united states court of appeals for the federal circuit … · united states court of appeals for...

46
2016‐2017, ‐2026, ‐2027 IN THE United States Court of Appeals for the Federal Circuit CROSSROADS SYSTEMS, INC., Appellant, v. CISCO SYSTEMS, INC., QUANTUM CORP., ORACLE CORPORATION, DOT HILL SYSTEMS CORPORATION, Appellees. Appeals from the United States Patent and Trademark Ofϐice, Patent Trial and Appeal Board in Nos. IPR2014‐01226, IPR2015‐00825, IPR2015‐00854, IPR2014‐01463, and IPR2014‐01544. REPLY BRIEF OF APPELLANT CROSSROADS SYSTEMS, INC. John A. Dragseth Robert Courtney Conrad Gosen FISH & RICHARDSON P.C. 3200 RBC Plaza, 60 South 6th St. Minneapolis, MN 55402 Telephone: 612‐335‐5070 October 5, 2016 Attorneys for Appellant Case: 16-2017 Document: 40 Page: 1 Filed: 10/05/2016

Upload: duongduong

Post on 26-Mar-2018

213 views

Category:

Documents


0 download

TRANSCRIPT

2016‐2017,‐2026,‐2027

INTHE

United States Court of Appeals for the Federal Circuit

CROSSROADSSYSTEMS,INC.,

Appellant,

v.

CISCOSYSTEMS,INC.,QUANTUMCORP.,ORACLECORPORATION,DOTHILLSYSTEMS

CORPORATION,

Appellees.

AppealsfromtheUnitedStatesPatentandTrademarkOf ice,PatentTrialandAppeal

BoardinNos.IPR2014‐01226,IPR2015‐00825,IPR2015‐00854,IPR2014‐01463,and

IPR2014‐01544.

REPLYBRIEFOFAPPELLANTCROSSROADSSYSTEMS,INC.

JohnA.DragsethRobertCourtneyConradGosenFISH&RICHARDSONP.C.3200RBCPlaza,60South6thSt.Minneapolis,MN55402Telephone:612‐335‐5070

October5,2016 AttorneysforAppellant

Case: 16-2017 Document: 40 Page: 1 Filed: 10/05/2016

i

CERTIFICATEOFINTEREST

CounselfortheAppellantCrossroadsSystems,Inc.certi iesthefollowing:

Thefullnameofeverypartyoramicusrepresentedbymeis:

CrossroadsSystems,Inc.

Thenameoftherealpartyininterestrepresentedbymeis:

N/A

Allparentcorporationsandanypubliclyheldcompaniesthatown10percentormoreofthestockofthepartyoramicuscuriaerepresentedbymeare:

CrossroadsSystems,Inc.hasnoparentcompanyandnootherpubliclyheldcompanyowns10%ormoreofCrossroadsSystems,Inc.’sstock.

Thenamesofalllaw irmsandthepartnersorassociatesthatappearedforthepartyoramicusnowrepresentedbymeinthetrialcourtoragencyorareexpectedtoappearinthiscourtare:

Fish&RichardsonP.C.:JohnA.Dragseth,RobertCourtney,ConradGosen

BlankRomeLLP:RussellWong,JamesHall,KeithA.Rutherford,SteveEdwards,DomingoManuelLlagostera

SprinkleIPLawGroup:StevenR.Sprinkle,JohnL.Adair,ScottS.Crocker,ElizabethBrownFore

FloydWalkerLawFirm:R.FloydWalker

Case: 16-2017 Document: 40 Page: 2 Filed: 10/05/2016

ii

Date:October5,2016 /s/JohnA.Dragseth Signatureofcounsel JohnA.Dragseth Printednameofcounsel

Case: 16-2017 Document: 40 Page: 3 Filed: 10/05/2016

TABLEOFCONTENTS

Page

iii

INTRODUCTION....................................................................................................1

ARGUMENT.............................................................................................................2

I. ALLTHEINTRINSICEVIDENCEREQUIRESTHATTHEMAPITSELFBEDEVICE‐TO‐DEVICE....................................................................2

A. TheClaimsRequirethattheMapsBeDevice‐to‐Device.......................................................3

B. TheSpecificationDescribesOnlyMapsthatIdentifyBothDevices,WhichWasaDistinctionoverPriorArt..........................................................................................8

C. CiscoRaisedandRaisesNoDisputeAbout“Device‐to‐Device”MappingBeingintheArt.............................................................13

D. CiscoRaisesNoLegitimateDisputeontheDependentClaims..........................................18

II. ANYWAIVERHEREISCISCO’S...........................................23

A. CiscoProsecutedtheIPRonaSingleBasisofRejection,andThatishowtheBoardTreatedIt...................................................23

B. Cisco’sPassageDoesNotIdentifyaSeparateBasisforRejection....................................30

C. WaiverDoesNotApplytoaLesser‐IncludedPointLikeThatRaisedbyCisco...................................................................................35

Case: 16-2017 Document: 40 Page: 4 Filed: 10/05/2016

TABLEOFCONTENTS(cont’d)

Page

iv

D. CiscoProvidesNoOtherBasistoFindWaiver....................................................................36

CONCLUSION.......................................................................................................37

Case: 16-2017 Document: 40 Page: 5 Filed: 10/05/2016

TABLEOFAUTHORITIES

Page(s)

v

Cases

ArendiS.A.R.L.v.AppleInc.,__F.3d__,2016WL4205964(Fed.Cir.Aug.10,2016).......................21

InreChu,66F.3d292(Fed.Cir.1995).............................................................................10

CurtisLumberCo.v.LouisianaPac.Corp.,618F.3d762(8thCir.2010)............................................................................29

DellInc.v.AcceleronLLC,818F.3d1293(Fed.Cir.2016)..........................................................................6

HarrisCorp.v.EricssonInc.,417F.3d1241(Fed.Cir.2005).......................................................................36

Indacon,Inc.v.Facebook,Inc.,824F.3d1352(Fed.Cir.2016).......................................................................11

Nystromv.TREXCo.,424F.3d1136(Fed.Cir.2005)................................................................10,11

Prietov.Quarterman,456F.3d511(5thCir.2006)............................................................................35

SASInst.,Inc.v.ComplementSoft,LLC,825F.3d1341(Fed.Cir.2016).......................................................................27

TrusteesofColumbiaUniv.v.SymantecCorp.,811F.3d1359(Fed.Cir.2016).......................................................................11

Wi‐LAN,Inc.v.KilpatrickTownsend&StocktonLLP,684F.3d1364(Fed.Cir.2012).......................................................................36

OtherAuthorities

37C.F.R.§42.23(b)(2015).....................................................................................27

Case: 16-2017 Document: 40 Page: 6 Filed: 10/05/2016

1

INTRODUCTION

Ciscolargelyavoidsthemeritsofthisappealbecauseithasno

legitimateposition.Thereisnotruedisputeaboutwhatthepriorart

shows.ThequestionfortheCourtisthelegalquestionofwhatthe

patentclaimsdefine.

Theanswerisplainbecausetheclaimsrequirethatthemap

itselfreachfromdevice‐to‐device.Itisnotenoughsimplythatdata

reachadevicebyusingamapthatreferencesarouter’sport.The

requirementthatthedevicesberepresentedinthemapitselfis

explicit,itiswhatthedetaileddescriptiondescribes,itiscoretothe

invention,andimportantly,itisinconsistentwithallthepriorart.

Cisco’sleadissue(waiver)isasmuchanimproperattemptto

expandthisappealasitssubstantiveargumentisanimproperattempt

toexpandtheclaims.Ciscosaysthereweretwowhollyseparateand

distinctbasesofrejectionintheIPR—thoughCisco’sPetitionwasnot

soformed,andtheBoarddidnotinstituteontwobases(bothpoints

Cisconevermentions).Andthecontextoftheshortpassageonwhich

Ciscoreliessuggestsnosuchresult.TheBoard’sownrulesanddue

Case: 16-2017 Document: 40 Page: 7 Filed: 10/05/2016

2

processwouldnotpermitrulingsontwodifferentbases;theBoard

neverusedheadingsorwordstosetofftwoissues;thepassagein

questionisexplicitlypremisedonaportionofCisco’spetitionthat

undoubtedlydidnotraisetwogrounds;Cisco’sexpertneverreliedon

theHPJournalforthemappinglimitations;andnoothercontext

suggestsexistenceoftwodistinctrejections.Rather,theBoardinthat

passagesimplyprovidedarationaleforitssinglemainpoint,which

itselfwaspremisedonerroneousexpansionoftheclaimconstruction.

Iftherewaswaiver,itwasbyCisco,whenitomittedthesegrounds

fromitsPetition.

ARGUMENT

I. ALLTHEINTRINSICEVIDENCEREQUIRESTHATTHEMAPITSELFBEDEVICE‐TO‐DEVICE

Thedisputeinthiscaseisaboutclaimconstruction—whether

theclaimsrequiredevice‐to‐devicemapping.Cisco’spositionisthat

theclaimsaresatisfiedwheneverdatamovesfromonedeviceto

another,howeverthatmightoccur.Butthe’035,’041,and’147

patentsarenotthatbroad.Rather,alltheintrinsicevidencerequires

Case: 16-2017 Document: 40 Page: 8 Filed: 10/05/2016

3

thattheclaimed“map”itselfidentifytheenddevices(e.g.,byaname

orID).Thisdenovoissuecompelsreversal.

A. TheClaimsRequirethattheMapsBeDevice‐to‐Device

Asexplainedinouropening,theclaimsexplicitlyrequiredevice‐

to‐devicemapping,notjustthatdataflowbetweentwodevices:

anaccesscontroldevice...operableto:mapbetweentheatleastonedeviceandastoragespaceontheatleastonestoragedevice;...

’147patent,cl.21,Appx19703.Thisisnotarecitationthatthesystem

merelyneedstocauseadevice‐to‐deviceconnectiontobemade—

whichisCisco’sposition.Theclaimsontheirfacearemorespecific.

Theconnectionmustbeexpresslyrecitedwiththemap—i.e.,the“at

leastonedevice”andthe“storagespaceontheatleastonestorage

device”mustbeidentifiedinamap(e.g.,throughalogicalname).The

claimsdonotallowthemaptobesomethingotherthanthoseend

devices,suchasaport.

Byanalogy,arailroadmapdepictingonlyasetoftracks,butnot

arailroadswitchoradditionaltracksinstalledafterthemapwasmade,

isnota“map”tocitiesthatappearnowhereonthemap.Thatistrue

evenifthecitiesmaybereachedbythelater‐installedtracksandby

Case: 16-2017 Document: 40 Page: 9 Filed: 10/05/2016

4

someonephysicallyconnectingthetracksproperlyviatheswitch.In

otherwords,justbecausetravelersorproductscangettocities

outsidethemapdoesnotmeanthatthoseothercitiesare“mapped”by

amapthatdoesnotshowthem.Or,usingtheexplicitlanguageof

claim21,suchamapdoesnotextend“betweenatleastone[city]and

...atleastone[othercity].”Andsuchamapcertainlydoesnotachieve

thegoalsoflettingamapmakercontrolpreciselywhatcanandcannot

befoundusingthemap(forflexibility,security,andbeingableto

controlwhichcityisreached)—theexplicitly‐identifiedgoalsofthe

claimeddevice‐to‐devicemapping.

Ciscorepeatedlyassertsthatthepatentsdonotstate“how”the

patenteddevicemustestablishthe“device‐to‐device”relationship,and

defendstheBoard’sDecisionswiththatassertion.E.g.,RedBr.7,12.

Butthatiswronginacriticalway.Theclaimsandthespecification

bothexplainthattheconnectionismadebyamapidentifyingthetwo

devices—i.e.,adeviceatoneendandadeviceattheother.Theclaims

andspecificationthusrecite“how”themapworks,andtheydon’tneed

tosaymore.

Case: 16-2017 Document: 40 Page: 10 Filed: 10/05/2016

5

Inpractice,andasconceivedbytheinventors,recitingthatthe

mapitselfdefinethedevice‐to‐devicerelationshipisvitallyimportant.

Itallowsthemapmakertodefineandredefinetherelationshipsamong

particulardevices(e.g.,byIDssuchasLUNsforstorageorFCWWN

namesforhosts),andnotmerelyamong“ports,”wherethedetailsof

wherethoseportsmightleadissubjecttochangebysomeonefarfrom

themapmaker.Thisallowsforflexibility,security(abilitytolimit

accessonaper‐devicebasis),andtheabilitytohandlemultipledevices

onasingleconnection.E.g.,’147patent,at3:64–5:9,Appx19699–

19700;seealsoid.at2:16–19and43–53,Appx19698;id.at7:3–15,

Appx19701.

Moreover,thepatentsarenot“abstractandnon‐limiting”as

Ciscoasserts(RedBr.7).TheclaimsexplicitlyrecitedetailthatCisco

throughoutitsbrieftriestowipeaway—i.e.,thatthemapitselfdefines

whichdevicesmayconnecttowhichstorage.Ciscoconfuses“non‐

limiting”withunlimited,whichtheclaimscertainlyarenot.

Ciscoduckstheactualclaimlanguage.SeeRedBr.44–48.It

attemptstoconstruetheBoard’sconstruction,andthenshifts

Case: 16-2017 Document: 40 Page: 11 Filed: 10/05/2016

6

immediatelytoitsover‐generalassertionthat“[n]othinginthe

specificationlimitshowtheclaimedmappingmustbeperformed”and

citesdisclaimercases.Id.at45–46.NoneofCisco’sargumentis

germanehere,becausetheclaimsatleastrequirethatthemapidentify

theenddevices,andthatissufficientrecitationof“how”therouter

operatestodistinguishthepriorart.

Cisco’sunderlyingapproachtoclaimconstructionis,intheend,

anefforttorevisit(andrevise)theterm“representation”inthe

Board’sclaimconstruction.ButCiscoimproperlyneglectstoreconcile

itsconstruction‐of‐the‐constructionwiththeactualclaimlanguage.

SeeRedBr.45–48.Thatapproachiswrong—onsubstanceand

procedure.Itiswrongonsubstancebecausetheconstructionis

correctaslongasitisnotexpandedinawaycontrarytotheentire

intrinsicrecord.Itiswrongonprocedurebecauseclaimconstruction

isrevieweddenovo,andthisCourthasrepeatedlyrequiredthatthe

applicationofaclaimconstructionbeconsistentwithclaims’proper

legalmeaning.E.g.,DellInc.v.AcceleronLLC,818F.3d1293,1300–01

(Fed.Cir.2016).Partiesshouldnotbeabletoassertthewrong

Case: 16-2017 Document: 40 Page: 12 Filed: 10/05/2016

7

meaningfortheclaimsofapatent,whetheritisbywronglyconstruing

theclaimsinthefirstinstance,orbylaterpervertingtheproper

applicationofthoseconstructions.

Boileddown,Cisco’sargumentisthatifmappingtoaport

producesthesameresultinacertainsituationasmappingtoadevice,

thenitisequivalenttomappingtothedevice.Indeed,theBoard

admittedthatmappingtoahostchannelismerely“tantamountto

mappingtoaparticularhost”or“ineffect”mapping,Appx20—notthat

theyarethesamething.Thereisanactualandimportantdifference,

andCiscocannotusesleight‐of‐handtomakethemsynonyms,e.g.,by

constructinganinstanceinwhichmappingtoaportwereaproxyfor

mappingtoadevice.Evenif“tantamountto”or“equivalent”werethe

standard(itisnot),mappingtoaportisnotequivalenttomappingto

theactualdevicebecauseitdoesnotprovidethebenefitsofflexibility

andsecuritythatthepatentsexplicitlyidentifyfromtheclaimed

mapping—i.e.,thatmultipledevicesonthesametransportmedium

canhaveaccesscontrolledtodifferentstorage.E.g.,’147patent,at

2:43–53,4:41–66,5:5–9,Appx19698–19700.Mappingmerelytoa

Case: 16-2017 Document: 40 Page: 13 Filed: 10/05/2016

8

portmayallowaconnectiontobemadeinasingleparticular

configuration—andso,totheBoard,itmaybe“tantamountto”actual

device‐to‐devicemapping—butthis“tantamount”configurationis

qualitativelydifferentfromthedevice‐to‐devicemaptheclaims

require,andlacksthebenefitsandcapabilitiesthatsuchmapping

provides.

B. TheSpecificationDescribesOnlyMapsthatIdentifyBothDevices,WhichWasaDistinctionoverPriorArt

Notonlydotheclaimsrecitethatthemapitselfpointfromone

devicetoanother,butthatistheonlythingthespecificationsdisclose.

The’147patentuniversallyderogatesthethesisofCisco’sresponse.

Crucially,thesoledisclosedembodiment,i.e.,Figure3,is

fundamentallyincompatiblewiththenotionofusing“channel

numbers”toorganizeanetwork.Inthefigure,any“channelnumber”

wouldbesharedbyalldevices,sincetheyareallconnectedonasingle

physicalcable.Butdespitealldevicessharingasinglecable/channel

number,Figure3depictsdevice‐specifictreatmentofthedevices’

accesstostorage:

Case: 16-2017 Document: 40 Page: 14 Filed: 10/05/2016

9

’147patent,fig.3,Appx19696.Asthefigureshows,eachattached

“workstation”(ontheleft)isonone“channel,”yethasdevice‐specific

accesstostorage(ontheright)becauseofthedevice‐to‐devicemap.

Suchdevice‐specifictreatmentisimpossibleinachannel‐number

basedsystem.Again—forsystemsthatstructurepolicybasedon

“channelnumber,”itisimpossibletoachievethedevice‐specific

treatmentshowninfigure3.

Thisisnotreadingalimitationintotheclaims,asCiscosuggests.

SeeRedBr.48–51.Ciscodoesnotevenaddresstheclaimlanguage

itself,butonlytheBoard’sconstruction.Moreover,Cisco’scentral

argumentisthatCrossroadscannotrelyontheflexibilityandsecurity

Case: 16-2017 Document: 40 Page: 15 Filed: 10/05/2016

10

benefitsoftheinventionwhenthosebenefitsarenotrecitedinthe

claims.RedBr.49.Butwheretheclaimsdoexplicitlyrecitedevice‐to‐

devicemapping(andnotdevice‐to‐portmapping),thebenefitsofsuch

mappingarerelevanttoexplainingthatcentralityofdevice‐to‐device

mappingtotheclaim.See,e.g.,Nystromv.TREXCo.,424F.3d1136,

1146(Fed.Cir.2005)(affirmingclaimconstructionthatreliedon

“advantagesoftheinvention”);seealsoInreChu,66F.3d292,298–99

(Fed.Cir.1995)(benefitsofinventionrelevantevenwhenspecification

doesnotmentionthem).

AsCrossroads’openingbriefdescribed(andCiscodoesnot

dispute),thereisnothinganywhereinthepatentsorfilehistoriesto

supportsuchexpansiveclaimscope.SeeBlueBr.24–28.Ciscotriesto

frametheissueasoneinwhichCrossroadshastheburdentoidentify

anexpressdisavowal,butCiscoignoresthattheclaimshereexplicitly

requirethemaptobedevice‐to‐device,soitisCiscothatwouldneed

showacleardeparturefromtheclaimlanguage.

Moreover,itisbeyondquestionthat,wherethespecification

uniformlyindicateshowtheclaimmustbeinterpreted,thereisno

Case: 16-2017 Document: 40 Page: 16 Filed: 10/05/2016

11

needtofindexpressdisavowal.Nystromv.TREXCo.demonstratesthe

flawinOracle’sreasoning.Nystrom(likeCisco)urgedabroadclaim

interpretation,citingtheabsenceofanycleardisavowal.ThisCourt

rejectedNystrom’sreasoningas“misplaced.”424F.3dat1145.“[A]s

explainedinPhillips,”theCourtwrote,“Nystromisnotentitledtoa

claimconstructiondivorcedfromthecontextofthewritten

descriptionandprosecutionhistory.”Id.at1145–46.1Thus,evenif

theclaimsdidnotexplicitlyrequirethatthemapbedevice‐to‐device,

thatfeatureispartoftheinvention.

Ciscoalsomissesakeydistinctionwhenitreliesrepeatedlyon

thepatents’descriptionofsupposed“intermediateidentifiers.”The

pointthatCiscoducksisthatthethingsitpointstoasintermediate

identifiersinthepatentspecificationsarethingsthatactuallyidentify

thedevicesthemselves,ratherthanidentifyingsomethingelselikea

1Othercasesareequallysupportive.E.g.,Indacon,Inc.v.Facebook,Inc.,824F.3d1352,1358(Fed.Cir.2016)(“[W]eneednotfinddisclaimerwherethespecificationdoesnotpermitabroaderinterpretationoftheseclaimtermsandthetermsotherwiselackanordinarymeaningintheart.”);TrusteesofColumbiaUniv.v.SymantecCorp.,811F.3d1359,1367–68(Fed.Cir.2016)(rejectingargumentthattheabsenceofcleardisavowalrequiredbroadconstruction).

Case: 16-2017 Document: 40 Page: 17 Filed: 10/05/2016

12

routerport.Theyareaddressinginformationforthedevices.E.g.,’147

patent,7:16–18,Appx19701(“[A]ddressinginformationisneededto

mapfrom[FibreChannel]addressingtoSCSIaddressingandvice

versa.”).Sotheissueisnotfinalversusintermediate,butwhetherthe

thinginthemapactuallyidentifiesandsignifiesthedeviceratherthan

someothercomponent,liketherouterport.Thereisnothing

inconsistentbetweentheclaims’requirementthatthemapidentifythe

enddevices,andthemannerinwhichthatidentificationisperformed

inthespecification(andnotperformedinthepriorart).

Intheend,theBoard’sfundamentalerrorwasinholdingthatthe

term“representationsofdevices”couldencompassrepresentationsof

thingsthatarenot“devices.”AndasCrossroadshasrepeatedly

pointedoutwithoutdispute,theCRD‐5500’s“channelnumbers”are

not“devices.”E.g.,BlueBr.52,67.Noraretheyaccuratestand‐ins,or

proxies,for“devices.”Inotherwords,Crossroadsisnottryingto

narrowtheclaimtorequire“immutability.”Crossroadsistryingto

requirethatthe“representationsofdevices”representdevices,and

notsomethingelse.Ifanything,Cisco(andtheBoard)areimproperly

Case: 16-2017 Document: 40 Page: 18 Filed: 10/05/2016

13

expandingtheclaimtocoverstructureswhosecorrespondenceto

“devices”isunreliableandmutablewithoutrestriction.

C. CiscoRaisedandRaisesNoDisputeAbout“Device‐to‐Device”MappingBeingintheArt

Cisco’sbriefconfirmsthatthepartiesdonotdisputethecontent

ofthepriorart.Forexample,totheextenttheCRD‐5500User’sManual

teachesany“map,”itisamapthatassociatesaccessrights(e.g.,the

righttoaccessa“redundancygroup”)withchannelnumbers—i.e.,the

numberassociatedwithaphysicalcable,pluggedintothebackofthe

CRD‐5500device.See,e.g.,BlueBr.33–34.Indeed,bothparties

reproduceanddiscussthesamediagramofthisalleged“map”:

CRD‐5500User’sManualat4‐5,Appx481;seealsoBlueBr.14

(depicting,discussingsame);RedBr.12–13(same).Allpartieshave

thesameinterpretationofthereference—i.e.,usingthetableabove,

Case: 16-2017 Document: 40 Page: 19 Filed: 10/05/2016

14

theCRD‐5500couldsetaccessrulesforwhatevercomputersareon

thatchannel.Itcoulduseother,similarly‐formedtablestosetrules

forotherchannels.CRD‐5500User’sManualat4‐5,Appx481

(describingusingaseparatetable“oneachhostchannel”).Butthe

CRD‐5500hadnoabilitytosetanysortofintra‐channelrules.Any

andallcomputersonone“channel,”beitone,ten,oronehundred,will

receivethesameaccessrightstothesame“redundancygroups.”Cisco

doesnotdisputethis.

Also,whenCisconotesthattheCRD‐5500allowsyouto“assign

redundancygroupstoparticularhost,”RedBr.54(citingAppx447)

(emphasisCisco’s),itignoresthattheCRD‐5500makesitsassignments

tochannels.Thequotedpassageis,withoutdispute,theresultofa

channelbeingassignedinamapandasinglehostbeingconnectedby

anadministratorseparatefromthemapandwithoutbeingreflectedin

themap.Butasnotedabove,mappingtoaportandhopingthatthe

portisconnectedtotherightdeviceissignificantlydifferentfrom

mappingtothedevice.

Case: 16-2017 Document: 40 Page: 20 Filed: 10/05/2016

15

Similarly,thereisnodisputethattheHPJournaldoesnothingto

helpCiscoonthemerits.Significantly,notonceinitsbriefdoesCisco

saythatitoritsexpertarguedthattheHPJournalcanprovidethe

mapping—itinsteadsimplyrepeats,overandover,itsspinofthe

Board’sstatement.

ButasidefromthatstatementbytheBoardnotsettingfortha

separatebasisofrejection(seeinfra),thereisnoevidenceorargument

belowthatthemappingcouldcomefromtheHPJournal.WhatCisco

anditsexpertarguedbelowfortheHPJournalwasthataskilled

artisancouldswaptheFibreChannelcardsfromHPJournalforthe

RAIDcardsintheboxoftheCRD‐5500.ThatisallCiscosaidinits

petitions—itmadenomentionoftheHPJournalbeingrelevanttothe

mappinglimitation.E.g.,‐1226Pet.21–26,Appx158–163.Andwhenit

gottothe“map”limitation,itspokeonlyoftheCRD‐5500User’s

ManualandsaidnothingabouttheHPJournal.E.g.,id.at31,Appx168.

TheBoardcitedtoparagraphs55–61ofCisco’sdeclarationfrom

Dr.Hospodor(andtoCisco’sreplybrief),butthoseparagraphssay

absolutelynothingaboutusingadifferentmappingschemethanthat

Case: 16-2017 Document: 40 Page: 21 Filed: 10/05/2016

16

intheCRD‐5500User’sManual.See‐1226Dec.22,Appx22.Rather,

theyareasgeneralasthePetitionandsimplysaythattheHPJournal

cardscouldbeswappedintotheCRD‐5000box—nothingabout

changinganymap,whichwasnotontheCRD‐5500cardsanyway.‐

1226HospodorDecl.34‐37,Appx339‐342;seealsoCRD‐5500User’s

Manualat4‐5,Appx481(confirmingthatthedeviceitselfmaintains

“HostLUNmappingtables”for“eachhostchannel”);BlueBr.14–15

(discussingsame).IftherewereanyquestionatallfromDr.

Hospodor’sgeneraldiscussionatparagraphs55–61,itisclearedupby

hisdetailedbasesforrejections,whichhesetforthinlengthyclaim

charts.Critically,forallthevarious“map”limitationsacrossthe

claims,hecitedonlytotheCRD‐5500User’sManual’smapping,and

madenomentionatalloftheHPJournal.‐1226HospodorDecl.at51‐

54,Appx356‐359(‘035claim1);seealso‐1463HospodorDecl.at48–

54,Appx9899–9902(’041claim1);‐1544HospodorDecl.at51–55,

Appx20209–20213(’147claim1).GiventhatCisconotablycitestono

actualevidencethatprovidesfactssupportingitsspecialreadingofthe

Board’sopinion,andtheonlylogicalsourceofthatevidencecontains

Case: 16-2017 Document: 40 Page: 22 Filed: 10/05/2016

17

nothing,theBoard’sopinioncannotbeaffirmedevenifCisco’s

interpretationoftheBoard’sopinionisaccepted,becausethereisno

evidenceallforit,letalonesubstantialevidence.

Thereis,infact,goodreasonthatDr.HospodorneversaidtheHP

Journalwouldprovidethemapfortheclaims,thatCisconeverargued

itbelow,andthattheBoardneverheldit.Thatisbecause,asnoted

above,thecombinationCiscoproposedwasmerelytoswapHPJournal

FibreChannelcardsfortheRAIDcardsintheCRD‐5500.Butthemap

isnotlocatedonormanagedbythecards.Itisinsteadinthebox,

awayfromthecards,becausetheboxneedstomanagerouting

betweenthecards.CRD‐5500User’sManualat4‐5,Appx481

(confirmingthatthedeviceitselfmaintains“HostLUNmappingtables”

for“eachhostchannel”);BlueBr.14–15(discussingsame);seealso

‐1226LevyDecl.at32–46,Appx2459–2473(describinghowa

“channelsettings”menuontheCRD‐5500isusedtosetchannel‐

specificmappingdetailsandmaintainthemintheCRD‐5500,including

one“hostLUNmappingtable”foreachchannel).Thus,eveniftheHP

JournalcardswerebroughtintotheCRD‐5500boxandtheaddressing

Case: 16-2017 Document: 40 Page: 23 Filed: 10/05/2016

18

foreachcard,managedbytheTachyonchip,camealong,thatwould

notresultinthemapintheboxbecomingadevice‐to‐devicemap

ratherthanacard‐to‐card/port‐to‐portmap.Ciscoanditsexpert

knewbelowthatsuchanapproachwasnotcrediblesotheydidnot

raiseit,andCiscocannotraiseitforthefirsttimeonappeal.

Withtruefactdisputesnonexistent,thebriefingconfirmsthat

thisappealisaboutanissueoflaw—thepropermeaningtogivetothe

explicitclaimrequirementthatthemapextendsdevice‐to‐device,and

notmerelythatdevicescanbeconnected.

D. CiscoRaisesNoLegitimateDisputeontheDependentClaims

Onthedependentclaims,Ciscorelieswhollyonitswaiver

argumentandtheBoard’sfaultyapplicationoftheclaims.BlueBr.41–

43and56–59.

Ciscoiswrongonwaiverforallclaims,forthereasonsdiscussed

below.

Onthemerits,CiscodoesnotdisputewhatwesayinourBlue

Briefat34–40,butinsteadrepeats,indifferentways,thatidentifyinga

portcountsasidentifyingadevice—orastheBoardsaid,is

Case: 16-2017 Document: 40 Page: 24 Filed: 10/05/2016

19

“tantamountto”or“ineffect”identifyingthedevice.See‐1226Dec.20,

Appx20.Thatisnotenough,particularlywiththesemorespecific

claims.Cisco’stroubleisthatevenifoneexpandstheindependent

claimstoequateachannel‐basedmapwithadevice‐to‐devicemap,

thatexpansiondoesnotworkatallwiththedependentclaimsthat

plainlyrecitethingsthataportdoesnotmatch—i.e.,aunique

identifierforwhateverdevicesareconnectedtoit,anIDthatisa

uniquerepresentationofthedeviceeverywhere(worldwide),and

whereinthemapincludesa“hostdeviceID.”Indeed,ifthatexpansion

isallowedforthedependentclaims,Ciscohasnoexplanationforhow

thedependentclaimsdifferinscopefromtheindependentclaims.

Noneofthereferencesdoes,infact,disclosedevice‐to‐device

mappingwitha“uniqueidentifier,”“worldwidename,”or“hostdevice

ID”asthedependentclaimsrecite—whetherundertheproperreading

oftheclaimsortheBoard’sbroadenedreading.Forthe“unique

identifier”(’041claim14),theBlueBriefexplainsthattheCRD‐5500

channelidentifiersareidentifiersforachannel,andnotunique

identifierstorepresentadevice,astheclaimrequires.SeeBlueBr.35–

Case: 16-2017 Document: 40 Page: 25 Filed: 10/05/2016

20

37.CiscosimplyreliesontheabilityoftheCRD‐5500to“assign

redundancygroupstoaparticularhost”andonthepresenceofAL_PA

identifiersinthepatentspecifications.RedBr.56–57.Thefirst

assertionmissesthepointbecauseitisundisputedthattheCRD‐5500

mapdoesnotassigntheredundancygroupstoauniquehost—rather,

themapassignsthemtoachannel,andtheythengotowhateverhost

orhostsareconnected,whichcouldbeanyhostormultiplehosts,and

notauniquehostidentifiedinthemap.Thesecondassertionmisses

thepointbecausetheAL_PAidentifierdiduniquelyidentifyanend

deviceratherthanjustaport,andCisco’sciteddepositiontestimonyis

nottothecontrary.SeeBlueBr.32‐33.

Forthe“WorldWideNames”requirement(’041claim15),the

CRD‐5500certainlydoesnotsuffice,andCiscotacitlyadmitsasmuch.

TheBoardhadreliedontheCRD‐5500User’sManualasshowingthe

basesystem,ontheHPJournalasshowingaswapforFibreChannel

cardsintothebasesystem,andtheFibreChannelStandardasshowing

howtheFibreChannelwouldwork(becausetheHPJournallackedthat

detail).‐1463Dec.29–31,Appx68–70.Importantly,theBoardnoted:

Case: 16-2017 Document: 40 Page: 26 Filed: 10/05/2016

21

“PetitionersrelyontheFibreChannelStandardasteachinguseof

worldwidenamesinsystemsliketheonethatresultsfromcombining

theCRDManualwiththeteachingsoftheHPJournal.”Id.at30–31,

Appx69‐70.TheBlueBriefexplainsindetailwhytheFibreChannel

Standarddoesnothavesuchateaching,BlueBr.37–39,andCiscodoes

notdisputethattheFibreChannelStandardlackstheteaching.RedBr.

57–58.AllthatCiscoarguesisthatCrossroadsisattackingthe

referencesindividually,butthatiswrong.Crossroadsisinstead

pointingoutthatthereferenceonwhichtheBoardreliedforthe

teachingcontainsnosuchteaching,Ciscodoesnotdisputethatpoint,

andtheteachinghasnotbeenshowntoexistinanyotherreference.

Wherenoreferenceteachesafeature,theBoardoraPetitionercannot

builditoutofthinair.E.g.,ArendiS.A.R.L.v.AppleInc.,__F.3d__,2016

WL4205964,at*8(Fed.Cir.Aug.10,2016)(criticizingrelianceon

reasoningnotdocumentedintherecord).

Moreofthesameforthe“hostdeviceID”claims(’147claim24).

Here,CiscoseekstousetheCRD‐5500User’sManual,butevenifone

believesthatanIDforthechannelontherouterisafairequivalentfor

Case: 16-2017 Document: 40 Page: 27 Filed: 10/05/2016

22

arepresentationofthedevice,itcertainlyisnottheIDofthehost

deviceitself.Inotherwords,thisclaimcannotbestretchedtheway

theBoardstretchedtheindependentclaims.Ciscosuggeststhatthe

userof“portidentifier”intheCrossroadspatentsequatestotheCRD‐

5500’sidentificationoftherouterchannels.Butthisisapplesand

oranges.Theportidentifiersinthepatentsareassignedtotheportsof

theparticularenddevicesandthusdoidentifythoseenddevices.The

CRD‐5500channelsarefixedidentifiersthatatmostrepresentthe

portsoftherouter,andnottheportsofenddevices,andtheydonot

otherwisetellauseranythingaboutanenddevicethatmightcurrently

beconnectedtotheportbecausesuchadevicecanbeswitchedatany

timewithouttheCRD‐5500systemknowingorcaring.Thesystem

doesnotknoworcarebecauseitonlyidentifiesouttotherouter’sown

channel,andnottotheenddevice.

Inshort,regardlesstheoutcomeoftheclaimconstructionissue,

Cisco’snewwaiverissue(discussedbelow),orthedecisiononthe

validityoftheindependentclaims,theCourtmustreversethe

rejectionsofthedependentclaimsbecauseCrossroadsaddressedthe

Case: 16-2017 Document: 40 Page: 28 Filed: 10/05/2016

23

fundamentalproblemswiththeBoard’sreasoning,andCiscodidnot

counterthosepoints.

II. ANYWAIVERHEREISCISCO’S

CiscobroughtthisIPRandargueditonasinglebasis,andthe

Boarddecideditonasinglebasis.Ciscotriestoteaseoutawaiver

argumentwheretheBoardneversetoutseparateissues,wherethere

undoubtedlyarenotseparateissues,andwherethereisnoother

reasontoapplytheequitabledoctrineofwaiver.Cisco’stacticisan

attempttogainnewargumentsthatitdidnotmakeintimebelow,and

onwhichithaswaived.

A. CiscoProsecutedtheIPRonaSingleBasisofRejection,andThatishowtheBoardTreatedIt

Thereisnowaiverinthiscaseforthesimplefactthat,until

Cisco’sRedBrief,nooneinthiscaseidentifiedindependentbasesof

rejection—notCisco,notCrossroads,andnottheBoard.Cisco’sentire

waiverargumentbeginsatashortpassageintheBoard’sopinionsthat

startsinthemiddleofaparagraphneartheendoftheBoard’sanalysis

oftheindependentclaims—anoddplacetostartanewand

independentlineofreasoning.SeeRedBr.32(citing‐1226Dec.21–

Case: 16-2017 Document: 40 Page: 29 Filed: 10/05/2016

24

22,Appx21–22).AnditbeginswithacriticalanchorthatCiscowholly

ignoresinitsbrieftothisCourt.

Specifically,thepassageonwhichCisco’sentirewaiver

argumentreliesstartsbynoting:

AsnotedinthePetition(Pet.20‐21),...

‐1226Dec.22,Appx22.TheBoardthenrepeats,initsownwords,

whatisonthosepages.Id.Thosepages—offeredbyCisco,recitedby

theBoard—arethediscussionofthephysicalstructureoftheCRD‐

5500andtheabilitytoputdifferentcards,otherthantheSCSIcards

explicitlydisclosedintheCRD‐5500User’sManual,intheslotsofthe

CRD‐5500:

Case: 16-2017 Document: 40 Page: 30 Filed: 10/05/2016

25

‐1226Pet.20–21,Appx157–158.Suchwasnotaseparateanddistinct

argumentforcombinationbyCiscoatall.Itcertainlywasnota

separateanddistinctbasisofrejectionbytheBoard.Itwassimplya

baseline—recitedbyCisco,repeatedbytheBoard—forCisco’s

ultimateassertionthattheCRD‐5500User’sManualandtheHPJournal

Case: 16-2017 Document: 40 Page: 31 Filed: 10/05/2016

26

werecombinable.Ciscohassimplymanufacturedthewhole

distinctionabouttwoseparateanddistinct“configurations”fortactical

advantageforthisappeal.

CiscosaysnothingtothisCourtaboutitsIPRPetitionwhen

arguingforwaiver.TheRedBriefdoesnotmentionpages20–21ofthe

Petition,whichtheBoardidentifiedasthestartingpointforits

reasoninginthesubjectpassage.AndCisco’somissionleadstoa

severelyimproperframingoftheBoard’sopinion.Properlyread,the

Boardwasnotadoptingaseparateandindependent,andnew,ground

ofrejection.Atbest,itwasrecitingCisco’sreasoning(astheBoard

understoodit).Andthesinglegrounditreferenced,asindicatedbyits

closingcitationtoDr.Hospodor’sdeclaration,wasoneinwhichonly

theCRD‐5500User’sManualwasbeingreliedonforthemapping

limitations,andnottheHPJournal.Seesupraat18‐19.Whenitcame

totheactualgroundofrejection,theBoard’soverallDecisionmakes

clearthattherewasonlyasinglesuchground—thegrounddiscussed

inCrossroads’Bluebrief.

Case: 16-2017 Document: 40 Page: 32 Filed: 10/05/2016

27

NorcouldtheBoardhavedonedifferently.ThenarrativeCisco

promotes—thattheBoardventuredanentiresecondgroundof

rejection—isunsupportedbyeitherthePetitionortheInstitution

Decision.Assuch,theBoardislawfullyproscribedfromproceedingon

argumentsnotdescribedinoneofthosetwofilings.Suchisnecessary

becauseaPatentOwner’slastfilingoccursimmediatelyafterthe

institutiondecision;PatentOwnerhasnoopportunitytoanswernew

issuesinaPetitioner’sreply.TheBoarditselfappliesthisruletoreject

newargumentsraisedinreplybriefs.37C.F.R.§42.23(b)(2015)(“A

replymayonlyrespondtoargumentsraisedinthecorresponding

oppositionorpatentownerresponse.”).AndwhentheBoardfailsto

applyitsownrule,thisCourtpreventsexpansionofissuesbythe

BoardbecausetheAPArequiresnoticeandanopportunitytobeheard,

whichisdeniedtoaPatentOwnerwhenissueschangeafteritfilesits

PatentOwner’sResponse.SeeSASInst.,Inc.v.ComplementSoft,LLC,

825F.3d1341,1351(Fed.Cir.2016).2Thus,notonlydidtheBoard

2ThesituationhereisevenmoreextremebecausethepositionCiscosaystheBoardtookinitsFinalWrittenDecision(thatthemapping

Case: 16-2017 Document: 40 Page: 33 Filed: 10/05/2016

28

notexpandthisIPRfromonebasisforrejectiontotwoafterit

instituted,butitcouldnothavedoneso—apointCiscowhollyignores.

Ifthisalonewasnotenough,everyotherpieceofcontext—again,

allignoredbyCisco—makeplainthattheBoarddidnotmaketwo

whollyseparateanddistinctrejections,nordidCiscoaskforthem.

First,thesentencesonwhichCiscoreliesincludenotransitionterms

(like“also”or“moreover”)toindicatetheBoardwasshiftingfromone

basisofrejectiontoanotherindependentbasis.Second,the

introductorysentencetotheparagraph—whichCiscorepeatedlycrops

fromitsquotesandneveraddresses—framestheissueaddressedby

theparagraphasadisputeaboutwhetherthereferencescanbe

combined,notasaddinganewbasisforrejectionpremisedon

differentdisclosure.Third,nowhereelseintheBoard’sopinionorin

Cisco’sreply(e.g.,intheintroductions,conclusions,orrequestsfor

relief)isthereanydiscussionorevenintimationabouttwobasesfor

rejection.Fourth,neithertheBoard’sopinionnorthereplybrief

limitationistaughtbytheHPJournal)wasnotevenapositionthatCiscooritsexperthadtaken.

Case: 16-2017 Document: 40 Page: 34 Filed: 10/05/2016

29

includeanyheadingsorsubheadingsthatpurporttobreakthebases

forrejectionintotwoparts.Fifth,theconclusionsoftherelevant

sectionsaresingularinnature,andprovidenoindicationthatthere

weremultiplebasesforrejection.‐1226Dec.26,Appx26;id.at27,

Appx27.Ciscoignoresallthiscontextbecausenotasingleindication

inthesurroundingcontextsuggeststhatthereweretwobasesfor

rejectionhere.

Finally,evenif,despiteallthesepoints,thisCourtweretofind

someseparationbetweentwopointshere,itwouldnotbeabasisfora

waiver.Rather,whereatribunaltreatsissuestogetherandthe

argumenttothemis“virtuallythesame,”courtsofappealfindno

waiver.E.g.,CurtisLumberCo.v.LouisianaPac.Corp.,618F.3d762,

770n.2(8thCir.2010)(“Giventhatthedistrictcourt’sorderblended

theseissuesandthattheargumentsarecloselyintertwined,wedecline

toholdthatCurtisLumberwaivedthestandingissue.”).Thus,evenif

oneweretoagreewithCisco’sinterpretationofitsfavoritesentences,

theBoardandCisconevertreatedthiscaseasifthereweretwobases

ofrejection.Waiverisinapplicable.

Case: 16-2017 Document: 40 Page: 35 Filed: 10/05/2016

30

B. Cisco’sPassageDoesNotIdentifyaSeparateBasisforRejection

GiventhatCiscodidnotaskforaseparategroundofrejection,

didnotputinanyevidenceonthegrounditnowsayswasan

alternativeground,andtheBoarddidnotinstituteontwogrounds,it

shouldbenosurprisethatthepassageonwhichCiscoreliesdoesnot

identifyseparateanddistinctgrounds.

ThepassageispartofaparagraphthatopenswiththeBoard

explainingitsviewthatthecombinationoftheCRD‐5500User’sManual

withtheHPJournalwouldbemorecompletethanCrossroadsargued.

TheBoarddidnotframeitsdiscussionwithanystatement,explicitor

implicit,aboutanewanddistinctbasisofrejection.See‐1226Dec.22,

Appx22.Uponsettingthatstage,theBoard’sopinionreferstopages

20‐21ofCisco’sPetitionasthebasisforitsfinding—butpages20‐21

(excerptedinanimageabove)don’tdiscussanycombinationofthe

references,sotheBoardcouldnothavebeenmakingtherethepoint

thatCiscoattributestotheBoardonappeal.3Id.(citingPet.20–21,

3Insomeofthedecisions,theBoardreferstopages20–21ofthePetition.Whilepage20hassomediscussionoftheHPJournal,itis

Case: 16-2017 Document: 40 Page: 36 Filed: 10/05/2016

31

Appx157–158).Thus,whentheBoardreachesthelastsentenceofthe

paragraph,itstatesthecombinedsystem“mapsredundancygroupsto

particularhostsandimplementsaccesscontrolsastaughtbytheCRD

Manual[.]”‐1226Dec.22,Appx22.Sothemapping—thekeyfeature

here—isperformedaccordingtotheCRD‐5500User’sManual.4See

suprasec.I.C(discussingchannel‐basedapproach);seealsoCRD‐5500

User’sManualat4–5(depictingthechannel‐basedalleged“map”ofthe

Manual),Appx705.FurthermentionoftheHPJournalinthepassage

simplyrecognizesthatwhentheFibreChannelcardsareswappedin,

theywilluseFibreChanneladdressing,butthatdoesnotchangewhat

isinthemapwithintheCRD‐5500’smemory,andnotonthecards.

merelygeneraldiscussionaboutwhattheHPJournaldiscusses,andnothingaboutthecombinationofthetworeferences,ortheparticularcombinationthatCiscoarguesforonappeal.

4Asdiscussedabove,itisatthisstagebeyonddisputethatthealleged“map”intheCRD‐5500User’sManualisfoundinadatastructurecalleda“HostLUNMappingTable.”SeeCRD‐5500User’sManualat4‐5,Appx481.IntheCRD‐5500thereisonesuchtableforeach“channel”—i.e.,foreachphysicalcableattachedtotheCRD‐5500device.SeegenerallyBlueBr.13–15.Thereisnodiscussion,anywhereintheBoard’sdecisionortheIPRrecordgenerally,ofalteringthis“multiplemaps,oneperchannel,storedintheCRD‐5500”approach.

Case: 16-2017 Document: 40 Page: 37 Filed: 10/05/2016

32

ThereisnohintintheBoard’sopinionofmodifyingtheCRD‐5500’s

intrinsicallychannel‐basedapproachtomapping.TheBoardnotes

thattheHPJournal’s“FCaddressingcapabilities”couldbeapplied,but

thatisnotaseparate,secondholdingbytheBoard.‐1226Dec.22,

Appx22.Itissimplyastatementthatsuchaddressingcouldbe

implementedonthenetworkinsteadoftheSCSIapproachwiththeold

cards,withtheCRD‐5500User’sManual’smap—withoutan

explanationofhowthatwouldoccur—andnotthatitwouldbea

separateapproachtomapping.

CiscoplacesgreatemphasisontheBoard’sstatementthattheHP

Journalteachingscanbeused“inlieuof”theCRD‐5500User’sManual’s

teachingsasasupposedindicationthattheBoardwastransitioningto

adifferentgroundofrejection.E.g.,RedBr.15,18,20,24,29,32,35,

41.Butthosewordssimplyindicatethefeatureswapfromonecard

typetoanotherthattheBoardwouldmakeaspartofitssingle

combination,notatransitiontoaseparaterejection.Again,contextis

important.CiscostripsitsargumentsofthecontextinwhichtheBoard

madeitsstatement.

Case: 16-2017 Document: 40 Page: 38 Filed: 10/05/2016

33

CiscoplacesperhapsevenmoreweightontheBoard’scitationat

theendofthispassage,seeRedBr.25–27,butthatcitationcritically

hurtsCisco.See‐1226Dec.22(citingtoCisco’sPTABreplyandthe

declarationofitsexpert),Appx22.First,acitationis,atmost,a

synonymforthestatementthatprecedesthecitation;itismere

supportfortheprecedingstatement—i.e.,anassertionthat“hereis

supportforwhatwejustsaid.”Ciscocitesnoauthorityorlogictohold

thatacitationwouldberecognized,byitsnature,asasubstantive

expansionoftheexpresslystatedargument.Andnothinginthe

Board’sopinionwouldindicateitwasmeanttobeanexpansion.

Second,thecitationisnottheBoard’sactualreasoning.Itisatmost

supportforthereasoning,butCiscocannotuseittofillinwhatis

missingfromwhattheBoardhasexpresslystated.Third,Cisco’sbrief

effectivelytreatsthecitationasifitwereanincorporation‐by‐

reference,butthisCourthas,inmultiplesituations,requiredthatan

incorporation‐by‐referencebespecificwithrespecttowhatitpurports

toincorporatesoastoprovideadequatenoticetoareader.Fourth,

thecitationtothereplybriefistotheentiretyofCisco’sargument

Case: 16-2017 Document: 40 Page: 39 Filed: 10/05/2016

34

concerningtheCRD‐5500User’sManual/HPJournalcombination.‐

1226Dec.22(citingeightpagesofCisco’sPTABReply(Appx5100–

5107).Fifth,Cisco’sPTABreplydoesnotitselfevenincludetwo

separateandindependentbasesfortherejection.Rather,that

discussionsimplyusestheHPJournalasallegedlyshowing“multiple

hostsonthesametransportmedium,”butsaysnothingaboutanymap

providedbytheHPJournalsystem.See,e.g.,Cisco‐1226Reply13–20,

Appx5100–5107.Sixth,andperhapsmostcritically,Dr.Hospodor,as

discussedsupraat18–19,saidabsolutelynothingaboutHPJournal

disclosingthemappinglimitation.CiscoignoresDr.Hospodorandthe

Board’srelianceonhisdeclarationnow(e.g.,RedBr.25–26).5Inshort,

Cisco’smanufacturedmeaningforthispassagebytheBoardis

contrarytoeverypieceofsurroundingcontextualevidence.

5CiscoquicklynotesthattheBoardreliedon“Appellees’expertdeclaration”butthenhighlightspointsaboutDr.Levy,whowasAppellant’sexpert,anddoesnothighlightordiscussDr.Hospodor’sdeclaration,whichiswhattheBoardcited.RedBr.25‐26.

Case: 16-2017 Document: 40 Page: 40 Filed: 10/05/2016

35

NothinginanyoftheDecisionssetsforthaseparatebasisforthe

decision,asCiscoasserts.Andnothingrelies(becausereliancewould

beimproper)ontheHPJournalforthemappinglimitations.

C. WaiverDoesNotApplytoaLesser‐IncludedPointLikeThatRaisedbyCisco

TheissuetheBoarddecidedandthisappealraisesiswhether

theCRD‐5500User’sManual/HPJournalcombinationrenderedthe

claimsobvious.RegardlessofhowoneinterpretstheBoard’sopinion,

theissueCiscoraisesonisatmostalesserincludedquestionunderthe

centralappealedissue.SeeBlueBr.18&n.10(identifyingtheBoard’s

CRD‐5500“maps”analysisasthekeyissue).ApointthatCiscoleaves

unaddressedinitsbriefingisthatwaiverappliestodistinctissues,and

nottosuchlesserincludedquestions.SeePrietov.Quarterman,456

F.3d511,517(5thCir.2006)(“[W]eviewPrieto'sinitialbriefas

sufficientlypresenting—andthuspreserving—theentireissueof

proceduraldefault,including,withoutlimitation,thelesserincluded

questionwhetheritwasimproperforthedistrictcourttoraisethe

affirmativedefenseofproceduraldefaultsuasponte.”).WhileCisco

cancertainlypressitssubstantivepointabouthowtocombinethe

Case: 16-2017 Document: 40 Page: 41 Filed: 10/05/2016

36

CRD‐5500User’sManualandtheHPJournal(thoughithasnoevidence

tosupportsuchacombinationanddoesnotciteany,asdiscussed

infra),itcannottakethefurtherstepofforeclosinganyreviewofthat

decision.

D. CiscoProvidesNoOtherBasistoFindWaiver

EvenifoneacceptseveryCiscocharacterization,waivershould

notbeapplied.Waiverisanequitabledoctrineappliedonlywhenthe

equitiesdictate.SeeHarrisCorp.v.EricssonInc.,417F.3d1241,1251

(Fed.Cir.2005);cf.Wi‐LAN,Inc.v.KilpatrickTownsend&StocktonLLP,

684F.3d1364,1369(Fed.Cir.2012).Ciscohasnotmetitsburdento

showthatthisissuchacase.Forexample,thereisnodisputethat

CiscodidnotPetitionontheallegedly‐separatebasisitraisesnow,the

Boarddidnotinstituteontwobases,andCisco’sevidence(fromDr.

Hospodor)didnotaddressatallthesupposedsecondbasis.Even

Cisco’sreplydidnotapplytheHPJournaltothemappinglimitations,

andwassubmittedafterCrossroadcouldfilearesponseinanyevent.

CiscothusaskstheCourttoapplyequitytoanissueitneverraisedand

onwhichCrossroadshadnonoticeandopportunitytobeheard.

Case: 16-2017 Document: 40 Page: 42 Filed: 10/05/2016

37

Moreover,theBoard’sopinionsareunclearatbest—theyinclude

noindicatorsthattheBoardwasswitchinggearstoaseparate

rejection.Theydonotcontainanydiscussionabouttheparticular

differentpartsofthetworeferencestheyarerelyingoninthe

supposeddifferentrejections.Andtheyincludenootherreferencesto

theseparaterejectionsthatCiscobuiltinitsRedbrief.Moreover,

Cisco’snewrejectionfallsbecauseithasnoevidence.Finally,Ciscoas

originatorofthe“seconddistinctrejection”theory,hadfull

opportunitytoaddressthetheoryitwasthefirsttoidentify,sothere

canbenoclaimofprejudicehere.Nofactorcounselsforawaiverhere.

CONCLUSION

Fortheforegoingreasons,Crossroadsrespectfullyrequeststhat

theBoard’srejectionsoftheclaimsbereversed.

Case: 16-2017 Document: 40 Page: 43 Filed: 10/05/2016

38

Dated:October5,2016 /s/JohnA.DragsethJohnA.DragsethRobertCourtneyConradGosenFISH&RICHARDSONP.C.3200RBCPlaza,60South6thSt.Minneapolis,MN55402612‐335‐5070AttorneysforAppellantCrossroadsSystems,Inc.

CERTIFICATEOFCOMPLIANCE

TheReplyBriefforAppellantcomplieswiththetype‐volume

limitationsetforthinFRAP32(a)(7)(B).Therelevantportionsofthe

Brief,includingallfootnotes,contain6,913words,asdeterminedby

MicrosoftWord2016.

/s/JohnA.Dragseth JohnA.Dragseth

Case: 16-2017 Document: 40 Page: 44 Filed: 10/05/2016

39

CERTIFICATEOFSERVICE

IherebycertifythatIelectronicallyfiledtheforegoingwiththe

ClerkoftheCourtfortheUnitedStatesCourtofAppealsfortheFederal

CircuitbyusingtheappellateCM/ECFsystemonOctober5,2016.

Ifurthercertifythatallparticipantsinthecaseareregistered

CM/ECFusersandthatservicewillbeaccomplishedbytheappellate

CM/ECFsystem,inadditiontoserviceviaemailtoAppelleebyserving

theemailaddressofrecordasfollows:

[email protected]@weil.comAndrewS.EhmkeAndy.Ehmke@haynesboone.comDavidL.McCombsDavid.mccombs.ipr@haynesboone.comDebraJ.McComasDebbie.McComas@haynesboone.comScottT.JarrattScott.Jarratt@[email protected]@cooley.comMatthewC.GaudetMCGaudet@[email protected]

Case: 16-2017 Document: 40 Page: 45 Filed: 10/05/2016

40

[email protected]

Dated:October5,2016 /s/JohnA.Dragseth JohnA.Dragseth

Case: 16-2017 Document: 40 Page: 46 Filed: 10/05/2016