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Sod i um Channe l s i n P l anar L i p i d B il ayers Channe l Gati ng K i neti cs o f Purifi ed Sod i um Channe l s Mod ifi ed by Batrachotox i n BERNHARD U . KELLER , ROBERT P . HARTSHORNE , JANE A . TALVENHE I MO , W I LL I AM A . CATTERALL , and MAUR I C I O MONTAL From the Departments of Bi o l ogy and Phys i cs , Un i vers ity of Ca liforn i a at San D i ego , La Jo ll a, Ca liforn i a 92093 , and the Department of Pharmaco l ogy , Un i vers ity of Wash i ngton , Seattl e, Wash i ngton 98195 ABSTRACT S i ng l e channe l currents o f sod i um channe l s purifi ed from rat bra i n and reconstituted i nto p l anar li p i d b il ayers were recorded . The k i neti cs o f channe l gati ng were i nvesti gated i n the presence o f batrachotox i n to e li m i- nate i nacti vati on and an ana l ys i s was conducted on membranes w ith a s i ng l e acti ve channe l at any g i ven ti me . Channe l open i ng i s f avored by depo l ari zati on and i s strong l y vo ltage dependent . Probab ility dens ity ana l ys i s o f dwe ll ti mes i n the c l osed and open states o f the channe l i nd i cates the occurrence o f one open state and severa l d i sti nct c l osed states i n the vo ltage ( V) range - 120 mV _ - V +120 mV . For V _< 0 , the trans iti on rates between states are exponenti a ll y dependent on the app li ed vo ltage , as descri bed i n mouse neurob l astoma ce ll s ( Huang , L . M ., N . Moran , and G . Ehrenste i n . 1984 . B i ophys i ca l j ourna l . 45 : 313 - 322 ) . I n contrast, f or V - _ 0 , the trans iti on rates are v irtua ll y vo ltage i ndependent . Autocorre l ati on ana l ys i s ( Labarca , P ., J . R i ce , D . Fredk i n , and M . Monta l . 1985 . B i ophys i ca l j ourna l . 47 : 469 - 478 ) shows that there i s no corre l a - ti on i n the durati ons o f success i ve open or c l os i ng events . Severa l k i neti c schemes that are cons i stent w ith the experi menta l data are cons i dered . Th i s approach may prov i de i n f ormati on about the mechan i sm underl y i ng the vo ltage dependence o f channe l acti vati on . I NTRODUCT I ON Vo ltage - sens iti ve sod i um channe l s med i ate the i nward sod i um current duri ng the depo l ari z i ng phase o f an acti on potenti a l . A group o f li p i d - so l ub l e tox i ns , Address repri ntrequests to Dr . Mauri c i o Monta l, Dept . of Neurosc i ences , Roche Institute of Mo l ecu l ar B i o l ogy , Nutl ey , NJ 07110 . Dr . Ke ll er' s present address i s Max - P l anck -I nstitut fiir B i ophys i ka li sche Chem i e , Gotti ngen , Federa l Repub li c o f Germany . Dr . Hartshorne ' s present address i s Dept . of Pharmaco l ogy , Oregon Hea lth Sc i ences Un i vers ity , Portl and , OR 97201 . Dr . Ta l venhe i mo ' s present address i s Dept . o f Pharmaco l ogy , Un i vers ity of M i am i Schoo l of Med i c i ne , M i am i, FL 33101 . J . GEN . PHYSI OL. © The Rockef e ll er Un i vers ity Press - 0022 - 1295 / 86 / 07 / 0001 / 23$1 . 00 1 Vo l ume 88 Ju l y 1986 1 - 23 on June 14, 2006 www.jgp.org Downloaded from

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Page 1: S C nn in P L B il - Department of Molecular & Cell Biologymcb.berkeley.edu/labs/garcia/sites/mcb.berkeley.edu.labs.garcia/files/.../Keller1986.pdf · t iva t ion (rev iewed by Ca

Sodium Channels inPlanar Lipid Bi layers

Channel Gating Kineticsof Puri f ied Sodium ChannelsModi f ied by Batrachotoxin

BERNHARD U . KELLER, ROBERT P . HARTSHORNE,JANE A . TALVENHEIMO, WILLIAM A . CATTERALL, andMAURICIO MONTAL

From the Departments of Biology and Physics, University of Cal i fornia at San Diego, La Jol la,Cal i fornia 92093, and the Department of Pharmacology, University of Washington, Seattle,Washington 98195

ABSTRACT

Single channel currents of sodium channels puri f ied from ratbrain and reconstituted into planar l ipid bi layers were recorded . The kineticsof channel gating were investigated in the presence of batrachotoxin to el imi -nate inactivation and an analysis was conducted on membranes with a singleactive channel at any given time . Channel opening is favored by depolarizationand is strongly voltage dependent . Probabi l ity density analysis of dwel l t imes inthe closed and open states of the channel indicates the occurrence of one openstate and several distinct closed states in the voltage (V) range -120 mV _- V+120 mV . For V _< 0, the transit ion rates between states are exponential lydependent on the appl ied voltage, as described in mouse neuroblastoma cel ls(Huang, L . M . , N . Moran, and G . Ehrenstein . 1984 . Biophysical journal .45 :313-322) . In contrast, for V -_ 0, the transit ion rates are virtual ly voltageindependent . Autocorrelation analysis (Labarca, P . , J . Rice, D . Fredkin, and M .Montal . 1985 . Biophysical journal . 47 :469-478) shows that there is no correla-t ion in the durations of successive open or closing events . Several kineticschemes that are consistent with the experimental data are considered . Thisapproach may provide information about the mechanism underlying the voltagedependence of channel activation .

INTRODUCTION

Voltage-sensit ive sodium channels mediate the inward sodium current duringthe depolarizing phase of an action potential . A group of l ipid-soluble toxins,

Address reprint requests to Dr. Mauricio Montal , Dept . of Neurosciences, Roche Institute ofMolecular Biology, Nutley, NJ 07110 . Dr . Kel ler 's present address is Max-Planck- Institut f i irBiophysikal ische Chemie, Gottingen, Federal Republ ic of Germany . Dr. Hartshorne 's presentaddress is Dept . of Pharmacology, Oregon Health Sciences University, Portland, OR 97201 .Dr. Talvenheimo 's present address is Dept . of Pharmacology, University of Miami School ofMedicine, Miami , FL 33101 .

J . GEN . PHYSIOL. © The Rockefel ler University Press - 0022-1295 /86 /07 /0001 /23$1 .00

1Volume 88

July 1986

1-23

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THE JOURNAL OF GENERAL PHYSIOLOGY " VOLUME 88 - 1986

batrachotoxin, veratridine, aconit ine, and grayanotoxin, which share a commonreceptor site on the sodium channel , can profoundly alter the voltage and timedependence of opening, single channel conductance, ionic selectivity, and inac-t ivation (reviewed by Catteral l , 1980) . Batrachotoxin (BTX) , the most potent ofthese, shi fts the voltage dependence of activation 50 mV in the hyperpolarizingdirection and el iminates both fast and slow inactivation, which results in persist-ently open sodium channels at the normal membrane resting potential (Albu-querque et al . , 1971 ; Narahashi et al . , 1971 ; Khodorov and Revenko, 1979 ;Huang et al . , 1982). Recently, single channel studies of BTX-modi f ied sodiumchannels have extended our knowledge of sodium channel function (Quandt andNarahashi , 1982 ; Krueger et al . , 1983 ; French et al . , 1984 ; Moczydlowski et al . ,1984) and have yielded a kinetic model of the BTX-modi f ied sodium channel(Huang et al . , 1984) .

BTX and veratridine have also been extremely useful tools in the study ofsodium channels that have been reconstituted into l ipid vesicles after puri f icationfrom rat muscle (Weigele and Barchi , 1982 ; Tanaka et al . , 1983) , rat brain(Talvenheimo et al . , 1982 ; Tamkun et al . , 1984) , and eel electroplax (Rosenberget al . , 1984x) . These studies have demonstrated that the sodium channel protein,which was puri f ied on the basis of its abi l ity to bind saxitoxin (STX) or tetrodo-toxin (TTX) , retains a functional ion conduction pathway with the ionic selectiv-ity and neurotoxin sensit ivity characteristic of the sodium channel . Single channelrecordings of sodium channels puri f ied from eel electroplax (Rosenberg et al . ,1984b) , rat brain (Hanke et al . , 1984 ; Hartshorne et al . , 1984, 1985) , and rabbitT-tubules (Furman et al . , 1986) were recently obtained as a f irst step toward thedetai led characterization of the electrophysiological properties of the puri f iedchannel protein under voltage-clamp condit ions . The voltage dependence ofopening, the apparent gating charge, the voltage and concentration dependenceof TTX block, the ionic selectivity, and the single channel conductance of BTX-modi f ied sodium channels puri f ied from rat brain were shown to be in goodagreement with the properties of BTX-modi f ied native rat brain sodium channelsincorporated into planar l ipid bi layers in a simi lar manner (Hartshorne et al . ,1985 ; Krueger et al . , 1983 ; French et al . , 1984) .

In this article, we determine the opening and closing rates and the voltagedependence of these rates for BTX-modi f ied sodium channels puri f ied from ratbrain and reconsituted into planar l ipid bi layers . These results are comparedwith an analysis of rate constants from a patch-clamp study of BTX-modi f iedsodium channels in neuroblastoma cel ls (Huang et al . , 1984) , and kinetic modelsconsistent with the data are discussed .

A prel iminary account of this research has been presented elsewhere (Kel leret al . , 1985) .

MATERIALS AND METHODS

Sodium Channel Puri f ication and Reconstitution in Lipid Vesicles

Sodium channels were puri f ied from a Triton X-100 solution of rat brain membranes bychromatography on DEAE-Sephadex, hydroxylapatite, and wheat germ agglutinin-Seph-arose 4B, fol lowed by sedimentation through sucrose gradients as described by Hartshorne

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KELLER ET AL .

Puri f ied Sodium Channels in Lipid Bi layers

3

and Catteral l (1984) using the modi f ications of Tamkun et al . (1984) . The puri f ied sodiumchannels had a speci f ic activity of >2,000 pmol of [ sH]STX-binding sites per mi l l igram ofprotein . The sodium channels were reconstituted using the procedure of Talvenheimo etal . (1982) into l ipid vesicles composed of 35% (wt /vol ) bovine brain phosphatidylethanol -amine (PE) (Sigma Chemical Co . , St . Louis, MO) and 65% bovine brain phosphatidylcho-l ine (PC) (Sigma Chemical Co . ) by adding a solution of 0 .7% PE and 1 .3% PC in 10%Triton X-100 to the puri f ied channels to a f inal concentration of 0 .2% PC and 0 .105%PE . Thereafter, Triton X-100 was removed by overnight incubation with 0 .25-0 .4 ml ofBio-Beads SM-2 (Bio-Rad, Richmond, CA) per mi l l i l iter of reconstitution mixture . TheBio-Beads were removed and replaced with an equal volume of fresh Bio-Beads and theincubation was continued for an addit ional 2 h . The result ing vesicles were composed of2 mg /ml PC, 1 .05 mg /ml PE, 5-15 pmol /ml STX receptor, and -17,ug protein /ml in 50mM NaCl , 10 mM Hepes /Tris, pH 7 .4, 0 .5 mM MgS04 , and 400 mM sucrose .

Reconstitution into Planar Lipid Bi layers

Sodium channels were incorporated into planar l ipid bi layers (Hartshorne et al . , 1985) byfusing vesicles with preformed bi layers (Krueger et al . , 1983 ; Mi l ler and Racker, 1976 ;Cohen et al . , 1982 ; Weiss et al . , 1984) . Black l ipid membranes (Muel ler et al . , 1963) werespread from a solution of 40 mg synthetic 1-palmitoyl -2-oleoyl PE and 10 mg /ml of 1-palmitoyl -2-oleoyl PC (Avanti Polar Lipids, Birmingham, AL) in n-decane or 50 mg /mldiphytanoyl PC (Avanti Polar Lipids) in n-decane across an aperture separating twoaqueous compartments ; the aperture diameter ranged between 70 and 200 /Am . Onecompartment, identi f ied here as the cis compartment, contained 450 A,1 of an aqueoussolution of 0 .5 M NaCl in medium I (10 mM Hepes /Na+, pH 7 .4, 0 .15 mM CaC1 2 , 0 .1MM MgC1 2 , 0 .05 mM EGTA) plus 1-5,ul of sodium channel proteol iposomes . The second(trans) compartment contained 450 , . l of 0 .2-0 .4 M NaCl in medium I and 1 ILM BTX .BTX was the generous gi ft of J . W . Daly (National Institutes of Health, Bethesda, MD) .Bi layers with a speci f ic capacitance between 0 .26 and 0 .34 AF /cm 2 and a resistance of>300 GO were used . After incorporation of a single sodium channel into the l ipid bi layer,further incorporation was stopped by adding 4 M NaCl to the trans chamber to yield af inal concentration of 0 .5 M NaCl . Al l experiments were performed at 21 ± 2°C .

Electrical Recording and Data Analysis

A List Medical Electronics (Medical Systems Corp. , Greenvale, NY) EPC-7 in the voltage-clamp mode was used to ampl i fy the current and control the voltage across the bi layerthrough Ag /AgCI pel let electrodes . The trans electrode was set to a command voltagerelative to the cis electrode, which was held at virtual ground . The EPC-7 output wasf i ltered at 3 kHz and recorded on a Racal 4DS FM tape recorder (bandwidth DC to 5kHz ; Racal Recorders, Hythe, Southampton, England) for subsequent analysis . Therecordings were f i ltered at 1-2 kHz with an eight-pole Bessel low-pass f i lter (FrequencyDevices, Haverhi l l , MA) and digit ized at a sampl ing interval of 100 'Us on a PDP 11 /34computer (Digital Equipment Corp . , Marlboro, MA) . Channel open and closed conduct-ance levels were discriminated using a pattern-recognit ion program described previously(Labarca et al . , 1984) . Only recordings with one active channel were analyzed . Analyzeddata were transferred to a VAX 11 /750 computer system (Digital Equipment Corp . ) forfurther processing and f itting of di fferent models .

Voltage ConventionThe voltage convention used is the electrophysiological convention

V = V( intracel lular) - V(extracel lular) .

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The "extracel l u l ar" s i de of the sod i um channel i s def i ned as that f rom wh i ch TTX b l ocks(Narahash i et al . , 1966) or i s determi ned f rom the po l ar i ty of the el ectrode potent i al thatcl oses the channel by hyperpo l ar i zat i on (Hartshorne et al . , 1985) .

and

Fi tt i ng of Model sProbab i l i ty dens i ty anal ys i s was used to i dent i fy the number of open and cl osed states ofthe channel and to determi ne the correspond i ng dwel l t i me constants at d i f ferent app l i edvo l tages . The hypothes i s of a s i ng l e- exponent i al component i n the d i str i but i ons of bothopen and cl osed dwel l t i mes was tested and rej ected at p - 0 . 05 (X2 test ) . I f the d i str i but i onswere not wel l approx i mated by a s i ng l e- exponent i al funct i on , they were f i tted wi th thesum of two exponent i al funct i ons . The correspond i ng open i ng and cl os i ng rates aredef i ned as the i nverse of the cl osed and open dwel l t i me constants . The trans i t i on ratesbetween states ( i nd i cated by Greek l etters) were f i tted for d i f ferent ki net i c schemes .

GO SchemeFor the ki net i c scheme

where C and O denote channel cl osed and open states , respect i vel y , trans i t i on rates a and# must be determi ned . Cons i der i ng a Markov i an ki net i c model , the measured open i ngand cl os i ng rates correspond to the ei genval ues X, and X2 of the part i t i oned trans i t i onmatr i x (Co l quhoun and Hawkes , 1981) . Accord i ng l y , the open i ng rate i s

for the cl os i ng rate :

THE JOURNAL OF GENERAL PHYSIOLOGY " VOLUME 88 " 1986

a f i t of four trans i t i on rates , a, 0 , 7 , and 6 , i s requ i red . Agai n , the measured open i ng andcl os i ng rates are g i ven as the ei genval ues of the part i t i oned trans i t i on matr i x . For theopen i ng rates :

X i = a, (2) .

and the cl os i ng rate i s

X2 = a . (3)The f ract i on of t i me i n the open state i s

al - P

=a+~3 (4)

C- C- O SchemeFor the ki net i c scheme

aC S C O , (5)

X, = ' / [a+7+6+ (a+y+6)2 - 4a- y] (6)

X2= ' / [a+y+6 - N / (a+7+6)2 - 4a- y] ; (7)

1 \ s = 0 (8)

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KELLER ET AL .

Puri f ied Sodium Channels in Lipid Bi layers

5

(Colquhoun and Hawkes, 1981 ; Huang et al . , 1984) . The equations for the opening ratesare simpl i f ied for X, >> a 2 . In this case, X, approximates a + 'Y + S, and X2 approximatesa-y /X, (see Fig . 7A) . Transit ion rate S was determined from the fraction of time in theopen state :

C-O-C Scheme

For the kinetic scheme

transit ion rates a, ,B, -y, and b were named to underl ine the simi larities with the GC-Oscheme . With X; as the eigenvalues of the partitioned transit ion matrix, the transit ionrates are given by

fop = ay / (a1 ' + f1 ' + f lb) .

aCZ-O4C,

(10)Q S

fap = a 'Ya ' 'Y ' / [a ' -t ' (a 'Y + 01 ' + ,BS) + a 'Y(# ' 'y ' +

Fitting of Transit ion Rates

were determined separately by spl itting it into a GC-O scheme and an O-C-C scheme fornegative and posit ive appl ied voltages, respectively . The four transit ion rates for eachvoltage range were calculated as described previously for the GC-O scheme . The fractionof time in the open state is

(16)

In general , al l types of f its correspond to physical models involving dipole moments ofvarying voltage dependence (Hodgkin and Huxley, 1952 ; Neher and Stevens, 1979 ;French and Horn, 1983 ; Horn and Vandenberg, 1984 ; Vandenberg and Horn, 1984) .For al l models, the variation is expressed as the standard error of the mean, unlessotherwise speci f ied . For the physical models invoking the movement of gating charges,exponential functions of voltage were f itted to al l transit ion rates according to theequation :

fa+avtransit ion rate = ve` kr

l ,

(17)

where k is the Boltzmann constant, T is the absolute temperature, and v is the effective

X, = a, (11)

a2 = 'Y ( 1 2)

for the opening rates and

X s =13+b (13)

for the closing rate . The fraction of time in the open state is

fop = ay / (a^y + (3y + ab) . (14)

C-C-O-C-C Scheme

The transit ion rates for the scheme

C, S C2 O C40 ~,

Cs S (15)

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6

THE JOURNAL OF GENERAL PHYSIOLOGY " VOLUME 88 - 1986

vibration frequency ( in units of reciprocal seconds) . The logarithm of the rates as afunction of voltage was f itted by a l inear least-squares program using the RS /1 softwarepackage of BBN Research Systems (Bolt , Beranek and Newman, Inc . , Cambridge, MA)on a VAX 11 /750 computer system .

For models other than that involving freely moving gating charges, the opening andclosing rates were f itted with more complex functions of voltage . In particular, rates weref itted with the function

where a and b are constants . This is a sigmoidal function that saturates at transit ion rate= 0 and transit ion rate = a . This type of function was used by Hodgkin and Huxley(1952) to approximate the transit ion rate between the inactivated and the open states .Fitting was achieved in a series of iterations, in which the parameters were systematical lyadjusted by the Marquardt-Levenberg method unti l a least-squares solution was reached(Fletcher, 1971) . Rate constants that could not be f itted by this function were approxi -mated by using a Taylor expansion for their voltage dependence . In this case, no speci f icassumptions about the underlying molecular mechanisms were made . As described byNeher and Stevens (1979) , the transit ion rates were approximated by the series

RESULTS

1transit ion rate =v

r-(a+bVl l '

( 18 )1+ eL kJT

( a+bV+cV2+ . . .

transit ion rate = ve`

kT

(19)

with constants a, b, c, . . . . The f itting was done by plotting the log transit ion rate andusing the Marquardt-Levenberg algorithm to f it a polynomial according to least squares .

Single Channel Records : Channel Gating Is Voltage Dependent

Fig . 1 A shows single channel currents at the indicated appl ied voltages from apuri f ied, BTX-modi f ied sodium channel reconstituted in a l ipid bi layer . Negative(hyperpolarizing) voltages favor channel closing, whereas posit ive (depolarizing)voltages favor channel opening . The gating kinetics of f ive di fferent sodiumchannels were determined from -30-s- long recordings of data simi lar to thosein Fig . 1 A for each appl ied voltage between -120 and +120 mV .

Probabi l ity Density Analysis : Closed Dwel l Time Histograms and the Opening

Rates

Fig . 1 B i l lustrates a section of a single channel current recording obtained at-95 mV (top panel ) and the corresponding computer-generated signal producedby the pattern-recognit ion program that measures open and closed times ( lowerpanel ) . The accurate reproduction of the actual data produced by the programindicates the f idel ity of the assignment of "closed" and "open" states and thetransit ions between the two states . These parameters are stored and then usedfor the probabi l ity density analysis . The distributions of closed dwel l t imes aredetermined by plotting the number of channel closings t units long as a function

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KELLER ET AL .

Puri f ied Sodium Channels in Lipid Bi layers

B

25 pS

closed

iopen

x-10 Ms- -1

closed

open

t- -10 mss

FIGURE 1 .

Voltage dependence of sodium channel gating . (A) A single trans- facingsodium channel was incorporated into a diphytanoyl PC bi layer formed across a 70-Am aperture bathed in 0 .5 M NaCl medium I (cis) and 0 .2 M NaCl medium I plus1 AM BTX (trans) . The current was recorded under voltage-clamp condit ions whi lethe voltage was changed in 10-mV steps lasting 1 min from -135 to -55 mV . Thecurrent records were f i ltered at 1 kHz, converted to digital form at a sampl ingfrequency of 5 kHz, and plotted at reduced speed on a Gould 2200 S chart recorder(Gould, Inc . , Cleveland, OH) . (B) The upper record is a computer-digit ized signalrecorded at an appl ied volume of V = -95 mV under same condit ions as in A . Afterf i ltering at 2 kHz, the records were digit ized at a sampl ing interval of 100 As . Adownward def lection is a channel opening event and the next upward step isassociated with channel closing . Transit ions between the closed and open states areindicated by the arrows . The lower record is the reconstruction of the signal by apattern-recognit ion computer program (Labarca et al . , 1984) .

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8 THE JOURNAL OF GENERAL PHYSIOLOGY " VOLUME 88 " 1986

of t. These dwel l t ime histograms are f itted by a probabi l ity density function ofthe form

N

f (t) _

a;e(20)

where a, the ampl itude of the f itted curve and T, the time constant of theexponential f it, are calculated by a X2 minimization algorithm (Fletcher, 1971 ;Labarca et al . , 1985) . The goodness of f it is measured by the probabi l ity (p) ofobtaining a value for X 2 that is greater than or equal to the obtained value . Ap _< 0 .05 indicates a signi f icant disagreement between the experimental histogramand the f itted probabi l ity density . Fig . 2 is a graphic presentation of dwel l t imesin the open and closed states of the sodium channel at V = -95, -85, and -65mV, for a typical experiment . The f itted probabi l ity density (smooth curve) issuperimposed on the experimental histogram .

Table I displays the results of the analysis of closed dwel l t ime histograms fortwo di fferent appl ied voltages . At V = -100 mV, the closed dwel l t ime distribu-t ion is wel l f itted by a single-exponential function (p > 0 .05) . This holds forappl ied voltages more negative than -75 mV . In contrast, at V : , - - -75 mV, theclosed times are not wel l f itted by a single exponential (p = 0 .00 at V = -65mV) , and the sum of two exponentials is required to f it the histograms .

Table II shows the parameters of the probabi l ity density function for threedi fferent experiments . Note that A; corresponds to the relative area under thef itted curve . The average short closed time decreases markedly with depolari -zation from rc, = 25 .2 - } 6 .2 ms (SEM, n = 5) at V = -100 mV to Tc, = 1 .8 ±1 .1 ms (n = 5) at V = -60 mV . The variabi l ity of the dwel l t imes for each appl iedvoltage ref lects the earl ier observations (Hartshorne et al . , 1985) that the voltagedependence of channel opening varies from channel to channel . The correspond-ing opening rate (closed time - ' ) is plotted as a semi logarithmic function of theappl ied voltage in Fig . 3A . The fast opening rate is exponential ly voltagedependent for negative appl ied voltages with a slope of 13 .5 ± 0 .9 mV /e- foldchange .

In contrast, the long closed time (Tcs) , apparent only at appl ied voltages moreposit ive than -75 mV, is prolonged by depolarization . The corresponding slowopening rate (Fig . 3A) decreases exponential ly with a slope of -20 .2 ± 2 .3 mV /e- fold change (n = 5) .

For posit ive appl ied voltages, closed dwel l t ime histograms are not wel l f ittedby a single-exponential function . The sum of two exponential functions isrequired to f it the data . The average closed times at V = +100 mV are Tc, =

0 .79 ± 0 .09 ms (n = 3) and Tc2 = 26 .8 ± 3 .1 ms (n = 3) . The correspondingopening rates are practical ly voltage independent, increasing e- fold for voltagechanges of >300 mV (Table III) .

Open Dwel l Time Histograms and Closing RatesFor al l appl ied voltages investigated, the open dwel l t ime histograms are wel lf itted by a single exponential (Fig . 2 ; Tables I and II) . Depolarization prolongsthe open time constants from To = 1 .4 ± 0 .3 ms at V = -100 mV to To = 28 .4± 4 .5 ms at V = -60 mV . At negative appl ied voltages, closing rates (= opentimes - ' ) are exponential ly voltage dependent with a slope of -13 .6 ± 0 .6 mV /e-

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KELLER ET AL .

Puri f ied Sodium Channels in Lipid Bi layers

9

O0-N

E

Ôw

G 0W

A Open state

B Closed state

V=-85 mVY,=2.74 ms1,768 events

Duration (ms)

Duration (ms)

"16

24

32

40

0

' 8 "

",16

24

32

44Duration (ms)

Duration (ms)

Vl

tc

W

NE

OIT -Ô

c

W

00

V = -85 mVTi=5 .14ms

V=-65 mVz;=0.57 ms

area: 0.57Ti= 13 .36 ms

area= 0.43

16 24 32 40Duration (ms)

FIGURE 2 .

Probabi l ity density analysis of dwel l t imes in the open (A) and closed(B) states of the sodium channel . The appl ied voltages were -95 (top panel ) , -85(middle panel ) , and -65 ( lower panel ) mV . For purposes of i l lustration, the datawere sampled in sampl ing units of 0 .4 or 1 ms, as indicated . The f itted curves(smooth curve) were superimposed on the histograms of the actual data (bars) . Withthe exception of the closed dwel l t ime histogram at V = -65 mV, al l the data werewel l f itted by a single exponential , ignoring dwel l t imes t <_ 0 .1 ms. For the graphicdemonstration of the bimodal distribution at V = -65 mV, dwel l t imes t <- 0 .5 mswere ignored, thereby increasing the relative area of the "slow" exponential com-ponent . The parameters of the exponential components and the number of eventsanalyzed are indicated .

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10

THE JOURNAL OF GENERAL PHYSIOLOGY " VOLUME 88 " 1986

TABLE I

State

Closed

Open

fold change (Fig . 3B) . In contrast, for posit ive appl ied voltages, the closing rateis only moderately voltage dependent (71 ± 26 mV /e- fold change) .

Probabi l ity of Channel OpeningFig . 4 shows the fraction of t ime that the channel spends in the open state as afunction of the appl ied voltage . For appl ied voltages between -100 and -50mV, the probabi l ity of channel opening is strongly voltage dependent . Thevoltage at which the channel is open 50% of the time, V5o , is -82 mV for thischannel . For appl ied voltages more posit ive than 50 mV, the channel stays open95% of the time . The function displayed in Fig . 4 is a fundamental property ofthe system : i t can be calculated by integration of conductance histograms aspreviously described (Hartshorne et al . , 1985 ; open squares, Fig . 4) , or alterna-t ively from dwel l t ime histograms (sol id circles) according to :

fop = NTo /T,

(21)where N is the number of transit ions and T is the total recording time at aparticular appl ied voltage . The agreement demonstrates that the time constantTo is accurately determined by our procedures and justi f ies the assumption that

TABLE IIParameters of Exponential Components

Voltage

MV

Experimentnumber N

Number ofexponentials Ao

Open state

To

ms

p Acs 7c,

ms

Closed

p

state

Acz rcs

ms

Q

-100 1 953 1 1 .0 1 .34 0.03 1 .0 16.56 0 .12-108 2 1,139 1 1 .0 1 .80 0.14 1 .0 37 .53 0 .99-96 3 1,152 1 1 .0 1 .33 0 .19 1 .0 9.64 0 .81

-80 1 2,458 1 1 .0 6 .25 0 .17 1 .0 4 .51 0 .72-88 2 878 1 1 .0 8 .00 0 .46 1 .0 10 .20 0 .17-76 3 1,664 1 1 .0 6 .12 0 .79 1 .0 2 .62 0 .16

-60 1 635 1 1 .0 26 .27 0 .99 1 .0 0 .78 0 .00-68 2 1,720 1 1 .0 16 .03 0 .98 1 .0 3 .42 0.02-56 3 654 1 1 .0 49 .28 0 .99 1 .0 0 .74 0.00

-60 1 635 2 - - - 0.92 0 .45 - 0.08 13 .31 0 .58-68 2 1,720 2 - - - 0.85 3 .16 - 0.15 13 .14 0 .35-56 3 654 2 - - - 0 .96 0 .55 - 0.04 9 .38 0 .34

Number of Expone tial Components

Voltage

MV

Number ofexponentials

Degrees offreedom X2

-100 1 347 1 .07 0 .22-65 1 195 1 .87 0 .00

2 193 0 .75 0 .99

-100 1 166 0 .97 0 .57-65 1 456 0 .96 0 .69

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KELLER ET AL .

Puri f ied Sodium Channels in Lipid Bi layers

11

the residence time in the open state is independent of the transit ion that leadsto the open state, which is characteristic of a Markov process (Fel ler, 1971) .

Covariance Analysis

Single channel recordings contain information conducive to identi fying thenumber of kinetic open and closed states, to determining the rates of transit ions

1000

9 100cozzWd

10

WHaCMz

0JU

100

10

A

-100 -50 0 50 100

APPLIED VOLTAGE (mV)

-100 -50 0 50 100

APPLIED VOLTAGE (mV)

FIGURE 3 .

Voltage dependence of opening (A) and closing rates (B) . (A) Currentrecords simi lar to those in Fig . 1, lasting 30-60 s at each voltage, were digit ized,and the opening rates at each appl ied voltage were determined by probabi l itydensity analysis . The di fferent symbols correspond to data points obtained fromfour di fferent membranes . To prevent noise from interfering with the determina-tion of channel transit ions, only records for appl ied voltages V < -50 mV or V >50 mV were analyzed . For appl ied voltages V < -80 mV, the data were wel l f ittedby a single opening rate . For appl ied voltages more posit ive, the hypothesis of asingle opening rate was rejected at a p = 0 .05 signi f icance level (X 2 test) . For al lvoltages, the data were wel l f itted by the assumption of two opening rates . Fornegative appl ied voltages, the opening rates were found to be strongly voltagedependent, whereas for posit ive appl ied voltages they were practical ly voltageindependent . The straight l ines were obtained by f itting di fferent exponentialfunctions to the four opening rates according to a least-squares f it . (B) Two

exponential ly voltage-dependent closing rates f itted the data for al l appl ied voltagesinvestigated . The f its were done as in A . For negative appl ied voltages, the rate wasstrongly voltage dependent, whereas for posit ive appl ied voltages the rate was almostvoltage independent . The di fferent symbols indicate data points obtained from fourdi fferent experiments .

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12

THE JOURNAL OF GENERAL PHYSIOLOGY " VOLUME 88 " 1986

ZWd

W

H

0F-zWccWd

loo

50

TABLE III

Transit ion Rates

between these states, and to establ ishing the pathways by which these states arecommunicated . One way of extracting information about the transit ion routesbetween open and closed states is to calculate the covariance function of singlechannel transit ions as described by Labarca et al . (1985) . Covariance functions,which can be readi ly estimated from experimental data, have provided infor-mation that has proved valuable in discriminating between di fferent kineticmodels of the chol inergic receptor channel and the chloride channel of Torpedocal i fornica (Labarca et al . , 1985) .

APPLIED VOLTAGE (mV)

FIGURE 4 . Probabi l ity of channel opening . The percentage of time that thechannel spends in the open state is strongly voltage dependent for appl ied voltages-100 mV < V < -50 mV . For posit ive appl ied voltages, the channel spends 95% ofthe time in the open state . The open squares were obtained by integrating conduct-ance histograms as described in Hartshorne et al . (1985) . The sol id circles werecalculated independently for di fferent appl ied voltages according to Eq . 21 : fp =Nr, IT . The three l ines correspond to di fferent kinetic models of sodium channelgating and were calculated from the rate constants obtained for the best f it of thedata to the models (see text for detai ls) . For models with exponential ly voltage-dependent transit ion rates, only the f ive-state C-C-O-C-C model f its the data fornegative and posit ive appl ied voltages .

Transit ionrates mV /e- fold change Rate at V = -70 mV

S -1

a 13 .5±0 .9 (n = 5) 477±118,Q -13 .6±0 .6 (n = 5) 63±14y -20 .2±2 .3 (n = 5) 139±446 18 .6±3 .5 (n = 4) 40±13

Rate at V = +100 mVa ' 855±282 (n = 3) 1,273±154,Q ' 71±26 (n = 3) 9 .0± .45' r ' 325±125 (n = 3) 37 .2±4 .26 ' 438±153 (n = 3) 285 .5±67 .3

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KELLER ET AL.

Puri f ied Sodium Channels in Lipid Bi layers

1 3

Brief ly, i f TI , T2 , Ts , . . . Tn is a sequence of successive channel open dwel lt imes, the covariance function is given by :

n-kr(k) = 1 / (n - k)

(TI - T)(Ti+k - T) ,

(22)I=1

where T is the average open time for this sequence . The corresponding correla-t ion function p(k) is a "normal ized" covariance function [ i .e . , p(0) = 1 ] and iscalculated from

0

OPEN -

- - - - - - - - - - - - - - - - -

Sequence of Open Times

p(k) = F(k) /F(O) .

(23)As described by Fredkin et al . (1985) , the correlation function p(k) providesinformation about the minimum number of transit ion pathways between theopen and closed states .

C[OSEO

FIGURE 5 . Autocorrelation function . (A) Autocorrelation function for the openaggregate of the puri f ied sodium channel at an appl ied voltage V = -60 mV . Thesquares are the result of an experiment with N = 3,578 transit ions. The dashedl ines are ±2-~N, which corresponds to ±2 times the approximate standard error ofthe estimate in the case of white noise . The l ine displays the average autocorrelationfunction for four di fferent experiments . In no case is there a signi f icant correlationin the sequence of open times . (B) Autocorrelation function for the closed aggregateat an appl ied voltage V = -60 mV . The symbols and l ines correspond to Fig . 6 .Although the distribution of closed dwel l t imes shows two exponential components,there is no correlation in the sequence of closing events .

The correlation function of sodium channel open times is shown in Fig . 5A foran appl ied voltage V = -60 mV . The sol id l ine is the average for four di fferentexperiments and the square data points display the result for a recording withN = 3,578_transit ions . For al l k > 0, the correlation function has a value smal lerthan ±2 . /N, i .e . , ±2 times the approximate standard error of the estimate in thecase of white noise (dashed l ine) . This result indicates that there is no signi f icantcorrelation in the durations of successive open dwel l t imes .

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1 4

Sequence of Cl osed T i mes

DISCUSSION

In d i scuss i ng the exper i mental data, we cons i der f i rst the ki net i c model s used todetermi ne the trans i t i on rates , and then we out l i ne p l aus i b l e phys i cal mechan i smsthat can generate the observab l e val ues , namel y , l i fet i mes i n channel cl osed andopen states .

Two - State Model

THE JOURNAL OF GENERAL PHYSIOLOGY " VOLUME 88 " 1986

Fi g . 5B shows the correl at i on funct i on for success i ve cl osed dwel l t i mes at anapp l i ed vo l tage V = - 60 mV . There i s no correl at i on i n the durat i ons ofsuccess i ve cl os i ng events . Th i s resu l t i s part i cu l ar l y i mportant for data that d i sp l aytwo cl osed t i me constants , namel y , record i ngs obtai ned at V more pos i t i ve tham- 75 mV .

The resu l ts of the covar i ance anal ys i s are cons i stent wi th any ki net i c modelthat postu l ates a s i ng l e open state (Labarca et al . , 1985) . S i nce covar i ancefunct i ons are cal cu l ated i ndependent l y f rom the probab i l i ty dens i ty funct i ons ofopen and cl osed dwel l t i mes , the resu l ts of covar i ance anal ys i s support thepostu l ate of a s i ng l e open state as i nferred f rom the d i str i but i on funct i ons .

For app l i ed vo l tages more negat i ve than V = - 75 mV, open and cl osed dwel lt i me h i stograms are wel l f i tted by a s i ng l e- exponent i al funct i on . The mi n i mumki net i c scheme cons i stent wi th the data cons i ders one cl osed and one open state(Eq . 1) :

aC O .

Trans i t i on rates a and , Q correspond to the i nverse of the cl osed and open dwel lt i mes . The fast open i ng rate, a, and the cl os i ng rate, , Q , at V < 0 mV areexponent i al funct i ons of vo l tage . In th i s s i mp l e two - state model , the probab i l i tyof occurrence of each state depends exponent i al l y on the energy of that stateand the extent to wh i ch i s i s af fected by the app l i ed el ectr i c f i el d . The f ract i onof t i me i n the open state, fop , cal cu l ated for the l east - squares f i t , i s shown as adashed l i ne i n Fi g . 4 (C- O model ) . Th i s i s formal l y equ i val ent to f i tt i ng thef ract i on i n the open state wi th a Bo l tzmann funct i on (French et al . , 1984) :

fop = I / [ I + e9(F- v5o) IkT] (24)

where k i s the Bo l tzmann constant , T i s the abso l ute temperature, and q i s theapparent gat i ng charge . Th i s funct i on matches the dashed l i ne i n Fi g. 4 for 3 . 9el ectron i c charges and V5o = - 82 mV . Thus , for the pur i f i ed sod i um channel ,the gat i ng charge q can be attr i buted to q . = 2 . 0 charges determi n i ng the vo l tagedependence of a, and qa = 1 . 9 charges determi n i ng the vo l tage dependence ofa .

The s i mp l e two - state model wi th exponent i al l y vo l tage- dependent trans i t i onrates approx i mates the ki net i cs of BTX- mod i f i ed sod i um channel s exh i b i ted atnegat i ve app l i ed vo l tages . However , i t does not account for ei ther the occurrenceof the second cl osed state or the add i t i onal channel states at pos i t i ve app l i edvo l tages .

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KELLER ET AL .

Puri f ied Sodium Channels in Lipid Bi layers

1 5

Three-State Models

C-C-O model . For appl ied voltages greater than -75 mV, closed timehistograms are not wel l f itted by a single-exponential function . This indicatesthe existence of another closed state . A l inear chain of one open and two closedstates was shown to account for the kinetic scheme of native BTX-modi f iedsodium channels in neuroblastoma cel ls (Eq . 5) :

(Huang et al . , 1984) . The fraction of time in the open state is given by Eq . 9 :

As described by Huang et al . (1984) , exponential ly voltage-dependent transit ionrates are f itted to the measured opening and closing rates (Fig . 6) . Transit ion

1000

WFasz0rnza

100

10

aC C O

S

. f -P = ay / (ay + of + 06) .

APPLIED VOLTAGE (mV)

FIGURE 6 . C-C-O model with exponential ly voltage-dependent transit ion rates .For the C-C-O scheme, the measured opening rates (Fig . 3A) correspond toeigenvalues X, and X2 of the transit ion matrix (Huang et al . , 1984) and are relatedto the transit ion rates a, -y, and S as described in Materials and Methods. For voltagesother than -80 mV, the eigenvalues X, and X2 approximate the transit ion rates aand 7 . Transit ion rate ,B is equal to the measured closing rate . S was calculated usingEq . 9 for the percentage of time in the open state and the data of Fig . 4 for V < 0mV . Al l transit ion rates were f itted to exponential functions of voltage by the least-squares method . The data used for the f itting are shown as sol id squares in Fig . 3and as sol id circles in Fig . 4 . The results of the f itting for al l experiments investigatedare displayed in Table 111 .

rate a is exponential ly voltage dependent, with a slope of 13 .5 ± 0 .9 mV /e- foldchange (n = 4) , which corresponds to ^-2 apparent gating charges moving throughthe membrane electric f ield . Transit ion rate ,B has an opposite voltage depend-ence with approximately the same slope ( -13 .6 ± 0 .6 mV /e- fold change, n = 5) .Transit ion rate y has a simi lar voltage dependence with an e- fold change for-20 .3 ± 2 .3 mV (n = 5) . This slope corresponds to 1 .2 apparent gating chargessensing the appl ied electric f ield . For transit ion rate S, determined from thefraction of t ime in the open state (Eq . 9) , the least-squares f it is obtained for aslope of 18 .6 ± 3 .5 mV /e- fold change (n = 4) .

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1 6 THE JOURNAL OF GENERAL PHYSIOLOGY " VOLUME 88 - 1986

To test th i s model , the f ract i on of t i me i n the open state i s cal cu l ated for thetrans i t i on rates . The resu l t i s shown as a dotted l i ne i n Fi g . 4 (C- C- 0 model ) .Note that the exper i mental data are wel l approx i mated by the C- C- O model , buton l y for negat i ve app l i ed vo l tages .

Th i s anal ys i s i nd i cates that the three- state C- C- O model wi th exponent i al l yvo l tage- dependent trans i t i on rates accounts for al l the data on channel ki net i csat negat i ve app l i ed vo l tages , but i s i nadequate for pos i t i ve app l i ed vo l tages .

C- O - C model . We now cons i der a d i f ferent ki net i c scheme wi th one openand two cl osed states , where the open state i s accessed d i rect l y f rom the cl osedstates (Eq . 10) :

aC~0~C.

a b

The f i t of the trans i t i on rates , a, (3 , and y , i s per formed as descr i bed for theC- C- O scheme . The key d i f ference f rom the C- C- O scheme appears i n the vo l tagedependence of trans i t i on rate S . For the C- O - C scheme, the l east - squares expo -nent i al f i t for 6 decreases wi th pos i t i ve vo l tage ( - 8 . 0 ± 1 . 3 mV / e- fo l d change) .Thus , i f th i s model were correct , both rates y and S , between the open and ther i ght cl osed state, wou l d decrease wi th pos i t i ve vo l tage . The resu l t for the f ract i onof t i me i n the open state i s equ i val ent to that for the C- C- O model (Fi g . 4) .

For the BTX- act i vated sod i um channel , the resu l ts of both the probab i l i tydens i ty anal ys i s and the covar i ance anal ys i s are cons i stent wi th the C- O - C model .Thus , wi th these anal yses , the C- O - C and C- C- O schemes cannot be d i st i ngu i shed .To i dent i fy the correct scheme, vo l tage j ump rel axat i on measurements wi l l berequ i red .

Fi ve- State Model

C- C- O - C- C model . Trans i t i on rates are determi ned by sp l i tt i ng the Cl - C2 - 0 -C3 - C4 scheme i nto a Cl -C2 -0 scheme for negat i ve and an O - Cs - C4 scheme forpos i t i ve app l i ed vo l tages . Th i s approx i mat i on i s j ust i f i ed for the BTX- mod i f i edsod i um channel , because channel states C, and C2 occur on l y at negat i ve app l i edvo l tages , whereas states Cs and C4 occur on l y at pos i t i ve app l i ed vo l tages . Forthe negat i ve and the pos i t i ve vo l tage range, the trans i t i on rates are determi nedseparatel y .

The l east - squares f i t for the trans i t i on rates i s shown i n Fi g . 7 . The trans i t i onrates for V < 0 mV correspond to the prev i ous l y determi ned C- C- O scheme .The data for V > 0 mV are f i tted to an O - C- C ki net i c scheme as prev i ous l ydescr i bed for negat i ve app l i ed vo l tages (Huang et al . , 1984) . Wi th the except i onof # ' (71 mV / e- fo l d change) , every trans i t i on rate requ i res a vo l tage d i f ferenceof >300 mV for an e- fo l d change (correspond i ng to <0 . 08 apparent gat i ngcharges cross i ng the membrane) .

The percentage of t i me i n the open state i s cal cu l ated by assumi ng that al l thetrans i t i on rates of Fi g. 7 ho l d for app l i ed vo l tages - 120 mV < V < 120 mV . Eq .16 i s used to cal cu l ate the f ract i on of t i me that the channel spends i n the openstate (so l i d l i ne i n Fi g . 4) . The f i ve- state model wi th exponent i al l y vo l tage-dependent trans i t i on rates accounts for the percentage of t i me i n the open statefor the comp l ete vo l tage range stud i ed (Fi g . 8A) .

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KELLER ET AL .

Puri f ied Sodium Channels in Lipid Bi layers

17

Thus, for negative and posit ive appl ied voltages, the data f it a kinetic schemewith one open and four kinetical ly distinct closed states . Channel gating atnegative appl ied voltages is determined by a voltage-dependent mechanism(C-C-0 scheme) , whereas for posit ive appl ied voltages it is governed by a voltage-independent mechanism (O-C-C scheme) .

C-C-O model with saturating rate constants . In the f ive-state model , there is astriking symmetry between the channel states at negative and posit ive appl iedvoltages : the exponential ly voltage-dependent transit ion rates at negative appl iedvoltages seem to level off at posit ive voltages (Fig . 3) . It is therefore tempting tospeculate that the voltage-dependent C-C-O scheme at negative appl ied voltagesis transformed into the voltage- independent O-C-C scheme at posit ive appl ied

=` 1000_HyFQQz 100OHN2QSF- 10

-100 -50 0 50 100

transit ion rate = P

APPLIED VOLTAGE (mV)

a- - - - - - - - - - - - - - - - - - -

61- - - - - - - - - - - - - - - - - -

y- - - - - - - - - - - - - - - - - - .

FIGURE 7 . C-C-O-C-C model with exponential ly voltage-dependent transit ionrates . The transit ion rates for negative appl ied voltages were f itted as described inFig . 6 . For posit ive appl ied voltages, the data were f itted to an O-C-C scheme (seeMaterials and Methods) . The f ive-state kinetic model with exponential ly voltage-dependent transit ion rates f its al l the data.

voltages . Without any assumptions about the underlying molecular mechanism,the simplest approach is to approximate the voltage dependence of the transit ionrates for -120 mV < V< +120 mV with an exponential series of the form (Eq .19) :

( a+bV+,V '+

transit ion rate = Pe`

kT

(Neher and Stevens, 1979) , where a, b, c.... are constants . This function is usedto describe the voltage dependence of the closing rate, ,B, and the slow openingrate, y, for the complete voltage range investigated . For transit ion rates a andS, the number of parameters is reduced by using Eq. 18 :

1

1r -1a+bV>

+e

~L kT

(Hodgkin and Huxley, 1952) , where a and b are constants . In fact, this functionis a special case of Eq . 19 that expl icit ly includes a saturation of the transit ionrate . The relative occurrence of channel states for the C-C-O model with

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18 THE JOURNAL OF GENERAL PHYSIOLOGY . VOLUME 88 - 1986

saturating transit ion rates is shown in Fig . 8 B . The result of the f itting procedurefor the voltage dependence of transit ion rates a, ,ß, y, and S in the voltage range-120 mV < V < +120 mV is displayed in Fig . 9 .

It is evident, therefore, that the gating of BTX-modi f ied sodium channels is

FIGURE 8 .

Occurrence of channel states as a function of voltage for two kineticschemes of the BTX-modi f ied sodium channel . (A) Percentage of t ime in di fferentstates is plotted vs . channel state and appl ied voltage for the C-C-O-C-C model . Thefractions of time in di fferent states were determined by assuming exponential lyvoltage-dependent rate constants as displayed in Fig . 7 and standard chemicalkinetics under steady state condit ions . Note that the open state, O, and the secondclosed state, C 2 , are by far the most occupied states . (B) Percentage of t ime indi fferent states for the C-C-O model with saturating transit ion rates . fv was calcu-lated using Eq . 9 and the values of the voltage-dependent transit ion rates shown inFig . 9 . Variations offP for -50 mV -_ V _- +50 mV were el iminated by plotting themeanfv for V > -50 mV . The fractions of t ime in channel states C, and C 2 weredetermined in the same way .

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KELLER ET AL .

Puri f ied Sodium Channels in Lipid Bi layers

19

also wel l described with a single C-C-O scheme with saturating transit ion rates .Physical models that could generate saturating transit ion rates include thedisplacement of a charged gating particle in and out of the membrane electricf ield or the neutral ization by counter-charges for posit ive appl ied voltages .

1000NWH

ZOE :NZ

100

10

a = v

a

-100 -50 0 50 100

APPLIED VOLTAGE ImVI

FIGURE 9 .

C-C-O scheme with saturating rate constants . Rate a was f itted to thefunction

1

1- (a+bV

+ eL

~ .kT

In a series of iterations, the parameters v, a, and b were systematical ly adjusted unti la least-squares solution was reached . The constant v is the effective vibrationfrequency and was found to be 1,251 s- ' for transit ion rate a . The physical meaningof constant a is the energy barrier that determines channel opening at negativeappl ied voltages and it is f itted with a value of 6 .11 kT . Constant b = 2 .34 electroniccharges and corresponds to the apparent gating charge in the negative voltagerange . Transit ion rate S was f itted with the same function with constants v = 313s - ' , a = 4 .36 kT, b = 2 .3 electronic charges . Transit ion rate 0 was approximated bythe function

'/a+bV+CV 4tdV°

= Ue '

kT

with v = 1 s ' and constants a, b, c, and d. The least-squares f it was obtained fora = 2 .0 kT, b = -0 .32 electronic charges, c = 228 kT /V 2 , and d = -714 kT /Vs . Thephysical meaning of a is the energy barrier that determines channel closing and b isthe apparent gating charge at 0 mV . Constants c and d characterize the modi f icationof the gating mechanism induced by the appl ied electric f ield . Transit ion rate ti wasf itted with the same function with constants a = 3 .2 kT, b = +0 .01 electroniccharges, c = 168 kT /V2 , and d = -1,179 kT /V g . The data used for the f itting werethe same as in Fig . 7 . A summary of these results is shown in Table 111 .

For the entire studied range of appl ied voltages, BTX-modi f ied sodium chan-nel gating can be explained by a C-C-O-C-C model with exponential ly voltage-dependent transit ion rates (Fig . 8A) or by a GC-O model with saturatingtransit ion rates (Fig . 8B) . At present, we favor the latter scheme because of itsinherent simpl icity .

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THE JOURNAL OF GENERAL PHYSIOLOGY " VOLUME 88 " 1986

Comparison of the Native and Puri f ied Sodium Channel

The kinetic analysis of the puri f ied sodium channel modi f ied by BTX suggests ascheme with one open and two closed states with exponential ly voltage-dependenttransit ion rates between states for negative appl ied voltages . This result is inagreement with the kinetic scheme proposed for the native sodium channel inmouse neuroblastoma cel ls (Huang et al . , 1984) as summarized in Table IV .Some detai ls deserve further comment .

(a) The simi lar voltage dependences of a, ,#, and .y indicate that the samenumber of gating charges are involved in the gating process . (b) For the puri f iedsodium channel , the absolute value of a at V = -70 mV is sixfold faster (TableIII ; Table I of Huang et al . , 1984). (c) From the simi larity of ,B in native andpuri f ied sodium channels, the inference can be drawn that the energy levels of

TABLE IV

Transit ion Rates for a C-C-O Model of theNative and the Reconstituted Na ' Channel

* Data of Huang et al . (1984) from neuroblastoma sodium channels (average, n =number of experiments) .

$ Sodium channels puri f ied from rat brain .

the open state are equal for the two kinds of channels . (d) For transit ion rate S,the agreement is only qual itative because S is more voltage dependent for thepuri f ied channel . As S primari ly determines PM,X, the maximum percent of timein the open state at negative appl ied voltages, the di fference in S is ref lected in

Pn,ax = 95% for the puri f ied sodium channel and PInaX = 80% for the nativesodium channel . It is worth noting that Krueger et al . (1983) determined theP. ,ax for native sodium channels in planar l ipid bi layers to be .>.98% .

Disparities in channel gating characteristics may arise from di fferences in l ipidand ionic environments . For example, the gating kinetics of alamethicin channelsare signi f icantly slower in natural membranes than in l ipid bi layers (Sakmannand Boheim, 1979) . Simi larly, opening rate a is signi f icantly slower for the nativesodium channel in neuroblastoma cel ls than for the puri f ied channel investigatedin planar l ipid bi layers . Speci f ical ly, the puri f ied sodium channel was studied insymmetric solutions of 0 .5 M NaCl in neutral l ipid membranes . By contrast, thenative channel was investigated in 0 .1 M salt in the natural membrane mi l ieu,which, in general , is partial ly negatively charged . The inf luence of ionic strengthand l ipid composit ion on channel gating is an interesting area for future studies(cf. Weiss et al . , 1984) .

It is clear, therefore, that native and puri f ied sodium channels can be describedin terms of the same kinetic scheme . This further supports the notion that the

Transit ionrate

Nativechannel*

mV /efold change

Reconstitutedchannel*

mV /efold change

a 10 .98 (n = 4) 13 .5 (n = 5)-18 .96 (n = 5) -13 .6 (n = 5)

7 -25 .80 (n = 2) -20 .2 (n = 5)b 9 .5 (n = 1) 18 .6 (n = 4)

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KELLER ET AL.

Puri f ied Sodium Channels in Lipid Bi layers

2 1

puri f ied sodium channel protein retains its functional properties after reconsti -tution (Hartshorne et al . , 1985) .

The kinetic analysis presented here wi l l serve as a basis to characterize theeffect of other drugs, toxins, or biochemical and genetic protein modi f icationson channel gating . This approach may provide insights into the relationshipbetween sodium channel structure and the voltage dependence of channelactivation .

We are indebted to J . Rice, R . Horn, E . Neher, L . Y. M . Huang, and G . Ehrenstein for theirperceptive comments, Tony Lee for computer programming, and Laura Castrejon for hervaluable assistance .This research was supported by grants from the National Institutes of Health (EY-02084) andthe Department of the Army Medical Research (17-82-C-2221) . R . Hartshorne was a Postdoc-toral Fel low of the National Mult iple Sclerosis Society .

Original version received 8 November 1985 and accepted version received 24 March 1986 .

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THE JOURNAL OF GENERAL PHYSIOLOGY " VOLUME 88 " 1986

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