thomas john ward financial disclosure report for 2009

8/3/2019 Thomas John Ward Financial Disclosure Report for 2009

1/12

I. Permn Reporting (|a~t name, ~ middle initial) :L C o u r t o r Organization 31 Date of ReportWard, Thomas J. . U.S. District Court, TX-E 05/11/2010

4. Title (Article lD judges indicate active or senior s ta t~s ; Sa. Report Type (b~k appropriate ~j]~) 6, Reporting Periodmagistrme judges indicate full- or pa~t-time)![--~ Nomination, Date 01/01/2009

U.S. District Judge (Active) [] Initia~ [] Annual [] Final ta12/31/20097o Chambers or Office Addre~ 8. On the ba~is of the information contained in thh P.epo~ and anymod ifi~tions pertaining thereto, it is, in my opininn~ in eomplinltee100 East Houston Street with applicable laws and regu lationt.Marshal1, Texas 75670

Reviewing Ofll~er Dain.

I M P O R T A N T N O T E S : T ~ e i~ r ~ c ~ o ~ accompanying this form must be followe~ Complete all part&checking the NONE box for each part where you trove no reportable informaflo~ Sign on lastpag~

I . P 0 S I T I 0 N S . (R ~ r o ~ ~ d ~ o ~ y : ~ ~ . ~ ~ ~ o f f ~ ~ ,~ o ~D N O N E ( N o reportable p os i t ions .)

PO SITIO N NA M E O F O R GA N~ZA TION/ENTHTI, Joint Venturer J&J Joint Venture #1,

3.4,5.


2/12

FINANCIAL DISCLOSURE REPORT ~mc of Perffion Reporting Iage 2 of 12 W a r ~ , T h o m a s J . 0 5 / 1 1 / 2 0 1 0I H . N O N - IN V E S T M E N T I N C O M E . (~ ~, ,~,~ ~ u , ~ ~ , ~ , ~ o ~ , ~ ~ ~ ~ - 2 ~ o f ~ ~ o , ~ . ~A. Filers Non-Investment Income[ NONE taro reportable non-investment income.)

DATE SOURCE ANO TYPE (yours, not spouses)

2.3.4.

B . S p o u s e s N o n - I n v e s tm e n t In c o m e - If you were married during any tmn~on of the rcp~rdngy~ar, complele this(Dollar umounl ~ot required exccpl for honoraria.)[~ NONE (No reportable non-investment income.)

DATE SOURC E AND TYPE1.2.3,4.

I . RE IMB U RS E M E I ~ T S - ~ - ~ o n ~ la ,~ ~ o d ~ , f o o ~ , ~(lnelud~ tho~ to s~ ~d d~n~t chil~n; s~ pp. 25-27 of ~ ~c~ons.)

~ NO~ ~o repo~ab& reimbursements.)SO~CE ~ LOCA~ON P~OSE I~MS PA~ OR PRO~ED

1. P~e~ing Law Insti~te M~eh 2-3, 2~9 New Yor~ New Y o~ P~I p~pant Travel, i~g ~d m~Is

2. Am~ College of Tdat M~eh 25-28, 2009 ~ An~io, Te~ J~ Natl ~al Travel, I~ng ~ m~ls~ ~m~fifion3. ~ll~al ~o~ ~w Iuly 23-~, 2~9 T~v~ Ci~, ~i~ P~el p~ei~t T~veL lodging ~d m~S~ In~4. Tex~ ABOTA Oeto~ 24, 20~ S~ Ant~i~, Te~ R~eive a~ ~d~g ~d m~ls5. U nivem i~ of Tex~ Oetob~ 29-30, 2~9 A~fin, Te~ P~d ~idp~t Travel, l~ng ~ m~ls6. Center for ~ede~ ~d November 9, 2~9 Dally, T~ P~d p~eip~t Tmvd ~d m~


3/12

F I N A N C I A L D I S C L O S U R E R E P O R TPage 3 of 1 2

~ NO~ ~o repo~able ~.)

1. Foyer Law Cle~ 10 ~. ~lebmfi~ of s~i~ ~ d~ner, in,ted ~es~ ~ ~fi of $3,628.00~fique pistol2.3.4.5.

[~ N O N ~ ( N o reportable liabilities.)CREDITOR DaF, .S_~ 1.0. ~ V~

I.2.3.4.5,


4/12

F IN A N C I AL D I S C L O S U R E R E P O R T ! N a m e e fP e r t o n R e p o r t i n g D a t e e f R e p o r tPage 4 of 12 Ward, Thomas J. 05/11/2010V II. INVESTMENTS and T R U S T S - ~ = ~ , .~ . r . ~ o ~ a . a ~ ~ o = of SpO~e and dcp~ childre~ ~ p~ 34-60 of fil~g[] NONE (No reportable income, assets, or transactions.)

A. B . C . D.D e s c r i p t io n o f A s s e t s Iacome during G r o s s v a l u e a t e n d T t m m a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r m t a . ~ a t s ) t ~ po rt i n g p er i o d o f r e po rt i n g p e r i o d( l ) I (2) ( ~ ) ( 2 ) ( ~ ) C2) (3) O)4 P l a c e ~ ( X ) ~ a f t e r e a c h a s s e t k m o u n t I Typ e (e .g. V alue V alue T y p e ( e . g . , Date [ Value G ~ i n Identity o f: e x e m p t f r o m p r l o r d i s * i o su ~ ? _ . o d e I d i e . , r e n t , C o d e 2 M e th o d bu y, sell, m m/d d/yy [ C od e 2 Code I ] I m y e r , ~ e l l e r

~ ~ ( A - I 0o r i n t . ) ( J - P ) Code(Q~W)3r e d e m p t i o n ) .

( J - P ) ( A - H ) transaction)(if privat

1, Hartford Life V ariable Annuity None L T2. AXA Equitable Annuity D Interest M T3. Ha.qford Life Variable Annuity None K T4. NE Territory Addition LLC Garden City None K UKansas5. Las Cruces Asseciatvs looatcd La~ Cruces, D Rent J ONew Mexico6. U BS Bank U SA (a~nnnts) A Interest Closed 10/05/09 L7. Fidelity Municipal Money Market (FTEXX ) A Interest M T Open 10/05/09 N8, Am~r. Funds C apital Wodd Growth and A Dividend J TIncome Fund CLA (C WGIX)9. American Funds Capital Growth World A Dividend J TBond Fund CLA (CWBFX )1 0 , American Funds Growth Fund of America A Dividend J TClass A (AGTHX)I I. American Funds Income Fund of America A Dividend K TeLA (AMECX)1 2 . American Funds Investment Co. of America A Dividend J TC L A ( A V ~V S X)1 3 . American Funds New Economy Fund C LA A Dividend J T1 4 . American Funds New Perspective Fund A Dividend J TCLA (ANWPX)1 5 . I I L A # I E InL/Div, N T1 6 . -Amex. Bond Funds of Amer. Class A A Interest L T See Soc. VIII(ABNDX)17.. - Putnam Master Int. hie. Trust A Interest J T


5/12

N a m e o f P e r ~ o n R e p o r t in g ] D a t e o f R e p o r tF IN A N C I AL D I S C L O S U R E R E P O R TPage 5 of 12 w a r ~ T h o m ~ J.

]0 5 / I 1 / 2 0 1 0

NO~ ~o r~o~able income, ~sets, or ~ans~tiom.)A. B. C. D.

~~fion of~ Income d~g ~s$ valuv at end ~$ dung ~i~(including m t ~s~) r~ng ~fiod of ~g p~od(t) (2) 0) ( 2 ) (0 ( 2 )P ~ " ~ ) " a ~ ~ c h ~ s e t ~o~t T~ (e.~, V~ V a l u e T~ (e.~, D a t e V~e ~n l~fiW of~pt ~m ~or di~e C o d e I ~v., ~ C ~ e 2 M ~ ( ~ W ) b u y , ~ L m~ C ~ e 2 C ~ 1~ a c t i o n ) ~ / s ~ l ~

(A- ~ o r ~ L ) ( J - P ) C~ 3 ~m~on) ( J - P ) (A-~ [ (if pilate

CLA (~] 9 . -Ame~o~ F~ In.me Fund of Am~ A Di~dend K TCLA (~CX )20. -Di~cov~ BK DE US C D A Mt~ ~ 5/13/09 K21. -W~chov~ BK HA NC US C D A Int~t K~ 8~5/09 K22. -Nafion~ CiW BK OH US C D A Inter~t ~ed 1~09 K23. -GE C apital InterNotas A Interest K T24. -General Electric C o. Bond B Interest K T25. -Amer. Funds US Govt Securities Fund of B Inter~t K TAmer. CLA (AMUSX )26, -Intermediate Bond Fund of Am erica C LA B Interest K T(AmAX)27. -FHLB Cal! Bond A Interest K T28. -FHLMC C all Notes A Interest K T29. -Comet~ia Bank Mt U S CD A Interest B uy 03113/09 K30. -C:omerica Bank MI US CD A Interest l~edvemed 10/01/09 K31, -Lit~|e Bank Inc. CD A Interest K T B uy 3/27/09 K32. -Marshall & llsley Bank WIS~C D ....... B InteRst K T33. -Fidelity Cash Reserves (I=DRXX ) A Interest M T Open 10/07/09 M34, I IL A # 2 D Int,/Div. L T


6/12

Ja m e o f Person Reporting ] D a t e a ~ " R e p o r tDISCLOS~ ~PORTj w~ ~om~ J.Page 6 o ~ 1 2

NO~ ~o r~o~able income, ~ets, or ~sactio~.)~pfi~n af~ ln~ during ~ v~ue at ~d T~s~o~ d~ng ~ng p~

(D ) (D ~ (2) (n ~ (2) (3) (4)~e~t ~m ~ discl~ C o d ~ 1 div., ~ C o d e 2 Meth~ buy, ~k m~d~ Code 2 Code I b~l~ll~( A - H ) o r i n t . ) ( J - P ) C~ 3 ~ em pa on ) ( J - P ) ( A - H ) ( i f p~v ~(~W) ~ ~tion)

36.- -~ F~ Income F~d of~ca A ~d~d K T37. -~e~ ~ US Go~t ~fies F~d A Int~ K T

C~ (~S~

CLA (~ND~39. -~er. Fun~ In~ime Bond F~d ~ A ~ter~t K TAm~. CLA (A~)40. -Fideliw ~ R~e (FD~ A ~t J T Open 10/07/~ J4 I. Tx B~ & T~ (~ ~n~iew Ba~ & C lnt~ L TT~t)(A~)42. ~ ~mW, Upsh~ Co~W, Te~ None J W43, N~ A~ ~@. ~on St~k No~ J T4 4. Ch erok ee W a te r Co. Co m m on S to ck None J T45. Cherokee Club Capital Stock None ] T46. Southside Bank (accounts) C Interest M T47. Ponderosa Gathering, LLC located Gregg None J UCounty, Texas48. Ae, c.otmt geedvable None J U4~. J&.J Joint Venttlre No. 1, Longvlew, TX None J U5 0 . CIBC Oppenheimer Money Market A I n t e a - e s t J TAeootmrs51. Viropharma Ine. Common Stock (VPI-IM) None J T


7/12

54. Working lntemst- Denson #1, Grngg C Royalty J WCounty, T c x ~ s55. Working Interest - J.Bussey #I, Gregg B Royalty J WCounty, Texas56. Working Interest - C ulpepp~r #3, Crrcgg B Royalty J WCounty, Texas57. Working Interest - Flewell~n #3, Gregg A Royalty J WCounty, Texas58. Working Mtereat - FIewelien #-4, Gregg A Royalty J WCounty, Texas59. Working In te res t - C astlcberry ~, Gregg A Roya l t y l WCounty, Texas60. Working Intarest - Deason #2, Gregg A Royalty J WCounty, Texas61. Working Interest - Denson #3, Gregg None J WCounty, Texas62. Working Interest - D~nson #4, Gr~gg None J WCounty, Texas63, Working Interest - Castleb~rry #4, Gregg A Royalty J WCounty, Texas64. Working Interest - Flewellen #5, Gregg A Royalty J WCounty, Texas65. W o r k in g I n te r e s t ~ C astleberry ~5, G~gg A Royalty J W66. Working Interest - Culpepper #5, Gregg A Royalty J WCounty, Texas67.. Working Interest o Culpepper #6, Gregg A Royalty J WCounty, Texas68. Working Interest - Castlcberry #I0, Gregg A Royalty J WCounty, Texas

t. Incor~ Gain C o~ie~: A =$1,000 or Ires B =tl,001 - ~.5~ C =$~1 - SS,~ D ~5,~t - $15#~ E ~l 5,~1 - $~,~

(S~ ~ CI ~ O3) N ~0,~ I - $5~,~ O3. Va~ M~ ~ Q -App~ R ~t ~1 ~ Only) S =Am~t T ~h M~(S~ Co~ ~) O ~ Value V ~b~ W


8/12

N a m e o f P e r ~ n n R e p o r t i n g D a t e o f R e p o r tF I N A ~ I C I A L D IS C L O S U RE R E P O R TPage 8 of 12

~ NO~ ~o repo~le income, ~sets, or Wa~actio~.)A. B. C. D.

(0 (2 ) O) (2 ) (D (2 ) O) ( 4 )

7 I. Wor~ng lnter~ - Cul~p~ #7, ~e~ A Ro~!~ J WCount, T~

7 2 . Wo~ng inte~g - FlCw ell~ #8, Grog A Ro~IW J WCount, T~7 3 . Wo~ng hm~ - ~e!l~ ~, Gr~ A Ro~ J WCount, T=~74. Wo~ng M~ - T~e B~ton #I, ~ A Ro~IW K W75. Work~g Int~st - D~son #5, ~gg A ~yal~ J WCom~, Tex~ ~SP)~6. Wor~g Mte~st - C~tleb~ #6, ~ A Ro#~ J WCom~, Tx~ ~SP)77. " Wo~g Int~t - ~tleb~ ~7, ~~ A Royal~ J WC om~, T~x~78, Wo~ Intro.- ~tie~ ~, ~e~ A RoyM~ J WC ount , T=~ (WSP)7 9 . Ray~ - Dav~ #1, Wo~ Co~, Tex~ A Royal~ J W80. Wo~g Inter~t-U~ #1, ~gg A ~yal~ J W

8Z Working Inm~ - W.w. M~ey #2, G~ A ~yal~ J W83. ~n~i~w, TX Munici# Bon~ A ~t K T84. Plem~ton, ~ M~oipal Bond B In~t K T

B~s ~v~ Au~od~ Bond A ~t J T


9/12

F IN A N C I AL D IS C L O S U R E R E P O R T i N a m e o f P e r s o n R e p o r t in g ! D a t e o f R e p o r tPage 9 of 12 W ard , T h o m as J . 0 5 1 1 1 1 2 0 1 0V I I . IN V E S T M E N T S a n d TR U S T S - ~ .~,~e , . t. e , ,==.~. . a~a~d ~ ,h~ o f ~ m =, . a , . ,~ . .~ , . a , ud~ .~ s~. ~ S-~O of filing In.muctlonxO

[] NONE (No reportable incom e, assets , or t ransact ions .)A. B, C, D.D e s ~ r l p ~ i o n o f A s s e ~ I n c o m e d u r i n g G r e y s v a l u e a t e n d T r a n s a c ~ u n ~ d u r i n g l ~ p e r f in g p e r i o d(including uu~ ~sets) r e p o r t i n g p e r i o d of repo~ng period

0) (2) (l) (2) (0 (2) [ (3) (4) (5 )P~"(x) aft~-cach ~ A m o u n t T y p ~ ( e , g ,, V ~ l u ~ Vah~ T y p ~ ( e . g . , Date [ Vain i Gain Identi ty ofc x e m p ~ f r o m p r i o r d i ~ c in s u r ~ C o d e 1 d ~ v . r a n t , C o d e 2 M e t h o d b u y , s e l l, r n m / d d / y ~ Code 2 ! Code [ b u y e r / s e l l e ~(A -H ) o r i n t . ) ( J - P ) C o d e 3 r o d c r a p ~ i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

8 6 , TX State Technical College Bond A Interest K T8 7 . Brazosport, "IX ISD~Bond B Interest K T8 8 . K.illeen, TX Municipal Bond A Interest K T8 9 1 Kate Dud ley #1 Working Interest, Gregg A Royalty J W Sold 5/01/09 J A ~ Resm.wces Inc.C o u n t y , T X ( p a r t )90. First National Albany - Bre~kenridge Bank C Interest M TAccounts91. Pauline & Charles Davis #1 Working A Royalty J WlnL,Harrison C o.,TX92, Mary B. Allen # 2 Working Interest, Gregg A Royalty J WCounty, TX93. Patton-Jarvis # 1 Working Interest, Grt:gg B Royalty J W Sold 5/01/09 J A Katy Resources Inc.C o u n t y , T X ( p a r t )94. McMichael #1 Working Interest, G-regg A Royalty J W Sold ~/01/09 J A Katy Resources Inc.C o u n t y . T X ( p a r t )95. Williams #1 Working Interest, Leon County A Royalty J W96. Williams #2 Working Interest, Leon County A Royalty J WTX97.. KC Timberland #1 W orking Interest, Rusk D Royalty K WCounty, TX98. Katy, TX ISD Bond B Interest L T

Houston, "IX Arpt System Bond C Interest K TLa"~ya, TX Indpt School DistriCt Bond B Interest L T

101 . DeSoto, TX Indpt. School District Bond B Interest K T102. Hays, TX imtpt ~chool Dis~ct Bond B Interest L T


10/12

1 0 4 . Flagstone Reinsurance Holdings Ltd Corn None K T Bu y 12/23!09 KStk (FSR)105. White Mountains Ins. Group C orn Stk None K T Bu y 12/23t09 K106. Kratt Foods Inc. CL A (KFT) None K T Bu y I0114t09 KI 0 7 : C o e a ~ o l a ~ . . o . i K O ) A D i v i d e n d K T Buy I 0 / 1 4 / 0 9 K

"i0g. Hei~z H. Ji Co. fflNZ) None Z T Buy 10/14/09 K109, Dish Network Corp. C LA (~ISH) None K T Buy 12/23/09 K11~. Glaxosmithktine ADR(GSK) " None K T Bu y 10/14/09 K111. Hershey C o. (HSY) A D i v i d m a d K T Bu y !10/14/@ K112. Sanofi-Aventis Spon ADR (SNY ) None K T Bu y 10/14/09 K113. Wal-Mart Stores, Inc. (WMT) None K T Bu y 10/14/09 K114. Uai~vver PLC ADS-EA (UL) A Dividend K T Bu y 10/14/09 K1 1 5 . " Morgan Stanley ~~ P 500 Index A A Dividend J T See Section VIIICustodial Aects UTMA-TXI 16. Working Interest Jordan #1 Rusk Co., TX None J W Bu y 02/09/09 J Maehin & Associates117. Working Interest Putman #1 C ass C o., TX None J W Buy 12/09/09 J Machin & Associates


11/12

F IN A N C I AL D IS C L O S U R E R E P O R T N . m ~ o f P e r s o n R e im r f ln g I Date of ReportP a g e 1 1 o f 1 2 W a r d . T h o m a s J "

I05/I 112010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. #,~i~.~ ols~,,~7

V I ! . INVESTMENTS AND TRU STSItsm Nos. 4 and 5: U ndivided interest in real estate lhnited partnership. Filer cannot direct, influence or in any manner effect the purchase, ex change, sale, ord~position of the entity or property of entity.It~n No. 15: Reported in the aggregate. Items 16-33 identify the s~paratr assets held in It~n 15.Item No. 16: This itecn was inadvertently le~ off of fliers 2008 r~port. This asset was purchased on 1/24/08 when several hades were mad e by former broker infliers account as reflected in 2008 report. The market value at time of purchase should have been reported in column 13(3) as L. In the 2008 ~por~ the r~Tutinlngvalues should have been as Colunm B(I)A; B(2) Interest; C(I) L; C (2) T.Item No. 34: Reported in the aggregate. Items 35-40 id entify the separate assets held in Item 34.Iter~ No. 48: Debtor is NE Territory Addition LLC identified in it~n number 4.Item No. 49: Filer is passive investor in this joint venture r~al ~state investment; as sets are undivid ed interests in real estate limited partnership. Neither filer norjoint venture can direct, influence or in any manner effect the purchase, exchange, sale or disposition of limited pm-tnership assets.Item Nos. 75, 76, 7 7 and 7 8: Funds attributable to fliers working interest in th~se wells are distributed to filer by Willow Springs Farmout Partnership tWV SP).Filer is not a partner in WSP and has no capital account in WSP. Filer farmed out his world~g interest to WS P along with other working interest owners ofleasehold estates in approximately December 1994.Itera Nos. 89, 93, 94, and 95: Partial sal~ of rights below d e.-pth of completion of eriglnal well with certain t~tained rights in favor of filer,[tern No. 115: This .ustodial account is reporti because it reached the t~eshold value in 2009.


12/12

F IN A N C I A L D I S C L O S U R E R E P O R TPage 12 of 12

I Ward, Thomas J, ]05/I !/2010

I X. C E R T I FI C A T I O N .I certify ~hat all information given above (including information pertaining to my spouse and m inor or dependent children, if any) is

accurate, true, and complete to the best of m y knowledge and belief, and that any information not reported was withheld because it m et applicable statutoryprovisions permitting non-disclosure.I further certify that earned Income from ou ~ide em ployment and honoraria and the acceptance of gifts which have b een reported are incompliance with the provisions ors U .S.C. app. 501 et. seq., 5 U .S.C. 7353, and Jud icial C onference regulations.

NOTE: ANY INDIV IDUAL W HO KNOW INGLY AND WlLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SU BJECT TO C MLAND C RIMINAL SANCTIONS (5 U.S.C, app. 104)

FILING INSTRUCTIONSMail signed original and 3 add itional copies to:

C omm ittee on Financial DisclosureAdm inistrative Office of the U nited S tates C ourtsSuite 2-301One C olumbus C ircle , N.E,W ashington, D.C. 20544

thomas john ward financial disclosure report for 2009

Documents