a conceptual approach for developing smart urban-rural ...a conceptual approach for developing smart...

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A Conceptual Approach for Developing Smart URBAN-RURAL Linkages in Nagpur Metropolitan Area (NMA), India Vibhas Sukhwani 1 & Rajib Shaw 2 1 Keio University, Japan. Email: [email protected] 2 Keio University, Japan. Email: [email protected] Abstract Urban and rural areas are dynamic systems, functionally interlinked through their social and environmental settings. While urban population heavily depends on the natural resources sourced from rural areas, the rural population is increasingly reliant on urban areas for employment, education, healthcare etc. In the recent years, the concept of urban-rural linkage has gained renewed attention in the global policy outcomes, including the Sustainable Development Goals (SDGs) and The New Urban Agenda, particularly in response to the rapid urbanization and climate change trends. However it’s application at local level development planning is still not apparent. In the case of Nagpur Metropolitan Area (NMA), Smart City and Smart Rural Cluster are being developed under two different missions of Government of India which are completely disconnected. Although, smart developments (both urban and rural) are characterized by Information and Communication Technology (ICT) features, they essentially need to be underpinned by mutually reinforcing smart linkages which ensure balanced and equitable development. While urban-rural systems in NMA are already stressed with the situations of resource conflict (like water supply), their relationships are expected to get severely constrained under changing climate scenarios. Addressing this need, we present a knowledge based conceptual framework that illustrates the resource flow (specifically food, energy, water and waste) between urban and rural areas in NMA. The conceptual model encompasses a range of actors involved in flow of specified resource elements and highlights their interactions at different levels. Based on the prepared model, elements of food, energy, water and waste are found to be closely linked, however in contrary, these resources are independently governed by various agencies at different territorial levels in NMA, with minimal consideration to their cross-sectoral implications. In lines with the SDGs and Sendai Framework for Disaster Risk Reduction, the study emphasizes on developing integrated multi-sectoral approaches to resource management which address the mutual concerns of interconnected urban-rural systems within NMA. By incorporating various sectors and stakeholders, our conceptual framework presents an overall picture of the resource flow in NMA and explains how the upcoming smart developments can develop positive social and environmental links between urban and rural areas through ICT based interventions. Building on the notion of Knowledge Based Disaster Risk Management, the proposed model also adds to the development planning of Smart City and Smart Rural Cluster in NMA.

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Page 1: A Conceptual Approach for Developing Smart URBAN-RURAL ...A Conceptual Approach for Developing Smart URBAN-RURAL Linkages in Nagpur Metropolitan Area (NMA), India ... Cities and Infrastructure

A Conceptual Approach for Developing Smart URBAN-RURAL Linkages in

Nagpur Metropolitan Area (NMA), India

Vibhas Sukhwani1 & Rajib Shaw2

1 Keio University, Japan. Email: [email protected]

2 Keio University, Japan. Email: [email protected]

Abstract

Urban and rural areas are dynamic systems, functionally interlinked through their social and

environmental settings. While urban population heavily depends on the natural resources sourced

from rural areas, the rural population is increasingly reliant on urban areas for employment,

education, healthcare etc. In the recent years, the concept of urban-rural linkage has gained

renewed attention in the global policy outcomes, including the Sustainable Development Goals

(SDGs) and The New Urban Agenda, particularly in response to the rapid urbanization and climate

change trends. However it’s application at local level development planning is still not apparent. In

the case of Nagpur Metropolitan Area (NMA), Smart City and Smart Rural Cluster are being

developed under two different missions of Government of India which are completely disconnected.

Although, smart developments (both urban and rural) are characterized by Information and

Communication Technology (ICT) features, they essentially need to be underpinned by mutually

reinforcing smart linkages which ensure balanced and equitable development. While urban-rural

systems in NMA are already stressed with the situations of resource conflict (like water supply),

their relationships are expected to get severely constrained under changing climate scenarios.

Addressing this need, we present a knowledge based conceptual framework that illustrates the

resource flow (specifically food, energy, water and waste) between urban and rural areas in NMA.

The conceptual model encompasses a range of actors involved in flow of specified resource

elements and highlights their interactions at different levels. Based on the prepared model,

elements of food, energy, water and waste are found to be closely linked, however in contrary,

these resources are independently governed by various agencies at different territorial levels in

NMA, with minimal consideration to their cross-sectoral implications. In lines with the SDGs and

Sendai Framework for Disaster Risk Reduction, the study emphasizes on developing integrated

multi-sectoral approaches to resource management which address the mutual concerns of

interconnected urban-rural systems within NMA. By incorporating various sectors and

stakeholders, our conceptual framework presents an overall picture of the resource flow in NMA

and explains how the upcoming smart developments can develop positive social and

environmental links between urban and rural areas through ICT based interventions. Building on

the notion of Knowledge Based Disaster Risk Management, the proposed model also adds to the

development planning of Smart City and Smart Rural Cluster in NMA.

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2

Keywords

Urban-Rural linkages, Smart City, Smart Rural Cluster, Integrated Disaster Risk Management,

Nagpur Metropolitan Area

MEETING FORMAT*

*Select an option (X).

Regular Poster Presentation

Young Scientist Poster Presentation

X Regular Oral Presentation

Young Scientist Oral Presentation

Symposia

Roundtable

AREAS*

Natural hazards

Seismic

X Flooding

Subsidence

Hurricanes

Landslides

Volcanic eruption

Wildfire

Technological and manmade hazards

Chemical and petrochemical industry

Nuclear industry

New and emergent technologies

Transportation

Natech

X Critical infrastructures

Cyber attacks

Terrorism

Complex hazard interactions and sys-

temic risks

X Climate change and its impact

Natech

Epidemics / pandemics

X Critical infrastructures

TOPICS*

*Select an option (X)

Learning from experience

X Organizations, territories and experience feedback

Expertise and knowledge management

Page 3: A Conceptual Approach for Developing Smart URBAN-RURAL ...A Conceptual Approach for Developing Smart URBAN-RURAL Linkages in Nagpur Metropolitan Area (NMA), India ... Cities and Infrastructure

3

Weak signals

Early warning systems

Social and human sciences for risk

and disaster management

Human, organizational and societal factors

Risk perception, communication and governance

X Systemic approaches

Risk and safety culture

X Resilience, vulnerability and sustainability: concepts and

applications

History and learning from major accidents and disasters

X Territorial and geographical approaches to major acci-

dents and disasters

Social and behavioral aspects

Cross-disciplinary challenges for inte-

grated disaster risk management

Compound/cascading disasters (simultaneous and/or co-

located) and Mega-disasters

Connecting observed data and disaster risk management

decision-making

X Practical applications of Integrated Disaster Risk Man-

agement

X Development and disasters

Build Back Better (than Before)

Disaster-driven innovation and transformation

STGs and disaster governance

Complex systems

X Complexity Modeling

System of Systems / Distributed Systems

Critical Infrastructures

Probabilistic Networks

Economics and Insurance

Disaster impacts and economic loss estimation

X Cost-benefit approaches

Insurance and reinsurance

Decision, risk and uncertainty

Decision aiding and decision analysis.

X Disaster risk communication

Ethics.

Gender

Responsibility

Governance, citizen participation and deliberation

Community engagement and communication

Page 4: A Conceptual Approach for Developing Smart URBAN-RURAL ...A Conceptual Approach for Developing Smart URBAN-RURAL Linkages in Nagpur Metropolitan Area (NMA), India ... Cities and Infrastructure

4

X Scientific evidence-based decision-making, modelling

and analytics

Policy analysis

Uncertainty and ambiguity

Multi-criteria decision aid and analysis

Operational research

Artificial intelligence, big data and text

data mining

X Disaster informatics, big data, etc.

Deep learning

Neural networks

Experts systems

Text data mining

Engineering Models

Numerical modelling & functional numerical modeling

Formal models / formal proofs

X Model-based approach

Safe and resilient design and management.

Legislation, standardization and im-

plementation

Certification and standardization.

X Regulation and legislation.

Legal issues (scientific expertise, liability, etc.).

Precautionary principle and risk control and mitigation.

SIGNIFICANCE TO THE FIELD*

*Select an option (X)

Demonstrates current theory or practice

Employs established methods to a new question

Presents new data

Presents new analysis

X Presents a new model

Groundbreaking

Assesses developments in the field, in one or more

countries

Other (Please specify)

EXPECTED CONTRIBUTIONS*

*Select an option (X)

X Theoretical

Applied

Theoretical and Applied

Page 5: A Conceptual Approach for Developing Smart URBAN-RURAL ...A Conceptual Approach for Developing Smart URBAN-RURAL Linkages in Nagpur Metropolitan Area (NMA), India ... Cities and Infrastructure

5

Review

X Perspective

Other (Please specify, e.g. success/failure practices, les-

sons learned, and other implementation evidence)

Page 6: A Conceptual Approach for Developing Smart URBAN-RURAL ...A Conceptual Approach for Developing Smart URBAN-RURAL Linkages in Nagpur Metropolitan Area (NMA), India ... Cities and Infrastructure

Integrating urban disaster risk and environmental risk management with the

urban metabolism and the urban immune system

David N Bristow1, Eugene Mohareb 22

1 Assistant Professor, Cities and Infrastructure Systems Lab, Department of Civil Engineering,

University of Victoria

2 Lecturer in Sustainable Urban Systems, School of Construction Management and Engineering,

University of Reading

Email: [email protected], [email protected]

Abstract

Cities are at the forefront of many global issues. Collectively, they are a key driver of climate

change, they house the majority of humanity and they are the site of many disaster losses. They

are also often where solutions to many problems originate.

Much progress has been made recently towards understanding and raising the profile of the envi-

ronmental toll of cities. The same could be said of disaster risk generally, but not so much of the

disaster risk in cities specifically – at least not to the same scale as has occurred for the sustaina-

bility of cities. An important element of the success of the sustainable cities movement is the re-

newal and expanded use of the concept of the Urban Metabolism (UM). UM studies (of which

there have been around 150) reveal the large scale of inputs and outputs that flow through the

cities, and through the comparisons that UM studies makes possible, they reveal the role of urban

form, local climate and industry. These are essential findings enabling progress being made by cit-

ies to address their environmental impacts.

This work lays the foundation for testing the hypothesis that urban disaster risk could benefit

from a similar unifying concept to that of UM. Okada’s (Annuals of Disas. Prev. Res. Inst, 2006,

49(B), 131-136) concept of the Urban Vitae System, which like UM views the city as a living sys-

tem, serves as inspiration. The remaining challenge in creating such a concept is linking it to meas-

urable aspects of urban disaster risk.

The Urban Immune System (UIS) is proposed to complete this link. The UIS is the capabilities that

protect a city from undesirable abrupt or slow-moving changes by producing a measurable re-

sponse in urban hard and soft infrastructure and that includes, especially, changes to the built en-

vironment, risk management and the use of materials and energy.

Working from the UIS analogy, seven capabilities of immunity related to disasters and slow mov-

ing stresses are identified. As a demonstration of the approach the UIS capabilities are mapped to

nine types of actions that cities can take to combat their climate change risks.

The approach is intended to make comparable the integrated disaster risk management capability

within cities and hence to help locate and compare factors across cities. Further, by showing how

UIS interacts with UM it is hoped that the approach can also further integrate understanding and

progress on urban environmental and disaster risk.

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2

Keywords

Urban Immune System; Integrated Disaster Risk Management; Climate Change Adaptation; Urban

Metabolism

MEETING FORMAT*

*Select an option (X).

Regular Poster Presentation

Young Scientist Poster Presentation

x Regular Oral Presentation

Young Scientist Oral Presentation

Symposia

Roundtable

Page 8: A Conceptual Approach for Developing Smart URBAN-RURAL ...A Conceptual Approach for Developing Smart URBAN-RURAL Linkages in Nagpur Metropolitan Area (NMA), India ... Cities and Infrastructure

3

AREAS*

Natural hazards

X Seismic

X Flooding

X Subsidence

X Hurricanes

X Landslides

X Volcanic eruption

X Wildfire

Technological and manmade hazards

Chemical and petrochemical industry

Nuclear industry

New and emergent technologies

Transportation

Natech

Critical infrastructures

Cyber attacks

Terrorism

Complex hazard interactions and sys-

temic risks

X Climate change and its impact

Natech

Epidemics / pandemics

Critical infrastructures

TOPICS*

*Select an option (X)

Learning from experience

Organizations, territories and experience feedback

Expertise and knowledge management

Weak signals

Early warning systems

Social and human sciences for risk

and disaster management

X Human, organizational and societal factors

X Risk perception, communication and governance

X Systemic approaches

Risk and safety culture

X Resilience, vulnerability and sustainability: concepts and

applications

X History and learning from major accidents and disasters

X Territorial and geographical approaches to major acci-

dents and disasters

Social and behavioral aspects

Page 9: A Conceptual Approach for Developing Smart URBAN-RURAL ...A Conceptual Approach for Developing Smart URBAN-RURAL Linkages in Nagpur Metropolitan Area (NMA), India ... Cities and Infrastructure

4

Cross-disciplinary challenges for inte-

grated disaster risk management

X Compound/cascading disasters (simultaneous and/or co-

located) and Mega-disasters

Connecting observed data and disaster risk management

decision-making

Practical applications of Integrated Disaster Risk Man-

agement

Development and disasters

Build Back Better (than Before)

X Disaster-driven innovation and transformation

STGs and disaster governance

Complex systems

Complexity Modeling

X System of Systems / Distributed Systems

Critical Infrastructures

Probabilistic Networks

Economics and Insurance

Disaster impacts and economic loss estimation

Cost-benefit approaches

Insurance and reinsurance

Decision, risk and uncertainty

X Decision aiding and decision analysis.

X Disaster risk communication

Ethics.

Gender

Responsibility

Governance, citizen participation and deliberation

Community engagement and communication

Scientific evidence-based decision-making, modelling

and analytics

Policy analysis

Uncertainty and ambiguity

Multi-criteria decision aid and analysis

Operational research

Artificial intelligence, big data and text

data mining

X Disaster informatics, big data, etc.

Deep learning

Neural networks

Experts systems

Text data mining

Page 10: A Conceptual Approach for Developing Smart URBAN-RURAL ...A Conceptual Approach for Developing Smart URBAN-RURAL Linkages in Nagpur Metropolitan Area (NMA), India ... Cities and Infrastructure

5

Engineering Models

Numerical modelling & functional numerical modeling

Formal models / formal proofs

Model-based approach

Safe and resilient design and management.

Legislation, standardization and im-

plementation

Certification and standardization.

Regulation and legislation.

Legal issues (scientific expertise, liability, etc.).

Precautionary principle and risk control and mitigation.

SIGNIFICANCE TO THE FIELD*

*Select an option (X)

Demonstrates current theory or practice

X Employs established methods to a new question

Presents new data

X Presents new analysis

X Presents a new model

Groundbreaking

Assesses developments in the field, in one or more

countries

Other (Please specify)

EXPECTED CONTRIBUTIONS*

*Select an option (X)

X Theoretical

Applied

Theoretical and Applied

Review

X Perspective

Other (Please specify, e.g. success/failure practices, les-

sons learned, and other implementation evidence)

Page 11: A Conceptual Approach for Developing Smart URBAN-RURAL ...A Conceptual Approach for Developing Smart URBAN-RURAL Linkages in Nagpur Metropolitan Area (NMA), India ... Cities and Infrastructure

CAPACITY BUILDING FOR MITIGATING DISASTER DUE TO EARTHQUAKE IN BIHAR STATE OF INDIA

Dr Nirmal Kumar1

ABSTRACT

A large part of India is susceptible to seismic disturbances. In the past, from time to time,

major earthquakes have jolted the country. Recent Himalayan Earthquake occurred on 25th

April 2015 and 12th May 2015 with a magnitude of 7.9 and 7.3 respectively on Richter

magnitude scale. Its Epicenter was located in Nepal. More than 5,000 people including 120

people in Bihar were believed to have died. All these major earthquakes have established that

the casualties were caused primarily due to the collapse of buildings. It was mainly due to

faulty construction practices and lack of technical inputs for earthquake resistant building.

The mode of construction in the rural areas is now changing from mud and thatch to brick

and concrete without any technical inputs. And this is leading towards more vulnerability.

Generally, local artisans construct houses without building plan, design and guidelines.

Government of Bihar has framed Building by-laws in year 2014 to ensure the disaster

resistant construction. But, it is not enforced in Bihar till date due to weak state of affairs of

urban local bodies or Panchayti Raj Institutions (PRI). PRIs do not have infrastructure either

physical or human to enforce building by-laws. However, Government of India has

empowered the local bodies in year 1993 to take the responsibility for safe housing

construction by enforcement of building by-laws. This paper deals with the Capacity

Building of all the stakeholders i.e., Government, urban Local bodies, PRIs, Engineers,

Architects, Administrative officials for safe Building construction to sustain Seismic

onslaughts by enforcing techno legal aspects of Building by-laws 2014 in Bihar State.

Keyword: Building By-laws, Seismic, Panchayti Raj Institutions, Earthquake, Vulnerability

1 Principal, Gaya College of Engineering, Gaya, Bihar

Page 12: A Conceptual Approach for Developing Smart URBAN-RURAL ...A Conceptual Approach for Developing Smart URBAN-RURAL Linkages in Nagpur Metropolitan Area (NMA), India ... Cities and Infrastructure

Oral Presentation Abstract

Resilience Approach for a Modern Risk Society: Implication for

Smart Cities

Mika Shimizu (Kyoto University) and Allen Clark (East-West Center)

Related areas: Complex hazard interactions and systemic risks

Related topics: Cross-disciplinary challenges for integrated disaster risk management or

Complex systems or Decision, risk and uncertainty

In the fluid, complex, and uncertain natural, social, and risk environment that

constitutes a “modern risk society”, the linkages among human, social and natural

systems are of crucial importance. When Ulrich Beck coined “risk society” in 1986, it

encapsulated an era of modern society that was wrestling with the negative impacts of

modernization. Since then more than 30 years have passed, and modernization processes

are getting ever more complex with the dynamic changes in the natural, social, and risk

environment, driven by globalization, urbanization, and climate variability.

Thus, our modern risk society will not be understood primarily through our available

knowledge but rather by a more complex calculus premised on decision-making under

uncertainty. A major structural challenge to the modern risk society is that traditional

policy interventions will become increasingly insufficient to address these changes. As

such, necessitating resilience-based public policy and practices that are non-linear,

holistic and therefore more capable of grasping and accommodating different contexts -

including scales, scopes, and interrelationships across a wide ranges of factors

(converged into resilience approach). Therefore, resilience approach is particularly

relevant to enabling the capacity to create environments or systems that remain

functionally intact when impacted by unexpected events such as disasters. This is best

accomplished by emphasizing situational awareness and gaining an understanding of

“whole system” linkages over short, medium and long-term perspectives.

Given the above, the presentation will provide what is nexus of resilience and public

policy that is analytically developed in our new book, Nexus of Resilience and Public

Policy in a Modern Risk Society, how the analysis is related to decision making under

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uncertainty and how the decision makers should address the emerging complex disaster

risk environment in a modern risk society.

Furthermore, a modern risk society is also characterized by advanced technologies that

pose both opportunities and challenges. The benefits of emerging technologies in decision

making in large part depends on how they are utilized and incorporated into policy

formation: this relationship is critically linked with resilience approach as seen from past

different disaster cases related to advanced technologies. From this perspective, the

presentation will draw implication for smart cities which are generally understood as

urban areas that utilize advanced technological solutions to resolve/address complex

issues such as governance, climate change and natural disasters. The implication will

include how to incorporate advanced technologies in our societies through resilience

approach.