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The Northern Delta Transport Development Project (NDTDP) Environmental Impact Assessment APPENDIX II Priority Ports Component A Ministry of Transport, Vietnam Inland Waterway Administration (VIWA), Project Management Unit of Waterways (PMU-W) 14 January 2008 Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized

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Page 1: The Northern Delta Transport Development Project (NDTDP)...2008/02/29  · 4.5.1 Cucphuong National Park 4.5.2 Catba National Park 4.5.3 Cucphuong National Park, 4.5.4 Nghia Hung Proposed

The Northern Delta Transport Development Project (NDTDP)

Environmental Impact Assessment

APPENDIX II

Priority Ports

Component A

Ministry of Transport, Vietnam Inland Waterway Administration (VIWA), Project Management Unit of Waterways (PMU-W)

14 January 2008

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HASKONING NEDERLAND B.V. WSKQ)a$~s$~j~a$~YERNMENT SECTOR CONSULTANCY

P.O. Box 151

Nijmegen 6500 AD

+31 (0)24 328 42 84 Telephone

0031 (0)243609634 Fax

[email protected] E-mail

w.rovalhaskonina.com Internet Document title The Northern Delta ~ranspoh Develo -merit

Arnhem 09152561 CoC Project (NDTDP)

Consulting services for feasibility studies and preliminary design for the Northern Delta Transport Development Project (NDTDP)

Document short title Appendix II-EIA

Status

Date 14 January 2008

Project name NDTDP

Project number 9R6212.21

Client Ministry of Transport, Vietnam Inland Waterway Administration (VIWA), Project Management Unit of Waterways (PMU-W)

Reference 9R62 12.2 llROO7/JHLINijm

~p -

Northern Delta Transport Development Project lNijm Appendix VI - Roads ii 14 January

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ROYAL MASKOWING

ABBREVIATIONS AND ACRONYMS

AADT

ADB

ASEAN

BBDT

CEA

D P

DVVT

E IA

ElRR

EMDP

EMP

ENPV

FS

GDP

GIs

GOV

GPS

GSO

HCMC

HDM4

ICD

IMF

l PDP

IWPM

lw-r l W C

JBlC

LAD

MARD

Annual Average Daily Traffic

Asian Development Bank

Association of Southeast Asian Nations

Benkelman Bean Deflection Test

Cost-effectiveness Analysis

Displaced Person (or Project-affected Person, PAP)

Deadweight tonnage

Environmental Impact Assessment

Economic Internal Rate of Return

Ethnic Minority Development Plan (or lndigenous People's Development Plan, IPDP)

Environmental Management Plan

Economic Net Present Value

Feasibility Study

Gross National Product

Geographic Information System

Government of Vietnam

Global Positioning System

General Statistics Office

Ho Chi Minh City

Highway Development and Management Software Version 4

lnland Clearance Depot

International Monetary Fund

lndigenous People's Development Plan (or Ethnic Minority Development Plan, EMDP)

lnland Waterways and Port Modernization Project

lnland Waterway Transport

lnland Waterways Transport Cost Model

Japanese Bank for International Cooperation

Least Available Depth

Ministry of Agriculture and Rural Development

MMTRR Multimodal Transport Regulatory Review

MOT Ministry of Transport

MRC Mekong River Commission

MT Multimodal Transport

MTlDP Mekong Transport Infrastructure Development Project

iii 9R6212.21 IR007alJHUNijrn January 2008

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MTO

NH

NDTDP

N LF

NPV

N W C

0-D

PAP

PC

PCU

PDLC

PDOT

PlANC

PIP

PMUl

PMU-W

P PC

PPMU

PRA

PSP

QCP

RAP

RC

RED

RNlP

RPF

RRMU7

S A

SOE

swrc

TD

Multimodal Transport Operator

National Highway

Northern Delta Transport Development Project

National Logistic Forum

Net Present Value

Northern Waterway Transport Corporation

Origin-Destination

Project-affected Person (or Displaced Person, DP)

People's Committee

Passenger Car Unit

Physical Distribution and Logistics Centre

Provincial Department of Transport

International Navigation Assoc~ation

Project Implementation Plan

Project Management Unit No. 1

Project Management Unit - Waterways

Provincial People's Committee

Provincial Project Management Unit

Participatory Rapid Appraisal

Private Sector Participation

Quality Control Plan

Resettlement Action Plan

Resettlement Committee

Roads Economic Decision Model

Road Network Improvement Project

Resettlement Policy Framework

Regional Road Management Unit No. 7

Social Assessment

State-owned Enterprise

Southern Waterway Transport Corporation

Technical Design

iv 9R6212.21/R007alJHUNijm January 2008

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TEU

TOR

UNCTAD

UNDP

USD

VAT

VIRESS

VITRANSS

VlWA

VLSS

VND

VNMC

VOC

VRA

VWD

WB

\Afro

3PLs

Twenty-foot Equivalent Unit

Terms of Reference

United Nations Commission on Trade and Development

United Nations Development Programme

United States Dollars

Value-added Tax

Vietnam Registry

Vietnam National Transport Strategy Study

Vietnam Inland Waterway Administration

Vietnam Living Standard Survey

Vietnamese Dong

Vietnam National Mekong Committee

Vehicle Operating Cost

Vietnam Road Administration

Vehicle Weight & Dimensions

World Bank

World Trade Organization

Third Party Logistics Providers

v 9R6212.211R007alJHUNijm January 2008

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CONTENTS PAGE

EXECUTIVE SUMMARY

Introduction Policy, Legal and Administrative Framework Project Description Existing Environmental Conditions Prediction and Assessment of Environmental Impacts of the Port Projects Public Disclosure Summary Matrix of Environmental Management and Monitoring Plan

Construction Stage Operation Phase

1 INTRODUCTION

1 .I Background of the Northern Delta Transport Development Project (NDTDP) 1.2 Objectives of the NDTDP 1.3 Viet Tri and Ninh Phuc Ports 1.4 Study Methodology and Data Sources 1.5 Purpose and Structure of this Volume

2 POLICY, LEGAL AND ADMINISTRATIVE FRAMEWORK

2.1 Environmental Policies, Administration and Regulations of the Government of Vietnam 2-1 2.2 Vietnamese Policy in Environmental Impact Assessment (EIA) 2-1 2.2 World Bank Social and Environmental Safeguards Policies 2-2

2.1 .I OP 4.01 (January 1999) -Environmental Impact Assessment: 2-2 2.1.2 OP 4.04-(June 2001) Natural Habitats: 2-3 2.1.3 OP 4.1 1 (July 2006) Physical Cultural Resources 2-3 2.1.4 OP 4.12 - (Dec 2001) Involuntary Resettlement 2-4 2.1.5 OP 4.1 0 - (July 2005) Indigenous Peoples 2-4

3 PROJECT DESCRIPTION 3-1

3.1 Overview 3.2 Description of Existing River Ports

3.2.1 Viet Tri Port 3.2.2 Ninh Phuc

3.3 PROJECT NEED 3.3.1 Need for port improvement and procurement of equipment 3.3.2 Cargo forecast 3.3.3 Port-capacity 3.3.4 Operating conditions

3.4 PROJECT INVESTMENTS 3.4.1 Civil works and facility

3.5 COST ESTIMATES

4 EXISTING ENVIRONMENTAL CONDITION

4.1 Location 4.2 Overview of the Physical Environment

4.2.1 Climate and Air Quality Special weather phenomena Air Quality

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Air Quality Measurements NDTDP Air Quality in Viet Tri & Ninh Phuc 1 4.2.2 Topography and Geology 4 2.3 Soils of the Red River Delta 4.2.4 Mineral Resources

4.3 The Red River System 4.3.1 Geography 4.3.2 Hydrology and Sedimentation of Red River 4.3.3 Water Quality 4.3.4 Anaysis and Interpretation of Spatial Variation of Water Quality 4.3.5 Sediment Quality 4.3.6 Quality of the Stream Sediment of Red River and its Tributaries 4.3.7 Temporal Analysis of Stream Sediment Quality 4.3.8 Coastal Geomorphology 4.3.9 Coastal Erosion and deposition 4.3.10 Oceanography

4.4 Biological Status of the Red River Delta 4.4.1 Terrestrial Ecosystems 4.4.2 Vegetation of Corridor 1 4.4.3 Aquatic Flora & Fauna Red River Delta 4.4.4 Fish Fauna of Corridor 1 Seasonality of Some Biologic Processes in the Red River 4.4.5 Mangrove Ecosystems of the Red River Delta

4.5 Protected Areas - Biodiversity Protection and Conservation 4.5.1 Cucphuong National Park 4.5.2 Catba National Park 4.5.3 Cucphuong National Park, 4.5.4 Nghia Hung Proposed Nature Reserve 4.5.5 Xuan Thuy National Park 4.5.6 Tien Hai Nature Reserve 4.1. I Thai Thuy Proposed Nature Reserve

4.6 Natural Disasters and Environmental Incidents 4.6.1 Storms and tropical Low Pressures 4.6.2 Flood and Water-Logging 4.6.3 Sedimentation, Erosion and Land Slide 4.6.4 Drought and Hot Temperature 4.6.5 Earthquake

4.7 Socio-Economic Conditions 4.7.1 Industrial Development 4.7.2 Urbanization 4.7.3 Transport 4.7.4 Agriculture, Forestry and Fishery 4.7.5 Land Use Around Viet Tri Port and Vinh Phuc Port 4.7.6 Red River as Source of Irrigation Water 4.7.7 Historical and Natural and Cultural Resources

5 ENVIRONMENTAL IMPACTS PREDICTION AND ASSESSMENT 5-1

5.1 Environmental Impact Assessment Method 5.2 Summary of Investments 5.3 Impacts Screening Checklist 5.4 Pre-Construction

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D U D

ROYAL HAlItOMlMG

5.5 Construction Stage lmpacts on Air Quality lmpacts on Morphology 1 Topography

5.6 lmpacts Associated with Operations Phase lmpacts on Surface Water Quality

6 ENVIRONMENTAL MANGEMENT PLAN - VlET TRI AND NlNH PHUC PORTS

6.1 Environmental Mitigation 6.1.1 Air Quality and Noise lmpacts 6.1.2 Soil and Soil Quality lmpacts 6.1.3 Surface Water Quality 6.1.4 Health and Safety Aspects 6.1.5 Management of Social lmpacts

6.2 Environmental Monitoring 6.2.1 Institutional Responsibilities for Environmental Monitoring and Reporting 6.2.2 Organization of Environmental Monitoring for NDTDP 6.2.3 Agencies Involved in Environmental Monitoring Programs 6.2.4 Environmental Quality Monitoring

6.3 Monitoring for Social Impacts 6.4 CAPACITY BUILDING IN ENVIRONMENTAL MANAGEMENT 6.5 Stakeholders' Responsibilities

7 PUBLIC DISCLOSURE

8 REFERENCES

9 APPENDICES

viii 9R6212.21/R007aNHUNijm January 2008

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LIST OF TABLES

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ROYAL blASK0NIWG

FIGURE 3-1. LOCATION OF VlET TRI PORT AND NINH PHUC 3-5 FIGURE 3-2. LAYOUT OF VlET TRI PORT AND THE LOCATION OF THE PROPOSED

INVESTMENTS 3-9 FIGURE 3-3. LAYOUT OF NlNH PHUC PORT AND THE PROPOSED INVESTMENTS 3-10 FIGURE 4-1. COVERAGE OF THE NDTDP STUDY REGION 4-1 FIGURE 4-2. AVERAGE MONTHLY TEMPERATURE 4-3 FIGURE 4-3. RAINFALL DATA OF THE RED RIVER DELTA 4-3

FIGURE 4-4. MONTHLY AVERAGE HUMIDITY, HANOI 4-4 FIGURE 4-5. TOPOGRAPHIC MAP OF THE STUDY REGION 4-10 FIGURE 4-6. GEOLOGIC MAP OF THE NDTDP STUDY REGION 4-11 FIGURE 4-7. SOIL MAP OF THE NDTDP STUDY REGION 4-13 FIGURE 4-9. DO AND BOD IN RIVERS OF CORRIDOR 1 4-23 FIGURE 4-10. SPATIAL VARIATION OF TOTAL NITROGEN AND PHOSPAHTE IN RIVERS OF

CORRIDOR 1 4-24 FIGURE 4-1 1. SPATIAL VARIATION OF SUSPENDED SEDIMENT 4-24 FIGURE 4-12. SPATIAL VARIATION OF TURBIDITY IN CORRIDOR 1 4-25 FIGURE 4-13. ARSENIC IN RED RIVER, CORRIDOR 1, 2007 4-25 FIGURE 4-14. CADMIUM IN STREAM SEDIMENTS OF CORRIDOR 1 4-29 FIGURE 4-15. ALUMINUM IN STREAM SEDIMENTS OF CORRIDOR 1 4-29 FIGURE 4-16. SPATIAL VARIATION OF CHROMIUM IN STREAM SEDIMENT OF CORRIDOR

I 4-29 FIGURE 4-17. SPATIALVARIATION OF FE IN STREAM SEDIMENT OF CORRIDOR 1 4-30 FIGURE 4-1 8. COMPARISON OF AVERAGE CONCENTRATIONS OF 4-30 FIGLIRE 4-19.LANDSAT IMAGERY OF THE DAY-NINH CO R ESTUARY SHOWING SEDIMENT

PLUME 'S NORTHEASTERLY DISPERSION DURING 'THE RAINY SEASON. IMAGERY DATE IS 2002 JUL 12. 4-32

FIGURE 4-20. 2003 RAINY SEASON IMAGERY OF THE DAY-NINH CO ESTUARY SHOWING THE SAME NORTHEASTERLY SEDIMENT DISPERSION PATTERN. IMAGERY ACQUIRED 2003 JULY 15. 4-32

FIGURE 4-21. END OF DRY SEASON IMAGERY OF THE DAY-NINH CO RlVER MOUTH SHOWING THE SLOW I LOW DISPERSION OF SEDIMENT PLUME. 4-32

FIGURE 4-22. IMAGERY OF THE DAY-NINH CO RlVER MOUTH, OF UNKNOWN DATE, SHOWINGA SOUTHERLY PATTERN OF SEDIMENT PLUME DISPERSION, PRESUMABLY DUE TOA DOMINANTLY SOUTH FLOWING LITTORAL DRIFT, DRIVEN BY A NORTHERLY WIND 4-32

FIGURE 4-23. SPATIAL VARIATION OF DENSITY OF PHYTOPLANKTON IN RED RIVER, NOV 2007 4-36

FIGURE 4-24. NUMBER OF INDIVIDUALS ICU M OF ZOOPLANKTON, RED RlVER NOV 2007 4-36

FIGURE 4-25. PROTECTED AREAS IN THE RED RIVER DELTA 4-40 FIGURE 4-26. THE IMAGERY GIVES A BIRD'S EYE-VIEW OF THE NGlAH HUNG PROPOSED NATURE

RESERVE IN THE ESTUARINE OF THE DAY AND NlNH CO RIVERS. 4-42 FIGURE 4-27. OVERVIEW OF THE XUAN THUY NATIONAL PARK AND THE TlEN HA1

NATURE RESERVE 4-43 FIGURE 4-28. THE LAND USE ATTHE SOUTH WESTERN BOUNDARY OF VlET TRI PORT 4-48 FIGURE 4-29. PUMPING STATIONS LOCATED ALONG THE RIVER OF THE RED RIVER DELTA 4-50 FIGURE 6-1. DISTRIBUTION OF LANDFILLS INTHE NORTHERN DELTA 6-5

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LIST OF TABLES

Table 2-1. List of International Agreements of which Vietnam is a Signatory Table 3-1. Short List of Ports in Corridor 1 and Corridor 2 Table 3-2 River Ports and Throughput for 2005 Table 3-3 Projected Cargo Flow in Viet Tri Port in 2020 Table 3-4 Projected Flow Through Major Ports Table 3-5 Traffic Counts and Cargo Projections Table 3-6 Throughput for Ports Requiring Improvements (TonsNear) Table 4-1. The Provinces within the NDTDP Project Region Table 4-2. Provinces Traversed by the Different Corridors Table 4-3. Extreme Wind Conditions Recorded in the Northern Delta Table 4-4. Summary of TSP and PMlo Monitoring in Haiphong, 1998 Table 4-5. Air Quality in Ninh Binh and Tam Diep Town Table 4-6. Air Quality Measurements, December 2007 NDTDP Table 4-7. Soil Quality, NDTDP Study Region Table 4-8. Discharge at Selected Stations Table 4-9. Estimated Sediment Discharge at the River Mouths Table 4-10. Water Quality of the River in the Northern Delta Nov and Dec 2007 Sampling Table 4-1 1. Concentration of Heavy Metals in River Water of the Northern Delta Table 4-12. 1998 Analysis of Sediments from Red River and Tributaries. Table 4-1 3. Stream Sediment Quality of Rivers of the Red River Delta Table 4-14. Analysis of Stream Sediments from Rivers of the Red River Delta 2007 Table 4-1 5. Endemic and Near-Endemic Bird Species Table 4- 16. Matrix of Season and Documented Seasonality Table 5-1 Impacts Screening Matrix Table 5-2. Noise Levels of Seleted Construction Equipment Table 5-3. Tcvn 5949 - 1998 Table 6- 1. Tcvn 5949 - 1998 Table 6-2. Estimated Cost For Training Activities (Ninh Phuc And Viet Tri)

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EXECUTIVE SUMMARY

ROYAL WASKONIYC

Introduction

The Ministry of Transport (MOT) of the Government of Viet Nam is responsible for the planning, design, construction, maintenance and operation of all major modes of transport in Viet Nam including highways, railways, aviation, and inland waterways. MOT has recently undergone restructuring and separate departments were created for the administration and management of various modes of transport. The Vietnamese Inland Waterway Administration (VIWA) through its Project Management Unit - Waterways (PMU-W) is presently concentrating on the improvement of navigation conditions in both the Red River Delta and the Mekong Delta.

The Northern Delta Transport Development Project (NDTDP) is part of VIWA's efforts to increase efficiency of transport infrastructure in the Northern Delta Region. The NDTDP aims to reduce transport costs and tariffs, raise efficiency of logistics services across different transport modes, assist in building management tools and capacity of VIWA and Provincial Departments of Transport, and develop and strengthen existing frameworks for private sector participation in the provision of infrastructure and related services.

Investments in river ports and landing areas in the three waterway corridors is essential to raise the distribution efficiency of the transport network in the project region. Consequently, this will improve connectivity of the region to the sea ports in the north as well as to central and southern Vietnam.

The inland waterway transportation (IWT) in the Red River Delta is a key infrastructure for industrial bulk carriage, especially for commodities such as construction materials.

Viet Tri Port serves the rapidly developing industrial area around Viet Tri. It is also a nodal point in the multi-modal transport infrastructure connecting the mountainous areas and China with the Red River Delta and the sea. Ninh Phuc Port on the other hand serves the economic development of the southwestern region of the Red River Delta.

The environmental impact assessment (EIA) for the Day Ninh Co River Improvement Project was done on an incremental approach. Initially, regional scanning of the Red River Delta region was done based on existing secondary information and on data provided to the planning team. Subsequently, collection of primary information was conducted which included collection of samples in the field, laboratory analysis of samples (water, sediment, soil, benthos, plankton) and visual site assessment. Significant information was also gathered from published researches on the Red River Delta that is available in the worldwide web.

Policy, Legal and Administrative Framework

The mandate of the Government of Vietnam in enforcing environmental regulations emanates from its 1986 Constitution which states that "State organs, units of the armed forces, economic and social bodies, and all individuals must abide by State regulations on the rational use of natural wealth and on environmental protection"

The most relevant policies of the Government of Vietnam for environmental impact assessment include the Law on Environmental Protection (LEP); Decree No. 8012006lND-CP which detailed guidelines on implementation of some articles of the LEP; Decision No. 8112006lND-CP which

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provides penalty for environmental protection; and Circular No. 08120061TT-BTNMT which contains the guidelines on SEA, EIA and CEP. Other relevant laws include the law on mineral resources, law on forest protection and development, land law, law on water resource, Vietnamese standards for the environment. Results obtained for this EIA were also compared to relevant Vietnamese standards such as ambient air quality standard, acoustic standard, water quality standard, domestic wastewater standard and industrial effluent standard. International agreements that Vietnam is a signatory were also used as reference for this EIA. Finally, this EIA also has to comply with World Bank social and environmental safeguard policies.

Project Description

Since the introduction of Moi Doi's economic renewal program in the 1980s, Vietnam's market economy is rapidly growing at an annual rate in excess of 7 percent. The economy is also gradually developing from being a predominantly agricultural to an industrialized economy. In 2004, 40 percent of the national GDP can be accounted to industries located in the northern and southern region.

Vietnam is endowed with two large river deltas, one of which is the Red River situated in the northern part of the country. Its inland waterway transport system holds a vital role in the regional economy as 67 percent of the total freight volume of principal commodities, such as, coal, construction materials, cement, rice and fertilizers are transported through the network.

The Government of Vietnam, as part of its strategic plan of promoting economic growth and poverty reduction in the country, has on-going efforts to rehabilitate1 develop the main waterway corridors of the Red River Delta. Part of the waterway improvement activities to be taken by NDTDP in the project region is the upgrading of river ports. Among the ports included in the long list of the priority ports identified for improvement is the Viet Tri Port in Phu Tho province and the Ninh Phuc Port in the province of Ninh Binh. Improvements being considered are construction of berths, open yards, jetties, pavements and provision of the cargo handling equipment.

River ports as a basic part of the inland waterway transport system of the region are under the management of either the public or private sectors. Most public ports are managed and operated by the M~nistry of Transport or the provinces, cities and state or province-owned corporations. The state-owned ports are being managed by several ministries, like the Ministry of Industry and Trade (coal and power cargo operations) or the Ministry of Construction (cement cargo operations). Private ports can be considered as landing stages. Based on available information, although considerable cargo handling occurs along the river banks at privately owned landing stages, the main part of the inter-provincial (long haul) cargo is handled at the public sector ports. Viet Tri port not only serves the rapidly developing industrial area around Viet Tri, but also is a nodal point in the (multi-modal) transport infrastructure connecting the mountainous areas and China with the Red River Delta and the sea. Ninh Phuc Port on the other hand supports the economic development requirement of the southwestern region of the Red River Delta.

Viet Tri Port was built in 1965 and is under the jurisdiction of Phu tho province. It is perfectly situated along the Lo River as a nodal point in intermodal tyansport.

Built in 1992, Ninh Phuc Port is located at Ninh Binh province. It is situated along the Day River (60 km from the sea) just downstream of the railway bridge and serves as a center of the intermodal transport. The port was designed to accommodate 1,000 DWT vessels. The actual available depth in front of the port is 2.5 m during the dry season

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Ninh Binh Port consists of 2 areas viz. the old "Ninh Binh port with 4 berths" 3 of which is used for unloading, and the rest is for loading in to barges and the newly built Ninh Phuc port with 2 berths. Access to sea is via the Day River which is, apart from some small stretches, a perfectly navigable fairway with a LAD of 3.5 m along its route. The port has the road access from Ninh Binh via Nho Quan, Man Duc to Son La, Moc Chau.

The port has a capacity of 1 million tons per year, however, at present, only 300,000 tons is handled (70,000 ton coal unloaded, 50,000 to cement unloaded, 50,000 tons pyrite, 50,000 tons apatite arriving by rail and transferred to vessel, 20,000 tons phosphate, limestone, gravel etc).

Proiect Need

Ports are vital to all economic activities in the l W system. They are the hub for the movement and handling of important goods and produce for distribution to key markets. One important condition for ports to prove their capacity as being a cost-effective transport mode, it is important that higher value goods (time-sensitive) be handled efficiently. Over the years, a number of ports in the region have improved their cargo handling operations and service time of vessels to increase their capacity volume, making investment worthwhile.

Proiect Investments

Improvements in the two ports need investments in structures such as the quay, warehouse, coal storage, waste reception area, and drainage sewer and improvements in the pen yard and the inner roads. Cost of these improvements is estimated at US$ .

Existing Environmental Conditions

The project region of the Northern Delta Transport Development Project (NDTDP) covers 13 provinces and cities. Eleven of the provinces are located in the Red River Delta. Due to the regional geographic scope of NDTDP a description of the existing environmental condition of the Red River Delta region is presented.

Climate and Air Quality

The climate that prevails in the region of Vietnam, including the Red River Delta is tropical to sub- tropical. The highest rainfall within the study region is experienced in the coastal areas of Quang Ninh with annual rainfall of 2000 - 2400' mm and rainy days of 130-160 days. The lowest rainfall in the study region occurs in the districts of Haiduong, Hung Yen and Dong Trieu district in Quang Ninh with annual rainfall of 1200 - 1600mm. rainfall is evenly distributed in other areas of the study region.

S~ecial Weather Phenomena

Special weather phenomena affecting the northern region of Vietnam include storms, hoarfrost, fog, drizzle and thunderstorms. The coastal area from Quang Ninh to Ninh Binh is most susceptible to storms. On the average, 3 to 5 storms traverse North Vietnam's plain annually. Heavy rains are usually associated with storms which threaten transport facilities and operation. The storm season is usually from June through October with 40% of the storms occurring between the months of July and August. Fog usually appears in coastal areas, particularly islands and high mounts. Drizzle is a common phenomenon in winter, particularly in March.

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Thunderstorms usually occur at the beginning of the rainy season with strong winds, heavy rains, thunders and lightning.

Air Quality

Ambient air quality in Vietnam is reported to be deteriorating partly due to the use of dirty fuel and the increasing number of motorized vehicles. Industries are among the stationary sources of air pollution in Vietnam. Widespread construction is also among the causes of increased levels of suspended particulates in the atmosphere.

Air quality measurements done for the NDTDP indicate that one-hour levels of S02, N02, TSP and CO are still within the Vietnamese Ambient Air Quality Standard. The obtained values are probably typical of rural areas in Vietnam.

Dusty condition in some river ports was noted during the site surveys. This is attributed to the lack of maintenance of port roadways which are covered with spilled soil and fine dust materials. This condition poses health hazards not only to port workers but also to people residing along the access roads. Ambient air quality sampling done in December 2007 shows that air quality in the ports of Viet Tri and Ninh Phuc are within Vietnamese standards. Noise levels are also within standard for residential areas.

The topography of the study region is relatively flat, slightly sloping towards the coast in the NW- SE direction. The general altitude is low, about 2-3 m from Hung Yen to the south and 1-2 m in 'Thai Binh and Ninh Binh. The frequently flooded regions in Ha Nam, Nam Dinh and Ninh Binh have elevations of only 0.6 to I m ASL. Dike systems of the Red River transect the inland region. Low mountains and hills with elevations of 50 m to 100 m are scattered from Nho Quan (Ninh Binh) to Kimbang (Ha Nam).

The Red River Delta was developed over a Cenozoic depression. It is filled up with Tertiary sediments up to 5,000 meters thick, which are overlain by 250 m thick Quaternary sediments and topped by a 30 m to 60 m thick deposit of Holocene sediments.

Rocks in the Red River Delta region belong to the Proterozoic Group, Lower Devonian, Carnian Stage, Norian-Rhaetian Stage, Hanoi Formation, Vinh Phuc Formation, Hai Hung Formation, Thai Binh Formation, and Undifferentiated Quaternary sediments.

Soils of the Red River Delta

Ten soil groups have been mapped in the Red River Delta. Seven soil groups are cultivated. Soil quality analysis done for the NDTDP indicates that concentration of heavy metals is low. In some sites however, cadmium concentration is equal to the Dutch reference value while concentrations of mercury is higher than the reference value in some sites. Oil was also determined to be present in some sites, mostly in existing ports and landing areas. The pH values of the soil samples are neutral indicating that acid sulfate soils is not a concern in the project area.

Mineral Resources

Major mines are located in the study region. Resources include coal, non-metallic minerals, various metal deposits (bauxite, iron, mercury, antimony and titanium), alluvial minerals, natural gas, mineral waterand clay deposits. Clay is of particular importance to the NDTDP because it is

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a vital material for the management of contaminated sediments. It is also a cheap alternative to geotextiles.

The Red River System

The Red River system has a total basin area of 143,700 km2, including that of the Da River. It is the largest river system in northern Vietnam. More than 50% of the catchment area is within the territory of China and Laos. The main drainage channel of the Red River extends for about 1,130km flowing southwards to the Gulf of Tonkin. The laterite soils abundant in the mountainous upper reaches of Yunnan, China gives the characteristic red color of the river. The middle reaches of the Red River flows in a straight southeasterly valley that is controlled by a major geologic structure, the Red River Fault. The 255 km long lower reaches of the Red River comprises the triangular Red River Delta plain that is bounded by limestone cliffs to the north and south.

The width of the Red River varies from more than a kilometer at the segment below the Lo River confluence to about 200m as it approaches the coastline. Width of the distributary branches varies from 100m to 500m. Active meandering of the Red River as indicated by the ancient meanders, buried abandoned river channels and outlines of oxbows is discernible in aerial photos and satellite imageries. Recently, active meandering has been controlled by an extensive network of protective dikes. Some serious meanders still exist that provide hazards to navigation. Straightening of these meanders is one of the recommendations in the NDTDP for river improvement.

Mean discharge as measured in Son Tay is 3,640 m31sec. This is equivalent to a mean annual discharge of 114 km3 with about 74% flowing during the rainy season. River flow declines to 430 m31sec during the dry months. Brackish water penetrates about 22km inland of the tributaries during the dry months.

There are a number of estimates of the modern day sedimentation rate of the Red River. It is estimated that the annual discharge of the Red River is about 125 million ton sediments and 70 million ton dissolved matters into coastal zone (Pho, 1984 cited in Thanh et al., undated). New land is continuously being created at a rate of about 100 meter a year through the deposition of sediments supplied by the rivers (Haskoning 2003).

Other tributaries of the Red River system including the Thai Binh River system and Nhue Day River system are discussed in the EIA.

Water temperature of the Red River varies from 27-30°C during the summer months to 24-26°C during the winter months. The difference in surface and bottom water temperature is around 1 "C. The pH values range from 8.0 to 8.5 while suspended sediment concentrations can reach more than 2,000mglL.

Results of the water sampling and analysis done for the EIA of the NDTDP indicate that pH value in all sites is neutral, salinity gradually increases from Viet Tri to the estuary area and signs of organic pollution are indicated by the high concentrations of dissolved oxygen and biochemical oxygen demand. BOD values in all sites exceeded the Vietnamese standard for A water source. Organic pollution loading is highest in Nam Dinh port, Hongvan port, Nhuthuy landing site and Chuphan Ferry.

Concentrations of NH*', NO; and total N are high although still lower than the maximum permissible limit of the Vietnamese Standard for Surface Water (TCVN 5942:1995, Source A). But the concentration of nutrients is high enough to cause eutrophication in stagnant water. Concentration of total phosphorus (P) is also high in some sampling sites.

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Concentrations of phenols and heavy metals in the rivers of the Northern Delta region are much lower than the Vietnamese standard for surface water. However, oil contamination is significant in some sampling sites. This is attributed to oily wastes from boats.

Assessment of the results of the analysis of water samples from selected sites in the study region indicate good water condition in the upstream section of the ~ e d River where DO is high and BOD is low. Spatial correlations for phosphates and nitrates indicate increasing concentrations in the downstream sections which is attributed to the dense residential and industrial areas especially in Hai Phong and Hai Duong.

Increasing concentrations of suspended sediments was observed from the upstream to the downstream sections of the Red River. This is inferred to be due to the active bank erosion and the rampant dredging in Duong River. Of the heavy metals in sediments, only arsenic showed a distinct declining trend from the headwater to the downstream segment of the Red River system. River sediment analysis done by the Vietnam National Center for Natural Science and Technology for analytes such as heavy metals, calcium carbonate, pesticides and organic materials indicate that these parameters comply with the Vietnamese standards for soil quality and pesticide residue limits. Sediment sampling conducted for the NDTDP likewise indicates that the values are below the Dutch standard for sediment pollutants except for cadmium and mercury which exceeded the standard in a few sites.

Landforms in the coastal areas include tidal flats, beaches, beach ridges, mangroves, marshes, tributaries and tidal channels. The prominent features in the coastal areas of the Red River delta are karst islands formation in Halong Bay in the northeastern most corner of the Red River delta. An extensive mangrove swamp that has been converted to shrimp ponds are found along the coast of Halong Bay southwards to Bach Dang estuary. Mangrove swamps also occur in the Do Son-Thai Binh estuary. Southwards, from Van Uc to Thai Binh estuary, the shrimp ponds are fringed by a belt of reforested mangrove.

The mouth of Red River or Ba Lat is an extensive formatios of tidal mudflats. The mudflats have been cleared of vegetation and are now mainly used for aquaculture.

The shoreline is generally straight southwards of the Ba Lat estuary being protected by sea dikes. This shoreline terminates at the Lach Giang estuary and the Day River Estuary. Mudflats have formed at the mouth of the Day River. These mudflats are still vegetated by mangroves and mangrove associated plant species. Active deposition is taking place at the mouth of Day River, causing the seaward progradation of the river mouth.

Shoreline accretion in the coastal areas of the Red River Delta occurs at a rate of 25m per year with a maximum rate of 120m per year in some areas. Erosion is the predominant process in some sections of the coast, notably Cat Hai and Hai Hau. Shoreline retreat occurs at a rate of 4.5m to 13 m per year.

Flow patterns in the Gulf of Tonkin are dominated by the tidal and monsoon currents. Tidal regime is diurnal with a range of 4m in the north to 2m in the south. The tidal range at the mouth of the Ba Lat varies from 0.5 m during neap tide to 2.5 m during spring tide. The Gulf of Tonkin is connected to the South China Sea which has strongly seasonally varying residual currents forced by the monsoonal wind patterns.

Wind velocities during the dry season are higher than during the wet season, generating higher waves (significant wave height Hs around 1.4 m) in the Gulf of Tonkin relative to the wet season (Hs below 1 m). However, the most pronounced seasonal difference is probably the frequency of occurrence of significant wave heights: Hs is up to 3 m during 10% of time in the dry season whereas Hs is only 2 m during 10% of time in. the wet season. It is noteworthy that the most sediment is supplied to the Gulf of Tonkin when wave energy is low.

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Bioloaical Status of the Red River Delta

Natural forests in the project region and peripheral areas are found in mountains and hills in the provinces of Phu Tho, Vinh Phuc, Ha Tay, Ninh Binh, Quang Ninh, and Hai Duong. The prevailing plant types in the higher altitudes are tropical wet evergreen forest; semi-deciduous forest with dry and rainy seasons; and forest on limestone mountains. Vegetation in the lower elevations consist of low mountain subtropical wet evergreen forest, coniferous - broad-leaved forest, forest on limestone mountains and on granite mountains. One important terrestrial ecosystem present in the Red River Delta region is the lowland rain forest. WWF delineated the extent of this ecosystem from the freshwater swamp forests of the Red River Valley south along the north- central coast of Vietnam to the region south of Tam Ky. This ecosystem is reported to be seriously degraded with less than 10 percent of the native vegetation remaining. The climatic condition that prevails in this ecosystem characterized by high rainfall and short dry season produced conditions that once supported diverse wet evergreen forests. Although much of the ecosystem's biodiversity has been lost, it still harbors several mammals and birds of conservation significance.

The predominant terrestrial ecosystem in the Red River Delta, particularly in Corridor 1, is the agro-ecosystem with much of the land area converted to agricultural use.. Paddy rice cultivation is the most dominant agricultural feature in the low lying areas of the delta. The floodplains and river banks bordering the waterways that will be improved in Corridor 1 is dominantly agricultural. Crops cultivated in the region include rice, corn, cassava, sweet potato, banana and sugar cane.

The phytoplankton community of the Red River Delta has a diverse species composition including 183 species dominated by Diatomae which make up 86.1% of total number of species. Phytoplankton development changes with the seasons, with phytoplankton population declining rapidly during the flood peak months and increasing during the dry season. In July-August, the phytoplankton density ranges from 800 to 362,000 cellslm3 with mean biomass of 130 glm3. Phytoplankton develops extensively in the mouth of the Red River in waters shallower than 20m. Phytoplankton biomass and density increases when the tide is high and decreases when the tides fall.

The Bac Bo est,uarine area supports a rich and diverse zooplankton. A total of 185 species have been recorded, including Copepoda (107 species), Cladeocera (14), Siphonophora (8),Chaetognatha (8). Amphipoda (6), Tunicata (6), Protozoa (5), Ostracoda (4), Pteropoda - Heteropoda (3), Rotatoria (2), Cumacea (2), Sergestinae (I), Euphausidae (1) and Nauplius (18). Zooplankton density and biomass vary between 6,130 - 15,500 individuals/m3 and 240 - 370 g/m3 respectively. Lowest values are in tlood months, but high values are in the dry season.

The biomass of zoobenthic animals used as food by other species varies over a wide range from 4 - 96 glm3 in the dry season and 5.9 - 11.5 g/m3 in the wet season (Dang Ngoc Thanh et al., 1991). Zoobenthic community in the tidal mud flats includes 130 species.

A total of 233 fish species belonging to 71 families have been identified in the estuary of the Red River Delta. The fish fauna of this area may be divided into four ecological groups (a) freshwater, (b) euryhaline-marine (c) true estuarine and (d) regularly anadromous migrants.

The fish survey done by the Phan Mach, Institute of Ecology and Biological Resources in December 2007 describes the fish species that occur in the waterways of Corridor 1 such as the Red River, Cau River and Thai Binh River. About 53 fish species were identified at the Day and Nhue basin while 89 fish species belonging to 6 orders and 20 families have been recorded in the Cau river basin. Along Red River from Viet Tri to the estuary, about 64 fish species have been identified, 12 species of which are cultured. Three fish species of the Red River are listed in the Vietnam Red Book (2000): Clupanodon Thrissa (Linnaeus, 1758) (Vulnerable - level), Squaliobarbus curriculus (Threatened - level), Hemibagrius elongatus (Giinther) (Vulnerable - level). 62 fish species have been identified in the Thai Binh River from Pha Lai to the estuary. 50 species are naturally occurring while the rest are cultured.

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Spawning season of the aquatic species in the Red River Delta region is not totally known. Reproductive season of the more important species, namely Squaliobarbus curriculus starts from late April to early August. Other fauna such as freshwater shrimps and crabs coincide with the monsoon season.

Limited coastal vegetation (mangroves) occur in the coastal areas of the region. Mangrove stands flourish in places where conditions are favorable for mangrove development. No corals are present along the coast of the Red River Delta region.

A number of protected areas are located along the coastline of the Red River Delta. These include the Cucphuong National Park (wet tropical forest) occurring in the provinces of Ninh Binh, Hoa Binh and Thanh Hoa; Catba Biosphere Reserve, a tropical evergreen forest; and the Cucphuong National Park with rich species composition, mostly rare and precious ones. The protected areas that are of importance to the NDTDP include the Nghia Hung Proposed Nature Reserve, Xuan Thuy National Park, Tien Hai Nature Reserve, and the Thai Thuy Proposed Nature Reserve.

Natural Disasters and Environmental Incidents

Natural disasters that occur in the region include storms and tropical low pressures, flood and water logging, sedimentation, erosion and landslide, drought and hot temperature and earthquakes. ow ever, earthquake hazard in the project is low.

Socio-Economic conditions

The project site accounts for a major part of the Northern Delta which includes Quangninh and Vinhphuc provinces to the northeast and the province Phutho to the northwest. This region is the center of economic, cultural and social development of northern Vietnam. The region has a population of 13 million.

The Northern Delta region has experienced rapid urban development during the last decade. The urban population has increased by 35% as of 2006. A number of towns have been upgraded to cities. Urbanization has created favorable conditions for socio-economic development but it has also imposed heavy pressures on the environment.

In terms of transport, the Northern Delta region has the most developed transport network when compared to other regions in Vietnam. This is a major boost to development.

Economic activities in the region include agriculture, fishery and forestry. Major agricultural crops include rice, corn, vegetables and fruits. Cattle and poultry raising is also among the major agricultural activities in the region. Aquaculture and capture fishery are well developed in the coastal regions. Forestry is an important economic sector in Hatay, Vinhphuc, Phutho and some districts of Haiphong, Ninhbinh, and Quangninh. Nevertheless, both the area and quality of forests (mountain forests and mangrove forests) are declining, indicating the general decline in quality of the environment.

Dominant land uses in the Red River delta are agricultural, built up and industrial.

Aside from fishing and transport, one of the major uses of river water is for irrigation. A number of pumping stations have been established in different sections of the rivers in Corridor 1.

Historic, natural and cultural resources are present in the region. These include ancient pagodas, temples and ancient port towns. Historic sites and sites of traditional festivals are also present. Ancient architectures, artifacts, pagodas and temples are found in almost all provinces.

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Prediction and Assessment of Environmental Impacts of the Port Projects

The summary matrix of impacts of the improvement works at the Viet Tri and Ninh Phuc Ports is presented below:

Air Quality

bud011 - ST N Minor

I I I , . - I Operations: Noise and emission from vessels,

. 8 " ."-@I@ . . ~ ~ ~ @ q ~Ehgmy: : , - " , ,?" ' ,,

Construction' Noise and emissions from construction eaui~ment and fuaitive dust.

Major 1 LT I trucks; Fugitive dust from cargo handling, hauling; rock 1 1 Geoloov (L T O R R ~ Y

1 1 I I ore crusing; noise from crusher in Viet Tri ( I

0 Construction - No impact Sediment Transport

0 Operations - No impact

Topography I morphology

Erosion & Deposition

I Minor

Minor

1 CT I Construction -May come from spillage of (

0 0 0

U I

- ( construction materials - heavy metals, oil;

--r Operations - spjllage of cargo, waste water may

- I I

I affect heavv metals. oil 1

I Water Resources 1

N ST CIonsIrucIton - I'

Minor Soil and Soil Quality

1 Major

Hydrology I Hydrodynamics 0 &

turbidity, oil, heavy metals. Operations - Leachate of stockpile, spillage of cargo, disposal of cargo residue; pollutants include oil, nutrients; bacteriological, heavy

N

N I Minor

I 1 I 1 ) Propeller wash during periods of low water may 1 r cause resuspension of sediments.

1 Groundwater (Water Table) 0 PPP

0

Minor

ST

Groundwater Qualitv shallow groundwater

spillage of construction materials may cause

I t - I N I Mino I LT I Operations I

LT

construction materials - heavy metals, oil; Operations -spillage of cargo, waste water may affect heavy metals, oil

1 Ecology & Biological Resources Protected Terrestrial Habitat

U 1 Aquatic Flora & Fauna

Protected Terrestrial Plants and Animals

0 - 0

0 Important AquaticMletlands Hatats

9R6212.2llR007a/JHUNijm January 2008

-

I

Socio-Culturel

0

Land Use 10 1 No impact since no acquisition of land

I , No direct impact

-

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Environmental Components

Livelihood Opportunities

Occupational 8 Public Health 8 Safety

0 1 I I No impact since no acauisition of land

Construction - workers maybe exposed to- hazards of heavy lifting, heat, ergonometric stress, noise, fugitive dust; water hazards; health hazards due to crowded accommodation in construction cama

P I Minor

P I Minor

1 1 I Operations -workers maybe exposed to

ST

LT

Public Disclosure

Construction may offer some temporary jobs Operations may also offer some jobs for residents of some host communitv

N

Consultations with affected stakeholders were conducted focus group discussions with various sectors. Extensive public consultation was conducted in various phases of the project. Key stakeholders include various officials of the Provincial Department of Transport and port authorities. To date, 280 people including women have participated in the public consultations. This does not include displaced persons who will also be consulted during the preparation of the resettlement action plan.

10 9R6212.211R007a/JHUNijrn January 2008

Mnor LT hazards of heavy lifting, heat, ergonometric stress, noise, fugitive dust; water hazards; threat of HIV aids vessel crew maybe carriers

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Summary Matrix of Environmental Management and Monitoring Plan

Construction Stage

11 9R6212.21IR007aNHUNijm January 2008

of conditions of Dust emission

Dust emission

dust with water

environmental

included in the

Stream.' : sediment Quality:

have adverse impact on stream sediment through spillage

practices for port construction Proper solid and wastewater management

sediment quality. 1 upstream of port and one downstream.

As, Cr, Fe, Al Monitoring Consultant under supervision of DONRE

before construction

VND 490,000~2 = VND 980,000, analysis only

environmental management plan for Ports

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/ Visual monitoring of waste management

practices for port 1 water quality construction Proper solid and Visual wastewater monitoring of management waste

I management practices

Orientation Monitoring of compliance

First Aid stations Assignment of I safety officer; Trained emergency

warnings; HSE practices Conduct I mnsultations 1

n surface water

onstruction wastes,

noise, heat, ergonomic

TDS, Suspended sediment, pH, Pb, Cd, Hg, As, Cr, Fe, Al; Phytoplankton, zooplankton and benthos Safety Guidelines, Availability and usage of equipment and safety personnel

HSE guidelines and plans

Independent Monitoring Consultant under supervision of DONRE

Preparation of guidelines by Contractor under supervision of DONRE

Plan to be prepared by Contractor, supervision by DONRE

Bi-annual, low flow season and wet season. First sampling before construction

Before construction and thereafter random checks

Before construction and thereafter random checks

aVND1.728 millionlsample

VND7.12 million

Part of Include in

management contract. cost

Part of Construction management cost

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Operation Phase

SPM Use loading Equipment emission Bunloading Noise

eost of 'a, Monita;i;lng.>

Cost is part of

equipment to minimize coal drop; Maintenance of

- ' Monitoring

Monitor compliance plan; / owner

Actual clean up; supervision

-< 1 1ndlwrtoam . '

- SIC 2

Site clean up

Re~phsible+* re . m;w .). ' v f ~ ~ p s ~ ,

emissions test; Maintenance

"we?' ---- Port Authority

the port management

"?-&:;$:TI Continuing

1 equipment; 1 1 record 1 1 1 Impose speed limit Bagging of break bulk cargoes

Contamination due to Observe best Monitor the port management cost

spillage of fuel, practices in adoption of lubricant, leachate of handling fuel; good practices; construction waste Proper solid and adoption of dump; wastewater waste Leachate; 1 management ' management 1 program 1 ofDONRE 1 I

-- Checklist for

program

monitoring;

Waste management

1 I I I I I Operations may have 1 Adoption of best ) Monitoring of ( pH, Pb, Cd, Hg, 1 Independent 1 Annual, first is 1 Total cost

Preparation

n may have adverse 1 practices for port I sediment I As, Cr, Fe, Al I Monitoring 1 before 1 VND

of plan and program by Port Owner with approval

impact on stream construction quality, 1 sediment through Proper solid and upstream of spillage; wastewater port and one Leachate management downstream.

Continuing and Random checking

Visual monitoring of

Cost is part of

I I waste I management practices

P

Presentation of

Consultant under supervision of DONRE

service records should be part of conditions of contract;

Preparation of

construction

detailed environmental

490,000~2 = VND 980,000, analysis only

management plan should be included in the Contractor's condition of contract Part of environmental management plan for Ports

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1 ,I Operations may have adverse impact on surface water quality through spillage of construction wastes, oil, fuel, ; leachate; ship discharge of oil waste; sewage,etc.

hazardous conditions for local residents;

coal; I water quality Port waste reception facilities; Monitoring of Proper waste compliance management with EMP

Orientation Monitoring of compliance

First Aid stations Assignment of I safety officer; I Trained emergency

warnings; HSE practices Conduct 1 consultations I

Suspended sediment, pH, Pb, Cd, Hg, As, Cr, Fe, Al; Port Envi management plan

Guidelines; Availability and usage of equipment and safety personnel

and plans

preparation

owner; Independent Monitoring Consultant under supervision

of guidelines by Port

I operator I under

supervision of DONRE Plan to be prepared by I--

) Port owner, supervision by DONRE

flow season and wet

I season. First I sampling 1 before

, construction

Continuing 1

I Continuing

Random checks

@VNDI ,728 millionlsample - - VND7.12 million

Part of Include in

Part of Construction management i

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I INTRODUCTION

1.1 Background of the Northern Delta Transport Development Project (NDTDP)

The Ministry of Transport (MOT) of the Government of Viet Nam is responsible for planning, design, construction, maintenance and operation of all major modes of transport in Viet Nam: highways, railways, aviation, and inland waterways. MOT has recently undergone a restructuring creating individual and separate modal departments responsible for the administration and management of the various modes of transport, and functional departments responsible for the state-wide administration and management of planning, investment, finance, institutional development, and associated science and technology.

Presently, MOT is concentrating through the Vietnamese Inland Waterway Administration (VIWA) and Project Management Unit Waterways (PMU-W) on the improvement of the navigation conditions in both the Mekong Delta and the Red River Delta. Major national inland waterway related works have been tendered by PMU-W through both national and international competitive bidding. Within the scope of the Northern Delta Transport Development Project (NDTDP) being financed by the International Development Association PMU-W has appointed the Consultants to prepare Feasibility Studies and Preliminary Designs (similar to Basic Designs) for the Project.

I .2 Objectives of the NDTDP

The objectives of the Northern Delta Transport Development Project is to support sustainable economic growth and inclusive development in the Northern Delta Region by increasing the efficiency of transport infrastructure in the Northern Delta Region in an integrated and safe manner by means of multi-modal transport. The Project will improve the supply chain efficiency for production, distribution and trade and will also provide better and safer access for the poor to the main supply corridors. The specific Project objectives are:

to reduce transport costsltariffs and improve service quality from points of production to local markets or points of export through improvements in the inland waterway and connecting road systems; to raise the efficiency of logistics services across different transport modes; to assist in building the management tools and capacity of VIWA and Provincial Departments of Transport (PdoT) in the effective exercise of their responsibilities under the 2004 Law on Inland Waterways; to developlstrengthen existing frameworks for private sector participation in the provision of infrastructure and setvices associated with provincial ports, landing stages and logistics centers.

1.3 Viet Tri and Ninh Phuc Ports

Investments in river ports and landing stages in the three waterway corridors are essential to raise the distribution efficiency of the transport network within the project region which would in turn improve the connectivity of the region to the sea ports in the north as well as to central and southern Vietnam. The IWT in the Red River Delta is a key infrastructure for industrial bulk carriage. IWT as transporter will continue especially for commodities such as construction materials. Thereby the key users of IWT are industries which locate key production centers along the river banks. The selection of the ports for investment is based on both efficiency and socio-

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economic considerations and both ports meet the criteria, both are among the major cargo ports of the Red River System.

Viet Tri port not only serves the rapidly developing industrial area around Viet Tri, but also is a nodal point in the (multi-modal) transport infrastructure connecting the mountainous areas and China with the Red River Delta and the sea. Ninh Phuc Port on the other hand supports the economic development requirement of the southwestern region of the Red River Delta.

1.4 Study Methodology and Data Sources

The environmental impact assessment was conducted on an incremental approach in order to provide the optimum support to planning and feasibility study. A regional scanning of the Red River Delta was initially conducted based on secondary literatures and environmental information was provided to the planning team. The information generated was part of the basis for the environmental screening of specific components and their alternatives. Subsequently, a follow-up collection of primary data, i.e. sampling and laboratory analysis and site inspection, were conducted for the selected project components.

The secondary sources of information include project documents and published researches and reports on the Red River Delta. Among these are:

Sourcebook of existing and proposed protected areas in Vietnam by Birdlife International, World Bank, Royal Netherlands Embassy and the Ministry of Agriculture and Rual Development (MARD) 2004, znd ed. Red River Delta Master Plan by Binnie & Partners, Snowy Mountains Engineering Corp Ltd. AACM International Pty Ltd. And Delft Hydraulics, 1995. . UNEP, Government of Vietnam, MOSTE Red River Waterways Project Vietnam TA No. 2615-VIE by Haskoning Consulting Engineers and Architects and Delft Hydraulics, 1998. . Gov Socialist Republic of Vietnam, MOT, VIWA. Day River-Ninh Co River Mouth Improvement Project -Vietnam by Haskoning Nederland BV Coastal and Rivers, 2003. Ministry of Transportation, PMU Waterways Northern Delta Transport Development Project. Consultancy Services for Feasibility Study and Preliminary Engineering Design. Inception Report by Royal Haskoning, SMEC and Center of VAPO 2007. , MOT, VIWA, PMU-Waterways ALMEC, 2006 Northern Region Comprehensive Transport Strategy Study

Numerous researches on environment related topics regarding the Red River Delta were also accessed in the worldwide web.

Primary data collection consisted of collection of water samples, soil samples, stream sediment samples, collection of selected specimens for identification, air quality and noise measurement. The primary data collection was done in November and December 2007 by the Environment Protection Centre (VESDEC) of the Vietnam Environment and Sustainable Development Institute (VESDI). Chemical analysis of the water, soil and stream sediment samples were done by the lnstitute of Chemistry of the National Academy of Sciences and Technology. The list and description of sampling locations are attached to this report as an appendix.

Parameters analyzed are the following:

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Water quality (20 parameters): Temperature, pH, salinity, TDS, turbidity, SS, DO, Fe, BOD5, NH4', NO3-, total N, total P, Zn, Cr, Cd, As, oil, phenols and total coliform. Soil quality (9 parameters): pH, Al, Fe, As, Pb, Cd, Cr, Hg and total oil. Sediment quality (10 parameters): pH, Al, Fe, As, Cd, Pb, Cr, Hg, pesticides (at some sites) and grain sizes. Air quality (9 parameters): Temperature, humidity, wind speed, CO, SO2, NO2, TSP, PMlo, Pb. Noise (dBA) Vibration: L,, L,, L, (dBA) Aquatic organisms (3 parameters): phytoplanktons, zooplanktons, benthic animals Fish data provided by Institute of Ecology and Biological Resources (IEBR) based on their 2007 surveys. Flora: Listing of vegetation species at each sampling sites.

Air quality, noise and vibration tests were done by the SINTEP. 'The parameters measured include:

Temperature Wind speed Total suspended particulate (TSP) Particulate Matter 10 (PMlo) Sulfur dioxide (SO2) Nitrogen Dioxide (NOz) Carbon Monoxide (CO) Noise Vibration

A GIs database has been created for the storage and to facilitate the analysis information. Environmental data (i.e. water quality, soil quality, stream sediment quality and air quality) were assessed by comparing with the standards set by the Government of Vietnam and with standards set by globally recognized institutions and governments such as the Dutch Standard for Sediment Pollutants.

For a better understanding of the environmental condition and how it varies with time and space, basic statistical and spatial analyses were done when data sets allow.

Consultations were also conducted as part of data collection and in compliance with procedural requirements. Among the consulted stakeholders were the port authorities / management, the provincial DONREs and the stakeholders that will likely be directly affected by the various components of the project.

1.5 Purpose and Structure of this Volume

This volume contains the environmental impact assessment of the NDTDP Corridor 1 Waterways Improvement. The environmental impact assessment was conducted to ensure the environmental sustainability of the project and its components as well as to fulfill the environmental permitting requirements of the Government of Vietnam and the lending institution.

The contents of this volume are:

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Chapter 1- Introduction, this section

Chapter 2- An outline of environment related policies, legal and administrative framework that are pertinent to the waterways improvement project.

Chapter 3- 'The description of the waterway improvement sub-projects to be undertaken under the NDTDP

Chapter 4 - The existing environmental condition of the study region and specific work sites

Chapter 5 - Prediction and assessment of the impacts to the environment of the various project components

Chapter 6 -Analysis of the various alternatives considered by the NDTDP

Chapter 7 - The proposed environmental management plan describing the mitigation measures and monitoring measures

Chapter 8- describes public involvement and consultation activities.

Chapter 9 - Listing of references used in the study

Chapter 10 - Attachments and appendices

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2 POLICY, LEGAL AND ADMINISTRATIVE FRAMEWORK

Presented in the following 'sections are the policies, legal and administrative framework of the environmental impact assessment of the Northern Delta Transport Development Project.

2.1 Environmental Policies, Administration and Regulations of the Government of Vietnam

The Constitution

The mandate for the environmental policies and regulations of the Government of Vietnam emanates from the 1986 Constitution, specifically, Article 29 which states:

"State organs, units of the armed forces, economic and social bodies, and all individuals must abide by State regulations on the rational use of natural wealth and on environmental protection.

All acts likely to bring about exhaustion of natural wealth and to cause damage to the environment are strictly forbidden"

2.2 Vietnamese Policy in Environmental Impact Assessment (EIA)

The most relevant environmental policies of Vietnam for environmental assessment are as follows:

Law on Environmental Protection (LEP)

The LEP was issued on December 12, 2005 by an Order No.29/2005/L/CTN of the State President and enacted from July 01, 2006. The LEP includes 15 chapter, 136 articles, in which there is a chapter for guidelines in strategy environment assessment (SEA) and environment impact assessment (EIA) (articles 18, 19,20,21, 22 and 23).

Decree No. 8012006lND-CP dated in Auaust 9, 2006 of the Government on "detail quidelines in implementation of some articles of the LEP"

This decision includes 3 chapter, 25 articles, in which 12 articles of the chapter I are guidelines in SEA, EIA and Commitment in Environmental Protection (CEP). This Decision gives lists of the projects, which need to have EIA reports. According to these lists the following transport projects should have EIA reports:

(i) Construction andlor rehabilitation of highway, roads of I, 11, 111.

(ii) Construction of road of IV grade with a length of >50 krn.

(iii) Construction works with resettlement of >2,000 inhabitants.

(iv) Constructionlrehabilitation of river ports, sea ports for ships of r 1,000DWT.

Decision No. 81/2006/ND-CP dated in Auaust 9. 2006 of the Government on "Administrative Penaltv in environmental protection"

This decision includes 5 chapters, 44 articles in which 9 articles are guidelines for SEA and EIA.

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Circular No. 08/2006/TT-BTNMT dated September 8. 2006 on "Guidelines in SEA, EIA and CEP".

Section Ill of this Circular give detailed guidelines for EIA report preparation review and appraisal, monitoring, confirmation of implementation of the mitigation measures in EIA report.

Appendix 4 of this Circular contains the guidelines for the structure and content of an EIA report. Other relevant laws include:

Law on Mineral Resources, issued by the National Assembly on March 20, 1996. Law on Forest Protection and Development (1992, revised in 2004) Land Law, issued on November 26,2003 by the National Assembly. Law on Water Resource, issued on May 20, 1998, by the National Assembly. Vietnamese Standards for the Environment (TCVN)

The relevant Vietnamese standards for this EIA are the following::

Ambient Air Quality Standard (TCVN 5937-2005) Maximum level for exhaust of vehicles (RCVN 6438:2001) Acoustic Standard (TCVN 5949-1 998) Surface Water Quality Standard (TCVN 5942-1 995) Coastal Water Quality Standard (TCVN 5943: 1995) Groundwater Quality Standard (TCVN 5944: 1995) Domestic Wastewater Standard (TCVN 6772-2000) Industrial Effluent Standard (TCVN 5945-2005) Industrial Effluent Standard for discharge into coastal area used for aquatic organism protection (TCVN 6986:2001) Vibration and Shock Standards created by Construction and Industry (TCVN 6962 - 2001)

Sediment and Soil Standards of the Netherlands and Canada are also adopted since the Government of Vietnam has not established comprehensive soil and sediment environmental standards.

The standards are presented in the appendix section of the report

Finally, the Government of Vietnam is a signatory to a number of international agreements that pertains to environment management, pollution regulation and biodiversity conservation. These agreements and date of signing are enumerated in Table 2-1.

Of these international agreements, the most relevant to the NDTQP is the convention on wetlands of international importance (Ramsar 1971) since one of the sub-projects of the NDTDP will be located near a proposed wetland protected area in the estuary of the Ninh Co River in Nam Dinh.

2.2 World Bank Social and Environmental Safeguards Policies

The World Bank safeguards operational policies that are relevant to the NDTDP are:

2.1 . I OP 4.01 (January 1999) -Environmental Impact Assessment:

The World Bank's Operating Procedure (OP) 4.01 contains the Bank's policy requiring projects proposed for the Bank's financing to conduct environmental assessment to ensure their environmental sustainability and to improve decision making. This operating policy enumerates the different environmental assessment instruments (depending on the project) that maybe

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submitted in order to comply with the Bank's requirement. OP4.01 also defines the basis for the environmental screening of the projects for the purpose of determining the appropriate extent and type of the environmental assessment. Further, the operating policy stipulates the Bank's requirement for institutional capacity building to be included in the project if the borrower has inadequate legal and technical capacity to implement the EA related functions. The need for public consultation, disclosure and conditions for implementation are likewise contained in OP4.01..

Table 2-1. List of International Agreements of which Vietnam is a Signatory

Convention name 1 Signing date Convention concerning the protection of the world cultural and heritage 1 10 Oct 1987 areas, 1972 Convention on wetlands of international importance especially as waterfowl 1 20 Sept 1988 g

Convention on international trade in endangered species of wild fauna and flora 1 20 Jan 1994 -

(CITES) 1973 MARPOL Convention for the prevention of Montreal Protocol on agents reduced ozon Stockholm convention on persistent organi Vienna convention for the protection of the ozone layer including the Montreal 26,411994 protocol for substances that delete the ozone layer United Nations framework convention on climate change, 1992 Convention on biological diversity Basel Convention on the control of trans-boundary movements of hazardous 131311 995 wastes and their disposal UN convention of combat desertification 23 Nov 1998 International declaration on cleaner production 221911 999

This Operational Policy statement was updated in March 2007 to reflect issuance of OPIBP 8.00, Rapid Response to Crises and Emergencies. The Bank may exempt a project from any of the requirement of this policy if it would prevent the effective and timely achievement of the objectives of an emergency operation.

2.1.2 OP 4.04-(June 2001) Natural Habitats:

The Bank recognizes conservation of natural habitats as one of the measures needed to http://wbln0018.worldbank.org/lnstitutional/Manuals/O~Manual.nsf/58aa5Obl4b6bcO7l85256

5a30061beb6/7609d7707685788485256731005b1b42?OpenDocument protect and enhance the environment for long-term sustainable development. OP 4.04 contains the Bank's position and conditions on projects located within or projects that may impact on important natural habitats.

2.1.3 OP 4.1 1 (July 2006) Physical Cultural Resources

This policy expresses the Bank's recognition of the importance of physical cultural resources as sources of valuable scientific and historical information, as assets for economic and social development, and as integral parts of a people's cultural identity and practices.

As such, the policy contains the Bank's recommendation on how the physical resources can be protected from project impacts and managed within the context of the environmental assessment. Also, the operating policy contains the Bank's conditions for consultation and disclosure and emergency operations under OP 8.00.

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2.1.4 OP 4.12 - (Dec 2001) Involuntary Resettlement

OP 4.12 contains the Bank's policy on involuntary resettlement as a consequence of development projects. The policy contains the World Bank's procedures for management and compensation for project affected households subject to involuntary resettlement when a Resettlement Action Plan (RAP) is required to be prepared. This includes process for determining eligibility to benefits by affected persons, the required planning instruments and resettlement instruments. Triggers for OP 4.12 include: involuntary taking of land or other assets; and when the involuntary taking of land or other assets results in adverse impacts on the livelihood of displaced persons.

2.1.5 OP 4.1 0 - (July 2005) lndigenous Peoples

This policy is part of the Bank's mission of reducing poverty and sustainable development by ensuring that the development process fully respects the dignity, human rights, economies, and cultures of lndigenous Peoples. The policy sets the procedure and requirements for project proposed for Bank financing that affects lndigenous Peoples. The process calls for screening, social assessment and the preparation of lndigenous Peoples Plan.

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3 PROJECT DESCRIPTION

3.1 Overview

Since the introduction of Moi Doi's economic renewal program in the 1980s, Vietnam's market economy is rapidly growing at an annual rate in excess of 7 percent. Looking at the country's GDP growth rate from 1991-2002, the economy is also gradually developing from being a predominantly agricultural to an industrialized economy. In 2004, 40 percent of the national GDP can be accounted to industries located in the northern and southern region.

Vietnam is endowed with two large river deltas, one of which is the Red River situated in the northern part of the country. Its inland waterway transport system holds a vital role in the regional economy as 67 percent of the total freight volume of principal commodities, such as, coal, construction materials, cement, rice and fertilizers are transported through the network.

The Government of Vietnam, as part of its strategic plan of promoting economic growth and poverty reduction in the country, has on-going efforts to rehabilitate1 develop the main waterway corridors of the Red River Delta. Currently, there are physical deficiencies in (i.e., limited water depth, shoals, sharp bends, etc.) along the corridors, decreasing the efficiency and capacity of the IWT system for transport and distribution of important commodities.

Part of the waterway improvement activities to be taken by NDTDP in the project region is the upgrading of river ports. Port is one component of the inland waterway transport network considerably important in the chain of supply and distribution. Most ports in the project region are in poor conditions and require rehabilitationldevelopment of facilities and stream lining of port management operations.

Among the ports included in the long list of the priority ports identified for improvement is the Viet Tri Port in Phu Tho province and the Ninh Phuc Port in the province of Ninh Binh (Table 3-1). Improvements being considered are construction of berths, open yards, jetties, pavements and provision of the cargo handling equipment.

Table 3-1. Short List of Ports in Corridor 1 and Corridor 2

. - .- ............... -. .-

...... - - ........................

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3.2 Description of Existing River Ports

Red River delta region is comprised by an extensive river network wherein a sizable number river ports lined the main waterways. Of the total number of ports, 14 ports are considered main ports (for cargoes and passengers), 14 are native ports and 13 are specialized ports (for coal, petroleum, cement and thermo-electric industries). Among the main cargo ports are Hanoi, Khuyen Luong, Viet Tri, Nihn Binh, Ninh Phuc, Hoa Bihn and Da Phuc ports.

River ports as a basic part of the inland waterway transport system of the region are under the management of either the public or private sectors. Most public ports are managed and operated by the Ministry of Transport or the provinces, cities and state or province-owned corporations. Meanwhile, the state-owned ports are being managed by several ministries, like the Ministry of Industry and Trade (coal and power cargo operations) or the Ministry of Construction (cement cargo operations). Since late 1990s, most MOT-owned ports are no longer being operated by VIWA, but by self-controlled enterprises. VIWA itself, however, remains responsible for the port infrastructure planning.

Private ports can be considered as landing stages. Based on available information, although considerable cargo handling occurs along the river banks at privately owned landing stages, the main part of the inter-provincial (long haul) cargo is handled at the public sector ports.

Viet Tri port not only serves the rapidly developing industrial area around Viet Tri, but also is a nodal point in the (multi-modal) transport infrastructure connecting the mountainous areas and China with the Red River Delta and the sea. Ninh Phuc Port on the other hand supports the economic development requirement of the southwestern region of the Red River Delta.

3.2.1 Viet Tri Port

Viet Tri Port was built in 1965 and is under the jurisdiction of Phu tho province. It is perfectly situated along the Lo River as a nodal point in intermodal transport. (Figure 3-1). The port is connected to the railway system and has excellent road connection and ample space available for expansion.

The principal river ports in the north including Viet Tri, used to be under VIWA control but since January 1997 waterway management (construction, rehabilitation, maintenance1 dredging), transport, river port operations and shipyards have been "unbundled". The river ports are now under NWTC, with the exemption of Ninh Binh, which is still under VIWA.

3.2.2 Ninh Phuc

Built in 1992, Ninh Phuc Port is located at Ninh Binh province. It is situated along the Day River (60 km from the sea) just downstream of the railway bridge and serves as a center of the intermodal transport. The port is connected to the railways and has an excellent road connection (Highway No. 1). The land it occupies is quite limited for an expansion plan.

Ninh Binh Port consists of 2 areas viz. the old "Ninh Binh port with 4 berths" 3 of which is used for unloading, and the rest is for loading in to barges and the newly built Ninh Phuc port with 2 berths.

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The total length of the berth is 270 m. The berths were designed with chained cranes with hooks to handle cargo of 3 tonnelm and therefore it is impossible to lift heavy cargo. According to the plan, in order to achieve 1.0 to 1.3 million tonneslyear, it is necessary to build one more berth with length of 162 m and 2 berths of 78 m in the upstream of 2 existing berths of Ninh Phuc port. The port has a plan to procure handling facilities; however, it depends on the volume of cargo through the port in the coming time. The following commodities are reported to be of concern for the port:

Cement (production at existing Bim Son plant of 1.4 million tonnes per year which is envisaged to grow up to 2.8 million tonnes and new plant Tam Diep 1.5 million tonnes per year; Cement bags amount to some 300,000 tonnelyear; Coal for the coal fired power station in Ninh Binh of 0.6 million tonnes per year; Other commodities amounting up to approximately 1.2 million tonnes per year (fertiliser, rice); Rock and gravel from the quarries which are operated in the area.

Until only recently there were 2 berths (80 m) present which was mainly used for the handling of coal from 200 tonne barges. Actual depth is reported to be 6 m on average.

A first stage development of the port consisting of a bulk handling berth has been finalised only 9 months ago and it was reported that it has a designed capacity of 2.5 million tonnes per year. The port authority, which falls under the responsibility of MOT (being independent to VlWA since 1997), operates 20 cranes of 25 tonnes and 2 cranes of 60 tonnes capacity. Furthermore they operate some 100 trucks of approx. 15 tonnes capacity each, the latter mainly used for transport of the coal to the power station.

Access to sea is via the Day River which is, apart from some small stretches, a perfectly navigable fairway with a LAD of 3.5 m along its route. The width of the river varies from approx. 500 m at some 30 km from Ninh Binh port to approx. 200 m near the port. The accessibility at the river mouth, however, is the major problem due to siltation of the access channel. Larger ships may only enter during high tide. It is reported that the said accessibility jeopardizes further development of the Ninh Binh Port.

The port has the road access from Ninh Binh via Nho Quan, Man Duc to Son La, Moc Chau. If the cargo is transported via port, it will be possible to add and replace the cargo flow via Hanoi to Son La, Moc Chau through the road No.6. If the Day river mouth will be improved vessels of 600 to 1,000 tonne can call the port. Furthermore the port needs to increase its capability and in order to lift heavy cargo, the berths should be improved.

The following was observed regarding the ships calling at Ninh Binh port during a site visit and boat trip along Day River:

- Barges (200 tonne) ply in conveys of 2 or 4 with mainly coal and cement; Small vessels (50 tonne) ply with cement, construction materials and fertilizer; - Tugs (135 HP) capable in both pushing and towing conveys

The port has plans for future expansion. Existing plans are related to rehabilitation of the port infrastructure and renovation of the handling equipment. Table 1-2 gives a summary of throughput development.

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The port was designed to accommodate 1,000 DWT vessels. The actual available depth in front of the port is 2.5 m during the dry season

The port has a capacity of 1 million tons per year, however, at present, only 300,000 tons is handled (70,000 ton coal unloaded, 50,000 to cement unloaded, 50,000 tons pyrite, 50,000 tons apatite arriving by rail and transferred to vessel, 20,000 tons phosphate, limestone, gravel etc). Working below its capacity can be accounted to strict competitions with other transport modes and the poor condition of its facilities and handling equipment. Rehabilitation and upgrading of its infrastructure and equipment will eventually increase its chances to achieve a throughput of 600,000 tonslyear.

The port has plans for future expansion. Existing plans are related to rehabilitation of the port infrastructure and renovation of the handling equipment. Table 3-2 gives a summary of throughput development.

Table 3-2 River ports and throughput for 2005

The location of the ports of Viet Tri and Nlnh Phuc are shown in Figure 3-1. The following photographs show some of the port facilities.

Name of Wver Port Nhu Thuy Met Tri Vinh Thinh Chu Phan Son Tay Hong Van Dap Cau (including Alu) Kenh Vang Phu Dong Khuyen Luong

3.3 PROJECT NEED

3.3.1 Need for port improvement and procurement of equipment

Province Vinh Phuc Phu Tho

Vinh Phuc Vinh Phuc

Ha Tay Ha Tay

Bac Ninh Bac Ninh Ha Noi Ha Noi

Ports are vital to all economic activities in the IWT system. They are the hub for the movement and handling of important goods and produce for distribution to key markets. One important condition for ports to prove their capacity as being a cost-effective transport mode, it is important that higher value goods (time-sensitive) be handled efficiently. Over the years, a number of ports in the region have improved their cargo handling operations and service time of vessels to increase their capacity volume, making investment worthwhile.

Througput in Tons for 2005 40,000 800,000 90,000 90,000 1 30,000 75,000

0 100,000

0 245,000

Improvement/ development in the waterways would raise the pace and efficiency of the IWT resulting to an increasing demand of cargo handling at ports. Large cargo ports like Vet Tri, would have to accommodate the rapid cargo flow. At present, Vet Tri has deficiencies in its infrastructure and handling equipment that have to be improvedl procured. Likewise, realigning of port operations and management is also required. Enhancement will fully strengthen the capacity of Vet Tri port. Specifically, the following port improvements will be done: construction of berths, open yards, jetties, pavements and provision of the cargo handling equipment (Annex 1).

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Figure 3-1. Location of Viet Tri Port and Ninh Phuc

Photo 3-1. One of the quays of Viet Tri Photo 3-2. Cargo unloading at Viet Tri

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Photo 3-3. Bridge along NH1 near Ninh Phuc I Photo 3-4. One of the quays of Ninh Pkus

3.3.2 Cargo forecast

The data summarized in the following tables show the 2020 projected cargo flows in the major ports based on the following reports:

Northern Transport development master plan of the economic key area (Strategy Institute of MOT) Adjustments of the Vietnam IVVT sector development master plan up to 2020 (VIWA)

Table 3-3 Projected cargo flow in Viet Tri port in 2020 (in 1000 tons)

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Table 3 4 Projected flow through major ports

Table 3-5 Traffic counts and cargo projections

The port should be able to handle the cargo-volumes as depicted in Table 3-6 which was established by the Economic Studies. The designs of the ports should be such that the expected growth in the first 10 years would not imply expansion of the civil works.

Table 3-6 Throughput for ports requiring improvements (tonslyear) - - - - - -

No River Section

Lo

Lo

Routes

---- Viet Tri- Tuyen Quang

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Station

Viet Tri

Bai Bang

1 2

3 4 5 6 7 8

2006 215,000 80,000 --------

98,000 123,600 40,000 --------

620,000 ---------

PORT Ha Bac (Dap Cau and A Lu) Chu Phan Wnh Thinh (it is unlikely in investment scheme) Hong Van Son Tay Nhu Thuy Kenh Vang (new) Viet Tri Phu Dong (new)

Vesselslday

2010 -------- -------- -----

-------- -------- --------

I , 100,000 -------

- - - - -

414

484

million tonnes ' per annum

2020 500,000 500,000

300,000 400,000 300.000 300,000

1,500,000 1,300,000

- - - -

14.8

17.3

545

637

38.4

41.6

7- 1076

1165

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3.3.4 Operating conditions

Operation of the port must be possible between the maximum and minimum water levels. These water levels correspond to the maximum and minimum discharges which have been obtained from previous studies and updated within the framework of the studies. Based on the discharge frequency-distribution it has been concluded that the existing levels of berths and ware houses are sufficiently high enough (provided, there is 99% yearly operation).

3.4 PROJECT INVESTMENTS The proposed investments for the two ports are enumerated in the following tables:

7 -- Viet Tri Port Proposed Investments 1 Number Area I Dimension

Warehouse

i -

New Structures 4 I 20mxl6.5m 1 -+ 2 / 36mx18m

Coal Storage -

Waste Reception Area Drainage Sewer For Improvement pen yards Inner Road

I 1

Ninh Phuc Port

The layout and location of these proposed investments are shown in Figures 3-2 and 3-3

100m x 30m 30 sq m 500 m ---

4

Proposed Investments Quay Warehouse O ~ e n Yard Waste Reception Area Drainaae Sewer

Basically there are two types of river ports: riverside ports and inland river ports. The latter comprises a port-basin connected to the river by a canal. In general these ports can be closed of from the river (for protection at high water levels) by a water- or navigation lock. In absence of a lock the (open) port basin will have to be enclosed by a dyke to provide continuous flood protection.

100m x 60m 15.000 sa m

The riverside port is of a much more modest design: it merely consists of a berth or jetty structure which is constructed in front of, or as a part of, the flood protection dyke-system. It is clear that riverside port involves a significant smaller investment than the inland port. The ports now under con'sideration are all riverside ports.

Number 1 1 1 1

The most economic type of port is considered an open parallel river port. In general the available width of the river is enough to construct a berth parallel to the river without hampering navigation. Furthermore, the differences in water level are not so extreme that a closed port basin is deemed necessarily.

Area I Dimension 40m x 13m 120mx32m 10,300 sa m 30 sq m 600 m

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Figure 3-2. Layout of Viet Tri Port and the location of the proposed investments

LAYOUT OF PROPOSED WORKS BI trQ C?C C?NG TR?NH 06 XUET

- ffrr at1 (W -d

I n * m . . Y O - ccrc/m *m o -rc/m loo @o

L I I O V T OF PRCQOgO -3 er tr9 ctc CRIC mtnn UI NET

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Figure 3-3. Layout of Ninh Phuc Port and the proposed investments

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0 -0.0

0

ROYAL HASKOMlMC

3.4.1 Civil works and facility

Berths

The berth-length is determined by the annual throughput of the port by crane. For purpose of the design an 8 - 14 ton crane has been adopted. The production rate of such a mobile crane is approximately 25 tonslhour. Assuming 330 working days per year including 10% down time and preventive maintenance, 8 operating hours per day the capacity of one crane can be determined.

The design length is 72 m. based on the cargo throughputs, said annual crane throughput and allowing a minimum of 5 m for maneuvering total berth lengths can be determined for each of the ports. Typical values for:

No of cranes per berth; Shift duration;

= Average load factor of barges; = Operational days

Adopted values are based on the earlier presented assessment of the exiting port operation and sound engineering judgment.

This berth length is probably an overestimation of what is presently required because of the large maneuvering space per berth (5 - 1Om). This is especially true if the barges are loaded 1 unloaded per convoy and not per barge, which is a preferable mode of operation since it reduces the handling time. This extra reserve is however justified to cope with peak-demands; furthermore it makes moderate future expansion possible, without investing in civil works. It is remarked that the capacities (and consequent berth-length) as presented are based on daylight operation of the port only.

In principle two different types of berths are possible: flexible berth and rigid berth. With the flexible berth, access to the moored vessel is provided at deck-level through a flexible platform, which in general is mounted on a pontoon. Access to the berth and port-area is provided by a bridge structure. This type of berth is especially suited when unloading is done in areas with medium water level differences (2 - 4 m) over the year, where loadinglunloading is done directly to lorries or by man.

As follows from the earlier discussion on the length of the berth, the estimated throughput in the underlying situation requires unloading by mobile crane, which already provide the vertical transport of cargo. In view of water levels considered here, the vertical transport will not significantly reduce the crane production-rate. The rigid structure is considered the most applicable consisting of a deck slope on piles.

Storaae area

The required storage area is largely determined by the dwell-time of the commodities at the port- site. Since the flow of goods is more or less constant throughout the year, transport requirements are well predictable and can be planned well in advance. As a result the dwell times can be kept to a minimum of say 2.5 days. Assuming further 330 working days per year, 70% effective use of space, 2.0 tonnelm2 storage-capacity and a peak-factor 1.2, total storage areas can be calculated. Storage areas required for each of the ports are presented in Annex 3.

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The proposed cargo handling equipment requires normal-medium duty pavement for the terminal- roads and berth area. The open storage area will not be paved.

For the connection with existing road-infrastructure existing access may be improved or extended. A 10 m wide access road is envisaged with a length which depends on the port considered. The required amount of dredging is based on a water depth of 2.5 m. For good accessibility of the port, dredging should take place over the entire length of the and to the centre of the channel. At the selected port-site this requires the volumes presented in Annex F It is noted that the volumes given are estimates and very much depend on the existing situation. However, for purposes of cost estimating this is acceptable. More accurate volumes may be obtained after carrying out the detailed bathymetric surveys. Since a port as a riverside structure is part of the high water protection, the berth-level is considerably higher than the land situated behind the berth. However, since it is envisaged that the to-be-handled cargo volume requires mobile cargo handling equipment such as FLT's, the port-area should not have large level-differences. Landfill is required to allow for the levels of the storage area.

The following buildings may be required and depend on the existing condition and future requirements:

Ware houses; * Offtce buildings; * Gate buildings;

Maintenance buildings.

Other facilities that should be provided for comprise light towers and a drainage system. Typical dimensions of a warehouse are presented in Annex F, which are used for the purpose of cost estimating.

Oil receution facilities

The existing port regulations prohibit ship waste to be dumped in the port area, but none of the surveyed ports has ship waste receiving facilities. As a result, the ship waste (solid and liquid) is illegally disposed of along the inland watenvays or at sea. In each of the ports oil receipt facilities are required. Basically there are two possibilities to handle oil from ships calling at the port viz.: a vessel collecting oil from the ships at each of the ports and subsequently delivering the waste to a central spot for further treatment; a storage area in each of the ports which is emptied, say every month.

In view of the reliability Consultants have selected a storage area with appropriate pump facilities and pipes.

Carqo handlinq eaui~ment

Based on the previously presented calculations 'theoretical' cargo handling requirements are known.. Existing cargo throughputs have been estimated and are based on the assessment of the existing port operations. From the existing throughput additionally required equipment can be determined for the bench mark years. When estimating existing cargo throughputs the present conditions have been taken into account, e.g. performance of old cranes is expected to fall down in the near future.

Typical dimensions of a mobile harbor crane are given below.

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Working load [tonne x m] 9 x 25 Maximum working speed [mlmin] 67.0 Turning radius [m] 10.5 Maximum hook height above quay [m] 20.0 Power [kWJ 240.0

It must be mentioned that the crane-capacity of 25 tonslhour is determined not only by the crane itself but by the capacity of the horizontal transport between berth and storage-area. The capacity of the crane itself is approximately 25 - 40% higher; therefore no additional mobile cranes are needed to allow for down time, maintenance and peak loading.

In order to have a berth side handling capacity of 150 tonslhour 7.5 ton forklift trucks (FLT) are required for a crane. Since the FLT's determine the throughput of the berth, allowances have to be made for down time (10%) routine planned maintenance (5%) and peak loads (peak factor 1.2). The number of FLT's required depends on the condition and number of existing FLT's.

3.5 COST ESTIMATES

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4 EXISTING ENVIRONMENTAL CONDITION

4.1 Location

The project region (Figure 4-1) of the Northern Delta Transport Development Project (NDTDP) covers 13 provinces and cities, namely: Phutho, Vinhphuc, Ha Tay, Ha Noi, Bac Ninh, Ha Nam, Ninh Binh, Nam Dinh, Hung Yen, Hai Duong, Thai Binh, Hai Phong and Quang Ninh, of which 11 provinces are located in the Red River Delta. The following map shows the coverage of the NDTDP study Region.

Figure 4-1. Coverage of the NDTDP Study Region

The project region is geographically bound by the following:

China in the Northeast with the border line of 132.8 km (in districts of Binh Lieu, Hai Ha and Mong Cai town of Quang Ninh province);

= Provinces of Yen Bai, Thai Nguyen, Bac Giang and Lang Son in the North-Northwest; Provinces of Hoa Binh and Thanh Hoa in the west - southwest; The East Sea to the east and southeast with the coastline of 425 km (from Hai Hoa commune, Mong Cai town, Quang Ninh province to the Tong estuary at Kim Hai commune, Kim Son district, Ninh Binh province.

Table 4-1 enumerates the provinces and cities encompassed by the NDTDP.

Table 4-1. The provinces within the NDTDP project region

Provinces of the.Red River Delta. . Other Provinces Bac Ninh

9 ~ 6 2 1 ~ . ~ ~ / R o o ~ / J H u N ~ ~ ~ January 2008

Ha Noi City Ha Tay

Hai Duong Hai Phona

Hung Yen - -

Quang Ninh Ha Nam

Ninh Binh Thai Binh Vinh Phuc

- Phu Tho

Tuyen Quang

Nam Dinh Bac Giana

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0 0 0 - q 0 0 0

ROYAL H A S K O N I N G

The provinces and towns that make up the study region are shown in Figure 4-1.

The NDTDP project region has been subdivided into three planning corridors. The provinces traversed by each corridor are enumerated in Table 4-2.

Table 4-2. Provinces traversed by the different corridors

Phong - Quang Ninh

The Viet Tri Port of Phu Tho Province belongs to Corridor 1 and the Ninh Phuc Port of Ninh Binh belongs to Corridor 2.

4.2 Overview of the Physical Environment

Due to the regional geographic scope of NDTDP a description of the existing environmental condition of the Red River Delta region is presented. This section presents a synthesis of the environmental data collated from existing literatures and primary data collected under this project. For most environmental components, a regional description is presented followed by a description of the conditions prevailing in specific project sites.

4.2.1 Climate and Air Quality

The climate that prevails in the region of Vietnam, including the Red River Delta is tropical to sub- tropical. The cooling of northern region of Vietnam during the winter months (December to February or March) is caused by northeast monsoon winds emanating from the edge of the Tibetan Plateau into Vietnam (Stirling et al., 2006). The graph shown in Figure 4-2 below shows the average monthly temperature variation in Hanoi. The winter climate in the north is cold enough to interfere w ih year-round rice cultivation. The winter monsoon is devoid of moisture (see Figure 4-3) hence dry season prevails in the northern region during the winter season.

Rainfall

The highest rainfall within the study region is experienced in the coastal areas of Quang Ninh with annual rainfall of 2000 - 2400 mm and rainy days of 130-160 days. The average of rainy days is 90-120 per year and the highest rainfall in a day was recorded at 422.5 mm (Tienyen, 03 September 1973). The lowest rainfall in the study region occurs in the districts of Haiduong, Hung Yen and Dong Trieu district in Quang Ninh with annual rainfall of 1200 - 1600mm. In other places in the study region, rainfall is evenly distributed with an average of 1,600-2,000 mm over 110-160 rainy days per year. The highest rainfall in this particular region was recorded at 490.5 mm (Phulien, 22 September 1927). Rainfall generally declines towards the winter season.

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Figure 4-2. Average Monthly Temperature

Annual Tmrnperatur. Pattern Hanoi

3 5 . . .

0

F 25 0

-- - ' 1 5 -- --c- b a n Daily Max

~ ~

E b a n Daily Mn

f 5 - ~~ ...~~ ~ . . - ~ --

0 T __1

Jan Feb Mar Apr May Jun Jul Aup Sep Cct Nov Dsc

Months

After, Binnie et al. 1995. Red River Delta Master Plan

But towards the end of winter a condition of almost incessant drizzling rain persists in the lowland. This precedes the onset of the warm southwest monsoon winds which prevails during the rainy season from April to October. The southwest monsoon carries with it a lot of moisture and typhoons. Climatic data shows that an average of 15 typhoons affect the Red River Delta every 10 years (Nguyen Duc Ngu et al., 1992, cited in Binnie et al., 1995).

Figure 4-3. Rainfall Data of the Red River Delta

Rainfall Data, Red River Delta

Jan Feb Mar Apr !.by hn Jul Aug Sep Ctl M v Dec

Wnths

1 I

After, Binnie et 01.1995. Red River Delta Master Plan

The annual average relative humidity in the project region ranges from 82 to 86%. The dry season sets at the beginning of winter with relative humidity falling to 76-77% (November and December) in coastal areas and rarely to 80% in plains. The highest relative humidity occurs in March averaging 90-92%.

The content of salt in the air in coastal region is high. It is highest during the dry season (winter and spring) and declines in the rainy season. In Thai Binh - Ninh Binh, the salt content in the air within an area of 5 km from the coastline is 1.5 to 2.5 mglm3.

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ROYAL HASKOYIYG

The plot of the monthly average of relative humidity based on readings from the Hanoi weather station is shown in Figure 4 4

Figure 4 4 . Monthly Average Humidity, Hanoi

Jan Feb Mar ~p My Jun I AUQ Sep a t k v Dec

After. Binnie et al. 1995. Red River Delta Master Plan

Evaporation

The annual average of evaporation in the study region is lowest in Phulien (698 mm) and Phutho (762 mm) compared to annual average evaporation of 800-1.000 mm in other inland regions. The coastal areas have higher evaporation than the inland. The annual average evaporation in the coastal areas of Doson - Haiphong is 1,138 mm and 1,250 mm in Kim Son - Ninh Binh.

Wind Pattern

As described by Thanh et al.(undated), during the NE monsoon during October - April, the NE and N wind reaches an average of 3 - 4mls. These winds that blow parallel to the direction of coast reach a frequency of 70 - 80% from December - January. During the SW monsoon which prevails during the period of May -September, the average speed of wind is from 4 to 5mIs with the prevailing wind direction of SE, S and E. Every year, the Red River Delta is under the influence of 2 - 5 typhoons occurring from June - September. During such condition, the wind speed reaches 45 - 50rnls. Typhoons that coincided with the spring tide caused very destructive storm surge that ravaged the coastal areas. Under this condition the sea level can rise up to 5 - 6m with very strong waves that can breach the sea dikes.

This extreme conditions need to be considered in the design of the offshore structures such as the bypass canal and breakwaters at the Day and Ninh Co River mouths.

Special weather phenomena

There are special weather phenomena that occur from time to time in the northern region of Vietnam. These can be extreme weather conditions that can result to destruction of loss of lives and properties. These conditions are described in the following sections:

The coastal area from Quang Ninh to Ninh Binh is most susceptible to storms. Quang Ninh for instance, experiences one of the highest frequencies of storm in Vietnam. On the average, 3 to 5 storms traverse North Vietnam's plain annually. Heavy rains are usually associated with storms

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which threaten transport facilities and operation. The storm season is usually from June through October with 40% of the storms occurring between the months of July and August. But storms can also occur outside of these months. Recently storms have been experienced in September and October. For instance, the 5th storm in 2007 hit Ninh Binh in late September. The floods brought about by the typhoon caused severe damage over a wide area.

Some of the strongest storms that have affected the Northern Delta are listed in Table 4-3.

Table 4-3. Extreme wind conditions recorded in the Northern Delta

1 Haiduong 1 > 40 m/s (>grade 13) 1 Joe, 23 ~ u l y 1980 1

> 50 m/s (>grade 16) 1 Wendy, 9 September 1968

44 m/s (grade 14) 1 Warren, 20 August 1981

Haiphong

1 Quangninh 1 45 m/s (grade 14) 1 Winnie, 3 July 1964 1 I 1 >40 m/s (grade 13) 1 Wendy, 9 September 1968 /

38m/s (grade 13)

50 m/s (grade 16)

Wendy, 9 September 1968

Sarah, 21 July 1997

1894 to ZOO1 (National Center of Meteo-Hydrological Forecast)

, 40 m/s (grade 13)

Hoarfrost

With winter colder than the rest of the region, some places in Quang Ninh, Phu Tho and Vinh Phuc may experience hoarfrost. On average, hoarfrost occurs in Mongcai in 0.5 days per year and in Hoa Binh in 0.9 days per year.

Carmen, 17 August 1963

Fog usually appears in coastal areas, particularly islands and high mounts. The highest number of foggy days is found at Phulien at 38.3 days, Coto island: 9.8 days, compared wit 20 to 30 days in other regions. The month with much fog is March. In provinces of the Red River Delta, fog rarely appears (10-20 days per year), and usually in winter, if any.

Source: Trajectory map of storms in the South China Sea and their influences on Vietnam from

Drizzle

Drizzle is a common phenomenon in winter, particularly in March. The average number of days of drizzle in the whole region is 6.0 to 43.1 days per year. The highest number of drizzly days occurs in Hung Yen. In general, the occurrence of drizzle is less in islands, e.g. Coto 11.3 days and Bach Longvy: 6.0 days.

Thunderstorm

Thunderstorms usually occur at the beginning of the rainy season with strong winds, heavy rains, thunders and lightning. The average number of days of thunderstorm is lowest at Bach Longvy Island at 23.2 dayslyear and it is highest in midland provinces at 77.0 days per year.

Air Quality

There are reports that ambient air quality is deteriorating partly due to the use of dirty fuel and the increasing number of motorized vehicles. Industries are among the stationary sources of air pollution in Vietnam. For Instance in Hai Phong, it is said that the operations of the cement plant

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has caused the deterioration of air quality. A demonstration on air quality monitoring conducted by DOSTE Haiphong City and VCPE in 1998 showed exceedances of the TCVN and WHO standards for TSP and PMIO respectively. Table 4-4 summarizes the outcome of the air quality demonstration project done by DOSTE Haipong City and VCPE.

Table 4-4. Summary of TSP and PM 10 Monitoring in Haiphong, 1998

It can be gleaned from Table 4-5 that the Vietnamese standards and the WHO guidelines for Total Suspended Particulate (TSP) and Particulate Matter 10 (PMIO) is exceeded in Hai Phong. The same scenario could prevail in other provinces in the NDTDP region where coal fired thermal power plans and cement plants are located.

N above STD 2

Similar situation seems to prevail in Ninh Binh as indicated by the air quality data obtained for Nlnh Binh and Tam Diep (SMEC NIP Feasibility Report). The table below indicates the exceedance of the TCVN standards for total suspended particulate matter and NO,. Like Hai Phong, Ninh Binh hosts a power plant and a cement plant. Widespread construction is another cause of the elevated concentrations of TSP in the atmosphere. Large construction works are simultaneously being undertaken in and around Hanoi and other major cities of the Red River Delta.

Standards 24 hours

Table 4-5. Air quality in Ninh Binh and Tam Diep town

I I I I I I

TCVN-5937 I 1 hr averaging 1 0.3 0.4 40 1 0.5

Source: SMEC NIP FS

(http://www.vietnam.re.kr/AsaProgram/Asaboard/download.php?bn=bulleting&f~name=airpollution.doc).

0.200 mglm3 -24 hr TCVN standard (TSP)

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0.050 mglm3 - 24 hr WHO Guideline (PMI 0)

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Air Quality Measurements NDTDP

Air quality measurements have been undertaken in the ND'TDP study region in December 2007. The results of the air quality measurements are enumerated in Table 4-6.

Air quality measurement was done in December 2007 under the NDTDP. It can be gleaned from Table 4-6 that at present, 1h - average concentration of SO2, NO2, CO, are well within the permissible limits of 0.35, 0.20 and 30 mglm3, respectively, set by the Vietnam Standard for Ambient Air Quality. Concentration of (TSP) and PM-10 are also well within the permissible limits. The values obtained are probably typical of rural areas in Vietnam.

Air Quality in Viet Tri & Ninh Phuc 1

The dusty condition of some of river ports has been noted during the site surveys. Thesg site surveys are being done in inspection being done in the course of the conduct of the environmental assessment of the NDTDP. The dusty condition is due to the lack of maintenance of the port roadways which are covered by spilled soil and fine dust materials. This condition poses health hazards not only to the port works but also to the people residing along the port access road. The following photographs illustrate the problem:

Photo 4-1. Dusty Condition in Viet Tri Port

For the protection of environmental health as well as public and occupational health, basic housekeeping and maintenance need to be implemented in the NDTDP ports. Noise could likewise be a concern in the relatively big ports of the NDTDP region. It is noted during the site visit that the ports are not only used for shipping and receiving cargoes. Facilities for crushing coal and iron ores are noted to be present. Photo 4-2 shows one of the crushers in Viet Tri Port used for diminution of iron ores prior to shipping to China.

Results of air quality measurements done in Dec 2007 show that the ambient air quality in the ports of Viet Tri and Ninh Puc are within the existing standards. Even the noise level during the sampling is well within the noise standards for residential areas.

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Table 4-6. Air Quality Measurements, December 2007 NDTDP

- The Vietnamese Standard VCVN 5937 - 2005) for PM10 (24h average) is 0.15 rnglm3. - The Vietnamese Standad for Noise at residential. administrative area = 60dBA in day time (6 am - 6 pm) at mixed residential and commercial area = 75 dBA in day time. - The Viehamese Standard for vibration caused by construction activity at residential. administrative area = 75 dB (7 am - 7 pm)

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Photo 4-2. Ore Crusher and stockpile of iron ore in Viet Tri Port

Other locations in Corridor 1 where air quality is a possible concern are the following areas:

The clay manufacturing areas of Gia Binh, Bac Ninh Pha Lai, the vicinity of the Pha Lai Coal Thermal power plant

= The cement and concrete producing areas of Kinh Mon, Hai Duong; and The industrial zones of Hai Duong and Haiphong in the lower reaches of Han River.

The following photographs show some of the areas of concern.

Photo 4-3. The Pha Lai Coal Thermal Power Plant

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Photo 4 4 . Concrete aggregate production , Quang Ninh

4.2.2 Topography and Geology

The topography of the study region is relatively flat, slightly sloping towards the coast in the NW- SE direction. The general altitude is low, about 2-3 m from Hung Yen to the south and 1-2 m in Thai Binh and Ninh Binh. The frequently flooded regions in Ha Nam, Nam Dinh and Ninh Binh have elevations of only 0.6 to I m ASL. The inland region is transected by dike systems along the Red River and branches into independent segments with coastwise stretches on sand dunes. Low mountains and hills with elevations of 50 m to 100 m are scattered from Nho Quan (Ninh Binh) to Kimbang (Ha Nam). The topography of the study region is shown Figure 4-5.

Figure 4-5. Topographic Map of the Study Region

Source. MONWE

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The Red River Delta was developed over a Cenozoic depression. It is filled up with Tertiary sediments up to to a thickness of about 5,000 m, Quaternary sediments up to 250 m thick and overlain by a 30 rn to 60 m thick deposit of Holocene sediments (Tiep, 1994 cited in Thanh).

'The geologic map of the Red River Delta is shown in Figure 4-6. The descriptions of the rocks (adopted from the Geology and Mineral Resources Map of Vietnam, Dept of Geology and Minerals of Vietnam, 2001) exposed in the Red River Delta are described as follows:

Figure 4-6. Geologic Map of the NDTDP Study Region - /

Q U A N G N l N H

Z,EC:END:

n T h I bb-h F o r m d o n

Hsi Hun0 F0rm.UO"

0 wnh PWC torm.tlon

H a n d Form.Uon

a P V O ~ T O I O I C OIOUP

OTHER SYMBOLS

Proterozoic Goup -This group consists of very old (2,600 to 570 million years before preset) crystalline and metamorphic rocks. This could be considered as the basement of the Red River Delta.

Lower Devonian - This formation consists mainly of white-gray, brown gray sandstone, siltstone, clay shale and grit stone with local interbeds of limestone and sericite schist. This formation is about 400 million years old before present

Carnian Stage (Upper Triassic) - This is characterized by fine grained red continental sediments grading upward to medium and coarsed grained sediments, then more or less carbonate sediment. This formation is about 220 million years old before present.

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0 0 0

0 0 0

ROVAL HAIKOYIWG

Norian-Rhaetian Stage - Van Lang Formation, this consists of quart conglomerate and gritstone, medium-grained, medium to thick bedded sandstone, violetish-gray clay shale with some interbeds of gritstone, bearing plant remains. Upper part is composed of dark gray siltstone, gray sandstone interbedded with black-gray coaly shale.

Hanoi Formation -This formation is less than 2 million years old before present. This consists of two origin types, the fluvial sediments and the fluvi-proluvial sediments. The former consists of coarse grained beds: pebble, grit intercalated with some sand and silt with thickness varying from 2 m. The latter is made up of quartz pebble, granule, sand mixed with some silt. Vinh Phuc Formation - Upper Pleistocene, this formation is less than a million years old. This formation is composed of two origin types, the fluvio marine sediments and the marine sediments. Hai Hung Formation - Lower-Middle Holocene, this is very young formation in the geological sense. This is about 11,000 calendar years old. It is made up of four origin types, the fluvio-marine sediments, marine marshy sediments, marine sediments and the Lacustrine-marshy sediments. Thai Binh Formation - Upper Holocene, this formation is younger still, less than 10,000 years old. It is composed of 6 origin types, the fluvio-marine, marshy marine, fluvial sediments, fluvio-marshy sediments, marine sediments and marine eolian sediments. This reflects the oscillation of sea level during this geologic time. Undifferentiated Quaternary - this is the youngest formation composed of unconsolidated sediments occurring in rivers.

Susumu et al. (2006) described the deltaic evolution during the Holocene based on the results of drill cores obtained from the Red River Delta. Their interpretation of the cores indicated that during the past 9 kyr, Song Hong's sediments filled the incised valleys and with rapid advancement of the river mouth. The river mouth advanced towards the gulf and the delta went through a series of morphological evolution. From a funnel-shaped (9-6 cal. kyr BP) to straight (6-2 cal. kyr BP) and finally to lobate (2-0 cal. kyr BP). The morphological change is presumed to be influenced by the shift in hydrologic condition from a tide-dominated bay-head setting to a wave-influenced open-coast setting. The authors inferred that cessation of the sea-level rise at 6 cal. kyr BP had little influence in the change of river-mouth morphology because the pro-gradation rate decelerated from 22 to 4 mlyr, instead of accelerating at that time. Further, it was interpreted by the authors that the river-mouth morpho-dynamic change from straight to lobate was largely caused by an increase in the Song Hong sediment discharge from 17-27 (9-2 cal. kyr BP) to 49 million tlyr (2-0 cal. kyr BP) as a result of anthropogenic deforestation along the upper reaches of the Song Hong (Susumu Tanabe et al., 2006)

This interpretation is supported by the results of the palynological study done in the Red River Delta. Pollen records showed intensified human activities after 3340 cal. yr BP as indicated in the records by large quantities of cultivated Gramineae taxa, possibly including the main wet rice species, Oryza sativa, secondary forest, and other upland cultivated plants (Zhen Li et al., 2006).

4.2.3 Soils of the Red River Delta

Ten soil groups have been mapped in the Red River Delta. According to the Red River Delta Master Plan (1995), Seven of these are cultivated and these groups are marine sandy soils, saline soils, acid sulphate soils, alluvial soils, water-logged soil, degraded soils, and yellowish-red soils.

The distribution of the different soil types in the Red River Delta is shown in Figure 4-7

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Soil Quality The results of the soil analysis are shown in Table 4-7. The results of the analysis are compared with the Dutch Standards for Soil and Sediment Pollutants. As shown by the result, the concentration of heavy metals (As. Pb. Cr) in soil is low. But in some sites of cadmium concentration is equal to the Reference value of the Dutch Standard, i.e. VT 24 -Thai Binh Port and VT33 - Quyn Hlam).

Figure 4-7. Soil Map of the NDTDP Study Region

In some sites such as VT2-lake, VT5, VT10, VT12 concentration of mercury (Hg) is slightly higher ,

than the Reference value of Dutch Standard but well below the intervention values of the Dutch Standard. The other heavy metals are well within the standards.

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Oil has been determined to be present in some sites (VT2-port. VT2 - lake. VT5. VT7. VT10. VT24. VT25. VT28. VT33). Most of these sites are existing ports or landing sites. As such, the oil is attributed to discharge of oily pollutants possibly by boats and barges.

The pH values of soil samples collected from all sites (pH values of 6.78 - 7.18) are neutral. It indicates that acid sulphate soils may not be a concern in the project area.

Table 4-7. Soil Quality, NDTDP Study Region

4.2.4 Mineral Resources

Major mines are located in the study region including the biggest coal mines in Vietnam. The mineral resources of the region are:

Coal: Quangninh with 29 giant basins with reserves of 3.5 billion ton. The annual production is - placed at 15-20 million ton. Damdun coal mine (Nhoquan) has a reserve of 10,865 million ton. Brown coal associated with Neogene sediments occur in Khoaichau (Hungyen) to Tienhai (Thaibinh) with resources estimated at a billion ton.

Non-metallic minerals have high potentials, particularly raw materials for production of construction materials. Among these are kaolin, limestone, sand, dolomite, pozzolan, and granite. Substantial resources of rock quarry materials occur in Hoangthach and Vanchanh (Haiduong) and about a billion tons of limestone in Ninhbinh.

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Various metal deposits are occurs in the region. Bauxite is found in Loson, iron in Kinhmon, mercury in Chilinh and Nhoquan, antimony in Bache and Nhoquan, titanium in Binhngoc, however, reserves are rather small.

Alluvial mineral deposits of precious metals in sand are also present in the region. For instance, alluvial deposit of ilmenite (sources of titanium) occurs in East Traco, Hacoi estuary, Tienyen. It is also present in the Den islet, Thu islet, Namthinh shoal (Thaibinh) with grade of 30-40% ilmenite and 10-12% zirconium (10-12%). These deposits can be economically exploited.

The natural qas field at Tienhai has a reserve of several billion m3. Recently, a new gas field has been discovered in Thaitho and oil is said to be present in Thaithuy (Thaibinh).

Sources of mineral waters are found at Tienhai, Kimboi, Campha, naturally hot water is found at Kenhga and Thuongsung (Ninhbinh), Duyenhai (Thaibinh), Quanghanh, Tamhop, and Tienyen (Quangninh).

Of particular interest to the NDTDP are the clay deposits located along the major waterways. Clay is a vital material for the management of contaminated sediments that might be encountered during the improvement of the waterways. Clay is a cheap alternative to geotextile which is needed as lining for confinement of tainted sediments. Figure 4-8 shows the location of clay mines in the study region.

Figure 4-8. Location Map of Clay Deposits in the NDTDP Study Region

4-1 5 9R6212.211R007aIJHUNijm January 2008

H O A B l N H

20 5'N

Ctay for bricks and tiler

OTHER SYMBOLS ZON i Prodmiel Cgitu

i' 1 1:

r./ , . . 3 ',

! ; . . , CoestlinelRNe~

$ ,, . 4 , ;,,.,., X

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4.3 The Red River System

4.3.1 Geography

One of the more comprehensive references on the geography and The Red River indicate that the total basin area is 143,700 km2, including that of the Da River. More than 50% of the catchment area is within the territory of China and Laos.. The main drainage channel of the Red River extends for about 1,130 kilometers flowing southwards to the Gulf of Tonkin. Among its headwater tributaries are the Lo River, which originates from China's Yunnan Province and the Da River. The Da River is located in Northwest Vietnam and it forms the border between the Lai Chau and Dien Bien Provinces. The Da joins the Red River in Phli Thg Province. The laterite soils abundance in its mountainous upper reaches in Yunnan, China, give the river its characteristic red color (van Maren 2004). The middle reaches of the Red River flows along a straight southeasterly valley that is controlled by a major geologic structure, the Red River Fault. The 255 km long lower reach of the Red River comprises the triangular Red River Delta plain, bounded by limestone cliffs to the North and South. The gradient of the Red River decreases to 5 . 9 ~ 1 0 - ~ (Gourou, 1936) downstream of the delta apex at Son Tay (Fig. 2.1), after which the river branches into a number of distributaries and discharges into the Gulf of Tonkin. The channel pattern of the Red River Delta can be classified as 'single' (cf. Coleman & Wright (1975)), with relatively few channels originating from a common point at the head of the delta (Son Tay). This type of channel pattern, normally associated with a high tidal range or high wave energy, is commonly characterized by bell-shaped river mouths with either lunate bars (high wave energy) or tidal ridges (high tidal range).

The width of the Red River varies from more than a kilometer at the segment below the Lo R Confluence to about 200 meters as it approaches the coastline. For the distributary branches such as the Luoc R, Duong R, Kinh Thai, the river width varies from less than 500 meters to about 100 meters.

The length of Red River from this point to the Balat Estuary in Nam Dinh is about 238 km. Downstream of the Da-Red River confluence are two major distributary rivers consisting of the Duong R and the Luoc R. The Duong River branches out from Red River in the general area of Hanoi. Its drainage channel meanders towards the westerly direction for 64 kilometers and then joins up with Thai Binh River. Thai Binh is the major river system draining the hilly southern region of Bac Giang. From this point, Duong R bifurcates into Thai Binh and Kinh Thay R. Further downstream Kinh Thay branches out into two tidal rivers, the Da Bach-Bac Giang. Thai Binh R on the other hand flows further southwards branching out into several tidal inlets including the Van Uc River and ultimately draining into the Cat Hai Estuary.

Louc River, the other distributary of the Red River has a channel length of 72 km. It branches out in the general area of Hung Yen and its channel meanders in the west-northwest direction. It joins with tidal rivers of Van Uc and Lach Tray.

Downstream of the Luoc confluence, the Dano-Nam Dinh River distributary branches out flowing in the southerly direction. It joins Day River at about 25 kms from the coastline. Day River empties into the Nghia Hung Estuary. Further downstream of the Dao-Red River confluence, the ultimate distributary branches out. This is the Ninh Co River which flows southwards and ultimately drains into the Nghia Hung Estuary. Its mouth is separated from the Day River by a distance of about 10 km.

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Evidences of active meandering in the past indicated by ancient meanders, buried abandoned river channels and outlines of oxbows are discernible in aerial photos and satellite imageries. However, present day meandering has been controlled by the extensive network of protective dikes. There are some serious meanders along the river system that interferes with safe navigation. The straightening of these meanders, particularly in Luoc River in Thai Binh and Hai Duong is part of the recommendations of the NDTDP for river improvement.

Large mid-channel shoals, elongated shoals parallel to the river course and occasional islands are among the depositional feature of the river. Active deposition of sediment within the channel has caused shallowing which severely limits navigation in some sections of the river system. Conversely, active bank erosion is occurring in the outer banks. The photograph below shows one of the eroding sections of Duong I Red River in Corridor 1.

Photo 4-5. Active bank erosion Red River (7389)

The Red River and its tributaries are wide with bottom sediments consiting of silt and fine sand. The river width can reach as wide as 1 km or moreThe banks of the river are alluvial materials, about 3 to 4 meters high. Bank erosion is evident in some sections. Present day river meandering has been controlled with the construction of an extensive network of dikes. But ancient meander belts and abandoned river channels are still evident from maps and satellite imageries.

The Thai Binh River System

The Thai binh River has a complicated drainage pattern with many meandering tributaries such as Kinhthay, Kinhmong, Dabac, Han, Cam, Laivu, Vanuc, etc. It empties into the sea via two main estuaries, namely Vanuc and Namtrieu. Estuaries such as Lachtray and Thaibinh are constricted as a result of sedimentation. The water regime of the Thaibinh River is the same as the Red River yet the total flow and sediment discharge are lower. Its average volume at Phalai is 826.109 m3 and 1.2 million ton of sandy mud. The flow rate of the Kinhthay River is highest at 114 m3/s, and lowest at 47 m3Is. It peaks at 1,140 m3ls when tide reaches the highest level. The water level at

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stations of the Cam and Kinhthay River is highest at 444 cm (July 1986), lowest at 20 cm (April 1969). On average, the Thaibinh River system annually receives 32% of water and 27.5 million of sandy mud from the Red River via the Duong and Luoc Rivers.

The Nhue - Dav River svstem

The basin of the Nhue - Day River system is located in the southwest of the Northern Delta. Its tributries include Tich, Thanhha, Hoanglong and Vac to the east. The western tributaries are the Nhue, Chau, Sat, Dao Namdinh and Ninhco river via Quanlieu canal. The basin covers almost all provinces of Hatay, Hanam, Ninhbinh, and a part of Hanoi and Hoabinh.

The Day River is 237km long, crossing through Hatay, Hanam, Namdinh, Ninhbinh and emptying into the sea via Day estuary. The Nhue River is 74km long with a basin of 1,070 km2. It is connected with the Red River via Lienmac drainage way. The Nhue River also traverses Hanoi and Hadong city and discharges to the Day river at the town of Phuly.

The Red River supplies approximately 85-90% of water of the basins of the Nhue and Day Rivers. In the dry season, from November to May, water of the two distributaries is mostly supplied by the Red River.

The flow regime of the Day River depends on climatic factors, the water regime of the Red river and the tidal regime of the Bay of North Vietnam. The flow of the Nhue River is dependent mostly on the conditions of drainages such as Lienmac and Thanhliet .

4.3.2 Hydrology and Sedimentation of Red River

Vu Trung Than et al. (undated) reported that the Red River drainage system is the largest in North Vietnam. Its mean discharge as measured in Son Tay is 3,640 m3/sec, equivalent to a mean annual discharge of 114 km3. It is estimated that about 74% of this gross discharge flows during the rainy season from June to October. Peak discharge during rainy season is placed at 30,000m3/sec. As a consequence, salinity of the estuary is substantially reduced and when such condition prevails, a tongue of fresh water may extend as far as 30 kms into the Gulf of Tonkin.

But during the dry months from November to May, the river flow declines to 430 m3/sec. During this season, brackish water (salinity of 10 PSU) penetrates the various tributaries up to about 22 km inland. The more saline water (30 to 31 PSU) approaches the coastline with 1.5 to 2.5 PSUkm gradients. Salinity differences between surface water and the bottom are marked. The mixing of fresh and marine waters is hastened by tidal action.

The average annual flow distribution in the Red River system is presented in Table.4-8.

Table 4-8. Discharge at Selected Stations

4-18 9R6212.211R007alJHUNijm January 2008

Duong at

Thuong q4t

880 25

Red - River at

Hanois"

2,710 1 75

Unit

mdls %

rcBd Rivsi,at qon fay

3,560 100

Luoc Wvar

(ektlmat8) "

350 10

Jlrs Ly '

W W '(esthnate)

350 10

DqqiRlhr Jt$w9qf

650 18

200 6

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Sedimentation

There are a number of estimates of the modern day sedimentation rate of the Red River. It is estimated that the annual discharge of the Red River is about 125 million ton sediments and 70 million ton dissolved matters into coastal zone (Pho, 1984 cited inThanh et al., undated).

The total suspended sediment load transported by the Red River is close to 100 million tons per year; with this amount the Red River ranks among the 15 largest sediment discharges in the world (Milliman & Syvitski, 1992 in van Maren 2004). Bulk of the sediment is carried off during river discharges between 7000 to 8000 m3/sec (11% of 100 million ton). This situation according to van Maren (2004) occurs 15 to 16 days per year. Large floods transport large quantities of sediment, but occur only once every few years, and therefore their contribution to the mean annual sediment transport is low. Less than 4% of the total sediment load is transported during the dry season (discharges below 2000 m3/sec). The largest recorded flood occurred in August 1971, when 28 million tons of sediment was transported during a 10-day flood event with a peak discharge of 33.600 m3/sec; this is equivalent to the volume of sediment transported during seven dry seasons. However, present-day sediment loads are affected by the Hoa Binh dam constructed between 1979 and 1994. The construction of the Hoa Binh dam has caused sediment starvation having interrupted sediment delivery the downstream. The dam construction has nearly halved the sediment concentration in the Red River near its apex. Additionally, the river discharge is regulated by the dam since its completion: in the dry season the river discharge rarely falls below 1200 m3/s.

The estimate of sediment delivery made by Haskoning is presented in Table 4-9 below. The sediment output of tributaries Ninh Co River and Day River have also been estimated and presented in Table 4-9.

New land is continuously being created at a rate of about 100 meter a year through the deposition of sediments supplied by the rivers (Haskoning 2003). The information on sedimentation rate and longshore sediment transport are key inputs in the technical feasibility analysis of the river mouth improvement options for Ninh Co River and Day River.

Table 4-9. Estimated sediment discharge at the river mouths

Source: Haskoning 2003

Ninh Co River - Dav River

4.3.3 Water Quality

5 r 2 5

The water temperature of the Red River varies from 27-30°C in Summer to 24-26°C in Winter. The difference between water temperature between the surface and bottom is about lo C. The pH values of estuarine water reach 8.0-8.5; the pH of surface water is higher than that near the bottom by about 0.05-0.1 0.

Secondary data on surface water quality is available for certain sections of the Red River and its tributaries. The secondary data on the quality of Red River and its tributaries reported high suspended sediment concentrations which can reach more than 2,000 mgll. It is reported that the Red River in Hanoi for instance has an annual average of about 847 mgll which is very much higher than the standard of 80 mg/l.

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For the purpose of this EIA, the NDTDP conducted water sampling and analysis of various rivers of the Red River Delta that are within the project region. Water samples were collected from all the priority ports identified by the NDTDP. The results of the analysis shown in Tables 4-10 and 4-1 1.

Briefly, the results of this 2007 analysis can be described as follows:

pH value: pH values at all sites are neutral, varying from 7.0 to 7.6, meeting the Vietnamese Standard for Water Source A of Surface water (TCVN 5942 - 1995)'

Salinity (total dissolved solids - TDS): Salinity show gradual increase from Viet Tri (VTI, VT2) to the estuary area (VT 25, VT 28-Ninh Phuc Port). The relatively low salinity even in the estuary is attributed to the fact that the 2007 sampling was timed at the end of flood season. .

Organic pollution: Organic pollution of river water is indicated by the concentration of dissolved oxygen (DO) and biochemical oxygen demand BOD^^'). Organic pollution is evident: at all sites, values of BOD^^' exceed the Vietnamese Standard (TCVN 5942:1995) for the A water source (water for domestic use, BOD standard of 5 4 mg/L). However, water quality meets the TCVN 5942:1995 standard for the B water source (not for domestic use, BOD limit of 5 25 mg/L).

The organic pollution loading is highest (DO in lowest, BOD is highest) at VT25 (Namdinh port), VT17 (Hongvan port), VT1 (Nhuthuy landing site) and VT5 (Chuphan Ferry). Aside from ferry landings, the sites are densely populated. In addition, the elevated BOD observed during this sampling period could be a natural seasonal variation since sampling was done at the end of the flood season.

Oil contamination: Oil contamination is detected in some sites such as VT2 - Viet Tri port, VT5 - Chuphan Ferry and VT28 - Ninhphuc port. The oil content in Viet Tri exceeds the Vietnamese Standard (TCVN 5942:1995) for Source B. Oil contamination is interpreted to be due to oily wastes from boats. Oil sheen is evident in Ninh Phuc Port as shown in the following photo.

Photo 4-6. Oil sheen in the Port of Ninh Phuc, December 2007

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Table 4-10. Water Quality of the river in the Northern Delta Nov and Dec 2007 Sampling

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Table 4-11. Concentration of heavy metals in river water of the Northern Delta, Nov and Dec 2007 sampling

I CORRIDOR 2 I

VW11 VW13 WVl5

VT24 I Thai Binh I 1.889 1 0.051 I 0.40 1 3.76 I 6.61

VT28 ~ ~ 2 5 VT12

VT16 VT17 VT19

9R6212.211R007a/JHUNijrn January 2008

Kinh Thay Kinh Thay

Han R

0.031 0.035 0.029

0.336 0.985 0.649

Nlnh Phuc Port RedIDay Louc R

0.26 0.30 0.28

1.111 0.694 0.419

3.18 3.29 2.89

0.024 0.044 0.043

Red R Red R Red R

15.37 16.09 10.03

CORRIDOR 3 0.036 0.043 0.057

0.778 1.972 1.639

0.33 0.35 0.39

0.31 0.39 0.28

4.17 4.24 4.17

14.64 6.23 2.74

3.85 3.21 4.01

9.56 10.39 5.63

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Toxic chemical contamination: the chemical as phenols and heavy metals,(Cd, Cr, As) may be considered as toxic ones. In the rivers in the Northern Delta their concentration are much lower than the Vietnamese Standard for Surface water (Source A). Only at somE sites (VT1, VT2, VT5, VT7, VTlO phenol concentration 0.11 - 0.14 mgll is evidently detected).

Bacteriological contamination: Contents of total coliform (1,300 - 7,100 MPN1100 ml) are rather high at all sites but they are still lower than the TCVN 5942:1995 for Source A (5,000 MPN1100mL) and Source B in some sites

Nutrient pollution: Concentrations of NH4', NO3- and total N are high, although still lower than the maximum permissible limit of the Vietnamese Standard for Surface Water (TCVN 5942:1995, Source A). But the concentration of nutrients is high enough to cause eutrophication in stagnant water. Concentration of total phosphorus (P) is also high in some sampling sites. Some studies have indicated that concentrations of total N 2 0.5 mglL, total P 2 0,l mglL can lead to eutrophication in stagnant waters.

4.3.4 Anaysis and Interpretation of Spatial Variation of Water Quality

The result of the water quality analysis is shown in Table 4-10. The spatial analysis of the DO and BOD is shown in the following graph (Figure 4-9). The graph shows good condition in the upstream section of Red River where DO is high and BOD is low. However, in VT-5 and VT-6 (Duong R) and VW11 BOD is high indicating organic pollution.

Figure 4-9. DO and BOD in Rivers of Corridor 1

DO and BOD in Rivers of Corridor 1

16

14

2 12

.E 10 0 g. 8

E 6 I 4

2 0

VTl VT2 VT2 VT4 VT5 VT6 VT7 VTlO VW VW VW Fbrt Lake 11 13 15

The following graph (Figure 4-10) shows the spatial (from upstream to downstream) variation of phosphate and nitrate in Corridor 1. The graph shows increasing concentration in the downstream segments. This is likely due to the presence of dense industrial and residential areas especially in Hai Duong and Hai Phong.

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Figure 4-10. Spatial Variation of Total Nitrogen and Phospahte in Rivers of Corridor 1

Spatial Varlatlon of Tobl Nitrogen and Phosphate In River Water of Corridor 1

10

8 8 E 5 6 a d z 4 - z c 2

0 VT1 VT2 VT2 VT4 VT5 VT6 V l 7 VT10 VW VW VW

mrl Lake 11 13 15

4.3.5 Sediment Quality

The trend of suspended sediments in the Red River from the headwater (Nhu Thuy Port, Phu Tho to the downstream segment in Kenh Vang Port shows increasing concentration of suspended sediment. This condition is inferred to be due to the combined effects of rampant dredging in Duong River and active bank erosion. Note that concentration of suspended sediment in VT2- Viet Tri lake is considerably lower than the river. The identical spatial trend exhibited by suspended sediments (Figure 4-11) and turbidity measurements (Figure 4-1 2) below shows that the turbid condition of Red River in this segment is mainly due to the sediment load.

Figure 4-1 1. Spatial Variation of Suspended Sediment

Suspended Sediment in Red River Corridor 1 November 2007 Sampling

VT1 VT2 VT2-L VT4 VT5 VT6 VT7 VTlO

Sam piing Stations

Of the heavy metals in the surface water it is only arsenic that shows a distinct declining trend from the headwater to the downstream segment (Figure 4-13). It is also worthwhile to note the elevated concentration of arsenic in the headwater stations of Nhu Thuy and Viet Tri Port. The As concentration in the Viet Tri Lake is even higher. The relatively high As concentration in surface water in this segment of Corridor 1 is exhibited by stream sediments collected from this segment (see section on Stream Sediment Quality).

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Figure 4-12. Spatial Variation of Turbidity in Corridor I - - - -

Turbidity of Red River Corridor 1 November 2007 Sampllng

50.0

45 0 40.0

3 I- 35.0 z c 30.0 - E 25.0 5 20.0 f 15.0 l-

10.0 5.0 0.0

VT1 VT2 VT2-L VT4 VT5 VT6 VT7 VTlO

Sampling Stations

Figure 4-13. Arsenic in Red River, Corridor 1, 2007

Arsenic In Red River Water Corridor 1 November 2007 Sampling

25

20

c 15

C - w 10 4

5

0

VT1 VT2 VT2-L VT4 VT5 VT6 VT7 VTlO

Sampling Statlono

4.3.6 Quality of the Stream Sediment of Red River and its Tributaries

River sediment analysis has previously been done in the Red River and its tributaries. The analysis was done in 1997 by the Vietnam National Center for Natural Science and Technology. The analytes included heavy metals, calcium carbonate, pesticides and organic materials and mineral oil. The results of the analysis are presented in Table 4-12. The sediment quality complies with existing Vietnamese standards TCVN 7209-2002 Soil Quality and TCVN 5941- 1995, Soil Quality, Pesticide Residue Limits.

Recent sediment sampling and analysis was conducted by the NDTDP and the result of the November 2007 analysis is shown in Table 4-13. Analytical results (Table 4-14) show that at present heavy metals in stream sediments are well below the reference values set by the Dutch Standard for Sediment Pollutants. Except for a few sites where Cd and Hg (Ninh Phuc Port) slightly exceeds the Reference Value of the Dutch Standard. But they are much lower than the intervention

Pesticide (Persistent Organchlorines ) contamination in sediment is much lower than the reference value in the Dutch Standard for Soil and Sediment Disposal.

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Table 4-12. 1998 Analysis of Sediments from Red River and Tributaries.

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Table 4-13. Stream Sediment Quality of Rivers of the Red River Delta, November and December 2007 Sampling

Note: Yellow shaded Rows- represent sediment quality from proposed dredging areas in Corridor 1

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Table 4-14. Analysis of Stream Sediments From Rivers of the Red River Delta 2007

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The following are graphs of the concentrations of metals in stream sediments collected from Corridor 1. It is interesting to note that the general trend is declining from upstream to the estuary. This pattern is displayed by arsenic, cadmium, aluminum, chromium and iron.

Figure 4-14. Cadmium in Stream Sediments of Corridor 1

Cadmlum in Stream Sedlment CorrMor 1 November 2007 Sampllng NDTDP

VT1 V r2 VT3 Vr4 VT5 VT6 V l 7 VT8 VT VTlO V T l l Vr13

Sampllng Sbtlonwr

Figure 4-15. Aluminum in Stream Sediments of Corridor 1

in Stream Sediment Corridor 1 November 2007 Sampling NDTDP

Vr1 VT2 VT3 Vr4 VT5 V r6 V l 7 VTB VT V r l O V T l l VT13

Sampling Sbtlonwr

Figure 4-16. Spatial Variation of Chromium in Stream Sediment of Corridor 1

Chromlum in Stream Sedlment Corrldor I November 2007 Sampllng NDmP

V T l VT2 VT3 VT4 VT5 VT6 V l 7 VT8 VT VTlO V T l l VT13

Sampling Statlonr

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Figure 4-17. Spatial Variation of Fe in Stream Sediment of corridor 1

Fe in Stream Sediment Corridor 1 Nov 2007 Sampling NDTDP

VT1 VT2 VT3 VT4 VT5 VT6 VT7 VT8 VT VT10 VTl1 VT13

Sam pllng Stations

4.3.7 Temporal Analysis of Stream Sediment Quality

A tentative comparison of the averages of the heavy metals in the 1997 (n=15) and 2007 (n=29) river sediment sampling shows that heavy metals in the 2007 are higher than the 1997 except for cadmium (see following graph).

Figure 4-1 8. Comparison of Average Concentrations of Heavy Metals in 1997 8 2007 Stream Sediments

I Avenge of Heavy Metals In 1997 and 2007 Stream Sediment Samples I

I Lead Cadmium Cr As

4.3.8 Coastal Geomorphology

The tidal flats, beaches, beach ridges, mangrove marshes, tributaries and tidal channels are the landforms in the coastal area. The delta front is a gentle plain and the bottom sediments are pink - brown consisting of fine silt and clay.

The prominent features of the coastline of the Red River Delta are karst islands formation in Halong Bay in the northeastern most corner of the Red River Delta. Along the coast of Halong southwards to Bach Dang estuary is an extensive mangrove swamp which has now been converted into shrimp ponds. The same condition prevails in the Do Son-Thai Binh estuary.

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Southwards, from Van Uc to Thai Binh estuary, the shrimp ponds are fringed by a belt of reforested mangrove.

Further south of the Thai Binh estuary is the Ba Lat estuary at the mouth of the Red River. The mouth of Red River or Ba Lat is an extensive formation of tidal mudflats. The mudflats closest to the mainland are now cleared of mangrove vegetation and are now used for aquaculture.

A significant stand of mangrove is still present in the outer mudflats. A strand of sandbar, approximately 14 kilometers long has formed at the northern side of the estuary and a southern sand bar of about 11 km long fringes the mudflats south of the mouth of Ba Lat River. Active deposition at the mouth of Ba Lat River is causing the progradation of this part of the coast of Red River Delta.

Southwards from the Ba Lat Estuary, the shoreline is generally straight being protected by a system of sea dike. This shoreline terminates at the Lach Giang estuary and the Day River Estuary. Mudflats have formed at the mouth of the Day River. These mudflats are still vegetated by mangroves and mangrove associated plant species. Active deposition is taking place at the mouth of Day River, causing the seaward progradation of the river mouth.

Near coast dispersion of the sediment plume at the mouth of Ba Lat R, Ninh Co and Day R is induced by tidal flow, freshwater outflow and surface wind. Tran Duc Thanh (undated) described that the during the NE monsoon season from October to April, the NE and N wind prevails with average speed of wind is 3 - 4mls. The northerly and northeasterly wind occurs prevails with a 70 - 80% frequency from December - January. During the SW monsoon, May -September, the average speed of wind is from 4 to 5mls with the prevailing wind direction of southerly and southeasterly directions. A series of Landsat imageries (Figures 4-19 to 4-22) of the Lach Giang shows the plume dispersion during different seasons.

Haskoning's analysis of the coast from Ba Lat to Cau Day showed that tidal currents along the coast and to a greater extent currents in the breaker zone result in a longshore sediment transport. The layout and development of Lach Giang, which is essentially a spit formation, indicates a net sediment transport along the south-easterly direction. The same process is responsible for the transport of Ninh Co's sediment into the tidal flats of Cua Day. The understanding of-this coastal geologic process is important in the design of the Lach Gian By-pass Channel.

4.3.9 Coastal Erosion and deposition

Erosion and deposition of the coast of the Red River Delta was studied by Tran Duc Thanh et al. (1994). The study indicated the shoreline accretes at the average rate of 25 m per year, with a maximum rate of 120 m per year in some area. However, in certain segments of the coast, erosion is the predominant process. Tran Duc Thanh et al. (1994) have identified these areas.

Severe erosion prevails in the Cat Hai (Cat Hai - Do Son part) and Hai Hau ( Ba Lat - Lach Truong part).About 6 km of the coast of Cat Hai - Do Son has experienced shoreline retreat at the rates of 4.5 mlyear to 13 mlyear during the period 1930-2000. The 30 km long Vanly coast which include Hai Hau site was eroding in the past, but the construction of the sea dikes reduced the erosion susceptible area to 17.2 km.

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I Figure 4-19.Landsat lmagery of the Day-Ninh Co ( Figure 4-20. 2003 rainy season imagery of the Day- R Estuary showing sediment plume's northeasterly dispersion during the rainy season. Imagery date is 2002 Jul12.

4.3.10 Oceanography

Ninh Co Estuary showing the same northeasterly sediment dispersion pattern. lmagery acquired 2003 July 15.

Figure 4-21. End of dry season imagery of the Day-Ninh Co River mouth showing the slow I low dispersion of sediment plume.

The oceanographic characterization is adopted fromTran Duc Than, et al. (1994). The large-scale flow patterns in the Gulf of Tonkin are dominated by tidal and monsoon currents. The tidal regime of the Gulf of Tonkin is diurnal with a range of 4 m in the north to 2 m in the south. The tidal waves enter the Gulf of Tonkin from the South China Sea and are partly reflected in the northern enclosure of the Gulf. With a length of approximately 500 km and a depth of 50 m, the resonance time of the basin (see e.g. Bowden (1983)) is 25 hours, which is close to the period of the diurnal tides.

Figure 4-22. Imagery of the Day-Ninh Co River mouth, of unknown date, showing a southerly pattern of sediment plume dispersion, presumably due to a dominantly south flowing littoral drift, driven by a northerly wind'

-- - - -- -

'Conventionally, reference for wind direction i s its point of origin

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000

ROYAL HASKONING

The tidal range at the mouth of the Ba Lat varies from 0.5 m during neap tide to 2.5 m during spring tide. The Gulf of Tonkin is connected to the South China Sea which has strongly seasonally varying residual currents forced by the monsoonal wind patterns. While the large-scale flow patterns in the South China Sea correspond to the general wind patterns (southward flow during the NE monsoon, and northward flow during the South monsoon), the circulation patterns in the Gulf of Tonkin are not that obvious. Southward flow dominates near the coastline of the Red River Delta during the NE monsoon (dry season), when the residual flow in the Gulf of Tonkin can be described by the anti-clockwise rotating cell. During the wet season, however, there are 2 circulation cells, which seem to diverge near the coastline of the Red River. As a consequence, in the wet season the residual flow velocity near the Red River is probably weaker and, although primarily directed southward, more variable in direction than during the dry season.

Wind velocities during the dry season are higher than during the wet season, generating higher waves (significant wave height Hs around 1.4 m) in the Gulf of Tonkin relative to the wet season (Hs below 1 m). However, the most pronounced seasonal difference is probably the frequency of occurrence of significant wave heights: Hs is up to 3 m during looh of time in the dry season whereas Hs is only 2 m during 10% of time in the wet season. In the North of Vietnam, typhoons mainly occur in August and September, during which the significant wave heights in the northern Gulf of Tonkin approach 6 m (Qiao et al., 1997) and the storm-related water level set-up can be up to 3 m (Tran Duc Thanh et al., 1997). It is noteworthy that the most sediment is supplied to the Gulf of Tonkin when wave energy is low. This means that freshly delivered sediment is probably able to settle from suspension in a relatively quiet environment, while redistribution of sediment is expected several months later. This suggests that sedimentation patterns from the buoyant plume are relatively unaffected by wave action, and freshly deposited sediment is able to consolidate. Because consolidated fine sediments are able to resist greater wave-related shear stresses, this phase difference between deposition and subsequent reworking may promote the seaward growth of the subaqueous delta front.

4.4 Biological Status of the Red River Delta

4.4.1 Terrestrial Ecosystems

Natural forests within the project region and peripheral areas are distributed in mountains and hills in the provinces of Phu Tho, Vinh Phuc, Ha Tay, Ninh Binh, Quang Ninh, and Hai Duong. From the altitude of 700m upwards the prevailing forest types are: tropical wet evergreen forest; semi- deciduous forest with dry and rainy seasons; and forest on limestone mountains. In the regions with elevation lower than 700m, forest types may include low mountain subtropical wet evergreen forest, coniferous - broad-leaved forest, forest on limestone mountains and on granite mountains.

Forests in the basin of the Da River (Hatay, Phutho) have the species composition typical for the Northwest of Vietnam, being rich and abundant with valuable wood (Pentace tonkinensis, Chukrasia tabularis, Garninia fragraeoides, etc) and medicinal plants (Bulbous aralia, Polygonum multiflorum, etc.). Quangninh province currently has 150,000 ha of forest with the dominance of semi-deciduous and deciduous forests and with precious wood such as Garnicia fragraeoides, Pachudia cochinchinensis, Pinus merkusiana and some subtropical species such as Castanea vulgaris and Castania, etc. The groups of high values include anise, cinnamon in Quangninh, elemi and pine in Hoabinh; The oil containing group including Vernicia montana is found in Nammau, Binhlieu. Tienyen and Mongcai (Quangninh); many precious woods are gathered in Halung forest (Hoanhbo); The fast growing species includes Castania, canarium, Liquidambar, etc. in Chilinh (Haiduong); the group of medicinal and edible trees is also diverse.

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n

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ROYAL HASKONlNC

One important terrestrial ecosystems present in the Red River Delta region is the lowland rain forest. WWF (Errorl Hyperlink reference not valid.) delineated the extent of this ecosystem from the freshwater swamp forests of the Red River Valley south along the north-central coast of Vietnam to the region south of Tam Ky. This ecosystem is reported to be seriously degraded with less than 10 percent of the native vegetation remains. The among the remaining patches of this ecosystem is best preserved in the Cuc Phuong and Pu Mat National Parks. At Cuc Phuong, 1,800 vascular plant species have been described for a small area with limited topographic diversity.

The climatic condition that prevails in this ecosystem characterized by high rainfall and short dry season produced conditions that once supported diverse wet evergreen forests. Primary wet evergreen forest consists of a dense, three-tiered canopy reaching 25-35 m and occasionally 45 m height in undisturbed sites. The upper canopy is dominated by a species of Hopea, Castanopsis hystrix, and Madhuca pasquieri. The fan palm Livistona saribus is a common subcanopy species in small gaps.

Although much of the ecosystem's biodiversity has been lost, it still harbors several mammals and birds of conservation significance, including the Owston's banded civet (Hemigalus ow st on^), white-cheeked gibbon (Hylobates leucogenys), red-shanked douc langur (Pygathrix nemaeus), and Francois's leaf monkey (Semnopithecus francois~). One endemic bat species is found here (Paracoelops megalotisl). There are more than 300 bird species in this ecoregion, including three near-endemic and one endemic species (Table 4-15).

Table 4-15. Endemic and Near-Endemic Bird Species

4.4.2 Vegetation of Corridor 1

The predominant terrestrial ecosystem in the Red River Delta, particularly in Corridor 1, is the agro-ecosystem with much of the land area converted to agricultural use. Paddy rice cultivation is the most dominant agricultural feature in the low lying areas of the delta.

Phasianidae - Timaliidae Timaliidae

The floodplains and river banks bordering the waterways that will be improved in Corridor 1 is dominantly agricultural. Aside from rice, among the crops identified in various parts of Corridor 1 include corn (Zea mays) cassava ((Manihot esculanta crantz), sweet potato (Ipomoea batatas), banana (Musa paradisiacal), sugar crane (Saccharum ofkinarum), etc. The listing of plant species identified in the different areas of Corridor 1 is presented in Appendix 1 .

4.4.3 Aquatic Flora & Fauna Red River Delta

-heasant Short-tailed scimitar-babbler Grey-faced tit-babbler

The main source of secondary information on the aquatic flora and fauna of the Red River Delta is the study by Vung Trung Than et al. (1987).

Lophura edwardsi Jabouilleia danjoui Macronous kelleyi

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Phvtoplankton

Phytoplankton are the most important primary producers. The foundation of the food web, they transform light and nutrients into energy for herbivores such as zooplankton which, in turn, support higher trophic levels. Phytoplankton grows best in low velocity waters with warm temperatures and high nutrient availability, particularly phosphorus. Phytoplankton growth is generally limited in stream or riverine systems, which have much greater flow velocities. A relative increase in species diversity or richness under unchanged conditions is taken as an indicator of of improving water quality condition. Conversely, the preponderance of a certain species like the blue green algae is an indicator of poor water quality. To evaluate the importance of phytoplankton as a food source, the volume or quantity of algae available for consumption is often the most critical parameter to be considered. For this reason,phytoplankton data is typically expressed in terms of chlorophyll a concentration (391L) overall biovolume (i.e., Im31mL), or population densities (i.e., cellslmL) as well as species composition (USACE 2002)

The phytoplankton community of the Red River Delta has a diverse species composition including 183 species (Appendix 3) dominated by Diatomae, which make up 86.1% of total species. Some genera with numerous species are Chaetoceros (28 species), Coscinodiscus (18), Rhizosolenia (14), Ceratium (9), Navicula (8), and Melosira (6).Skeletonema costatum and some representatives of Pennateae are often abundant in the upper regions of the estuary where salinity is below 15 0100.

According to Vu Trung Tang, in terms of the annual cycle, phytoplankton development changes between two seasons: declining rapidly during flood peak months (July - August) and increasing in the dry season. In July-August, the phytoplankton density ranges from 800 to 362,000 cells/m3 and the mean biomass is 130 g/m3. Later (October - November) phytoplankton explodes in number, reaching a mean density of973,OOO cells/m3 and a mean biomass of 470 g/m3. At the end of the dry season, the phytoplankton development decreases slightly, as a function of a decline in nutrients in the estuary, to a mean density of 368,000 cellslm3 and biomass of 309 glm3. Frequently, phytoplankton develops intensively near the Red River mouth in waters shallower than 20 m where it is controlled by tidal action. Phytoplankton density and biomass increase when the tide is high and decrease when the tide falls, reaching extremes at the times of highest and lowest tides (Appendix 3).

The sampling conducted by the NDTDP, the analysis of the results of the 14 samples, 66 species are recorded belonging to 4 algae phyla: Cyanobacteria, Chlorophyta, Bacillariophyta and Euglenophyta (Appendix). The number of algal species mentioned above is not enough to reflect the phytoplankton composition in the nature. Of the the phytoplankton present, Bacillariophyta is most abundant (33 species). The number of Euglenophyta is the least at 9 species. The structure of algae composition is different from each other of the rivers: the Red river at Hung Yen has the most abundant species composition (31 species), the main component of river flora mainly is Bacillariophyta while in lake at Viet Tri, Microcystis aeruginosa (a toxic blue algae species belonging to Cyanobacteria) is existing.

Density of phytoplankton of all rivers in the Red River Delta in November is rather low. Density fluctuated from approximately 2,000 to over 4,000 individualslL. Of all the sites sampled, algal density is highest in Viet Tri Lake (4,795 indlL).ln quantitative composition, multi-cell algae of genera Oscillatoria, Lyngbia (Cyanobacteria) and Spyrogira (Chlorophyta) are the most dominant. The spatial variation of the density of phytoplankton from upstream (Viet Tri) to downstream is shown in Figure 4-23).

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Zoo~lankton community

The Bac Bo estuarine area supports a rich and diverse zooplankton. A total of 185 species have been recorded, including Copepoda (107 species), Cladeocera (14), Siphonophora (8) ,Chaetognatha (8), Amphipoda (6), Tunicata (6), Protozoa (5), Ostracoda (4), Pteropoda - Heteropoda (3). Rotatoria (2), Cumacea (2), Sergestinae (I), Euphausidae (1) and Nauplius (18). Like the phytoplankton, the zooplankton is divided into three ecological groups, (a) freshwater, (b) estuarine, (c)euryhaline-marine. Fresh water fauna often appears in the upper parts of the estuary and is abundant in number, especially the wet season and at times of neap tide. Contrastingly, euryhaline-marine fauna occurs near the end of the estuary, is richest near Spring tide and in the dry season.

Figure 4-23. Spatial Variation of Density of Phytoplankton in Red River, Nov 2007

Phytoplankton in the Red Riw Delta, November 2007 1

Zooplankton density and biomass vary between 6,130 - 15,500 individuals/m3 and 240 - 370 g/m3 respectively. Lowest values are in flood months, but high values are in the dry season (Khuc Ngoc Cam, 1975; Nguyen Van Khoi et al, 1980), especially at times of highest tide and during the period from midnight to 5-6:00 am. Figure 4-24 below shows the spatial variation of zooplankton in Red River based on the Nov 2007 sampling.

Figure 4-24. Number of Individuals Icu m o f Zooplankton, Red River Nov 2007

r-- Individual I cu m Zooplankton of Red River, Nov 2007

Vr l Vr2(PORT) V r 3 V r 5 V r 7 ---- vT1O I

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ROYAL HASKONIYG

Zoobenthos communitv

The biomass of zoobenthic animals used as food by other species varies over a wide range from 4 - 96 g/m3 in the dry season and 5.9 - 11.5 in the wet season (Dang Ngoc Thanh et al., 1991).

Zoobenthic community in the tidal mud flats includes 130 species, representing some principal groups such as Polychaeta (34 species), Gastropoda (16), Bivalvia (23), Macrura (17) Brachyura (38). Many of these species are economically important, for example Ostrea, Meretrix, Aloides, Macta, Netica, Sanguillaria, Penaeus, Metapenaeus, Palaemon, Scylla, Portunus, etc.

Fish fauna

According to Vung Trung Tang (1987), a total of 233 fish species have been identified in the estuary of the Red River Delta belonging to 71 families and 18 fish orders. The families with numerous species are Carangidae (11 species), Cynoglossidae (14), Gobiidae (13), Leiognathidae (1 I ) , Sciaenidae (1 I ) , Teterodontidae (1 I ) , Clupeidae (9), Engraulidae (9) and Mugilidae (6). Some fresh water fish of the families Cyprinidae and Bagridae often occur in water with a salinity below 10-12 PSU in the upper regions of the estuary. The representatives of some Priacanthidae, Pomacentridae, Chaetodontidae are frequently found near coral reefs and some offshore juvenile fish also penetrate estuaries for feeding such as Elasmobranchia, Exocoetus, Sphyraena, Formio, Stromatoidae, Scombridae.

Despite the mixed origin, estuarine fish fauna of the Bac 80 Delta are related to the Tonkin Gulf fish fauna. Most representatives originated from tropical seas and have adapted to high salinity fluctuations occurring in the estuary (Vu Trung Tang etal., 1987).

The fish fauna of this area may be divided into four ecological groups (a) freshwater, (b) euryhaline-marine (c) true estuarine and (d) regularly anadromous migrants such as Clupando theissa and Hilsa reveesii.

4.4.4 Fish Fauna of Corridor 1

The fish survey done by the Phan Mach, Institute of Ecology and Biological Resources, in December. 2007 describes the fish species that occur in the waterways of Corridor 1 such as the Red River. Cau R and Thai Binh River.

Nhue and Day river

About 53 fish species were identified at the Day and Nhue basin. Most of them belong to Carp spp. The species having high economic value are: Cyprivius carpio, Carasius auratus, Pinibartus caldwelli, Anthorhodeus dayeus, A. Tonkinensis.

In this river basin there is one of 33 inland water fish species recorded in the Vietnam Red Book (2000). It is Squaliobartus Curiculus (T - level) (C, chpy in Vietnamese).

Cau River

89 fish species of 6 orders, 20 families have been recorded in the Cauriver basin. Most of them are native ones, only Trichogaster Trichopterus, Oreocronis niloticus and 0.mossambicu are exotic (from other countries). Most of species belong to carp family (50% of the total species number). Two species are listed in the Vietnam Red Book (2000): Onlychostoma laticeps

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(Vulnerable) (C, S0nh in Vietnamese) and Squaliobarbus curiculus (Threatened). Twelve of the fish species in Cau River are cultured.

Red River

Along Red River from Viet Tri to the estuary about 64 fish species have been identified of these 12 species are cultured. Three fish species of the Red River are listed in the Vietnam Red Book (2000): Clupanodon Thrissa (Linnaeus, 1758) (Vulnerable - level), Squaliobarbus curriculus (Threatened - level), Hemibagrius elongatus (Giinther) (Vulnerable - level).

Thai Binh river

Sixty-two species have been recorded in this river from Pha Lai to the estuary. Fifty (50) are naturally occurring and 12 are cultured. Two species are listed in the Vietnam Red Book (2000): Clupanodon Thrissa (Linnaeus, 1758) (Vulnerable - level) and Squaliobarbus curriculus (Threatened - level).

Photo 4-7. Hemiculter leusisculus one of the ( Photo 4-8 Varuna litterata, brackish water crab 1 euryhaline fishes of the Red River caught in Kinh Thay River

The list of fish species of the Red River Delta is attached as Appendix 2.

Seasonality of Some Bioloaic Processes in the Red River

The spawning season of the various aquatic fauna of the Red River Delta is not totally known. However, for some of the important species such as the Squaliobarbus curriculus the reproductive season starts from late April to early August, with the best season from May to July (Long Huang Gua, 2004) While other fauna such as freshwater crabs and shrimps coincide with the monsoon season. This is presumed to be due to the availability of increased of habitat (e.g inundated floodplain) for hatchlings in large rivers swollen by monsoonal rains (Dudgeon, 2000). Table 4-16 summarizes the known seasonal processes of some aquatic life of the Red River Delta.

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Table 4-16. Matrix of season and documented seasonality of biological processes of some freshwater aquatic life of Red River

4.4.5 Mangrove Ecosystems of the Red River Delta

Dykes have been constructed along most part of the river system and coastline of the Northern Delta for protection against flooding. Only a narrow strip of inter-tidal sand or mud flat beyond the dykes, except near river mouths where deposition is very active and mud flats and sandy islands are expanding due to influx of sediment. Several sandy islands evolved due to accretion including the islands that now make up the Xuan Thuy Nature Reserve. Coastal vegetations, i.e. mangrove are represented by small shrub like trees, apparently an adaptation to the prevailing harsh environment, e.g. climatic conditions. Mangrove replanting along the coast of the Red River delta covers about 7,400 hectares of plantations of Kandelia candel. While exotic species Casuarina equisetifolia is planted on sandy beaches and dunes.

In places where conditions are favorable for mangrove development, i.e. sheltered, presence of large portion of freshwater and sediments the mangrove stands flourish. This is true for the stretch of the coastline from Do Son Cape to the northern bank of Van Uc River where mangrove communities consist of Sonneratia caseolaris and associated mangrove species Aegiceras corniculatum and Acanthus ilicifolius. In some areas Cyperus malaccenis replaces the Acanthus ilicifolius or grows in mixed stands. Prevalent shrimp pond construction has severely reduced the area covered by Sonneratia.

In areas where accretion is very active such as the coastline from Van Uc estuary to Lach Troung, the area is open, flat with large swamps and rich in alluvium. The area is exposed to storms and hence not suitable to mangrove growth except in the estuaries of Ninh Co and Tra Ly rivers. Mangrove and mangrove associated species in this area include Aegiceras corniculatum, Acanthus ilicifolius. Kandelia candel Sonneratia caseolaris.

In swamps where low salinities prevail the following plant species are present: Cyperus stolononiferus; C. malaccencis, C. tegitiformis, Scirpus aff. Runcoides; Phragmites karka; Myriphyllum spicatum ; Najas kingii; N. indica; Paspalum vaginatum.

The mud crab, Scylla serrata, is the most common crab species in the mangrove swamps and on the tidal mudflats of the Project Area. Other crabs, characteristic of these coastal habitats, are Uca and Portunus species, Ocypoda ceratophthalma, Sesarma plicata and S. bidens.

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No coral reefs are present along the coast of the Red River Delta. This is presumed to be due to unfavorable condition such as low salinity, high sediment input among others. Seagrass, however are reportedly present in the shallow waters along the coast. are Ruppia maritima and Halophila ovalis. Seaweeds, recorded from the coastal waters are, amongst others, the Chlorophyta Chaetomorpha linum and C. capillams and various Enteromorpha species, and the Rhodophyta Gracilaria asiatica and G. tenuistipitata, and Gigartina intermedia and Ceramium tenuissimum.

4.5 Protected Areas - Biodiversity Protection and Conservation The Vietnamese Government has put in place biodiversity conservation program. As part of this program it has declared protected areas. A number of the protected areas are located along the coastal zone of the Red River Delta. The locations of these protected areas are shown in Figure 4-25. A brief discussions of some of the more prominent protected areas in the study region are presented in the following sections.

Figure 4-25. Protected Areas in the Red River Delta

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4.5.1 Cucphuong National Park

This protected area straddles 3 provinces, namely Ninh Binh, Hoa Binh and Thanh Hoa, has typical features of wet tropical forests. It is influenced by monsoon with 3 wood layers , 1 shrub layer and 1 forest floor. The 35-40m high wood layer includes Parashorea, Ficus retusa, Dracontomelum duperreamum, Sapindus oocarpus, Amoora gitantea, etc. The 30 m high wood layer includes Castanopsis, etc. In thin broad-leaved forests in limestone mountains of Tamdiep, Hoalu and Giavien, etc. there are wood species such as Pentace tonkinensis, Chukrasia tabularis, Garninia fragraeoides, etc. and species of Orchidaceae, Dioscoreaceae, Nephrolepsidaceae, etc. The species composition is very diverse. In primeval forests more than 2,000 species of 221 families, 987 branches are observed. Forests on limestone mountains have 1,937 species, 229 families of 4 orders.

4.5.2 Catba National Park

The Catba Biosphere Reserve includes 13,200 ha of forests (accounting for 60% of the surface area of the island). That is tropical evergreen rain forest. Forests on limestone mountain sides have wood trees such as Allospondias lakonensis, Proteas. Particularly, in the pure forest at Trungtrang the precious and rare Nageia fleury is found. The total number of vegetation species observed in Catba is 839, belonging to 498 branches, 169 families (Tran Ngoc Ninh, 1997).

This protected area has have 38 mammal species of 9 phyla, 17 families with rare and specious ones such as Trachypithecus francoisi poliocephalus, Macaca artoides, Macaca mulata, Felis bengalensk, and Panthera pardus, etc.

Presently forests are shrinking in acreage, wood reserve and biodiversity as a result of overexploitation, not to say annual fire as well as shifting and wandering custom of some ethnic minorities.

4.5.3 Cucphuong National Park,

This park has a very rich species composition with many rare and endemic ones. There are 60 species of wild animals, 4 entomophagous species, 18 dermoptera species, 1 manis species, 3 primate species, 15 rodent species, 15 carnivorous species, 4 artiodactyl species with rare and precious species such as Pyganthris nemareus L., Panthera pardus, Selenarctos thibetanus, Antelope, deer, Capreolus capreolus, Herpestes, Mustella. One hundred forty (140) bird species are known to inhabit the park, including the noteworthy species such as Pavo muticus imperator, Lophura diardi, nightingale, Motacilla flava flava. Therty-six (36) reptile species including Gecko gecko L., Varanus nebulotus, Morelia, Bungarus, Ancistrodon conotortrix, Tropidomotus natrix and 20 amphibian species, mostly toad and frog have also been identified..

But the protected areas that are of concern to the NDTDP are the wetland protected areas found along the coastal zone of the Red River Delta. These protected areas are presented in the following sections. The source of information is the Sourcebook of Existing Protected Areas in Vietnam, 2nd edition.

4.5.4 Nghia Hung Proposed Nature Reserve

The site covers 12 km of coastline, bordered by Day River to the west and by Ninh Co River to the east. Landforms include sandy beaches, dunes and salt marsh. Aquaculture ponds are found to the west. Outside the main dyke, there is an intertidal area of about 3,400 hectares. Offshore, about 5 kms away are two small sandy islands covering 25 ha. One island support dunes while the other supports a salt marsh. Nghia Hung supports 13 different habitats and is one of the most diverse areas in the coastal zone of the Red River Delta

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It supports a number of globally threatened or near-threatened waterbird species such as the Spotted Greenshank, Asian Dowitcher, Spoonbilled Sandpiper, Chinese Egret and Black faced Spoonbill among others. It qualifies as an Important Bird Area.

Figure 4-26. The imagery gives a bird's eye-view of the Ngiah Hung Proposed Nature Reserve In the Estuarine of the Day and Ninh Co Rivers.

4.5.5 Xuan Thuy National Park

This protected area is located in the province of Nam Dinh . It has a total area of about 7,100 hectares. It was decreed by Government as a protected area on 05 Sept 1994

Xuan Thuy National Park is located in the coastal zone of the Red River Delta, at the mouth of the main channel of the Red River, known as Ba Lat River. Site consists of 3 islands. The largest is occupied by aquacultural ponds, the second contains mangrove and well as coastal marshes and a small aquaculture pond. The 3d island is still accreting because of active deposition. Maximum elevation of the protected area is 3 m asl. It Supports 14 habitat types, both natural and man- made ones. Habitat types with highest biodiversity values are the undisturbed mudflats and natural mangroves, dominated by Kandelia candel.

This is an important winter staging area for migratory waterbirds. Eight species of globally threatened and near threatened birds regularly occur in the protected area. Xuan Thuy supports the largest wintering population of Black-faced Spoonbill in Vietnam. Xuan thuy qualifies as an Important Bird Area.

4.5.6 Tien Hai Nature Reserve

This protected area is located in the province of Thai Binh. The protected area occupies an area of about 12,500 hectares. It was decreed as a protected area on 05 September 1994. the nature reserve is located at the mouth of the Red River, immediately north of Xuan Thuy. It consists of 2 sandy islands, Vanh Island with an area of 2,000 ha and Thuy which has an area of 50 ha. Vanh Island is separated from mainland by a deep channel. The banks of Vanh are covered by mangrove, most of which is enclosed by ponds. It supports 12 habitat types, most important are sand dunes, reedbed and mangrove. Intertidal mudflats are important habitat for feeding shorebirds. This reserve forms the nNorthern extension of Xuan Thuy. Nature Reserve.

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Figure 4-27. Overview o f the Xuan Thuy National Park and the Tien Hai Nature Reserve

4.1.1 Thai Thuy Proposed Nature Reserve

This proposed nature reserve is located in the province of Thai Binh and occupies an area of 13,696 hectares. It is bordered by Tra Ly River to the south and by the Thai Binh River to the north. The proposed reserve is bisected by the Diem Ho River. To the south of Thai Binh River mouth are extensive areas of mudflats. To the west are salt pans and adjacent to Tra Ly is a region of aquaculture ponds. It contains the largest remaining tract of old-growth mangrove forest in the Red River Delta. About 400 hectares of natural mangrove forest dominated by Sonneratia caseolaris remains at Thai Thuy. Most of the mangrove forest consists of plantation of Kandelia candel. The mangrove plantation is about 2,888 ha.

The proposed reserve supports 4 main habitat types and it supports several globally threatened and near threatened waterbird species over winter and on passage.

4.6 Natural Disasters a n d Environmental Incidents

4.6.1 Storms and tropical Low Pressures

According to statistics from 1980 to 1997, 26 storms have affected the provinces in the Northern Delta. The highest wind speed experienced during such condition was greater than 50mIs during the occurrence of Typhoon Wendy in 9 September 1968. During the of 1996 to 1999, the number of storms and tropical low pressures declined with 12 occurrences in 1996, 5 in 1997 and none in 1998 and 1999 as influenced by El Nino phenomenon The second storm in 1997 caused heavy rain and strong wind that affected almost all the provinces in the region. Wind was measured at 25 mls with gusts of over 26 rnls to 35mls. In 2007, 3 storms hit the coastal provinces of Ninh Bbin and Nam Dinh.

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4.6.2 Flood and Water-Logging

Historical data shows that in the second half of the last century, floods of the Red River are more severe and with shorter return-periods. Floods in 1971 1945, 1969 and 1996 have the peaks of 14.8m, 13.22m and 13.38m, respectively. That is higher or equal to the usual flood level of 13.6m in Hanoi. The 1971 flood, with return period of 200-250 years and the 1945 flood with return period of 100 year are among the big floods. These floods are almost equivalent to 1,000 year floods with flow rates of rate of 45,000-51,00Om3/s. This flow rate is 1.19-1.35 times the flow rate of the in 1971 flood as measured at Son Tay.

Most regions in the Northern Delta are protected by dikes but elevations of the dikes varies. When dikes are overtopped by floodwater, the areas must be drained by pumping. During the 4th storm in 1996, although the wind is of grade 9 to 10 only, a storm surge occurred which almost overtopped the dikes of Hai Phong, Thai Binh, Nam Dinh. Overtopping and breaching of the dikes will have disastrous consequences on the economy of the region.

In 1998, heavy rain and rising water flew over and broke the dike of Dabac district, sweeping away many houses and schools at Tienyen (Quangninh). About 1000 meter of the sea dike was breached and damaged causing extreme traffic jams. Recently (1995-1999), flash floods frequently occurred at Tanlac district, (Hoabinh) with higher frequency and worse destruction. The regions of Nhovien and Nhoquan (Ninhbinh) have been damaged by flash floods of the Hoanglong River. Particularly, the flood in early October 2007 caused water logging over thousands of hectare and houses in districts of Nhoquan and Giavien NinhBinh province.

Two provinces, Hanam and Namdinh, have very low elevations and are therefore prone to inundation. At present, the dike system and the Hoabinh hydroelectric dam have reduced the hazards of flooding in these provinces in the North Vietnam's Plain.

4.6.3 Sedimentation, Erosion and Land Slide

Natural processes and human activities have altered the conditions of the watersheds. Deforestation of the headwaters has shortened the concentration period of run-off, hastening erosion and sedimentation.

The Hoa Binh reservoir has basically changed the hydrological and hydraulic conditions of the river. Trapping of sediment in the reservoir has caused sediment starvation in river sections below the dam. As a consequence, erosion of the river bed is taking place. In Da River, depth of river bed erosion is 6.5m right behind the dike. An erosion depth of 4.5m has affected 5 km of the river. While river bed erosion with depth of 2.1 m has affected a distance of 11-12km. The erosion of the river bed has induced bank erosion, threatening the dike sections of Hoa Binh town.

Threats of erosion persists in Thinhland town where more than six million cubic meters of soil has been eroded. The state of erosion and landslide in the regions is as follows:

Hungyen Province: in the period of 1991-1 998, the Red River caused landslide of 112 ha at Lamson ward (Hungyen town). The Red River dike section at Maidong commune has suffered a rift of 190m in length, 0.5-0.18m in width. In the Luoc River dike, the rift is 600m long and 0.03-0.05m wide. In 1998, functional state bodies invested at least 1 billion dong to repair the rifts and prevent erosion in Hungyen;

Ninhbinh Province: Landslide occurred in the mountainous areas of Tamdiep, Nhoquan, Giavien, Thuy. Bank erosion is present in Van River in Ninh Binh town;

Hai Duong Province: Break of Thanhong, Thanhha dikes in 1996;

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Riverside dike of the Thaibinh River is low, small with weak bases. Safety is threatened by incidents of long inundation at alarming degrees of 2 or 3.

4.6.4 Drought and Hot Temperature

The most recent drought occurred from March to late May 2003. Hoabinh hydroelectric

plant ceased operations and thousands of hectares of crops were destroyed. The water shortage affected a large proportion of the population.

4.6.5 Earthquake

Earthquake hazard in the project site is low. The 1983 earthquake was measured at intensity 3-4

on the Richter scale and the April, 30, 2007 earthquake felt in Hanoi has an intensity of 3 based

on the Richter scale.

4.7 Socio-Economic Conditions The project site accounts for a major part of the Northern Delta which includes Quangninh and Vinhphuc provinces to the northeast and the province Phutho to the northwest. This region is the center of economic, cultural and social development of northern Vietnam. This region has a population of 13 million representing 15.5% of Vietnam's total population. This region contributes 15% annually to the country's GDP. In recent years (2001 - 2007) these provinces have enjoyed high economic growth rate of 8-1 2% per year, according to reports by the provinces. As a result of industrialization and urbanization, a large area of farming land and forests has been converted into urban or residential land. Some information of economic growth of the provinces is outlined below.

4.7.1 Industrial Development

In the period of 2001 - 2006, the industrial growth of provinces in the study region was 15 - 30%, higher than the national average. But industrial growth was higher in Hanoi, and provinces of Quangninh, Haiphong, Hungyen, Haiduong, Vinhphuc which experienced growth rate of over 20% per year. he industrial GDP accounted for over 40%. Meanwhile, the economy of the provinces of Thaibinh, Ninhbinh, Hatay Namdinh, Phutho, Hanam are still generally qgricultural based.

The favorable conditions for Industrialization has served as the impetus for the development and expansion of industrial parks in cities, districts and towns of Campha, Halong, Uongbi, Dongtrieu (Quangninh povince), Thuynguyen, Anduong, Kienthuy, Anhai (Haiphong), Haiduong city, Chilinh, Namsach, Camgiang (Haiduong province), Myhao, Vanlam (Hungyen province), Dongvan, Phuly (Hanam province), Giavien, Tamdiep, Ninhbinh city (Ninhbinh province), Namdinh city (Namdinh province), Thaibinh city (Thaibinh province), Luongson (Hoabinh province), Viettri city (Phutho province), Vinhyen city, Phucyen town (Vinhphuc province), Hadong city, and Hoaiduc (Hatay province).

Ninh Binh

In Ninh Binh, a number of industrial zones have been declared. Among these is the Ninh Phuc Industrial zone which will be located in the Hoa Lu District and Khan P10, Highway 1A and the Ninh Phuc Port. hun commune in Yen Kanh district. This IZ has a land area of 350 hectares and will be located close to Ninh Phuc Port, The IZ is expected to hose a nitrogen fertilizer plan, manufacturing, assembling, mechanics industry and processing industry.

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The other industrial zone right near the center of Nlnh Binh is the Southern lndusrtial Complex of Ninh Binh Town. It is expecting to host manufacturing, repair and assembly plant, cleaning and processing industry.

Other industrial areas are spread in other parts of the province which are planned to accommodate a wide range of industry from agro-industrial to food processing, clothing and textile, manufacture of handicrafts, dimension stone and the like.

Pho Tho

One of Phu Tho's main produce is tea. At present there are 7 tea processing factories in the province. In 1997 the province's processed tea product amounted to 8000 tons jointly produced by various tea processing companies such as Phu Ben Tea Joint Venture (with Belgium), CTC tea factory with Indian equipment. Phu Tho needs to expand and build up additional tea factories to produce and export 14,000 tonslyear. Other agro-forestry and foodstuff processing industry consist of: sugar, liquor beer, natural water, sodium glutamate, husked rice and maize and frozen meat. There is a plan to increase meat processing capacity to 12000 tonslyear of pork and beef. There are two textile factories in the province with capacity of 75 mil. meters of clothslyear and five garment enterprises. Viet Tri leather industry employs 2000 workers with capacity of 1 mil. pairslyear.

4.7.2 Urbanization

The project region has experienced rapid urban development during the last decade. The urban population increased to more than 35% as of 2006, higher than the nation's average of 24% for 1995. A number of towns have been upgraded to cities (including Thaibinh, Hoabinh, Ninhbinh, Haiduong, Hadong and Vinhyen as of 1995).Llrbanization creates favorable conditions for socio - economic growth but also imposes heavy pressures on the environment.

4.7.3 Transport

The project area has the most developed traffic network when compared with other regions in Vietnam. This is a major boost to industrial development.

Inland road

The existing road system links all communes to centers of districts and provinces. The main national roads include:

National Road 2: linking Hanoi with the Northeast and the Northwest regions. National Road 5: linking Haiphong ports with Haiduong, Hungyen and Hanoi city. National Road 18: linking Mongcai border gate with Halong city and Haiduong and Bacninh. National Road 10: linking coastal provinces, namely Quangninh, Haiphong, Thaibinh, Namdinh, and Ninhbinh provinces. National Roadl: linking Southern provinces with Hanoi city. National Road 21: linking Hanam, Namdinh with coastal districts of Namdinh provinces. National Road 6: linking provinces in the Northwest region with Hanoi.

Railwavs In the project area there are has 3 railways: the North-South, the Hanoi - Haiphong and the

Hanoi - Quangninh and Hanoi - Laocai.

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Waterways The Northern Delta is the place of the biggest ports in North Vietnam and also the hub of international transport toward other nations in the world.

The biggest ports include Cuaong, Cailan (Quangninh), Dinhvu, and Chuave (Haiphong). The system of waterways in the project area is relatively convenient, still waterway transport is not yet delopped due to sedimentations and shortcomings of technical infrastructure.

Aiwars Two international airports are located in the study region. These are the Noibai (Hanoi) and Catbi (Haiphong) and some military airports.

4.7.4 Agriculture, Forestry and Fishery

Agriculture, forestry and fishery are among the economic activities in the project region. The agricultural areas in the Northern provinces are Hungyen, Haiduong, Namdinh, Thaibinh, Ninhbinh, and Hanam. Major agricultural crops include rice, maize, vegetable and fruits. Cattle and poultry-raising are among the major agricultural industries of the region.

In the coastal provinces of Quangninh, Haiphong, Thaibinh, Namdinh, and Ninhbinh, aquaculture and capture fishery are well developed. In the period of 2001 - 2006, the growth rate of agriculture is 3 - 4Oh per year, and fishery 4 - 8% per year.

Forestry is an important economic sector in Hatay, Vinhphuc, Phutho and some districts of Haiphong, Ninhbinh, and Quangninh. Nevertheless, both the area and quality of forests (mountain forests and mangrove forests) are declining, indicating the general decline in quality of the environment.

4.7.5 Land Use Around Viet Tri Port and Vinh Phuc Port

Viet Tri Port

'The Google Earth Imagery shows the land uses around the port. It can be appreciated from the imagery that the port is located at the periphery of the towncenter. The land use in the general area is a mixture of residential, commercial and industrial use. The imagery shows the numerous lakes in the area around the port.

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The north eastern side of the port is bound by the north approach of the Viet Tri Bridge. While to the south west is the port area is bound by a small shipyard and some residential houses. The view of this as seen from the river is shown in the following photo.

Figure 4-28. The land use at the south western boundary of Viet Tri Port

Ninh Phuc Port

Similar to Viet Tri Port, Ninh Phuc Port is located very close to the urban center of Ninh Binh. Presently, adjoining the port area is a reclamation that will be develop as an industrial zone. Beside the port is a ship building and repair facility. The photo below shows the reclamation area adjoining the port. While the following photo shows1 the ship repair and building facility right beside the port.

Photo 4-9.Reclamation beside the Port of Ninh Phuc

January 2008

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ROVAL IASKOYIYG

Photo 4-10. Ship yard beside Ninh Phuc Port

4.7.6 Red River as Source of Irrigation Water

Aside from fishing and transport, one of the major uses of the river water is for irrigation. A number of pumping stations have been established in different the rivers within the project region Figure 4-29 shows the location of pumping stations in the Red River Delta while Photo 4-22 shows one of the stations.

Photo 4-11. One of the pumping stations upstream of the Red River

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Figure 4-29. Pumping stations located along the river of the Red River Delta

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4.7.7 Historical and Natural and Cultural Resources

There are a number of historical heritages in the study region. Among these are the Conson pagoda, Kiepbac temple (Haiduong), the ancient port town and Hien town, the temple of Pham Ngu Lao (Hungyen), Keo pagoda (Thaibinh), relics of Saint Nguyen, Dichlong pagoda and cavern, the temple to King Dinh Tien Hoang, Loson pagoda, Hoalu cavern, Baidinh mount and pagoda, Phatdiem Stone Church (Ninhbinh). Alongside the coast of Haiphong - Quangninh are historic sites and sites of traditional festivals such as the Bachdang gate, Yentu pagoda, Cuaong temple, etc. In almost all provinces there are heritage resources of ancient architectures and artifacts, pagodas, temples. The resources that are within the project site are summarized below.

Phu Tho

Phu Tho has rich cultural resources and is considered as the ancestral land of Vietnam. The Den Hung (Hung Temple) Remains is related to the legend about 18 Hung Kings who built Van Lang State, the Ancient Vietnam, with Phong Chau as the capital. There are numerous archaeological sites like Son Vi, Dong Dau, Lang Ca and many pagodas, temples, tombs around Nghia Linh Mountain which indicate that Phong Chau used to be cultural center of ancient Vietnamese. Phu Tho is also home to many festivals including Each Hac, Chu Hoa, and most venerated is Den Hung Festival. This festival is held every lo th day of the 3rd lunar month timed with annual anniversary of the Kings Hung. It is now a great ceremonial festival. Other tourists destinations in the province include the Xuan Son National Park and Ao Chau Pond which are scenic spots frequented by tourists.

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Ninh Binh

Ninh Binh is equally rich in historical and cultural assets. One of which is the Hoa Lu Ancient Royal capital. This is the ancient capital for 41 years (968-1009) with 12 years spent under the Dinh Dynasty beginning with King Le Dai Hanh.

A relatively recent cultural heritage is the Phat Diem Cathedral which was built in 1875-1898 in Luu Phuong cimmune, Kim Son district, 120km from Hanoi. The cathedral covering an area of 8ha consists of various structures. The largest structure is the cathedral proper which was built in 1891. Phat Diem Cathedral is an architectural complex that combines the traditional pagoda architecture of Vietnam and the Gothic style of Christian architecture.

Bich Dong is natural heritage. It is a grotto located in the Ngu Hanh Son mountain range, in Dam hamlet, Minh Hai commune, Hoa Lu district. It is known as the "the Second Most Beautiful Grotto in Vietnam". Another natural attraction is the Tam Coc consisting of 3 grottoes adorned with stalactites and stalagmites in different shapes and colours.

But the most popular natural heritage in Nlnh Binh is the Cuc Phuong National Park. The National Park lies between the provinces Ninh Binh, Hoa Binh and Thanh Hoa. It covers an are of 25,000 ha, three-quarters of which is limestone mountains with a height ranging from 300m to 600m above sea level. This primeval tropical forest was discovered in 1960, and it was turned into a national park two years later. Cuc Phuong is famous for dozens of picturesque caves. The most interesting of them is Dong Nguoi xua (Ancient Man Cave) where stone tools of pre-historic humans were found. The National Park is home to some 2,000 species of flora. Some rare wood trees of the Parashorea and Dracontomelum families are about 1,000 years old and from 50m to 70m high. In particular Cuc Phuong boasts at least 50 varieties of orchid. Many of which are fragrant all the year round. The National Park is also home to 262 species of animals, birds and reptiles, including elephants, tigers, deer, flying squirrels, flying lizards, and boas.

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5 ENVIRONMENTAL IMPACTS PREDICTION AND ASSESSMENT

5.1 Environmental lmpact Assessment Method

The proposed structure for defining the magnitude and significance of the impacts are as follows:

No lmpact

An impact is assessed as 'no impact" if it is physically removed in space or time from the environmental component or if the impact is so small as to be un-measurable (i.e. negligible).

Major lmpact

An impact is assessed as "major" if it has the potential to significantly affect an environmental component. A major impact can be positive or negative. The following criteria will be used to determine whether a given impact is "major*:

spatial scale of the impact (site, local, regional, or nationallinternational);

time horizon of the impact (short term (0-12 months), medium (12-36 months), or long term (>3 years));

magnitude of the change in the environmental component brought about by the activities (small, moderate, large);

importance to local human populations;

compliance with international, national, provincial, or district environmental protection laws, standards, and regulations; and

compliance with WB guidelines, policies, and regulations.

Minor Impact.

An impact is assessed as 'minor" if it occurs but does not meet the criteria for a major impact as described above. A minor impact can be positive or negative.

Unknown Impact.

An impact is assessed as "unknown" if the significance of the effect can not be predicted for any of the following reasons:

the nature and location of the activity is uncertain;

the occurrence of the environmental component within the impact area is uncertain;

the time scale of the effect is unknown; or

the spatial scale over which the effect may occur is unknown

Finally, impacts are assessed based on the basic assumption that no intervention shall be implemented.

5.2 Summary of Investments The summary of the proposed investments for Viet Tri and Ninh Phuc ports are enumerated in the following tables.

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0 0 0 ,D*D,

0 0 0

ROYAL HASKOmIMG

Viet Tri Port

1 Proposed Investments 1 Number Area I Dimension New Structures

Quay Warehouse Coal Storage Waste Rece~tion Area

I I

pen yards 14 1 100m x60m

4 2

Drainage Sewer

20mxl6.5m 36mxl8m

1 1

( 500 m

Ninh Phuc Port

1 OOm x 30m 30 sa m

0 . . I

Inner Road

5.3 Impacts Screening Checklist

1 15,000 sq m

Proposed Investments Quay Warehouse Open Yard Waste Reception Area

As an aid to impact prediction, a screening matrix was set up. The matrix lists the proposed activities and the various environmental components that will likely be affected. The matrix indicates the environmental componentls that will be affected by each of the proposed project activity.

Table 5-1 Impacts Screening Matrix

Drainage Sewer 600 m

Number 1

( 1

Environmental Components 1 Pre Const I Const 1 Operations 1

Area I Dimension 40m x 13m 120mx32m

1 Climate & Air Oualitv I I I - i

Erosion & Deposition I Sediment Trans~ort

1 1

Water Resources I Hvdroloav / Hvdrodvnamics

10,300 sq m

I Groundwater I I I I

-. Terrestrial Ecosystems Protected Terrestrial Plants and Animals

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Environmental Components I Pre Const I Const I O~erations I 1 Protected AquaticMletlands Ecosystems I

I I I -

Socio-Economic Agricultural, Fishery and Livelihood - Land Resources 8 Use Barriers 8 Corridors

5.4 Pre-Construction The pre-construction activities will not lend any environmental impacts since the activities are mainly planning, site surveys and desk work.

5.5 Construction Stage

Impacts on Air Quality During operations the impacts on air quality and noise will emanate from the operations of construction equipment and fugitive dust from stockpile of construction materials, earth movement and construction activities. However, impact of noise on human communities outside the ports of Viet Tri is mitigated by a number of factors:

The port occupies a large areas and residential houses are located at the periphery of the port The port is bound by dikes; Roads fringe the port area, adding distance to receptors.

The same condition prevails in the port of Ninh Phuc. The port is bound by a dike in its frontage and by two channels on both sides of the property. The channel on the east side is the slipway of a ship building facility.

The noise is more of an occupational health concern. The kind of noise levels that the workers will likely be exposed to are enumerated in the following table:

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Table 5-2. Noise levels of seleted construction equipment

Note: Based on Ilmired available data san~ples Solrrce: U.S. Env,ionrnental Protection Agency

Noise levels during construction will have to comply with the requirements of TCVN 5949-1998

Table 5-3. TCVN 5949 - 1998

Period of time Area

Areas needed special low noise Hospitals Libraries Sanatoria ! (Hotels, administration offices) Houses, apartment houses, etc

2 Kindergartens, schools) Residential area:

--

At the moment, fugitive dust is a major concern in Viet Tri and the Ninh Phuc Port due to the accumulation of very fine dust on the roads of the ports. The dust is resuspended whenever a vehicle drives through the road. The impact of this on the air quality was not detected during the air quality sampling done in December 2007 because of the intermittent activites and considering

From

I . , 1

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From I From

3 1 Commercial and service areas 75 7 0

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that sampling was only for an hour. But during construction with activities specially during the dry season, this may pose health hazards to workers.

The constru'ction can have cumulative impact on air quality. This impact on air quality is negative, minor, short term

lmpacts on Morpholoav I Topoaraphy No impacts since the ports already existing.

Impacts on Soil and Soil Quality

lmpacts on soil and soil quality during construction will emanate from spillage of pollutants, oil, lubricant and fuel. The chemical analysis of soil samples from the ports show signs of oil contamination in Ninh Phuc Port (VT-28). Oil concentration in soil sample from Vinh Phuc Port is 0.16 mglkg.

The impact of soil contamination during construction is negative, short term and could be of long term duration.

Impacts on Erosion and Deposition

The construction activities will have minor impact on these geologic processes. The ports are already constructed and with bank protection.

lm~acts on Natural Sediment Transport

The construction will not have impacts on sediment transport

Impacts on Hvdrodvnamics / Hvdroloay

The port improvement works will only have localized impact on river flow with the construction of the new quay. The impact will likely be confined close the bank. This impact is considered minor, negative, short term.

Impacts on Stream Sediment Quality

The contamination of stream sediment during construction may occur through spillage of construction materials, e.g. cement, fuel and lubricant. This impact is considered minor, negative and short term duration.

Impacts on Surface Water Qualitv

During construction, pollution of surface water in the area of the port may occur due to spillage of construction materials such as cement mix, construction materials, fuel, lubricants, solvents and other toxic substances.

Discharges of wash water from maintenance areas can also contribute to pollution of surface water during construction. This impact is considered negative, minor and short term

Impacts on Groundwater and aroundwater quality

Construction's impact on groundwater quality may not be significant considering the relatively short construction period. But this can occur through percolation of waste water into the groundwater.

lmpacts on Terrestrial Ecosystem

This impact on the terrestrial ecosystem will not be significant since the site is already built-up and vegetation found in the site are mostly common species.

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Impacts on Aquatic Ecosystem

The impact on aquatic ecosystem is not significant for Viet Tri since there is no construction in the water. Pile driving will be done for the new quay. This can cause some disturbance near the bank. Considering the current level of activities in the port, this will be a cumulative impact on aquatic life, but not significant. The new piles may offer shelter to fish and other aquatic life.

Impact on Protected Wetlands

The construction will not affect any protected wetland.

Impacts on Aariculture, Fisherv and Livelihood

The port construction will not have any direct effect on agriculture and fishery since the proposed improvements will be within the existing port and will not acquire new land. As for livelihood, the construction may provide livelihood to members of the local community.

lmpacts on Historical, Natural and Cultural Resources

No impact is anticipated on the historical, natural and cultural resources.

lmpacts on Occupational Health and Safety

Occupational hazards during construction include:

Exposure to hazards of operating heavy equipment Exposure to hazards of heavy lifting Exposure to heat and fumes; Exposure to hazards of drowning; Exposure to health hazards due to crowded condition in construction camp; Exposure to ergonomic stress

lmpacts on Public Health 81 Safety

Construction in the operating port will interrupt port operations. Construction may cause unsafe condition for vessels and its crew. Crews may also be exposed to hazards associated with construction activities like vehicular traffic, heavy lifting, fugitive dusts and fumes.

5.6 lmpacts Associated with Operations Phase lmpacts on Air Quality. Noise and Vibration

Currently, aside from fugitive dust, noise and vibrations are a concern in Viet Tri port due to the operations of rock crusher. Noise level of rock crushers is 90 to 100 dB(A) (Down and Stocks, 1977) as measured from operator's position. Operators need to be properly protected from exposure to such noise levels.

Cargo handling and hauling is also a main source of fugitive dust. This is most a concern when cargo is coal, ores, construction materials and cement.

In the port of Ninh Phuc, fugitive dusts from the port and the large reclamation area right next to the port can be a concern in the short to moderate term or until the reclaimed land has been developed.

lmpacts on air quality and noise is negative, can be a major impact of long term duration.

Impact on Soils and Soil Quality

During operations stage, a potential source of soil contamination is spillage of oil and other cargo materials that can be leached, such as coal and metallic ores, like and iron and pyrite ores. Persistent and long term infiltration of leachate from these materials can cause acidity and heavy

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ROVAL WAIKONINC

metal contamination of soil. As noted during the site inspection, spillage is a concern during unloading of break bulk cargo such as sulphur and coal. In addition, due to lack of maintenance, drainage lines seemed to be clogged by spilled materials, causing drainwater to overflow into the roads. The leachate from these spilled materials can percolate and affect the shallow groundwater. Considering that among the investments for these ports are paved storage, this impact can be minimized. This limits the threat to improperly disposed cargo residue or spilled materials. This impact is rated minor, negative, long term duration.

Situations like the one depicted in the following photo of Viet Tri Port can lead to environmental consequences, coal stockpile and spilled coal exposed to water.

Photo 5-1. Viet Tri Port showing coal stockpile.

Impacts on Stream Sediment Quality

The pathway for contaminating the stream sediments is the same as the pathway for contaminating soils. River sediments can be contaminated by spillage of cargoes and heavily polluted run-off water. This impact can be a major negative impact that is of long term duration.

During periods of low water, propellerwash of vessels can resuspend stream sediments causing high turbidity and resuspension of pollutants when if present.

Impacts on Surface Water Quality

Sources of pollution on the surface water quality during the operational stage include:

Discharge of oily water by vessels Improperly disposal of oily waste lmproper disposal of solid waste by the port and the vessels lmproper disposal of cargo residue Discharge of sewage water by the port facility; Leachate from stockpiled cargoes.

It was observed that although there are laws banning disposal of waste into bodies of water, all the ports visited have no waste reception facilities. This impact during operations is rated as a potential major impact with a long term duration.

Impacts on Groundwater Qualitv

The contamination of the groundwater may from the same sources as the ones mentioned in the preceding section. If contaminated water or leachate is allowed to percolate into the ground,

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there is a possibility that contamination of of the shallow groundwater can occur. Pollutants may include nutrients, oil, heavy metals, sediments. This impact can be a major negative impact .

Impacts on Aquatic Or~anisms

Impacts on the aquatic organisms are consequence of pollutants emanating from port operations. The potential impact area is small and should there be disturbance, the motile organisms like fish can swim away from the impact area. This impact is considered minor, negative and possibly of long term duration.

Impacts on Occupational and Public Health and Safety

During operations stage the occupational hazards.are exposure to hazards of operating heavy equipment, heavy lifting, heat and fumes and ergonometric stress. Threats of HIV aids can also be a concern both for port workers and the host community.

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ROYAL WASKOMINQ

6 ENVIRONMENTAL MANGEMENT PLAN - VlET TRI AND NlNH PHUC PORTS

6.1 Environmental Mitigation

6.1.1 Air Quality and Noise Impacts

Construction

Emissions and noise of Construction Eauipment

The construction work will require the use of motorized vehicles and heavy equipment for construction. These are mostly diesel fuelled which emits CO, NO2, SO2, hydrocarbon, lead and particulate matter. The contractor will have to ensure that all the equipment supplied for the project complies with the Vietnamese Government standard for vehicle emission (TCVN 5939- 2005). Prior to deployment, the equipment owner will have to submit service records of the equipment and results of emission testing.

Control of Fuaitive Dust

Considering the present environmental state of the ports, a clean up of accumulated dust is essential before construction, especially the roads and the construction sites. In addition, trucks loaded with construction materials should be covered. It will also help if speed limit is e imposed to minimize fugitive dust emission. Finally, watering of bare areas during the dry season should be done regularly.

Noise due to construction in the port is more of a concern to workers than public receptors. WHO guideline for occupational noise is:

"Occupational exposure limits specify the maximum sound pressure levels and exposure times to which nearly all workers may be repeatedly exposed without adverse effect on their ability to hear and understand normal speech. An occupational exposure limit of 85 dB for 8 hours should protect most people against a permanent hearing impairment induced by noise after 40 years of occupational exposure.(p. 65, Exposure Criteria)(WHO 2001 Occupational and community noise)"

If this noise exposure limit cannot be attained, workers should be provided with PPE- including ear muffs. Noise generated by construction activities should be mitigated so that the following noise limits will be attained in various receptor area.

Table 6-1. TCVN 5949 - 1998

1 2

6- 1 9R6212.21/R007a/JHUNijm January 2008

1

1 3

Area

Areas needed special low noise Hospitals Libraries Sanatoria

Period of time

Kindergartens, schools) I

Residential area: (Hotels, administration offices) Houses, apartment houses, etc Commercial and service areas

From 22h-6h

40

From

60

From

55 50 I

50 1 7 5

6h-18h 18h-22h

70

50 4 5

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To control nuisance noise, limit operations of noise generating activities, like pile driving during daytime hours, 8 am to 5 pm.

Concrete mixing plants and asphalt plants should be located over 200m from boundary of dense residential sites. Plant emission will have to comply with the Vietnam Standard for Air Emission (TCVN-5939-2005). Otherwise, plant will have to to install emission control equipment

Operations Stage

Emissions and noise of Trucks and Port Equipment

The vehicles used in port operations should be properly maintained with particular attention to exhaust and noise muffler. Vehicles should be tested for emission annually. The vehicles will have to comply with the Vietnamese Government standard for vehicle emission (TCVN 5939- 2005). Prior to deployment, the equipment owner will have to submit service records of the equipment and results of emission testing.

Fuqitive Dust

To control fugitive dust during the operational stage, the following measures should be implemented:

a. Regular clean up of the roads of spilled cargoes;

b. Covering of all trucks hauling cargoes of coal, cement, construction materials and others that can cause dust emission.

c. To control coal SPM the following measures should be adopted as per IFC (2007) guidelines:

Use of loading and unloading equipment to minimize the height of coal drop to the stockpile;

, Use of water spray systems and/or polymer coatings to reduce the formation of fugitive dust from coal storage (e.g.on stockpiles) as feasible Bagging of break bulk cargoes

6.1.2 Soil and Soil Quality Impacts

Construction Stage

Potential sources of pollutants during construction are spilled fuel and lubricants. The floor of fuel and lubricant depot should be lined with impervious surface and provided with a containment wall and sump. The purpose of sump is to collect wash water so allow sludge to be separated from water prior to discharge. Contractor should observe good practices when moving and delivering fuel to avoid spillage.

In addition, solid waste can also be a source of leachate that can contaminate soil and eventually groundwater. Proper waste management during construction and operations should be practiced by the Port. A more comprehensive discussion on waste management is presented in the section of impacts on surface water quality.

Viet Tri port was constructed 1965, it needs to be assessed for presence of deleterious materials previously used as construction material such as asbestos.

Operations Stage

Environmental management for surface water quality will also address concerns on impacts on soil.

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ROYAL WASKOIYIYC

6.1.3 Surface Water Quality

Construction To prevent discharge of contaminated water directly into the river the following measures are to be implemented:

a. Workers camp (if any) should be provided with proper sanitation facility with sealed septic tank.

b. In case of the need to dewater excavation, the turbid water should no be discharged directly into the river but it should be first pumped into a siltation tank to allow solids to settle down;

c. Fuel depot and maintenance shops should have impervious flooring and wash water should be passed through a sump to separate sludge. Sludge should be disposed in an approved disposal facility.

Operations Leachate Control

Control of leachate formation is essential for Ninh Phuc and Viet Tri because these ports handle large volumes of coal and metallic ores capable of generating acidic leachate. The measures to be implemented are: storing coal in To control leachate of coal stock pile in the ports of the NDTDP and to control fugitive dust ports should have covered I roofed storage areas. This will help reduce moisture of of coal, prevent fugitive dust, minimize spillages and minimize the need for treatment of run-off. The coal storage area is preferably a portal frame building with GI sheet roofing and half height containment wall to confine the coal.

The use of roofed coal storage area will not only have environmental benefit, but financial benefit as well as indicated by the experience of the Viet Tri Paper company.

For other metallic ores like pyrite ore and iron ore (sulphide mineral bearing) these should be covered during the rainy season.

Manaaement of Oilv Bilae Water

Part of the investment for Viet Tri Port and Ninh Phuc Port shall be reception facilities for oily bilge water. A tank and pump shall be stationed in the port so vessels can discharge their bilge water efficiently. The tank shall be collected regularly by a waste contractor for treatment and disposal.

Manaaement of Ship Solid waste and Hazardous Waste (e.q. oil stained waste)

Separate waste bins shall be provided port side. One bin for solid wastes and one bin for oil stained wastes. The bins shall be collected by the waste contractor for disposal in the landfill.

Sewaae Manaaement

Sewage from the port buildings shall be treated through a septic tank.

Aesthetics and Environmental Enhancement

To improve environmental quality, aesthetics and to provide buffers for noise, dust emissions it is recommended that trees be planted along the ports perimeter. There are a number of suitable reforestation tree species available like Casuarina sp that thrives well in the region.

6.1.4 Health and Safety Aspects

Occupational Health

Workers will be exposed to ergonomic stress, hazards of operating heavy equipment, exposed to heat and high noise level. Further, the workers will be exposed to overhead conditions, such as working underwater in flowing and low visibility water condition. They will also be exposed to hazards of heavy lifting. To protect and keep workers safe, the following shall be implemented:

January 2008

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Workers shall be given orientation on safety procedures on job site; They shall be provided with personal protection equipment such as hard hat, safety shoes, ear plugs, masks when necessary, gloves and googles; A first aid station with a trained emergency first responder shall be provided in the construction site; A safety officer shall be designated to enforce safety regulations in the construction site; Workers shall be provided with ample clean water; Hygiene facilities shall be available in construction site; An emergency warning system shall be instituted to protect workers from site emergencies and natural hazards. Evacuation plan for extreme emergency conditions shall be formulated.

For safe storage, coal piles should be piled so as to prevent or minimize the likelihood of combustion, through:

Compacting coal piles to reduce the amount of air within the pile, = Minimize coal storage times,

Avoiding placement of coal piles above heat sources such as steam lines or manholes, Constructing coal storage structures with noncombustible materials, Designing coal storage structures to minimize the surface areas on which coal dust can settle and providing dust removal systems, and Continuous monitoring for hot spots (ignited coal) using temperature detection system. When a hot spot is detected, the ignited coal should be removed. Access should be provided for firefighting;

Public Health and Safety

Protection of public health and safety should not be neglected. For this purpose the following shall be adopted:

Construction site shall be off-limits to non-workers, warning signs shall be prominently posted along the site periphery;

Traffic signs and other warning signs shall be posted conspicuously outside the port to warn people..

Health screening will be done for workers to prevent spread of disease to the host community and among workers.

Waste Manaqement

For protection of public health and safety, more than anything else, the port should practice proper solid waste management. It shall optimize the reduction of waste, recycling and re-use of waste. Wastes generated by the port, including oily wastes and cargo residue shall be disposed in an authorized disposal site.

According to reports, Ninh Binh has an operating government funded sanitary landfill. The port authorities should seek the permission of the People's Committee of Ninh Binh to dispose port wastes into this facility.

Viet Tri on the other hand has two simple landfills that can possibly accommodate the wastes of the Viet Tri Port.

Proper management of construction waste shall also be observed. Waste minimization, recycling and reuse shall be the waste management strategy. Residuals shall be hauled off to the sanitary landfill.

The distribution of landfill facilities in the northern delta is shown in the Figure 6-1.

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6.1.5 Management of Social Impacts

The implementation of the waterways and port improvement may require acquisition of land, whether on a temporary or permanent basis. If such is undertaken, certain households will be affected. However, given the scope of the proposed investment for port improvement, it is likely that this component will not physically displace residences.

Mitiaation of Loss of Aaricultural Land and Its Conseauences

The NDTDP may affect agricultural areas that are planted to rice maize, vegetable or orchards. Built-up areas or areas of historical and cultural significance may not be affected since these occupy only a minimal proportion of the land area. However, should displacement be necessary, the following are the guidelines.

To mitigate the loss in income of the project affected households (PAHs) and social consequences of land acquisition, a proper Resettlement Action Plan (RAP) will have to be prepared and implemented by the PMU-W. The suggested contents of RAP are as follows.

Principles o f RAP

The legal framework governing land acquisition, compensation and resettlement in Vietnam consist of the following:

Figure 6-1. Distribution of Landfills in the Northern Delta

VIETNAM URBAN MUNICIPAL

SOUD WASTE GENERATION, 2003 IN THE STUDY AREAS

I

I 101' l o r lob' I&- . J.1 ,- C H I N A

T O M Of WASTE PER MAR:

Afler Solid Waste Management in Vietnam An Industrial Ecology Study by Thao Nguyen, Columbia U http:"ll~.seas.columbia.edu/earthlete~sofoslnguyen~Vietnam~waste~management.pdf

a. The Constitution of Vietnam, issued in 1993, confirms the right of citizens to own house and to protect the ownership of the house. Article 18 prescribes that the State shall

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3 0 0 0.0 0 0

IOVAL IASKOYIYG

entrust land to organizations and private individuals for stable and lasting use. Further, it stipulates that these organizations and individuals are responsible for the protection, enrichment, rational exploitation and economical use of the land. They may transfer the right to use the land entrusted to them by the State, as determined by law.

b. The Civil Code contains provisions on Property and Ownership Right in the Article 172 throughout Article 284.

c. The Land Law (No.l3120031QHll), promulgated on December 10, 2003 by the State President as contained in order No.23120031L-CTN, prescribes land management and use. It supersedes the previously issued ordinances and decrees of the previous Land Law issued n 1993. The revision is also aimed at responding to the needs of the emerging land market. This law took effect in July 1, 2004. The amended Law on Land consists of 6 Chapters, 146 Articles providing for: the right of state to land and state management on land; regimes of land use; rights and obligations of land users; administrative procedures on land management and utilization and other provision inspections, detailing with dispute, complaint and denunciation and settlement of breaches on land.

d. The Decision No. 181/2004/ND-CP dated October 29, 2004 which contains the Government on guidelines in the implementation of the Law Land.

e. "Land recovery" is the term equivalent to land acquisition in Vietnamese legal framework on land. Article 4 of the new Land Law defines "Land Recovery" as the State's action based on an administrative decisions to retrieve land use right or recover land already assigned to organization, commune, ward or township People' Committees for management according to the provision of this Law.

The Land Recovery Process

The State shall recover land, pay compensations, clear ground after the land use planning andlor after plans are publicized or when the investment projects have been approved by competent State agencies.

The State Agencies shall notify land holders of the State's intent to recover the land at least ninety days before actual recovery. The State agency will have to inform the affected people within this time frame the reason for recovery, the overall schemes for compensations, ground clearance and resettlement.

After the decision on land recovery and schemes for compensations, ground clearance and resettlement, have been agreed on and approved by the competent State agencies and made public, the land holder must abide by the decisions on land recovery.

In case the persons with land to be recovered refuse to abide by the land recovery decisions, the People's Committee shall issue orders for coercive execution of the decision. The person subject to coercive land recovery must abide by the decisions on coercion and have the right to lodge their complaints.

Compensation Principle

General rules of compensation are laid down in Article 42 and 43. The articles state that persons with land to be recovered shall be compensated with the assignment of new land with the same use. If there is no land to compensate the affected landholder, a monetary compensation shall be paid based on the land use right value at the time of issuance of the recovery decisions.

In case land being recovered is used by households or individual landholders for production and the government cannot provide suitable land compensation, aside from pecuniary compensation,

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the State shall provide support in the form of training to allow the affected individuals to engaged in alternative gainful activities.

The State may recover land without compensation in cases where land users deliberately refuse to fulfill their obligations towards the State.

Recovery of Cemeteries and Graveyard

Article 43 stipulates that recovery of land for cemeteries and graveyard will not be compensated. Further, the law states in Article 101 that cemetery or graveyards must be planned and located in areas far from population centers but convenient for burial and visits, hygienic and economical. The provincial/municipal People's Committees shall prescribe the land limits and management regimes for the construction of tombs, monuments, steles in cemeteries, graveyards.

Procedure for Land Use Righl

Procedure of land use right transfer is described in Article 127. The land use right transfer dossiers shall be filled at the land use right registries. For households and individuals in rural areas, such dossiers shall be filled at the People's Committees of commune.

The land use right transfer dossiers comprises the land use right transfer contract and the land use right certificate.

The land use right transfer contracts must be certified by the State notary public. 'The land use right transfer contracts of households or individuals shall be certified by the State notary public or authenticated by the People's Committee of communes, wards or townships where the land exists.

Within fifteen days of the receipt of the complete and valid dossiers, the land use right registries shall have to verify the dossiers. Threafter transfer them to the land management agencies of the People's Committee who are mandated to grant the land use right certificate.. To complete the transfer, land users must fulfill their financial obligations. The financial obligations are determined according to the cadastral data. The land use right registries shall send the cadastral data to the tax offices for determination of the financial obligations. The land use right certificates shall be issued within 5 workings days after all financial obligations have been settled.

Other Legal Documents needed in Preparation o f RAP

a. Decision No. 188/2004/ND-CP dated January 16, 2004 of the Government on methodology in determination of land price.

b. Decision No. 197/2004/ND-CP dated December 2, 2004 of the Government on compensation and subsidy allowances in land acquisition

c. Circular No. 166/2004/TT-BTC of the Ministry of Finance on guidelines in implementation of the Decision No. 197/2004/ND-CP.

The PMU-W will closely cooperate with the People Committees of the provinces where the project is located to prepare and implement a proper RAP. This is to avoid the negative impacts on livihood due to land acquisition. A detail RAP will be immediately prepared after the project has been approved by the Government.

WB Policy on Land Acquisition and Resettlement

The basic guiding principle of the WB Policy on Involuntary Resettlement is that:

"Involuntary resettlement and loss of means of livelihood are avoided where feasible, exploring all viable alternatives. When, after such examination, it is proved unfeasible, effective measures to minimize impact and to compensate for losses must be agreed upon with the people who will be

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affected. People to be resettled involuntarily and people whose means of livelihood will be hindered or lost must be sufficiently compensated and supported by the project proponents, etc. in timely manner. The project proponents, etc. must make efforts to enable the people affected by the project, to improve their standard of living, income opportunities and production levels, or at least to restore them to pre-project levels. Measures to achieve this may include: providing land and monetary compensation for losses to cover land and property losses), supporting the means for an alternative sustainable livelihood, and providing the expenses for relocation sites; and Appropriate participation by the people affected and their community must be promoted in planning, implementation and monitoring of involuntary resettlement plans and measures against the loss of their means of livelihood".

Mitigation of Hazards Due to the War Residues

The PMU-W will cooperate with an experienced unit of the Engineering Corp of the Ministry of Defense to invest and remove all residual material (bombs, mines) before commencement of construction activity. Because the field, where will be an area of the NDTDP is used for food crop cultivation in a long time (over 30 years) from the war, residual explosive materials may not occur on topsoil layer, if they may exist, they may be found only at the deeper layer. Duration of removal of residual explosive materials may be some months, if the PMU-W will decide to conduct this measure.

Mitigation of Loss in Housing, Historical, Religious, Technical Facilities

The project implementation may result to loss in housing, religious, cultural and technical facilities. This is a significant adverse impact of the project. Therefore, countermeasures for this issue are necessary.

The PMU-W will prepare a proper RAP, in which measures for relocation of the existing houses, religious, cultural an technical facilities will be detail discussed. The policy in grave relocation should respect the local traditional creed.

Mitigation of Impact on Ethnic Minority

There is very small number of households of ethnic minority in the communes within the project region. Additionally, these ethnic minorities are acculturated, therefore specific mitigation is not necessary.

Mitigation of potential Conflict with the Regional Master Plan

The project is consistent and in accordance with the Master Development Plan of National Transport System as well as the Provincial Master Plan. No negative impact is expected. Therefore, no mitigation measure is necessary.

Integrating Environmental Management Concerns in Tender Document

The project management unit (PMU-W) of MOT in collaboration with the Consultant should prepare a Tender Document, incorporating the requirements for pollution prevention and control in accordance with the Vietnamese Standards for the maintenance of environmental quality during all phases of the project implementation.

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6.2 Environmental Monitoring

6.2.1 Institutional Responsibilities for Environmental Monitoring and Reporting

At present, in Vietnam, the Department of Environmental Protection (NEPA) within MONRE is responsible for the national-wide environmental monitoring. A National Monitoring System set up by the former MOSTE in 1994, involved the various environmental research centres. These centres carry out monitoring of air and water quality and solid wastes in the selected areas and submit reports to NEPA. Annually, MONRE prepares "Annual Report on the State of Environment of Vietnam" based on environmental monitoring and socio-economic data. This report is presented to the Government. According to the Law and Government Decision, projects andlor companies which may have environmental problems may carry out appropriate monitoring programs during the project construction and operation under the arrangement of "internal monitoring".

At provincial level, Department of Natural Resources and Environment (DONRE) is responsible for environmental management, including environmental monitoring which is referred to as external monitoring.

For the NDTDP , the PMU-W is responsible for undertaking internal environmental monitoring during pre-construction, construction and operation stages. The results of the internal environmental monitoring are regularly submitted to the Ministry of Transport, DONREs of the related provinces or MONRE for review.

6.2.2 Organization of Environmental Monitoring for NDTDP

Two types of environmental monitoring are to be implemented in the NDTDP. These are the site audit and environmental quality monitoring.

Site Audit

Site audit mainly involves the evaluation of the implementation and effectiveness of the mitigation measures. This is conducted by the PMU or its contractor during the pre-construction, construction and operation stages.

Environmental Quality Monitoring

The environmental quality monitoring involves the testing, analysis and evaluation of selected environmental indicators. Environmental quality and compliance with set standards are assessed by comparing results of monitoring data with relelvant Vietnamese standards for the Environment

6.2.3 Agencies Involved in Environmental Monitoring Programs

The organizations involved in environmental monitoring are

Independent Monitoring Consultant (IMC). Contractors Governmental Environmental Management Agencies (DONREs).

The independent monitoring consultant (IMC) will be engaged by the Project Management Unit of MOT. The role of the IMC is to monitor the implementation of the EMP. The IMC will submit its environmental monitoring report every 3 months to MOT and WB.

General responsibilities of the IMC are:

a. Conduct observation at the project area and assess the following aspects:

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- Status of implementation of safety measures (signboards, restricted zone, fences, isolation etc.) in the construction phase.

- Status of installation of sanitary facilities at worker camps and construction sites.

- Status of waste management in the construction phase and operation phase.

- Public consultation in environmental problems produced by the project.

b. Conduct field sampling and submit samples to the laboratory for analysis

6.2.4 Environmental Quality Monitoring

Monitorinq Requirement for Construction Phase

The environmental monitoring shall be carried out in two stages. The first stage shall be site audit, checklist assisted. The monitoring shall be based on visual inspection, inspection of records and interview of key informants. Instrumental I quantitative shall only be used if there are reported exceedances.

The monitoring shall be done by the Contractor under the supervision of DONRE who has jurisdiction over environmental management of provincial ports.

Monitorina for O~erations

Air Quality Monitoring

Due to the low concentrations of pollutants in the ambient air of the project sites of NDTDP, air quality will be limited to sites where there are human communities (receptors) near the port.

Monitoring will be limited to noise and suspended particulate matter (dust). The occurrence of nuisance noise and increased TSP in the atmosphere will be occasional rather than a continuous event, such that instrumental monitoring may not detect exceedance. As such alternative method shall be key informant interview. Key informants from the nearby communities shall be identified and these people shall be interviewed on a regular basis to detect any exceedance or nuisance.

The monitoring shall be done on a monthly frequency..

This constitutes as part of site audit and the monitoring should be done by the Contractor under the supervision of the DONRE.

The cost of this monitoring is limited to the salary of personnel who will undertake the audit / monitoring.

Surface Water Quality Monitoring

Monitoring of surface water quality during operations shall be done twice a year. Sampling location shall be one upstream of the port and one downstream of the port. The monitoring will be done by the Contractor under the supervision of the DONRE.

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Parameters to be monitored are:

Temperature

PH C Salinity Turbidity SS DO Fe

NO; Total N Total P Zn C r Cd Oil As

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0 0 0 -0.0,

D D

ROYAL WASKONINQ

Cost of analysis per sample is VND1,780,000 per sample with 2 sampling points and twice a year sampling, the total annual cost is s VND 7.12 million or about US$445.00

BOD5 NH~'

Stream Sediment Quality Monitoring

Phenol Total Coliform

Monitoring of sediment shall be done annually, during the dry season. Two sampling stations are to be maintained at the same sites as the surface water quality monitoring.

The parameters to be monitored are pH, Al, Fe, As, Cd, Pb, Cr and Hg. Cost of analysis per sample is VND490,OOO and for 2 stations a year, the total cost per year is VND980,OOO or about US$70.00.

6.3 Monitoring for Social Impacts

Regular monitoring of RAP implementation will be conducted by PMU and by the International Donor (WB), as well as by an independent external monitoring agency.

Internal Monitorinq

The Resettlement Department of PMU-W, with the assistance of supervision consultant teams, will be responsible for internal monitoring of RAP implementation.

The main monitoring indicators are: - Payment of compensation to PAPS in various categories, according to the compensation

policy described in the RAP, - Public information dissemination and consultation procedures - Adherence to grievance procedures, - Resettlement site location, design, site construction and plot allocation - House construction, technical assistance, payment of subsistence and shifting allowances

as described in the RAP, - Employment generation through project implementation and priority of PAP for the

options offered, - Provision of training and credit availability, - Co-ordination and completion of resettlement activities and commencement of civil works.

Staff for Conducting Internal Monitoring

The staff of PMU-W will carry out the internal monitoring activities. They will collect information every month from the Provincial Resettlement Committees (PRCs) and District Resettlement Committees DRCs. A database of resettlement, monitoring information about the project will be maintained and updated every month.

Reporting

PMU-W will submit to WB and Governmental authority a monitoring report on the progress of implementation of the RAP every six month.

Monitorina for Impacts on Occu~ational Health & Safety

The monitoring for occupational health and safety should be done regularly. The monitoring should cover:

- Compliance by contractor with occupational health and safety plan: - Adherence by workers with the safety guidelines - Use of PPE by workers, including floatation devices by those working in water - Presence of emergency first responder - Availability of first aid station in construction site; - Reported number of accidents or incidents involving lost time

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ROVAL HASKOMIMG

- The monitoring shall be implemented by PMU-W environmental staff.

6.4 CAPACITY BUILDING IN ENVIRONMENTAL MANAGEMENT Environmental management of inland waterway projects is a relatively new task for Vietnam Transport Sector. As such, it is essential that a capacity building for environmental management be undertaken prior to project implementation. Staff who will be involved in the implementation of the EMP should undergo training. 'The objective of the training is to familiarize the management staff with environmental management and procedures for environmental monitoring and reporting. The training can be conducted by one of the environmental centers involved in environmental impact assessment and environmental management.

The training will include the following components:

a. Training for DONRE staffs

The training will cover, among others, the following subject matters:

- The Environmental Management Program for Ports - Environmental issues related with port management - Environmental Regulations and Standards of Vietnam - Environmental monitoring methods and procedures. - Environmental Reporting - report preparation, interpretation of laboratory results

6. Training for Construction Engineers

The following training programs will be provided for engineers of the constructors.

- Labour Safety: Regular training on safety issues related to the rivemorks and dredging; - Environmental management Plan of the Project: Orientation of engineering staff on the

environmental management plan for NDTDP Ports Management. - Monitoring and reporting of EMP: The training will include the methodology for site

observation and reporting of monitoring results.

Cost for the training activities is estimated in Table 6-2.

- I I

/ Training for 1 3 above mentioned topics of 1 20 people ' 3 days '

Table 6-2. Estimated Cost for Training Activities (Ninh Phuc and Viet Tri)

N o Training

DONRE staffs (in the Pre- Construction

Estimation Items

training document preparation

Other expenditures: classroom, stationery ... 1 5.000.000 1

Cost (VND)

25,000,000 (lump - sum)

phase) Safety training (in the Construction phase)

9R6212.211R007alJHUNijm January 2008

Consultant's manpower requirement Perdiem for 40 participants

Training on environmental protection related

112 man-month (local

expert) 40 people x 1 days x 300,000 VNDlday

Consultant's manpower requirement Perdiem for 40 participants

8,000,000

18,000,000

112 man-month

40 people x 1 days x to inlandwater (in the Construction 1 Other expenditures:

8,000,000

300,000 VNDIday lump-sum

phase)

12,000,000

5,000,000 classroom, statione ry...

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6.5 Stakeholders' Responsibilities

Training on environmental monitoring and reporting (in the Construction phase)

The responsibilities and participation of the different stakeholders are enumerated in the following

112 man-month Consultant's manpower requirement

table:

8,000,000 I

9,000,000

5,000,000

78,000,000 or

Perdiem for 30 participants

Other expenditures: classroom, stationery ...

1 I charge of guiding and supervising implementation of the EMP for this project and I

30 people x 1 days x 300,000 VNDlday lump-sum

Transport (MOT) .

Project PMU within MOT is responsible for project implementation. PMU-W

environmental management. To carry out overall environment management, within MOT an Environment Management Section will be set up. The Section is in

Management Unit (PMU-W)

Consultants (SMEC - VESDEC - Haskoning)

responsibilities include: - Overall planning, management and monitoring of the environmental

management. - Ensuring that all environmental protection and mitigation measures of

environmental impacts are carried out in accordance with policies regulations on environment and other relevant laws.

- Coordinating with provincial people Committees in environmental management activities.

- Organizing training courses for local staff and contractor's teams on mitigation measures and safety methods (professional experts on environment shall be involved).

- Carrying out internal monitoring and supervising independent monitoring, which will be contracted with other consulting services of the project.

- Supervising and providing budget for monitoring activities. - Reporting on environmental information to MOT and WB. - Implement changes or adjustments according to MONRE

recommendation to protect the environment according to Vietnam's standards, laws, and regulations.

The consultant should conduct several project tasks, including: - Preliminary survey and design. - Preparation of feasible study. - Preparation of RAP and EIA report. - Preparation of bidding documents. - Carrv out some EMP tasks (environmental monitoring etc.) and assist - ,

PMU-w with environmental .issues during construction. Contractors ( The Contractors will be selected by PMU-W. Their responsibilities include

construction I dredging works and comply with environmental management plan and guidelines stipulated in the EIA and EMP. This includes:

- Implement mitigation measures; - Ensuring safety of construction workers and local people during

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construction. Following Vietnam and WB policies on environmental protection

I during construction. Independent 1 Independent monitoring consultant for the EMP implementation will be engaged I I Monitoring 1 by PMU-W to conduct the monitoring programs in 3 stages of the project. The I Consultant (IMC) Ministry of Natural Resources and Environment (MONRE)

People's

budget for the IMC will be provided by PMU. MONRE is responsible for state management on environmental issues. As part of this responsibility, MONRE will review the EIA report. During EMP implementation, MONRE requires DONREs of the related provinces to act as external regulators. Their duties will include:

- Monitoring the implementation of mitigation measures for construction and operation stages.

- Assess effectiveness of recommended mitigating measures in minimizing the adverse impacts.

, At provincial level the PCs will mandate the DONREs to coordinate with the I Committees of 10 ( MONRE on the supervision of the implementation of the environmental 1

Households (PAH s)

provinces Project Affected

households. Through these surveys they will.: 1) have the opportunity to express their requirements and concerns to the above institutions; 2) provide input to the method and units of compensation. After compensation is complete, PAHs are responsible for cooperating with the contractors to clear relevant sites in a timely manner. In order to ensure that PAHs are well informed on the project, local authorities will provide PAHs with basic knowledge on project-related activities, and the negative and positive impacts on the naturallsocial environment. PAHs will be able to have a role in monitoring the environmental effects of the project and the EMP performance of the contractor. PAHs will also be consulted during the project in relation to relevant environment issues. PAHs will be allowed to bring legal action to an appropriate court if the PAH considers its claim for participation or information is ignored, groundlessly refused, or if information provided by local authorities is inadequate.

management plans during and after construction phase. PAHs will directly participate in the PMU-W's survey programs on affected

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7 PUBLIC DISCLOSURE

Consultations have been facilitated to date on the broad range of Project related issues primarily via Focus Group Discussions with a variety of stakeholder groups as follows:

1. Project Affected Women and Men (Mixed Groups and Groups involving either just women or men), including a range of possibly severely affected displaced persons.

2. People identified as being poor or vulnerable including female-headed households, the elderly and people intellectually or physically impaired.

3. Mass organizations including the Fatherland Front, Vietnam Women's Union, Farmers' Association. Veterans Association, and Youth Organization.

4. Local business owners ranging from smaller enterprises employing up to 5 people through to medium-sized enterprises of more than 200 employees

5. Small traders, especially market-based women, and trading intermediaries that link farmers with markets

6. Owners and operators of both waterways and road transport ranging from owners or operators of small minibuses through to owners or operators of large barges.

7. Provincial, district and commune officials, especially those tasked with managing physical infrastructure within their jurisdiction.

8. Civil society groups including NGOs and local religious organizations with a presence in or possession of knowledge relating to the specific socio-economic characteristics of the Project area.

To date 280 people (including 170 women) in have participated in these consultations and by the 3oth of December it is intended that consultations will be undertaken with another 220 people. This figure does not include DP who will be consulted during the preparation of the RAP. All people who have been identified as potentially affected DP will be consulted in relation to the parameters of the Project, their entitlements and design preferences.

Public Consultation

Extensive public consultation has been conducted throughout the various phases of the feasibility study to gauge the perception of key stakeholders. The primary focus of consultations for access roads has been with Provincial Department of Transport Officials and meetings have been held with various Officials, Provincial Department of Transport Officials and port authorities from the following provinces: Hung Yen

- Mr. Quan: Director of Hung Yen PDOT - Mr. Nha: Vice Director of Hung Yen PDOT - Mr. Nu: Chief of Planning and Technical Department.

Nam Dinh

- Mr Khinh: Vice Director of Nam Dinh PDOT - Mr Mich: Chief of Planning and Technical Department

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Ninh Binh

- Vice Director of Ninh Binh PDOT - Mr Khanh: Chief of Planning and Technical Department

Hai Duong

- Mr Thang. Vice Director of Hai Duong PDOT - Mr Phuong, Chief of Planning and Technical Department - Mr Hiep, Deputy Chief of Traffic Management Department

Vinh Phuc

- Mr Minh, Vice Director of Vinh Phuc PDOT

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Phu Tho

Viet Tri Port

- Mr Khanh, Director of Viet Tri Port - Mr Chinh, Vice Director of Viet Tri Port - Mr Thang, Deputy Director of Business Development

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8 REFERENCES

Aaron M. Prussian, Todd V. Royer, and G. Wayne Minsha111999 EPA Suction Dredge Study On the Fortymile River, Resurrection Creek, and Chatanika River, Alaska; http://www.icmj.com/EPA.htm

Army Dredging Operations and Environmental Research (DOER) 2000. Assessment of Potential l m p a c t s of Dredging Operations Due to Sediment Resuspension http:/lwww.tpub.com/content/ArmyDOE/doere9/doere90001 .htm

Army Engineer Waterways Experiment Station Vicksburg Ms Environmental Lab 1997 http://stinet.dtic.mil/oai/oai?verb=getRecord&metadataPrefix=html&identifier=ADA331100

Binnie & Partners, Snowy Mountains Engineering Corp Ltd. AACM lnternational Pty Ltd. And Delft Hydraulics, 1995. Red River Delta Master Plan. UNEP, Government of Vietnam, MOSTE.

Birdlife International, World Bank, Royal Netherlands Embassy and the Ministry of Agriculture and Rual Development (MARD) 2004. Sourcebook of existing and proposed protected areas in Vietnam, znd ed.

Bulleri, F. (2003). Effects of artificial structures on intertidal assemblages. Ph. D. thesis, University of Sydney. http:/hvww. eic. bio.usyd. edu. au/pubs/?DB=pub&id=353

David Dudgeon, 2000. The Ecology of Tropical Asian Rivers and Streams in Relation to Biodiversity Conservation Annu. Rev. Ecol. Syst. 2000. 31:239-63

David Hill' and Michele Beachler The Effects of Boat Propeller Wash on Shallow Lakes Civil & Environmental Engineering Penn State University

EPA Victoria, 1996. Environmental Guidelines for Major Construction Sites: Best Practices EPA Publication,http:// w.epa.vic.qov.au

H. Zhang, H. Nakagawa, Y. Muto & Y. Baba 2005. Flow and sediment transport around groins under live-bed scour condition, Proceedings of the lnternational Symposium on Fluvial and Coastal Disasters (ISFCD), December 1-2,2005, Kyoto (CD-ROM, No.2)

Haskoning Consulting Engineers and Architects and Delft Hydraulics, 1998. Red River Waterways Project Vietnam TA No. 261 5-VIE. Gov Socialist Republic of Vietnam, MOT, VIWA.

Haskoning Nederland BV Coastal and Rivers, 2003. Day River-Ninh Co River Mouth Improvement Project - Vietnam. Ministry of Transportation, PMU Waterways

http://English.vetnamnet.vn/trave1/2006/03/554628)

lnternational Bank for Reconstruction and Development, Environment Dept. 1991. Environmental assessment sourcebook, vol. II Sectoral Guidelines

lnternational Finance Corp. 2007. Environmental, Health, and Safety Guidelines Coal Processing, World Bank Group

J. Murphy, G. Morgan and 0. Power 2006. Literature review on the impacts of boat wash

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Jose M. Guerra-Garcia, Juan Corzo, J. carios Garcia-G6mez (2003) Short-Term Benthic Recolonization after Dredging in the Harbour of Ceuta, North Africa Marine Ecology 24 (3), 21 7-229.

Long Guang Hua, Lin Gang, Hu DaSheng, Li XiuZhen, Liu JianHong 2005. The reproductive biology of Barbel Chub Chinese Journal of Zoology, Vol. 40, No. 5, pp. 28-36

Long Guang Hua, Lin Gang, Hu DaSheng, Li XiuZhen, Liu JianHong 2005. The reproductive biology of Barbel Chub Chinese Journal of Zoology, Vol. 40, No. 5, pp. 28-36

M.P Quigley and J.A. Hall, 1999. Recovery o f macrobenthic communities after maintenance dredging i n the Blyth Estuary, north-east England Aquatic Conservation: Marine and Freshwater Ecosystems, Volume 9, Issue 1 , Pages 63 - 73

McCollum,Randy A. ; OINeal,Wayne C. ; Glover,Edwin 1987. Bank Protection, Bass Location Willamette River, Oregon. Hydraulic Model Investigation. Army Engineer Waterways Experiment Station Vicksburg Ms Hydraulics Lab, Defense Technical lnformation Center

Miller, Andrew C. ; Payne, Barry S 1991. Impacts of Commercial Navigation Traffic on Freshwater Mussels at the W. H. Zimmer Station, 1991 Studies. Phase 2, Defense lnformation Technology Center

NH12B Feasibility Study Report - Feasbility Study Report Tam Diep-Nho Quan

On the heritage of Ireland's inland waterways http://www.heritagecouncil.ie/publicationslboatwash/Boatwash~Review.pdf

Preliminary Survival Design Criteria for Nghi Son Cement, Gulf of Tonkin, Vietnam, WNI Science & Engineering, 1996.

Royal Haskoning, SMEC and Center of VAPO 2007. Northern Delta Transport Development Project. Consultancy Services for Feasibility Study and Preliminary Engineering Design. Inception Report, MOT, VIWA, PMU-Waterways

Susumu Tanabe, Yoshiki Saito, Quang Lan Vu, Till J.J. Hanebuth, Quang Lan Ngo and Akihisa Kitamura, 2006. Holocene evolution of the Song Hong (Red River) delta system, northern Vietnam Sedimentary Geology, Vol. 187. Issues 1-2, 15, pp 29-61

Tran Duc Thanh, YUosiki Saito, Dinh Van Huy, Nguyen Huu Cu and Do Dien Chien (undated), Coastal Erosion in Red River Delta: Current Status and Response, Hai Phong Institute of Oceanology and MRE, Geological Survey of Japan.

LINEP, 2006. Viet Tri Paper Greenhouse Gas Emission Reduction,from Industry in Asia and the Pacific" (GERIAP), Energy Efficiency Guide for Industry in Asia- www.enera~efficiencvasia.org

USACE, 2002. Dredged Material Management Plan and Environmental Impact Assessment Mcnary Reservoir and Lower Snake River.Reservoirs, USEPA.

Vu Trung Tang, Nguyen Xuan Huan , Vu Ngoc Thanh, Bac Bo Delta Estuarine Area http:llcoombs.anu .edu.aul-vemlbac-bolestuary .html

Watling K and Dear, S.E. 2006. Managing acid sulfate soils, Natural Resources and Water, Queensland Government, hhtp://www.nrw.qld.gov.au/factsheetslpdfll62.pdf

WWF (http://www.worldwildlife.or~/wildworld/profiles/terrestrial/im/imO141 full.htm1)

Zhen Li, Yoshiki Saito, Eiji Matsumoto" Yongji Wang" Susumu ~ a n a b e h n d Quang Lan Vu, 2006, Climate change and human impact on the Song Hong (Red River) Delta, Vietnam, during the Holocene Quaternaw International Vol 144, no 1, p 4-28

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9 APPENDICES

List of Vegetation, NDTDP Project Areas

List of Fish in the Red River Delta

List of Phytoplankton, Zooplankton & Benthos

List of Samples and Location

Analytical Methods

Results of Laboratory Analysis

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0 0 0 - 0 . 0

0 0 0

ROVAL HASKOWIWG

Appendix 1. List of Vegetation -NDTDP- Project Area,November 2007

. . Coordinate 21'1 9'47,4" 105'26'35,~

Melia azdarach

........... ......................

grr 2 Port) Coordinate: 21°17'56,3"1 05'26'36,6"

Province (VT 2 lake) Coordinate: 21'1 8'07,8" 105'26'05,5"

No - 1

............... I ...... ................................................................................. Zea mays L.

-.

Manihot esculenta crantz

9R6212.21/R007a/JHUNijm January 2008

latin Name Zea mays L. . - - - - .-......--. Bambusa arundinacea

Latiation Location 1: Lo river at Cao Phong, Tri@u D& - U p Thach - Vinh Phuc Province (VT1)

English Name %

Corn - bamboo

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eooz kenuer ~ ! ! N ~ H ~ P L ~ o ~ ( ~ L z ' z L z ~ ~ ~ ~

I eueueq 1

I - ~

eueueq I

.l wnaoejuods wu~eymeg -... ... ...... .... --

' u p ~ ( 'A la~ ) snlelnme uobodosA~y~ -. - - -- .6'ES,0EoS0 C .......... .-. ..-

'SJad ('1) oolApep UOPOUA~ -. ..- ,,9'9E ,600 C Z :eleu!PJoo3 ........... ... . .. .. . ....

.l sAew eaz -- - .- .- -.. - - - -. - - -. (P U\) =ulr\OJd 9nUd L(U!A - 6 w 1 .. .............. ..... ..... . . .. . .....- --- -----.....---.. ...

ea~eu!pume esnqweg y u ~ - h a j 6 ~ 1 yum p JaAM pa8 :t u o g q

1 wnauejuods wu~eyzoeg I

I ea~eu~pume esnqweg 1

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D D D 0.0 , 0 0 0

ROVAL HASKONINC

I k l Location English Name 1 . - Lapn,Name

, 8 1 Location 7: ~ u b n g river at Phu ~ 6 n g - SBi

) Dbng - Ha Nt3i City (VT 7) I Coordinate:

Location 8: Dubng river at Lan Small village, Trung M ~ U Commune - Gia Lam District - HB N8i City (VT 8) Coordinate: 21°04'02,0" 105O59'48,5"

Location 9: ~ u b n g river at Dai La - Gia Binh - Bhc Ninh Province (VT 9) Coordinate: / 21~06~00.2~ 106'1 2'06,l"

Weed I .... Sacchamm spontaneum L. Manioc Manihot esculunta crank

11

I

pumpship I ..... ...... .. ............................ Cucurlita dactylon (L.) pers. -

Cockscomb Celosia aaentea L.

Location 10: ~ u b n g river - Kgnh Vang port - H i i Dvung Province (VT 10) Coordinate: 21°06'58,0"

I Muntingia calabura Corn ... .... ........... .....................

Zea mays L. .-

Banana Musa ~aradisiacal L. Manioc ... .... -.-.- ........ ......

Bermuda grass .... .... ......... ............. ..... ..............................

Cynodon dactylon (L.) Pers. Chwso~oaon acculatus (Retv .) Trin.

Weed I Saccharnm spontaneum L.

Corn ..... - - ......- - - ... -- .......... ....- -- .-.-...

Zea mays L. Bermuda grass Cynodon dactylon (L.) Pers. - . . ... --......-. .

Chrysopogon I ........... ~h ryso~ogon ~ C C U I ~ ~ U S (~ety . ) Trin. .. .......

Weed I Saccharnm s~ontaneum L. Fern 1 Polypodiophyta China tree I Melia azdarach

---.-. -- -.- ~ ~ ...............................

Corn I Z i - m a vs L . Bermuda grass

..-.... ....-........ .................... Cynodon dactylon (L.) Pers.

Chrysopogon Chrysopogon acculatus (Rety.) Trin. .. ..

Weed Sacchamm spontaneum L. Fern I ..... - -- ....................... .- . - - ........ .............................. .- .... Polypodiophyta Bamboo Bambusa arundinacea Sensitive plant I Mimosa pudiea Bamboo I ..... .... .............................................

Bambusa arundinacea -. Banana Musa ~aradisiacal L. Corn

................. ., .......... .- .................................................. Zea mays L.

Sensitive plant Mimosa pudiea ... .........- ......

9R6212.21/R007a/JHUNijm January 2008

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........ ................... h~aqlnw '1 le3e!s!pe~ed esnw eueueg

.-.. .~--. -...

ea3eutpun~e esnuwew ooqwea

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1 eddeje3 e!/eu!luJal . .... .

puowle Jeqeleyy .- -

ecvpu! e ~ a ~ 6 u e ~ y o6ueyy ........... .................................. .- . -.-- - .. -- - ....---. ----

le3ersrpe~ed esnm eueueg

................................ ............................................. .................. ..... snidAle33 .-I skew eaz ulo3

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cz

zz --

1z --

OH.

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No Location , . " 106~19'15,0"

HA - M Blnh Province (VT 23) Coordinate: 20°'39'37,9"

25 Location 24: Tra Ly river at Thhi Binh Port - Thhi Blnh Province (VT 24) Coordinate: 20°'27'31 ,9" 106O20'34,8"

Location 25: Red river at old ferry of Tan Dj! bridge - Nam Dinh Province (VT 25) Coordinate: 20°'26'26, 9" 106~12'53,8"

Engllsh Name Is Latin Ne- ' - Bermuda arass I Cynodon dactylon (L.) Pers.

I Muntingia calabura I Brush I I

....................

Weed Sacchamm spontaneum L. Corn ..... . ............................ .... -.... ......... ............-.......

Zea mays L. - Ecalvptus Eucaly~tus sp Bamboo

.. ....... .. ... ........... Bambusa arundinacea -- .-

Sugar cane Saccharum offcianarum L. ..... ... . ..........

China tree Melia azdarach 1 Brush I I Bermuda grass Cynodon dactylon (L.) Pers. .- .... . . -- ... -. . - . -. ... .- ......--... ... .................................

Chrvso~oaon t C~WSODOUO~ acculatus (Retv.) Trin. I Apple 1 Rhamnacea 1 fig t .. . .. ...........

Ficus racemosa Ecalv~tus i Brush 1 1 Brush

........ ....

Bermuda arass / Cvnodon dactvlon (L.) Pers. Chrysopogon

......... Chrysopogon aciculatus (Rety.) Trin.

China tree Melia azdarach ..... ..... - .......... ........... .. .......... ........................... ............. ............... - Banana Musa ~aradisiacal L.

1 Flamboyant 1 Delmin regia 1

9-9 9R6212.21/R007a/JHUNijm January 2008

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.i le3e!s!pe~ed esnw .......................... ............ ... eueueg ....... .- .- - - I 6ua~ds Dno-l) s!urau!,3 ur!,303 e31p~ourol~

......... -.-.. ...-... osse6~eg aaJt eu!q=> .

rue e s n u w e ~ ooqueg I

I ea3euipun~e esnqureg (

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......... - ....... ....................

- .. ................

Coordinate: 20°'43'28,2" 106~27'53,l"

Saccharnm spontaneum L.

Coordinate: ...... .. ....... I

. , 1 20°'41 '56,8" 106~16'07,1" 1-&omoea aqua 1

Guava . - . Manioc

- .. - .................... .- ........

-. ... ..............-. .......... Kudzu

.. --- ....... ........ Brush

-- -.........-......-........ .............--......... Bermuda grass

.- .- .....-........... ....--- .. Chrysopogon

...............................................................

( Weed ( Saccharnm spontaneum L. Notes: - Latin names of the recorded vegetation species provided by Dr. Nguyen Khac Khoi, professor and senior botanist of the Vietnam Academy of Natural Sciences and Technology

QR621 2.21IR007alJHUNijm January 2008

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Appendix 2. Fish of the Red River and Thaibinh River Basins

0 n o

0 0 0

ROYAL HASKONING

Adapted from Phan Mach, Institute of Ecology and Biological Resources, Dec. 2007

- --- -

2 1 CB Ng%n to 1 Salanx chinensis (Osbeck) r 1 + I + I + I

N

1

-

BQ cBCh6p Mu Ho Characid

Note

Economic Economic

Characiformes Charracidae

3

I - - . . I I I

11 ( Cd Tram den I Mylopharyngodon piceus (Rich) 1 I

+ + +

4 5 6 7 8 9

10

i - s Yienamese Name d,r!: S q 4 m t i f i k ~ s . , $%$+ * I&& : 1 ni&i anti

CP chim treng nw6c ngot BQ c4 Chep Ho C h 6 ~

. a gp# FUvbr

+

- +

84) cA Trich HQ ca lBnh canh CB Ianh canh C. M13i c& hoa Ho ca Ngen

River-

+ +

Ca Mai Cd Chdo Cd Long tong Cd Tram den Cd ~ r & n c6 (trdm trbg) Cd Mang Cd ~ h b n n MBnq

12 13

I I I I

17 1 CB v&n dPi ( Megalobrama terminalis (Richardson, 1846) I 1 I

+ + + + I Economic

C&u a v e r

+

: . $ - I A-

Clupeiforrnes Engraulidae Coilia grayii Richardson

-----

Clupanodon thrissa (Linnaeus, 1758) Red Book (V) Salanaidae

i Rlver

+ +

-

Colosoma brachypomum " Cypriniformes Cv~rinidae

15 16

9R6212.21IR007alJHUNijrn January 2008

. . Rasbora cephalotaenia (Bleeker, 1 852) Opsariichthys bidens Gunther, 1873 Opsariichthys hieni Tu Mylopharyngodon piceus (Rich.) Ctenopharyngodon idellus (C&V)" Elopichthys barnbusa (Rich) Luciobrama macroceohalus Lac.)

Cb Chay Cd Naao nu

+

CB Mucung CB D ~ U hb

+ +

+

- . - - I

- - - .

Hemiculter leucisculus (Bas., 1853) Toxabramis hotavensi Hao nov. so

+ + + + + + +

Squaliobarbus curriculus (Rich.. 1846) Red Book (T)

+

- + +

- + - +

+

+ + + + +

+

+

+ ( Economic

+ + + + +

+

Culter flavioinnis Tirant. 1883

+ +

+ +

+

+

+ +

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9-14 9R6212.21/R007a/JHUNijrn January 2008

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N Vienamese Name Qclentifiq Names * 3 A *-

Note

44 CB mrigan Ciwinus mriaala** + + + +

9R6212.21 IR007alJHUNijm January 2008

52 53 54 55

56

61 62 63 64

65

Carassius auratus (Linnaeus, 1758) Cyprinus carpio (Linnaeus, 1758)" C. melanes ('fen, 1 978) lchskauina macrolepis hainamensis (N8P) Cobitidae Misgurnus anguillicaudatus (Can., 1 842)

CB Diec CB Chep CB Chen CB tep deu HQ chgch CB Chach birn

pp

HQ lang CB Lang CB Bo Ca Mit CB M/t trdn Ho ca Nganh CB Nganh HQ nheo

+ +

+

+ - 57 58 59 60

+ +

Bagridae Hernibaclrus elonqatus (Giinther 1 Red Book /V) Pelteobagrus fulvidraco (Rich., 1846) P. virgatus (Oshima, 1926) Elteobagrus kyphus Yen, 1978 Cranoglanididae Cranoglanis henrici (Vaillant, 1893) Siluridae

+ + + +

+ Chqch dB +

+ Chach dB dudi d6 Ca Chach hoa CB Chqch hoa BO cd nheo

+

+

+

+ +

+

+

B. caudofurea (Yen) Cobitis cf. sinensis (S 8 D,1874) C. yeni Tu, 1986 Siluriformes

+ + +

+

+ +

+

+

+

+

+

Economic

+

I

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9R6212.211R007a/JHUNijm January 2008

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I HQ cB Mu I Pereichthvidae I I I 1 I

Nab N

85

86

C1 cu

HQ sac C1 Sac bwbm Hg chudi

X?P C1 Chudi sudi

I Bb ca SOC 1 Cyprinodontiformes 1 I I I 1

Thai -Mnh River

Viename- Napa : ;gt@-. A + - ,

Ca RB mo thwang HQ rt3 dong Ci R8 bdna

91 92

-

Scientific Names . --+ ,$ n - R p i - . " ,7z&+I.A 2 * . *., River

Macropodus opercularis (L., 1788) Belontidae Trichogaster trichopterus (Pallas, 1770) Channidae Channa striata (Bloch, 1793) Ch. orientalis (Ham. & Bloch, 1822)

94 1 Ca SOC 1 0. latipes + + I 1 1

C1 ~ h u d i hoa Ca Treo ddi

I Adrianichthyidae

Coreoperca whiteheadi (Boul., 1869) +

+

+

+ +

Notes : Species: cultured species

+ Anabantidae Anabas testudineus (Bloch. 1722)

Ch. rnaculatus (Lacepede)

I Orvzias sinensis (Chen & Uwa.. 1989)

95

9R6212.21/R007a/JHUNijm January 2008

+

+

+

+ +

+ +

+

+

+

Ho ca bun Ca Ban

+

+

+

+ Ch. asiatica (Linaeus)

+

+

Bothidae Tephrinectes sinensis (Lacepede, 1802)

Economic

+

+

+ Economic

+ 53 89 64 62

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dds ewojsoy3Auo 7 ~ e 3 a q e l (+++) (++) de:, uowwo3 (+I d943 5?3

3 +) 391P 8 3

9h8 1 'uosp~ey3!w) snjeu1urn3e sap!o1sse~e3 -

hh81 'af ie~nes ! P U ~ ~ J ~ V s A ~ ~ ~ ~ ~ / e ~ ~ ~ d o d ~ ~

(998 1 'saua!3uale~) el~a~oj!lour e u ! y ~ ~ ! 3

( ~ 2 8 1 'uol l lwe~) el!40~ w e 7

(+++) (++) d~e:, J ~ A J ! ~ asaweula!~

(++) d~e:, pnw asaweula!~

(+I nYx.4

6unqu 93=6una 8 3

(+) NA 6 ~ 9 ~ 8 ?A 6~9-18 ! o ~ l e3

OR U& ! O J ~

g6u = oe6u 83 = n?!41 e 3

6unnw 83

9~ $ 9 ~ @1)3 e3 6uew 8 3

188 1 ' j u e ~ ! ~ s luu !d l~e~ Ja]/n3 ( ~ ~ 8 1 'Ays~alweg) snln3s!3nal JallnyuraH

(9981 'uosp~ey 3 1 ~ ) sn lnq~~1 i3 ~nqJeqo!/enbs

ds sA~j~3lrdo13

(+++) (++) (+) d~e3 h0lepaJd

(+I Allaq ~ J W S

(++I (+) qn43 I~CIJ~Q (++) yaaw MOII~A

3- - (++) 93 W F J l

aep!u!~dA3

S ~ W J O J U ! J ~ I ~ ~ ~ ~ 8 1 'p~ew!eg 9 A o n ~ ele~ou~eur ell1n6ut/

aep!//!nBuv

sau~oj!ll!n6ut/

(2281 'UeUel/3ng - UO]/!WPH) e/E]Il/3 S ~ J ~ ~ ~ O ] O N

( 0 8 ~ 1 'selled) sn~ajdojou s n ~ a j d o l o ~

aep!~a jdo jo~

saul~o~!ssol6oajs0

Wq851 :

s d ~ e 3 pue SMOUUI~~

sdJe3 pue SMOUU!~~

laa P ~ J U O ~ J lue!3 slaa ~ a l e ~ q s a ~ j

.. sla3

y3eqJav)eaj ~ ~ 0 1 3

y3eqJaqleaj azuoJa sy3eq~aqlea j

eluu 4116~3

d?W 6H

d?q3 p 98 (+++I gu!g:, e3

4u!43 OH

llU!43 83 08

(++) - WQ3 8 3

(+I 381 l e ~ 83

1~13843 e3 OH

IFI J ? ~ J w 88 euleu:eseluewe!~

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Vietnamese name E~glish name dm = i *+ a S c M e m m e

CA d6p (ca Bang)

Ca x i liva (cA hda)= ho lieng=d ruu6ng

Ca nien

CB lui SQC

CB can (+)

CA sdc (tra s6c)

Ca s a mbi

CA c6c (++)

Cd nun =Nu=~ung=r&n xanh (++)

-

CB Chv

Denti carp (++)

Tonkin carp (+++)

(+)

(+)

Bony lipped barb (++)

Chinese barb (++)

Jullien's golden, price carp (+)

Vietnamese mud carp (+++)

Soldier river barb

Lemas carp

- - -

? ? I Cyclocheilichthys furcatirs Sontirat, 1985 I

Ddn =d&nh =v&n (+)

Spinibarbichthys denticulatus Oshima, 1926

Labeo tonkinensis Pellegrin 8 Chevey, 1936

Onychostoma ovale Pellegrin & Chevey, 1936

Onychostoma ovalis rhomboides Tang, 1942

Osteochilus schlegeli (Bleeker, 1851)

Puntius semifasciolatus

Probarbus jullieni (Sauvage, 1880)

Garra poilanei

Cyclocheilichthys enoplos (Bleeker, 1850)

Bangana lemassoni (Pellegrin & Chevey, 1936) Altigena lemassoni Pellegrin et Chevey, 1936

C8 mAt=mac 2 loai

? ?

Black arnur bream

CA Khoa

Ca tren (+, ++)

Ho cA bBm dA

9-1 9 9R6212.211R007alJHUNijrn January 2008

Cyclocheilichthys repasson (Bleeker, 1853) Sinibrama afinis (Vaillant, 1892) Megalobrama terminalis (Richardson. 1845)

(++)

CB bBm bA HQ Chach (+++)

HQ Lang

Onychostoma ovale Pellegrin 8 Chevey, 1936 c.4 ni6n

Onychostorna ovalis rhornboides Tang, 1942 c.4 ni6n

(+ +)

Buffer catfish*' River Loaches "

Tor stracheyi (Day, 1871) Ompok bimaculatus (Bloch, 179 7) Balitoridae

Loaches

Bagrid catfishes

Sewellia lineolata Valenciennes, 1842 Cobitidae

Bagridae

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(0081 'a~ada3e7) snleluJe snjaqwa3elsely (9~6 1 ' l a l ~ o j ) ~ajse6e!uael snlaqua3elsely

(818 1 '~3018) snlealn3e snlaqwa3elsely (9~6 1 ' l a l ~ o j ) lalse6e!~ael snlaqua3elsely

aep!laqua3elsely

f&61 1 ' ~ a ! n ~ ) eqle elnlj (c6~ c ' ~ a ! n z ) snqle sn~aldouoyy

aep!y3ue~quAs -

aep1l111 j saw~o~!!y3ue~qu~s

iii (~681 '$ue//!e~) !3!JUal/ s ! u ~ / ~ o u ~ J ~

(9~8 1 ' I laddn~) s n w s e l e ~ ~ ~ J V aep!JJV

(&08 1 'apada3e7) snssnj sepel3

a eP!!Jel3 ~ ~ 8 1 'puellal33yy) snjeqns s!auaq3apnasd

8&8 1 'sayAs ! l a ~ ~ e A sn!~e6eg

aep!~oqs 088 1 '~Jalad SlSUaU!S S!U ~ / ~ o u I ? J ~

(9681 ' u o s ~ J ~ ~ ~ ! H ) sn!Japnoq s!uel6oue~3

(~68 1 ' l ~ e l [ l e ~ ) ! g ! ~ ~ a y s ! u ~ / ~ o u ~ J ~

aep!p!uel6oue~3 (kg8 1 'laylung) snje6uola sn~beq!ura~

.. .' BWU 3 m 8 I 3 S , , r z - ,

.. laa 6uez - 6u!z

,,la@ y303ead

.. slaa Au!ds

laa d l u e ~ s

.. slaa d ~ u e ~ s

.. slaa Au~ds pue slaa d u e ~ s

., L J S N ~ lue!!3

qsNe3 YW8

.. sallslam 6ulqlea~g

q3uoog 'sn!~e6eq lue!3

.. saqs~e:, p!~os!s

p!p!uel60ue~3 qswm plpluel60ua~3 .. sp!uel6oue~t) .. clsse3 pauods

~ W U qq16~3

(+++I 6 u ~ q 43e43 83 o e ~ e3=nei=n91 e3

(+++)~JI el 4384343e43 u03

6uos 14312143 OH -

(+++) unnl

unnl OH

-

(+++I (3n 83) 3nu 83 3n ~3 6~

(+++) UaP 9 J l 83

? J l OH

(+++I u9!l(3 83

u3!1(3 OH

(+++ e A ++) c(uI26~ q3

1 4 ~ 8 6 ~ 83 6~ (+++I u~l(3 6upl e3

-, ., . ~ q l e u eseuiewq~

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aep~isebued

(SLL 1 ' l eyss~o~ ) !layas

a e~!l!finkV

(261 143019) snau!Pnlsal seqeutf

aeP!!clo3 ( Z P ~ 1 'lolue3) sn)epne~~//!nboe snu~n6sin

(+++I (++I tallnu pal!e$ anla

SIallnb'J seqeue

q3Jad 6u1qw113 uowwo=)

eJ1 P OH

(++) !PQ

!PP 6H

(++I 6 u g ~ QJ P

(+++) sa!qo3

We01

6 ~ 9 8 OH

(+++) unq 43e43 e3

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I 1 English name , a. - zSckmem-e ~ietnerniiwname - . s x ~ ,

CA leo 1 Walla catfkh '* 1 Wallagonia attu (Schneider, 1801) I I

CA ni6t=cA then=c8 chen ca tren biu sheatfish ** Butter catfish Pterocryptis cochinchinensis (Valenciennes, 1840) Ompok bimaculatus (Bloch: 1797)

I I

Ho cA Vuwc I Cichlidae I CB vlvqc = dvqc cB chQm (++)

White seabass, Giant seaperch, Siver seaperch (++)

Lates calcarifer (Bloch, 1790)

Ho khec khong r6 Other species (do not have official Vietnamese names) I

Chat=chqc=chAo=quac

CA cdm - (++) Iac/Notopteridae

CA sac ven ( h d n g ven) (+++)- Ho r6 bidn/Nandidae

I I

(++I Opsariichthys bidens Gunther, 1873

Gangetic leaffish (++)

Ho that

9R6212.21IR007alJHUNijm January 2008

Nandus nandus (Hamilton, 1822)

Bronze featherback () featherback

Clown Notopterus notopterus (Pallas, 1769) Notopterus chitala (Hamilton - Buchanan: 1822)

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Appendix 3. List of recorded species of phytoplankton at some rivers in the Red River Basin in Nov., 2007

1 Melosira varians Ag

2 Melosira granulata Ralfs + + + + + + + + + + 3 Melosira granulata var angutrssima + + + 4 Melosira islandica + + + + + + 5 Melosira drstans Kutzing + + 6 CycloteNa stelligera + + + + + +

-

Family Achnanthaceae 7 Cocconeis placentula Ehr + + + +

Family Fragilariaceae

8 Synedra acus Kutz + + + + + + + + + + + + 9 Synedra. ulna (Mitzsch) Ehr + + + + + + + + + + + 10 Synedra ulna (Nitzsch) Ehr var biceps (kg) Schonf. + + + 1 1 1 Fragillaria. virescens Ralfs. + - 12 Fragillaria construens Grunow +

Family Tabelariaceae - 13 Diatorna elongaturn Ehr + + + + + + + + + +

-

Family Naviculaceae

1 4 Navrcula radiosa + 15 Navicula placentula Grun + + + + + + + + + + + + 16 Navicula placentula fo. lanceolata + + + + + + -

9R6212.21IR007alJHUNijrn January 2008

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17 Navicula placentula f. rostrata + 18 Navicula. gracillis Ehr + +

.

1 9 Navicula. gastrum + + - 20 Amphora hendeyi + 21

22

23

+

24

25

26

Cymbella turgida Clever

Cymbella. naviculiformis

Cymbella. parva Clever

27

28

+

Cymbella ventricosa Kutz ---

Cymbella. tumida

Gomphonema sphaerophorum Ehr

Family Nitzschiaceae

29 Nitzschia recta Hantsch

+

+

Gomphonema. olivaceum Ehr

Gyrosigma attenuatum

+ + + + + + + + + + + + 30 Nitzschia. filiformis Hust. -- - 3 1 Nitzschia. philippinarum Ehr +

Phylum CHLOROPHYTA --- Order Chlorococcales

Family Hydrodictyaceae

+

32 Nitzschia. nianensis

Family Surirellaceae

33 Surirella robusta Ehr

+ +

+

+ + + + --

January 2008

+

+

+ + + + +

34

35

36

-

+ + + + + + +

+

+ + +

+

Pediastrum. simplex var. simplex

Schroederia Setigera (Schroder) Lemm

Tetraedron gracille (Reinsch) Hansg

+

+ + + +

+

--

+

+

+

+

-

+

-

+

+ +

+

+

+

+

+

+ +

+ +

+

-

+ +

- + +

+

+

-

-----

+

+ +

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3 W I W O I l l H 1VAO. a a a 0 0- a a 0

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Quantitative density of phytoplankton at the sampling sites

6 7 8 9

Note: value in bracket show percent rate (percentage)

10 11 12 13 14

9R6212.21 IR007alJHUNijm January 2008

Phudong Port Kenhvang Port Congcau Port Hanoi Port

1,928 2,664 1,928 2,438

Hongvan Port Hungyen Port Namdinh Port Thaibinh Port Ninhphuc Port

1,587 (53) 1,361 (51) 1,701 (58)

397 (21) 1,361 (51)

3,004 2,721 2,948 1,928

2,721

397 (21) 1,474 (55)

397 (21) 1,531 (62)

283 (9) 283 (10) 510 (17) 1,021 (53) 283 (10)

1,021 (53) 283 (1 1) 1,02 1 (53) 283 (12)

1,020 (34) 964 (35) 737 (25) 5 1 0 (26) 964 (35)

510 (26) 737 (28) 510 (26) 624 (26)

114 (4) 113 (4)

0 0

113 (4)

0 170 (6)

0 0

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List of zooplankton species composition recorded in rivers in the red river delta on November 2007

Subclass BRANCHIOPODA

9-28 9R6212.211R007aNHUNljm January 2008

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Density Distribution of Zooplankton

C o ~ p o d a , Cladocera Rotatoria' :.Total density lnd./mS . lndJm3 I n d h 5 ~ + ~ $ . . conlm3

f

Nhuthuy Port 1 72 (63) 1 42 (37) 1 0 (0) 1 114 1 Viettri Port 66 (38) 96 (55) 12 (7) 174

Viettri Lake 1950 (53) 1260 (34) 480 (1 3) 3,690

Sontay Port 360 (71) 90 (1 8) 60 (12) 510

Chuphan Port 180 (67) 60 (22) 30 (1 1) 270

Phudong Port 456 (87) 48 (9) 18 (4) 522

Kenhvang Port 570 (73) 180 (23)

Congcau Port 96 (55) 54 (31) 24 (14)

Hanoi Port 540 (91) 36 (6) 20 (3) 596 --- Hongvan Port 648 (92) 42 (6) 18 (3) 708

Hungyen Port 1 492 (92) 1 24(4) 1 18 (3) 1 534 1 Narndinh Port 828 (93) 48 (5) 12 (1) 888

Thaibinh Port 564 (97) 18 (3) 0 (0) 582 -

Ninhphuc Port 126 (46) 144 (52) 6 (2) 276

9-30 9R6212.21/R007alJHUNijrn January 2008

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0)

L 2 rn E

s 3 z g - C g ~ f 5.3 v , g

a c 5 2 s : 8'5&% -08 G o 2 m m g = f = o %:$ ',,S%i? 2; c m 0 C ~ g . ~ ~ g g ~ g $ ~ a n -

~ a f , . , , ~ g c ; ~ . . o a , c m . - - (D . Z $ S

Page 156: The Northern Delta Transport Development Project (NDTDP)...2008/02/29  · 4.5.1 Cucphuong National Park 4.5.2 Catba National Park 4.5.3 Cucphuong National Park, 4.5.4 Nghia Hung Proposed
Page 157: The Northern Delta Transport Development Project (NDTDP)...2008/02/29  · 4.5.1 Cucphuong National Park 4.5.2 Catba National Park 4.5.3 Cucphuong National Park, 4.5.4 Nghia Hung Proposed
Page 158: The Northern Delta Transport Development Project (NDTDP)...2008/02/29  · 4.5.1 Cucphuong National Park 4.5.2 Catba National Park 4.5.3 Cucphuong National Park, 4.5.4 Nghia Hung Proposed

Individual quantity of zoobenthos groups at rivers in the Red River Delta (Nov.2007)

Zoobenthos groups Locations

Nhuthuv Port Viettri Port Viettri Lake

I I I I I

3 22

1 Sontay Port Chuphan Port Phudong Port

I Kenhvang Port

1 6 I 6

- 1 Congcau Port / Hanoi Port

2 9

2

) Hongvan Port I I I I

5 3 1

1

1 Hungyen Port 1 Namdinh Port

1 3 pp

188 2

1 8

Thaibinh Port

/ Total I I I I

3 1 1

3 1 8

0 10

0

Biomass of zoobenthos groups at rivers in the red river delta (Nov., 2007)

3 3 2

2 4

32

Tram

Nhuthuy Port I Viettri Port

Sontav Port

6 7

0 Ninhphuc Port

227 30

I

Chuphan Port Phudong Port Kenhvang Port

- 9-34 9R6212.21/R007alJHUNijm

January 2008

0 25 15

289

Zoobenthos groups 7

16.8

- Hungyen Port Namdinh Port Thaibinh Port Ninhphuc Port

Total (g)

Bivalvia 2.5

6.4

I

0.9 I

0.5

0.2 2.2 0

25.6 I 32

Gastropoda

1.5 17.7 0.5 I

0.01 --- Congcau Port Hanoi Port Honavan Port

0.9 54.3

0.7

0.9

0 7.42 227

Crustacea

I

Total (g) 2.5

1 0.21 0.9 3

I

0

I

30

0.3 I 1.8

1 .O1

7 55.2 3.9

02: 2.2 0

33.02 289

* O;

I

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Individual auantitv of benthos s~ecies ( Nov..20071

Species Locations

1 1 2 1 3 1 4 1 5 1 6 1 7 r 8 1 9 1 1 0 T l l 1 1 2 [ 1 3 1 1 4 Total , Allocinrna longicomis Angulyagra boettgen Anoulvaora ~olvzonata

Bithynia fuchsiana Corbicula bocourti Corbicula rnessa~en

I Lirnno~erna siarnensis I 1 2 1 I I I I I 2 1 / I I I 1 1 1 5 I

1

Corbicula rnoreletiana ( 1 (

Thiara scabra ! I Total 1 4 1 5 / 3 1 1 6 1 3 1 3 1 2 1 6 1 1 9 2 ( 3 1 1 1 8 j 0 1 2 5 1 289 ,

3

( 1 1 7 1 ( 1 3 1 23

Biomass of zoobenthos swcies (Nov..2007)

2

Hippeutis umbilicalis 1 ' 1 1 ! I 1

1

~ - - -

9R6212.211R007alJHUNijm January 2008

1 1

Tarebia granifera Thiara scabra ~p

Total (g)

1 3 1

1

3

1

2

2 2 2 4

18 1 0 7 1 2

38 14

55 4 0 0 2 33

37.8 14.2

127.04

Page 160: The Northern Delta Transport Development Project (NDTDP)...2008/02/29  · 4.5.1 Cucphuong National Park 4.5.2 Catba National Park 4.5.3 Cucphuong National Park, 4.5.4 Nghia Hung Proposed

Appendix 4. Location of the sampling sites and studied environmental components

I I I I I

Vr2- Lake Viettri Lake - Viettri city - Phutho province 21'1 8'07,~" 105O26'05,5"

X X X

Vr3

Vr4

I I I I I I I I ~ -

Vinhtuong - Vinhphuc province

Sontay Port Sontay city - Hatay province

VrS

, I I I

Vf6

21U15'08,6" 1 0 5 ~ 2 ~ 5 6 , ~ 2lu09'36,5" 105~30'53.9"

Chuphan Ferry - Vinhphuc province

X Vr7

Vr8

Vf9

VrlO

VTll

I I I I I I I I

9-36 9R6212.211R007alJHUNijm January 2008

X

2l009'34,3 105~38'49.1"

X Hongha Commune - Danphuong District - Hatay province

X -

-

X

X

Commune - Kinhmon District - Haiduong Povince

2lU09'52,9" 105~38'02,8"

Phudong landing site - Saidong District - Hanoi

City Trungmau Commune - Gialam D~strict- Hanoi City

-- Daila Commune - Giabinh District - Bacninh Province Kenh Vang Port - Luongtai District - Bacninh Province Namtan Commune - Namsach District - Hungyen Province

Vfl2

X

X

X

X

X --

X

X 2lU04'56,9" 106~19'19.9"

X

2ou'59'28,3" 106~23'21,2"

2lu02'41,2" 1 05O57'34,o" 2lU04'02,0" 105O59'48,5"

7 0 6 ' 0 0 , ~ 106°12'06.1"

X

Cong Cau Port - Haiduong City - Haiduong Province

X

X

X

X

X

-

X

X 2ou'54'46,2" 1 06~20'34.9"

X

X

L

X

X X

X

-

X

X

X

X

X

Page 161: The Northern Delta Transport Development Project (NDTDP)...2008/02/29  · 4.5.1 Cucphuong National Park 4.5.2 Catba National Park 4.5.3 Cucphuong National Park, 4.5.4 Nghia Hung Proposed

9-37 9R6212.21/R,O07a/JHUNijm January 2008

VT26 Namphong - Namdinh Province 2OU'25'49, 1"

VT27

VT28

Giaothuy - Ngodong - Xuanthuy District - Narndinh Province Ninhphuc Port - Ninhbinh City - Ninhbinh Province

106~12'16,2" 2 0 9 7'55,4" 106O25'51,5' 2oU'1 5'03.3" 1 06°00'06. 1"

X X

X

X

X X X X

Page 162: The Northern Delta Transport Development Project (NDTDP)...2008/02/29  · 4.5.1 Cucphuong National Park 4.5.2 Catba National Park 4.5.3 Cucphuong National Park, 4.5.4 Nghia Hung Proposed

ROYAL l4AlKONING

Vr35 - ~

I I I I I I

In front of High School Ninh Gianh - Haiduong Province

I I

9-38 9R6212.21/R007a/JHUNijm January 2008

106~20362'

X Vr36

Vr37

I I I I I 1 I Location of sampling in 1.12.2007 by boat

On the road 17A - Ninhgiang - Haiduong Province Haiphong port - Haiphong City

VW1

VW2

v w 3

X

X

X

Duong River

Duong River

Duong River

21 '09747' 105~8215' - 2lU04553' 105~99461' 2lU08213' 106~0746'

Page 163: The Northern Delta Transport Development Project (NDTDP)...2008/02/29  · 4.5.1 Cucphuong National Park 4.5.2 Catba National Park 4.5.3 Cucphuong National Park, 4.5.4 Nghia Hung Proposed

0 0 0 -0.0,

0 0 0

ROYAL HASKONINQ

Vietnamese Academy of Science and technology

Institute of Chemistry

Department of Analytical Science and Technology

Hanoi. December 31,2007

(Water, soil, sediment Appendix 5. Analytical Methods used for the NDTD Project sampler collected by

VESDEC team in Nov. & Dec, 2007)

I PARAMETERS 1 METHODS INSTRUMENTS FOR DETERMINATION 1

PH

BOD

I I

CN- apha 4500 I Cintra 40 UV-Visible Spectrometer IGBC Scientific 1

TCVN 6492:1999 US EPA 1501

COD

pH meter Metrohm

APHA 521 0B TCVN 6001 : 1995

I .

APHA 5220 Cintra 40 UV-Visible Spectrometer IGBC Scientific TCVN 61 86: 1996 Equipment Pty Ltd I Australia and USA

VELP Scientifica

Phenol NH4

TCVN 5988-95

APHA 5530 C APHA 4500

NO3

ZN Cp

L

Pb, Zn, Cr, Fe Cd, Al

Equipment Pty Ltd I Australia and USA idem idem

I I

Conducted by a Team of Ass. Prof. , Dr. Le Lan Anh

APHA 4500 TCVN 6 180-96 APHA 4500 N

APHA 4500 P TCVN 6202-96

APHA 31 13

As, Hg

Pesticides

Signature

idem

idem idem

AAS Perkin - Elmer 3300 USA

Assoc. Prof. Le Lan Anh

APHA 3114, 3112

apha 6630 B

Department of Analytical Science and

AAS Perkin - Elmer 3300 IMHS-10 - USA I

HP 5890. HP 6890 GCIECD - USA- Organochloride

9-39 9R6212.21 lR007alJHUNijm January 2008

Oil total Coliform

apha 5200 Cintra 40, UV-Visible Spectrometer Australia Tcvn 4584-88 ESCO LAMINAR Flow Cabinet

Page 164: The Northern Delta Transport Development Project (NDTDP)...2008/02/29  · 4.5.1 Cucphuong National Park 4.5.2 Catba National Park 4.5.3 Cucphuong National Park, 4.5.4 Nghia Hung Proposed

Technology

Air Quality Measurement

9-40 9R6212.21/R007a/JHUNijm January 2008

Parameter

Humidity Noise Dust

so2 NO2 CO Wind speed

Measurement1 analysis equipment

Humidity Meter SK - 80 TRA ( Japan ) Noise Meter ON0 SOKKl ( Japan ) Dust detector KANOMAX ( Japan ) TEST0 350lXL ( Germany ) TEST0 350lXL ( Germany ) TEST0 350lXL ( Germany ) Wind speed meter D - 79853 ( Germany )

Page 165: The Northern Delta Transport Development Project (NDTDP)...2008/02/29  · 4.5.1 Cucphuong National Park 4.5.2 Catba National Park 4.5.3 Cucphuong National Park, 4.5.4 Nghia Hung Proposed

Appendix 6. Results of Laboratory Analysis Water Quality of the river in the Northern Delta Nov.2007

9R6212.21/R007a/JHUNijrn January 2008

6

7

8

9

10

1 I

12

13

14

VT6

VT7

VTlO

VT12

VT16

VT17

VT19

VT24

VT25

22

21

21

22

22

21

20

2 1

22

7 6 264 42

TCVN 5942 - 1995

7 4

7 2

7 3

7 0

7 4

7.3

7 4

7 0

7.2

56

80

20

B

A

138

140

144

145

152

157

163

180

230

5.5- 9

6 - 8,5

4.4

22

2 6

42

36

44

28

46

42

50

18

38

9

<25

< 4

62

54

56

34

64

58

62

24

52

0 672

1

0,05

6 3

5 8

5 5

4 8

4 0

4 1

4 2

3 7

3 8

1.692

15

10

12

5

4

8

6

15

7

8

18

1 322

0 567

0797

0631

0683

0 679

0.871

0592

0.756

0.688

0.456

1 226

1.215

1616

1 934

2 505

2274

2824

I 882

2 541

0 68

0.3

0

0 986

1.124

1.312

1 546

2 015

1844

2124

1.276

1.917

ND

20

1

0 374

0.359

0.586

0 668

0.108

0.101

0101

0.087

0.087

5200

10.000

5.000

ND

0 26

0.20

N D

0.22

ND

ND

0.04

ND

ND

0 123

0 115

ND

ND

ND

ND

ND

ND

5800

1900

4800

3000

1300

1600

2600

1500

2700

Page 166: The Northern Delta Transport Development Project (NDTDP)...2008/02/29  · 4.5.1 Cucphuong National Park 4.5.2 Catba National Park 4.5.3 Cucphuong National Park, 4.5.4 Nghia Hung Proposed

90'0

00 C

P9'P C EZ'9 C9'9 E9'S

6E'O C 99'6

116d 05 :([A) ~3 116d OOC :(111) J3 116d 05 :(IA) J3

116d OOOL :(111) J3

LC'P PZ'P 9L'E 10'9 CZ'C S8'E

L

Z

PZO'O PPO'O 1SO.O LSO'O EPO'O 9E0'0

CO'O

OZ

EE'O SE'O OP'O 81'0 6E'O CE'O

€0'0 C 60'9 C PL'Z

LE'S C SS'Z 1 6S'L

620'0 SEO'O EPO'O LEO'O ZEO'O 6E0'0 OPO'O ESO'O 8E0'0 LEO'O ZPO'O CEO'O

( 1 1 6 ~ ) UZ

L

Z

C C C ' C P69'0

68'1 6Z'E -- L C'P 8C'E P9'E SP'E

699'0 986'0 6 CP'O 9EE'O EPL'E 896'0 ZZL'Z CLS'C S8L'O C €0'0 820'0 910'0

(116UJ) ad

81'0 OE'O 6E'O 9Z'O PE'O ZZ'O

v

8

82'0 CE'O

96.6 60'8

9661-ZP69 NA31

688'1 6E9' 1 ZL6.C 8LL'O

Sl lA EL lA Z ClA 1 ClA OClA L l A 9lA SlA PlA

aye1 - ZlA Pod - ZlA

ClA seqs 6u!ldwe~

Z6'E LO'S

Z l C 1 0 C 6 8 L 9 S P 6 Z 1

ON

CS'S EZ'ZZ L6'8C OZ'6 1

(116d) SV

8ZlA SZlA PZlA 9 1

r c -

- L 1

9 l lA

- LZ'P PL'E 86'E SC'P

(116d) J3 two1

El

LZ'O 8C'O OE '0 SZ'O

(116d) P3

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Soil ~ontarninatkn at the study sites, Nov.2007

9-43 9R6212.21IR007alJHUNijm January 2008

t Dutch Standard

(Reference value) 29 85 0.3 0.80 100

Page 168: The Northern Delta Transport Development Project (NDTDP)...2008/02/29  · 4.5.1 Cucphuong National Park 4.5.2 Catba National Park 4.5.3 Cucphuong National Park, 4.5.4 Nghia Hung Proposed

Sediment Quality at the study area, Nov.2007

9R6212.21/R007a/JHUNijm January 2008

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9R6212.21 IR007alJHUNijm January 2008

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Pesticide Contamination in Sediment at the study area, Nov.2007

January 2008

I

I

,

I

N

--

- 1

2 -

Result '

1 Analysls of all collected water. so11 and sedlment samples was conducted m the analytrcal labomtoy of the lnstrtute of Chem~stry - Natronal Academy of Sciences and Technology, November 2007

2 ND non detectable

Anafytical ,

Method

EPA808 1 A

EPA8081 A

Pesticide (OtgaSimhlorSnes)

Alfa-BHC

Gamma-BHC

~ 9 f K 9

~1!3/Kg

P ! ~ / K s

~ 9 / K g

~ 9 / K g

~ 9 / K g

~19/K!3

~ 1 9 / K 9

1

t

Unit

wS/Kg

~ 9 / K ! 3

Vr4

c 0.1

< 0.1

< 0.1

1 . I

0.5

< 0.1

< 0.1

< 0 1

< 0.1

< 0.1

0. 3

< 0.1

< 0.1

c 0.1

< 0.1

c 0 1

0.3

< 0.1

< 0.1

3

4

5

6

7

8

9

10

11

VT12

c 0.1

< 0.1

0.1

0.5

0. 4

< 0.1

< 0.1

< 0.1

< 0.1

< 0.1

0. 1

c 0.1

< 0.1

0. 3

c 0.1

c 0.1

0.8

< 0.1

< 0.1

VTlO

< 0.1

< 0.1

0.1

0.5

c 0.4

< 0.1

< 0.1

< 0.1

< 0.1

< 0.1

< 0.1 ~~~~~~~

< 0.1

< 0.1

c 0.1

< 0.1

< 0.1

0.5

< 0.1

c 0.1

12

13

14

Beta-BHC

Delta-BHC

Heptachlor

Aldrine

Heptachlorepoxide

a- Chlordan

p- Chlordan

4,4'-DDE

Endosulfan 1

VT15

< 0.1

< 0.1

< 0.1

0.5

0.2

< 0.1

< 0.1

c 0.1

< 0.1

< 0.1

0.2

< 0.1

< 0.1

< 0.1

0.1

< 0.1

0.5

< 0.1

c 0.1

EPA8081A

EPA8081 A

EPA8081 A

EPA8081 A

EPA8081A 1

Dieldrine

Endr~ne

4,4'-DDD

I

VT30

< 0.1

< 0.1

< 0.1

0.8

0.5

< 0.1

< 0.1

< 0.1

< 0.1

< 0.1

<O. 1

< 0.1

< 0.1

< 0.1

< 0.1

< 0.1

0.6

0.1

< 0.1

EPA8081A

EPA8081 A

EPA8081 A

EPA8081 A

EPA8081 A

EPA8081A

EPA8081A

EPA8081A

EPA8081A

Notes:

EPA8081A

EPA8081A

EPA8081A

I

wg/Kg

clg/KCI

Pg/Kg

Pg/Kg

PS/KS

~19/K!3

~19/K!3

C I S / K ~

~19 IKg

16

17

18

19

4,4'-DDT

Methoxylchlor

Endirn aldehyde

Endosulfan sulfate

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Sediment contamination in the study area, Dec. 2007

9R6212.21IR007alJHUNijm January 2008

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0 0 -0.0,

0 0 0

.OVAL HASKOWING

Grain sizes of the collected sediment sample, Dec. 2007

Notes: - VW 5 and VW 1 1 : collected in December 2007 - Other samples: collected h November 2007

9R6212.211R007aNHUNijm January 2008

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The Present air quality, noise, vibration and microclimate at the study site (Source: VESDEC - SINTEP, Dec, 2007)

- wb156224 - N.\Projects - Transport\VietnamlPO95129 - Northem Delta Trans Dev\SafeguardsUan 10 env package from consultant\Ports EIA - NDTDP.doc

I I

I 9-50 . 9R6212.21/R007a/JHUNijrn

January 2008

I - The Vietnamese Standard (TCVN 5937 - 2005) for PMlO (24h average) is 0.15 mg/m3 - The Vietnamese Standard for Noise at residential, administrative area = 6OdBA in day time (6 am - 6pm) at mixed residential and commercial area = 75 dBA in day 6me. - The Vietnamese Standard for vibration caused by construction activity at residential, administrative area = 75 dB (7 am - 7 pm)

N

I,

2.

3,

4.

5.

6,

7.

11

12

13

15

Site Location ---

Phudong Port - Gialam - Hanoi city Kenh Vang Port - Luongtai - Bacninh Cong Cau Port - Tuky commune. Haiduong In front of High School Ninh Giang - Ninh Giang - Haiduong Province On the road 17A, beside Ninh Giang People Committee - Haiduong Haiphong port - Haiphong city

Thaibinh Port - Thaibinh

Namdinh Port - Nam Dinh rovince

b n g ~n - Nghia Lac- Nghia Hung - Nam Dinh Ninh Phuc Port - Ninh Binh Province Hong Van Port - Hong Van - Thuong Tin District - Ha Tay Province Sontay Port - Sontay city - Hatay Province Nhuthuy landing site - Nhuthuy - Lapthach - Vinhphuc province Viettri Port - Viettri City - Phutho Province -- TCVN 5937 : 2005

R. Humidity (%)

80

75

75

74

70

75

85 -

85

80

78

81

75

78

75 --

T ( O C )

18.5

19,5

22.2

21.5

21 .O

19.2

18.5

20.0 --

20.5

21 ,2

19.5

20,0

21.5

24.3

- Sampling

Wind speed (mls)

3,O

2.5

1.5

1.2

1.5

2.0

1.8

1.8 .

1.5

2.1

1.2

1.5

1.2

1.8

30

duration: 60 minute

TSP mg/m3

0,16

0.19

0.04

0.03

0,Ol

0.07

0,18

0.09

0,27

0,13

0,02

0,Ol

0,Ol

0.12

TCVN 5949:1998

PMlO mg/m3

0.05

0.10 - 0.02

0.01

0.01

0.03

0.05

0.03 - 0.1 1

0.05

0.01

0.01

0.01

0.03

So2 mglm3

0,181

0,057

0,158 -

0,109

0,257

0,206 --

0.193

0,286

0,202

0,237

0,118

0.095

0,161

NO2 mglm3

0,035

0,053

0,061

0,025

0,038

0,023

0,022

0,092

0.026

0,047

0.028

0,024

0,053

CO mglmJ

1,024

1.035

0.256

0,512

1,041

0,768

0,504

0,760

0.258

0,763

0.531

0,259

0,266

Noise dBA

67.8

60.2

568

67.5 --

53.7

61,l

68,7

58,8

65.6

60,3

75,8

67,4

54.4

52,4

60

Lx

32,8

27,4

25,9

21 ,O

20,O

43,9

30.2

21,2

39,l

21.6

69,9

23,s

24.7

28.9

Vibration dBA LY

30.1

29.9

22,8

20,3

21,l

48,7

31,3

22,l

43,s

22,4

69,l

25,2

24,l

31,9

Lz

39.3

36,6

31,5

36,4

30,7

32,O

46.6 -

30,9

44,4

21.7

64,5

38.3

32,2

25,l

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