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Running Head: NEEDS ASSESSMENT PROJECT
Needs Assessment Project
Meganne Downy, Alex Wilcox
James Madison University
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Needs Assessment Project
Meganne Downey, Alex Wilcox
Background
James Madison University was founded in 1908 as an all girls school. Since then,
it has turned into a co-ed establishment and grown exponentially. When it opened its
doors to students in 1909, it had an enrollment of only 209 students. Now, over a century
later, it has approximately 20, 000 students. James Madison University is also home to a
number of faculty and staff, these range from housekeepers to the President of the
college. All of the faculty and staff must be trained on JMU policies as well as on
information pertinent to their job. The Department of Training and Development is
responsible for this.
Training and Development focuses on personal and professional development
within JMU. The department creates and coordinates workshops for a wide variety of
faculty and staff. They offer workshops from secretarial training, to training on dealing
with Alzheimers. The department attempts to address the needs of the university via
development and implementation of these courses.
Within the past two years, under the direction of Judy Rannow, Training and
Developments Professional Development specialist, the department has been attempting
to develop and implement a competency model for tracking the success of the workshops.
Up until recently, Training and Development did not have a way to measure the
effectiveness of their workshops. As this became a more apparent problem, they decided
to develop a list of key competencies. The idea was to develop these competencies and
subsequently assure that the workshops offered by Training and Development addressed
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all of them. If there is a competency that exists, but does not align with a workshop, a
workshop should be created to address that. The competency model will be made
available to supervisors. Once it is implemented and in the supervisor’s hands, it will be
up to them to ensure that their employees are meeting all the competencies.
When developing the competency model for JMU, Ms. Rannow examined several
different key elements. She surveyed appropriate JMU groups, interviewed supervisors
and subject matter experts, and looked at the best practices of other organizations as well
as national organizations industry competencies. What she developed was a set of
competencies customized to JMU. Her conceptual framework is as follows.
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Table 1, JMU Competency Development
Survey • Appropriate JMU groups
Interview • Supervisors • People currently envolved in doing/activity/subject
Benchmark • Best practices • National/ Organization/
industry competencies
Custom JMU
Competencies
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Based on these three elements, Ms. Rannow developed JMU’s competencies. The
conceptual framework for them is as follows.
Table 2, JMU Competencies
Leadership
Supervision/ Management
Facilitation Skills
Organizational Development
Teamwork
Work/Life Wellness
Administrative Skills
Customer Service
Communication
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The hierarchical organizations of competencies that move from the most basic –
communication, to the most advanced – leadership, is reminiscent of Blooms Taxonomy
(Clark, 2010). Blooms Taxonomy states that there are three domains of learning,
cognitive, affective and psychomotor. Psychomotor is related to tasks and physical skills.
Cognitive refers to the development of knowledge and intellectual skills, and affective
has to do with people skills and attitudes. Within these areas, there are different levels of
mastery that build on each other.
The same can be said of JMU’s competency framework. Each competency builds
upon the next and within each competency it is broken down into different areas. Each of
these areas is then broken down into three levels of mastery detailed by Training and
Development. These different levels are described as fundamental, intermediate and
advanced. They are used to track the employee’s level of competency mastery. Ideally,
each employee in every position would master every level of the competency (SME –
Judy).
As previously stated, this is a process that is still being developed. The deadline
for its implementation is June of 2013. Training and Developments wants to have
finished developing the competencies by then and have matched them all with
workshops. The process that is being worked on currently is filling in the gaps. If a
competency does not have a workshop in the 2013 Training and Development course
catalog, then Ms. Rannow reviews previous courses offered to see if a suitable one can be
implemented. If previous workshops can be reused, it saves the department the time of
having to design and develop new ones. However, if a previous workshop cannot be used
to meet a competency a new one will have to be developed.
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Initially, the team performing the Performance Improvement Plan was presented
with all the above information, except for how the competencies aligned with the
workshops. Training and Development requested they align these two, see where the gaps
lay, and then present the information to Ms. Rannow. Although this was not the typical
process for conducting a PIP, the client had distinct needs the wanted met.
The team was able to align competencies with workshops where ever possible,
and was able to provide Ms. Rannow with pertinent information regarding where the gaps
lay. When performing this alignment, the team was allowed to use certain workshops to
meet several competencies. If a workshop addressed communication and teamwork, it
could be listed under both of them. Based on this, the team believed it could be possible
for one workshop to meet every level of a specific competency. However, Ms. Rannow
requested that this not happen. Each level needed to be addressed by a different
workshop, one could not meet all the levels.
Organization
Training and Development, as previously stated, exists within James Madison
University and provides personal and professional development to faculty and staff. Due
to the comprehensive nature of their mission, vision and values, the authors believed it
was relevant to include the information. The mission, vision and values of T&D give a
comprehensive overview of who the department is, and of what they do.
Mission: “The Training and Development Department supports the Madison
mission and assists in job performance improvement by offering learning opportunities
that enhance the knowledge, skills and talents of AP Faculty, Classified staff and Wage
employees.” (JMU Training and Development, 2013).
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Vision: “To be known by managers and supervisors as a professional
development resource.” (JMU Training and Development, 2013).
Values:
• “We believe learning is a life-long process. The knowledge gained in each
professional development endeavor is critical to achieving and maintaining
excellence.
• We serve others. Our jobs exist because university employees need services. When we
make decisions, it is primarily for their benefit, not our own or our convenience.
• We are deeply committed to integrity, doing the right thing, behaving honestly, and
making sacrifices to act ethically.
• Relationships are what we’re all about. Therefore, terms such as respect, friendliness,
emotional intelligence, caring, and truth telling are core parts of our job
descriptions.
• We are leaders. We know that every minute of every day we are influencing someone.
We love the fact that our jobs enable us to make a difference and we are
committed to that ideal.
• We tell other people, and each other, the truth compassionately. We don’t avoid
conflict and we are always sensitive to others in our truth telling.” (JMU Training
and Development, 2013).
Literature Review
Because of the comprehensive nature of this project, the authors thought it would
be useful and informative to conduct a short literature review regarding competencies. It
was thought that a review of the literature could help to better analyze the problem as
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well as provide background information and knowledge that was not immediately on
hand. The relevant information found is addressed in the following literature review.
The term “competency” was first used and defined in 1973. It referred to those
characteristics of an individual that correlated with excellency, high performance and
motivation (Konigova and Fejfar, 2011). Since then the definition of competencies has
developed and changed. Currently, it has several different definitions and is used in
numerous ways. According to Konigova and Fejfar (2011), it specifically has two
definitions. The first one relates to the power and scope of authority a specific person
holds. The second relates to the capacity of a person to perform a certain activity and the
extent to which that person has knowledge, skills and abilities to perform the activity. In
a general sense, the term competency refers to the set of KSAs a person has that is
relevant to their performance within the organization. Competencies help organizations
analyze their employee’s positions and define the expected performance. They can
generally be broken down into the specific KSAs an employee has or must have to be
successful at their job (Goffin and Woycheshin, 2006).
Another article discussed the history and definition of competencies, as well as
the recent surge in their use. Markus, Cooper-Thomas and Allpress (2005) cited the
importance of competencies to Human Resource Professionals, calling them a “key tool”.
They later went on to describe the development of competencies as well as the different
types. According to them, there has been a huge increase in competency use over the past
ten years, however, this surge is not empirically founded. Although competencies have
become increasingly popular, the authors state that there is research lacking in the area of
their effectiveness. The authors address major issues with competencies, and conclude by
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saying that they believe competencies are misused in the work place. The authors say that
although beneficial, competencies tend to lead to over simplification of jobs and tasks.
Rather than support employee and organizational development and diversity,
competencies standardize information and in many ways limit employees and
organizations in what they do. The authors suggest that I/O psychologists take a larger
role in the redefinition of what competencies should be.
This article is particularly interesting because it is one of the few found that
actually questions the current model of competencies. Organizations use primarily a
reductionistic way of developing competencies, breaking jobs down via task analysis and
defining a specific positions KSAs (Goffin and Woycheshin, 2006). Although this is the
common currently used model, perhaps this is not always the best way?
When defining the KSAs of a specific position, it is common to conduct a task
analysis (Goffin and Woycheshin, 2006). A task analysis involves selecting a specific
position and sequentially breaking that position down into tasks. Based on the tasks that
are derived from the position, competencies are developed. If an employee is successfully
able to complete a task at different specified levels, they can be said to be “competent” at
that task. Although this is a traditional approach, and has been used successfully in the
past, it is not always realistic to conduct a task analysis for every position within an
organization, specifically one like JMU. Within JMU there are hundreds of different
positions, many of them cannot even be broken down into tasks. So how are
competencies developed for an organization this large, with massive diversity among it
employees?
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Biemans, Niewenhuis, Poell, Mulder and Wesselink, 2004, suggest an integrated
approach to developing competencies. They hypothesize that a holistic approach to
developing competencies is more appropriate than breaking down a job into simple tasks
and behaviors. According to Beimans et al. “competencies are the integrated abilities to
cope with complex tasks”. This is very different from the idea that competencies are
simply the ability to perform pre-determined simplistic tasks (Goffin and Woycheshin,
2006). Biemens et al. proposed the idea of “work-process knowledge” in their article.
They describe this as the extent to which a worker has knowledge of their job and its
relationship to other jobs and tasks within the organization. Providing a worker or
employee with the context that their position operates within, in addition to providing the
components of their actual job, allows the employee to meet competencies without
actually needing a task analysis. The employee is provided with the basic information
they need to meet competencies, and provided the context in which they must perform
them. As a result of empowering the employee, the task analysis becomes obsolete. This
seems like a far more progressive way of implementing competencies. Although,
according to the author, this holistic approach to competencies is a recent development
and has yet to move outside of Europe.
Another relevant article discussed the difference between employee level
competencies and organizational level competencies. According to Cardy and Selvarajan
(2006), competencies are the “key to a competitive advantage” for organizations. To have
competencies successfully implemented, they must be aligned with the specific direction
of the organization. Because organizational competencies directly fuel the development
of employee competencies, it is important that the organization have a clear idea of the
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direction they are going. If the organization does not have a firm basis for their own
competencies, employee competencies themselves will have no groundwork to be rooted
in.
When developing employee competencies, Cardy and Selvarajan (2006) suggest
four approaches: a job based approach, a future based approach, a person based approach
and a value based approach. The article then identifies the pros and cons related to each
framework. The authors suggest utilizing numerous different approaches when
developing employee competencies. They also remind the reader that not one approach is
right for all organizations. Based on the content of this article, it appears that the
development and implementation of competencies is similar to the process of designing
instructional materials based on learning theories.
Daughhetee, Puleo and Thrower (2004) proposed the idea of continuing
competencies in their article. They discussed competencies as being ongoing, and
suggested that for them to be effective supportive scaffolding should be in place. If
employees are going to be successful at their jobs they need to not only meet the
competencies set for them by the organization, but also be provided with continuing
education. When employees are offered no further training upon completing their
competencies, they will be less likely to retain the information and apply it at a later date.
By continuing to offer them education and professional development employees are
provided with the scaffolding they need to continually meet their competencies.
JMU’s Training and Development department provides the professional
development and continuing education that it’s employee’s need. It effectively
implements the scaffolding method discussed by Daughhette, Puleo and Thrower (2004)
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by providing workshops and training through out the year. In an effort to continue this
and measure their success, T&D has decided to design and implement the competency
model previously discussed. Based on previous studies, the department appears to have
successfully aligned their competency development with the most current research and
methodology in the field.
Methodology
Qualitative research was the primary method of inquiry used. The authors
conducted interviews with a SME, Judy Rannow, and analyzed the different
competencies and how they aligned with the 2013 workshops. The data collection
process was lengthy due to the amount of workshops offered. Every workshop
description had to be read, and different competencies checked against it. Some
workshops had numerous competencies that fell under them.
The data was tracked in an excel spreadsheet. Each competency had it’s own page
with the different levels of achievement. The workshops that met the different
competencies were listed along side of them. Doing it in this way allowed the authors to
easily see where the gaps lay. In addition to this, it allowed them to show Ms. Rannow
the areas she needed to fill in with previous workshops or newly developed ones.
Interviews with Ms. Rannow were conducted at various stages through out the
project. She provided the information initially needed to begin the project and checked in
periodically through out it. Questions regarding how to process the data were addressed
to her and so were many others. She played an integral part in guiding the direction of the
project. When first spoken to as the client, she had a clear idea of what she wanted. She
communicated the performance gap and presented the data that needed to be processed.
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Although the authors would have liked to gather more empirical data regarding
the relationship of workshops to competencies, this was not possible. The workshop
descriptions had to be trusted to convey information about the content it. It is possible
though, that a workshop said it covered information that it actually didn’t. It was outside
the scope of this project to verify that the workshop descriptions aligned with the
workshop content. That would be recommended as a future area to investigate. A
possible performance gap could exist there. This area was also recognized as a possible
confound. Since it could not be proved that the workshop descriptions aligned with their
content, the competencies that were aligned with the workshops could potentially be
wrong. It is possible that competencies were not being addressed when they were
supposed to be.
When examining the data, the authors also found that some competencies had
significantly more workshops aligned with them than others. This raised several
questions. First, why were there more workshops in certain areas? Second, for areas that
had numerous workshops, could some be cancelled and others implemented? Lastly, was
it possible that workshops were incorrectly aligned due to poor workshop descriptions,
and as a result more appeared to be offered in certain areas? These are all questions that
are outside the scope of this project but important to keep in mind for future research.
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Data Collection Methodology
Data Analysis
Interpretations and Recommendations
Conclusion
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References
ASTD. (2013). The ASTD Competency Model. Retrieved From
http://www.astd.org/Certification/Competency-Model
Biemans, H., Niewenhuis, L., Poell, R., Mulder, M., Wesselink, R. (2004). Competency-
Based
VET in the Netherlands: background and pitfalls, Journal of Vocational
Education and Training, Vol 56(4), 523 – 538.
Cardy, R.L, Selvarajan, T.T. (2006). Competencies: Alternative Framework for
Competitive Advantage, Business Horizons, Vol 49, 235 – 245.
Clark, D. (2010). Retrieved from
http://www.nwlink.com/~donclark/hrd/bloom.html
Daughhetee, C., Puleo, S., Thrower, E. (2004). Scaffolding of Continuing Competency as
an Essential Element of Professionalism The Alabama Counseling Association
Journal, Vol 36(1), 15 – 22.
Gangani, N., McLean, G.N., Braden, R.A. (2006). A Competency Based Human
Resource Development Strategy, Performance Improvement Quarterly, Vol
19(1), 127 – 140.
Goffin, R. D., Woycheshin, D.E. (2006). An Empirical Method of Determining
Employee Competencies/KSAOs From Task Based Job Analysis. Military
Psychology, Vol 18(2), 121 – 130.
Konigova, M., Fejfar, J. (2011). Evaluation and Development of Managerial
Competencies. Czech Science Foundation, pg. 68-80.
Liles, R.T., Mustian, R.D. (2004). Core Competencies: A systems approach to training
and organizational development in extension, Journal of Agricultural Education
and Extension, Vol 10(2), 77 – 82.
Markus, L.H., Cooper-Thomas, H.D., Allpress, K.N. (2005). Confounded by
Competencies? An Evaluation of the Evolution and Use of Competency Models,
New Zealand Journal of Psychology, Vol 34(2), 117-126.
Marrelli, A.F., Tondora, J., Hoge, M.A. (2005) Strategies for Developing Competency
Models, Administration and Policy in Mental Health, Vol 32(5/6), 533 – 561.
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SHRM. (2013). The SHRM HR Competency Initiative. Retrieved from
http://www.shrm.org/hrcompetencies/pages/default.aspx
Swanson, R. (2007). Analysis for improving performance. San Francisco: Berrett-Koehler
Publishers Inc.
Sydanmaanlakka, P. (2003). Intelligent leadership and leadership competencies:
developing a leadership framework for intelligent organizations, Aalto University.
JMU Training and Development. (2013). Mission, Vision and Values. Retrieved from
http://www.jmu.edu/training/development/tdmission.shtml
Virginia Jobs. (2013). What are Competencies? Retrieved from
http://jobs.virginia.gov/cd_competencies.html