3.5

    4

    4.5

    5

    5.5

    6

    L

    Shannoncapacity,nats/channeluse

    Simulation

    Second Order

    Gaussian Approximation

    Gamma Approximation

    15 dB

    10 dB

    5 dB

    (a)

    0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.92.2

    2.4

    2.6

    2.8

    3

    3.2

    3.4

    3.6

    3.8

    4

    annoncapacity,nats

    c

    anneluse

    SimulationSecond OrderGaussian ApproximationGamma Approximation

    L=16

    L=8

    L=4

    (b)

    Fig. 1. Antenna diversity: (a) Shannon capacity versus L for = 0.5 and various values of SNR; (b) Shannoncapacity versus for SNR per antenna = 5 dB and various values of L.

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    10 9 8 7 6 5 4 3 2 1 00

    0.1

    0.2

    0.3

    0.4

    0.5

    0.6

    0.7

    0.8

    0.9

    1

    SNR per antenna, dB

    utageprobability

    SimulationGaussian ApproximationGamma Approximation

    L=8

    L=2

    Fig. 2. Antenna diversity: Outage probability versus SNR/antenna for = 0.5, R = 1bit/channel use.

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    1 2 3 4 5 6 7 8 9 100.9

    1

    1.1

    1.2

    1.3

    1.4

    1.5

    1.6

    Number of Users

    MultiuserDiversityGain

    SimulationGaussian Approximation

    Gamma Approximation

    = 0.2

    = 0.7

    = 1.2

    (a)

    1 2 3 4 5 6 7 8 9 100.9

    1

    1.1

    1.2

    1.3

    1.4

    1.5

    1.6

    Number of Users

    MultiuserDiversityGain

    Simulation

    Gaussian Approximation

    Gamma Approximation

    L=2

    L=4

    L=8

    (b)

    Fig. 3. Multiuser diversity: Multiuser diversity gain versus number of users for SNR = 5 dB, (a) L = 10 and variousvalues of; (b) = 0.2 and various values ofL.