vanhatalo & niewenhuizen on fetal pain
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Vanhatalo & niewenhuizen on fetal painTRANSCRIPT
Review article
Fetal pain?
Sampsa Vanhataloa, b,*, Onno van Nieuwenhuizenc
aDepartment of Anatomy, Institute of Biomedicine, University of Helsinki, P.O. Box 9, 00014, Helsinki, FinlandbUnit of Child Neurology, Hospital for the Children and Adolescent, University of Helsinki, Helsinki, Finland
cWilhelmina Children's Hospital, University of Utrecht, Utrecht, The Netherlands
Received 20 May 1999; received in revised form 13 December 1999; accepted 15 December 1999
Abstract
During the last few years a vivid debate, both scienti®cally and emotionally, has risen in the medical literature as to whether a fetus is able
to feel pain during abortion or intrauterine surgery. This debate has mainly been inspired by the demonstration of various hormonal or motor
reactions to noxious stimuli at very early stages of fetal development. The aims of this paper are to review the literature on development of the
pain system in the fetus, and to speculate about the relationship between ``sensing'' as opposed to ``feeling'' pain and the number of reactions
associated with painful stimuli. While a cortical processing of pain theoretically becomes possible after development of the thalamo-cortical
connections in the 26th week of gestation, noxious stimuli may trigger complex re¯ex reactions much earlier. However, more important than
possible painfulness is the fact that the noxious stimuli, by triggering stress responses, most likely affect the development of an individual at
very early stages. Hence, it is not reasonable to speculate on the possible emotional experiences of pain in fetuses or premature babies. A
clinically relevant aim is rather to avoid and/or treat any possibly noxious stimuli, and thereby prevent their potential adverse effects on the
subsequent development. q 2000 Elsevier Science B.V. All rights reserved.
Keywords: Abortion; Fetus; Fetal pain; Intrauterine surgery
1. Introduction
During the past decade, increasing attention has been paid
to pain perception and its treatment in the neonatal period.
This has led to a wide debate as to whether pain sensation is
possible during fetal life. Pain sensation in the fetus is a
serious and dif®cult issue in public debate [1], especially
in relation to late abortion [2,3], but also because of the
rapidly increasing number of intrauterine operations. This
review will focus on current opinion concerning the devel-
opment of the pain system, on the possibility of a fetus
feeling pain, and on the probable impact of noxious experi-
ences on subsequent development of the individual.
2. Pain as a sensation and its measurement
The International Association for the Study of Pain has
de®ned pain as `an unpleasant sensory and emotional
experience associated with actual or potential tissue
damage', with an emphasis on previous injury-related
experiences [4]. This implies that the biological function
of pain is to help the organism recognize and avoid immi-
nent dangers. Thus, pain consists of two components: (i)
sensation of the stimulus (nociception), and (ii) emotional
reaction, which is the unpleasant feeling due to a noxious
stimulus. These two components occur in the brain in two,
both anatomically and physiologically distinct systems
[5,6].
Sensing pain requires a developed neural pain system,
which includes the peripheral pain receptors, the afferent
neural pathway to the spinal cord, the ascending tract to
the thalamus, and from the thalamus to the cerebral cortex
(Fig. 1). Pain impulses are also processed in a number of
other, subcortical structures, e.g. hypothalamo-pituitary
system, amygdala, basal ganglia [7], and the brain stem
[5,6]. These brain areas account for the subconscious feeling
of painfullness and for the number of pain-triggered auto-
nomic and hormonal re¯exes. These components of pain
processing do not require cortical level activity, and they
may thus be considered to occur subconsciously.
Being purely subjective, pain is a dif®cult parameter to
measure [8]. While measurements of pain with cooperative
subjects are based on subjective scales of pain intensity,
these methods are not applicable to neonates or premature
babies. Therefore, a number of indirect methods have been
developed to assess clinically their possible painfulness [9±
11]. These methods are based on changes in either behavior
Brain & Development 22 (2000) 145±150
0387-7604/00/$ - see front matter q 2000 Elsevier Science B.V. All rights reserved.
PII: S0387-7604(00)00089-9
www.elsevier.com/locate/braindev
* Corresponding author. Fax: 1358-9-1918499.
E-mail address: svanhata@helsinki.® (S. Vanhatalo)
(e.g. quality of cry or motor movement patterns) or auto-
nomic parameters (e.g. pulse rate or blood pressure). They
are still being developed; none is yet suitable for assessing
pain in fetuses. Also the question remains: do present pain
treatments only suppress the responses to pain rather than
suppressing the pain itself [12]?
3. Development of the pain systems in the fetus
Pain may be viewed at three different levels, regardless of
age: somatosensory functions of pain, pain-induced physio-
logical (autonomic and endocrinological) re¯exes and pain
behavior. In the following, the development of these aspects
in the fetus will be reviewed brie¯y.
3.1. Development of the somatosensory pain system
The neuroanatomical pathways (Fig. 1) for tactile (e.g.
touch and pain) sensation are amongst the ®rst functional
entities to develop within a long time frame (Table 1). This
suggests that already early in life pain is an important signal
[13]. First nociceptors appear around the mouth as early as
the seventh gestational week; by the 20th week these are
present all over the body. It is only after this that peripheral
afferent nerves make synapses to the spinal cord, during
weeks 10±30 [6], followed by myelination of these path-
ways [14]. A functional spinal re¯ex circuitry develops
almost simultaneously with the ingrowth of the peripheral
afferents towards the spinal cord [6,13].
Far less is known about the development of the higher
parts of pain pathways, spinothalamic and thalamo-cortical
pathways. Spinothalamic connections are established in the
20th gestational week, and their myelinization is completed
by 29 weeks of gestational age [5]. The thalamo-cortical
connections in humans begin to grow into the cortex at
24±26 weeks of gestation, meaning that pain impulses
S. Vanhatalo, O. van Nieuwenhuizen / Brain & Development 22 (2000) 145±150146
Fig. 1. The neuronal pathways participating in pain: (1) peripheral afferent
nerve transmits the signal to (2) the ascending tract neuron in the spinal
cord dorsal horn, which synapses with (3) the next neuron in the thalamus.
Here the pain impulse is distributed to two systems, which bring the signal
to (4) the somatosensory cortex (pain perception), and (5) the limbic cortex
(affective component). Thus a pain message has to reach the cerebral cortex
to become `a pain'. In addition, there are (6) a number of descending
neuronal pathways to the dorsal horn of the spinal cord, which modulate
the ascending pain impulses.
Table 1
Literature on the anatomical and functional development of the different
parts of the pain systema
Part of the
system
Detail Timing
(weeks)
Nociceptors Nociceptors appear (start around the
mouth and later over the entire body)
7±20
Peripheral
afferents
Synapses appear to the spinal cord 10±30
Spinal cord Stimulation results in motor
movements
7.5
Spinothalamic connections
established
20
Pain pathways myelinize 22
Descending tracts develop Postnatally
Thalamocortical
tracts
First axons appear to the cortical plate 20±22
Functional synapse formation of the
thalamo-cortical connections
26±34
Cerebral cortex Cortical neurons migrate (cortex
develops)
8±20
First EEG bursts may be detected 20
Symmetric and synchronic EEG
activity appears
26
Sleep and wakefulness patterns in the
EEG become distinguishable
30
Evoked potentials become detectable 29
a See Refs. [5,6,13±15,17,42].
may reach the cerebral cortex for the ®rst time during week
26 [13,15]. However, it is not before week 29 that evoked
potentials can be measured from the cortex, suggesting that
a functionally meaningful pathway from the periphery to the
cerebral cortex starts to operate from that time onwards. The
human development of the pain pathways subserving affec-
tive components, i.e. thalamo-limbic connections, is poorly
understood. The thalamo-hippocampal connections prob-
ably develop simultaneously with the other thalamo-cortical
pathways [16]. However, signaling pathways from the
periphery to the deeper brain areas are more likely estab-
lished along with the growth of the spino-thalamic tracts at
20 weeks of age, allowing for subcortical processing of pain
at much earlier ages.
Neurons of the cerebral cortex begin their migration from
the periventricular zone at eight weeks of gestation, by 20
weeks the cortex has acquired its full complement of
neurons, and glial proliferation is active throughout child-
hood [13,17,18]. Organization of the cortical networks
occurs simultaneously with neuronal migration: synapse
formation begins during the 12th week, and peaks during
the last trimester [17,19], as dendritic arborization and
axonal elongation proceed. Thalamo-cortical projections
wait just beneath the cortex (subplate) until the rough orga-
nization of the cortex is completed to allow their ingrowth
[16]. Electroencephalographic activity, which, to some
extent, re¯ects the integrity of the cortex and thalamo-corti-
cal circuitries, appears for the ®rst time at 20 weeks, but
becomes synchronic at 26 weeks, and reveals sleep-wake
cycles only at week 30 [5,13]. Unlike the other senses pain
is essentially a multimodal experience, and thus also
requires a concerted action of multiple cortical areas.
Such a `mature' processing of pain will, in turn, only be
possible long after birth.
Maturation of the pain-modulating, descending pathways
in the spinal cord, are crucial for a proper pain reaction.
These develop very late, and animal experiments on rats
have shown that they are functional only in the second
postnatal week. Such a late functional maturation is prob-
ably due to a late development of both descending noradre-
nergic and serotonergic pathways and spinal cord dorsal
horn interneurons [15]. The strong re¯exes to pain stimuli
seen in fetuses and neonates are probably due to this imma-
turity of the modulatory systems, implying that there is less
control of the entry of the peripheral stimuli into the central
nervous system [15].
As to the fetal physiology of pain, it is notable that the
®rst functional and anatomical pathways may substantially
differ from their mature counterparts [15,20]. For example,
afferent nerves from the touch-sensing receptor in the skin
of a fetus make synapses with the spinal cord ascending
neurons that are specialized for pain impulses in the mature
system [15]. In addition, the skin area innervated by a single
pain-transmitting neuron (receptive ®eld) is much larger
during development than in the mature system. These
fundamental differences in the fetal nervous system (as
compared to the mature system) make it apparently incap-
able of precisely localizing or distinguishing a painful
stimulus from other stimuli. Therefore, various kinds of
stimuli may induce very holistic and unspeci®c reactions,
which in later development become more restricted and
functionally meaningful (see below).
3.2. Behavioral pain reactions during the fetal period
A painful stimulus induces motor movements like with-
drawal re¯exes, body movements or even vocalizations,
which are often regarded as an indication of pain in the
neonate [10,11,20,21]. First motor re¯exes, head tilting
after perioral touch, appear at 7.5 weeks of gestation.
Hands become touch sensitive at 10.5 weeks, and at 14
weeks of age the lower limbs also begin to participate in
re¯ex movements [15,22,23]. It is important to note,
however, that these reactions are completely re¯exive,
guided by the spinal cord, and it is, therefore, irrelevant to
speculate about sensing or higher perception of pain at this
stage [24].
Due to the immaturity of the pain-modulating systems,
re¯ex threshold is remarkably low and re¯exes are large,
e.g. pinching a toe results in a whole body movement [6,15].
Also, there is no obvious correlation between the intensity
of the noxa and the strength of the re¯ex associated with it.
Therefore the strong, noxa-elicited re¯exes are more a
re¯ection of the immaturity of the modulatory systems
than a reliable indicator of painfulness.
Unlike other motor re¯exes facial expressions may speci-
®cally re¯ect the emotions of pain [10,11]. This idea has
been supported by the observations that premature babies
born as early as the 26th week of gestation may possess
facial expressions that are speci®c for pain. The facial
expressions may even allow for objective analysis of sub-
components, which appear to be similar to those found in
adults during a period of pain [10,21]. A detailed analysis by
Humphrey [22] of the re¯exes triggered by trigeminal nerve
stimulation showed that a rich variety of facial re¯exes to
various somatic stimuli may be observed at very early stages
of development, suggesting an early development of these
motor circuits. Such motor movements are most likely coor-
dinated by subcortical systems, tentatively called an
emotional motor system (for review, see Holstege [25]),
and thus probably re¯ect the development of these lower
brain circuitries.
3.3. Development of the autonomic and endocrine re¯exes
Fetal pain has been repeatedly studied by demonstrating
the autonomic or neuroendocrinological reactions to
noxious stimuli [9,20]. Interpretation of these re¯exes is,
however, complicated because they are relatively unspeci®c
indicators of subjective painfulness, even in adult patients.
Giannokoulopoulos et al. [26] demonstrated in 23-week-old
fetuses that pricking the innervated hepatic vein with a
needle resulted in an elevation of the cortisol and b-endor-
S. Vanhatalo, O. van Nieuwenhuizen / Brain & Development 22 (2000) 145±150 147
phin levels in the plasma, while stimulation of the uninner-
vated placental cord had no effect. This study gave rise to
widespread speculation that this would indicate painfulness
already at 23 weeks of age, regardless of the absence of the
thalamocortical connections. These ®ndings do rather indi-
cate that the stimulation was able to activate the hypotha-
lamo-hypophysial axis, thereby bringing about a hormonal
re¯ex to the noxa. The same group later showed that inva-
sive procedures may alter the brain blood ¯ow at the 18th
week [27], supporting an idea that painful stimuli may trig-
ger large scale responses in the central nervous system with-
out reaching the cortex.
While noxious stimuli are associated with remarkable
changes in autonomically regulated parameters (e.g. respira-
tion or pulse frequency), there appears to be no reliable
correlation between the changes in these parameters and
the intensity of the noxa [10,28]. Therefore, a reliable esti-
mation of painfulness from these parameters is as yet not
feasible.
Nevertheless, it is interesting to note that the hormonal,
autonomic and metabolic re¯exes are suppressed by analge-
sics: fentanyl suppressed the hormonal and autonomic reac-
tions to surgical operations at 28 weeks of gestation [28,29],
while the adrenal levels were lowered by morphine at a
gestational age of 27±31 weeks in prematurely born children
in an intensive care unit [30]. Although the mechanisms of
these effects are not well understood, these studies provide
evidence that the stress reactions experienced by the fetuses
or the premature babies may be substantially alleviated by
appropriate medication.
4. Impact of pain experiences on later development
Knowledge of the development of pain pathways
provides us with a theoretical time constraint for the devel-
opment of sensing a noxious stimulus. However, processing
of pain occurs in the brain stem and also in the hypotha-
lamo-limbic systems [5,31]. Thus activation of the somato-
sensory cortex is probably not required for a noxa to
in¯uence an individual's development. Indeed, pain induces
redistribution (reduction) of brain blood ¯ow as early as the
18th week of gestation [27], and preterm babies show habi-
tuation to external stimuli already before thalamo-cortical
connections, during the 25th week of gestation [32]. Experi-
ments on rat pups and human preterm babies have shown
that noxious stimulation may result in permanent spinal cord
level sensitization to pain stimuli [15,33], and this can be
reversed by topical anaesthesia [34]. All these ®ndings
imply that effective and meaningful, subcortical pain
processing occurs in fetuses several weeks before the
noxious stimuli reach the cortex.
Development and subsequent organization of the nervous
system occurs by a primary overproduction of neurons and
connections, followed by a rivalry and a survival of the
functional parts of the circuitry only [17]. Final organization
of the brain circuitries relies predominantly on guidance
from external input, which makes the brain sensitive to
strong experiences, especially during early maturation.
Although the causal links between the external stimuli and
different developmental features are virtually impossible to
prove unambiguously in humans, a number of indirect
studies have provided evidence for correlations of the
early pain experiences to later behavioral variables or to
later developmental outcomes (for review, see Anand [20]).
The most important common denominator of the devel-
opmental pain effects is probably the robust and long-lasting
stress response, which has been associated with increased
mortality at later stage [20,29,35]. Neurodevelopmentally,
the most important stress responses are probably the marked
¯uctuations in blood pressure and cerebral blood ¯ow, and
the hypoxaemia [20,36], which may even predispose to or
accentuate an intracerebral hemorrhage [20]. These changes
in oxygenation or circulation may be prevented by adequate
pain treatment [20,36]. A study on human subjects demon-
strated increased salivatory cortisol responses 6 months
after stressful birth conditions [37], and a number of animal
experiments have provided evidence for permanent changes
in endocrine and/or immune systems or brain hormone
receptor expression patterns after pain or other stressful
stimuli (for review see Anand [20]).
Infants treated in neonatal intensive care units (ICU) for 4
weeks manifested decreased behavioral and increased cardi-
ovascular responses to the pain of heel prick, and these
alterations correlated with the number of invasive proce-
dures experienced since birth [38]. Furthermore,
unanaesthetized circumcision is associated with long-term
alterations in pain-related behavioral response at 4 and 6
months of age [20,39]. In older children an objectively
measurable change in their pain-related behavior, even 4
months post-operatively, was shown to depend on the type
of pain treatment during surgical procedures [40]. Long
term follow-up studies on children exposed to neonatal
pain/stress have repeatedly shown correlations between
the stay in the ICU and the later neuropsychological
complex of altered pain thresholds and/or abnormal pain-
related behaviors [20,41].
All these data suggest that a repetitive, or sometimes even
strong acute pain experience is associated with long-term
changes in a large number of pain-related physiological
functions, and pain or its concomitant stress increase the
incidence of later complications in neurological and/or
psychological development. Of utmost clinical importance
are the ®ndings that adequate pain treatment may prevent
these later sequelae [15,20,29,36].
5. Conclusions
A fetus reacts to painful stimuli by various motor, auto-
nomic, hormonal and metabolic changes at relatively early
stages of gestation. Due to the immaturity of the modulatory
S. Vanhatalo, O. van Nieuwenhuizen / Brain & Development 22 (2000) 145±150148
systems, the ®rst reactions are purely re¯exive and they are
often unrelated to the type of stimulus. While the fetal
nervous system is capable of mounting such protective
re¯exes against potentially harmful noxa, there is no
evidence to support a feeling of pain at the earliest stages.
Cortical processes, and hence, theoretically, the ®rst sensory
experiences, only become possible when the thalamocorti-
cal connections grow during the 26th week of gestation.
It is important to note that, especially in fetuses, noxious
stimuli may have adverse effects on the developing indivi-
dual regardless of the quality or the level of processing in
the brain. In addition to the cerebral cortex, pain also acti-
vates a number of subcortical mechanisms and a large scale
of physiological stress responses, which thus implies that
the growth of the thalamo-cortical connections and subse-
quent cortical activation is not required for the developmen-
tal in¯uences of pain. Hence, after the development of the
spinal cord afferents around the gestational week 10, there
may be no age limit at which one can be sure noxae are
harmless. The clinically relevant question would be: which
sensory experiences are potentially harmful for the devel-
opment of a fetus? While our understanding of the relations
between the noxae and their developmental effects is still
poor, the clinical studies have suggested that the pain-
induced behavioral alterations may be prevented by
adequate pain treatment. There are strong indications that
one should take all reasonable measures to treat potentially
noxious situations, regardless of age.
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