the neglected cause

Upload: selorm-daniel

Post on 04-Apr-2018

222 views

Category:

Documents


0 download

TRANSCRIPT

  • 7/29/2019 The Neglected Cause

    1/25

    The Neglected Cause: Religion and the Peloponnesian War

    Stefan Dolgert

    PS 220

    December 1, 2003

    1

  • 7/29/2019 The Neglected Cause

    2/25

    After more than two thousand years, the spectacle of the war between the

    Athenians and the Peloponnesians1 still holds our imagination. Why this is so, or

    whether it is entirely healthy, contemporary scholars wrestle with the question of why

    this first war between superpowers occurred, and whether it could have been avoided

    by the policy makers of that time, had they simply learned the correct lessons from their

    past. It presents us with equal parts mystery and tragedy, and provides fertile ground for

    the ruminations of the historical consciousness. In addition it is the first historical event

    that presents itself, via its reporter Thucydides, as an open book for the scientific

    imagination. In searching out the causes of the war, and the laws of human nature that

    are revealed therein, the war promises us the chance to learn the real grounds of life, so

    that we may make ourselves as secure as possible from the shocks and catastrophes that

    fate might otherwise hold in store for us.

    The Peloponnesian War is taken to be the paradigmatic example of war in the

    ancient world, but it is also looked to for lessons in the modern world. In particular, the

    resemblance between Athens and the United States has led many commentators to look to

    the Athenian experience to guide contemporary American policy. Two commercial

    republics, well-known for democratic practices at home and imperial pretensions abroad,

    Athens and the United States seemed to face a parallel set of dangers in their respective

    paths through the international arena. While this similarity was more pronounced during

    the Cold War, when the USSR appeared in the guise of Sparta, many today still look to

    1 The termPeloponnesians refers to the Spartans and their allies, who generally (though not exclusively)

    dwelt in the southern region of Greece known as the Peloponnesse, and who were linked together in a loose

    confederation known as the Peloponnesian League. The termLacedaemon and its adjectival form

    Lacedaemonians are synonymous with the terms Sparta and Spartans, respectively. No such additional

    terms are used for the Athenians, though their empire was exercised through the Delian League.

    2

  • 7/29/2019 The Neglected Cause

    3/25

    ancient Athens, and to the lessons of Thucydides on the Peloponnesian War in particular,

    for guidance in matters of international policy.

    Recent scholarship in International Relations has focused on the characteristics of

    Thucydides as a political thinker, rather than on the war itself. Realists and

    Constructivists have debated whether Thucydides is the father of political realism, as

    Realists from Waltz to Gilpin generally maintain, but have largely ignored assessing the

    underlying causes of the war, which are usually taken for granted (see Keohane, 1986,

    Garst, 1989, Clark, 1993, Bagby, 1994, and Forde, 1995, among others). Robert

    Keohane, for example, asserts that Thucydides was the first to set out the basic maxims

    of political realism: (1) states (or city-states) are the key units of action; (2) they seek

    power, either as an end in itself or as a means to other ends; and (3) they behave in ways

    that are, by and large, rational, and therefore comprehensible to outsiders in rational

    terms (Keohane 1986, 8). But the causes of the war itself modern International

    Relations has left to the province of the historians and classicists (see Kagan, 1970 and

    Ste. Croix, 1972 for a summary of the vast literature on this topic). It is this gulf which I

    hope to bridge.

    I will attempt to elucidate an underappreciated aspect of the cause of the war,

    using Thucydides as a source for historical reflection rather than a tome of political

    wisdom. In particular, I will bring in a variable that has not been considered by prior

    International Relations scholars, though my essay responds to the general concerns of

    those scholars who examine the causal influence of norms and identity in world politics

    (see Zehfuss 2002 for a summary of Wendt, Kratochwil, and Onufs differing brands of

    constructivism. In the particular case of the Peloponnesian Warreligious norms and

    3

  • 7/29/2019 The Neglected Cause

    4/25

    beliefs have gone unexamined, largely because our primary source for the war,

    Thucydides, generally ignores them, and when he does consider them he dismisses them

    as pretexts for self-interested power seeking rather than as actual causes of action. But

    recent scholarship in Classical Philology and History has uncovered a cultural and

    religious background that Thucydides studiously fails to mention. With this additional

    variable, I hope to provide a clue into a richer explanation for the outbreak of the war.

    My question in sum can be phrased: What role, if any, did Greek religious norms and

    beliefs play in the origin of the Peloponnesian War?

    After a brief discussion of methodology, I will begin by laying out what

    Thucydides himself asserts to be the real cause of the war. This traditional interpretation

    is largely accepted by realist scholars, and it will therefore serve as the jumping off point

    for the rest of my analysis, in which I take issue with this prevailing interpretation. I will

    then proceed to assess the character of Thucydides as a historian, with respect to his

    proclivity to ignore or slight the religious dimension to the facts that he relates. In effect,

    I am trying to establish that Thucydides has a peculiar bias against reporting religious

    data, and that his silence on the topic should lead us to believe that much more religious

    data lies beneath his narrative than we would have thought. Given this bias, I will then

    proceed to examine the desultory religious information not specifically related to the

    origin of the war that Thucydides provides us. Even this scattered information should

    show that religious norms do indeed play a causal role during the war, though

    Thucydides does not emphasize the point. Following this, I will at last get to the origins

    of the war, and discuss the religious significance of the two Spartan peace embassies that

    immediately preceded the opening of hostilities. Thucydides acknowledges a religious

    4

  • 7/29/2019 The Neglected Cause

    5/25

    aspect to each of these missions, though he considers that religion is a tool of propaganda

    rather than genuine piety in both cases. Finally, I will conclude with the implications of

    my analysis for theory and policy. These implications will be tentative, but will suggest

    that the world we live in may not conform very neatly to the one which realist theory

    assumes.

    Considerations on Method

    Much of this paper must be considered speculative from the vantage of

    nomological or positivist political science. But it is no worse off than other treatments of

    Thucydides and the Peloponnesian War, in that the evidence for all research into this part

    of history is relatively scant. Thucydides is our primary source for the war, and there are

    serious problems with relying primarily on a single source for any research. That said,

    we have over the course of the past hundred years accumulated a substantial amount of

    secondary documentary evidence, in the form of newly discovered ancient papyri (written

    texts), tablets, steles (a kind of pillar upon which were recorded public transactions),

    coins, and pottery (for more on this evidence, see especially Hornblower, 1992, Kagan,

    1970, Ste. Croix, 1972, and Jordan, 1986). This evidence can be used to check or

    corroborate Thucydides account, and we also have the writings of a number of other

    ancient historians whose narratives differ in part from his version of events. These

    differing stories can be checked against each other, and against the documentary

    evidence. Still, our predicament has been summed up by Simon Hornblower: But in

    this area as in so many others we can often do no more than correct Thucydides out of

    Thucydides. That is, we choose to play up what he chose to play down. Our justification

    for doing this, a perilously arrogant justification, consists in the little that we think we

    5

  • 7/29/2019 The Neglected Cause

    6/25

    know about Greek religion. Occasionally we can point to an item of non-Thucydidean

    evidence as a control on Thucydides. But that is a rare luxury (Hornblower 1992, 170).

    This essay will not claim to assess the causal role of religious norms according to the

    hypothetico-deductive model of positivism, and its conclusions will therefore be more

    nuanced, but also more tentative. It consists in something more akin to a plausibility

    probe than anything else. That is, I hope to make plausible the case that religious norms

    did indeed play a role in the origin of the Peloponnesian War, and that understanding the

    causes of any war entails an appreciation of the cultural and religious worldview of the

    participants in the war. The specific variable that I argue for may not be relevant in most

    cases it is probably irrelevant in the case of World War I, for instance but we should

    remain open to the possible causal role of norms for past and future international events.

    Thucydides on the Causes of the War2

    Thucydides statement at the end of the archaeological section of his first book

    on the origin of the war would seem to place him squarely in the realist camp. It is worth

    quoting his most famous statement at some length:

    To the question why they broke the treaty, I answer by placing first an account of

    their grounds of complaint and points of difference, that no one may ever have to ask theimmediate cause which plunged the Hellenes into a war of such magnitude. The real

    cause I consider to be the one which was formally most kept out of sight. The growth of

    the power of Athens, and the alarm which this inspired in Lacedaemon, made war

    inevitable. Still, it is well to give the grounds alleged by either side, which led to thedissolution of the treaty and the breaking out of the war. (I.23)3

    2 Just what Thucydides means by cause is subject to debate. The Greek termprophasis has a number of

    connotations that differentiate it from the scientific sense of cause and effect, though at some times it canhave this more narrow meaning. For a useful discussion of this point, please see the second appendix to

    Clifford Orwins The Humanity of Thucydides, Princeton University, 1994.3 All references to ThucydidesHistory will take this form: Book X. Chapter Y. TheHistory comprises

    seven books, and breaks off abruptly in the twenty-first year of the war, in 411 BCE. The war continued

    until 404 BCE, when Athens was compelled to surrender to Sparta. The unfinished nature of the work has

    created a veritable industry concerning The Thucydides Problem, which basically addresses the question

    of the unity of composition of theHistory. I will not engage this controversy in this paper, though at the

    margins it could affect my findings. I do not take a position regarding this question, as it is largely

    irrelevant whether Thucydides composed the work in several stages, with incomplete revisions to the

    6

  • 7/29/2019 The Neglected Cause

    7/25

    He also reiterates this point somewhat later in the first book of his history, after the

    Spartans voted in July, 432 BCE that the Athenians had broken the Thirty Years

    Treaty, which had ended the first Peloponnesian War in 445 BCE:

    The Lacedaemonians voted that the treaty had been broken, and that war must bedeclared, not so much because they were persuaded by the arguments of the allies, as

    because they feared the growth of the power of the Athenians, seeing most of Hellas

    already subject to them. (I.88)

    Finally, Thucydides sums up the results of the fifty years between the victories over

    Persia, and the commencement of hostilities in the present war (from 480/79 to 432/1

    BCE):

    During this interval the Athenians succeeded in placing their empire on a firmer basis,

    and advanced their own home power to a very great height. The Lacedaemonians,though fully aware of it, opposed it only for a little while, and remained inactive during

    most of this period being of old slow to go to war except under the pressure of

    necessity, and in the present instance being hampered by wars at home until the growth

    of the Athenian power could no longer be ignored, and their own confederacy became theobject of its encroachments. They then felt that they could endure it no longer, but that

    the time had come for them to throw themselves heart and soul upon the hostile power,

    and break it, if they could, by commencing the present war. (I.118)

    These are the three most direct statements made by Thucydides regarding the causes of

    the war, and they should leave little doubt as to why Thucydides is taken to be the father

    of political realism

    What Thucydides Does Not Tell Us

    earlier stages at the time he left off composing it, or whether he composed it in a basically unified manner.

    But it could be argued that the basic issue of Thucydides reliability is the most salient aspect revealed bythis controversy. If one asks, apropos this question, how Thucydides knows what he claims to know, or

    how he came to report the speeches that make up a substantial portion of the text, one begins to question

    the veracity of the entireHistory. This is certainly an interesting and compelling question, but it is one that

    falls outside the scope of my paper. I can only note that if it is indeed fatal to our acceptance of Thucydides

    as a reporter, my own account is no worse off than the works that I take issue with herein. The realist

    literature that I hope to challenge is as beholden to Thucydides as am I, and if Thucydides is more a

    mythmaker than a realist historian, both their interpretation and mine are in serious trouble.

    7

  • 7/29/2019 The Neglected Cause

    8/25

    We are caught in am evidence trap when attempting to find alternative

    explanations for the Peloponnesian War. Thucydides is the main source for any serious

    history of the Peloponnesian War, yet Thucydides himself is not an objective reporter.

    Like any observer, he brings a particular perspective to bear when he chooses which

    events to relate and which to ignore, which facts are significant and which are merely

    prosaic. In this case his history is problematic, because he generally ignores or

    understates the religious importance of many events in his history. Indeed, his attitude

    toward religion is one of great controversy in the scholarly literature. While one scholar

    claims that for Thucydides, religion is the underlying fabric which holds human society

    together, (Jordan 1986, 147), most others consider him a far from sympathetic observer

    of religious life. Ernst Badian asserts Thucydides contempt for established Greek

    religion, and Paul Veyne notes that the most surprising feature of Thucydides account

    is that one thing is missing: the gods of the time (both cited in Hornblower 1992, 169).

    Simon Hornblower has shown that Thucydides fails to explain a substantial aspect

    of the war due to these oversights, whether intentionally or not. He adduces numerous

    examples, among which I will cite only two. First, Thucydides neglects to inform his

    reader about the religious aspects to the first Peloponnesian war, which lasted from

    462/1 BCE until the signing of the Thirty Years Peace in 445 BCE. Hornblower alleges

    that Spartas role in the war is inexplicable without reference to the Delphic amphiktiony,

    which was something akin to a pan-Hellenic religious council that oversaw the operation

    of the all-important religious sanctuary at Delphi (from whence spoke the oracle of

    Apollo famed among other things for saying that Socrates was the wisest of the

    Athenians). The amphiktiony was something like a democratic assembly the cities

    8

  • 7/29/2019 The Neglected Cause

    9/25

    which were represented there each had one vote, and decisions were passed by simple

    majority rule. In the first war, Sparta directly acted against Athens only twice, and on

    both occasions it was a threat to her status in the Delphic amphiktiony that prompted her

    to send out armies into the field. Thucydides mentions none of this in his treatment of

    this prelude to the main war (Hornblower 1992, 180-2). While one might certainly argue

    that these Spartan actions are motivated more by politics than religion, Thucydides

    slights the amphiktiony in a way that both earlier and later Greek historians (like

    Herodotus and Diodorus Siculus, respectively) did not. As Hornblower asks:

    Is it credible that such things should matter in the archaic age and again in the Hellenistic,but that the period covered by Thucydides should happen to be the only period when such

    control [of the amphiktiony] did notmatter? Or is it not more plausible that, as I wouldprefer to suggest, the anomaly is merely apparent, and due to the nature and prejudices of

    our main source? That is, the reason why we hear so little in the Thucydides period about

    struggles for control of the great sanctuaries lies in Thucydides narrow view about the

    kind of thing that mattered. (Hornblower 1992, 180).

    One might suspect that this lacuna is limited to Spartan motivations, and that it

    does not go far toward explaining Athenian actions. But Hornblower argues that Athens

    too has religion in mind, though Thucydides fails to tell us about it. In 426 BCE, in the

    midst of the war, and after a devastating plague had wracked Athens proper, the

    Athenians undertake a purification of the island sanctuary of Delos. Delos was the site of

    the origin of the Delian League, where Athens has organized the coalition of cities in

    their continuing war against Persia, and the members of this league had later become the

    (somewhat unwilling) members of the Athenian Empire. In 426 the Athenians undertook

    a costly purification of Delos, which involved not only settling colonists there, but an

    extensive religious festival that required a substantial financial outlay. Hornblower

    contends that Athens action can be best explained by attending to the religious

    9

  • 7/29/2019 The Neglected Cause

    10/25

    significance of Delos: Athens was attempting to recover from a devastating plague,

    whose origins were believed to be sacred in nature, and as a pan-Hellenic sanctuary

    Delos was dear to the hearts and minds of many Greek cities. In addition to healing

    herself of the plague, the Athenians could hope to gain the favor of other cities by

    honoring a sanctuary that was revered by all (Hornblower 1992, 195-6). While one might

    again question whether the Athenians were motivated more by power than piety, the

    point is that Thucydides leaves us in the dark about these very important matters, which

    Hornblower summarizes as a religious war for the hearts and minds of the Greeks

    (Hornblower 1992, 197).

    What Thucydides Tells Us About Religion

    Though Thucydides does not consider religion or piety as one of the true or real

    causes of the war, and while he often ignores the religious dimension of the events of his

    narrative, he also provides us with a wealth of evidence about the religious affairs of his

    day, perhaps to the detriment of his own causal account of the war. He gives us

    numerous examples of pious conduct in the midst of the brutality of the war, and on

    most of these occasions he does not bother to dismiss the religious element as a mere

    pretext, as he does when he relates the first Spartan peace embassy to Athens (the

    Cylonian Affair, to be discussed below). The most significant aspect of this pious

    conduct is that it occurs in the midst of war, that rough master (III.82). Thucydides

    shows us Greeks, both Spartans and Athenians, behaving in ways contrary to the dicta of

    rationality and power maximization. By this I mean that the actions of the Greeks do not

    maximize self-preservation and security through the pursuit of power (Bagby 1994,

    134), and that instead we see them sacrificing these ends to the dictates of what they

    10

  • 7/29/2019 The Neglected Cause

    11/25

    believe to be a higher law the laws of the gods of their city. I will highlight two areas

    that Thucydides makes particularly prominent, though they do not enter into his broader

    explanation of causation in I.23 or elsewhere. Here, as stated above, I attempt to correct

    Thucydides out of Thucydides (Hornblower 1992, 170). First, he shows us the behavior

    of the Spartans at war. While the speeches in Book I have described the Spartans as

    pious and fearful of reckless action, Thucydides shows us multiple instances of Spartan

    piety in their actual conduct of the war. Second, Thucydides shows the Athenians to be

    susceptible to pious actions in war, though perhaps not to the extent that the Spartans are.

    He gives us at least two notable occasions of Athenian piety: the trial and recall of

    Alcibiades in 415 BCE on charges of impiety, and the actions of the general Nicias at

    Syracuse in 413 which led, in part, to the destruction of the entire Athenian expedition to

    Sicily.

    The Spartans conduct the war as if their gods watch every move. They believe

    that earthquakes are signs, and halt military conduct on at least three separate occasions

    (mentioned in Thucydides at 3.89, 6.95, and 8.6) when earthquakes strike. They are

    convinced that the great earthquake at Sparta (which occurred before the war began) was

    caused by their massacre of serf suppliants at a temple (1.128), and they believe that their

    setbacks in the early phase of the war were due to their violation of oaths that they had

    pledged to the Athenians (7.18). They also turn back several armies from campaigns,

    when the soothsayers find the oracles to be unfavorable (5.54, 5.55, 5.116), and in

    general they are reluctant to fight on holy days or in the sacred month of Karneus (5.54,

    7.73, 8.9). Throughout the war, Thucydides shows us a Sparta that does not act solely

    11

  • 7/29/2019 The Neglected Cause

    12/25

    according to the dictates ofrealpolitik, even when the lives of its soldiers are at stake (for

    a larger list of these and other references, please see Jordan 1986, 124-5).

    In the midst of the fiercest fighting in the war, so too are the Athenians

    susceptible to the religious mindset. On the eve of the preparations for the Sicilian

    expedition, the largest overseas military expedition ever undertaken to that date by

    Athens or any other state, the city was scandalized by the desecration of the Hermae, the

    small religious statues that protected the homes of most Athenians. Many of these were

    damaged in one night, and suspicion fell on Alcibiades, who was to be the general in

    charge of the Sicilian expedition. Though he refuted the charges at the time, and the

    expedition was allowed to begin its journey to Sicily, Alcibiades was later recalled and

    forced to flee Athenian jurisdiction, accused of sacrilege in the matter of the mysteries

    and of the Hermae (6.53). Though Thucydides tells us that Alcibiades was also feared

    because he might be a threat to the democracy, his recall was legally based on a charge of

    impiety, and Thucydides gives us no reason to doubt that many indeed believed him

    guilty of it. That the Athenians could recall the man they believed to be one of their best

    generals, merely on such grounds, indicates that they were not immune to the ordinances

    of their gods.

    Most dramatically, we can see the Athenian mindset through the actions of the

    Athenian soldiers in Sicily, and of Nicias, the general who ends up presiding over the

    Sicilian adventure. After two years of fighting at Syracuse, the Athenian army is

    exhausted and near defeat. The army prepares to evacuate Sicily:

    All was at last ready, and they were on the point of sailing away, when an eclipse of the

    moon, which was then at the full, took place. Most of the Athenians, deeply impressed

    by this occurrence, now urged the generals to wait; and Nicias, who was somewhat

    overaddicted to divination and practices of that kind, refused from that moment even to

    12

  • 7/29/2019 The Neglected Cause

    13/25

    take the question of departure into consideration, until they had waited the thrice nine

    days prescribed by soothsayers. (7.50)

    Shortly thereafter the Athenians are defeated in battle, and the entire expedition of fifty-

    thousand men is lost. Thucydides himself supplies us with the religious motivation that

    partially causes the disaster, and we have seen how loathe he is to supply the religious

    dimension to anything. When faced with a life or death decision in which their rational

    self-interest dictates immediate flight, the Athenians choose instead to listen to their gods.

    This is difficult to square with accounts of Greek behavior that stress only the aspect of

    rational maximization of power and interest, and should leave us open to the real causal

    force of religious norms, even in the midst of war.

    In closing this section of the paper I should add one qualification. I have been

    using the terms piety and rationality throughout as if they are contradictory, or at

    least opposed in some fundamental sense. This claim should be taken in a qualified

    sense. It does not mean that the dictates of religious norms (piety, in general) are

    inherently irrational or non-rational, or that they are somehow inferior to the commands

    of scientific or philosophic rationality. I oppose the two only because the claims of

    realism rely on what I take to be a fairly circumscribed idea of rationality, and that the

    demands of piety do not fall under the heading of rationality, considered from the

    viewpoint of political realism.

    One could indeed construct a theory that includes piety and rationality as kindred

    spirits, each emphasizing aspects that the other plays down, while neither excludes or

    invalidates the other. Many have done exactly this, whether they be Catholic

    philosophers like Alvin Plantinga or postmodern critics like Jacques Derrida. In the

    alternative, one could even reconstruct Greek piety from the realist vantage, and claim

    13

  • 7/29/2019 The Neglected Cause

    14/25

    that it too serves as an instrument for rational self-interested individuals. That is, we

    might view the pious Nicias as acting according to the dictates of instrumental rationality,

    but to a form of it that believes it can transcend the normal bounds of human reason.

    From this position, we might claim that he too is seeking to maximize his power, and that

    he takes the omens of the gods as prudential warnings. To disobey the signs of the gods

    and leave Syracuse when they are not propitious would be to risk the wrath of the gods,

    and bring further harm to him and his men. On this reading, piety would therefore be

    nothing more than practical wisdom: to disobey an oracle is as foolish as setting sail in

    the midst of a hurricane, but it would not entail a violation of the realist assumption that

    humans act rationally to maximize their power. Nicias error would therefore not be

    considered irrational in a fundamental sense, in that it stemmed from a cause outside the

    bounds of rationality. It would merely be irrational in a limited sense, in that Nicias was

    foolish enough to believe that the gods can actually affect the outcome of human events.

    Nicias pursues rational ends, but he chose an irrational means to pursue them.

    There is something to be said for this argument, and I will only sketch what a

    refutation of it might entail. First, it assumes rather too much. Rather than asking about

    human actions in their own terms, and attempting to explain the fact that humans account

    for their own behavior in terms of its meaning, the rationality assumption reduces human

    activity to a limited set of motivating factors. Hobbes may be correct that human life is a

    perpetual and restless desire of power after power, that ceaseth only in death

    (Leviathan, Part I, Chapter 4), but this requires more than a simple bold assertion for its

    demonstration. The second part of the refutation would take the form of an immanent

    critique of the rationalist position. If Nicias and the Spartans are acting rationally, what

    14

  • 7/29/2019 The Neglected Cause

    15/25

    would it mean to act irrationally? Given such a broad interpretation of the term, no

    human behavior (or precious little, at least) could be said to be irrational, which gives the

    assumption rather little explanatory power. It becomes difficult to understand much

    about human activity, if it is not possible to specify the difference between rationality and

    irrationality. The very use of the term rationality conveys a sense of its contrary, but

    without this contrary (irrationality), the term loses its meaning. And if all human

    behavior conforms to its dictates, stating the assumption devolves into a mere clich.

    Beyond Thucydides I: Cylon, Taenarus, and the Curse of the Brazen Goddess

    The war does not begin immediately after the Spartans and their allies vote that it

    should be commenced. Almost a year elapses, and in that time the Spartans send three

    embassies to the Athenians. Thucydides is skeptical about the purpose of these missions,

    telling us that Sparta spent its time sending embassies to Athens charged with

    complaints, in order to obtain as good a pretext for war as possible, in the event of her

    paying attention to them (I.126). But are these embassies merely pretexts which obscure

    the true cause of the war? Or are they ancient curses which were clearly taken seriously

    and were themselves regarded as sufficient casus belli (Jordan 1986, 142-3)?

    There is no need to elaborate the details of the first embassy as Thucydides relates

    it. Suffice it to say that the Spartans ordered the Athenians to drive out the curse of the

    goddess (I.126), which related to an Athenian act of sacrilege from the sixth century in

    which suppliants at a temple were massacred. Athens had publicly atoned twice

    previously for this act, once by exiling the perpetrators of the murders, and then again

    under compulsion by the Spartan king Cleomenes (at a time when Sparta exercised

    hegemony over Athens) by expelling the bones of the descendants of the perpetrators.

    15

  • 7/29/2019 The Neglected Cause

    16/25

    Now the Spartans were demanding a third atonement, and Thucydides tells us exactly

    what they are up to: They were actuated primarily, as they pretended, by a care for the

    honour of the gods; but they also knew that Pericles, son of Xanthippus, was connected

    with the curse on his mothers side, and they thought that his banishment would

    materially advance their designs on Athens (I.127). So Thucydides claims that the

    Spartans use a religious argument for irreligious purposes, and that the embassy cloaks its

    attempt to weaken Pericles in the garb of pious rhetoric.

    The Athenian retort is similarly described by Thucydides as a religious covering

    for political machinations. They demand that the Spartans themselves drive out not just

    one, but two curses. First, the Spartans must atone for a similar massacre of suppliants at

    the temple of Poseidon at Mount Taenarus, who also were killed against religious

    custom. Second, the Spartans are accused of impiety relating to the violation of another

    sanctuary, the temple of the Brazen Goddess (1.128). What is most significant about

    Thucydides account is that he spends so much time (nearly eight pages of English text)

    to explain the background of this second curse. If this is mere pretext, why bother to go

    into such detail? We cannot know this, and it is possible that he added it to his narrative

    for the sake of variety or entertainment. But we should also be open to the possibility

    that he shows us an important aspect to the origins of the quarrel between Athens and

    Sparta, while slighting its real significance.

    Beyond Thucydides II: The Megarian Decree

    While the third Spartan embassy to Athens took the form of an ultimatum,

    demanding that the Athenians leave the Hellenes independent (I.139), and leaving little

    room for compromise, the second embassy seems intended as a partial gesture of

    16

  • 7/29/2019 The Neglected Cause

    17/25

    conciliation, at least according to the assessment of Donald Kagan (Kagan 1970, 322-56).

    Again, there is an important religious dimension to the embassy, though it comes from

    the side of the Athenians on this occasion. The Spartans demanded that Athens lift the

    siege of Potidaea (a colony of Corinth, another member of Spartas Peloponnesian

    League), recognize the independence of Aegina (another city-state subjected to Athenian

    rule in the decade before the outbreak of the war), and revoke the Megarian Decree. This

    last point was most important, according to Thucydides, as the Spartans made clear:

    Above all, it gave her most distinctly to understand that war might be prevented by the

    revocation of the Megarian decree, excluding the Megarians from use of harbours in the

    Athenian empire and Athens market (I.139). Megara was a minor member of the

    Peloponnesian League. Why should this decree, excluding one small member of the

    Spartan alliance from some Athenian markets, have been so important, so much so that

    Sparta demanded its revocation as the sole condition to avoid war, and that the Athenians

    refused to budge at all, leading to the outbreak of a twenty-seven year war?

    Thucydides tells us a little, but he leaves much unsaid. He first merely states the

    Athenian complaint against Megara: she accused the Megarians of pushing their

    cultivation into the consecrated ground and the unenclosed land on the border, and of

    harbouring her runaway slaves (I.139). He later gives us a little more insight, when he

    quotes Pericles speech in reply to the Spartan demands: I hope that none of you think

    that we shall be going to war for a trifle if we refuse to revoke the Megarian decree this

    trifle contains whole seal and trial of your resolution. If you give way, you will instantly

    have to meet some greater demand, as having been frightened into obedience in the first

    instance (I.140). So while Pericles seems to believe his audience will believe this is

    17

  • 7/29/2019 The Neglected Cause

    18/25

    potentially a minor affair, he claims it will set a precedent of appeasement for the

    Athenians, who will then be constantly in the position of weakness in their negotiations

    with the Spartans.

    But why did Athens enact this decree in the first place? Scholars differ over this

    point, even including the question of the date of the decree. Many even believe it

    occurred decades before 432 BCE, though the evidence seems to weigh against this

    conclusion, and most consider that it occurred sometime in 433 or 432 BCE (see Kagan

    1970, 251-72). Many scholars, including Kagan, contend that Athens, and Pericles in

    particular, was trying to punish Megara for its participation in the Battle of Sybota, where

    the Athenians and their Corcyraean allies fought against the Corinthians in 433 BCE.

    This battle did not breach the peace between Athens and Sparta, and it was not alleged in

    any of the complaints that the Spartans leveled against the Athenians. Kagan and others

    claim that it was designed as a moderate measure by Pericles, in that it acted as an

    economic weapon to damage the wealth of Megara, but it stopped short of actual

    hostilities with the Peloponnesian League (Kagan 1970, 265-6).4 But Kagans thesis

    leaves at least one question totally unexplored. While he contends that Athens felt it had

    to punish Megara, lest other states believe that they could assail Athenian allies with

    impunity, he fails to ask why the other cities that participated in this battle were not the

    targets for similar economic measures. Corinth, Elis, Leucas, Ambracia and Anactorium

    were also involved, but none were the subject of economic retaliation by Athens. While

    measures against Corinth, a major power second only to Sparta and Athens, would have

    4 For the primary interpretation of the decree as an economic measure, see F. M. Cornfords Thucydides

    Mythistoricus, London, 1907 (reprinted 1965). Cornford further argues that the war can be understood as

    the result of the commercial competition between Athens and Corinth for the markets and resources of Italy

    and Sicily. According to Cornford, Corinth goaded Sparta into starting the war because it was losing its

    quest for economic hegemony in the central Mediterranean.

    18

  • 7/29/2019 The Neglected Cause

    19/25

    raised the specter of an all-out war between Athens and the Peloponnesians, Athens took

    no action against the other four cities who fought against her. If she were trying to send a

    message, singling out Megara was probably not the best means of doing so, as she could

    easily have enacted the same measures against the other minor (non-Corinthian) cities.

    A clue to why only Megara felt Athens wrath can be found in the decree itself.

    As G. E. M. de Ste. Croix leads us to see, the purpose of the decree may not have been

    economic at all, but might have been just what Thucydides tells us (if allusively): it was

    intended to punish a religious offense committed by the Megarians against the Athenians.

    What evidence can we muster for this? First, the Athenian answer to the Spartan

    embassy in Thucydides tells us that the Athenians had several complaints against the

    Megarians, among which was the cultivation of sacred ground. According to Ste. Croix,

    the same actions by the Megarians a nearly century later, in 352 BCE, led Demosthenes

    to refer to them as the accursed Megarians, and these later events are relevant to the

    period of 432 BCE because they show the Athenians intensely concerned about a

    Megarian intrusion upon the hiera orgas [my note: sacred ground], and prepared even to

    take vigorous military action to stop it, at a time when they clearly had no reason to

    provoke Megara needlessly and no ulterior strategic designs against her, and were not

    trying to gain political control of her (Ste. Croix 1972, 254).

    Second, the Athenians of the Fifth century had already shown themselves capable

    of acting on the basis of religious concerns. In 438, the philosopher Anaxagoras has been

    charged with impiety (asebeia) and had fled Athens, several years later the atheist

    Diagoras had been accused of the same charge for writing a book that attacked an

    Athenian mystery cult, and in 415 BCE, as we have seen, the Athenians became enraged

    19

  • 7/29/2019 The Neglected Cause

    20/25

    at Alcibiades for his alleged role in the desecration of the sacred statues that adorn

    Athenian homes. Finally, Pausanias the ancient geographer claimed that the Megarians

    who had cultivated the sacred land could never appease the wrath of the goddesses at

    Eleusis, leading Ste. Croix to conclude: We cannot simply assume that the Athenian

    complaint about cultivation of the sacred land at the time of the Megarian decree was a

    trumped-up charge, made with the deliberate intention of picking a quarrel with the

    Megarians and providing a pretext for the exclusion decree (Ste. Croix 1972, 255). He

    goes on further to say that the decree should be viewed, as a measure, not unreasonable

    in the circumstances, taken against men who were genuinely believed to be guilty of a

    form of asebeia, of a religious offense against the Two Goddesses (Ste. Croix 1972,

    255). This view of Ste. Croixs is not uncontroversial, and Kagan in particular is

    skeptical of his conclusions (see Kagan 1970, 251-72). But while we may doubt that the

    decree was exclusively religious in nature, as does Kagan, we know that religious matters

    played an important if undetermined part in these Athenian decisions on the eve of the

    war.

    Conclusions

    How are we to assess the implications of these findings? First, it should be clear

    that I have not refuted, nor have attempted to refute the portion of the realist assumption

    that power, interest, and rationality sometimes matter. They surely do, and it would be

    vain to argue that they do not. Humans are interested in their own security and power,

    and will fight wars to ensure that those two commodities are maximized. What I have

    taken issue with, however, is the idea that all human actions, especially vast and complex

    20

  • 7/29/2019 The Neglected Cause

    21/25

    conflicts between nations, must be understood only according to these assumptions. Yes,

    considerations of power matter, but so too the beliefs that humans hold about right,

    justice, and piety.

    How to assess the relative weight of piety as a cause in the origin of the

    Peloponnesian War? That the Spartans feared Athens is surely true, but as Kagan notes,

    Athenian power in the years 445-431 BCE (that is, after the first Peloponnesian War and

    the signing of the Thirty Years Peace) was actually stable, and Pericles did not pursue

    any aggressive policies toward the Spartan alliance. If Sparta decided on war, it was only

    after the actions of the Athenians could be taken as a breach of the treaty, and even then

    the Spartans were slow to move. Twice they afforded the Athenians the opportunity to

    avoid war, and in both of these embassies religious matters were crucially important.

    While the first, regarding the curse of the Goddess, may have been highly politicized, we

    cannot discount the fact that the Spartans framed their case in religious terms. Even in

    the most political matters, the Greek culture of argument required that grievances receive

    some justification from the religious sphere. That is, effective political rhetoric had to

    appeal to the religious conscience of its audience, and these appeals would hardly have

    been necessary unless many in the audience (in this case, the other Greek cities) actually

    believed them.

    In the second embassy, religion again was crucial. If the Athenian action against

    Megara was sacred rather than secular, they might have been severely restricted in terms

    of the concessions they could make to Spartan demands. Pericles may have urged war at

    this point based on purely political grounds, as Thucydides tells us, but we should not his

    blindness to be our own. In particular, as Ste. Croix has shown, Athens took its religious

    21

  • 7/29/2019 The Neglected Cause

    22/25

    obligations very seriously, and they may have led it down a path to war with Sparta when

    this was far from what they wished. In short: there were many causes of the

    Peloponnesian War, and religious norms were important among these, though

    considerations of power and interest were clearly at play as well.

    Do these findings in any way affect any of the claims of current theories of

    international political behavior? There are several implications which should not be

    ignored. First, the claim that human nature is essentially the same, for all times and all

    places, should be rendered suspect. While some constants may yet be found, we are far

    from that point at the present time. The Spartans on the whole, and even notable

    Athenians like Nicias, all take their gods quite seriously. We have seen how the Spartans

    were peculiarly prone to heeding omens, often to their detriment when it came to the

    actual conduct of the war. Nicias conduct at Syracuse appears almost inexplicable to a

    mind trained to think in the modern scientific manner, but we must take seriously the fact

    that he jeopardized his own life and the lives of his men in order to follow the dictates of

    his gods. As Thucydides reports matters, Nicias knew of his peril, but his piety did not

    allow him to listen to his more earthly ratiocinations. While it may be true that no

    modern general would behave as did Nicias, the fact the he acted in this way tells us that

    human nature can listen to other voices than the trio of power, rationality, and the

    interests of the state, and we should not reduce the diversity of human action to overly-

    simplified assumptions.

    Second, we should be open to the causal role of norms, even international ones, to

    structure or constrain behavior. Remember that the Greek system of cities, if such it

    can be called, was based on the overarching claims of a series of pan-Hellenic religious

    22

  • 7/29/2019 The Neglected Cause

    23/25

    sanctuaries, at Delphi, Olympus, and Delos, among others. No one state controlled these

    religious organs, and their influence on Greek political life cannot be reduced to the

    interests of the individual Greek cities.

    This fact has implications for the contemporary international political

    environment. It may be that human rights norms might come to hold the same status as

    the Greek religious sanctuaries arguably this is already the case. While states are not

    legally or physically prevented from engaging in abuses of human rights, an emerging

    consensus places increases pressure on states to conform to international norms of

    behavior. There are substantial gaps in the way this global regime of human rights treats

    differing nations, but this should not lead us to believe that it is a mere phantom. It

    provides one important structure within which state and non-state actors frame debates

    over contemporary policies. Some forms of state behavior are less justifiable under this

    system of norms, and consequently these behaviors may be less likely to occur. The

    Democratic Peace may be one result of this emergent set of norms.

    Therefore, rather than basing future state policy on the imagined dangers inherent

    in a realist world, one might instead encourage policy-makers to attend to the

    intersubjective dimension of the world polity. The international arena may only be the

    scene of continued anarchy if we expect to be so, and continue to act as if it is. But if we

    act to re-imagine the world arena, we may be able to remake our world into one where

    international norms play an even greater role than at present. Future research should thus

    focus on this norm-driven aspect of the international polity. In looking both at the

    diverse role of norms in the past, as well as the current role they play, we may be better

    able to shape the future by seeing the limitations of the set of constraints in which we

    23

  • 7/29/2019 The Neglected Cause

    24/25

    live. Research can show us that other forms of international association are possible, not

    to enjoin us to re-instantiate a new form of the ancient Greek system, but in order to show

    how our future may be more open than we have yet thought.

    24

  • 7/29/2019 The Neglected Cause

    25/25

    Sources:

    1. Badian, Ernst. Thucydides and the Outbreak of the Peloponnesian War, in June

    Allison, ed., Conflict, Antithesis, and the Ancient Historian. Ohio State University, 1990,

    pp. 46-91.2. Bagby, Laurie. The Use and Abuse of Thucydides in International Relations,

    International Organization, Vol. 48 (1994).

    3. Clark, Michael. Realism Ancient and Modern: Thucydides and IR,PSVol. 26(1993).

    4. Elman, Colin, and Elman, Miriam, editors. Progress in International Relations

    Theory. MIT, 2003.

    5. Forde, Steven. International Realism and the Science of Politics: Thucydides,Machiavelli, and Neorealism,International Studies Quarterly, Vol. 39 (1995).

    6. Garst, Daniel. Thucydides and Neorealism,International Studies Quarterly, Vol.

    33 (1989).

    7. Hornblower, Simon. The Religious Dimension of the Peloponnesian War,HarvardStudies in Classical Philology, Vol. 94 (1992).

    8. Jordan, Boromir. "Religion in Thucydides." Transactions and Proceedings of theAmerican Philological Association 116 (1986): 119-147.

    9. Kagan, Donald. On the Origins of War, and the Preservation of Peace. Anchor, 1996.

    10. Kagan, Donald. The Outbreak of the Peloponnesian War. Cornell University, 1970.11. Keohane, Robert. Realism, Neorealism and the Study of World Politics, in Robert

    Keohane ed., Neorealism and Its Critics. Columbia University, 1986.

    12. Mikalson, J. D. "Religion and the Plague in Athens, 431-423 B.C." Studies

    Presented to Sterling Dow on his Eightieth Birthday. Durham: Duke UP, 1984. 217-225.13. Powell, C. A. "Thucydides and Divination."Bulletin of the Institute of Classical

    Studies of the University of London 26 (1979): 45-50.

    14. Powell, C. A. "Religion and the Sicilian Expedition."Historia 28 (1979): 15-31.15. Ste. Croix, G. E. M. de. The Origins of the Peloponnesian War. Cornell University,

    1972.

    16. Strauss, Leo. "Preliminary Observations of the Gods in Thucydides' work."Interpretation 4 (1974): 1-16.

    17. Thucydides. The Peloponnesian War. Translated by Richard Crawley. Random

    House, 1982.

    18. Zehfuss, Maja. Constructivism in International Relations. Cambridge University,2002.