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    Study Designs

    in Clinical Research:An Overview

    Kuntjoro Harimurti

    Department of Internal MedicineCenter for Clinical Epidemiology and EBM (CE-EBM)

    Cipto Mangunkusumo Hospital / Faculty of Medicine UI, Jakarta

    [email protected]

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    ...a poor design cannot be salvaged by a

    good statistics

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    Research Design

    A specific plan or protocol for conducting the

    study, which allows the investigator to

    translate the conceptual hypothesis into anoperational one

    All procedures for selecting and recruiting

    individuals in the study sample

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    Clinical Study Types

    Observational Studies

    Case report

    Case series

    Cross-sectional

    Case-control

    Cohort

    Experimental Studies Uncontrolled

    Controlled

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    Observational Studies

    A study in which the investigator

    monitors, but does not influence, theexposure status of individual subjects and

    their subsequent disease status

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    Case-report and case series

    Not considered to be true investigation

    Only describe clinical / laboratory

    characteristics

    No hypothesis, no statistical analysis, no

    sample size estimation

    Involve new disease, rare disease, or rare

    manifestations of common diseases

    Sometimes useful to identify research

    problem and generating hypothesis

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    Cross-sectional study

    A study in which determinant (risk factors)

    and outcome (disease) are collected at the

    same point in time for each participant

    Characteristics of cross-sectional study:

    Observational = non-experimental

    No time-axis

    Individual observed only once

    Could be descriptive or analytic

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    Use of cross-sectional studies

    Prevalence studies (descriptive): survey, census

    Etiologic studies Determinant characteristics that do not change (sex,

    gene expression)

    Diagnostic studies Estimate probability of disease presence on basis of

    diagnostic determinants

    Reference range studies

    Repeated cross-sectional studies Measure change / evaluate intervention

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    Measures and analyses

    in cross sectional studies

    Categorical variables

    Prevalence, percentage

    Prevalence ratio

    Odds ratio

    Numerical variables

    Mean Means difference

    Correlation coefficient

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    Case-control study

    I would trust only six people in the world to doa proper case-control study (David L. Sackett)

    A study in which outcomes (disease/cases andno-disease/controls) identified first and riskfactors accounted in and compared betweencases and controls

    Characteristics of case-control study: Observational

    Retrospective Analytic

    Essence of case-control study: sampling!

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    Analysis in case-control studies

    Objective: to measure association, estimating

    relative risk/risk ratio (RR)

    Risk could not directly calculated from a case-

    control dataalternative measure: odds Odds: probability of event / probability of no-event

    (p/1-p)

    Odds ratio (OR): ratio of two odds (with CI and p-

    value) Interprete cautiously as RR (risk ratio or relative

    risk)

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    Cohort study

    Cohort: the tenth division of the Roman army.

    Cohort of war fighters

    In research: a cohort is a group of subjects

    from which data are collected

    Cohort studies: disease-free subjects

    selected first according to the risk factor and

    further followed for the disease Prospective and restrospective cohort

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    Analysis in cohort studies

    Measuring incidence: Cumulative incidence (risk)

    Incidence density: person-time

    Measuring (strength of) association: Risk ratio/relative risk (RR) Sometimes expressed as OR

    With p-value and CI

    Special analysis in cohort studiessurvivalanalysis: Time to event as outcome

    Calculating prob. of survival in a specific period

    Measure of association: hazard ratio (HR)

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    Observational Designs

    Today

    Participants,

    Patients,

    Subjects

    Cases

    Controls

    E

    (+)

    E(-)

    E(+)

    E(-)

    Retrospective

    Cohort

    Case-control

    Cases Controls

    E(+) E(-)E(+) E(-)

    Exposure

    NoExpo.

    Case

    Control

    Case

    Control

    Prospective Cohort

    Cross-sectional

    Time

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    Examples

    In a discussion after a ward round, a medical student

    noted that most of their patients in the ward having

    problem of infections, including hospital-acquired infection

    (nosocomial infection). After quick search, they were

    informed that nosocomial infection is a common problembut the incidence and contributing factors are varies in

    different settings.

    The supervisor suggest them

    to conduct a research regardingthis problem.

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    Cross-sectional: method

    The researcher come to a ward during 2012-2013

    period, collecting data about risk factors and

    diagnosis of nosocomial infection at one point of time

    in each patient. Determine who have risk factors or

    not, and who have nosocomial infection or not.

    Calculate the prevalence of nosocomial infection

    Compare the prevalence of nosocomial infection in

    patients with and without risk factorsprevalence

    ratio (PR)

    Prevalence: proportion of disease among population

    at risk

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    Cross-sectional: result

    300 patients hospitalized during 2012-2013

    35 patients have diabetes and nosocomial infection

    40 patients have diabetes but do not have

    nosocomial infection 75 patients do not have diabetes but have

    nosocomial infection

    150 patients do not have either diabetes or

    nosocomial infection

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    Cross-sectional: analysis

    Nosocomial

    (+)

    Nosocomial

    (-)

    Diabetes

    (+)

    35 40 75

    Diabetes

    (-)75 150 225

    110 190 300

    Prevalence of nosocomial among all hospitalized patients?

    Prevalence of nosocomial among pts with diabetes?

    Prevalence of nosocomial among pts without diabetes?

    Prevalence ratio (PR)?

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    Cross-sectional: analysis

    Nosocomial

    (+)

    Nosocomial

    (-)

    Diabetes

    (+)

    35 40 75

    Diabetes

    (-)75 150 225

    110 190 300

    Prevalence of nosocomial among all hospitalized patients = 110/300 = 36,7%

    Prevalence of nosocomial among pts with diabetes?

    Prevalence of nosocomial among pts without diabetes?

    Prevalence ratio (PR)?

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    Cross-sectional: analysis

    Nosocomial

    (+)

    Nosocomial

    (-)

    Diabetes

    (+)

    35 40 75

    Diabetes

    (-)75 150 225

    110 190 300

    Prevalence of nosocomial among all hospitalized patients = 110/300 = 36,7%

    Prevalence of nosocomial among pts with diabetes = 35/75 = 46,7%

    Prevalence of nosocomial among pts without diabetes?

    Prevalence ratio (PR)?

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    Cross-sectional: analysis

    Nosocomial

    (+)

    Nosocomial

    (-)

    Diabetes

    (+)

    35 40 75

    Diabetes

    (-)75 150 225

    110 190 300

    Prevalence of nosocomial among all hospitalized patients = 110/300 = 36,7%

    Prevalence of nosocomial among pts with diabetes = 35/75 = 46,7%

    Prevalence of nosocomial among pts without diabetes = 75/225 = 33,3%

    Prevalence ratio (PR)?

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    Cross-sectional: analysis

    Nosocomial

    (+)

    Nosocomial

    (-)

    Diabetes

    (+)

    35 40 75

    Diabetes

    (-)75 150 225

    110 190 300

    Prevalence of nosocomial among all hospitalized patients = 110/300 = 36,7%

    Prevalence of nosocomial among pts with diabetes = 35/75 = 46,7%

    Prevalence of nosocomial among pts without diabetes = 75/225 = 33,3%

    Prevalence ratio (PR) = 46,7% / 33,3% = 1,4

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    Case-control: method

    The researcher come to the ward, identify

    patients with nosocomial infection (case) and

    then select patients without nosocomial

    infection (control). Measure risk factors incase and control.

    Calculate and compare the odds of risk

    factors in case and in controlodds ratio

    (OR)

    Odds: probability of event / probability of no-

    event (p/1-p)

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    Case-control: result

    Among 150 patients with nosocomial infection

    (case), 75 of them were hospitalised >7 days

    Among 150 patients without nosocomial

    infection (control), 50 of them werehospitalised >7 days

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    Case-control: analysis

    Nosocomial

    (+)

    Nosocomial

    (-)

    Hosp.d

    >7 days

    75 50

    Hosp.d

    7 days among nosocomial (+) pts?

    The odds of hospitalised >7 days among nosocomial (-) pts?

    Odds ratio (OR)?

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    Case-control: analysis

    Nosocomial

    (+)

    Nosocomial

    (-)

    Hosp.d

    >7 days

    75 50

    Hosp.d

    7 days among nosocomial (+) pts = 75/75 = 1

    The odds of hospitalised >7 days among nosocomial (-) pts?

    Odds ratio (OR)?

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    Case-control: analysis

    Nosocomial

    (+)

    Nosocomial

    (-)

    Hosp.d

    >7 days

    75 50

    Hosp.d

    7 days among nosocomial (+) pts = 75/75 = 1

    The odds of hospitalised >7 days among nosocomial (-) pts = 50/100 = 0,5

    Odds ratio (OR)?

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    Case-control: analysis

    Nosocomial

    (+)

    Nosocomial

    (-)

    Hosp.d

    >7 days

    75 50

    Hosp.d

    7 days among nosocomial (+) pts = 75/75 = 1

    The odds of hospitalised >7 days among nosocomial (-) pts = 50/100 = 0,5

    Odds ratio (OR) = 1 / 0,5 = 2

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    Cohort: method

    The researcher select all new patients without nosocomial

    infection and measure/ determine risk factors in all

    subjects at admission. Afterward, follow-up all patients for

    certain period and determine whether nosocomial

    infection occurs or not during hospitalization.

    Calculate incidence of nosocomial infection in all patients

    Calculate and compare the incidences (risks) of

    nosocomial infection in subject with and without risk

    factorrelative risk/risk ratio (RR)

    Incidence: new cases (outcome) among subject who were

    followed-up in certain periods

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    Cohort: result

    Among 150 patients age >60 years without

    nosocomial infection on admission, 60 of

    them develop nosocomial infection during 30-

    day of follow-up Among 150 patients age

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    Cohort: analysis

    Nosocomial

    (+)

    Nosocomial

    (-)

    Age >60

    years

    60 90 150

    Age 60 years old pts?

    Incidence of nosocomial among

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    Cohort: analysis

    Nosocomial

    (+)

    Nosocomial

    (-)

    Age >60

    years

    60 90 150

    Age 60 years old pts?

    Incidence of nosocomial among

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    Cohort: analysis

    Nosocomial

    (+)

    Nosocomial

    (-)

    Age >60

    years

    60 90 150

    Age 60 years old pts = 60/150 = 40%

    Incidence of nosocomial among

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    Cohort: analysis

    Nosocomial

    (+)

    Nosocomial

    (-)

    Age >60

    years

    60 90 150

    Age 60 years old pts = 60/150 = 40%

    Incidence of nosocomial among

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    Cohort: analysis

    Nosocomial

    (+)

    Nosocomial

    (-)

    Age >60

    years

    60 90 150

    Age 60 years old pts = 60/150 = 40%

    Incidence of nosocomial among

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    Experimental Study

    A study in which the investigator

    influences the exposure status of

    individual subjects and then monitors the

    subjects outcome

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    Types of experimental studies (trials)

    Blinded Not blinded

    Randomised Not randomised

    Controlled Not controlled

    Trial

    A randomized double-blind controlled clinical trial (RCT)

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    Clinical Trial

    A randomized double-blind controlled clinical

    trial (RCT)

    Gold standard of research design which

    provide the most convincing evidence ofrelationship between exposure (intervention)

    and outcome

    Use human subject Always prospective

    Comparing two or more intervention

    strategies

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    Clinical Trial: Parallel Group Design

    Participantsscreened for

    entry criteria

    Co

    ntrol

    Trea

    tment

    Experimental

    Treatment

    W

    ithout

    Outcome

    With

    Outcome

    Without

    Outcome

    With

    Outcome

    Time

    Screening Baseline Treatment

    R

    Outcome

    measurement

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    Nosocomial infection example: RCT

    Research question

    Is simvastatin effectively reduce the risk of

    nosocomial infection in hospitalized elderly patients?

    Hypothesis

    Simvastatin can reduce the risk of nosocomial

    infection in hospitalized elderly patients

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    RCT: method

    Investigator randomly allocated a number of eligible

    patients on admission into two groups: intervention

    and placebo

    Intervention drug and placebo were given in blinding

    fashion

    After certain of time (eg. 30-days), determine (with

    objective criteria or in blinding fashion) how many

    patients develop nosocomial infection in each group

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    RCT: results

    200 patients were randomly allocated into

    simvastatin group (100 patients) and placebo

    group (100 patients)

    Among 12 patients in simvastatin group andamong 18 patients in placebo group

    developed nosocomial infection during 30

    days of follow-up

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    RCT: analysis

    Nosocomial

    (+)

    Nosocomial

    (-)

    Simvastatin 12 88 100

    Placebo 18 82 10030 170 200

    Event rate in experimental (simvastatin) group (EER)?

    Event rate in control (plasebo) group (CER)?

    Relative risk reduction (RRR)?

    Absolute risk reduction (ARR)?

    Number needed to treat (NNT)?

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    RCT: analysis

    Nosocomial

    (+)

    Nosocomial

    (-)

    Simvastatin 12 88 100

    Placebo 18 82 10030 170 200

    Event rate in experimental (simvastatin) group (EER) = 12/100 = 12%

    Event rate in control (plasebo) group (CER)?

    Relative risk reduction (RRR)?

    Absolute risk reduction (ARR)?

    Number needed to treat (NNT)?

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    RCT: analysis

    Nosocomial

    (+)

    Nosocomial

    (-)

    Simvastatin 12 88 100

    Placebo 18 82 10030 170 200

    Event rate in experimental (simvastatin) group (EER) = 12/100 = 12%

    Event rate in control (plasebo) group (CER) = 18/100 = 18%

    Relative risk reduction (RRR)?

    Absolute risk reduction (ARR)?

    Number needed to treat (NNT)?

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    RCT: analysis

    Nosocomial

    (+)

    Nosocomial

    (-)

    Simvastatin 12 88 100

    Placebo 18 82 10030 170 200

    Event rate in experimental (simvastatin) group (EER) =12/100 = 12%

    Event rate in control (plasebo) group (CER) =18/100 = 18%

    Relative risk reduction (RRR) =[CEREER] / CER = [18%12%] / 18% = 33,3%

    Absolute risk reduction (ARR)?

    Number needed to treat (NNT)?

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    RCT: analysis

    Nosocomial

    (+)

    Nosocomial

    (-)

    Simvastatin 12 88 100

    Placebo 18 82 10030 170 200

    Event rate in experimental (simvastatin) group (EER) =12/100 = 12%Event rate in control (plasebo) group (CER) =18/100 = 18%

    Relative risk reduction (RRR) =[CEREER] / CER = [18%12%] / 18% = 33,3%

    Absolute risk reduction (ARR) =CEREER = 18% - 12% = 6%

    Number needed to treat (NNT)?

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    Meta-Analysis

    Quantitative method of combining the results of

    independent research (primary) studies and

    synthesizing conclusions to evaluate the

    effectiveness of treatments or procedures

    Begins with systematic finding, evaluating, andpresenting the results of primary studies

    Systematic Review

    No collecting data directly from the study subjects

    secondary research

    Considered as true investigation and has highest

    rank in level-of-evidence

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    Advantages of Meta-analysis

    Quantitatively summarize estimate from

    previous studiesresolve controversies

    Using protocol to choose the individual

    studiesavoid bias Increase power for statistical test and

    increase precision for confidence intervals

    Conclusions often reflect broad spectrum ofpatient and characteristicsresults are

    more generalizable

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    Study I 1992Study II 1994Study III 1995Study IV 1995Study V 1996Study VI 1997Study VII1 1999Study VIII 2000

    Combined

    0.1 10OR = 1

    Favor drug Favor placebo

    Meta-analysis of RCTs

    with nominal outcome

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    Study I 1992Study II 1994Study III 1995Study IV 1995Study V 1996Study VI 1997Study VII1 1999Study VIII 2000

    Combined

    -1.0 +1.0Mean difference (X1-X2) = 0

    Favor drug Favor placebo

    Meta-analysis of RCTs

    with numerical outcome

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    Choosing study design:

    Depends on: research questions

    research goals

    researcher beliefs and values

    researcher skills time and funds

    It is also related to: status of existing knowledge

    occurrence of disease

    duration of latent period

    nature and availability of information

    available resources

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    Thank you...