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ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
- 1 -
VENDOR MANUAL
FY 2019-2021
Effective October 1, 2017
Inter Tribal Council of Arizona, Inc.
WIC Program
2214 N. Central Avenue, Suite 100
Phoenix, AZ 85004
602-258-4822 main
602-258-4825 fax
www.itcaonline.com/wic
WIC is an equal opportunity provider.
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
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Table of Contents
Page
ITCA Contact Information………………………………………………………………… 4
Section 1: Introduction
What is WIC? ……………………………………………………………………………...... 5
About ITCA….......................................................................................................................... 8
Role of the Vendor.................................................................................................................. 13
ITCA WIC Window Decal..................................................................................................... 14
Section 2: WIC Approved Foods
Available Foods on the WIC Program………….............................................................. 16
Approved and Non-Approved WIC Foods........................................................................ 16
Arizona WIC Programs Food List........................................................................................ 17
Approved Product List……………………………………………………………………... 18
Minimum Stock Requirements.............................................................................................. 19
ITCA WIC Food Item Declaration Form……….………………………………………... 20
Exception to Minimum Stock Requirements...................................................................... 21
How to Use the ITCA WIC Approved Shelf Labels........................................................... 22
Pricing....................................................................................................................................... 24
Section 3: WIC Benefits & Redemption Procedures
WIC Benefits............................................................................................................................ 26
ITCA eWIC Redemption Procedures................................................................................... 28
eWIC Transactions for Food Benefits................................................................................... 28
eWIC Transactions for Fruit & Vegetable Benefits……………………………................. 31
Balance Transactions and Receipts……............................................................................... 37
Voids……………………………………………………………............................................. 37
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
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Section 4: Payments, Denied Transactions, Payment Adjustments & Dispute
Resolution
Payment Process………………………………….................................................................. 39
Reasons for Transaction Denial……………......................................................................... 40
Payment Adjustments............................................................................................................ 41
Transaction Dispute Resolution…………………………………………………………… 42
Peer Groups.............................................................................................................................. 44
Section 5: Monitoring and Sanction System
Vendor Monitoring................................................................................................................. 47
Sanction System...................................................................................................................... 50
Section 6: Appeal and Administrative Review Process
Vendor Appeal and Administrative Review...................................................................... 54
Section 7: Vendor Contract, Authorization, and Selection Criteria
Vendor Contract...................................................................................................................... 56
Authorization........................................................................................................................... 56
Selection Criteria..................................................................................................................... 56
Section 8: Reporting Changes
Change of Vendor Name, Contact Information, Cash Register, Third Party
Processor, or Hours of Operation………………………………………………………….
63
Change of Ownership............................................................................................................. 63
Change in Location................................................................................................................. 64
Section 9: Complaints
Complaints............................................................................................................................... 66
Section 10: Useful Handouts 68
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
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ITCA Vendor Contact:
Mallory Phelps , Vendor Manager
Phone: 602-258-4822
Fax: 602-258-4825
Email: [email protected]
Visit our website at:
http://itcaonline.com/wic/vendor
You will find information about the ITCA WIC Program and helpful vendor
information like WIC Alerts, newsletters, a sample Vendor Contract, Minimum
Stock Requirements and this Vendor Manual.
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
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Section 1:
WHAT IS WIC?
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
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WHAT IS WIC?
WIC is the Special Supplemental Nutrition Program for Women, Infants and Children. It was
established by the federal government as a pilot program in 1972. It gained permanent
program status through Public Law 94-105 as an Amendment to the Child Nutrition Act of
1966. This cost-effective nutrition intervention program is designed to improve the nutritional
status of income eligible pregnant, breastfeeding and postpartum women, infants and children
up to the age of five years who are determined to be at nutritional risk. WIC provides
supplemental foods, nutrition education, breastfeeding promotion and health care referrals to
its clients. WIC is administered by the United States Department of Agriculture (USDA).
The purpose of the WIC program is to prevent health problems and to improve the health and
nutritional well-being of our nation's women, infants and children during critical growth
periods. It is important to remember that WIC is an educational program that works with
health care systems to help clients make positive changes in their eating habits. As a
preventive health care program, for every dollar spent on WIC, four dollars are saved in
Medicaid costs.
Eligibility for the Program is based upon nutritional risk, residency and income criteria as
established by USDA. The WIC Program is available to eligible clients without regard to race,
color, national origin, gender, age or disability.
WIC Program clients are assessed by paraprofessional staff and provided nutrition counseling
and supplemental foods that meet their specific needs. The foods are high in protein, fiber,
vitamins and minerals, especially calcium, iron and vitamin C. The foods are provided to the
WIC client through an electronic benefits format. The WIC customer redeems the electronic
benefits for the authorized foods at authorized grocery stores (vendors) who have signed a
contract to abide by all WIC Program requirements.
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
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WIC Programs in Arizona
Within the geographic boundaries of Arizona there are three (3) separate WIC Programs, the
Arizona Department of Health Services WIC Program, the Navajo Nation WIC Program and
the Inter Tribal Council of Arizona (ITCA) WIC Program. There are differences between the
ITCA WIC Program and the other two WIC Programs that operate in Arizona. Each has its
own set of vendor rules and regulations. However, the programs may share the same
vendors. All three programs have worked together to coordinate efforts in WIC benefit
redemptions and authorizing foods. Through these efforts the three programs have developed
the Arizona WIC Programs Food List that reflects the authorized foods for all three programs.
Remember: You should not accept any WIC benefits unless you have a valid written
agreement in place with that WIC program.
This Vendor Manual relates solely to the ITCA WIC Program.
Contact information for the other two WIC Programs in Arizona:
Arizona Department of Health Services
WIC Program
150 N. 18th Ave., Suite 310
Phoenix, AZ 85007
(800) 252-5942
(800) 2525-WIC
http://azdhs.gov/azwic/
Navajo Nation WIC Program
P.O. Drawer 1390
Window Rock, AZ 86515
(928) 871-6698
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
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ABOUT ITCA
The Inter Tribal Council of Arizona was established in 1952 to provide a united voice for tribal
governments located in the state of Arizona to address common issues of concern. On July 9,
1975, the council established a private, non-profit corporation, Inter Tribal Council of Arizona,
Inc. (ITCA) under the laws of the state of Arizona to promote Indian self-reliance through
public policy development. ITCA provides an independent capacity to obtain, analyze and
disseminate information vital to Indian community self-development.
ITCA currently represents twenty tribes across the state of Arizona.
Agencies participating in the ITCA WIC Program are listed below.
A G E N C I E S G E O G R A P H I C A L A R E A
Hopi Tribe Bacavi, Hotevilla, Keams Canyon, Kykotsmovi,
Moenkopi, Old Orabi, Polacca, Second Mesa,
Shungapavi
Hualapai Tribe Diamond Creek, Peach Springs
Havasupai Tribe Flagstaff, Kingman, Peach Springs, Supai
Pascua Yaqui Tribe Guadalupe, Pima County Area
Yavapai Apache Nation Camp Verde, Middle Verde
San Carlos Apache Tribe Bylas, Globe, Safford, San Carlos
Tohono O’odham Nation Ajo, Casa Grande, Gila Bend, Sells, Tucson
Colorado River Indian Tribes Ehrenburg, AZ; Havasu Lake, CA; Lake Havasu
City, Parker, Salome
White Mountain Apache Tribe Cibecue, Pinetop, Whiteriver
Gila River Indian Community Casa Grande, Chandler, Coolidge, Eloy, Sacaton,
Laveen, Maricopa, Stanfield
Native Health, Native Health @ PIMC Maricopa County Area
Salt River Pima-Maricopa Indian
Community
East Valley Phoenix, Fountain Hills, Mesa,
Scottsdale
Native Americans for Community
Action
Flagstaff
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
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GEOGRAPHICAL MAP OF ITCA WIC
AGENCIES
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
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ITCA WIC PROGRAM LISTING 2214 North Central Avenue, Suite 100
Phoenix, Arizona 85004
PROGRAM & ADDRESS
PHONE/FAX
SERVICE AREA
Tohono O’odham Nation
WIC Program
P.O Box 810
Sells, AZ 85634
Ph: 520-383-6217
Fx: 520-383-6229
- Tohono O’odham Nation
- San Xavier
- San Lucy/Gila Bend
- Tucson
Gila River Indian
Community
WIC Program
Maternal & Child Nutrition
P.O. Box 157
Sacaton, AZ 85147
Ph: 520-562-9698
Fx: 520-562-9699
- Gila River Indian
Community
- Ak-Chin
- Pinal County
Pascua Yaqui Tribe
Health Department
WIC/Food Plus Programs
7490 S. Camino de Oeste
Tucson, AZ 85757
Ph: 520-879-6113
Fx: 520-819-6307
- Pima County
- Guadalupe
- Marana
Hopi Tribe
WIC Program
P.O. Box 123
Kykotsmovi, AZ 86039
Ph: 928-737-6362
Fx: 928-737-6338
- Hopi Tribe
- Coconino County
Colorado River Indian
Tribes
WIC Program
12302 Kennedy Drive
Parker, AZ 85344
Ph: 928-669-5588
Fx: 928-669-5590
- La Paz County
Havasupai Tribe
WIC Program
P.O. Box 10
Supai, AZ 86435
Ph: 928-448-2345
Fx: 928-448-2551
- Havasupai Tribe
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
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PROGRAM & ADDRESS
PHONE/FAX
SERVICE AREA
Salt River Indian Community
WIC Program
10005 East Osborn Road
Scottsdale, AZ 85256
Ph: 480-362-7300
Fx: 480-362-7305
- Salt River Pima-Maricopa
Indian Community
- Lehi
- Scottsdale
- Mesa
San Carlos Apache Tribe
WIC Program
P.O. Box 0
San Carlos, AZ 85550
Ph: 928-475-2468
Fx: 928-475-2248
- San Carlos Apache Tribe
White Mountain Apache Tribe
WIC Program
P.O. Box 18
Whiteriver, AZ 85941
Ph: 928-338-4232
Fx: 928-338-1742
- White Mountain Apache Tribe
Yavapai Apache Nation
WIC Program
2400 W. Datsi
Camp Verde, AZ 86322
Ph: 928-649-7120
Fx: 928-567-5452
- Yavapai Apache Nation
- Clarkdale
- Prescott
- Cottonwood
Hualapai Tribe
WIC Program
P.O. Box 397
Peach Springs, AZ 86434
Ph: 928-769-2207
Fx: 928-769-2588
- Hualapai Tribe
Native Health
WIC Program
4041N. Central Ave., Bldg. C Phoenix, AZ 85012
Native Health @ PIMC
WIC Program
4212 N. 16th Street
Phoenix, AZ 85016
Native Health WIC-Dunlap
WIC Program
2423 W. Dunlap Suite 140
Phoenix, AZ 85021
Ph: 602-279-5262
Fx: 602-263-0452
Ph: 602-263-1558
Fx: 602-263-1641
Ph: 602-279-5351
Fx: 602-279-5361
- Maricopa County
Native Americans for Ph: 928-773-1245 - Flagstaff
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
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Community Action
1500 E. Cedar Ave, Suite 26
Flagstaff, AZ 86004
Fx: 928-773-9429
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
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ROLE OF THE VENDOR
WIC Vendors help to make the ITCA WIC Program work effectively. Each month, WIC clients
receive WIC food benefits, which contain authorized foods designed to meet their nutritional
needs. The foods issued to the client are specially selected for the health of the patient. WIC
benefits are listed by food item and can be found on a balance receipt, or family benefits
balance list, issued by the WIC clinic. FVBs are used to buy only fresh fruits and vegetables,
benefits contain a maximum dollar value. Offering quality customer service is important. If a
customer makes a mistake, such as purchasing the wrong milk, give them assistance. Kindly
explain any discrepancies in their purchase.
The Vendor’s role is vital to the success of the WIC program because the nutritious WIC foods
are designed to promote the healthiest possible birth outcomes, as well as the growth and
development of children.
The WIC Vendor may also find that the WIC Program purchases make a substantial
contribution to food sales. Since the ITCA WIC Program allows WIC clients to select their
choice of vendors from an authorized ITCA WIC Vendor list, most clients select a Vendor that
provides the remainder of their shopping needs. Current studies show a WIC client spends an
additional three to four dollars in cash or SNAP benefits for every WIC dollar spent. WIC is
good business, but there are many things that store personnel must understand before
becoming an authorized WIC Vendor.
Important notice about mail and email
ITCA sends important information that can assist you (as a Vendor) in maintaining
compliance with the ITCA Vendor Contract by certified mail and email. Therefore, it is
essential that you accept/pick up all certified mail sent to you by ITCA as well as open and
read all emails sent to you by ITCA. Examples of items that may be sent to you via email and
certified mail are contract related items, letters, WIC Alerts, sanctions, and training notices.
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
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THE ITCA WIC DECAL
The purpose of the ITCA WIC window decal is to allow WIC clients/authorized caregivers to
identify your store as an authorized ITCA WIC Program Vendor. The window decal must be
posted in a location that is visible to clients/authorized caregivers. ITCA will provide your
store with up to two window decals at the beginning of each contract period. An additional
supply may be requested by contacting the ITCA WIC Vendor Manager.
Please note: Vendors must use the signage provided by ITCA; Vendors are NOT allowed to create or
use any other “WIC” signage unless the Vendor is authorized by another WIC program.
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
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Section 2:
WIC Approved Foods
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
- 16 -
Available Foods on the WIC Program
WIC foods are carefully selected to meet certain nutritional requirements. These foods help
meet the nutritional needs of the women, infants and children served for optimal growth and
development and to prevent diseases later in life. For this reason, the ITCA WIC Program
does not allow the substitution of unauthorized food items by vendors or WIC clients. Here
are the foods that WIC clients may receive:
Milk Tofu Tuna
Cheese
Yogurt
Fresh fruit &
vegetables
Pink Salmon
Eggs 100% juice Sardines
Peanut butter 100% whole wheat
bread
Infant cereal
Beans/legumes Corn tortillas Infant formula
Cereal Whole wheat tortillas
Whole wheat pasta
Infant fruit &
vegetables
Soy milk Brown rice Infant food meats
Approved and Non-Approved WIC Foods
The Arizona WIC Programs Food List contains only those types and brands of foods that are
allowed by the ITCA WIC Program. It also indicates those types and brands of foods that
cannot be purchased. The Arizona Department of Health Services, Navajo Nation and the
ITCA WIC Programs share the same food list. Vendors who are authorized by multiple WIC
programs should familiarize themselves with the differences in authorized foods. To view all
available approved foods, please refer to the current Food list.
WIC Programs select specific types and brands of foods that best meet the nutritional needs of
their clients, are readily available, cost-effective and acceptable to clients. If there are any
changes or updates to the food list, vendors will be notified.
Vendors should have a current Arizona WIC Programs’ Food List posted at each cash register
for easy reference. ITCA will provide a supply of Food Lists at the beginning of each contract
period. Additional copies may be requested by contacting the ITCA WIC Vendor Manager.
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
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Arizona WIC Programs Food List
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
- 18 -
Approved Product List (APL)
The Approved Product List (APL) is an electronic file identifying food items approved by WIC
for purchase. The APL is created from UPCs/PLUs and maintained by the ITCA WIC
Program, and made available for vendors to download to their Point of Sale (POS) systems.
The APL file plays a vital role in the eWIC transaction process and must be downloaded to the
vendors POS every 24 hours, or every day the vendor is open for business. For vendors who
are using WIC only stand beside devices, every stand beside device will require a download.
For vendors who using an integrated POS system, the download will not be required at every
terminal depending on the store configuration.
Vendors are responsible for reporting WIC foods that are not in the APL. Overrides are not
possible during a eWIC transaction. If a vendor suspects that a particular food is WIC
allowable but is not showing as an approved food in the APL, the vendor needs to report the
food to ITCA. Foods can be reported by, using the Request to Submit UPC form, emailing
[email protected], or by calling the ITCA WIC Program. The Request to add UPC
form can be found on the ITCA WIC website and in useful documents at the end of this
Manual. The Request to add UPC form should be completed and submitted by one of the
following ways:
Mail: Fax: Email:
ITCA WIC Program
2214 N. Central Avenue
Phoenix, AZ 85004
(602) 258-4822 [email protected]
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
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Minimum Stock Requirements
ITCA has established minimum stock requirements for all WIC foods, which must be
maintained by the Vendor at all times. The minimum stock and varieties required are outlined
on the following pages. The purpose is to ensure that the Vendor will be able to adequately
serve WIC clients/authorized caregivers when checks/FVCs are redeemed.
All Vendors are required to maintain minimum stock and variety of all WIC foods either on its
shelves or stored at its location address from the date the application is submitted and if
approved, throughout the entire contract period. Failure to maintain minimum stock and
variety of all WIC foods at any time throughout the contract period may result in termination
of the Vendor Contract.
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
- 20 -
ITCA WIC Program Food Item Declaration
All Vendors must declare their store/house (declared) brand for milk, cheese and eggs using
the ITCA WIC Program Food Item Declaration Form found on the following pages. This
declaration form determines the store/house (declared) food items that clients must purchase.
If store is out of the store/house (declared) brand of milk, eggs and cheese the vendor must sell
a replacement item (milk, eggs and cheese) to the WIC customer for the same price or less as
the originally declared store/house (declared) item. If a replacement item (milk, eggs or
cheese) is charged more than the store/house (declared) item, vendors will be sanctioned per
the Sanction Schedule. The declaration form will remain in effect through the end of the
Vendor Contract or until a new form is received and accepted.
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
- 21 -
Exception to Minimum Stock Requirements
A Vendor may request an exception to reduce the minimum stock requirements by submitting
the Exception to Minimum Stock Requirements form, outlining the reasons why the WIC stock
requirements should be reduced and the specific items(s) that the Vendor is requesting an
exemption for. The Exception to Minimum Stock Requirements can be found on the following
pages. ITCA will review the request and notify the Vendor by mail, fax, or email of the
outcome of the review. If approved, ITCA will send a signed copy of the Exception to
Minimum Stock Requirements form. The exception granted by this section may be revoked by
ITCA at any time. ITCA will send the Vendor a written notice of the revocation and the
Vendor will have two weeks to meet the standard minimum stock requirements. An
exception to minimum stock is granted for one contract period. Exceptions to minimum stock
need to be re-applied for when a new contract period begins.
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
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ITCA WIC Approved Shelf Labels
The ITCA WIC Approved Shelf Labels will only be used to identify authorized WIC foods on
store shelves. The ITCA WIC Approved Shelf Labels are used to help clients identify WIC
approved food items to make their shopping at the grocery store easier.
It is MANDATORY for vendors to use the WIC Approved shelf labels for the Store/house
(declared) brands for milk, eggs, and cheese.
Note: Vendors who fail to use the WIC approved shelf labels for the store/house (declared)
brand for milk, eggs and cheese will be sanctioned per the sanction schedule (refer to
sanction schedule).
Vendors may not use shelf labels made by the vendor, food manufacturers or distributors to
identify WIC approved items.
The ITCA WIC Shelf Label may be put on the shelf under a WIC approved food item. The
shelf label should never be used to put on an actual food item.
If you are a vendor who is also authorized to accept the Arizona WIC Program benefits, you
may use their WIC Approved labels as your primary shelf label to label authorized food items
in your store.
In addition: Vendors must place a label for each WIC approved food item in the same
category. You cannot use the WIC Approved shelf labels on only one or two items; you must
place the labels on all WIC approved items in the same category.
For example: In the category for WIC Approved juices: If you place a WIC Approved shelf
label on Langers 64 ounce shelf stable apple juice, you must then use the WIC Approved shelf
labels to identify all other WIC approved juices.
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
- 23 -
ITCA eWIC Lane Signage
The ITCA WIC Program will provide vendors with lane signage to indicate which lanes have
registers that have the ability to accept eWIC. Lane signage is recommended for vendors who
have multiple registers at their location but only one or a few registers that are capable of
conducting eWIC transactions.
Vendors may not use lane signage made by the vendor, food manufacturers or distributors to
identify lanes for eWIC transactions.
The vendor will put the lane signage in an area that is visible to WIC customers prior to
choosing a lane. The lane signage can be attached to other lane indicators or fixed to any
stationary object at the lane entrance.
To request ITCA WIC Approved stickers, ITCA WIC Decals, or ITCA eWIC lane signage,
please contact:
Mallory Phelps, Vendor Manager
Phone: 602-258-4822
Fax: 602-258-4825
Email: [email protected]
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
- 24 -
Pricing
The Vendor must clearly mark the price of the WIC approved foods either on the product’s
container or on the shelf with the product. When marking foods with a price, please do not
cover the expiration dates.
The Vendor agrees to charge all WIC clients the same or lower prices as other customers of the
Vendor.
If the Vendor accepts manufacturers’ coupons, the Vendor must accept manufacturers’
coupons and provide promotional sales to WIC customers. The coupon amounts must reduce
the cost to the program and be reflected in the final price charged as entered on the WIC check
and on the client’s receipt. Vendor shall not give cash value or change to clients.
The Vendor may provide home delivery of authorized food items to WIC clients only if there
is no charge for this service and it is provided to all other customers at no charge.
All prices charged in a WIC transaction shall reflect those charged to other customers or a
lower price. ITCA will compare prices charged by other stores of a similar type and in similar
geographic locations and will determine the reasonableness of the price to ensure prices are
competitive with other stores in the vendor’s peer group.
ITCA may make price adjustments to the purchase price on transactions submitted by the
Vendor for redemption to ensure compliance with competitive price for the Vendor. ITCA
may also make price adjustments to ensure compliance with maximum allowable
reimbursement levels by peer group.
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
- 25 -
Section 3:
WIC Benefits &
Redemption
Procedures
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
- 26 -
WIC Benefits
WIC clients and caregivers are issued food benefits into their family WIC account, the foods
are accessed by the use of an eWIC card. The eWIC card is used during a transaction to
purchase foods in the benefits account. Clients are given a benefits food list when their
benefits are issued. The WIC benefits list is a tool used by clients and caregivers to view their
food benefits. WIC clients redeem their WIC benefits at ITCA authorized stores. WIC clients
can also obtain a balance of their WIC foods in the store by conducting a balance transaction.
Vendors are required to allow WIC clients to obtain their account balance using the register in
the store, at no cost. Vendors are required to give the client a receipt for eWIC transactions.
The benefits list and the balance receipt will show the date that benefits expire. Benefits are
valid for a period of 30 days and must be accepted on or after the first date of use and not
accepted after the last date of use. ITCA eWIC card has the ITCA WIC logo on the front of the
card and contains a unique 16 digit card number.
WIC Food Benefits
WIC food benefits consist of WIC Approved foods listed in the AZ WIC Programs Food List.
WIC food benefits are comprised of:
Milk Tofu Tuna
Cheese
Yogurt Pink Salmon
Eggs 100% juice Sardines
Peanut butter 100% whole wheat
bread
Infant cereal
Beans/legumes Corn tortillas Infant formula
Cereal Whole wheat tortillas
Whole wheat pasta
Infant fruit &
vegetables
Soy milk Brown rice Infant food meats
WIC food benefits are issued at a category and subcategory level, and use a unit of measure for
each food. For example: Whole milk is a food category, within the whole milk category there
are subcategories of whole milk, like whole milk gallon, whole milk half gallon and whole
milk quart. Each subcategory will have a unit of measure that suits the subcategory, such as,
whole milk gallon will have a unit of measure of 1 gallon.
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
- 27 -
WIC food benefits will be shown on receipts, benefit balance transactions and clinic issued
benefits list. Benefits will be listed by subcategory, unit of measure and quantity. For
example, a benefits list with cheese, eggs and 2 gallons of fat free milk are listed as:
1 Package Cheese
1 Dozen Eggs
2 Gallons Fat Free Milk
WIC Fruit and Vegetable Benefits (FVBs)
WIC fruit and vegetable benefits consist of WIC approved fresh fruits and vegetables listed in
the AZ WIC Programs Food List. WIC fruit and vegetable benefits are comprised of:
o Fresh Fruits and Vegetables
Fruit and vegetable benefits are issued as a dollar value. For example, a WIC benefits account
can contain eight dollars of fresh fruits and vegetables. Fruit and vegetable benefits are listed
on the WIC benefit balance as a subcategory, unit of measure and quantity. Such as:
8 Dollar Fresh Fruits and Vegetables.
What’s on the eWIC card?
Card Number
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
- 28 -
ITCA eWIC Redemption Procedures
ITCA relies on its Vendors to ensure that benefits are redeemed appropriately following the
program rules. Store personnel should treat WIC clients with the same courtesies as other
customers.
To take less time during check out, local WIC clinic employees instruct WIC clients on the
following items:
How to use the WIC benefits;
How to read their benefits list;
How to select only authorized foods listed on WIC benefits s; and
Who and where the authorized ITCA WIC Vendors are in their community.
Offering quality customer service is important. If a WIC customer makes a mistake, you
should offer whatever assistance is needed to ensure the WIC customer purchases the correct
items and explain any problems with their purchase. During an eWIC transaction, items being
purchased are compared to the balance available in the family account, and then compared to
the Approved Product List (APL) within the register. Food items that are not in the family
benefits account or not in the APL will result in a transaction denial. Cashiers must run a
balance inquiry of the account balance if requested by the WIC customer. Cashiers must be
familiar with the Arizona WIC Programs Food List and one needs to be available at each cash
register for reference. If you are in need of food lists, please contact the ITCA Vendor
Manager.
Note: ITCA WIC food benefits/FVBs may be redeemed anywhere as long as they are redeemed
by an ITCA WIC Authorized Vendor. For example: ITCA WIC food benefits/FVBs that are
issued in Maricopa County may be redeemed in Pinal County.
The following are eWIC transaction basics.
eWIC Transaction Procedures for Food Benefits
The cashier shall:
1. Treat WIC customers with the same courtesies as other customers.
2. Ask the WIC customer to separate their WIC foods from other foods, if cash register
requires WIC purchases to be separated.
A vendor who uses an integrated register will most likely not need WIC customers to
separate their WIC foods for a separate transaction.
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Vendors who use a WIC only stand beside device will need to separate the WIC
foods from other groceries to process the WIC transaction.
o If a WIC customer does not mention they are using WIC prior to ringing up
the food, the transaction will need to be re-started to accommodate the
acceptance of WIC benefits, for a register that requires WIC to be separate
transaction.
If using a WIC only stand beside register, the WIC customer shall be required to
swipe the eWIC card at the beginning of the transaction.
3. Scan each item using the UPC attached to the item.
Items that are scanned are compared to an Authorized Product List (APL) within the
register. Only foods that are WIC authorized are listed in the APL.
If a food item has a UPC that is in the APL, the register will accept the item as WIC
allowable. If a food item has a UPC that is not within the APL the register will not
allow the item to be purchased with WIC benefits.
o Note: Overrides are not allowed in an eWIC transaction
4. Allow the WIC customer to purchase as many or little benefits in their account as they wish
5. Allow the use of coupons, purchase of items on sale and take advantage of promotional
specials such as:
Cents off coupons
o Single, double, triple, quadruple and other store coupons (if applicable to the
purchase) are acceptable.
o The receipt must document that the value of the coupon was deducted from the
total sales price of the WIC foods purchased with food benefits
o Do not give the reduced dollar amount to the WIC customer in the form of cash,
credit or other valuable goods.
Free Additional Ounces
o The free additional ounces should cost the same as the ounces specified in the
food benefit. For example: An 18 ounce box of Kix cereal advertises four free
additional ounces, making the box 22 ounces and is sold for the 18 ounce price.
o The free ounces should not be counted towards the maximum number of ounces
allowed by WIC. For example: A box of Kix cereal advertises four free additional
ounces making the box 22 ounces. The four free ounces do not count against the
quantity of 36 ounces specified in the food benefit.
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Buy one get one free
o Non-WIC approved foods or items are acceptable free items. For example: Buy a
14 ounce box of Cheerios, and get a 12 ounce box of Honey Nut Cheerios free.
o The receipt must document that only WIC authorized foods were paid for with
WIC food benefits.
o The number of ounces of free additional product should not be counted towards
the maximum number of ounces allowed by WIC. For example: Buy one 12
ounce box of Cream of Wheat Instant hot cereal and get a 12 ounce box free. The
12 ounces from the free box will not be counted against the quantity of 36 ounces
specified in the WIC food benefit.
In store or manufacturers coupons
o WIC customers may take advantage of any/all in-store and/or manufacturer’s
promotions. Some examples are: Store manager’s specials of the day or week or
manufacturers marketing their product in a larger size package/container which
will cost the consumer the same price as the regular size package/container. (It
may say something like ‘20% more free’).
Store membership discount cards
o The store’s discount cards also known as clipless coupons may be used by all
WIC customers and with any/all purchases.
Employee discount cards
o WIC customers who are also grocery store employees may use their employee
discount card with any/all purchases.
6. Total the transaction
If WIC foods are required by the register to be separated total the transaction for the
WIC foods only
7. Have the WIC customer slide their eWIC card through the card reader
Scanned foods will be compared to the eWIC account balance to ensure the WIC
customer has an adequate balance for the purchase.
Stand beside WIC only devices will require the WIC customer to swipe the card twice,
once after all items are scanned and again to complete the purchase of all items.
8. Have the WIC customer enter their Personal Identification Number (PIN) when prompted
by the card reader or register.
It is required for the cashier to witness the signature.
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The WIC customer has four (4) attempts to enter the correct PIN. If the WIC customer
enters the wrong PIN four (4) times in a row, the eWIC card will be locked and the
transaction cannot be processed.
9. Allow the WIC customer to pay for groceries that are non-WIC with a different form of
payment, if the register is integrated. Always accept WIC as the first payment form.
10. Give the WIC customer a clear, legible cash register receipt for each WIC purchase.
The cash register receipt MUST show:
o Name of the Store
o Total $ Amount
o The last four digits of the card number of the Primary Account Number
(PAN) only.
o Store street address, city, state abbreviation and zip code.
o Local date and time of purchase
o WIC food item identifier (if a separate WIC purchase receipt is not provided)
o Benefit expiration date and time
o Purchased food items including the food item quantity, description and unit
of measure.
o Unit cost
o Benefits remaining, including the benefit description, quantity and unit of
measure
o Unique transaction identifier or systems trace audit number
o Must be legible
o WIC must appear on the receipt either handwritten or imprinted by the cash
register
eWIC Transaction Procedures for Fruit and Vegetable Benefits
The cashier shall:
1. Treat WIC customers with the same courtesies as other customers.
2. Ask the WIC customer to separate their WIC foods from other foods, if cash register
requires WIC purchases to be separated.
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Vendor who uses an integrated register will most likely not need WIC customers to
separate their WIC foods for a separate transaction.
Vendors who use a WIC only stand beside device will need to separate the WIC
foods from other groceries to process the WIC transaction.
o If a WIC customer does not mention they are using WIC prior to ringing up
the food, the transaction will need to be re-started to accommodate the
acceptance of WIC benefits, for a register that requires WIC to be separate
transaction.
If using a WIC only stand beside register, the WIC customer shall be required to
swipe the eWIC card at the beginning of the transaction.
3. Scan each item using the UPC attached to the item, or enter the PLU attached to the item.
Items that are scanned or have a PLU entered are compared to an Authorized Product
List (APL) within the register. Only foods that are WIC authorized listed in the APL.
If a food item has a UPC or PLU that is in the APL, the register will accept the item as
WIC allowable. If a food item has a UPC or PLU that is not within the APL the register
will not allow the item to be purchased with WIC benefits.
Produce purchased during an eWIC transaction needs to have the PLU attached to the
item entered into the register. If the PLU is invalid, the generic PLU 4469 should be
used.
o Note: Overrides are not allowed in an eWIC transaction
4. Allow the WIC customer to purchase as many or little benefits in their account as they wish
5. Allow the use of coupons, purchase of items on sale and take advantage of promotional
specials such as:
Cents off coupons
o Single, double, triple, quadruple and other store coupons (if applicable to the
purchase) are acceptable.
o The receipt must document that the value of the coupon was deducted from the
total sales price of the WIC foods purchased with food benefits
o Do not give the reduced dollar amount to the WIC customer in the form of cash,
credit or other valuable goods.
Free Additional Ounces
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o The free additional ounces should cost the same as the ounces specified in the
food benefit. For example: An 18 ounce box of Kix cereal advertises four free
additional ounces, making the box 22 ounces and is sold for the 18 ounce price.
o The free ounces should not be counted towards the maximum number of ounces
allowed by WIC. For example: A box of Kix cereal advertises four free additional
ounces making the box 22 ounces. The four free ounces do not count against the
quantity of 36 ounces specified in the food benefit.
Buy one get one free
o Non-WIC approved foods or items are acceptable free items. For example: Buy a
14 ounce box of Cheerios, and get a 12 ounce box of Honey Nut Cheerios free.
o The receipt must document that only WIC authorized foods were paid for with
WIC food benefits.
o The number of ounces of free additional product should not be counted towards
the maximum number of ounces allowed by WIC. For example: Buy one 12
ounce box of Cream of Wheat Instant hot cereal and get a 12 ounce box free. The
12 ounces from the free box will not be counted against the quantity of 36 ounces
specified in the WIC food benefit.
In store or manufacturers coupons
o WIC customers may take advantage of any/all in-store and/or manufacturer’s
promotions. Some examples are: Store manager’s specials of the day or week or
manufacturers marketing their product in a larger size package/container which
will cost the consumer the same price as the regular size package/container. (It
may say something like ‘20% more free’).
Store membership discount cards
o The store’s discount cards also known as clipless coupons may be used by all
WIC customers and with any/all purchases.
Employee discount cards
o WIC customers who are also grocery store employees may use their employee
discount card with any/all purchases.
6. Total the transaction
If WIC foods are required by the register to be separated total the transaction for the
WIC foods only.
If the balance of the transaction is greater than the fruit and vegetable benefit amount,
the cashier shall ask the WIC customer if they would like to pay the difference.
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If the WIC customer wishes to pay the difference, they can use an tender type accepted
by the vendor (i.e. cash, credit, debit, SNAP).
If the WIC customer wisher to not pay the difference, the cashier will need to remove
fruits and vegetables from the transaction until the balance is equal to the benefit
amount.
7. Have the WIC customer slide their eWIC card through the card reader
Scanned foods will be compared to the eWIC account balance to ensure the WIC
customer has an adequate balance for the purchase.
Stand beside WIC only devices will require the WIC customer to swipe the card twice,
once after all items are scanned and again to complete the purchase of all items.
8. Have the WIC customer enter their Personal Identification Number (PIN) when prompted
by the card reader or register.
It is required for the cashier to witness the signature.
The WIC customer has four (4) attempts to enter the correct PIN. If the WIC customer
enters the wrong PIN four (4) times in a row, the eWIC card will be locked and the
transaction cannot be processed.
9. Give the WIC customer a clear, legible cash register receipt for each WIC purchase.
The cash register receipt MUST show:
o Name of the Store
o Total $ Amount
o The last four digits of the card number of the Primary Account Number
(PAN) only.
o Store street address, city, state abbreviation and zip code.
o Local date and time of purchase
o WIC food item identifier (if a separate WIC purchase receipt is not provided)
o Benefit expiration date and time
o Purchased food items including the food item quantity, description and unit
of measure.
o Unit cost
o Benefits remaining, including the benefit description, quantity and unit of
measure
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o Unique transaction identifier or systems trace audit number
o Must be legible
o WIC must appear on the receipt either handwritten or imprinted by the cash
register
The cashier shall NOT:
1. Prevent WIC customers from purchasing all of the items listed in their WIC food benefits.
2. Require WIC customers to purchase specific brands (excluding the store’s declared brand of
milk, cheese, and eggs) or limit the units of WIC foods (e.g.: allow only a certain brand,
unless it is specifically stated on the food benefits or food list, such as Kellogg’s Corn Flakes
or gallons of milk only).
3. Charge more than the current shelf price
4. Charge for items not purchased
5. Sell WIC infant formula after the manufacturer’s expiration date printed on the
package/container
6. Charge sales tax for WIC foods purchased
7. Provide WIC customers rain checks for WIC foods that were included in the dollar amount of
the WIC transaction.
8. Provide WIC customers cash or credit for eWIC cards.
9. Provide incentive items or other free merchandise to WIC customers.
10. Offer incentive items solely to WIC customers in an effort to encourage participants to
redeem WIC benefits at the vendor’s location.
11. Provide store credit or other free items to WIC customers for redeeming WIC benefits at the
Vendor’s location
12. Require WIC customers to purchase other items in order to redeem WIC benefits.
13. Exchange WIC benefits for non-WIC foods, non-food items, alcohol or tobacco products,
lottery tickets, cash or credit.
14. Charge WIC customers the difference in value if the cost of food specified exceeds the
maximum value of the WIC food benefit.
15. Provide refunds or permit WIC customers to exchange foods purchased with WIC food
benefits for unauthorized foods, no-WIC type foods or other items, cash or credit, except for
ITCA WIC Vendor Manual Original: June 1997
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exchanges of an identical authorized supplemental food items when the original authorized
supplemental food item is defective, spoiled, or has exceeded its “sell by,” ”best if used by,”
or any other date limiting the sale or use of the food item.
An identical authorized supplemental food item means the exact brand
and size as the original authorized supplemental food item purchased and
returned by the WIC customer.
o Vendors are permitted to exchange the defective or recalled food
item for an identical food item. If the vendor has removed the
identical food item from the shelves, the vendor can exchange the
defective food for another authorized supplemental food of the
same type (i.e. peanut butter for peanut butter) from the AZ WIC
Programs Food List.
o For example:
If a jar of “X Brand” peanut butter is recalled and all “X Brand” is
removed from the shelf, the Vendor may exchange the recalled peanut
butter for another brand of authorized peanut butter from the Arizona
WIC Programs Food List. If the WIC customer returns with a recalled
item and has a receipt, the Vendor shall provide the WIC customer
with the same type of food item as referenced above. The replaced
item shall be of equal or lesser value to the price paid by the WIC
Program on the participant’s receipt. If the WIC customer returns with
a recalled item and does not have a receipt, the Vendor shall provide
the WIC customer with the same type of food item as referenced
above. The replaced item shall be of equal or lesser value to the
current cost of the item at the time of the return.
16. The cashier shall not scan a UPC that is not attached to the WIC food item. Using a list of
UPCs for WIC foods is not allowed.
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Balance Transactions & Receipts
Vendors are required to allow WIC customers to check their available balance at no charge. The
vendor’s point of sale (POS) is required to have the capability to run a balance inquiry for the
WIC customer. When a balance inquiry is conducted, the vendor is required to provide the WIC
customer with a receipt to show the eWIC account balance.
The balance receipt must contain the following data:
Last four digits of the Primary Account Number (PAN). All other digits
shall not be displayed in the clear nor printed on the receipt.
Store name. The generally accepted name for the location or one
consistent with the WIC application to become an authorized WIC
vendor.
Store street address, city, state abbreviation and zip code.
Local date and time of balance inquiry.
Benefit expiration date or benefit effective and benefit ending dates.
Benefits available (even if zero balance), including the benefit description,
quantity and unit of measure. If provided at the beginning of the
transaction, data reflects the opening benefit balance; if provided at the
end of the transaction, data reflects the ending benefit balance.
Unique transaction identifier or systems trace audit number. Uniqueness
may be created by a combination of data elements, e.g., vendor
identification number, stand beside terminal number/register number,
operator number, transaction number and date of time.
Voids
When a vendor voids a transaction resulting in a reversal, a WIC purchase receipt or a WIC
vendor sales receipt reflecting the voided transaction shall be provided. For technical
assistance, please contact the FIS Merchant Help Desk.
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Section 4:
Payments, Denied
Transactions, Payment
Adjustments &
Dispute Resolution
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Payment Process
The payment process occurs daily. Payment follows the path of the transaction. Vendors who
conduct WIC transactions during the day will have transactions sent to the eWIC processor for
payment by their third party processor. Transactions are combined resulting in one payment
for all transactions that occurred during a settlement day. A settlement day is considered a 24
hour period that has a cut-off time, after which reimbursement for approved transactions will
occur the following day. The settlement amount is the requested amount in all of a Vendors
redemption transactions presented during the settlement cycle. The requested amount is
reduced by any discount amount and any calculated Not to Exceed (NTE) adjustments. The
total redemption amount calculated is reduced by the amount of any voids or reversals during
the settlement cycle. All Vendors will be paid the maximum allowed amount per item based
on the Vendor’s peer group. All ITCA WIC approved foods are assigned a maximum value
based on the average redemption amount for each food type per peer group, plus a set
standard deviation is applied for each peer group.
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Reasons for Transaction Denial
Transactions are denied at the time of transaction, resulting in an incomplete transaction. If a
transaction is denied, there is no payment requested and no payment issued due to no
exchange of foods or benefits. Transactions can be denied for the following reasons:
Reason for Transaction Denial Criteria Action
Insufficient account balance The WIC customer is
attempting to purchase an
item or items that exceed the
WIC customer’s account
balance
Retrieve account balance to
determine what item is not
included in the WIC
customers account balance.
The transaction can be started
over and completed by
excluding the item not in the
account balance.
Item being purchased is not
in prescription benefits
The WIC customer is
attempting to purchase an
item that is not in their
account balance
Retrieve account balance to
determine what item is not
included in the WIC
customers account balance.
The transaction can be started
over and completed by
excluding the item not in the
account balance.
Customer attempting to
purchase item not in the APL
The WIC customer is
attempting to purchase an
item that is not approved by
the ITCA WIC Program.
Refer to the AZ WIC
Approved Food List to
determine which item is not
WIC allowable. Remove (and
replace if needed) the
unauthorized item and restart
the transaction.
Invalid PIN entry The WIC customer has
entered an invalid PIN
The WIC customer has 4
attempts to enter the correct
PIN. Allow the customer to
enter their PIN as many times
as needed. After 4 attempts,
the eWIC card gets locked
and the transaction cannot be
completed.
Locked eWIC card The WIC customer is
attempting to use an eWIC
card that has been locked due
to too many invalid PIN
A transaction being
conducted with a locked
eWIC card will not be
processed.
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entries
Cancelled eWIC card The WIC customer is using an
eWIC card that has been
cancelled and no longer active
A transaction being
conducted with a cancelled
eWIC card will not be
processed.
Card Inactivated The customer is using an
eWIC card that has been
inactivated
A transaction being
conducted with an inactive
eWIC card will not be
processed.
* All Vendors will be paid the maximum allowed amount per item based on the Vendor’s peer
group. All ITCA WIC approved foods are assigned a maximum value based on the average
redemption amount for each food type per peer group, plus a set standard deviation for each
peer group.
Payment Adjustments
Payments made by the ITCA WIC Program to authorized vendors may be adjusted for the
following reasons:
Item over the Not To Exceed amount Food removed from WIC customer benefits but not received by WIC
customer Transaction communication errors
Not To Exceed amounts are calculated for each WIC item sold during a WIC transaction.
NTE’s are determined by the average redemption price of a WIC item, for the previous 30
days, for all vendors in the same peer group. If an item sold exceeds the NTE amount, the
settlement price will be adjusted to equal the NTE amount. If for any reason, there is a dispute
regarding a payment, the vendor must communicate the dispute to the ITCA WIC Program
following the Transaction Dispute Resolution procedures.
Payments may also be adjusted for items charged to the WIC Program that were not received
by the WIC customer.
If a transaction communication error results in over payment to the vendor, the ITCA WIC
program will adjust the payment to reflect the accurate dollar amount. If transaction
communication errors result in underpayment to an authorized vendor, the vendor must
follow the procedures for Transaction Dispute Resolution.
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Transaction Dispute Resolution
Dispute resolution addresses conditions where on or more parties to an eWIC transaction have
or may incur a financial loss. Transactions can be disputed by the WIC cardholder, the WIC
Vendor or other parties to the transaction. WIC vendor disputes may be initiated by the
vendor, the acquirer or third party processor on the vendor’s behalf. The following disputes
eligible for dispute resolution:
Benefits not available for store and forward transaction
Transaction not paid because of invalid electronic signature (CRC)
Transaction not paid because of out of date food items
o The date and time a food item is tendered shall determine if a food item
is out of date when submitted for payment
o The date and time a food item in tendered is the local date and tie at the
Vendor as reported in the transaction and recorded and adjusted for the
Vendor’s local time by the Card Issuer
o A food item is considered out of date if the date and time a food item
was tendered is 48 hours beyond the file creation date and time of the
APL in force when the food item was tendered and, if provided by ITCA
in the APL:
Is after the UPC end date for the food item
Transaction rejected
Claim file rejected
Transaction not previously submitted
Disputes between a vendor and the ITCA WIC Program will be resolved within 45 days of the
dispute being submitted by the vendor. Vendors are required to research and submit receipts
or other documentation within 10 processing days from the receipt of the notification of a
dispute from ITCA. ITCA will research and provide a response within 10 processing days of
the receipt of the notification of a dispute from the vendor. If a dispute is not resolved within
the specified time frames, the party raising the dispute will be entitled to the claim and will
settle the dispute in their favor. To submit a Transaction Dispute, the following information
must be faxed, emailed or sent by certified mail to the ITCA WIC Program:
Transaction log record for the purchase being disputed Date and time of transaction. The date and time of transaction is the local date and time
at the vendor when a food item is tendered as recorded on the transaction receipt eWIC card number Vendor Identification Number Transaction details, i.e., systems trace audit number, UPC/PLUs purchased, Category
and Sub-Category details
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Mailing Address:
Inter Tribal Council of Arizona, Inc. WIC Program
Attn: WIC Vendor Manager
2214 N. Central Avenue
Phoenix, AZ 85014
Fax Number: (602) 258-4825
Email: [email protected]
Disputes that result in payment being owed to the ITCA WIC Program by the vendor will be
the vendor’s responsibility to submit payment by the payment due date. Disputes that result
in payment being owed to the vendor by the ITCA WIC Program will be made by transaction
adjustment or ACH payment.
ITCA WIC Vendor Manual Original: June 1997
Revised: August 2017
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Peer Groups
Each vendor is assigned to a peer group at authorization for high-risk identification and to
ensure competitive pricing. ITCA will inform all vendors of the criteria for peer groups and
will inform each individual vendor of its peer group assignment.
Authorized vendors will be assigned to one of the following peer groups based on the criteria
listed:
Peer Group 1
Motorized land transport available AND
Not located in a FAR4 zip code AND
Corporate ownership AND
up to 16,999 ft2 in size
Peer Group 2
Motorized land transport available AND
Not located in a FAR4 zip code AND
Corporate ownership AND
117,000 ft2 and above in size
Peer Group 3
Motorized land transport available AND
Not located in a FAR4 zip code AND
Independent ownership AND
Any square footage
Peer Group 4
Motorized land transport available AND
Located in a FAR4 zip code AND
Independent ownership AND
Any square footage
Peer Group 5
NO motorized land transport available AND
Located in a FAR4 zip code AND
Independent ownership AND
Any square footage
Definitions of variables used in the peer group system are:
FAR4: Rural areas that are:
15 minutes or more from an urban area of 2,500-9,999 people
30 minutes or more from an urban area of 10,000-24,999 people
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45 minutes or more from an urban area of 25,000-49,999 people
60 minutes or more from an urban area of 50,000 or more people
Total square footage: The total square footage of the inside of the vendor location as reported
by the individual vendors
Ownership:
Corporate: a national or local chain
Independent: not part of a national or local chain
Transportation:
Motorized land transport is available
Motorized land transport is not available
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Section 5:
Monitoring &
Sanction System
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Revised: August 2017
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Vendor Monitoring
Upon entering into a contract with the ITCA WIC Program, the Vendor is subject to
monitoring by ITCA. ITCA or its representative will visit the Vendor prior to or at the time of
its authorization as an ITCA WIC approved Vendor, as well as throughout the three-year
authorization period. Vendors may be selected for monitoring based on:
Random selection
History of Program abuse
Lack of variety/stock of authorized foods
Volume of WIC business
Customer complaints
Availability of authorized foods
NTE payment adjustments
ITCA monitors Vendors to ensure that they understand the WIC Program's rules, regulations,
and procedures, to reduce program errors and to improve the integrity of the WIC Program.
Vendors may be monitored through the following activities (list is not all inclusive):
Vendor Site Reviews
NTE Reports
Inventory Audits
Compliance Buys
Cash Register Receipt Reviews
Customer Complaints
If rules are not being followed or abuse is discovered, sanctions, fines and possible
disqualification may be imposed based on the type and severity of the violation.
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Vendor Site Review
A Vendor Site Review (VSR) consists of an unannounced on-site visit by an ITCA WIC
representative. This is done to ensure that Vendors are continually well stocked with
authorized foods for WIC customers. As outlined in the Vendor Contract, the Vendor MUST
allow a Vendor Site Review to be conducted. There are four types of Vendor Site Reviews:
1. Initial: First time visit for an applicant or change of owner as a prerequisite for
contract authorization.
2. Initial follow-up: New applicants who did not ‘pass’ the initial VSR due to
insufficient variety or stock, expired formula, prices not posted on shelf or
product, etc. will receive a one-time only follow up visit prior to the decision of
the application.
3. Representative/Routine: Vendor is chosen at random during an authorization
period.
4. High risk/follow-up: Vendors who have high prices, a history of low inventory,
client complaints, and large number of transactions above the NTE, sanitation
issues or other areas of concern will be visited.
During a Vendor Site Review, the ITCA WIC personnel will use the Vendor Site Review Form
to document the visit and any counseling or training provided to the Vendor at the time of the
visit. The following areas will be reviewed during the visit (list is not inclusive):
Attitude of store personnel.
Cleanliness of store.
Current prices for WIC foods.
Freshness of WIC foods.
Problems/complaints vendors may be
experiencing with the WIC program
and WIC clients.
Current health operating permit.
Special problems.
WIC rules and procedures.
Variety and stock of WIC foods.
Verify infant formula purchase.
Verify if store allows WIC clients to
pay the difference when using a
FVB.
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NTE Reports Review
The ITCA WIC Program has a monitoring system that analyzes WIC transactions to determine
if a vendor is experiencing difficulty with redemption procedures. Transactions are monitored
for the following:
Items over the NTE amount Transactions that redeem all
benefits in an eWIC account
Quantity of WIC transactions in a
period of time
Transactions attempted with a
cancelled/deactivated card
Transactions with FVB redeemed
in full
Altered Amount
Transaction voids Transaction reversals
Inventory Audits
Inventory audits are an examination of food invoices or other proofs of purchase to determine whether
a vendor has purchased sufficient quantities of WIC authorized foods to provide clients the quantities
specified as sold to WIC clients by the vendor during a given period of time.
ITCA will compare the vendor's invoices against the redemption information. The vendor
may be awarded fines for any and all program errors discovered during the audit or may be
asked to reimburse the program for foods that were not received by the WIC clients.
Client Complaint Reports
Complaints from clients and local agencies are used to identify problem vendors. The
complaints are forwarded to the ITCA WIC Vendor Manager for review and take action if
needed. ITCA WIC customers may fill out a complaint form in person at the local agency, by
phone, or online on our website.
Compliance Buys
A representative or agent of ITCA will often conduct covert investigations of the vendor to
determine compliance with WIC requirements. In order to accomplish this, designated
compliance buyers will pose as ITCA WIC customers and purchase foods using a eWIC card.
During these investigations, the ITCA personnel will check the store for compliance with
program requirements. If problems are found, the vendor will be issued sanctioned points
and fines and asked to develop a corrective action plan.
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Cash Register Receipt Review
WIC receipts provided by WIC clients may be reviewed for errors by the WIC staff. Certain
errors would include, but are not limited to the following:
1. Sales tax added.
2. Ending balance after transaction not included.
3. Discounts not given.
4. Charging for items not received by the client.
5. Inaccurate price reported per item.
Should discrepancies be found on the receipts, the vendor will be asked to repay the ITCA
WIC Program for unauthorized purchases and/or sales tax. In addition, the Vendor may also
be subject to fines or disqualification.
Sanction System
Authorized Vendors shall comply with the WIC Program regulations, policies and procedures.
If any violations are found through the monitoring efforts, ITCA may take certain measures to
assist the vendor in complying with the rules and regulations of the WIC Program or may
disqualify the vendor for a period of time. These measures may include the following:
1. Additional training or on-site assistance;
2. Written warnings;
3. Fines;
4. Disqualifications;
5. Termination of the Vendor Contract.
The Sanction System is based on two types of violations: Federally Mandated and
Administrative.
Federally mandated sanctions result in minimum of a 1-year disqualification up to
permanent disqualification.
Administrative sanctions result in warnings letters up to 1-year disqualification.
Disqualification of the Vendor from the ITCA WIC Program may result in disqualification
from (SNAP) Supplemental Nutrition Assistance Program. ITCA will disqualify a vendor who
has been disqualified from SNAP or disqualified by another WIC State agency for a
mandatory vendor sanction. The length of disqualification will be for the same amount of
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time as SNAP or disqualification by another WIC State agency and may start at a later date
due to the time lag in notification between programs.
If disqualification of the vendor results in inadequate WIC client access, ITCA may impose a
civil money penalty in lieu of disqualification. Inadequate client access is determined by one
of the criteria listed in the ITCA Policy and Procedure Manual.
Federal regulations state that the WIC Program is required to notify the vendor of the initial
violation, for violations requiring a pattern of occurrences in order to impose a sanction, prior
to documenting another violation, unless the state agency determines that notifying the
vendor would compromise an investigation.
Client Access
ITCA shall use the client access determination criteria in assessing Civil Money Penalties in
lieu of disqualification and when applying selection criteria at application and throughout the
contract period.
Client access is not a legitimate or acceptable issue for a Vendor to raise in appealing a
disqualification and such determination is not subject to administrative review.
Criteria
Inadequate client access is determined by meeting one of the following conditions:
No other authorized or potential vendor within a reasonable distance (5
miles) of the clinic or clients’ residences.
The Vendor serves ten (10) or more WIC clients who could not be
adequately served by another authorized Vendor located within the
geographical area due to a language barrier;
Physical barriers or conditions which would make travel to another
authorized WIC Vendor impossible or difficult (for example, an un-bridged
river, an expressway, an airport, frequent road closings due to flooding/bad
weather)
A client/authorized representative have a disability that cannot be
accommodated by Vendors.
If the vendor meets one of the above conditions, the following information will be
reviewed and documented:
Date the Client Access Determination was complete;
Number of clients that reside in the same zip code as the vendor;
Number of clients that utilized the vendor;
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Check cashing history: dollar value of transactions conducted for a
period of time (based on annual average);
Listing of other store(s), if any, that will include how far the next store is;
Final outcome if store is client access or not.
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Section 6:
Appeal &
Administrative
Review Process
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Vendor Appeal and Administrative Review
The Vendor may appeal certain adverse actions by ITCA according to the administrative
review process set forth in the ITCA Policy and Procedure Manual. Adverse actions may
include denial of the Vendor’s application for authorization, early termination of the Vendor
Contract for cause, disqualification, or imposition of a fine or a civil money penalty in lieu of
disqualification. Administrative review procedures will be available upon request and will be
provided along with any notice of adverse action that is subject to review.
The time period for an appeal is set forth in the ITCA Policy and Procedure Manual and shall
begin upon receipt of notification of the adverse action.
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Section 7:
Vendor Contract,
Authorization &
Selection Criteria
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Vendor Contract, Authorization, and Selection Criteria
Vendor Contract
ITCA ensures that all participating Vendors enter into a written contract (“Vendor Contract”).
The Vendor Contract must be signed by a representative who has the legal authority to
obligate the Vendor. The Vendor Contract and this Manual explain the rights and
responsibilities of the Vendor and the ITCA WIC Program. A sample copy of the Vendor
contract can be found in the following pages. Neither the Vendor Contract nor this Vendor
Manual constitutes a license or a property interest.
The term of the Vendor Contract is three Federal Fiscal Years, beginning October 1 and ending
on September 30. Neither ITCA nor the Vendor has an obligation to renew the Vendor
Contract.
The purpose of the Vendor Contract and this Vendor Manual is to provide retail outlets for
WIC clients and to provide guidelines for both the Vendor and ITCA. It will be the
responsibility of the Vendor to be responsible to ensure Vendor compliance with the terms of
the Contract and this Vendor Manual. You or your designated representative will also be
responsible to accept in-store training; to provide training to all cashiers and other employees
who handle WIC transactions; and to provide special or additional training to employees at
the request of ITCA. The Vendor will be held accountable for the actions or inactions of its
employees.
Authorization
ITCA is responsible for authorization of each store before the store may participate in the
ITCA WIC Program. ITCA will authorize a limited number of vendors. A limited number
and appropriate distribution of vendors will ensure that vendors are accessible to clients and
that program staff can effectively monitor stores for vendor compliance.
Vendor Selection Criteria
Vendors must meet all of the authorization criteria listed at initial authorization and
throughout the contract term, including changes to the criteria that occur during the contract
period. Failure to meet any of the Selection Criteria will result in denial of a vendor’s
application or termination of the Vendor Contract. The Selection Criteria can be found on the
following pages.
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Selection requirements must be met completely before the store is authorized to be an ITCA
WIC Program vendor and must be maintained throughout the contract period. The selection
requirements for the ITCA WIC Program are the following:
1. Must be a full line grocery store and carry at a minimum:
Cereal-5 or more varieties with 5 or more units of each variety
Bread- 4 or more varieties of bread or tortillas with 5 or more units of each variety
Dairy-5 or more varieties with 5 or more units of each variety, it can be a
combination of milk, cheese and yogurt
Fruit- 7 or more varieties with 7 units of each variety
Vegetables- 7 or more varieties with 7 units of each variety
Meat- 4 or more varieties with 5 units of each variety
Note: Participant access stores and stores located on reservation lands of
federally recognized Tribes are exempt from this requirement.
2. Must be a viable business
Vendor must be a viable business that has been open for at least one year prior to the
submission of the vendor application.
Note: Participant access stores and stores and stores located on reservations lands
of federally recognized Tribes are exempt from this requirement.
3. Must be EBT Capable
The vendor must come to the WIC Program will EBT capability. The vendor can
establish this by owning an Electronic Cash Register (ECR) that accepts eWIC
transactions or by demonstrating their cash register system or payment device can
accurately and securely obtain WIC food balances associated with an EBT card, maintain
the necessary files such as the authorized product list, hot card file and claim file and
successfully complete WIC EBT purchases.
Note: Participant access stores and stores and stores located on reservations lands of
federally recognized Tribes may be exempt from this requirement.
4. Minimum Stock Requirements
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Minimum inventory must be maintained by the vendor, at all times throughout the
contract period.
Vendors must submit the ITCA WIC Program Food Item Declaration Form (Attachment
Z) to declare their brands of milk, eggs and cheese WIC customers must purchase. The
ITCA WIC Program Food Items Declaration form will remain in effect until the end of the
contract period or a new form is received and accepted. Vendor must stock the brands,
types and/or package sizes of foods listed on the Arizona WIC Programs Approved Food
List according to the guidelines below and including contracted infant formulas in
accordance with the minimum stock requirements in Attachment B.
5. Hours of Business
The vendor must be open for business at least 8 hours per day, 5 days per week.
6. Competitive Price Evaluation
To ensure prices charged by a vendor are competitive with other vendors, an applicant’s
enrollment price survey on 5 main food items will be compared to the current NTE prices
within their peer group. If the applicant’s prices are not more than 25 percent of the
current NTE prices for the five main food items, then the applicant will be considered. If
the calculated amount exceeds the allowable reimbursement level, the vendor may be
denied. The price evaluation also serves as a means to ensure competitive prices during
the contract period.
7. Accessibility to WIC Clients
The store is located in a neighborhood where WIC clients live.
8. History of Compliance
ITCA will consider a vendor's prior history of compliance with WIC policies and
regulations in the past 3 years including those of other WIC programs including Navajo
Nation and Arizona WIC programs. The vendor or owner shall not have been sanctioned
or disqualified from participating in SNAP (previously Food Stamps Program), WIC or
any other Food and Nutrition Service program in the past 3 years.
9. Volume of WIC Business
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The Vendor must average $250.00 in eWIC transactions per month on an annual basis.
10. SNAP Authorized
The vendor/applicant must be SNAP authorized.
11. Sanitation
The vendor/applicant shall be in compliance with all state, federal, municipal and local
sanitation standards. Store shall be clean and free of rodents, insects and other pests.
Vendor shall keep freezer and refrigeration equipment that store WIC authorized foods at
the required safe temperatures. The vendor shall also maintain and display a current
Health Code Operating Permit (Exceptions may be made for stores on tribal lands).The
Vendor must also notify ITCA immediately and in writing should the current Health
Code Operating Permit and any required license or certificate be denied, suspended or
revoked. If ITCA becomes aware that the Vendor has failed to maintain sanitation or
food safety standards, it may notify the proper regulatory office.
12. Conflict of Interest
There shall be no conflict of interest between the vendor and ITCA or its local agencies.
A conflict of interest relates to the standard of ethical conduct that no officer or employee
shall have any interest, financial or otherwise, direct or indirect, or engage in any
business transaction or professional activity or incur any obligation of any nature which
is in conflict with the discharge of a person’s duties.
If ITCA determines that a conflict of interest exists between the Vendor and ITCA or
ITCA’s local agencies, ITCA may terminate the vendor contract.
13. Business Integrity
ITCA shall deny applications for authorization if the vendor/applicant or its current
owners, officers, or managers have been convicted of or had a civil judgment entered
against them for any activity indicating a lack of business integrity. Activities indicating
a lack of business integrity include, but are not limited to, fraud, antitrust violations,
embezzlement, theft, forgery, bribery, falsification or destruction of records, making false
statements, receiving stolen property, making false claims, or obstruction of justice.
14. Current SNAP Disqualification or Civil Money Penalty for Hardship
The state agency may not authorize a vendor applicant that:
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Is currently disqualified from SNAP.
Has been assessed a SNAP civil money penalty based on hardship.
Is in an imposed disqualification period that has not yet expired.
However, if the denial for authorization results in inadequate client access, the state
agency may consider the applicant under special circumstances.
15. Wholesaler List/Infant Formula
The vendor must only purchase formula from the list of infant formula wholesalers,
distributors and retailers and infant formula manufacturers provided by ITCA.
(Attachment U)
16. Incentive Items
For-profit vendors that derive or are expected to derive more than 50% of their annual
food sales revenue from the sale of supplemental foods obtained from WIC transactions
(includes all WIC programs) are not allowed to provide incentive items or other free
merchandise. Vendors are not allowed to offer incentive items to WIC clients that are not
offered to non-WIC customers. Services obtained at no cost to the A-50 vendor or of
nominal value are allowable incentive items. For-profit goods or services offered by the
A-50-vendor to WIC clients at fair market value based on comparable for-profit goods or
services of other businesses are not incentive items subject to approval or prohibition,
except that such goods or services must not constitute a conflict of interest or result in a
liability for the WIC Program. Anything made available in a public area as a
complimentary gift which may be consumed or taken without charge is a prohibited
incentive item.
17. WIC Only Vendors
For-profit vendors/vendor applicants that derive or are expected to derive more than 50%
of their annual food sales revenue from the sale of supplemental foods obtained from
WIC transactions (includes all WIC programs) will be terminated/denied from
authorization unless the vendor is needed to ensure client access. Newly authorized
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vendors will be monitored 6 months after authorization to ensure that they are not above
50 % Vendors.
18. ACH Payments
Vendors must have a bank account used for transaction reimbursement and accepting
ACH payments.
19. Equal Treatment
The vendor must offer WIC customers the same courtesies that are offered to other, non-
WIC customers. Vendors may not exclude WIC customers from in-store promotions, this
includes: disallowing the use of coupons or other vendor discounts in WIC transactions
that are allowed in non-WIC transactions. The vendor may not treat WIC customers
differently by offering them incentive items, vendor discounts, coupons or other
promotions that are not offered to non-WIC customers.
20. Split Payment
The vendor must have a register that can accommodate a split tender when completing a
WIC fruit and vegetable check transaction.
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Section 8:
Reporting Changes
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Change of Vendor Name, Contact Information, Banking Information, Cash
Register, Third Party Processor or Hours of Operation
The Vendor must notify ITCA within 30 days of a change in banking management, cash
registers, third party processors, or hours of operation.
The Vendor shall notify ITCA in writing or by using the Vendor Notice of Banking Change
Form at least 30 calendar days before change of banking information. The Vendor shall notify
ITCA in writing or 30 days before change in cash register, or third party processor. The
Vendor shall notify ITCA in writing or 30 days before change in store name, the store’s mailing
address, or the store’s telephone/fax number. A change in Vendor location is not a change in
mailing address. Failure to report changes in banking information, cash register information,
or third party processing information will result in the ITCA WIC Program losing the ability to
reimburse a vendor for benefits redeemed.
The Vendor Notice of Banking Change Form can be found on the following pages.
Change in Ownership
The Vendor must provide ITCA 30 days advance written notification of any change in Vendor
ownership, store or outlet location, or cessation of operations, including bankruptcy. Written
notice must include:
Previous owner information
Vendor Name
Vendor ID
Physical Address, City, State, Zip Code
Mailing Address, City, State, Zip Code
New owner information
Name
Address, City, State, Zip Code
Phone Number
Effective Date
If notice is not given, Vendor is liable to ITCA for all WIC benefits reimbursed after the
change in ownership. ITCA may pursue all remedies available to collect, including
establishing a claim against the Vendor.
This Contract immediately terminates upon the change in Vendor ownership or the cessation
of operation. This Contract is not transferable between owners and establishments.
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Change in Location
Vendors who change the location of their business will not be authorized at their new location
unless they have applied ITCA for authorization; have met all selection criteria; and have
received a Vendor contract for the new location.
Vendors shall notify ITCA in writing at least 30 days before changing locations. This Contract
is not transferable between locations. The Contract will be terminated when the Vendor
changes location.
Please mail reported changes to: ITCA WIC Program
Attn: Mallory Phelps, Vendor Specialist
2214 N. Central Avenue, suite 100
Phoenix, AZ 85004
You may also fax to: (602) 258-4825
Or email: [email protected]
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Section 9:
Complaints
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Complaints
Clients/authorized caregivers and Vendors have obligations and responsibilities to the ITCA
WIC Program.
A client may file a complaint against a WIC Vendor by contacting ITCA or its local agencies,
on the ITCA website: www.itcaonline.com/wic, or in person.
Complaints by clients against Vendors may include, but are not limited to:
1. Vendor’s employee was verbally abusive;
2. Vendor was out of WIC authorized food(s);
3. Vendor sold expired infant formula;
4. Vendor overcharged for WIC food(s).
A Vendor may file a complaint against a WIC client/authorized caregiver by contacting ITCA
by mail, phone, or on the ITCA website: www.itcaonline.com/wic.
Complaints by Vendors against clients/authorized caregivers may include but are not limited
to:
1. Client/authorized caregiver/proxy were verbally abusive to Vendor employee.
2. Client/authorized caregiver/proxy attempted to purchase unauthorized WIC food(s).
3. Client/authorized caregiver/proxy attempted to return food purchased with WIC benefits
for a cash refund.
ITCA will take the appropriate follow up action on all complaints received.
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Section 10:
Helpful Handouts
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Request to add UPC form