sierra, d (2015) open citizen innovation- an argumentative approach for a city crowdsourcing...
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Research Group on Information Systems and Information Communication Technologies in Organizations - GISTIC
Prof. José Ismael Peña
1
Open Citizen Innovation: an argumentative approach for a city crowdsourcing platform.
Author: Danny Sierra
Universidad Nacional de Colombia
Industrial Engineering Master
E-mail: [email protected]
1. Abstract
The current study intends to represent scientific arguments that support the research on a
city project for Bogotá, that is, a city crowdsourcing platform. In the article we come across
how a public administration have to set the mission and goals based on legitimacy in order
to work and how technology can be used in the framework of e-government and open
government to meet citizens and government goals by using a crowdsourcing platform for
dual participation and co-creation decision making for the public sector.
Keywords: citizens, citizensourcing, crowdsourcing, open government, e-government,
open innovation, organizational strategy, public sector, public value.
2. Introduction
The Ministry of ICT of Colombia (MinTIC, 2014) filed the act 2573 of 2014 where
established the general directions of the electronic government strategy. In this act
the country accepted the recommendations of the Organization for Economic Co-
operation and Development (OCDE) in carrying out the strategy of a digital
government that states how a public administration should embrace technology in
order to promote more open, participative and innovative approaches allowing
citizens to have access to open data to foster public use. In this document, it also
describes the alliance that Colombia subscribed with Open Government Partnership1
to use technology for citizen participation in public domains, promoting the
innovation and community creation for a transparent, efficient and accountable
government. In this regard, there is a great responsibility for the national government
to make local governments to implement strategies and mechanisms that meet the act
1 OGP: was launched in 2011 to provide an international platform for domestic reformers committed to
making their governments more open, accountable, and responsive to citizens. Since then, OGP has grown from 8 countries to the 65 participating countries indicated on the map below. In all of these countries, government and civil society are working together to develop and implement ambitious open government reforms http://www.opengovpartnership.org/
Research Group on Information Systems and Information Communication Technologies in Organizations - GISTIC
Prof. José Ismael Peña
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depicted above and not only by using the technology but also empowering citizens
and governments to improve the societal interaction through innovation and
participation.
From this starting point, we will go in the article through the organizational strategy
in public sector, describing the elements that have to be aligned. Then, we mention
some definitions on e-government and why the elements in the definitions can
support the strategic missions by using technology. Linked to this, we expand the
description made on open innovation and how this corporate concept might be
extrapolated in the public scene. Once understood open innovation, we shed light on
the business model, crowdsourcing, to have an argument to expand it into the open
government framework where one of its layers corresponds to citizensourcing that
basically is to tap into the crowd to get the best ideas co-created from the collective
intelligence answering an open-problem-solving challenge from the public sector. All
written before intends to give scientific arguments for a city crowdsourcing platform
that is being built at the Engineering Faculty of Universidad Nacional de Colombia
through Vivelab Bogotá for the Mayor of Bogotá.
3. Creating public value: organizational strategy for public sectors.
It is considered a public organization a sort of monopoly; this means that competitors are
out of place in this regard. Therefore, a government administration’s efforts are oriented to
satisfy the demands of citizens by offering a portfolio of products based on financial terms;
however, it is not quite clear in terms of which elements of legitimacy those are based on.
Thus, a public organization has to define the mission and its goals for the public sector on
certain objectives. Kennedy School of Government stated in its research studies an
organizational strategy for public sector. They suggest that have to be three elements
simultaneously aligned in order to connect the citizens, stakeholders and clients’ aspirations
to fit the public value (Moore, 1997).
This concept of organization strategy for the public sector stated by Moore goes as follows:
1- “declare the overall mission or purpose of an organization (in terms of public
value);
2- offer an account of sources of support and legitimacy that will be tapped to sustain
society commitment to the enterprise;
3- and explain how the enterprises will have to be organized and operated to achieve
the declared objectives”.
Research Group on Information Systems and Information Communication Technologies in Organizations - GISTIC
Prof. José Ismael Peña
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The strategy in order to be developed has to meet three broad tests described by him as
well:
1- “The strategy has to be substantively valuable in this sense; the organization
produces things to value to overseers, clients and beneficiaries at low cost in terms
of money and authority.
2- It has to be legitimate and political sustainable. That is, the enterprise must be able
to continually attract both authority and money from political authorizing
environment to which is ultimately accountable.
3- It must be operationally and administrable feasible in that the authorized, valuable
activities can actually be accomplished by the existing organization with help from
others who can be induced to contribute to the organizational goal”.
According to Moore, these three elements have to be linked and work out to each other to
have a successful outcome. Just imagine if one of mentioned above lacks, the whole
strategy fails. If citizens do not feel benefited by the things produced by the organization,
then, is not valuable for them, hence, it fails. And if the political environment cannot
support them in terms of legitimacy, it fails. And if operationally the strategy does not meet
the goals helped by other organizations, then fails as well.
All of this bases its importance on the management of external demands and internals
capabilities to make things work as stated in mission and goals of a public administration.
If citizens are capturing the value of what the organization in producing the public manages
may feel happy. However, almost never is the case, because there is always a constant
alignment of strategic elements to fulfill the desires, supplies and execution among parties
to orchestrate efficiently.
This analysis draws attentions on how a public administration enables mechanisms in order
to empower citizens and bring a broader dynamics on the democratic field by using
technology in order to manage it better. For this reason, we shed light on the literature of e-
government to know how this can help to enhance the productivity of a government by
using technology. Since the large use of the internet and widespread use of personal
computers and mobile phones, governments are in the search of new and effective ways to
improve public administration taking as examples from other fields.
4. Definition on E-Government
There is not a universal accepted concept about e-government; nonetheless, several authors
agree that have to cover information and communication technologies from the government
to deliver services to citizens.
Research Group on Information Systems and Information Communication Technologies in Organizations - GISTIC
Prof. José Ismael Peña
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We are going to mentions some of the authors in the last years that have come across
defining e-government found in (Yildiz, 2007):
4.1. E-government is defined as “utilizing the Internet and the World-Wide-Web for
delivering government information and services to citizens” (United Nations, &
American Society for Public Administration (ASPA), 2002, p. 1)
4.2. “Define e-government as the relationships between governments, their customers
(businesses, other governments, and citizens), and their suppliers (again,
businesses, other governments, and citizens) by the use of electronic means”.
(Means & Schneider, 2002, p. 121)
4.3. “E-government is…Simply using information technology to deliver government
services directly to the customer 24/7. The customer can be a citizen, a business or
even another government entity”. (Duffy, 2001)
4.4. “Define e-government as the use of technology, especially Web-based applications
to enhance access to and efficiently deliver government information and services.
They categorize e-government efforts into three broad categories of Government-
Government (G2G), Government-to-Citizen (G2C), and Government-to-Business
(G2B). One may include two additional categories in this list: Government-to-Civil
Societal. Organizations (G2CS) and Citizen-to-Citizen (C2C), if the interaction
among citizens is related to the other three categories of e-government”. (Brown &
Brudney, J, L., 2001)
4.5. In Colombia, Ministry of ICT defines it as following: “contribute through the use
of Information and Communications Technologies (ICT), to build a State more
efficient, more transparent, more participatory to provide better services to citizens
and enterprises, resulting in a more competitive production sector, a modern public
administration and more informed and better tools for community participation”.
(Riasco & Giordano, 2008)
The definitions above, let us understand the main elements of what an e-government means
and why is strategic for a public administration to fulfill a democratic desire among parties
(e.g: citizens, local and international entities and businesses). As we read the definitions,
we can deduce that e-government implies interaction on both ways enabled by technologies
in different sectors to improve economical, socially and political matters. In this sense,
participation and information management play an important role to meet the e-
government’s goals as a managerial strategic for the public sector.
Von Hippel, (2005) has been researching on the field of lead user or also known as user
innovation. This concept basically means that users are the main source of innovation due
to the fact that in order to improve a self-experience with a product or service the users
changes it, adapts it, prototypes it and so to satisfy his own needs. The discussion of this
Research Group on Information Systems and Information Communication Technologies in Organizations - GISTIC
Prof. José Ismael Peña
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topic has also drawn attention in the public sphere where external actors can be engaged
with the government in order to create a participatory connection with citizens to have a
public value-creation and a refined decision-making process legitimized in a democratic
innovation scenario.
Thus, in an e-government strategy, to open the boundaries of the public organization and
take into account how the users of the public domain (citizens) can enhance the public or
State services by letting participating in the construction of their own country or city,
knowing that the main source of knowledge and innovation come from citizens, that is
argument to outsource the decision making process utilizing technology.
5. Definition on Open Innovation
Chesbrough (2003) coined the term open innovation as follows:
“Open innovation is the intentional use of inflows and outflows of
knowledge to accelerate internal innovation and expand markets with
the external use of innovation, respectively use. [This paradigm]
assumes that firms can and should use external ideas as well as
internal, internal and external paths to market, while advancing in
their technology”.
This definition comes from the efforts of firms to exploit their knowledge within the
organization, through processes of research & development (R & D). Currently they have
ceased to become more competitive, because they have lost the opportunity to draw
experience and knowledge from external sources. (Laursen & Salter, 2006). This is also
stressed by Cohen & Levinthal (1990) which states that the ability to exploit external
knowledge is a vital component of innovation capabilities. That is, that the joint external
knowledge, recognizes the value of it, assimilate and implement the business model of the
organization, there is what these authors call "absorption capacity" seal for the paradigm of
open innovation.
Open innovation comes into discussion due to the fact of a closed innovation logic (see
Figure 1), where firms were engaged to generate their own innovations through processes
of ideation, development, construction products and services, marketing, distribution,
finance and support these processes without interacting with externals (Huizingh, 2010)
Research Group on Information Systems and Information Communication Technologies in Organizations - GISTIC
Prof. José Ismael Peña
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Figure 1: closed innovation model versus open innovation model. Chesbrough (2003, 2006)
Open innovation is distinguished by its two operating patterns (inside-out and outside-in).
The first is the way the organization manages some of the ideas and outsiders generating
new technologies, markets and business models that do not have direct value to the
organization, but that they can trade with other players. On the other hand, the second is
outside-in, where other players can participate in the innovation process and can be part of
a different organization, including technology, co-development, patents, etc., thus speeding
up the process innovation (Enkel, Gassmann, & Chesbrough, 2009)
6. Crowdsourcing
Crowdsourcing was coined by Jeff Howe and Mark Robinson in the magazine called Wired
(Howe, 2006) describing a business model based on internet that taps into the crowd to get
creative ideas from a distributed network of individuals by an open call to benefit a single
firm. (Seltzer & Mahmoudi, 2013; Brabham, 2008) describe it as a strategic model that
accelerate efficiently for companies to produce new products and solve problems using
internet to interact with people independently where they are in a new way (Agrawal,
Catalini, & Goldfarb, 2011). The concept is based on the egalitarian principle denoted by
(Seltzer & Mahmoudi, 2013) that is, “every individual possess some knowledge or talent
that some other individual will find valuable.” In other words, every person has the same
opportunity to propose ideas beside his or her background and the crowdsourcing model
enable these ideas to connect with other people that aim to a common purpose.
In the book, the wisdom of crowds Surowiecki, (2005) states the following ‘‘. . . under the
right circumstances, groups are remarkably intelligent, and are often smarter than the
smartest people in them’’ (p. xiii)." This means that averaging is not the solution but adding
Research Group on Information Systems and Information Communication Technologies in Organizations - GISTIC
Prof. José Ismael Peña
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the best of it. (Lévy & Bonomo, 1999) had previously spoken of collective intelligence
where they question:
“It has become impossible to restrict knowledge and its movement to
castes of specialists . . . Our living knowledge, skills, and abilities are
in the process of being recognized as the primary source of all other
wealth. What then will our new communication tools be used for? The
most socially useful goal will no doubt be to supply ourselves with the
instruments for sharing our mental abilities in the construction of
collective intellect of imagination. (p. 9) cited by (Brabham, 2008)
From this, we can deduce that Lévy and Bonomo rely on the community as a source of
knowledge and its potential. An important aspect of crowdsourcing is that in a problem-
solving situation, a firm can benefit by having a large number of individuals from different
cognitively perspectives offering their ideas, even if those individuals are not deemed
specialists themselves (Brabham, 2010). Additionally, these authors point out that
crowdsourcing should be assumed for summing up rather than averaging solutions. That is,
creating value in terms of new and fresh ideas co-created rather than getting to a consensus
about an idea. Turning back to the first definition made in this topic Howe stated in 2006
the following:
Crowdsourcing’s Howe definition:
“Simply defined, crowdsourcing represents the act of a company or
institution taking a function once performed by employees and
outsourcing it to an undefined (and generally large) network of people
in the form of an open call . . . The crucial prerequisite is the use of
the open call format and the large network of potential laborers.”
taken from (Brabham, 2009)
7. Open Government
According to the literature, the concept Open Government or at least the term in not
something new. The first time mentioned was in the British political arena in late 70’s,
where government matters and initiatives of the government should be widely discussed
and citizens can assess and screen in order to mitigate opacity. (Alujas Ramírez, 2011;
Chapman & Hunt, 1987). And there was always the intention that citizens get involved
with the discussions and the decisions of the government; however, the demanding became
more to information access for accountability. (Alujas Ramírez, 2011)
Research Group on Information Systems and Information Communication Technologies in Organizations - GISTIC
Prof. José Ismael Peña
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In the United Stated filed an Act in 1966 called FOIA that stands for (Freedom Of
Information Act) where the government give free access of State information following the
privilege that have citizens of the “right to know”. This has provoked replication in
countries worldwide.
However, the signification of the open government have risen importance also in a different
shift related to communication patterns, global social network, and ICT, where the
penetration has rapidly increased in the last thirty years with internet, so different use not
only in business but in government have drawn attention. The social media and the Web 2.0
paradigm have contributed to use the term Government 2.0 based on collaboration,
openness, and transparency. This has caused that the citizens can interact closely with the
government and participate in order to have a social control that not only be accepted in a
closed and hermetic public administration.
The most accepted definition of open government goes as follows:
“Open government is the governing doctrine which holds that citizens
have the right to access the documents and proceedings of the
government to allow for effective public oversight. In its broadest
construction it opposes reason of state and other considerations,
which have tended to legitimize extensive state secrecy. The origins of
open government arguments can be dated to the time of the European
Enlightenment: to debates about the proper construction of a then
nascent democratic society. Among recent developments is the theory
of open source governance, which advocates the application of the
free software movement to democratic principles, enabling interested
citizens to get more directly involved in the legislative process”.
(Wikipedia, 2013)
So the logic of the open government system is based on interaction and flows of
information among entities, governments and citizens. We can see how the three main
actors: government, intermediary bodies, and citizens, business, civil society organization
interact each other by demanding and responding in a transactional form. (See Figure 2)
Research Group on Information Systems and Information Communication Technologies in Organizations - GISTIC
Prof. José Ismael Peña
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Figure 2: Information flow in a ideal Open Government System, (Gavelin, Burall, &
Wilson, 2009)
Now linking the principles of crowdsourcing and open innovation in the public arena, there
is a framework created by Hilgers & Ihl, (2010) that state and describe the procedures and
dimensions to satisfy the open government scheme and consequently the organizational
public strategy (see Figure 3).
7.1. Citizen Ideation and Innovation: this first layer aims to gather knowledge and
ideas through creativity from citizenry to solve a common good by idea- and
innovation-contests through open innovation platforms.
7.2. Collaborative Administration: the second layer aims to integrate citizen and
firms’ experiences with public administrative processes based on user innovation
and user-generated-content.
7.3. Collaborative Democracy: the third layer sums up new ways of collaboration in
terms of public participation in decision and policy making, building institutional
trust among entities.
Research Group on Information Systems and Information Communication Technologies in Organizations - GISTIC
Prof. José Ismael Peña
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Figure 3: Framework for citizen engaged governance (Hilgers & Ihl, 2010)
8. Research context
The main motivation of the research based on a project (crowdsourcing platform) that is
being carried out by the working agreement between the Engineering Faculty of
Universidad Nacional de Colombia - UN, Ministerio de las Tecnologías de la Información
y las Comunicaciones – MinTIC and Alta Consejería Distrital de TIC – ACDTIC of the
Mayor of Bogotá, through the project Vivelab Bogotá. This last one, is an innovation
laboratory for the city where have been developing technology and training projects for the
city, sponsored by ACDTIC. One of the projects is a web based crowdsourcing platform in
order to post public sector challenges (e.g mobility, health, security among others) so that
citizens can submit ideas for solutions. This platform will be launched in the mid July of
2015 in Bogotá and the main input for this innovation strategy behind is to succeed with the
citizens’ participation with ideas and the social mechanisms in it to select the best ideas for
the sector authority to implement in the city.
9. Current research status
This is the timetable established for the research in this project; the green line indicates the
status of progress of the project so far. (see Table 1)
Research Group on Information Systems and Information Communication Technologies in Organizations - GISTIC
Prof. José Ismael Peña
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Activities Semester 1 Semester 2 Semester 3 Semester 4
1 2 3 4 1 2 3 4 1 2 3 4 1 2 3 4
Refining State of the
art X X X X X X X X X X X
Defining the
technology
architecture
X X X X X
Developing the
citizensourcing
platform Bogotá
Abierta
X X X X X X X
Definition
methodology X X X X X
Metrics & Measures
deployment X X X
Results of results
X X
Final document
X
Table 1: own creation.
10. Conclusions
The literature reviewed in the concepts from the strategic point of view in the public sector
and other topics such e-government and open government let us envision the importance to
drive a governmental policy to its maximum potential involving citizens in the building of
better and suitable decisions. Moreover, citizens find mechanisms for city innovation based
on their own user-center perspective and validating the user innovation concepts that
depicts that the source of innovation comes from users, in this case, citizens. So using
technology and crowdsourcing platforms answer the arguments described in the act filed by
the Ministry of ICT and gives institutional relevance to the project. In terms of benefits, this
is a win-win situation for governments, businesses and citizens because establish certain
purposes that the act aims at. For example, transparency, openness, collaboration and in
other words new ways of democracy enabled by technology and empowered by people.
Research Group on Information Systems and Information Communication Technologies in Organizations - GISTIC
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11. References
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Brabham, D. C. (2009). Crowdsourcing Public Participation.
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Chapman, R., & Hunt, M. (1987). Open Government. A study of the prospects of open
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Research Group on Information Systems and Information Communication Technologies in Organizations - GISTIC
Prof. José Ismael Peña
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Chesbrough. (2003). Open innovation -The new imperative for creating and profiting from
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Research Group on Information Systems and Information Communication Technologies in Organizations - GISTIC
Prof. José Ismael Peña
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Moore, M., H. (1997). Creating public value.
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