thomas s ellis iii financial disclosure report for 2010
TRANSCRIPT
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8/3/2019 Thomas S Ellis III Financial Disclosure Report for 2010
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AO 10"Rev. 1/2011
FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 201 0
Report Required by the Ethicsin Governme nt Act of 1978(5 U.S.C. app..~ 101-111)
! . Pe r so n R e p o r t i n g ( l a s t n a m e , f i r s t, m i d d l e i n i t i a l ) 2 . C o u r t o r O r g a n i z a ti o n 3. Date of Report
Ellis, 111, Thomas S. U.S. District Court, E.D. Va. 08/10/2011
4 . Ti t l e ( A r t i c l e I I I judges ind ica te ac t iv e o r s en io r s t a tu s ;magistrate judges ind icate full- or part-time)
Sen ior U.S. District Judge
7. C h a m b e r s o r O f fi ce A d d r e s s
401 Courlhouse Square9th FloorAlexandria, VA22314-5799
5a. Report Type (check appropriate type)
] Nomination, D a t e
[] Initial [] Annual [] Final
5b. [] Amended Report
8. O n t h e b a s i s o f t h e i n fo r m a t i o n c o n t a in e d i n t h i s R e p o r t a n d a n ym o d i f i c a t io n s p e r t a i n i n g t h e r e t o , i t is , i n m y o p i n i o n , in c o m p l i a n c ewith applicable laws and regulations.
Review|rig Officer D a t e
6 . R e p o r t i n g P e r i o d
01/01/2010to
12/31/2010
I M P O R TA N T N O T E S :The instructions accompanying this form must be followe,tCom plete all parts ,checking the NONE box for each part where you hav e no reportable information. Sign on last page.
I. P O S I T I O N S .(Reporting individual only; see p p. 9-13 of f iling instructions.)
~ NONE (No reportable positions.)
I. Advisory Board Mem ber
2. Member
3.
4.
5.
POSITION NAME OF ORGAN IZATION/ENTITY
Deans Intellectual Property Law Advisiory B oard, George WashingtUniversity
Judicial Advisory Council on International Family Abduction
I I . A G R E E M E N T S .(Reporting individual only; seepp. 14-16 of filing instructionx)
~ N O N E(No reportable agreements.)
DATE PARTIES AND TERMS
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N a m e o f P e r s o n R e p o r t in g
Ellis, I11, Thoma s S.
D a t e o f R e p o r t
08/10/201 I
I ll. N O N - IN V E S T M E N T I N C O M E .t R e p o . i n gindividualandspouse; seepp.17-24 of filing instructions.)
A. Filers N on-Investment Income
~ (No reportable income.)ONE non- inves tmen t
DATE SOURCE AND TYPE
2.
3.
4.
INCOME(yours , not spouses)
B . S p o u s e sN o n - l n v es tm e n t In c o m e- If you were m arried during any portion of the reporting yea r, complete this section.(Dollar amount not required except for honoraria.)
N O N E (N oreportable non-investment income.)
DATE SOURCE AND TYPE
I.
2.
3.
4.
I V . R E I M B U R S E M E N T S- transportation, lodging, food, entertainment.(Includes those to spouse and dependent children; see pp . 25-27 o f filing instructions.)
N O N E(No reportable reimbursements.)
SOURCE DATES LOCATION
1 .
2.
3.
4.
5.
PURPOSE ITEMS PAID OR PROVIDED
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N a m e o f P e r s o n R e p o r t in g
Ellis , III , Thomas S.
D a t e o f R e p o r t
08/10/2011
V I I . I N V E S T M E N T S a n d T R U S T S- inco,.e,,,al.., transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructio
D NONE (No reportable income, assets, or transactions.)
A. B. C.D e s c r i p ti o n o f A s s e ts I n c o m eduring G r o s s v a l u e a t e n d
( in c l u d in g tru s t a s s e ts ) r e p o r tin g p e r io d o f r e p o r tin g p e r io d
(1) (2) (I) (2)Pl a c e " I X ) " a f te r e a c h a s s e t A m o un t T y p e (e .g . ,Value Value
e x e m p t f ro m p r io r d i s c l o s u r e Code I d i v. , r e n t , C o d e 2 M e th o d( A - H ) o r in t. ) ( J - P ) C o d e 3
( Q - W )
O)Ty p e ( e . g .,b u y, s e l l ,
r e d e m p t i o n )
Tr a n s a c t io n s d u r i n g r e p o r t in g p e r i o d
(2) (3) (4)Date Value Gain
m m / d d / y yCode2 C o d e I
(J-P ) (A-H)
(5 )I d e n t i ty o f
buyer/seller( i f p r iva te
t r a n s a c t i o n )
I. Sensor No n e J
2. Wachovia Bank Accts A Interest K T
3. 1RA#1
4. Cambiar Opp Fd
5. Cambiar Opp Fd
6. Goldm an Sachs Tr Finl Sq Mmkt I
7. Goldm an Sachs Tr Finl Sq Mmkt I
8. Goldman Sachs Tr Finl Sq Mm kt 1
9. Goldm an Sachs Tr Finl Sq Mmkt I
1 0 . Hotchkiss & W iley Mid Cap Value I
1 I . Hotchkiss & Wiley Mid Cap Value 1
1 2 . Legg M ason Value Trust
1 3 . Legg M ason Value Trust
1 4 . Blackrock Lg Cap Core Fd
1 5 . Blackrock Lg Cap Core Fd
1 6 .
1 7 .
None
No n e
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
None
None
None
None
J
J
J
J
J
J
J
J
J
J
T Sold 08/24/10(par t )
T Sold 11/02/10(part)
T Sold 07/09/10(part)
T Bu y 08/24/10(addl)
T Sold 10/08/10(part)
T Sold I 1102/I0(part)
T Sold 08/24/I 0(part)
T Sold I 1/02/10(part)
T Sold 08/24/10(part)
T Sold 11/02/10(part)
T Sold 08/24/10(part)
Sold 08126/10
J
J
J
J
J
J
J
J
J
J
J
J
DWS Dreman Sm Cap Value CLS
DWS Dreman Sm Cap Value CLS
A
A
Dividend
Dividend
J
J
T Buy 08/24/I 0(addl)
T Sold 11/02/10(part)
J
J
A
A
A
A
A
A
A
A
A
A
A
A
I. Income Gain Codes:
{See Columns BI and2. Value Codcs
ISce Columns CI and
3. Value MethodISce Column C2)
A =$1,000 or lessF =$50.001 -$ 1 0 0 . 0 0 0J $15,000 or lessN =$250.001 - $500.CO0P3 =$25.000.0OI - $50.000.000
Q =AppraisalU =Book Value
B =$ 1.001 - $2,500
G =$100.04)1 - $1,0OO.000K =$15.0OI -$ 5 0 , 0 O O0 = $500.001 - $1.000,000
R =Cost {Real Estate Only)V Othcr
C =$2.501 - $5,000H 1 =$1.000.001 - $5.0~0,000L =$50.001 -$100,000
P I -$1,000,001 - $5,000,000P4 =More than $50,000.000S =AssessmentW =Estimated
D =$5,001 - $15,000H2 =More than $5.0~0.000M =$100,001 -$250,000P2 =$5,000,00| -$25,000.000
T -Cash Market
E =$15.001 - $50.000
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N a m e o f P e r s o n R e p o r ti n g
Ellis, Ill, Thoma s S.
D a t e o f R e p o r t
08/10/201 I
V I I. I N V E S T M E N T S a n d T R U S T S- i .... e, value,, ...... ions (Includes those of spouse and depe ndent children; seepp. 34-60 of fi ling instructions.
N O N E(No reportable income, assets, or transactions.)
D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) reposing period
0) (2)Place "(x)" after each asset A m o u n tTy p e ( e . g . ,
exempt from prior disclosure Code I d i v. , r e n t ,( A - H ) o r i n t . )
G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d
(l) (,)Value Value
C o d e 2 M e th o d(J-P) C o d e 3
( Q - W )
Ty p e(e .g . ,b u y, s e l l ,
r e d e m p t io n )
Transactions d uring reporting period
(2) (3) (4)D a t e Value Gain
m m/dd/yy Code 2 Code I(J-P) (A-H)
(5 )I d e n t i t y o f
buyerlseller( i f p r iva te
t r a n s a c t i o n )
1 8 . Quanti tative Grp Fds Fo reign Value Fd Ord. N o n eSH S
1 9 . Quanti tative Grp Fds Fo reign Value Fd Ord. N o n eSH S
20 . Artio In tl Equity Fd CL I N one
21 . Artio Intl Equity Fd CL I N o n e
22 . Security EQ Fd Mid Cap Value Ser CLAA Dividend
23 . Security EQ Fd Mid Cap Value Ser CLAA Dividend
24 . T Rowe Price Mid Cap Growth Fd A Dividend
25 . T Rowe Price Mid Cap Growth Fd A Dividend
26 . Touchstone Large Cap Growth Fd CL I A Dividend
27 . Touchstone Large Cap Growth Fd CL I A Dividend
28 . Wells Fargo Fds Tr Small Cap Growth FdA DividendAdmin CL
29 . Delaware Grp Advisor Fds Inc US GrowthA DividendPort Instl CL
30 . Delaware Grp Advisor Fds lnc US GrowthA DividendPort Instl CL
31 . John Hancock Classic Value Fd CL I A Dividend
32 . John Hancock Classic Value Fd CL I A Dividend
33 . Harbor Intl Instl CL A Dividend
34 . Harbor lntl Instl CL A Dividend
J
J
J
J
.I
J
J
J
J
J
J
J
J
J
J
T Sold 08/24/I 0 J A
A
A
A
A
A
A
A
A
A
A
A
A
(part)
Sold 08126110
T Bu y 08/24110
(addl)T Sold I 1/02110
(part)
T Bu y 08124/I 0(addl)
T Sold 11/02/10(part)
T Sold 08/24/10(part)
T Sold 11/02/10(part)
T Sold 08/24/10(part)
T Sold 11/02/10(par t)
T Sold I 1 / 0 2 / 1 0(par t)
T Sold 08/24/10(par0
T Sold I 1/02/10(par t)
T Sold 08/24/101( p a n )
T Sold I 1/02/lO( p a n )
T Bu y 08/24/I 0(addl)
T Sold 11/02/10;(part)
J
J
J
J
J
J
J
J
J
J
J
J
J
J
J
J A
1. Income Gain Codes: A = $1,000 or less B = $ 1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15.000
tSce Columns BI and D4) F =$50.0~1 - $10~.00~ G =$10 0,001 - $ | .0~).00~ HI -$t.O0(I.OOI - $5,0~O.0OO H2 =More than $5,0~L00~
2. Value Codes J -$15,000 or le ss K =$15.001 - $50.000 L =$50.1)01 - $100.0O0 M -$100,001 - $250,000
tS,zc Columns CI and D3) N =$250,001 - $500.000 O =$5 00,001 - $1.000,0~0 PI -$1,000.001 - $5,0OO.0OO P2 =$5,000,001 - $25.000,000
p3 = $25,000,001 . $50.000.000 P4 More than $50,000.000
3. Value Method Codes Q =Apprai~l R =Cost (Real E,, . tate Only) S =Assessment T =Cash Market
[See Column C2) U =Book Value V =Other W =Estimated
E =$15,001 - 550,0~1
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N a m e o f P e r s o n R e p o r t in g
Ell is , I ll , Thom as S.
Date of Report
08/10/2011
N O N E(No reportable income, assets, or transactions.)
Description of Assets Income during
( in c lu d in g w a s t a s s e ts ) re p o r tin g p e r io d
O) (2)Pl a c e " ( X ) " a f te r e a c h a s s e t A m o u n tTy p o ( e .g . ,
e x e m p t fr o m p r io r d i s c l o s u r e Code I d i v. , r e n t ,(A-H) or int .)
G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d
O) (2)Value Value
C o d e 2 M e th o d(J -P ) C o d e 3
( Q - W )
(1 )Typ~ (e.g.,buy, sell,
redemption)
Transactions d uring reporling period
( 2 ) ( 3 ) ( 4 )
D at e Value Gainm m/d d/y y Cod e 2Code I
( J - P ) ( A - H )
(5 )I d e n t it y o fbuyer/seller( i f p r iva te
t r a n s a c t i o n )
35 .
36 .
Opp enheimer In t l Growth Fd CL Y
Opp enheim er In t l Growth Fd CL Y
A Dividend
A Dividend
Sold 08/24/10 J A(part)
Sold 08/26/10 J A
37 . Oppen heimer Dev Mkts CL Y A Dividend J Bu y 08124110 J
38 . Oppen heimer Dev Mkts CL Y A Dividend
3 9. M o rgan S tan ley In st l F d Tr M id C ap G ro w thA DividendP o r tI
4 0 . M o r g a n S t a n l e y I n s t l F d T r M i d C a p G r o w t hA D i v i d e n dP o r t I
4 1 . P i m c o F d s PA C I n t M g m t S e t C o m m R e a lA D i v i d e n dR e t S t r d t F d I n s t l C L
4 2 . P i m c o F d s PA C I n t M g m t S e r C o m m R e a lA D i v i d e n dR e t S t r d t F d [ n s t l C L
43 . AIM Global Rea Est Fd CL Y A Dividend
44. Park Ave P ortfol io R S Em erg Mkts Fd CLA None
J
J
J
J
J
J
T
T
T
T
T
T
Sold 11/02/10 J A(part)
Sold 08/24/10 J A(par t)
Sold I 1/02/10 J A(par t)
Sold 08/24/10 J A( p a n )
Sold 11102/10 J A(part)
Sold 11/02110 J A(part)
Sold 07/09110 J A
45 . Blair Wil l iam FDS Int l Growth Fd CL I A Dividend J Bu y 08/24/10 J
46 . Blair Wil liam FDS lnt l Growth Fd CL 1 A Dividend J
47. Dreyfus Appreciation FD lnc A Dividend J
T
T
Sold 11/02/10 J(part)
Bu y 0 8 1 2 4 11 0 J
48 . DreyfusAppreciationFDlnc A Dividend J
49 . Dreyfus Appreciation FD lnc A Dividend J
50 . RS Invt TR Em erging Mkts FD CL Y A Dividend J
T
T
T
Bu y 08/27/10(addl)
Sold 11/02/10(part)
Buy 07/09/10
J
J
J
51 . RS Invt TR Emerging M kts FD CL Y A Dividend J Sold(part)
08/24/10
I. In come Gain Cod es: A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,090{ S~ c C olum ns B I an d D .4 ) F =$ 50 ,0 01 - $ 1 00 ,0 00 G =$ 100,001 - $ 1.000,000 H I =$1,0~0,001 - $ 5.000.000 H2 =More than $5,000.000
2. Value Codes J -$15,000 or less K $15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,0~(See Columns CI and D3) N =$250,001 - $500,000 O =$500.001 - $1,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000.001 - $25,000.000
P3 =$25,000,001 - $50.000.000 P4 =More than $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
{See Column C2) U =Book Value V =Other W =Eslimatcd
E = $ 1 5 . 0 0 1- $50,000
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N a m e o f P e r s o n R e p o r t i n g
Ellis, III, Thoma s S.
D a t e o f R e p o r t
0 8 / 1 0 / 2 0 1 1
V I I . IN V E S T M E N T SandT R U S T S- ; nco , , ,e ,, al , ,e,transactions (Includes those of spouse and dep endent children; see pp. 34-60 of fi l ing instructiomO
NONE (Noreportable income, assets, or transactions.)
Descript ion of Assets Income during
( in c lu d in g tru s t a s s e ts ) r e p o r tin g p e r io d(I) (2 )
Pl a c e " ( X ) " a f te r e a c h a s s e t A m o un t T y p e (e .g . ,exempt from prior disclosure Code I d i v. , r e n t ,
( A - H ) or in t . )
G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d
( 1 ) ( 2 )Value ValueC o d e 2 M e th o d(J-P) C o d e 3
( Q - W )
(1 )Type (e.g.,
buy,sell,r e d e m p t io n )
Tr a n s a c t i o n s d u r i n g r e p o r t in g p e r io d
(2) (3) (4)D a t e Value Gain
mm/dd/yy Code2 Code I( J - P ) (A-H)
Ident i ty ofbuyer/sel ler
( i f p r iva tet r a n s a c t i o n )
52 . RS Invt TR Eme rging Mkts FD CL Y A Dividend
53. Sent ine l Mut . Fds Small Co CL I A Dividend
J
J
T
T
Sold 11/02/I 0 J(part)
Buy O8/24/IO J
A
54 . Sentinel Mut. Fds Sm all Co CL I
55 . IRA #2
Dividend T Sold 111 0 2 11 0 1 J A
(part)
56 .
57 .
58 .
59 .
60 .
61.
62 .
63.
64 .
65 .
66 .
67 .
68.
Diamond Hil l Sm Cap Fd A A Dividend Sold 09/21/10 J A
Sold 09/17/10 J A(part)
Sold 09/21/10 J A
07/09/10 J A
09/17/10 J
10/08/10 J A
09/17/10 J A
09/17/10 J A
07/09/10 J A
09/17/10 J A
09/21/10 J A
Sold 09/17/10 J A
Sold 09/17/10 J A(part)
Wells Fargo Adv E nd SL-I
Wel ls Fargo Adv E nd SL-I
A
A
Dividend
Dividend
T
GS Finl Sq M mkt Inst l
GS Finl Sq M mkt Inst l
GS Finl Sq M mkt Inst l
Touchstone Large Cap Grwth Fd CL 1
Managers Times Sq M/C GRW -PR
American Centy Mut Fds Amer Centy VistaP
Blackrock Fds lntl Opp Instl CL B
Blackrock Fds Intl Opp Instl CL B
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
J
J
J
J
J
T Sold(part)
T Bu y(addl)
T Sold(part)
T Sold(par t)
T Sold(part)
Sold
T Sold(par t)
Sold
Cambiar Opp Fd A Dividend
John Hancock Classic Value Fd CL I A Dividend
1. Income Gain Cod es: A ~$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15.000
(see Columns BI and I)4) F =$50.1)01 - $100,000 G =$100,001 - $1,0~0,000 HI =$ I,0 00 ,0 01 - $5 .0 00 ,0 00 H2 ~ Mo re th an
2. Value Codes J =$15,000 or less K =$15,001 - $50,0OO L = $50,001 - $10~ .000 M =$100,0~1 - $250.000
(See Columns C I and D31 N =$250,0O I - $500,000 O ~$500,001 - $1,000,00~ PI =$1,000,001 -$5,000,000 P2 =$5,0~0.001 - $25,000.000
P3 $25,000,0~ I - $50.000,00~ P4 =More than $50,0~O.00~
3. Value Method Codes Q =Appraisal R :Cost (R eal Estate On ly) S =Assessm ent T =Cash Market(See Column C2) U =Book Value V =Other W =Estimated
E = $ 1 5 . 0 0 1- $ 5 0 . 0 0 0
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N a m e o f P e r s o n R e p o r t in g
Ellis, III, Thoma s S.
D a l e o f R e p o r t
0 8 / 1 0 / 2 0 1 1
V I I . I N V E S T M E N T S a n dT R U S T S-income,value,transactions (Includesthose of.spouse and dependent children; see pp. 34-60 of filing instructions.)
D (No reportable assets, orONE income, transactions.)
86 .
88.
89 .
90 .
91 .
92 .
93 .
94 .
95 .
96 .
97 .
98 .
99 .
100.
101.
A. B. C.Description of Assets Income during Gross value at end
(includingtmslassets) r~porting period of reporting period
(i ) (2 ) (I) (2)Place "(X )" after each asset AmountTy p e(e .g . , Value Value
exempt from prior disclosure Code I div., rent, Code 2 Method(A-H) o r i n t . ) (J-P) Code 3
(Q-W)
(l )Type (e.g.,
buy, sell ,
r ed em p t i o n )
Transactions during reporting period
( 2 ) ( 3 ) (4)D a t e Value Gain
mmldd/yy Code2 CodeI( J - P ) ( A - H )
Identi~y ofbuyer/sel ler
(if private
t ransact ion)
Morgan S tanley Instl Fd Trust Mid CapGrwth Port CL I
Oppenheimer Dev Mkts CL Y
A Dividend
A Dividend
J
J
T
T
Sold 09/17/10 J(part)
Bu y 091171|0 J
Sentinel M ut Fds Small Co CL I A Dividend J Bu y 09/17/10 J
102.
I. Income Ga[ta Codes: A =$1,000 or less B -$1,001 - $2,500 C =$2,501 - $5,000
(See Colunms B I and D4 ) F = $ 5 0 . 0 0 1 - $ I2. Value Codc~ J =$15,000 or less K =$15,001 - $50.0~0 L =$50.0OI - $100.000
(SeeColurrmsCI and D3) N =$250.0OI - $500,000 O $500.001 - $1,000,000 PI -$1,000,001 - $5,000,0~0
P3 $25,000.001 - $50.000.000 P4 -More than $50,000.0003. Value Method Codes Q Appraisal R -Cosl I Real E,~tale Only}
(See Colunm C2) U =Book Value V =Other \ V =Estimated
D =$5.001 - $15,000H2 =More than $5,000.000M =$ 100,001 - $250,000
P2 = $ 5 , 0 0 0 , 0 0 1- $25,000,000
T =Cash Markcl
E =$15.001 - $50,0~O
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N a m e o f P e r s o n R e p o r ti n g
Ellis, Ill, Thoma s S.
Date of Report
08/10/2011
V I I . I N V E S T M E N T S a n d T R U S T S- incom e, , ol .e , t ransact ions ( Includes those of spouse and depen dent chi ldren; see pp. 34-60 of f i l ing in st ruction~)
[~] . NONE (No reportable income, assets, or transactions.)
Descript ion of Assets Income during
(including t rust assets) report ing period
O) (2)Place "(X)" after each asset A m o u n t Type (e.g.,
exempt from prior disclosure Code I div. , rent ,(A-H) or int .)
Gross va lue a t endof report ing per iod
O) (2)Value V alue
Cod e 2 M ethod(J-P) C o d e 3
( Q - W )
Type (e.g.,
buy, sel l ,
r ed em p t i o n )
Transac tions d u r ing repo r ti ng per iod
(2) (3) (4) (5 )
D a t e Value Gain Identity ofmm/dd/yy Code 2 i CodI buyer/seller
(JP)]i (A-H) (if privatei transaction)
103.
104.
105.
I. Income Gain Codes: A - $1 , 0 0 0or less B = $1,001 - $2 ,500 C =$2,501 - $5,000 D =$5.001 - $15,000
lsee Columns B I and D4) F -$50.001 - $100.000 G =$100,001 - $1,000,000 H 1 = $1 ,0 00 ,0 01 - $5 ,0 00 ,0 ~0 H 2 =M o re th an $ 5, 00 0 ,0 00
2. Value Codes J $15.000 or less K = $15,001 - $50.000 L =$50.001 - $100,0~ 0 M =$100,001 - $250,000
(See Columns CI and D3) N =$250.001 - $500,000 O ~$500.001 - $1.000.0~) PI =$1,000.001 - $5,~00,000 P2 -$5.0~0.001 - $25,000,000
P3 =$25.000.091 - $50.000.000 P4 =More than $50,00~.00~
3. Value Method Codes Q Appraisal R =Cost (R eal Estale On ly) S =Assessm ent T-Cash Marke t
[See Column C2) U =Book Value V =Other W =Estimated
E =$15,091 - $50,000
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Page 11 of 12
Name of Person Report ing
Ellis , III , Thom as S.
Date of Report
08/10/201 I
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.(Indicate part of report.)
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FINANCIAL DISCLOSURE REPORT
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Name of Person Reporting
Ellis, I ll, Thomas S.
Date of R eport
08/10/2011
IX. CERT IFICATION.
1 cert ify tha t a l l informat ion given abov e ( inc luding informat ion perta ining to m y spouse an d m inor or depen dent chi ldren, i f an
accurate, true, and complete to the best of my knowledge and belief, and that any information not reported svas withheld because it mprovisions permitting non-disclosure.
I fur ther cer t i fy that earned incom e from outs ide em ploym ent and ho norar ia and the acceptance of g if ts which have bee n reported are incomp liance with the provis ions of 5 U .S.C. app. 501 e t . seq, 5 U.S.C. 7353, and Judic ia l Conferen ce regula t ions .
Sign at ur e: S/Thom as S. Ellis, III
NO TE: ANY INDIVIDUAL W HO KNO W INGLY AND W ILFULLY FALSIFIES OR FALLS TO FILE THIS R EPORT M AY B E SUBAND CRIM INAL SANCTION S (5 U.S .C. app . 104)
Committee on Financial DisclosureAdm inistrative Office of the United States CourtsSuite 2-30 1One Columbus Circle, N.E.W ashington, D.C. 20544