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    CDMA Technologies

    for Cellular Phone System

    July 7th, 2004

    Takashi INOUE

    KDDI R&D Laboratories Inc.

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    Contents

    Introduction

    Spread Spectrum Technology

    DS-CDMA

    Spreading Codes Features of CDMA

    RAKE Receiver

    Power Control

    Frequency Allocation

    Soft Handoff Conclusion

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    Introduction:

    Overview of Cellular systems

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    Evolution of Cellular Systems

    1st.Generation

    (1980s)Analog

    NMT CT0

    TACS CT1AMPS

    3rd. Generation

    (2000s)

    2nd. Generation

    (1990s)

    Digital

    GSM DECT

    DCS1800 CT2

    PDC PHS

    IS-54

    IS-95

    IS-136UP-PCS

    IMT-2000

    CDMA2000

    W-CDMA

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    Major Operators of Cellular Phone Services

    in Japan

    Operator2G 3G

    FrequencyRemarks for 3G handset

    KDDI/au800 MHz(1.5GHz

    For Tu-Ka)

    800MHz

    2GHz

    backward compatibility

    with 2G (cdmaOne)

    NTT DoCoMo800 MHz1.5GHz

    2GHzW-CDMA singleW-CDMA/PDC Dual

    J-Phone(vodaphone)

    1.5 GHz 2GHzW-CDMA singleW-CDMA/GSM Dual

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    Japans Cellular Market Growth History

    0

    10,000,000

    20,000,000

    30,000,000

    40,000,000

    50,000,000

    60,000,000

    70,000,000

    80,000,000

    1988 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002

    CDMA2000 1x ,W-CDMA /6,093KcdmaOne /7,757KPDC/60,517K(NTT DoCoMo,KDDI, Tu-Ka,J-phone)Analog / 0(endof Srv.)

    end of Mar. 2003

    Total No . of Sub scrib ers: 74,368K

    (end of each fiscal year)

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    Growth of 3G Mobile Subscribers

    in Japan

    0

    1,000

    2,000

    3,000

    4,000

    5,000

    6,000

    7,000

    8,000

    J-phone

    FOMA

    CDMA2000 1x

    The number of subscribers

    surpassed 7 million

    in March, 2003

    Oct-01 Nov-01 Dec-01 Jan-02 Feb-02 Mar-02 Apr-02 May-02 Jun-02 Jul-02 Aug-02 Sep-02 Oct-02 Nov-02 Dec-02 Jan-03 Feb-03 Mar-03

    334 696 1151 1644 2142 2652 3293 3897 4673 5312 5891 6805

    11 14 27 43 56 89 106 112 115 127 134 136 142 149 152 154 191 330

    1 4 9 25

    No.ofSubs

    .(x1,

    000)

    CDMA2000 1x

    FOMA

    J-phone

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    Requirements for 3G mobile systems

    High Capacity

    Tolerance for interference

    Privacy Tolerance for fading

    Ability to various data rate transmission

    Flexible QoS

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    IMT-2000 systems approved by ITU-R

    Popular

    name

    Access

    method

    Body of

    Technical

    Spec

    production

    IMT-DS IMT-MC IMT-TC IMT-SC IMT-FT

    (Direct Sequence) (Multi Carrier) (Time Code) (Single Carrier) (Frequency Time)

    W-CDMA CDMA2000

    UTRA-TDD

    UWC-136 DECT

    CDMA-FDD CDMA-TDDCDMA-FDD TDMA-TDDTDMA-FDD

    3GPP(FDD 3GPP2 3GPP(TDD)CWTS

    IS-136 DECT

    ESTIESTI TIA

    TTA

    T1

    CWTS

    ARIB/TTC ARIB/TTC

    CWTS

    TTA

    ESTI

    TTA

    T1

    CWTS

    TIA

    Approved in 2000 as ITU-R M.1457

    TD-CDMA

    TD-SCDMA

    Organization

    Partners

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    Duplex & Multiple Access Methods

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    Duplex Methods of Radio Links

    Mobile Station

    Base Station

    Forward link

    Reverse link

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    Frequency Division Duplex (FDD)

    Forward link frequency and reverse link frequency isdifferent

    In each link, signals are continuously transmitted in

    parallel.

    Mobile Station

    Base Station

    Forward link (F1)

    Reverse link (F2)

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    Time Division Duplex (TDD)

    Forward link frequency and reverse link frequency isthe same.

    In each link, signals are incontinuously transmitted

    by turns just like a ping-pong.

    Mobile Station

    Base Station

    Forward link (F1)

    Reverse link (F1)

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    Example of FDD systems

    Transmitter

    Receiver

    BPF: Band Pass Filter

    BPF

    BPF

    Transmitter

    Receiver

    BPF

    BPF

    F1

    F2 F1

    F2

    Mobile Station Base Station

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    Example of TDD Systems

    Transmitter

    Receiver

    BPF: Band Pass Filter

    BPF

    Transmitter

    Receiver

    BPF

    F1 F1

    Mobile Station Base Station

    Synchronous Switches

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    Multiple Access Methods

    Mobile Station

    Base Station

    Mobile StationMobile Station

    Mobile Station

    Forward link

    Reverse link

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    FDMA Overview

    A A

    B B

    C C

    Time

    f2

    f1

    f0

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    TDMA Overview

    C B A C B A C B A C B A

    C

    A

    B

    Time

    f0

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    What is CDMA ?

    Sender Receiver

    Code A

    A

    Code B

    B

    AB

    AB

    CB

    C

    A

    Code A

    AB

    C

    Time

    BC

    B

    A

    Base-band Spectrum Radio Spectrum

    spread spectrum

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    Summary of Multiple Access

    FDMA

    TDMA

    CDMA

    power

    power

    pow

    er

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    Spread Spectrum Technology

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    How to spread spectrum...

    Direct Sequence (DS)

    Modulation

    (primary modulation)

    user data

    Sp

    reading

    (seconda

    rymodulation)

    Tx

    Base-band

    Frequency

    Power

    Density

    Radio

    Frequency

    Power

    Density

    TIME

    data rate

    10110100

    spreading sequence

    (spreading code)

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    Demodulating DS Signals (1/2)

    If you know the correct spreading sequence (code) ,

    Radio

    Frequency

    Power

    Density

    received signal

    spreading sequence

    (spreading code)

    you can find thespreading timingwhich gives themaximum detectedpower, and

    Accumulate forone bit duration

    Demodulated data

    Base-band

    Frequency

    gathering energy !

    10110100

    1011010010110100 10110100

    TIME

    0100101110110100 10110100

    0 01

    1111111100000000 00000000

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    Demodulating DS Signals (2/2)

    If you dont know the correct spreading sequence (code)

    Base-band

    Frequency

    received signal

    spreading sequence

    (spreading code)

    you cannot findthe spreadingtimingwithout correctspreading code,and

    Accumulate for

    one bit duration

    Demodulated data

    RadioFrequency

    Power

    Density

    01010101 01010101 01010101

    10101010 10101010 10101010

    TIME

    0100101110110100 10110100

    No data can be detected

    - --

    1011010010110100 10110100

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    Feature of SS

    Privacy, Security

    RadioFrequency

    Power

    Density

    Power density of SS-signals could be lower than the noise density.

    transmitted SS-signal

    Noise

    Power

    Density

    RadioFrequency

    Noise

    received signal de-

    modulator

    Base-band

    Frequency

    Power

    DensityWith incorrect code

    (or carrier frequency),SS-signal itselfcannot be detected.

    They cannot perceive the existence of communication,because of signal behind the noise.

    With correct code(and carrier frequency),data can be detected.

    Base-bandFrequency

    Power

    Density

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    DS-CDMA

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    Freq.Freq.

    BPFDespreader

    Code B

    Freq.Freq.

    BPFDespreader

    Code A

    DS-CDMA System Overview

    (Forward link)

    CDMA is a multiple spread spectrum.

    Difference between each communication path is only the spreading code

    Data B

    Code B

    BPF

    Freq.Freq.

    Data A

    Code A

    BPF

    Freq.Freq.

    MS-A

    MS-B

    BS

    Data A

    Data B

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    Freq.Freq.

    BPFDespreader

    Code B

    Freq.Freq.

    BPFDespreader

    Code A

    DS-CDMA System Overview

    (Reverse Link)

    CDMA is a multiple spread spectrum.

    Difference between each communication path is only the spreading code

    Data B

    Code B

    BPF

    Freq.Freq.

    Data A

    Code A

    BPF

    Freq.Freq.

    MS-B

    MS-A

    BS

    Data A

    Data B

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    Spreading Code

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    Cross-Correlation

    Cross-Correlation

    between Code A and Code B = 6/16

    Self-Correlation

    for each code is 1.

    one data bit duration

    Spreading Code A

    1 0 10 1 1 0 0 10 10 1 0 0 1

    one data bit duration

    Spreading Code A

    1 0 01 1 1 0 0 10 10 1 0 0 1

    Spreading Code A

    1 0 01 1 1 0 0 10 10 1 0 0 1

    0 0 00 0 0 0 0 00 00 0 0 0 0

    Spreading Code B

    1 0 0

    1 1 0 0 1 11 00 1 0 1 1

    0 0 00 0 1 0 1 01 10 0 0 1 0

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    Preferable Codes

    In order to minimize mutual interference in DS-CDMA ,

    the spreading codes

    with less cross-correlation should be chosen.

    Synchronous DS-CDMA :Orthogonal Codes are appropriate. (Walsh code etc.)

    Asynchronous DS-CDMA : Pseudo-random Noise (PN) codes / Maximum sequence

    Gold codes

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    Multiplexing using Walsh Code

    Co

    d

    e

    fo

    r0

    0

    Codefor01

    Codefor10

    Codefor11

    Data

    Modulator

    Codefor01

    Codefor10

    Codefor11

    0dtT

    Select

    maximumvalue

    Codefor00

    0dtT

    0dtT

    0dtT

    Demodulator

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    Synchronous DS-CDMA

    Forward Link(Down Link)

    Synchronous Chip Timing

    A

    A

    Signal for B Station(after re-spreading)

    Less Interference for A station

    Synchronous CDMA Systems realized in Point to Multi-point System.

    e.g., Forward Link (Base Station to Mobile Station) in Mobile Phone.

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    Asynchronous DS-CDMA

    In asynchronous CDMA system, orthogonal codes have bad cross-correlation.

    Reverse Link(Up Link)

    BA

    Signal for B Station(after re-spreading)

    Big Interference

    from A station

    Asynchronous ChipTiming

    Signals from A and B areinterfering each other.

    A

    B

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    Features of CDMA

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    Mobile Propagation Environment

    Multi-path Fading

    The peaks and bottoms of received power appear,in proportion to Doppler frequency.

    Base Station (BS)Mobile Station (MS)

    multi-path propagation

    Path Delay

    Power

    path-2

    path-2

    path-3

    path-3

    path-1

    path-1

    Time

    Power

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    Fading in non-CDMA System

    Path Delay

    Power path-1

    path-2

    path-3

    With low time-resolution,

    different signal paths cannot be discriminated.

    These signals sometimes strengthen,

    and sometimes cancel out each other,

    depending on their phase relation.

    This is fading.

    In this case, signal quality is damaged

    when signals cancel out each other.

    In other words, signal quality is dominated

    by the probability for detected power

    to be weaker than minimum required level.

    This probability exists with less than two paths.

    Time

    Power

    Detected Power

    In non-CDMA system, fading damages signal quality.

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    Fading in CDMA System ...

    Because CDMA has high time-resolution,

    different path delay of CDMA signalscan be discriminated.

    Therefore, energy from all paths can be summed

    by adjusting their phases and path delays.

    This is a principle of RAKE receiver.

    Path Delay

    Power path-1

    path-2

    path-3

    CDMA

    Receiver

    CDMA

    Receiver

    Synchro

    nization

    Adder

    Path Delay

    Power

    CODE A

    with timing ofpath-1

    path-1

    P

    ower

    path-1

    path-2

    path-3

    Path Delay

    Power

    CODE A

    with timing ofpath-2

    path-2

    interference from path-2 and path-3

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    Fading in CDMA System (continued)

    In CDMA system, multi-path propagation improves

    the signal quality by use of RAKE receiver.

    Time

    Power

    Detected Power

    RAKEreceiver

    Less fluctuation of detected power,because of adding all energy .

    Power

    path-1

    path-2

    path-3

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    Near-Far Problem

    CODE B

    CDMA

    Transmitter

    DATA B

    CODE A

    CDMA

    ReceiverCODE A

    CDMA

    Transmitter

    DATA A

    P

    Desired Signal Power = P/Lp-a

    Interfered Signal Power =

    P/Lp-b/(processing gain )

    Demodulated DATA

    P

    Lp-a

    Lp-b

    When user B is close to the receiver and

    user A is far from the receiver,

    Lp-a could be much bigger than Lp-b.

    In this case, desired signal power is

    smaller than the interfered power.

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    Power Control...

    Time

    DetectedPower

    from A

    from B

    When all mobile stations transmit the signals at the same power (MS),

    the received levels at the base station are different from each other,

    which depend on the distances between BS and MSs.

    Moreover, the received level fluctuates quickly due to fading.

    In order to maintain the received level at BS, power control technique must be

    employed in CDMA systems.

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    Power Control (continued)

    Open Loop Power Control Closed Loop Power Control

    estimating pathloss

    calculatingtransmission

    power

    transmitmeasuring

    received power

    transmit receive

    decidetransmission

    power

    transmit measuringreceived power

    power controlcommand

    about 1000 timesper second

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    Effect of Power Control

    Time

    De

    tectedPower

    from MS Bfrom MS A

    Effect of Power Control

    Power control is capable of compensating the fading fluctuation.

    Received power from all MS are controlled to be equal.

    ... Near-Far problem is mitigated by the power control.

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    Frequency Allocation (1/2)

    In FDMA or TDMA,

    radio resource is allocated not to interfere among neighbor cells.

    f1f2

    f3f4

    f5f6

    f7

    cell :

    a cell means covered area by one base station.

    Neighbor cells cannot use the

    same (identical) frequency

    band (or time slot).

    The left figure shows the

    simple cell allocation with

    seven bands of frequency.

    In actual situation, because of

    complicated radio

    propagation and irregular cell

    allocation, it is not easy to

    allocate frequency (or timeslot) appropriately.

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    Frequency Allocation (2/2)

    In CDMA,identical radio resource can be used among all cells,

    because CDMA channels use same frequency simultaneously.

    Frequency allocation in CDMA

    is not necessary.

    In this sense, CDMA cellular

    system is easy to be designed.

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    Soft Handoff (1/2)

    Handoff :

    Cellular system tracks mobile stations in order to maintain their communication links.

    When mobile station goes to neighbor cell, communication link switches from current cell

    to the neighbor cell.

    Hard Handoff :

    In FDMA or TDMA cellular system, new communication establishes after breaking current

    communication at the moment doing handoff. Communication between MS and BS

    breaks at the moment switching frequency or time slot.

    Hard handoff : connect (new cell B) after break (old cell A)

    switching

    Cell BCell A

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    Soft Handoff (2/2)

    Cell

    BCell A

    Soft handoff : break (old cell A) after connect (new cell B)

    transmitting same signal from both BS A and

    BS B simultaneously to the MS

    Soft Handoff :

    In CDMA cellular system, communication does not break even at the moment doing

    handoff, because switching frequency or time slot is not required.

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    Conclusion

    CDMA is based on the spread spectrum

    technique which has been used at military

    field.

    CDMA cellular system is deemed superior tothe FDMA and TDMA cellular systems for the

    time being.

    Therefore, CDMA technique becomes more

    important in radio communication systems.