south sudan annual needs and livelihoods assessment 2009/2010

27
South Sudan Annual Needs and Livelihoods Assessment 2009/2010 Northern Bahr el Ghazal State Report A collaborative assessment by the Ministry of Agriculture and Forestry (MOAF), World Food Programme (WFP), World Vision International (WVI) Food and Agriculture Organization (FAO), Southern Sudan Relief and Rehabilitation Commission (SSRRC), South Sudan Commission for Census, Statistics and Evaluation (SSCCSE) World food Programme Ministry of Agriculture Rehabilitation and Forestry Food & Agriculture Organization South Sudan Commission for Census, Statistics and Evaluation South Sudan Relief & Rehabilitation Commission February 2010

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Page 1: South Sudan Annual Needs and Livelihoods Assessment 2009/2010

South Sudan Annual Needs and Livelihoods Assessment 2009/2010

Northern Bahr el Ghazal State Report

A collaborative assessment by the Ministry of Agriculture and Forestry (MOAF),

World Food Programme (WFP),

World Vision International (WVI)

Food and Agriculture Organization (FAO),

Southern Sudan Relief and Rehabilitation Commission (SSRRC),

South Sudan Commission for Census, Statistics and Evaluation (SSCCSE)

World food Programme Ministry of Agriculture

Rehabilitation and

Forestry

Food & Agriculture

Organization

South Sudan Commission

for Census, Statistics and

Evaluation

South Sudan Relief &

Rehabilitation

Commission

February 2010

Page 2: South Sudan Annual Needs and Livelihoods Assessment 2009/2010

2

Note on Geographical References

Northern Bahr el Ghazal denotes one of the ten states administered by the Government of the Southern

Sudan. The administrative units and their names shown on this map do not imply acceptance or

recognition by the Government of Southern Sudan nor United Nations and its partners.

This map aims only to support the work of the Humanitarian Community.

Source for the Boundaries: National and State boundaries based on Russian Sudan Map Series, 1:200k,

1970-ties. County Boundaries digitized based on Statistical Yearbook 2009, Southern Sudan Commission

for Census, Statistics and Evaluation - SSCCSE. Digitized by IMU OCHA Southern Sudan

Page 3: South Sudan Annual Needs and Livelihoods Assessment 2009/2010

3

ACKNOWLEDGEMENTS

With gratitude, WFP acknowledges the support of all the state ministries, NGOs, UN agencies, local

authorities and individuals who participated in planning, conducting and providing information that

formed the basis for the production of this report.

WFP compiled the report with technical assistance from VAM unit (Vulnerability Analysis and Mapping

Unit) and greatly indebted to all, too many to list here, who participated in the assessment exercise and

without whom the task would not have been possible. This includes, but is not limited to, the following:

National counterparts: SSRRC, Ministry of Agriculture and Forestry, SMoA,

NGOs: WVI, CORDAID, TEAR FUND, CONCERN WORLD WIDE

UN agencies: FAO, UNMIS -RRR, UNHCR & WFP

Page 4: South Sudan Annual Needs and Livelihoods Assessment 2009/2010

4

LIST OF ACRONYMS

ACF Action Conte La Faim

ANLA Annual Needs and Livelihoods Assessment

CFSAM Crop and Food Supply Assessment Mission

CFSVA Comprehensive Food Security and Vulnerability Analysis

CPA Comprehensive Peace Agreement

CSI Coping Strategies Index

FAO Food and Agriculture Organization of the United Nations

FCS Food Consumption Score

GAM Global Acute Malnutrition

GDP Gross Domestic Product

GoSS Government of Southern Sudan

IDPs Internally Displaced Persons

IOM International Organisation for Migration

IRD International Relief and Development

MOAF Ministry of Agriculture and Forestry

MOH Ministry of Health

MT Metric Tonnes

NBEG Northern Bahr El Ghazal

NDVI Normalized Difference Vegetation Index

NGOs Non-Governmental Organizations

PCA Principal Components Analysis

SAFORD Sun Rise Agency For Relief & Development

SAM Severe Acute Malnutrition

SDG Sudanese Pounds

SHHS Sudan Household Health Survey

SIFSIA Sudan Institutional Capacity Programme Food Security Information for Action

SMoA State Ministry of Agriculture

SSCCSE South Sudan Commission for Census, Statistics and Evaluation

SSRRC South Sudan Relief and Reconstruction Commission

TOT Training of Trainers

UNHCR United Nations High Commissioner for Refugees

UNMIS United Nations Mission in Sudan

UNRCO United Nations Resident Coordinator's Office

UNU Upper Nile University

VAM Vulnerability Analysis and Mapping Unit

VSF Veterinaries San Frontiers

WFP World Food Programme

Page 5: South Sudan Annual Needs and Livelihoods Assessment 2009/2010

5

WVI World Vision International

YARRDS Youth Agency for Relief, Rehabilitation & Development for South Sudan

Table of Contents

1 EXECUTIVE SUMMARY ................................................................................................................................... 6

2 BACKGROUND / CONTEXT ............................................................................................................................. 7

3 METHODOLOGY AND OBJECTIVES ................................................................................................................. 7

3.1 SAMPLING STAGE I – SELECTING SITES .................................................................................................................. 7

3.2 PARTNERSHIP AND CONSULTATION PROCESS .......................................................................................................... 9

3.3 LIVELIHOODS AND LIVELIHOOD ZONES ................................................................................................................... 9

3.4 LIMITATIONS AND CONSTRAINTS ........................................................................................................................ 10

4 DEMOGRAPHICS .......................................................................................................................................... 10

5 FOOD AVAILABILITY .................................................................................................................................... 11

5.1 RAINFALL PATTERNS ........................................................................................................................................ 11

5.2 AGRICULTURE ................................................................................................................................................. 12

5.3 LIVESTOCK PRODUCTION .................................................................................................................................. 14

5.4 FISHING ......................................................................................................................................................... 14

6 MARKETS AND PRICES ................................................................................................................................. 15

7 HOUSEHOLD FOOD SECURITY SITUATION .................................................................................................... 17

7.1 FOOD CONSUMPTION ...................................................................................................................................... 17

7.2 FOOD ACCESS ................................................................................................................................................. 18

7.3 COPING STRATEGIES ........................................................................................................................................ 20

7.4 FOOD SECURITY GROUPS .................................................................................................................................. 21

8 HAZARDS, OPPORTUNITIES AND COMMUNITY PRIORITIES ......................................................................... 23

9 HEALTH AND NUTRITION ............................................................................................................................. 23

10 CONCLUSION ON THE FOOD SECURITY SITUATION ...................................................................................... 24

11 FUTURE DEVELOPMENTS AND RECOMMENDATIONS .................................................................................. 24

12 ANNEX A: LIST OF LOCATIONS .................................................................................................................... 25

13 ANNEX B: PARTICIPANT LIST – STAKEHOLDERS, DATA COLLECTION, ANALYSIS AND RESPONSE OPTIONS .. 25

13.1 TRAINING, DATA COLLECTION AND QUALITATIVE DATA ANALYSIS ............................................................................. 25

13.2 INTERPRETATION QUANTITATIVE AND QUALITATIVE RESULTS, RESPONSE OPTIONS ANALYSIS, STAKEHOLDER CONSULTATION

ON OVERALL FINDINGS .................................................................................................................................................. 26

Page 6: South Sudan Annual Needs and Livelihoods Assessment 2009/2010

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1 Executive Summary

The 2009/10 Annual Needs and Livelihood Assessment (ANLA) was conducted in order to assess the

food security situation in Northern Bahr el Ghazal, establish the likely impact and extent of different

shocks on food security, and identify vulnerable sub-groups within the state in an effort to inform

stakeholders and decision makers on assistance needs, response options, and targeting. To this end, a

household survey, focus group discussions and key informant interviews were held in 10 purposively

selected locations within the state.

The findings suggest that 19% of households (or nearly 140,000 people) in the state are severely food

insecure with an additional 43% of households (or approximately 309,000 people) moderately food

insecure. The primary proximate cause of food insecurity in 2009 was the erratic and delayed rains in

June and July and the resulting poor harvest in much of the state in August 2009 which normally brings

the hunger season to an end. This not only reduced the ability of households to meet their food needs

through ‘own production’, but through market purchases as well owing to inflated cereal prices brought

about by the decrease in supply and increased demand for cereals. Importantly - given that most rural

households in the state are agro-pastoralists - the livestock-to-sorghum terms of trade did improve

following the August 2009 harvest. However, it still remains below the terms of trade prior to the 2009

hunger season.

The dim prospects for the November/December 2009 harvest suggests that the situation is unlikely to

improve prior to the August harvest in 2010 and may well deteriorate. The severely food insecure are

the most vulnerable and in need of immediate assistance in order to bridge the extended hunger season

between now and August 2010. However, the moderately food insecure are also vulnerable and at risk

of becoming severely food insecure during this period if their livelihoods are not supported and

protected. As such, a combination of food assistance and the timely provision of agricultural inputs are

needed alongside continuous monitoring of the food security situation in the state.

Finally, the potential for insecurity and conflict associated with the upcoming elections merits mention

as this could well exacerbate the already tenuous food security situation in the state – either directly

through displacement and the destruction of livelihoods or indirectly through the additional burden IDPs

place on already burdened host communities. Those who have returned to Northern Bahr el Ghazal to

rebuild their lives and livelihoods further add to the burden on these communities and also constitute a

vulnerable (and sizable) sub-group themselves.

Page 7: South Sudan Annual Needs and Livelihoods Assessment 2009/2010

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2 Background / Context

As with the rest of southern Sudan, those who inhabit Northern Bahr el Ghazal are in the process of

rebuilding their lives and livelihoods and recovering from the ravages Sudan’s decades-long civil war. In

terms of the latter, the state is comprised primarily of agro-pastoralists. However, fishing, trade, and

skilled labor constitute important livelihood sources for a significant proportion of the population.

There has been some progress in re-establishing trade links - both within the state and with neighboring

states. This has been possible due to the combination of relative calm and security and the states

opportune location as a thoroughfare to other southern states. The state is divided into five counties -

Aweil South, Aweil North, Aweil Central, Aweil East and Aweil West. In terms of location, it is bordered

by Western Bahr el Ghazal to the west and south, Warrap to the east, and South Darfur and Western

Kordofan to the north.

3 Methodology and Objectives

The principal aim of the 2009/10 Annual Needs and Livelihood Assessment (ANLA) was to assess the

food security situation in Northern Bahr el Ghazal, establish the likely impact and extent of different

shocks on food security, and identify vulnerable sub-groups within the state in order to inform

stakeholders and decision makers on assistance needs, response options, and targeting. To this end,

multiple and complementary data collection methods were employed, including a household survey,

focus group discussions and key informant interviews. The purpose of this approach was to allow for

the triangulation of findings from these different methods - that is, to allow for more in-depth and

meaningful interpretation of quantitative household survey data and to substantiate the qualitative (and

anecdotal) findings gleaned from focus groups and key informants. These primary data sources were

supplemented by secondary data sources, including the 2009 CFSAM.

3.1 Sampling Stage I – Selecting Sites

At the first stage of sample selection, 10 locations (villages and their surrounds) were purposively

selected for inclusion in the assessment based on a combination of a) their accessibility and b) the

extent to which they collectively ‘represented’ the food security situation in the state. The locations

selected included Chelkou, Udhum, Tieraliet/Rumthol, Nyanlath, Mayom Deng Akol, Rumbuol, Marial

Baai, Awilic, Rumrol and Barmayen/Mondit. Although the purposive selection of these sites imposes

some limitations in terms of interpreting the findings (see 3.4), it was a pragmatic necessity owing to the

inaccessibility in some locations.

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3.1.1 Sampling Stage II – Selecting Key Informants and Focus Group Participants

Within each of these locations, focus group discussion participants and key informants were selected

purposively – the former as representative of the community (and various sub-groups within in it) and

the latter as uniquely positioned to provide insights about the community. Interview/discussion guides

were then used to capture information on livelihood patterns, economic differentiation of households,

food access and hazards/shocks affecting food security.

3.1.2 Sampling Stage II – Selecting Households

Within each selected location, 30 households were selected for participation in a household survey for a

total sample size of 300 households overall in the state. The selection of households was done

randomly in an effort to balance out the risk and potential sources of bias inherent in relying on

purposive selection of households through community leaders.

Randomization was achieved using a variation of the pencil spin method popularized by UNICEF for use

with the Expanded Program for Immunization (EPI) surveys (box 1). A structured questionnaire was

then used to capture information on various aspects of food security. The primary aim of the survey and

questionnaire was to generate an estimate of the proportion of households whose lives and livelihoods

are at risk by categorizing each household as severely food insecure, moderately food insecure or food

secure. A secondary aim was to identify the characteristics of households in each of these groups in

order to inform targeting.

Page 9: South Sudan Annual Needs and Livelihoods Assessment 2009/2010

9

3.2 Partnership and Consultation Process

The assessment brought together a number of government line ministries, international non-

governmental organizations (NGOs) and UN agencies under the auspices of a food security technical

group, including SSRRC, SMAARF, Cordaid, FAO, RRR and the Tearfund. This collaborative consultation

process began at the planning (29/09/2009 to 16/10/2009) and data collection stages (29/10/2009 to

05/11/2009) - including the identification of sample sites - and continued through the process of data

analysis and forming conclusions.

3.3 Livelihoods and Livelihood Zones

The bulk of Northern Bahr el Ghazal falls within the broadly defined Western Flood Plain livelihood zone

and is part of the greater Savannah woodland. The small southern portion of the state that falls within

the Ironstone Plateau livelihood zone constitutes less than 10% of the state’s total land mass.

As noted earlier, the state is comprised primarily of agro-pastoralists. The main crop produced is

sorghum. However, sesame, groundnuts, okra, beans, cassava, millet, and maize are also grown. Most

Box 1 – Steps Used to Randomly Select Households for Inclusion in Survey

Use community members to locate the approximate center of each selected site/boma

Spin a pencil to identify the direction to walk to select sample households

Count and number all households encountering from the center to the perimeter of the

site/boma walking in the identified direction

Divide this number (X) by the number of households desired (n=30) in order to determine the

sampling interval (X/30=SI)

Select a random starting household between 1 and the SI

Add the SI to the starting household to select the 2nd household, the SI to the 2nd household to

select the 3rd household and so on until 30 households are interviewed

If number of households in that direction < 30, interview all and repeat process to choosing a

2nd direction in order to identify the remaining households for inclusion

Page 10: South Sudan Annual Needs and Livelihoods Assessment 2009/2010

10

households produce at subsistence levels. Crops are occasionally sold for income, but only following

above average harvests. Livestock figure importantly as both a food and income source in most parts of

the state. However, there is a dearth of reliable information on the number of livestock held at

household and community levels due to cultural prohibitions against sharing such information.

Nevertheless, the presence of female animals in the market does provide a proxy indicator of pastoral

livelihood stress as distress sales of female animals only occurs when the food security situation is dire.

Finally, some fishing is done for food and income along Lol and Kueng rivers.

3.4 Limitations and Constraints

The purposive selection of sites is not to say the sites and household included are not representative,

but rather that the subjective basis for their representative-ness does not adhere to the strictures

required to employ statistical/probability theory as a basis for extrapolating findings from the sample (n)

to the population (N). It was however done in the field through a consultative process with agencies

who know the areas very well. In previous years attempt to do randomly select locations have been

precluded by accessibility, which is a major factor during the time of the ANLA and falls at the end of the

rainy season. This year, locations that were known to be inaccessible were not considered for inclusion

and thus it is possible that the results are underestimating the extent of food insecurity.

The purposive selection of sites based on accessibility and a subjective determination of livelihood zone

representative-ness was a pragmatic necessity and was informed by the costly, time-consuming and

difficult experience of attempting to reach and locate randomly selected sites during last year’s food

security assessment. Nevertheless, this necessity and pragmatism does impose a number of analytic

limitations and constraints on the household survey data.

4 Demographics

Approximately 71% of households included in the household survey were female-headed with the

remaining 29% male-headed. However, it is reasonable to suspect that many of these female-headed

households are in fact satellite households connected to a polygamous male head – itself a reflection of

the relatively common practice of polygamy among pastoralist in southern Sudan. In turn, this suggests

that a more nuanced approach to gauging gender of the head of household in the next assessment is

needed and one that is capable of distinguishing between these female-headed satellite households and

female-headed households that are truly on their own. This need is made all the more compelling by

Page 11: South Sudan Annual Needs and Livelihoods Assessment 2009/2010

11

the fact that polygamous male-headed households and the female-headed satellite households

attached to them are likely to be better off than either non-polygamous male-headed households or

truly female-headed households owing to the relationship between the practice of polygamy and

wealth.

The average size of households surveyed was 7.8 persons. This is larger than the average household size

of 7 persons in last year’s assessment. Differences in the methodologies used make it difficult to

ascertain whether this reflects a real change over time or not. However, the large percentage of

households that are hosting returnees and IDPs or returnees and IDPs (see below) suggest that the

average household size in the state may well have increased in 2009.

Among households interviewed 8% indicated that they were returnees - meaning that they had returned

to the state within the last 12 months. An additional 3% of households were IDPs and the remaining

89% residents (figure 1). However, the true non-resident population appears to be much larger than

this with 25% of households indicated that they were hosting returnees, 2% IDPs, and an additional 5%

of household hosting both (figure 2).

Figure 2 - Hosting of Returness and IDPs

25%

5%2%

0%

5%

10%

15%

20%

25%

30%

Returnees Both IDPs

% o

f H

H

Figure 1 - Residential Status

89%

8%3%

0%

20%

40%

60%

80%

100%

Residents Returnees IDPs

% o

f H

H

5 Food Availability

5.1 Rainfall Patterns

In a normal year, rainfall in the state begins in April or May and ends in October or November. However,

this year was characterized by a normal start to the rains followed by an atypical dry spell in June and

Page 12: South Sudan Annual Needs and Livelihoods Assessment 2009/2010

12

July in much of the state. As a result of this the cumulative rainfall for the state at the time of the

assessment was only 40% of that in a normal year (Sudan Seasonal Monitor, 2009). The impact of this

on livelihoods is evidenced by the fact that the vast majority of households (82%) surveyed identified

erratic rainfall and atypical dry spells as a major shock in 2009. The highlands in the upper part of the

state were the most adversely affected. Southern parts of the state such as Aweil Center and Aweil

South fared far better and, in fact, were able to harvest owing to the lack of floods that have prevented

them from doing so in recent years.

5.2 Agriculture

In nearly all counties, short, medium and long-term sorghum varieties were planted following the onset

of rains. In the highlands, the atypical and prolonged dry spell in June and July caused widespread crop

failure in the highlands such that both production and yields during the August 2009 harvest were far

below that of the previous year. Conversely, the lack of flooding in the lowlands noted above resulted in

an above average harvest for most crops.

Some households replanted medium and long-term varieties. However, many did not owing to lack of

seeds and continued uncertainty about the prospects for the November/December harvest. As a result,

there was a significant and widespread decrease in the area under cultivation (figure 3). In addition,

those who did replant reported that some of their crops had been invaded by striga weed, reducing

expectations for the November/December harvest further still. As further evidence of this, the

November 2009 CFSAM estimates that the state will have a cereal deficit of 14,667 tonnes for the

2009/10 consumption year (table 3).

Page 13: South Sudan Annual Needs and Livelihoods Assessment 2009/2010

13

Area Under Cultivation

10% 9%12% 14%

7%5% 7%

31% 32%25%

45% 44%

36%

52%59% 59%

62%

42%48%

59%

41%

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Sorghum /

Short Term

Sorghum /

Medium

Term

Sorghum /

Long Term

Groundnuts Cassava Maize Other

Pro

po

rtio

n o

f h

ou

seh

old

s

Increased Same Decreased

Figure 3 – Change in Area Under Clutivation by Crop from 2008 to 2009

Table 3: NBEG State - Estimated Cereal Area, Yield, Production, Consumption and Balance (traditional

sector) in 2009/10 - Source: CFSAM special report, 2009

State/County

Area harvested (ha)

Yield (t/ha)

2009 gross cereal production (tonnes)

2009 net cereal production1 (tonnes)

Population mid-20102

Consumption (t/year)

Surplus/ deficit (tonnes)

NBEG 71 239 1.0 69 560 55 648 820 834 70 315 -14 667

Returnees 3 264 0.90 2 938 2 350 67 531 7 428 -5 078

Awiel North 13 317 1.0 13 317 10 654 134 931 10 795 -141

Awiel East 30 430 0.90 27 387 21 909 323 852 25 908 -3 999

Awiel South 8 058 1.4 11 281 9 024 77 124 6 170 2 855

Awiel West 15 334 0.90 13 800 11 040 173 689 13 895 -2 855

Awiel Centre 837 1.0 837 669 43 707 6 119 -5 450

1 Assuming a 20 percent post-harvest loss

2 Assuming a population growth rate of 2.052 percent per annum

Page 14: South Sudan Annual Needs and Livelihoods Assessment 2009/2010

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The opportunities and constraints for agricultural production identified by communities visited in the

state’s lowlands and highlands are presented in the tables 4 and 5 below:

Table 4 - Western Flood Plains - Lowlands

Opportunities Constraints

Access to agricultural land Erratic rainfall

Security in the area is stable Pests and diseases

Ready market for agric. products (Aweil)

Table 5 - Western Flood Plains - Highlands

Opportunities Constraints

Access to agricultural land Erratic rainfall

Security in the area is stable Inaccessibility in rainy season (some areas)

Availability of agricultural inputs

5.3 Livestock Production

Livestock body condition is purported to be stable and similar to previous years despite the prolonged

dry spell in June and July negatively affecting vegetation and pasture conditions. Indeed, pasture does

not appear to be nearly as affected by the erratic and delayed rainfall as crops. There was purported to

be a notable increase in the number of livestock brought to market in Aweil town and a corresponding

decline in livestock prices. Such distress sale are attributed to the extended hunger season as this not

only reduced the ability of households to meet their food needs through ‘own production’, but drove up

market prices for cereals and drove down the livestock-to-sorghum terms of trade. There was some

recover in the terms of trade following the August harvest, but not to pre-hunger season levels. The

greatest opportunity for livestock production is the relative peace and stability in Northern Bahr el

Ghazal vis-à-vis other states. The greatest constraints are poor pasture in the dry season and poor

access to veterinary services.

5.4 Fishing

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Fishing from rivers and streams does contribute significantly to the food security and livelihoods of some

households in the state. This is particularly true of households in close proximity to the Lol, Kueng, and

Alok rivers, but also of households who fish the flood plains in the rainy seasons. Fish is consumed fresh

during rainy season or dried and stored for consumption during dry season. As such, it makes a

significant contribution to the diets of some households (see 7.1). In 2009, fish production was

significantly affected by the prolonged dry spell and erratic rainfall noted above. As such, fishing was

confined to Kueng, Lol and Alok rivers, but not practiced in the flood plains due to the lack of seasonal

flooding that occurs in typical years.

6 Markets and Prices

At the time of the assessment, market prices for food commodities were between 30% and 40% higher

in most markets than they were at the same time last year. As noted earlier, this is attributable to the

erratic and delayed rains and the resulting failure of the August harvest in the highlands as this both

reduced supply and increased demand in the market. Predictions of poor production/yields for the

November/December harvest have also kept prices abnormally high. Continued high taxation and

transport costs were also cited as causes.

On a positive note, market activity and integration has improved in most parts of the state as a result of

improvements to trade infrastructure. Moreover, all markets surveyed during the assessment (October

2009) had sorghum readily available with the bulk purported to be sourced from within the state.

Retailers also noted that demand for food commodities had declined of late, but anticipated an increase

in the prices of commodities over the next three months in line with the expectations of a poor

November/December harvest noted above.

The price per malwa (3.5 kg) of sorghum ranged between 3 and 6 SDG - or between 77 and 154 per 90

kg bag - across the state and was generally far lower than in neighboring states. Nevertheless, there has

been general upward trend in price this year over last as illustrated in the October 2009 market price

comparisons in figure 4 and the month by month prices in the state capital of Aweil presented in figure

5. In regard to the latter, the dip in prices in September each year is in response to the August harvest.

The more recent decline in October/November 2009 is indicative of the decline in demand noted above.

Page 16: South Sudan Annual Needs and Livelihoods Assessment 2009/2010

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Sorghum prices at selected sites in Oct 2009

103 103 103

154

77

129129129129

0

20

40

60

80

100

120

140

160

180

Udhum Nyanlath Rumrol Rumboul Nyanlath Marial Bai Chelkou Barmayen Aw ilic

SD

G p

er

90 k

ilo

gra

ms

Price of sorghum for a 90 kg bag Average sorghum price in Aweil (2008)

Average sorghum price in Aweil (2009)

Figure 4 – Sorghum Prices per 90 kg at Select Markets, October 2009

Average sorghum prices at Aweil market

60

80

100

120

140

160

180

J F M A M J J A S O N D J F M A M J J A S O N D

2008 2009

SD

G p

er

90 k

ilo

gra

ms

Sorghum price for a 90 kilogram sack

Linear (Sorghum price for a 90 kilogram sack)

Figure 5 – Average Monthly Sorghum Price (90 kg) in Aweil Market 2008-09

The livestock-to-sorghum terms of trade declined steadily throughout the first half of the year as it

normally does during the hunger (or lean) season due to decreased supply and increased demand for

cereals in the market. In line with expectations, it improved following the August harvest. Indeed, it did

so far more in Northern Bahr el Ghazal than in other states where widespread crop failure and a meager

August 2009 harvest extended the hunger gap and did little to improve the livestock-to-sorghum terms

of trade in the latter half of the year.

Page 17: South Sudan Annual Needs and Livelihoods Assessment 2009/2010

17

Terms of trade: sorghum versus cattle in Aweil

0

200

400

600

800

Jan-09 Feb-09 Mar-09 Apr-09 May-09 Jun-09 Jul-09 Aug-09 Sep-09 Oct-09 Nov-09

Kg

s o

f s

org

hu

m p

er

be

as

t s

old

Figure 6 – Livestock-to-Sorghum Terms of Trade (Aweil Market)

7 Household Food Security Situation

7.1 Food Consumption

Household food consumption data were

collected using a 7 day recall period. Based

on the frequency and dietary value of

individual food items consumed, these data

were then used to calculate a Food

Consumption Score (FCS) for each

household. Using established thresholds,

these scores were then used to classify each

household as having poor, borderline or

acceptable consumption. The results of this

analysis suggest that approximately 15% of

households in the state have poor

consumption, 32% borderline consumption and the remaining 53% adequate consumption (figure 7).

The average frequency of consumption for various foods is shown in figure 8.

Figure 7 - Food Consumption Groups

15%

32%

53%

0%

10%

20%

30%

40%

50%

60%

Poor Borderline Acceptable

% o

f H

H

Page 18: South Sudan Annual Needs and Livelihoods Assessment 2009/2010

18

These state-level aggregates and averages are useful for gauging the overall nature and magnitude of

the food consumption problem. However, they also mask significant variation in this regard among the

10 locations included in the sample. In particular, it is worth noting that the average percentage of

households with poor consumption among the two sample locations in the Ironstone Plateau (23% and

37% for an average of 30%) is more than double that of households in the Western Flood Plains (12%).

The percentage of households with poor location in one location in Western Flood Plains – Awilic – was

within the same range as those in the Ironstone Plateau at 23%. However, all others were substantially

lower.

Consumption of individual food items

0

1

2

3

4

5

6

Sor

ghum

Maize

Cass

ava

Oth

er cer

eals an

d tube

rs

Pulse

s

Veg

etab

les

Fruits

Mea

t and

pou

ltry

Egg

sFis

h

Dairy

pro

ducts

Sug

ar, h

oney, swee

ts

Oil, fa

ts

Avera

ge n

um

ber

of

days

Figure 8 - Average Consumption Frequency of Various Foods (7 day recall)

7.2 Food Access

7.2.1 Food and Income Sources

The two main food sources among

households included in the sample

were ‘own production and ‘market

purchases’ which accounted (on

average) for 43% and 44% of food

consumed by households over a 7 day

recall period respectively (figure 9).

The only other significant source of

Figure 9 - Food Sources (Share of Food Consumed)

43%

44%

8%5%

Own Production

Market

Gathering

Other

Page 19: South Sudan Annual Needs and Livelihoods Assessment 2009/2010

19

food was gathering which accounted (on average) for 8% of the food households consumed. In turn,

this underscores the deleterious impact of the erratic and delayed rains and subsequent failure of the

August 2009 harvest as this not only eroded the ability of households to meet their food needs through

‘own production’, but their ability to purchase food in markets by decreasing supply, increasing demand,

and driving up cereal prices.

The main income sources identified by households were highly variable. The sale of alcohol, firewood,

grass and cereals were the most commonly cited with between 13% and 19% of households identifying

them as a ‘main’ income source. Such diversity would appear to reduce vulnerability at the community

(if not household) level. However, based on a subjective judgment of the reliability and sustainability of

various income sources, more than half of households (54%) in the state rely on income sources that –

even if diverse within and between households - are unreliable and unsustainable. An additional 27%

rely on sources that are only moderately reliable and sustainable.

7.2.2 Expenditure

The percentage of total expenditure spent on food provides a proxy indicator of food security status, as

well as a measure of constraints on the ability of households to meet their food and non-food needs.

Households spending in excess of 65% of their total expenditure on food are clearly vulnerable in this

regard as such a high percentage suggests that the household is forced to choose between meeting their

food and non-food needs or reduce consumption of one or both below their needs. The analysis of data

for Northern Bahr el Ghazal suggests that over half (52%) of households surveyed fall into this category.

An additional 18% indicated that they spent between 50% and 65% of their total expenditure on food

and are thus also vulnerable in terms of their ability to meet their food/non-food needs (figure 10).

Share of expenditure on food

30%

18%

52%

0%

10%

20%

30%

40%

50%

60%

<50% 50-65% >65%

Pro

po

rtio

n o

f H

ou

se

ho

lds

Figure 10 – Percentage of HH by Food Expenditure Group

Page 20: South Sudan Annual Needs and Livelihoods Assessment 2009/2010

20

An analysis of absolute expenditure further suggests that the vast majority (82%) of households

surveyed in the state spend less than 1.6 SDG per day. It also suggests that the purchasing power of

over half (55%) of the households surveyed is inadequate to buy more than ½ of a minimum food basket

with an additional 21% only able to buy between ½ and 1 minimum food basket. As with food

consumption, there is significant variation in this regard between livelihood groups with 80% of the

households in the two locations surveyed in the Ironstone Plateau indicating purchasing power

inadequate to buy more than ½ a minimum food basket in comparison to just less than half (49%) of

households surveyed in the Western Flood Plains. This apparent association mirrors the association

between food consumption groups and livelihood zones noted earlier. Both are elaborated upon in

section 7.4.

7.2.3 Food Access

A composite indicator of food access classifying households as having poor, average or good access was

derived by combining the categorical variable for ‘expenditure on food as a percentage of total

expenditure’ and the subjective valuation of the reliability and sustainability of income sources noted

earlier. Based on this, 54% of households surveyed had poor food access with an additional 28% having

average food access (figure 11). Taken together, this suggests that approximately 82% of households in

the state are vulnerable in this regard.

7.3 Coping Strategies

Well over half (57%) of households

indicated that they had experienced food

short-falls over the 7 days preceding the

survey and engaged consumption coping

strategies as a result. The most

frequently employed of these were

reducing the number of meals eaten in a

day, limiting portion size at meals, and

relying on less preferred and less

expensive foods. A second tier of

consumption coping strategies in terms of

how frequently they were employed

include restricting consumption of food

Figure 11 - Percentage of HH

by Food Access Groups

54%

28%

18%

poor

average

good

Page 21: South Sudan Annual Needs and Livelihoods Assessment 2009/2010

21

by adults so that small children can eat, borrowing food or relying on help from family and friends, and

collecting (and consuming) unusual amounts and/or types of wild foods with a not insignificant number

of households also indicating that they had skipped an entire days without eating

The frequency with which individual households adjusted their consumption patterns in these ways to

deal with food shortfalls and the perceived severity of each of these strategies were combined to derive

a Coping Strategies Index (CSI) score for each household. Households that employed consumption

coping strategies perceived to be severe and/or employed these and other consumption coping

strategies frequently have higher CSI scores than those who employ less severe consumption coping

strategies and/or employed these and other consumption coping strategies infrequently. As such, CSI is

a measure of food insecurity – the higher the CSI for a household, the more food insecure.

Based on these scores and locally developed thresholds, 12% of households surveyed exhibiting either

frequent/severe consumption coping or moderately frequent/severe consumption coping. Such

behaviors themselves are not atypical and, in fact, are typically engaged each year. However, the timing

(after the August harvest) underscores the degree to which the failure of that harvest due erratic and

delayed rains has extended the hunger season and forced households to adopt ways of coping with food

short-falls that - despite being reversible – could undermine nutritional status if frequently employed

over an extended period of time.

7.4 Food Security Groups

As described in box 2, this section of the report brings together categorical indicators of food

consumption, access and coping outlined in the preceding sections (7.1 to 7.3) within a single composite

food security indicator – namely, food security groups. On the basis of this, it is estimated that 19% of

households in Northern Bahr el Ghazal are severely food insecure, 43% moderately food insecure and

the remaining 38% food secure (figure 12).

As with the food consumption and

expenditure indicators presented

earlier, these state-level food security

group aggregates mask what may be a

potentially important difference in food

security status between the Western

Flood Plains and Ironstone Plateau

livelihood zones. Indeed, the

Figure 12 - Percentage of HH

by Food Security Groups

19%

43%

38% Severely Food

Insecure

Moderately

Food Insecure

Food Secure

Page 22: South Sudan Annual Needs and Livelihoods Assessment 2009/2010

22

percentage of severely food insecure households among the two locations surveyed in the Ironstone

Plateau (58%) is nearly six times that of households in the eight locations surveyed in the Western Flood

Plains (10%) with the larger number of locations included in the sample from the latter driving the

overall estimate of the percentage of severely food insecure households downward to 19%. To be

certain, the percentage of moderately food insecure households is more than double in the Western

Flood Plains sample at 48% versus 21% in the Ironstone Plateau sample. Yet, even still, this means that

the percentage of food secure households in the Ironstone Plateau sample (21%) is half that of

households in the Western Flood Plains sample (42%).

Caution is warranted when interpreting these results due the small sample size in each livelihood zone -

and the Ironstone Plateau in particular - as well as the sampling approach taken (see section 3).

However, the magnitude of the difference is large enough and suggestively compelling enough to

Box 2 – Defining Food Security Groups

The food security groups presented in this section of the report were created by combining

household measures of food consumption, food access (income and expenditure) and coping

strategies. For food consumption, households were categorized as having poor (0 to 21), borderline

(21.5 to 35) or acceptable (>35) consumption on the basis of their Food Consumption Scores – a

weighted index that takes account of both frequency of consumption and various foods contribution

to dietary adequacy. For food access, a combination of the reliability of income sources (good = 4,

medium = 2, poor =1) and poor (>65%), medium (50%-65%) and good (<50%) percentage of total

expenditure spent on food were used and then cross-tabulated to define poor medium, and good

food access groups. For coping strategies, Coping Strategies Index (CSI) scores that capture both

the frequency and severity of coping were used to define high, medium and low coping based on

locally-established thresholds. All three of these categorical variables were then combined to define

food security groups as depicted in the fictitious example below:

Poor Borderline Acceptable

High 0% 0% 1%

Medium 1% 1% 1%

Low 4% 4% 8%

High 0% 0% 1%

Medium 1% 1% 2%

Low 3% 4% 13%

High 0% 0% 2%

Medium 1% 2% 4%

Low 5% 10% 31%

Severely Food Insecure 12%

Moderately Food Insecure 24%

Food Secure 66%

MediumCoping

Strategies

Index

GoodCoping

Strategies

Index

Food Consumption

Ability to

access food

PoorCoping

Strategies

Index

Page 23: South Sudan Annual Needs and Livelihoods Assessment 2009/2010

23

warrant further investigation into whether this apparent association between livelihood zone and

community-level food security status is real and causally-driven or merely an anomaly due to the type of

sampling used.

8 Hazards, Opportunities and Community Priorities

As noted earlier in the section on food availability, the atypical dry spell that occurred in June and July

and the widespread crop failure stemming from it was perceived as a major shock by the vast majority

of households (82%). Moreover, half of the households surveyed (50%) cited the abnormally high prices

of cereals and other food commodities resulting from it as another major shock (figure 13). Other

shocks identified by at least a quarter of the households surveyed include insecurity, human sickness,

and weeds/pests.

Shocks Experienced

31%

50%

5%

18%

5%

33%

5%

82%

25%18%

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Inse

curit

y/viol

ence

Food

too e

xpen

sive

Lack

of f

ree a

cces

s/m

ovem

ent

Live

stoc

k di

seas

es

Flood

s

Hum

an sickn

ess

Late

food

aid

distri

butio

n

Del

ay o

f rai

ns

Weed

s/pe

st

Oth

er

Pro

po

rtio

n o

f h

ou

seh

old

s

Figure 13 – Major Shocks Identified by Households

9 Health and Nutrition

The most prevalent diseases in the state are malaria, respiratory tract infections (RTIs), skin diseases and

diarrhoea. About 60% of households in the state rely on water from untreated sources without boiling

or treating prior to consumption. In addition, less than 10% of households have toilets and nearly early

Page 24: South Sudan Annual Needs and Livelihoods Assessment 2009/2010

24

80% do not wash hands after urinating and/or defecating. Both offer likely explanations for the high

prevalence of diarrhoea in the state. Access to health services is also limited with those who are sick

purportedly travelling long distances to get assistance in Aweil town. When combined with inadequate

food consumption, the collective impact of these individual health threats may well contribute to a

deterioration of nutritional status, particularly among the severely food insecure.

10 Conclusion on the Food Security Situation

As indicated in section 7.4, it is estimated

that 19% of households in Northern Bahr

el Ghazal were severely food insecure at

the time of the ANLA with an addition

43% moderately food insecure and the

remaining 38% food secure. Translating

this into population figures on the basis of

available census data, it is estimated that

there are currently 139,713 severely food

insecure people in the state with an

additional 309,130 moderately food

insecure (figure 14). There is some

suggestive evidence that the food security

situation is comparatively worse in the Ironstone Plateau livelihood zone. However, additional

investigation is needed to confirm or refute this. The presence of relatively well functioning markets

and trade within and beyond the state also suggests that food insecurity throughout Northern Bahr el

Ghazal is largely a product of poor food access rather than food availability - even in years, such as

2009/10, when a net cereal deficit projected.

11 Future Developments and Recommendations

Given both the failure of the August harvest and the likelihood that long-term variety yields and

production will be below average in November/December 2009, the food security situation is unlikely to

improve prior to the harvest of short-term variety crops in August 2010. Indeed, the expectation is that

the hunger season could start as early as January 2010. In turn, this suggests that severely food insecure

households (nearly 140,000 people) whose lives are at risk are likely to remain vulnerable and in need of

food assistance. The fact that markets in the state are relatively well functioning

Figure 14 - Population by Food Security Groups

139,713

309,130

272,055Severely Food

Insecure

Moderately

Food Insecure

Food Secure

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25

The likelihood that the food security situation will not improve before August 2010 also suggests that

moderately food insecure households (nearly 310,000 people) are vulnerable to becoming severely food

insecure during this period, particularly if their livelihoods are not supported and protected. As such,

there is also a need for the timely provision of agricultural inputs to allow for early preparation prior to

the onset of the next planting season in order to increase the odds of a good August 2010 harvest and

stave off the possibility of the already extended hunger season being extended further still.

Finally, it must be noted that the possibility of insecurity tied to the upcoming elections also poses a

potential threat to the lives and livelihoods of all households and could well exacerbate the already

tenuous food security situation in the state. Accordingly, continuous monitoring is needed to alert

stakeholders and decision makers to any significant changes in food security status stemming from the

extended hunger season, insecurity tied to elections, and/or the potentially devastating combination of

the two.

12 Annex A: List of Locations

County Payam Settlement Livelihood Zone

Aweil Centre Awuilic Awuilic Western Flood Plain

Aweil Centre Madhol Rumrol Western Flood Plain

Aweil Centre Nyalath Nyalath Ironstone Plateau

Aweil West Bar Mayen Bar Mayen Ironstone Plateau

Aweil South Tieraliet Tiaraliet Western Flood Plain

Aweil West Udhum Udhum Western Flood Plain

Aweil West Marial Bai Marial-baai Western Flood Plain

Aweil West Chelkou Chelkou Western Flood Plain

Aweil East Yargot Rumbuol Western Flood Plain

Aweil North Ariath Mayom Deng Akol Western Flood Plain

13 Annex B: Participant List – Stakeholders, Data Collection, Analysis and Response Options

13.1 Training, Data Collection and Qualitative Data Analysis

Name Organization

Yohannes Chaim Tob WFP World Food Programme

Abraham Ariik Piol SSRRC South Sudan Relief and Rehabilitaion Comission

Lual Wol Lual SMAARF Sudan Ministry of Agriculture Animal Resource and

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26

Forestry

Aleu Garang Aleu WVI World Vision International

Unziga Asharaf RRR Returns Reintergration and Rehabilitation

Martin Kir Wol WFP World Food Programme

Augustino Aguot Lueth SMAARF

Sudan Ministry of Agriculture Animal Resource and

Forestry

Yomo Lawrence WFP World Food Programme

Daniel Aduol Bol SSRRC South Sudan Relief and Rehabilitaion Comission

Taban Simon Stanley Tearfund Tearfund

Alexander Makuach Kuol WFP World Food Programme

Santino Deng Ngor SMAARF

Sudan Ministry of Agriculture Animal Resource and

Forestry

Angelo Deng Atem SSRRC South Sudan Relief and Rehabilitaion Comission

Peter Wol Mayen Cordaid Cordaid

Felista Busi Poni WFP World Food Programme

Kiir Awen Mayen FAO/SIFSIA Food and Agriculture Organization

James Lual Dut SMAARF

Sudan Ministry of Agriculture Animal Resource and

Forestry

Luka Dok Kuot Cordaid Cordaid

Nyanut Kiir Bol SSRRC South Sudan Relief and Rehabilitaion Comission

13.2 Interpretation Quantitative and Qualitative Results, Response Options Analysis, Stakeholder

Consultation on Overall Findings

Name Organization

Samuel Ajing Uquda DARF

John Leon Lollis SOAFAF

Wani Samuel Henry Tear Fund Tear Fund

Taban Simon

stanley Tear Fund Tear Fund

Kur Awen mayen FAO Food Agriculture Organization

Ruth Macormacu ACF Action Against Hunger

Berhanu Haile

Save the

childern SS Save the childern in Southren Sudan

James Lual Dut SMAARF

Sudan Ministry of Agriculture Animal

Resource and Forestry

Angelo Chan angara

GOSS/MAF

NBGSA

Deng Deng Akuei MOAAF Ministry of Agriculture and Forestry

Maggie Tiernan AMURT Ananda Marga Universal Relief Team

Mac Yuang WFP Wold Food Programm

Augustino Aguot

Lieth SMAARF

Sudan Ministry of Agriculture Animal

Resource and Forestry

Aboud Suleiman FAO Food Agriculture Organization

Michael Njogu SCISS Save the childern in Southren Sudan

Yohhannes Tob WFP Wold Food Programm

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27

Nofl Abdalla ACTIDG

Poul Anywayo WFP Wold Food Programm

Kiir Awen Mayen SMAARF

Sudan Ministry of Agriculture Animal

Resource and Forestry