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1 PULSE MODULATION CHAPTER 4 Part 2 EKT358 Communication System Dr. Muzammil Bin Jusoh

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1

PULSE MODULATION

CHAPTER 4 Part 2

EKT358 – Communication System

Dr. Muzammil Bin Jusoh

Digital Pulse Modulation □Pulse Code Modulation (PCM)

□Sample

□ Quantize:

□Types of quantization : Uniform, non-

uniform

□Uniform quantization: midtread, midrise

□Quantization error and SQR

□Non-uniform quantization-> Companding

□Encode

□PCM Transmission

□Line speed

□Bandwidth

□Noise in PCM

□Advantages & Application 2 EKT358 – Communication System

Dr. Muzammil Bin Jusoh

Pulse Modulation

• Analog pulse modulation: Sampling, i.e., information is transmitted only at discrete time instants. e.g. PAM, PPM and PDM

• Digital pulse modulation: Sampling and quantization, i.e., information is discretized in both time and amplitude. e.g. PCM

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EKT358 – Communication System

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Analog input signal

Sample at discrete time instants

Analog pulse modulation, PAM signal

Digital pulse modulation, PCM code

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EKT358 – Communication System

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PCM- PULSE CODE MODULATION

• DEFINITION: Pulse code modulation (PCM) is essentially analog-to-digital (A/D) conversion where the information contained in the instantaneous samples of an analog signal is represented by digital words in a serial bit stream.

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EKT358 – Communication System

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PCM Block Diagram

6

• Most common form of analog to digital modulation

• Four step process 1. Signal is sampled using PAM (Sample)

2. Integer values assigned to signal (PAM)

3. Values converted to binary (Quantized)

4. Signal is digitally encoded for transmission

(Encoded)

EKT358 – Communication System

Dr. Muzammil Bin Jusoh

7

4 Steps Process

EKT358 – Communication System

Dr. Muzammil Bin Jusoh

PCM-Sampling, Quantizing, and Encoding

The PCM signal is generated by carrying out three basic operations:

1. Sampling

2. Quantizing

3. Encoding

Sampling operation generates a flat-top PAM signal.

Quantizing operation approximates the analog values by using a finite number of levels, L.

PCM signal is obtained from the quantized PAM signal by encoding each quantized sample value into a digital word.

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EKT358 – Communication System

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9 Eeng 360 9

PCM as ADC Sampling

Makes the signal discrete in time.

If the analog input has a bandwidth of B Hz, then the minimum sample frequency such that the signal can be reconstructed without distortion, fs >= 2B

Quantization Makes the signal discrete in

amplitude.

Round off to one of q discrete levels.

Encode Maps the quantized values to digital

words that are n bits long.

ADC

Sample

Quantize

Analog

Input

Signal

Encode

111

110

101

100

011

010

001

000

Digital Output

Signal

111 111 001 010 011 111 011

EKT358 – Communication System

Dr. Muzammil Bin Jusoh

Definition of Quantization

• A process of converting an infinite number of possibilities to a finite number of conditions (rounding off the amplitudes of flat-top samples to a manageable number of levels).

• In other words, quantization is a process of assigning the analog signal samples to a pre-determined discrete levels. The number of quantization levels, L determine the number of bits per sample, n.

10

nL 2 Ln 2log

EKT358 – Communication System

Dr. Muzammil Bin Jusoh

Quantization The output of a sampler is still continuous in amplitude.

– Each sample can take on any amplitude value e.g. 3.752 V, 0.001 V, etc.

– The number of possible values is infinite. To transmit as a digital signal we must restrict the number of

possible values.

Quantization is the process of “rounding off” a sample according to some rule.

– E.g. suppose we must round to the nearest discrete value, then:

3.752 --> 3.8 0.001 --> 0

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EKT358 – Communication System

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Quantization Example

Analogue signal

Sampling TIMING

Quantization levels.

Quantized to 5-levels

Quantization levels

Quantized 10-levels

12

13

1. Uniform type : The levels of the quantized amplitude are uniformly spaced.

2. Non-uniform type : The levels are not uniform.

Types of Quantization

Types of Uniform Quantization

14

Midtread: Origin lies in the middle of

a tread of the staircase like graph in (a), utilized for odd levels

Midrise: Origin lies in the middle of a

rising part of the staircase like graph (b), utilized for even levels

15 Eeng 360 15

Uniform Quantization Most ADC’s use uniform

quantizers.

The quantization levels of a uniform quantizer are equally spaced apart.

Uniform quantizers are optimal when the input distribution is uniform. When all values within the Dynamic Range of the quantizer are equally likely.

Input sample X

Example: Uniform n =3 bit quantizer

L=8 and XQ = {1,3,5,7}

2 4 6 8

1

5

3

Output sample

XQ

-2 -4 -6 -8

Dynamic Range:

(-8, 8)

7

-7

-3

-5

-1

Quantization Characteristic

EKT358 – Communication System

Dr. Muzammil Bin Jusoh

Dynamic Range (DR)

• Largest possible magnitude/smallest possible magnitude.

• Where

• DR = absolute value of dynamic range • Vmax = the maximum voltage magnitude • Vmin = the quantum value (resolution) • n = number of bits in the PCM code

resolution

V

V

VDR max

min

max

12 nDR

16

)log(20)( DRdBDR

ndBDR 6)( for n > 4

EKT358 – Communication System

Dr. Muzammil Bin Jusoh

Coding Efficiency

• A numerical indication of how efficiently a PCM code is utilized.

• The ratio of the minimum number of bits required to achieve a certain dynamic range to the actual number of PCM bits used.

17

Coding Efficiency = Minimum number of bits x 100

Actual number of bits

EKT358 – Communication System

Dr. Muzammil Bin Jusoh

Example 1

1. Calculate the dynamic range for a linear PCM system using 16-bit quantizing.

2. Calculate the number of bits in PCM code if the DR = 192.6 dB. Determine the coding efficiency in this case.

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EKT358 – Communication System

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The quantization interval @ quantum = the magnitude difference between adjacent steps,

The resolution = the magnitude of a quantum = the voltage of the minimum step size.

The quantization error = the quantization noise = ½ quantum = (orig. sample voltage – quantize level)

The quantization range: is the range of input voltages that

will be converted to a particular code.

19

Cont’d…

v

EKT358 – Communication System

Dr. Muzammil Bin Jusoh

• A difference between the exact value of the analog signal & the nearest quantization level.

• Quantization error is a round-off error in the transmitted signal that is reproduced when the code is converted back to analog in the receiver.

20

Quantization Error

Quantization Noise

The process of quantization can be interpreted as an additive noise process.

• The signal to quantization noise ratio (SNR)Q=S/N is given as:

21

Signal

X

Quantized Signal, XQ

Quantization

Noise, nQ

Average Power{ }( )

Average Power{ }Q

Q

XSNR

n

EKT358 – Communication System

Dr. Muzammil Bin Jusoh

Signal to Quantization Noise Ratio (SQR)

• The worst possible signal voltage-to-quantization noise voltage ratio (SQR) occurs when the input signal occurs when input signal is at its minimum amplitude. SQR is directly proportional to resolution.

• The worst-case voltage SQR

22

eQ

resolutionSQR (min)

EKT358 – Communication System

Dr. Muzammil Bin Jusoh

Cont'd

• SQR for a maximum input signal

• The signal power-to-quantizing noise power ratio

eQ

VSQR max

(max)

23

q

vv

R

SQR

qq

Rv

dB

log208.10log10)(

log10

power noiseon quantizati average

power signal averagelog10

12

2

12

)(

22

2

R =resistance

(ohm)

v = rms signal

voltage

q = quantization

interval

Qe = quantization

error

EKT358 – Communication System

Dr. Muzammil Bin Jusoh

Example 2

1. Calculate the SQR (dB) if the input signal = 2 Vrms and the quantization noise magnitudes = 0.02 V.

2. Determine the voltage of the input signals if the SQR = 36.82 dB and q =0.2 V.

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EKT358 – Communication System

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Nonuniform Quantization Many signals such as speech have a nonuniform distribution.

The amplitude is more likely to be close to zero than to be at higher levels.

Nonuniform quantizers have unequally spaced levels

The spacing can be chosen to optimize the SNR for a particular type of signal.

25

2 4 6 8

2

4

6

-2

-4

-6

Input sample

X

Output sample

XQ

-2 -4 -6 -8

Example: Nonuniform 3 bit quantizer

• Nonuniform quantizers are difficult to make and expensive. • An alternative is to first pass the speech signal through a

nonlinearity before quantizing with a uniform quantizer. • The nonlinearity causes the signal amplitude to be

Compressed. ▫ The input to the quantizer will have a more uniform distribution.

• At the receiver, the signal is Expanded by an inverse to the nonlinearity.

• The process of compressing and expanding is called Companding.

26

Companding

EKT358 – Communication System

Dr. Muzammil Bin Jusoh

Cont'd

27

• The process of compressing and then expanding.

• The higher amplitude analog signals are compressed

prior to transmission and then expanded in receiver.

• Improving the DR of a communication system.

EKT358 – Communication System

Dr. Muzammil Bin Jusoh

Companding Functions

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EKT358 – Communication System

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Method of Companding For the compression, two laws are adopted: the -law in US and Japan and

the A-law in Europe.

-law

A-law

The typical values used in practice are: =255 and A=87.6. After quantization the different quantized levels have to be represented in

a form suitable for transmission. This is done via an encoding process.

)1ln(

)1ln(maxmax

VV

out

inVV

11

ln1

)ln(1

10

ln1

max

max

max

max

max

V

V

AA

A

AV

V

A

AV

VinV

V

inVV

out in

in

29

Vmax= Max uncompressed

analog input voltage

Vin= amplitude of the input

signal at a particular of

instant time

Vout= compressed output

amplitude

A, = parameter define the

amount of compression

EKT358 – Communication System

Dr. Muzammil Bin Jusoh

Cont’d...

30

μ-law A-law EKT358 – Communication System

Dr. Muzammil Bin Jusoh

Example 3

• A companding system with µ = 255 used to compand from 0V to 15 V sinusoid signal. Draw the characteristic of the typical system.

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EKT358 – Communication System

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Example 4

• A companding system with µ = 200 is used to compand -4V to 4V signal. Calculate the system output voltage for Vin = -4, -2, 0, 2 and 4V.

Equation:

32

Vin (V)

-4 -2 0 2 4

Vout (V)

-4 -3.48 0 3.48 4

)1ln(

)1ln(maxmax

VV

out

inVV

EKT358 – Communication System

Dr. Muzammil Bin Jusoh

Plot the compression characteristic that will handle input voltage in the given range and draw an 8 level non-uniform quantizer characteristic that corresponds to the given µ.

33

SNR Performance of Compander

34

• The output SNR is a function of input signal level for uniform

quantizing.

• But it is relatively insensitive for input level for a compander.

• α = 4.77 - 20 Log ( V/xrms) for Uniform Quantizer

V is the peak signal level and xrms is the rms value

• α = 4.77 - 20 log[Ln(1 + μ)] for μ-law companding

• α = 4.77 - 20 log[1 + Ln A] for A-law companding

EKT358 – Communication System

Dr. Muzammil Bin Jusoh

35 Eeng 360 35

Encoding

The output of the quantizer is one of L possible signal levels. If we want to use a binary transmission system, then we need to map

each quantized sample into an n bit binary word.

Encoding is the process of representing each quantized sample by n bit code word. The mapping is one-to-one so there is no distortion introduced by

encoding.

nL 2 Ln 2log

EKT358 – Communication System

Dr. Muzammil Bin Jusoh

PCM encoding example

Chart 1. Quantization and digitalization of a

signal. Signal is quantized in 11 time points & 8 quantization segments.

Chart 2. Process of restoring a signal. PCM encoded signal in binary form:

101 111 110 001 010 100 111 100 011 010

101 Total of 33 bits were used to encode a signal

Table: Quantization levels with belonging code words

Levels are

encoded using

this table

L=8

36

PCM Example

37

EKT358 – Communication System

Dr. Muzammil Bin Jusoh

Nonlinear Encoding

• Quantization levels not evenly spaced

• Same concept as non-uniform quantization

• Reduces overall signal distortion

• Can also be done by companding

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EKT358 – Communication System

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PCM Line Speed

• The data rate at which serial PCM bits are clocked out of the PCM encoder onto the transmission line.

• Where • Line speed = the transmission rate in bits per

second • Sample/second = sample rate, fs

• Bits/sample = no of bits in the compressed PCM code

• Line speed also known as bit rate

sample

bitsX

second

samples speed line

39 EKT358 – Communication System

Dr. Muzammil Bin Jusoh

Example 5

• For a single PCM system with a sample rate fs = 6000 samples per second and a 7 bits compressed PCM code, calculate the line speed.

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EKT358 – Communication System

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Channel Bandwidth

• The channel bandwidth, B required to transmit a

pulse is given by

• Where

• κ = a constant with a value between 1 to 2

• n = number of bits

• W = signal bandwidth

• Channel BW = transmission BW

41

nWB

EKT358 – Communication System

Dr. Muzammil Bin Jusoh

Bandwidth of PCM Signals The spectrum of the PCM signal is not directly

related to the spectrum of the input signal.

The bandwidth of (serial) binary PCM waveforms depends on the bit rate R and the waveform pulse shape used to represent the data.

The Bit Rate R is

R=nfs

Where n is the number of bits in the PCM word (M=2n) and fs is the sampling rate.

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EKT358 – Communication System

Dr. Muzammil Bin Jusoh

For no aliasing case (fs≥ 2B), the MINIMUM Bandwidth of PCM Bpcm(Min) is:

Bpcm(Min) = R/2 = nfs//2

The Minimum Bandwidth of nfs//2 is obtained only when sin(x)/x pulse is used to generate the PCM waveform.

For PCM waveform generated by rectangular pulses, the First-null Bandwidth is:

Bpcm = R = nfs

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EKT358 – Communication System

Dr. Muzammil Bin Jusoh

Example 6

A signal with a bandwidth of 4.2 MHz is

transmitted using binary PCM. The number of

representation levels is 512. Calculate

(a)The code word length

(b)The bit rate

(c)The transmission bandwidth, assuming that, κ = 2

(d)Find the SQR in dB for the signal given that peak

signal voltage is 5Vp

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EKT358 – Communication System

Dr. Muzammil Bin Jusoh

PCM transmitter/receiver

45

LPF BW=B

Sampler & Hold

Quantizer

No. of levels=M Encoder

Analog

signal

Bandlimited

Analog signal

Flat-top

PAM signal

Quantized

PAM signal PCM

signal

Channel, Telephone lines with regenerative repeater

Decoder PCM

signal Quantized

PAM signal

Reconstruction LPF

Analog

Signal

output EKT358 – Communication System

Dr. Muzammil Bin Jusoh

Noise in PCM Systems

Two main effects produce the noise or distortion in the PCM output: – Quantizing noise that is caused by the M-step quantizer at the PCM transmitter.

– Bit errors in the recovered PCM signal, caused by channel noise and improper

filtering.

• If the input analog signal is band limited and sampled fast enough so that the

aliasing noise on the recovered signal is negligible, the ratio of the recovered

analog peak signal power to the total average noise power is:

46 EKT358 – Communication System

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Cont’d

• The ratio of the average signal power to the average noise power is

– M is the number of quantized levels used in the PCM system.

– Pe is the probability of bit error in the recovered binary PCM signal at the

receiver DAC before it is converted back into an analog signal.

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EKT358 – Communication System

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Effects of Quantizing Noise

• If Pe is negligible, there are no bit errors resulting from channel noise and no ISI, the Peak SNR resulting from only quantizing error is:

• The Average SNR due to quantizing errors is:

• Above equations can be expresses in decibels as,

48

Where, M = 2n

α = 4.77 for peak SNR

α = 0 for average SNR

Virtues & Limitation of PCM

The most important advantages of PCM

are: – Robustness to channel noise and

interference.

– Efficient regeneration of the coded signal

along the channel path.

– Efficient exchange between BT and SNR.

– Uniform format for different kind of base-

band signals.

– Flexible TDM.

49

EKT358 – Communication System

Dr. Muzammil Bin Jusoh

Cont’d… – Secure communication through the use of

special modulation schemes of encryption.

– These advantages are obtained at the cost of more complexity and increased BT.

– With cost-effective implementations, the cost issue no longer a problem of concern.

– With the availability of wide-band communication channels and the use of sophisticated data compression techniques, the large bandwidth is not a serious problem.

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EKT358 – Communication System

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Application: PCM in Wired Telephony

• Voice circuit bandwidth is 3400 Hz.

• Sampling rate is 8 KHz (samples are 125 s apart) above Nyquist rate,

6.8KHz to avoid unrealizable filters required for signal reconstruction.

• Each sample is quantized to one of 256 levels (n=8).

• The 8-bit words are transmitted serially (one bit at a time) over a digital

transmission channel. The bit rate is 8x8,000 = 64 Kb/s.

• The bits are regenerated at digital repeaters.The received words are

decoded back to quantized samples, and filtered to reconstruct the analog

signal.

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EKT358 – Communication System

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PCM in Compact Disk (CD)

• High definition Audio signal bandwidth is band limited to 15kHz.

• Although the Nyquist rate is only 30kHz, the actual sampling of 44.1kHz is used to avoid unrealizable filters required for signal construction

• The signal is quantized into a rather large number of levels, L=65,536 (n=16) to reduce quantization noise

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EKT358 – Communication System

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Exercise 1

• A compact disc(CD) records audio signals digitally by using PCM. Assume the audio signal bandwidth to be 15 kHz.

– (a) What is the Nyquist rate?

– (b) If the Nyquist samples are quantized into L= 65, 536 levels and then binary coded, determine the number of binary digits required to encode the sample.

– (c) Determine the number of binary digits per second(bits/s) required to encode the audio signals.

53 EKT358 – Communication System

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Exercise 2

• This problem addresses the digitization of a television signal using pulse code modulation. The signal bandwidth is 4.5 MHz. Specifications of the modulator include the following:

– Sampling : 15% in excess of Nyquist rate

– Quantization: uniform with 1024 levels

– Encoding : binary

• Determine (a) sampling rate and (b) minimum permissible bit rate

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EKT358 – Communication System

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